SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
SPECTRX, INC.
(Name of Issuer)
Common Stock, $0.001 Par Value
(Title of Class of Securities)
847635109
(CUSIP Number)
Check the appropriate box to designate the rule pursuant to
which this Schedule is filed.
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ X ] Rule 13d-1(d)
The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject
class of securities, and for any subsequent amendment containing
information which would alter the disclosures provided in a prior
cover page.
The information required in the remainder of this cover page shall
not be deemed to be "filed" for the purpose of Section 18 of the
Securities Exchange Act of 1934 ("Act") or otherwise subject to the
liabilities of this section of the Act but shall be subject to all
other provisions of the Act (however, see the Notes).
CUSIP NO. 847635109
1 Name of Reporting Person S.S. or I.R.S. Identification No. of
above Person
C. G. GREFENSTETTE AS A TRUSTEE
I.D. #206-18-8997
2 Check the Appropriate Box if Member of a Group (a) [
X ]
(b) [ ]
3 SEC Use Only
4 Citizenship of Place of Organization
U.S.
Number of 5 Sole Voting Power
Shares
Beneficially
Owned by 6 Shared Voting Power
Each 1,578,737 (See Item(4)(a))
Reporting
Person 7 Sole Dispositive Power
With
8 Shared Dispositive Power
1,578,737 (See Item (4)(a))
9 Aggregate Amount Beneficially Owned by Each Reporting Person
1,578,737
10 Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares
11 Percent of Class Represented by Amount in Row (11)
14.05%
12 Type of Reporting Person
IN
CUSIP NO. 847635109
1 Name of Reporting Person S.S. or I.R.S. Identification No. of
above Person
L. M. WAGNER AS A TRUSTEE I.D. #
377-38-9703
2 Check the Appropriate Box if Member of a Group (a) [
X ]
(b) [ ]
3 SEC Use Only
4 Citizenship of Place of Organization
U.S.
Number of 5 Sole Voting Power
Shares
Beneficially
Owned by 6 Shared Voting Power
Each 392,132 (See Item(4)(a))
Reporting
Person 7 Sole Dispositive Power
With
8 Shared Dispositive Power
392,132 (See Item (4)(a))
9 Aggregate Amount Beneficially Owned by Each Reporting Person
392,132
10 Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares
11 Percent of Class Represented by Amount in Row (11)
3.49%
12 Type of Reporting Person
IN
CUSIP NO. 847635109
1 Name of Reporting Person S.S. or I.R.S. Identification No. of
above Person
C. G. GREFENSTETTE AND L. M. WAGNER, TRUSTEES U/A/T
DATED 12/30/76 FOR THE CHILDREN OF JULIET LEA HILLMAN
SIMONDS I.D. #25-6193084
2 Check the Appropriate Box if Member of a Group (a) [
X ]
(b) [ ]
3 SEC Use Only
4 Citizenship of Place of Organization
U.S.
Number of 5 Sole Voting Power
Shares 98,033
Beneficially
Owned by 6 Shared Voting Power
Each
Reporting
Person 7 Sole Dispositive Power
With 98,033
8 Shared Dispositive Power
9 Aggregate Amount Beneficially Owned by Each Reporting Person
98,033
10 Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares
11 Percent of Class Represented by Amount in Row (11)
.87%
12 Type of Reporting Person
OO
CUSIP NO. 847635109
1 Name of Reporting Person S.S. or I.R.S. Identification No. of
above Person
C. G. GREFENSTETTE AND L. M. WAGNER, TRUSTEES U/A/T
DATED 12/30/76 FOR THE CHILDREN OF AUDREY HILLMAN
FISHER I.D. #25-6193085
2 Check the Appropriate Box if Member of a Group (a) [
X ]
(b) [ ]
3 SEC Use Only
4 Citizenship of Place of Organization
U.S.
Number of 5 Sole Voting Power
Shares 98,033
Beneficially
Owned by 6 Shared Voting Power
Each
Reporting
Person 7 Sole Dispositive Power
With 98,033
8 Shared Dispositive Power
9 Aggregate Amount Beneficially Owned by Each Reporting Person
98,033
10 Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares
11 Percent of Class Represented by Amount in Row (11)
.87%
12 Type of Reporting Person
OO
CUSIP NO. 847635109
1 Name of Reporting Person S.S. or I.R.S. Identification No. of
above Person
C. G. GREFENSTETTE AND L. M. WAGNER, TRUSTEES U/A/T
DATED 12/30/76 FOR THE CHILDREN OF HENRY LEA HILLMAN,
JR. I.D. #25-6193086
2 Check the Appropriate Box if Member of a Group (a) [
X ]
(b) [ ]
3 SEC Use Only
4 Citizenship of Place of Organization
U.S.
Number of 5 Sole Voting Power
Shares 98,033
Beneficially
Owned by 6 Shared Voting Power
Each
Reporting
Person 7 Sole Dispositive Power
With 98,033
8 Shared Dispositive Power
9 Aggregate Amount Beneficially Owned by Each Reporting Person
98,033
10 Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares
11 Percent of Class Represented by Amount in Row (11)
.87%
12 Type of Reporting Person
OO
CUSIP NO. 847635109
1 Name of Reporting Person S.S. or I.R.S. Identification No. of
above Person
C. G. GREFENSTETTE AND L. M. WAGNER, TRUSTEES U/A/T
DATED 12/30/76 FOR THE CHILDREN OF WILLIAM TALBOTT
HILLMAN I.D. #25-6193087
2 Check the Appropriate Box if Member of a Group (a) [
X ]
(b) [ ]
3 SEC Use Only
4 Citizenship of Place of Organization
U.S.
Number of 5 Sole Voting Power
Shares 98,033
Beneficially
Owned by 6 Shared Voting Power
Each
Reporting
Person 7 Sole Dispositive Power
With 98,033
8 Shared Dispositive Power
9 Aggregate Amount Beneficially Owned by Each Reporting Person
98,033
10 Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares
11 Percent of Class Represented by Amount in Row (11)
.87%
12 Type of Reporting Person
OO
CUSIP NO. 847635109
1 Name of Reporting Person S.S. or I.R.S. Identification No. of
above Person
HENRY L. HILLMAN AS A TRUSTEE
I.D. #182-14-5466
2 Check the Appropriate Box if Member of a Group (a) [
X ]
(b) [ ]
3 SEC Use Only
4 Citizenship of Place of Organization
U.S.
Number of 5 Sole Voting Power
Shares
Beneficially
Owned by 6 Shared Voting Power
Each 1,186,605 (See Item(4)(a))
Reporting
Person 7 Sole Dispositive Power
With
8 Shared Dispositive Power
1,186,605 (See Item (4)(a))
9 Aggregate Amount Beneficially Owned by Each Reporting Person
1,186,605
10 Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares
11 Percent of Class Represented by Amount in Row (11)
10.56%
12 Type of Reporting Person
IN
CUSIP NO. 847635109
1 Name of Reporting Person S.S. or I.R.S. Identification No. of
above Person
ELSIE HILLIARD HILLMAN AS A TRUSTEE
I.D. #192-28-3426
2 Check the Appropriate Box if Member of a Group (a) [
X ]
(b) [ ]
3 SEC Use Only
4 Citizenship of Place of Organization
U.S.
Number of 5 Sole Voting Power
Shares
Beneficially
Owned by 6 Shared Voting Power
Each 1,186,605 (See Item(4)(a))
Reporting
Person 7 Sole Dispositive Power
With
8 Shared Dispositive Power
1,186,605 (See Item (4)(a))
9 Aggregate Amount Beneficially Owned by Each Reporting Person
1,186,605
10 Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares
11 Percent of Class Represented by Amount in Row (11)
10.56%
12 Type of Reporting Person
IN
CUSIP NO. 847635109
1 Name of Reporting Person S.S. or I.R.S. Identification No. of
above Person
CHARLES G. HADLEY
I.D. #177-40-3491
2 Check the Appropriate Box if Member of a Group (a) [
X ]
(b) [ ]
3 SEC Use Only
4 Citizenship of Place of Organization
U.S.
Number of 5 Sole Voting Power
Shares
Beneficially
Owned by 6 Shared Voting Power
Each 599,962 (See Item(4)(a))
Reporting
Person 7 Sole Dispositive Power
With
8 Shared Dispositive Power
599,962 (See Item (4)(a))
9 Aggregate Amount Beneficially Owned by Each Reporting Person
599,962
10 Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares
11 Percent of Class Represented by Amount in Row (11)
5.33%
12 Type of Reporting Person
IN
CUSIP NO. 847635109
1 Name of Reporting Person S.S. or I.R.S. Identification No. of
above Person
HAL S. BRODERSON
I.D. #400-72-1518
2 Check the Appropriate Box if Member of a Group (a) [
X ]
(b) [ ]
3 SEC Use Only
4 Citizenship of Place of Organization
U.S.
Number of 5 Sole Voting Power
Shares
Beneficially
Owned by 6 Shared Voting Power
Each 599,962 (See Item(4)(a))
Reporting
Person 7 Sole Dispositive Power
With
8 Shared Dispositive Power
599,962 (See Item (4)(a))
9 Aggregate Amount Beneficially Owned by Each Reporting Person
599,962
10 Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares
11 Percent of Class Represented by Amount in Row (11)
5.33%
12 Type of Reporting Person
IN
CUSIP NO. 847635109
1 Name of Reporting Person S.S. or I.R.S. Identification No. of
above Person
RONALD J. BRENNER
I.D.# 285-26-4393
2 Check the Appropriate Box if Member of a Group (a) [
X ]
(b) [ ]
3 SEC Use Only
4 Citizenship of Place of Organization
U.S.
Number of 5 Sole Voting Power
Shares
Beneficially
Owned by 6 Shared Voting Power
Each 599,962 (See Item (4)(a))
Reporting
Person 7 Sole Dispositive Power
With
8 Shared Dispositive Power
599,962 (See Item (4)(a))
9 Aggregate Amount Beneficially Owned by Each Reporting Person
599,962
10 Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares
11 Percent of Class Represented by Amount in Row (11)
5.33%
12 Type of Reporting Person
IN
CUSIP NO. 847635109
1 Name of Reporting Person S.S. or I.R.S. Identification No. of
above Person
HENRY L. HILLMAN, ELSIE HILLIARD HILLMAN AND
C. G. GREFENSTETTE, TRUSTEES OF THE HENRY L. HILLMAN
TRUST U/A DATED NOVEMBER 18, 1985 I.D.# 18-2145466
2 Check the Appropriate Box if Member of a Group (a) [
X ]
(b) [ ]
3 SEC Use Only
4 Citizenship of Place of Organization
Pennsylvania
Number of 5 Sole Voting Power
Shares 494,101
Beneficially
Owned by 6 Shared Voting Power
Each 692,504 (See Item(4)(a))
Reporting
Person 7 Sole Dispositive Power
With 494,101
8 Shared Dispositive Power
692,504 (See Item (4)(a))
9 Aggregate Amount Beneficially Owned by Each Reporting Person
1,186,605
10 Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares
11 Percent of Class Represented by Amount in Row (11)
10.56%
12 Type of Reporting Person
OO
CUSIP NO. 847635109
1 Name of Reporting Person S.S. or I.R.S. Identification No. of
above Person
THE HILLMAN COMPANY I.D.# 25-1011286
2 Check the Appropriate Box if Member of a Group (a) [
X ]
(b) [ ]
3 SEC Use Only
4 Citizenship of Place of Organization
Pennsylvania
Number of 5 Sole Voting Power
Shares
Beneficially
Owned by 6 Shared Voting Power
Each 692,504 (See Item(4)(a))
Reporting
Person 7 Sole Dispositive Power
With
8 Shared Dispositive Power
692,504 (See Item (4)(a))
9 Aggregate Amount Beneficially Owned by Each Reporting Person
692,504
10 Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares
11 Percent of Class Represented by Amount in Row (11)
6.16%
12 Type of Reporting Person
CO
CUSIP NO. 847635109
1 Name of Reporting Person S.S. or I.R.S. Identification No. of
above Person
WILMINGTON INVESTMENTS, INC. I.D.# 51-0034468
2 Check the Appropriate Box if Member of a Group (a) [
X ]
(b) [ ]
3 SEC Use Only
4 Citizenship of Place of Organization
Delaware
Number of 5 Sole Voting Power
Shares
Beneficially
Owned by 6 Shared Voting Power
Each 692,504 (See Item(4)(a))
Reporting
Person 7 Sole Dispositive Power
With
8 Shared Dispositive Power
692,504 (See Item (4)(a))
9 Aggregate Amount Beneficially Owned by Each Reporting Person
692,504
10 Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares
11 Percent of Class Represented by Amount in Row (11)
6.16%
12 Type of Reporting Person
CO
CUSIP NO. 847635109
1 Name of Reporting Person S.S. or I.R.S. Identification No. of
above Person
WILMINGTON EQUITIES, INC. I.D.# 51-0411204
2 Check the Appropriate Box if Member of a Group (a) [
X ]
(b) [ ]
3 SEC Use Only
4 Citizenship of Place of Organization
Delaware
Number of 5 Sole Voting Power
Shares
Beneficially
Owned by 6 Shared Voting Power
Each 692,504 (See Item(4)(a))
Reporting
Person 7 Sole Dispositive Power
With
8 Shared Dispositive Power
692,504 (See Item (4)(a))
9 Aggregate Amount Beneficially Owned by Each Reporting Person
692,504
10 Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares
11 Percent of Class Represented by Amount in Row (11)
6.16%
12 Type of Reporting Person
CO
CUSIP NO. 847635109
1 Name of Reporting Person S.S. or I.R.S. Identification No. of
above Person
WILMINGTON SECURITIES, INC. I.D.# 51-0114700
2 Check the Appropriate Box if Member of a Group (a) [
X ]
(b) [ ]
3 SEC Use Only
4 Citizenship of Place of Organization
Delaware
Number of 5 Sole Voting Power
Shares
Beneficially
Owned by 6 Shared Voting Power
Each 692,504 (See Item(4)(a))
Reporting
Person 7 Sole Dispositive Power
With
8 Shared Dispositive Power
692,504 (See Item (4)(a))
9 Aggregate Amount Beneficially Owned by Each Reporting Person
692,504
10 Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares
11 Percent of Class Represented by Amount in Row (11)
6.16%
12 Type of Reporting Person
CO
CUSIP NO. 847635109
1 Name of Reporting Person S.S. or I.R.S. Identification No. of
above Person
WILMINGTON INTERSTATE CORPORATION I.D.# 51-0313966
2 Check the Appropriate Box if Member of a Group (a) [
X ]
(b) [ ]
3 SEC Use Only
4 Citizenship of Place of Organization
Delaware
Number of 5 Sole Voting Power
Shares 82,637
Beneficially
Owned by 6 Shared Voting Power
Each
Reporting
Person 7 Sole Dispositive Power
With 82,637
8 Shared Dispositive Power
9 Aggregate Amount Beneficially Owned by Each Reporting Person
82,637
10 Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares
11 Percent of Class Represented by Amount in Row (11)
.74%
12 Type of Reporting Person
CO
CUSIP NO. 847635109
1 Name of Reporting Person S.S. or I.R.S. Identification No. of
above Person
HILLMAN/DOVER LIMITED PARTNERSHIP I.D.# 51-0286294
2 Check the Appropriate Box if Member of a Group (a) [
X ]
(b) [ ]
3 SEC Use Only
4 Citizenship of Place of Organization
Delaware
Number of 5 Sole Voting Power
Shares 9,905
Beneficially
Owned by 6 Shared Voting Power
Each 599,962 (See Item(4)(a))
Reporting
Person 7 Sole Dispositive Power
With 9,905
8 Shared Dispositive Power
599,962 (See Item (4)(a))
9 Aggregate Amount Beneficially Owned by Each Reporting Person
609,867
10 Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares
11 Percent of Class Represented by Amount in Row (11)
5.43%
12 Type of Reporting Person
PN
CUSIP NO. 847635109
1 Name of Reporting Person S.S. or I.R.S. Identification No. of
above Person
CASHON BIOMEDICAL ASSOCIATES L.P. I.D.# 23-2555178
2 Check the Appropriate Box if Member of a Group (a) [
X ]
(b) [ ]
3 SEC Use Only
4 Citizenship of Place of Organization
Delaware
Number of 5 Sole Voting Power
Shares
Beneficially
Owned by 6 Shared Voting Power
Each 599,962 (See Item(4)(a))
Reporting
Person 7 Sole Dispositive Power
With
8 Shared Dispositive Power
599,962 (See Item (4)(a))
9 Aggregate Amount Beneficially Owned by Each Reporting Person
599,962
10 Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares
11 Percent of Class Represented by Amount in Row (11)
5.334%
12 Type of Reporting Person
PN
CUSIP NO. 847635109
1 Name of Reporting Person S.S. or I.R.S. Identification No. of
above Person
HILLMAN MEDICAL VENTURES 1995 L.P. I.D.# 51-0364601
2 Check the Appropriate Box if Member of a Group (a) [
X ]
(b) [ ]
3 SEC Use Only
4 Citizenship of Place of Organization
Delaware
Number of 5 Sole Voting Power
Shares 101,860
Beneficially
Owned by 6 Shared Voting Power
Each
Reporting
Person 7 Sole Dispositive Power
With 101,860
8 Shared Dispositive Power
9 Aggregate Amount Beneficially Owned by Each Reporting Person
101,860
10 Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares
11 Percent of Class Represented by Amount in Row (11)
.91%
12 Type of Reporting Person
PN
CUSIP NO. 847635109
1 Name of Reporting Person S.S. or I.R.S. Identification No. of
above Person
HILLMAN MEDICAL VENTURES 1996 L.P. I.D.# 51-0372016
2 Check the Appropriate Box if Member of a Group (a) [
X ]
(b) [ ]
3 SEC Use Only
4 Citizenship of Place of Organization
Delaware
Number of 5 Sole Voting Power
Shares 423,102
Beneficially
Owned by 6 Shared Voting Power
Each
Reporting
Person 7 Sole Dispositive Power
With 423,102
8 Shared Dispositive Power
9 Aggregate Amount Beneficially Owned by Each Reporting Person
423,102
10 Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares
11 Percent of Class Represented by Amount in Row (11)
3.76%
12 Type of Reporting Person
PN
CUSIP NO. 847635109
1 Name of Reporting Person S.S. or I.R.S. Identification No. of
above Person
HILLMAN MEDICAL VENTURES 1997 L.P. I.D.# 52-2028335
2 Check the Appropriate Box if Member of a Group (a) [
X ]
(b) [ ]
3 SEC Use Only
4 Citizenship of Place of Organization
Delaware
Number of 5 Sole Voting Power
Shares 75,000
Beneficially
Owned by 6 Shared Voting Power
Each
Reporting
Person 7 Sole Dispositive Power
With 75,000
8 Shared Dispositive Power
9 Aggregate Amount Beneficially Owned by Each Reporting Person
75,000
10 Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares
11 Percent of Class Represented by Amount in Row (11)
.67%
12 Type of Reporting Person
PN
Item 1(a) Name of Issuer
Spectrx, Inc.
Item 1(b) Address of Issuer's Principal Executive Office:
6025A Unity Drive
Norcross, GA 30071
Item 2(a) Name of Person Filing:
(i) Hillman Medical Ventures 1995 L.P., a Delaware
Limited Partnership
whose general partners are Hillman/Dover Limited
Partnership and Cashon Biomedical Associates, L.P.
(ii) Hillman Medical Ventures 1996 L.P., a Delaware
Limited Partnership
whose general partners are Hillman/Dover Limited
Partnership and Cashon Biomedical Associates, L.P.
(iii) Hillman Medical Ventures 1997 L.P., a Delaware
Limited Partnership
whose general partners are Hillman/Dover Limited
Partnership and Cashon Biomedical Associates, L.P.
(iv) Hillman/Dover Limited Partnership, a Delaware
limited
partnership whose general partner is
Wilmington Securities, Inc.
(v) Cashon Biomedical Associates, L.P., a Delaware
limited partnership
whose general partners are Charles G. Hadley,
Hal S. Broderson
and Ronald J. Brenner.
(vi) Wilmington Interstate Corporation, a
wholly-owned subsidiary of
Wilmington Securities, Inc.
(vii) Wilmington Securities, Inc., a wholly-owned
subsidiary of Wilmington
Equities, Inc.
(viii) Wilmington Equities, Inc., a wholly-owned
subsidiary of Wilmington
Investments, Inc.
(ix) Wilmington Investments, Inc., a wholly-owned
subsidiary of The
Hillman Company.
(x) The Hillman Company, a corporation controlled by
the HLH Trust.
(xi) Henry L. Hillman, Elsie Hilliard Hillman and C.
G. Grefenstette,
Trustees of the Henry L. Hillman Trust U/A
dated November 18,
1985 (the "HLH Trust").
(xii) C. G. Grefenstette and L. M. Wagner, Trustees
U/A/T dated 12/30/76
for the Children of Juliet Lea Hillman Simonds
(the "1976 JLHS Trust).
(xiii) C. G. Grefenstette and L. M. Wagner, Trustees
U/A/T dated 12/30/76
for the Children of Audrey Hillman Fisher (the
"1976 AHF Trust).
(xiv) C. G. Grefenstette and L. M. Wagner, Trustees
U/A/T dated 12/30/76
for the Children of Henry Lea Hillman, Jr.
(the "1976 HLHJR. Trust).
(xv) C. G. Grefenstette and L. M. Wagner, Trustees
U/A/T dated 12/30/76
for the Children of William Talbott Hillman
(the "1976 WTH Trust).
(xvi) Ronald J. Brenner
(xvii) Hal S. Broderson
(xviii) Charles G. Hadley
(xix) Elsie Hilliard Hillman
(xx) Henry L. Hillman
(xxi) L. M. Wagner
(xxii) C. G. Grefenstette
Item 2(b) Address of the Principal Business Office:
Hillman Medical Ventures 1995 L.P., Hillman Medical
Ventures 1996 L.P., Hillman Medical Ventures 1997 L.P.,
Hillman/Dover Limited Partnership, Wilmington Interstate
Corporation
Wilmington Securities, Inc, Wilmington Equities, Inc. and
Wilmington Investments, Inc.
824 Market Street, Suite 900
Wilmington, Delaware 19801
The Hillman Company, the 1976 JLHS Trust, the 1976 AHF
Trust,
the 1976 HLHJR. Trust, the 1976 WTH Trust and the HLH Trust
1900 Grant Building
Pittsburgh, Pennsylvania 15219
Cashon Biomedical Associates L.P., Charles G. Hadley, Hal
S. Broderson
and Ronald J.Brenner
One Tower Bridge, Suite 1350
100 Front Street
West Conshohocken, Pennsylvania 19428
Elsie Hilliard Hillman, Henry L. Hillman, L. M. Wagner
and C. G. Grefenstette
2000 Grant Building
Pittsburgh, Pennsylvania 15219
Item 2(c) Citizenship:
Hillman Medical Ventures 1995 L.P., Hillman Medical
Ventures 1996 L.P., Hillman Medical Ventures 1997 L.P.,
Hillman/Dover Limited Partnership and Cashon Biomedical
Associates L.P. are Delaware limited partnerships.
Wilmington Interstate Corporation, Wilmington Securities,
Inc.,
Wilmington Equities, Inc. and Wilmington Investments,
Inc. are
Delaware corporations.
The Hillman Company is a Pennsylvania corporation.
The 1976 JLHS Trust, the 1976 AHF Trust, the 1976 HLHJR.
Trust,
the 1976 WTH Trust and the HLH Trust are Pennsylvania
trusts.
C. G. Grefenstette, L. M. Wagner, Henry L. Hillman, Elsie
Hilliard Hillman,
Charles G. Hadley, Hal S. Broderson and Ronald J. Brenner
are U.S. citizens.
Item 2(d) Title of Class of Securities:
Common Stock, $.001 Par Value
Item 2(e) CUSIP Number
847635109
Item 3 Not Applicable
Item 4 Ownership:
(a) Amount Beneficially Owned:
101,860 shares of Common Stock are owned of record and
beneficially by Hillman Medical Ventures 1995 L.P, a
Delaware
limited partnership ("HMV 95"). Hillman/Dover Limited
Partnership
and Cashon Biomedical Associates L.P. are general
partners of HMV 95.
Wilmington Securities, Inc. is the sole general partner
of Hillman/Dover
Limited Partnership. Wilmington Securities, Inc. is a
wholly-owned
subsidiary of Wilmington Equities, Inc. Wilmington
Equities, Inc. is
a wholly-owned subsidiary of Wilmington Investments,
Inc. Wilmington
Investments, Inc. is a wholly-owned subsidiary of The
Hillman Company,
which is controlled by the HLH Trust. Charles G.
Hadley, Hal S. Broderson
and Ronald J. Brenner are general partners of Cashon
Biomedical Associates
L.P.
423,102 shares of Common Stock are owned of record
and
beneficially by Hillman Medical Ventures 1996 L.P,
a Delaware
limited partnership ("HMV 96"). Hillman/Dover
Limited Partnership
and Cashon Biomedical Associates L.P. are general
partners of HMV 96.
Wilmington Securities, Inc. is the sole general
partner of Hillman/Dover
Limited Partnership. Wilmington Securities, Inc.
is a wholly-owned
subsidiary of Wilmington Equities, Inc. Wilmington
Equities, Inc. is
a wholly-owned subsidiary of Wilmington
Investments, Inc. Wilmington
Investments, Inc. is a wholly-owned subsidiary of
The Hillman Company,
which is controlled by the HLH Trust. Charles G.
Hadley, Hal S. Broderson
and Ronald J. Brenner are general partners of
Cashon Biomedical Associates
L.P.
75,000 shares of Common Stock are owned of record and
beneficially by Hillman Medical Ventures 1997 L.P,
a Delaware
limited partnership ("HMV 97"). Hillman/Dover
Limited Partnership
and Cashon Biomedical Associates L.P. are general
partners of HMV 97.
Wilmington Securities, Inc. is the sole general
partner of Hillman/Dover
Limited Partnership. Wilmington Securities, Inc.
is a wholly-owned
subsidiary of Wilmington Equities, Inc. Wilmington
Equities, Inc. is
a wholly-owned subsidiary of Wilmington
Investments, Inc. Wilmington
Investments, Inc. is a wholly-owned subsidiary of
The Hillman Company,
which is controlled by the HLH Trust. Charles G.
Hadley, Hal S. Broderson
and Ronald J. Brenner are general partners of
Cashon Biomedical Associates
L.P.
9,905 shares of Common Stock are owned of record and
beneficially by Hillman/Dover Limited Partnership.
Wilmington Securities, Inc. is the sole general
partner of Hillman/Dover
Limited Partnership. Wilmington Securities, Inc.
is a wholly-owned
subsidiary of Wilmington Equities, Inc. Wilmington
Equities, Inc. is
a wholly-owned subsidiary of Wilmington
Investments, Inc. Wilmington
Investments, Inc. is a wholly-owned subsidiary of
The Hillman Company,
which is controlled by the HLH Trust.
82,637 shares of Common Stock are owned of record and
beneficially by Wilmngton Interstate Corporation.
Wilmington
Interstate Corporation is a wholly-owned
subsidiary of Wilmington
Securities, Inc. Wilmington Securities, Inc. is a
wholly-owned
subsidiary of Wilmington Equities, Inc. Wilmington
Equities, Inc. is
a wholly-owned subsidiary of Wilmington
Investments, Inc. Wilmington
Investments, Inc. is a wholly-owned subsidiary of
The Hillman Company,
which is controlled by the HLH Trust.
494,101 shares of Common Stock are owned of record
and beneficially
by Henry L. Hillman, Elsie Hilliard Hillman and C.
G. Grefenstette,
Trustees of the Henry L. Hillman Trust U/A dated
November 18, 1985,
a Pennsylvania revocable trust. C. G.
Grefenstette shares power to
vote or to direct the vote and shares power to
dispose or to direct the
disposition of the shares of stock owned by the
1976 Trusts, the
HLH Trust and Hillman/Dover Limited Partnership.
Henry L. Hillman
shares power to vote or to direct the vote and
shares power to dispose
or direct the disposition of the shares of stock
owned by the HLH
Trust and Hillman/Dover Limited Partnership.
Elsie Hilliard Hillman
shares power to vote or to direct the vote and
shares power to dispose
or to direct the disposition of the shares of
stock owned by the HLH
Trust and Hillman/Dover Limited Partnership.
98,033 shares of Common Stock are owned of record
and beneficially
by C. G. Grefenstette and L. M. Wagner, Trustees
U/A/T dated
December 30, 1976 for the Children of Juliet Lea
Hillman Simonds
(together with the three trusts of even date named
below, the "1976 Trusts"),
a Pennsylvania irrevocable trust. C. G.
Grefenstette shares power to vote or to
direct the vote and shares power to dispose or to
direct the disposition of the
shares of stock owned by the 1976 Trusts, the HLH
Trust and Hillman/Dover
Limited Partnership.
98,033 shares of Common Stock are owned of record
and beneficially
by C. G. Grefenstette and L. M. Wagner, Trustees
U/A/T dated
December 30, 1976 for the Children of Audrey
Hillman Fisher
(together with the three trusts of even date
named, the "1976 Trusts"),
a Pennsylvania irrevocable trust. C. G.
Grefenstette shares power to vote or to
direct the vote and shares power to dispose or to
direct the disposition of the
shares of stock owned by the 1976 Trusts, the HLH
Trust and Hillman/Dover
Limited Partnership.
98,033 shares of Common Stock are owned of record
and beneficially
by C. G. Grefenstette and L. M. Wagner, Trustees
U/A/T dated
December 30, 1976 for the Children of Henry Lea
Hillman, Jr.
(together with the three trusts of even date
named, the "1976 Trusts"),
a Pennsylvania irrevocable trust. C. G.
Grefenstette shares power to vote or to
direct the vote and shares power to dispose or to
direct the disposition of the
shares of stock owned by the 1976 Trusts, the HLH
Trust and Hillman/Dover
Limited Partnership.
98,033 shares of Common Stock are owned of record
and beneficially
by C. G. Grefenstette and L. M. Wagner, Trustees
U/A/T dated
December 30, 1976 for the Children of William
Talbott Hillman
(together with the three trusts of even date
named, the "1976 Trusts"),
a Pennsylvania irrevocable trust. C. G.
Grefenstette shares power to vote or to
direct the vote and shares power to dispose or to
direct the disposition of the
shares of stock owned by the 1976 Trusts, the HLH
Trust and Hillman/Dover
Limited Partnership.
(b) Percent of Class
14.09%
(c) Number of Shares as to which such person has:
(i) sole power to vote or direct the vote
(ii) shared power to vote or to direct the vote
1,578,737
(See Item (4)(a))
(iii) sole power to dispose or to direct the
disposition of
(iv) shared power to dispose or to direct the
disposition of
1,578,737
(See Item (4)(a))
Item 5 Ownership of Five Percent or Less of a Class:
Not Applicable
Item 6 Ownership of More than Five Percent on Behalf of Another
Person:
Not Applicable
Item 7 Identification and Classification of the Subsidiary
Which Acquired
the Security Being Reported on by the Parent Holding
Company:
Not Applicable
Item 8 Identification and Classification of Members of the Group:
Not Applicable
Item 9 Notice of Dissolution of Group:
Not Applicable
Item 10 Certification:
By signing below we certify that, to the best of our knowledge
and
belief, the securities referred to above were not acquired and
are not
held for the purpose of or with the effect of changing or
influencing the
control of the issuer of the securities and were not acquired
and are not
held in connection with or as a participant in any transaction
having
that purpose or effect.
(Intentionally Left Blank)
SIGNATURES
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement
is true, complete and correct.
HILLMAN MEDICAL VENTURES 1995 L.P.
By Hillman/Dover Limited Partnership,
a General Partner
By Wilmington Securities, Inc., the sole
General Partner
By __/s/ Andrew H.
McQuarrie__________________
Andrew H. McQuarrie, President
By Cashon Biomedical Associates L.P.,
a General Partner
By _/s/ Charles G.
Hadley______________________
Charles G. Hadley, General Partner
By __/s/ Hal S.
Broderson______________________
Hal S. Broderson, General Partner
By _/s/ Ronald J.
Brenner_______________________
Ronald J. Brenner, General Partner
HILLMAN MEDICAL VENTURES 1996 L.P.
By Hillman/Dover Limited Partnership,
a General Partner
By Wilmington Securities, Inc., the sole
General Partner
By __/s/ Andrew H.
McQuarrie__________________
Andrew H. McQuarrie, President
By Cashon Biomedical Associates L.P.,
a General Partner
By __/s/ Charles G.
Hadley____________________
Charles G. Hadley, General Partner
By __/s/ Hal S.
Broderson_____________________
Hal S. Broderson, General Partner
By __/s/ Ronald J.
Brenner_____________________
Ronald J. Brenner, General Partner
HILLMAN MEDICAL VENTURES 1997 L.P.
By Hillman/Dover Limited Partnership,
a General Partner
By Wilmington Securities, Inc., the sole
General Partner
By __/s/ Andrew H.
McQuarrie__________________
Andrew H. McQuarrie, President
By Cashon Biomedical Associates L.P.,
a General Partner
By __/s/ Charles G.
Hadley_____________________
Charles G. Hadley, General Partner
By __/s/ Hal S.
Broderson______________________
Hal S. Broderson, General Partner
By __/s/ Ronald J.
Brenner______________________
Ronald J. Brenner, General Partner
HILLMAN/DOVER LIMITED PARTNERSHIP
By Wilmington Securities, Inc.,
the sole General Partner
By __/s/ Andrew H.
McQuarrie______________
Andrew H. McQuarrie, President
CASHON BIOMEDICAL ASSOCIATES L.P.
By __/s/ Charles G.
Hadley__________________
Charles G. Hadley, General Partner
By __/s/ Hal S. Broderson
__________________
Hal S. Broderson, General Partner
By __/s/ Ronald J.
Brenner__________________
Ronald J. Brenner, General Partner
WILMINGTON INTERSTATE CORPORATION
By __/s/ Andrew H.
McQuarrie_______________
Andrew H. McQuarrie, President
WILMINGTON SECURITIES, INC.
By _/s/ Andrew H. McQuarrie
______________
Andrew H. McQuarrie, President
WILMINGTON EQUITIES, INC.
By __/s/ Andrew H. McQuarrie________
______
Andrew H. McQuarrie, President
WILMINGTON INVESTMENTS, INC.
By __/s/ Andrew H.
McQuarrie___________________
Andrew H. McQuarrie, Vice President
THE HILLMAN COMPANY
By __/s/ L. M. Wagner
___________________________
Lawrence M. Wagner, President
HENRY L. HILLMAN, ELSIE HILLIARD HILLMAN
& C. G. GREFENSTETTE, TRUSTEES OF THE
HENRY L. HILLMAN TRUST U/A DATED
NOVEMBER 18, 1985
__/s/ C. G.
Grefenstette__________________________
C. G. Grefenstette, Trustee
C. G. GREFENSTETTE AND L. M. WAGNER,
TRUSTEES
U/A/T DATED DECEMBER 30, 1976 FOR THE
CHILDREN
OF JULIET LEA HILLMAN SIMONDS
/s/ C. G. Grefenstette
C. G. Grefenstette, Trustee
/s/ L. M. Wagner
L. M. Wagner, Trustee
C. G. GREFENSTETTE AND L. M. WAGNER,
TRUSTEES
U/A/T DATED DECEMBER 30, 1976 FOR THE
CHILDREN
OF AUDREY HILLMAN FISHER
/s/ C. G. Grefenstette
C. G. Grefenstette, Trustee
/s/ L. M. Wagner
L. M. Wagner, Trustee
C. G. GREFENSTETTE AND L. M. WAGNER,
TRUSTEES
U/A/T DATED DECEMBER 30, 1976 FOR THE
CHILDREN
OF HENRY LEA HILLMAN, JR.
/s/ C. G. Grefenstette
C. G. Grefenstette, Trustee
/s/ L. M. Wagner
L. M. Wagner, Trustee
C. G. GREFENSTETTE AND L. M. WAGNER,
TRUSTEES
U/A/T DATED DECEMBER 30, 1976 FOR THE
CHILDREN
OF WILLIAM TALBOTT HILLMAN
/s/ C. G. Grefenstette
C. G. Grefenstette, Trustee
/s/ L. M. Wagner
L. M. Wagner, Trustee
_/s/ C. G.
Grefenstette__________________________
C. G. Grefenstette
_/s/ L. M.
Wagner_____________________________
L. M. Wagner
_/s/ Henry L.
Hillman__________________________
Henry L. Hillman
_/s/ Elsie Hilliard
Hillman______________________
Elsie Hilliard Hillman
_/s/ Charles G.
Hadley_________________________
Charles G. Hadley
_/s/ Hal S.
Broderson__________________________
Hal S. Broderson
_/s/ Ronald J.
Brenner_________________________
Ronald J. Brenner
February 13, 2003
Date