UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GE CAPITAL CFE INC C/O GENERAL ELECTRIC CAPITAL CORPORATION 201 MERRITT 7 NORWALK, CT 06856 |
 |  X |  |  |
GENERAL ELECTRIC CO 3135 EASTON TURNPIKE FAIRFIELD, CT 06431 |
 |  |  | See footnotes (1) & (2) |
GENERAL ELECTRIC CAPITAL SERVICES INC/CT 201 MERRITT 7 NORWALK, CT 06856 |
 |  |  | See footnotes (1) & (2) |
GENERAL ELECTRIC CAPITAL CORP 201 MERRITT 7 NORWALK, CT 06856 |
 |  |  | See footnotes (1) & (2) |
/s/ Keith Helming, as Vice President of GE Capital CFE, Inc. and General Electric Capital Corporation | 05/17/2006 | |
**Signature of Reporting Person | Date | |
/s/ Barbara A. Lane, as attorney-in-fact for General Electric Capital Services, Inc. and General Electric Company | 05/17/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | GE Capital CFE, Inc. ("GECFE") directly owns 2,551,156 shares of Common Stock of the issuer, Rotech Healthcare, Inc. General Electric Capital Corporation ("GE Capital") is the parent company of GECFE. General Electric Capital Services, Inc. ("GECS") is the parent company of GE Capital. General Electric Company ("GE") is the parent company of GECS. |
(2) | Pursuant to Rule 16a-1(4) promulgated under the Securities and Exchange Act of 1934, as amended, each of GE Capital, GECS and GE disclaims beneficial ownership of the Common Stock directly owned by GECFE. |