SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
SCHEDULE 13G
Amendment No. 2
Under the Securities Exchange Act of 1934
SPECTRX, INC.
(Name of Issuer)
Common Stock, $0.001 Par Value
(Title of class of Securities)
847635109
(CUSIP Number)
>
Check the appropriate box to designate the rule pursuant to which this Schedule is filed.
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior coverage page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of this section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP NO. 847635109
1. Name of Reporting Persons IRS Identification No. of above Persons
(entities only)
C. G. Grefenstette as Trustee
2. Check the Appropriate Box if Member of a Group (a) [X]
(b) [ ]
3. SEC Use Only
4. Citizenship or Place of Organization
U.S.
Number of 5. Sole Voting Power
Shares
Beneficially
Owned by 6. Shared Voting Power
Each 1,578,737 (See Item (4)(a))
Reporting
Person 7. Sole Dispositive Power
With
8. Shared Dispositive Power
1,578,737 (See Item (4)(a))
9. Aggregate Amount Beneficially Owned by Each Reporting Person
1,578,737
10. Check Box if the Aggregate Amount in Row (ii) Excludes Certain Shares
11. Percent of Class Represented by Amount in Row (11)
13.86%
12. Type of Reporting Person
IN
CUSIP NO. 847635109
1. Name of Reporting Persons IRS Identification No. of above Persons
(entities only)
E. C. Johnson as Trustee
2. Check the Appropriate Box if Member of a Group (a) [X]
(b) [ ]
3. SEC Use Only
4. Citizenship or Place of Organization
U.S.
Number of 5. Sole Voting Power
Shares
Beneficially
Owned by 6. Shared Voting Power
Each 392,132 (See Item (4)(a))
Reporting
Person 7. Sole Dispositive Power
With
8. Shared Dispositive Power
392,132 (See Item (4)(a))
9. Aggregate Amount Beneficially Owned by Each Reporting Person
392,132
10. Check Box if the Aggregate Amount in Row (ii) Excludes Certain Shares
11. Percent of Class Represented by Amount in Row (11)
3.44%
12. Type of Reporting Person
IN
CUSIP NO. 847635109
1. Name of Reporting Persons IRS Identification No. of above Persons
(entities only)
Bruce I. Crocker as Trustee
2. Check the Appropriate Box if Member of a Group (a) [X]
(b) [ ]
3. SEC Use Only
4. Citizenship or Place of Organization
U.S.
Number of 5. Sole Voting Power
Shares
Beneficially
Owned by 6. Shared Voting Power
Each 392,132 (See Item (4)(a))
Reporting
Person 7. Sole Dispositive Power
With
8. Shared Dispositive Power
392,132 (See Item (4)(a))
9. Aggregate Amount Beneficially Owned by Each Reporting Person
392,132
10. Check Box if the Aggregate Amount in Row (ii) Excludes Certain Shares
11. Percent of Class Represented by Amount in Row (11)
3.44%
12. Type of Reporting Person
IN
CUSIP NO. 847635109
1. Name of Reporting Persons IRS Identification No. of above Persons
(entities only)
C. G. Grefenstette, E. C. Johnson and Bruce I. Crocker, Trustees U/A/T dated
12/30/76 for the Children of Juliet Lea Hillman Simonds I.D. #25-6193084
2. Check the Appropriate Box if Member of a Group (a) [X]
(b) [ ]
3. SEC Use Only
4. Citizenship or Place of Organization
Pennsylvania
Number of 5. Sole Voting Power
Shares 98,033
Beneficially
Owned by 6. Shared Voting Power
Each
Reporting
Person 7. Sole Dispositive Power
With 98,033
8. Shared Dispositive Power
9. Aggregate Amount Beneficially Owned by Each Reporting Person
98,033
10. Check Box if the Aggregate Amount in Row (ii) Excludes Certain Shares
11. Percent of Class Represented by Amount in Row (11)
.86%
12. Type of Reporting Person
OO
CUSIP NO. 847635109
1. Name of Reporting Persons IRS Identification No. of above Persons
(entities only)
C. G. Grefenstette, E. C. Johnson and Bruce I. Crocker, Trustees U/A/T dated
12/30/76 for the Children of Audrey Hillman Fisher I.D. #25-6193085
2. Check the Appropriate Box if Member of a Group (a) [X]
(b) [ ]
3. SEC Use Only
4. Citizenship or Place of Organization
Pennsylvania
Number of 5. Sole Voting Power
Shares 98,033
Beneficially
Owned by 6. Shared Voting Power
Each
Reporting
Person 7. Sole Dispositive Power
With 98,033
8. Shared Dispositive Power
9. Aggregate Amount Beneficially Owned by Each Reporting Person
98,033
10. Check Box if the Aggregate Amount in Row (ii) Excludes Certain Shares
11. Percent of Class Represented by Amount in Row (11)
.86%
12. Type of Reporting Person
OO
CUSIP NO. 847635109
1. Name of Reporting Persons IRS Identification No. of above Persons
(entities only)
C. G. Grefenstette, E. C. Johnson and Bruce I. Crocker, Trustees U/A/T dated
12/30/76 for the Children of Henry Lea Hillman, Jr. I.D.. #25-6193086
2. Check the Appropriate Box if Member of a Group (a) [X]
(b) [ ]
3. SEC Use Only
4. Citizenship or Place of Organization
Pennsylvania
Number of 5. Sole Voting Power
Shares 98,033
Beneficially
Owned by 6. Shared Voting Power
Each
Reporting
Person 7. Sole Dispositive Power
With 98,033
8. Shared Dispositive Power
9. Aggregate Amount Beneficially Owned by Each Reporting Person
98,033
10. Check Box if the Aggregate Amount in Row (ii) Excludes Certain Shares
11. Percent of Class Represented by Amount in Row (11)
.86%
12. Type of Reporting Person
OO
CUSIP NO. 847635109
1. Name of Reporting Persons IRS Identification No. of above Persons
(entities only)
C. G. Grefenstette, E. C. Johnson and Bruce I. Crocker, Trustees U/A/T dated
12/30/76 for the Children of William Talbott Hillman I.D. #25-6193087
2. Check the Appropriate Box if Member of a Group (a) [X]
(b) [ ]
3. SEC Use Only
4. Citizenship or Place of Organization
Pennsylvania
Number of 5. Sole Voting Power
Shares 98,033
Beneficially
Owned by 6. Shared Voting Power
Each
Reporting
Person 7. Sole Dispositive Power
With 98,033
8. Shared Dispositive Power
9. Aggregate Amount Beneficially Owned by Each Reporting Person
98,033
10. Check Box if the Aggregate Amount in Row (ii) Excludes Certain Shares
11. Percent of Class Represented by Amount in Row (11)
.86%
12. Type of Reporting Person
OO
CUSIP NO. 847635109
1. Name of Reporting Persons IRS Identification No. of above Persons
(entities only)
Henry L. Hillman as Trustee
2. Check the Appropriate Box if Member of a Group (a) [X]
(b) [ ]
3. SEC Use Only
4. Citizenship or Place of Organization
U.S.
Number of 5. Sole Voting Power
Shares
Beneficially
Owned by 6. Shared Voting Power
Each 1,186,605 (See Item (4)(a))
Reporting
Person 7. Sole Dispositive Power
With
8. Shared Dispositive Power
1,186,605 (See Item (4)(a))
9. Aggregate Amount Beneficially Owned by Each Reporting Person
1,186,605
10. Check Box if the Aggregate Amount in Row (ii) Excludes Certain Shares
11. Percent of Class Represented by Amount in Row (11)
10.42%
12. Type of Reporting Person
IN
CUSIP NO. 847635109
1. Name of Reporting Persons IRS Identification No. of above Persons
(entities only)
Elsie Hilliard Hillman as Trustee
2. Check the Appropriate Box if Member of a Group (a) [X]
(b) [ ]
3. SEC Use Only
4. Citizenship or Place of Organization
U.S.
Number of 5. Sole Voting Power
Shares
Beneficially
Owned by 6. Shared Voting Power
Each 186,605 (See Item (4)(a))
Reporting
Person 7. Sole Dispositive Power
With
8. Shared Dispositive Power
186,605 (See Item (4)(a))
9. Aggregate Amount Beneficially Owned by Each Reporting Person
186,605
10. Check Box if the Aggregate Amount in Row (ii) Excludes Certain Shares
11. Percent of Class Represented by Amount in Row (11)
10.42%
12. Type of Reporting Person
IN
CUSIP NO. 847635109
1. Name of Reporting Persons IRS Identification No. of above Persons
(entities only)
Charles G. Hadley
2. Check the Appropriate Box if Member of a Group (a) [X]
(b) [ ]
3. SEC Use Only
4. Citizenship or Place of Organization
U.S.
Number of 5. Sole Voting Power
Shares
Beneficially
Owned by 6. Shared Voting Power
Each 599,962 (See Item (4)(a))
Reporting
Person 7. Sole Dispositive Power
With
8. Shared Dispositive Power
599,962 (See Item (4)(a))
9. Aggregate Amount Beneficially Owned by Each Reporting Person
599,962
10. Check Box if the Aggregate Amount in Row (ii) Excludes Certain Shares
11. Percent of Class Represented by Amount in Row (11)
5.27%
12. Type of Reporting Person
IN
font size="3" face="Times New Roman">
CUSIP NO. 847635109
1. Name of Reporting Persons IRS Identification No. of above Persons
(entities only)
Hal S. Broderson
2. Check the Appropriate Box if Member of a Group (a) [X]
(b) [ ]
3. SEC Use Only
4. Citizenship or Place of Organization
U.S.
Number of 5. Sole Voting Power
Shares
Beneficially
Owned by 6. Shared Voting Power
Each 599,962 (See Item (4)(a))
Reporting
Person 7. Sole Dispositive Power
With
8. Shared Dispositive Power
599,962 (See Item (4)(a))
9. Aggregate Amount Beneficially Owned by Each Reporting Person
599,962
10. Check Box if the Aggregate Amount in Row (ii) Excludes Certain Shares
11. Percent of Class Represented by Amount in Row (11)
5.27%
12. Type of Reporting Person
IN
CUSIP NO. 847635109
1. Name of Reporting Persons IRS Identification No. of above Persons
(entities only)
Ronald J. Brenner
2. Check the Appropriate Box if Member of a Group (a) [X]
(b) [ ]
3. SEC Use Only
4. Citizenship or Place of Organization
U.S.
Number of 5. Sole Voting Power
Shares
Beneficially
Owned by 6. Shared Voting Power
Each 599,962 (See Item (4)(a))
Reporting
Person 7. Sole Dispositive Power
With
8. Shared Dispositive Power
599,962 (See Item (4)(a))
9. Aggregate Amount Beneficially Owned by Each Reporting Person
599,962
10. Check Box if the Aggregate Amount in Row (ii) Excludes Certain Shares
11. Percent of Class Represented by Amount in Row (11)
5.27%
12. Type of Reporting Person
IN
CUSIP NO. 847635109
1. Name of Reporting Persons IRS Identification No. of above Persons
(entities only)
Henry L. Hillman, Elsie Hilliard Hillman and C. G Grefenstette
Trustees of the Henry L. Hillman Trust U/A Dated November 18, 1985
I.D. # 18-2145466
2. Check the Appropriate Box if Member of a Group (a) [X]
(b) [ ]
3. SEC Use Only
4. Citizenship or Place of Organization
Pennsylvania
Number of 5. Sole Voting Power
Shares 494,101
Beneficially
Owned by 6. Shared Voting Power
Each 692,504 (See Item (4)(a))
Reporting
Person 7. Sole Dispositive Power
With 494,101
8. Shared Dispositive Power
692,504 (See Item (4)(a))
9. Aggregate Amount Beneficially Owned by Each Reporting Person
1,186,605
10. Check Box if the Aggregate Amount in Row (ii) Excludes Certain Shares
11. Percent of Class Represented by Amount in Row (11)
10.42%
12. Type of Reporting Person
OO
CUSIP NO. 847635109
1. Name of Reporting Persons IRS Identification No. of above Persons
(entities only)
The Hillman Company I.D. # 25-1011286
2. Check the Appropriate Box if Member of a Group (a) [X]
(b) [ ]
3. SEC Use Only
4. Citizenship or Place of Organization
Pennsylvania
Number of 5. Sole Voting Power
Shares
Beneficially
Owned by 6. Shared Voting Power
Each 692,504 (See Item (4)(a))
Reporting
Person 7. Sole Dispositive Power
With
8. Shared Dispositive Power
692,504(See Item (4)(a))
9. Aggregate Amount Beneficially Owned by Each Reporting Person
692,504
10. Check Box if the Aggregate Amount in Row (ii) Excludes Certain Shares
11. Percent of Class Represented by Amount in Row (11)
6.08%
12. Type of Reporting Person
CO
CUSIP NO. 847635109
1. Name of Reporting Persons IRS Identification No. of above Persons
(entities only)
Wilmington Investments, Inc. I.D. # 51-0034468
2. Check the Appropriate Box if Member of a Group (a) [X]
(b) [ ]
3. SEC Use Only
4. Citizenship or Place of Organization
Delaware
Number of 5. Sole Voting Power
Shares
Beneficially
Owned by 6. Shared Voting Power
Each 692,504 (See Item (4)(a))
Reporting
Person 7. Sole Dispositive Power
With
8. Shared Dispositive Power
692,504 (See Item (4)(a))
9. Aggregate Amount Beneficially Owned by Each Reporting Person
692,504
10. Check Box if the Aggregate Amount in Row (ii) Excludes Certain Shares
11. Percent of Class Represented by Amount in Row (11)
6.08%
12. Type of Reporting Person
CO
CUSIP NO. 847635109
1. Name of Reporting Persons IRS Identification No. of above Persons
(entities only)
Wilmington Equities, Inc. I.D. # 51-0411204
2. Check the Appropriate Box if Member of a Group (a) [X]
(b) [ ]
3. SEC Use Only
4. Citizenship or Place of Organization
Delaware
Number of 5. Sole Voting Power
Shares
Beneficially
Owned by 6. Shared Voting Power
Each 692,504 (See Item (4)(a))
Reporting
Person 7. Sole Dispositive Power
With
8. Shared Dispositive Power
692,504 (See Item (4)(a))
9. Aggregate Amount Beneficially Owned by Each Reporting Person
692,504
10. Check Box if the Aggregate Amount in Row (ii) Excludes Certain Shares
11. Percent of Class Represented by Amount in Row (11)
6.08%
12. Type of Reporting Person
CO
CUSIP NO. 847635109
1. Name of Reporting Persons IRS Identification No. of above Persons
(entities only)
Wilmington Securities, Inc. I.D. # 51-0114700
2. Check the Appropriate Box if Member of a Group (a) [X]
(b) [ ]
3. SEC Use Only
4. Citizenship or Place of Organization
Delaware
Number of 5. Sole Voting Power
Shares 9,905
Beneficially
Owned by 6. Shared Voting Power
Each 599,962
Reporting
Person 7. Sole Dispositive Power
With 9,905
8. Shared Dispositive Power
599,962
9. Aggregate Amount Beneficially Owned by Each Reporting Person
609,867
10. Check Box if the Aggregate Amount in Row (ii) Excludes Certain Shares
11. Percent of Class Represented by Amount in Row (11)
5.35%
12. Type of Reporting Person
CO
CUSIP NO. 847635109
1. Name of Reporting Persons IRS Identification No. of above Persons
(entities only)
Wilmington Interstate Corporation I.D. # 51-0313966
2. Check the Appropriate Box if Member of a Group (a) [X]
(b) [ ]
3. SEC Use Only
4. Citizenship or Place of Organization
Delaware
Number of 5. Sole Voting Power
Shares 82,637
Beneficially
Owned by 6. Shared Voting Power
Each
Reporting
Person 7. Sole Dispositive Power
With 82,637
8. Shared Dispositive Power
9. Aggregate Amount Beneficially Owned by Each Reporting Person
82,637
10. Check Box if the Aggregate Amount in Row (ii) Excludes Certain Shares
11. Percent of Class Represented by Amount in Row (11)
.73%
12. Type of Reporting Person
CO
CUSIP NO. 847635109
1. Name of Reporting Persons IRS Identification No. of above Persons
(entities only)
Hillman/Dover Limited Partnership I.D. # 51-0286294
2. Check the Appropriate Box if Member of a Group (a) [X]
(b) [ ]
3. SEC Use Only
4. Citizenship or Place of Organization
Delaware
Number of 5. Sole Voting Power
Shares
Beneficially
Owned by 6. Shared Voting Power
Each 599,962 (See Item (4)(a))
Reporting
Person 7. Sole Dispositive Power
With
8. Shared Dispositive Power
599,962 (See Item (4)(a))
9. Aggregate Amount Beneficially Owned by Each Reporting Person
599,962
10. Check Box if the Aggregate Amount in Row (ii) Excludes Certain Shares
11. Percent of Class Represented by Amount in Row (11)
5.27%
12. Type of Reporting Person
PN
CUSIP NO. 847635109
1. Name of Reporting Persons IRS Identification No. of above Persons
(entities only)
Cashon Biomedical Associates L.P. I.D. # 23-2555178
2. Check the Appropriate Box if Member of a Group (a) [X]
(b) [ ]
3. SEC Use Only
4. Citizenship or Place of Organization
Delaware
Number of 5. Sole Voting Power
Shares
Beneficially
Owned by 6. Shared Voting Power
Each 599,962 (See Item (4)(a))
Reporting
Person 7. Sole Dispositive Power
With
8. Shared Dispositive Power
599,962 (See Item (4)(a))
9. Aggregate Amount Beneficially Owned by Each Reporting Person
599,962
10. Check Box if the Aggregate Amount in Row (ii) Excludes Certain Shares
11. Percent of Class Represented by Amount in Row (11)
5.27%
12. Type of Reporting Person
PN
CUSIP NO. 847635109
1. Name of Reporting Persons IRS Identification No. of above Persons
(entities only)
Hillman Medical Ventures 1995 L.P. I.D.# 51-0364601
2. Check the Appropriate Box if Member of a Group (a) [X]
(b) [ ]
3. SEC Use Only
4. Citizenship or Place of Organization
Delaware
Number of 5. Sole Voting Power
Shares 101,860
Beneficially
Owned by 6. Shared Voting Power
Each
Reporting
Person 7. Sole Dispositive Power
With 101,860
8. Shared Dispositive Power
9. Aggregate Amount Beneficially Owned by Each Reporting Person
101,860
10. Check Box if the Aggregate Amount in Row (ii) Excludes Certain Shares
11. Percent of Class Represented by Amount in Row (11)
.89%
12. Type of Reporting Person
PN
CUSIP NO. 847635109
1. Name of Reporting Persons IRS Identification No. of above Persons
(entities only)
Hillman Medical Ventures 1996 L.P. I.D.# 51-0372016
2. Check the Appropriate Box if Member of a Group (a) [X]
(b) [ ]
3. SEC Use Only
4. Citizenship or Place of Organization
Delaware
Number of 5. Sole Voting Power
Shares 423,102
Beneficially
Owned by 6. Shared Voting Power
Each
Reporting
Person 7. Sole Dispositive Power
With 423,102
8. Shared Dispositive Power
9. Aggregate Amount Beneficially Owned by Each Reporting Person
423,102
10. Check Box if the Aggregate Amount in Row (ii) Excludes Certain Shares
11. Percent of Class Represented by Amount in Row (11)
3.71%
12. Type of Reporting Person
PN
CUSIP NO. 847635109
1. Name of Reporting Persons IRS Identification No. of above Persons
(entities only)
Hillman Medical Ventures 1997 L.P. I.D.# 52-2028335
2. Check the Appropriate Box if Member of a Group (a) [X]
(b) [ ]
3. SEC Use Only
4. Citizenship or Place of Organization
Delaware
Number of 5. Sole Voting Power
Shares 75,000
Beneficially
Owned by 6. Shared Voting Power
Each
Reporting
Person 7. Sole Dispositive Power
With 75,000
8. Shared Dispositive Power
9. Aggregate Amount Beneficially Owned by Each Reporting Person
75,000
10. Check Box if the Aggregate Amount in Row (ii) Excludes Certain Shares
11. Percent of Class Represented by Amount in Row (11)
.66%
12. Type of Reporting Person
PN
Item 1(a) Name of Issuer
Spectrx, Inc.
Item 1(b) Address of Issuer's Principal Executive Office:
4955 Avalon Ridge Parkway, Suite 300
Norcross, GA 30071
Item 2(a) Name of Person Filing:
(i) Hillman Medical Ventures 1995 L.P., a Delaware Limited
Partnership whose general partners are Hillman/Dover Limited
Partnership and Cashon Biomedical Associates, L.P.
(ii) Hillman Medical Ventures 1996 L.P., a Delaware Limited
Partnership whose general partners are Hillman/Dover Limited
Partnership and Cashon Biomedical Associates, L.P.
(iii) Hillman Medical Ventures 1997 L.P., a Delaware Limited
Partnership whose general partners are Hillman/Dover Limited
Partnership and Cashon Biomedical Associates, L.P.
>
(iv) Hillman/Dover Limited Partnership, a Delaware Limited
Partnership whose general partner is Wilmington Securities, Inc.
(v) Cashon Biomedical Associates, L.P., a Delaware Limited
Partnership whose general partners are Charles G. Hadley,
Hal S. Broderson and Ronald J. Brenner
(vi) Wilmington Interstate Corporation, a wholly-owned subsidiary of
Wilmington Equities, Inc.
(vii) Wilmington Securities, Inc., a wholly-owned subsidiary of
Wilmington Equities, Inc.
(viii) Wilmington Equities, Inc., a wholly-owned subsidiary of
Wilmington Investments, Inc.
(ix) Wilmington Investments, Inc, a wholly-owned subsidiary of
The Hillman Company.
(x) The Hillman Company, a corporation controlled by the HLH
Trust.
(xi) Henry L. Hillman, Elsie Hilliard Hillman and C. G. Grefenstette
Trustees of the Henry L. Hillman Trust U/A dated November 18,
1985 (the "HLH Trust").
(xii) C. G. Grefenstette, E. C. Johnson and Bruce I. Crocker, Trustees
U/A/T dated 12/30/76 for the Children of Juliet Lea Hillman
Simonds (the "1976 JLHS Trust).
(xiii) C. G. Grefenstette, E. C. Johnson and Bruce I. Crocker, Trustees
U/A/T dated 12/30/76 for the Children of Audrey Hillman Fisher
(the "1976 AHF Trust).
(xiv) C. G. Grefenstette, E. C. Johnson and Bruce I. Crocker, Trustees
U/A/T dated 12/30/76 for the Children of Henry Lea Hillman, Jr.
(the "1976 HLH, Jr. Trust).
(xv) C. G. Grefenstette, E. C. Johnson and Bruce I. Crocker, Trustees
U/A/T dated 12/30/76 for the Children of William Talbott Hillman
(the "1976 WTH Trust).
(xvi) Ronald J. Brenner
(xvii) Hal S. Broderson
(xviii) Charles G. Hadley
(xix) Elsie Hilliard Hillman
(xx) Henry L. Hillman
(xxi) Bruce I. Crocker
(xxii) E. C. Johnson
(xxiii) C. G. Grefenstette
Item 2(b) Address of the principal Business Office:
Hillman Medical Ventures 1995 L.P., Hillman Medical
Ventures 1996 L.P., Hillman Medical Ventures 1997 L.P.,
Hillman/Dover Limited Partnership, Wilmington Interstate Corporation,
Wilmington Securities, Inc., Wilmington Equities, Inc. and Wilmington
Investments, Inc.
824 Market Street, Suite 900
Wilmington, DE 19801
The Hillman Company
330 Grant Street, Suite 1900
Pittsburgh, PA 15219
The 1976 JLHS Trust, the 1976 AHF Trust, the 1976 HLHJR Trust
The 1976 WTH Trust and the HLH Trust
330 Grant Street, Suite 1800
Pittsburgh, PA 15219
Cashon Biomedical Associates L.P., Charles G. Hadley, Hal S.
Broderson and Ronald J. Brenner
One Tower Bridge, Suite 1350
100 Front Street
West Conshohocken, Pennsylvania 19428
Elsie Hilliard Hillman, Henry L. Hillman, E. C. Johnson,
C. G. Grefenstette and Bruce I. Crocker
330 Grant Street, Suite 2000
Pittsburgh, Pennsylvania 15219
Item 2(c) Citizenship:
Hillman Medical Ventures 1995 L.P., Hillman Medical Ventures
1996 L.P., Hillman Medical Ventures 1997, Hillman/Dover
Limited Partnership and Cashon Biomedical Associates L.P. are
Delaware limited partnerships.
Wilmington Interstate Corporation, Wilmington Securities, Inc,
Wilmington Equities, Inc. and Wilmington Investments, Inc.
are Delaware corporations.
The Hillman Company is a Pennsylvania corporation.
The 1976 JLHS Trust, the 1976 AHF Trust, the 1976 HLHJR Trust
the 1976 WTH Trust and the HLH Trust are Pennsylvania trusts.
Elsie Hilliard Hillman, Henry L. Hillman, E. C. Johnson,
C. G. Grefenstette, Bruce I. Crocker, Charles G. Hadley, Hal S.
Broderson and Ronald J. Brenner are U.S. citizens.
Item 2(d) Title of Class of Securities:
Common Stock, $.001 Par Value
Item 2(e) CUSIP Number
847635109
Item 3 Not Applicable
Item 4 Ownership:
101,860 shares of Common Stock are owned of record and beneficially
by Hillman Medical Ventures 1995 L.P., a Delaware limited partnership
(“HMV 95”). Hillman/Dover Limited Partnership and Cashon
Biomedical Associates L.P. are general partners of HMV 95. Wilmington
Securities, Inc. is the sole general partner of Hillman/Dover Limited
Partnership. Wilmington Securities, Inc. is a wholly-owned subsidiary
of Wilmington Equities, Inc. Wilmington Equities, Inc. is a wholly-owned
subsidiary of Wilmington Investments, Inc. Wilmington Investments, Inc.
is a wholly-owned subsidiary of The Hillman Company, which is
controlled by the HLH Trust. Charles G. Hadley, Hal S. Broderson and
Ronald J. Brenner are general partners of Cashon Biomedical Associates
L.P.
423,102 shares of Common Stock are owned of record and beneficially
by Hillman Medical Ventures 1996 L.P., a Delaware limited partnership
(“HMV 96”). Hillman/Dover Limited Partnership and Cashon
Biomedical Associates L.P. are general partners of HMV 96. Wilmington
Securities, Inc. is the sole general partner of Hillman/Dover Limited
Partnership. Wilmington Securities, Inc. is a wholly-owned subsidiary
of Wilmington Equities, Inc. Wilmington Equities, Inc. is a wholly-owned
subsidiary of Wilmington Investments, Inc. Wilmington Investments, Inc.
is a wholly-owned subsidiary of The Hillman Company, which is
controlled by the HLH Trust. Charles G. Hadley, Hal S. Broderson and
Ronald J. Brenner are general partners of Cashon Biomedical Associates
L.P.
75,000 shares of Common Stock are owned of record and beneficially
by Hillman Medical Ventures 1997 L.P., a Delaware limited partnership
(“HMV 97”). Hillman/Dover Limited Partnership and Cashon
Biomedical Associates L.P. are general partners of HMV 97. Wilmington
Securities, Inc. is the sole general partner of Hillman/Dover Limited
Partnership. Wilmington Securities, Inc. is a wholly-owned subsidiary
of Wilmington Equities, Inc. Wilmington Equities, Inc. is a wholly-owned
subsidiary of Wilmington Investments, Inc. Wilmington Investments, Inc.
is a wholly-owned subsidiary of The Hillman Company, which is
controlled by the HLH Trust. Charles G. Hadley, Hal S. Broderson and
Ronald J. Brenner are general partners of Cashon Biomedical Associates
L.P.
82,637 shares of Common Stock are owned of record and beneficially by
Wilmington Interstate Corporation, a wholly-owned subsidiary of
Wilmington Equities, Inc. Wilmington Equities, Inc. is a wholly-owned
subsidiary of Wilmington Investments, Inc. Wilmington Investments, Inc.
is a wholly-owned subsidiary of The Hillman Company, which is
controlled by the HLH Trust.
9,905 shares of Common Stock are owned of record and beneficially by
Wilmington Securities, Inc., a wholly-owned subsidiary of Wilmington
Equities, Inc. Wilmington Equities, Inc. is a wholly-owned subsidiary
of Wilmington Investments, Inc. Wilmington Investments, Inc.
is a wholly-owned subsidiary of The Hillman Company, which is
controlled by the HLH Trust.
494,101 shares of Common Stock are owned of record and beneficially
by Henry L. Hillman, Elsie Hilliard Hillman and C. G. Grefenstette,
Trustees of the Henry L. Hillman Trust U/A dated November 18, 1985
a Pennsylvania revocable trust. C. G. Grefenstette shares power to
vote or to direct the vote and shares power to dispose or to direct the
disposition of the shares of stock owned by the 1976 Trusts, the
HLH Trust, Wilmington Interstate Corporation and Wilmington
Securities, Inc. Henry L. Hillman shares power to vote or to direct the
vote and shares power to dispose or direct the disposition of the shares
of stock owned by the HLH Trust, Wilmington Interstate Corporation and
Wilmington Securities, Inc.. Elsie Hilliard Hillman shares power
to vote or to direct the vote and shares power to dispose or to direct the
disposition of the shares of stock owned by the HLH Trust, Wilmington
Interstate Corporation and Wilmington Securities, Inc.
98,033 shares of Common Stock are owned of record beneficially by
C. G. Grefenstette, E. C. Johnson and Bruce I. Crocker, Trustees U/A/T dated
December 30, 1976 for the Children of Juliet Lea Hillman Simonds
(together with the three trusts of even date named below, the "1976
Trusts"), a Pennsylvania irrevocable trust. C. G. Grefenstette shares
power to vote or to direct the vote and shares power to dispose or to
direct the disposition of the shares of stock owned by the 1976 Trusts
the HLH Trust, Wilmington Interstate Corporation and Wilmington
Securities, Inc.
98,033 shares of Common Stock are owned of record beneficially by
C. G. Grefenstette, E. C. Johnson and Bruce I. Crocker, Trustees U/A/T dated
December 30, 1976 for the Children of Audrey Hillman Fisher,
a Pennsylvania irrevocable trust. C. G. Grefenstette shares
power to vote or to direct the vote and shares power to dispose or to
direct the disposition of the shares of stock owned by the 1976 Trusts
the HLH Trust, Wilmington Interstate Corporation and Wilmington
Securities, Inc.
98,033 shares of Common Stock are owned of record beneficially by
C. G. Grefenstette, E. C. Johnson and Bruce I. Crocker, Trustees U/A/T dated
December 30, 1976 for the Children of Henry Lea Hillman, Jr.,
a Pennsylvania irrevocable trust. C. G. Grefenstette shares
power to vote or to direct the vote and shares power to dispose or to
direct the disposition of the shares of stock owned by the 1976 Trusts,
the HLH Trust, Wilmington Interstate Corporation and Wilmington
Securities, Inc.
98,033 shares of Common Stock are owned of record beneficially by
C. G. Grefenstette, E. C. Johnson and Bruce I. Crocker, Trustees U/A/T dated
December 30, 1976 for the Children of William Talbott Hillman,
a Pennsylvania irrevocable trust. C. G. Grefenstette shares
power to vote or to direct the vote and shares power to dispose or to
direct the disposition of the shares of stock owned by the 1976 Trusts,
the HLH Trust, Wilmington Interstate Corporation and Wilmington
Securities, Inc.
(b) Percent of Class
13.86%
(c) Number of Shares as to which such person has:
(i) sole power to vote or direct the vote
(ii) shared power to vote or to direct the vote
1,578,737 (See Item (4)(a))
(iii) sole power to dispose or to direct the disposition of
(iv) shared power to dispose or to direct the disposition of
1,578,737 (See Item (4)(a))
Item 5 Ownership of Five Percent or Less of a Class:
Not Applicable
Item 6 Ownership of More than Five Percent on Behalf of Another Person:
Not Applicable
Item 7 Identification and Classification of the Subsidiary Which Acquired
The Security being Reported on by the Parent Holding Company
Not Applicable
Item 8 Identification and Classification of Members of the Group:
Not Applicable
Item 9 Notice of Dissolution of Group:
Not Applicable
Item 10 Certification:
By signing below we certify that, to the best of our knowledge and
belief, the securities referred to above were not acquired and are not
held for the purpose of or with the effect of changing or influencing the
control of the issuer of the securities and were not acquired and are not
held in connection with or as a participant in any transaction having
that purpose or effect.
(Intentionally Left Blank)
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify
That the information set forth in this statement is true, complete and correct.
HILLMAN MEDICAL VENTURES 1995 L.P.
By Hillman/Dover Limited Partnership
a General Partner
By Wilmington Securities, Inc., the sole
General Partner
By: ___/s/ Andrew H. McQuarrie_________
Andrew H. McQuarrie President
By Cashon Biomedical Associates L.P.,
a General Partner
By: _______/s/ Charles G. Hadley ________
Charles G. Hadley, General Partner
By: ______/s/ Hal S. Broderson _________
Hal S. Broderson, General Partner
By: _____/s/ Ronald J. Brenner _________
Ronald J. Brenner, General Partner
HILLMAN MEDICAL VENTURES 1996L.P.
By Hillman/Dover Limited Partnership
a General Partner
By Wilmington Securities, Inc., the sole
General Partner
By: ___/s/ Andrew H. McQuarrie_________
Andrew H. McQuarrie President
By Cashon Biomedical Associates L.P.,
a General Partner
By: _______/s/ Charles G. Hadley ________
Charles G. Hadley, General Partner
By: ______/s/ Hal S. Broderson _________
Hal S. Broderson, General Partner
By: _____/s/ Ronald J. Brenner _________
Ronald J. Brenner, General Partner
HILLMAN MEDICAL VENTURES 1997 L.P.
By Hillman/Dover Limited Partnership
a General Partner
By Wilmington Securities, Inc., the sole
General Partner
By: ___/s/ Andrew H. McQuarrie_________
Andrew H. McQuarrie President
By Cashon Biomedical Associates L.P.,
a General Partner
By: _______/s/ Charles G. Hadley ________
Charles G. Hadley, General Partner
By: ______/s/ Hal S. Broderson _________
Hal S. Broderson, General Partner
By: _____/s/ Ronald J. Brenner _________
Ronald J. Brenner, General Partner
HILLMAN/DOVER LIMITED PARTNERSHIP
By Wilmington Securities, Inc., the sole
General Partner
By: ___/s/ Andrew H. McQuarrie_________
Andrew H. McQuarrie President
>
CASHON BIOMEDICAL ASSOCIATES L.P.
By: _______/s/ Charles G. Hadley ________
Charles G. Hadley, General Partner
By: ______/s/ Hal S. Broderson _________
Hal S. Broderson, General Partner
By: _____/s/ Ronald J. Brenner _________
Ronald J. Brenner, General Partner
WILMINGTON INTERSTATE CORPORATION
By: /s/ Andrew H. McQuarrie
Andrew H. McQuarrie
President
WILMINGTON SECURITIES, INC.
By: /s/ Andrew H. McQuarrie
Andrew H. McQuarrie
President
WILMINGTON EQUITIES, INC.
By: /s/ Andrew H. McQuarrie
Andrew H. McQuarrie
President
WILMINGTON INVESTMENTS, INC.
By: /s/ Andrew H. McQuarrie
Andrew H. McQuarrie
Vice President
THE HILLMAN COMPANY
By: /s/ Joseph C. Manzinger
Joseph C. Manzinger
President
HENRY L. HILLMAN, ELSIE HILLIARD HILLMAN
AND C. G. GREFENSTETTE, TRUSTEES OF THE
HENRY L. HILLMAN TRUST U/A DATED
NOVEMBER 18, 1985
/s/ C. G. Grefenstette
C. G. Grefenstette, Trustee
C. G. GREFENSTETTE , E. C. JOHNSON AND
BRUCE I CROCKER, TRUSTEES U/A/T DATED
DECEMBER 30, 1976 FOR THE CHILDREN
OF JULIET LEA HILLMAN SIMONDS
/s/ C. G. Grefenstette
C. G. Grefenstette, Trustee
/s/ E. C. Johnson
E. C. Johnson, Trustee
/s/ Bruce I. Crocker
Bruce I. Crocker, Trustee
C. G. GREFENSTETTE , E. C. JOHNSON AND
BRUCE I CROCKER, TRUSTEES U/A/T DATED
DECEMBER 30, 1976 FOR THE CHILDREN
OF AUDREY HILLMAN FISHER
/s/ C. G. Grefenstette
C. G. Grefenstette, Trustee
/s/ E. C. Johnson
E. C. Johnson, Trustee
/s/ Bruce I. Crocker
Bruce I. Crocker, Trustee
C. G. GREFENSTETTE , E. C. JOHNSON AND
BRUCE I CROCKER, TRUSTEES U/A/T DATED
DECEMBER 30, 1976 FOR THE CHILDREN
OF HENRY LEA HILLMAN, JR.
/s/ C. G. Grefenstette
C. G. Grefenstette, Trustee
/s/ E. C. Johnson
E. C. Johnson, Trustee
/s/ Bruce I. Crocker
Bruce I. Crocker, Trustee
C. G. GREFENSTETTE , E. C. JOHNSON AND
BRUCE I CROCKER, TRUSTEES U/A/T DATED
DECEMBER 30, 1976 FOR THE CHILDREN
OF WILLIAM TALBOTT HILLMAN
/s/ C. G. Grefenstette
C. G. Grefenstette, Trustee
/s/ E. C. Johnson
E. C. Johnson, Trustee
/s/ Bruce I. Crocker
Bruce I. Crocker, Trustee
/s/ C. G. Grefenstette
C. G. Grefenstette
/s/ E. C. Johnson
E. C. Johnson
/s/ Bruce I. Johnson
C. G. Grefenstette
/s/ Henry l. Hillman
Henry L. Hillman
/s/ Elsie Hilliard Hillman
Elsie Hilliard Hillman
/s/ Charles G. Handley
Charles G. Hadley
/s/ Hal S. Broderson
Hal S. Broderson
/s/ Ronald J. Brenner
Ronald J. Brenner
February 14, 2005
Dated