|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Warrants A | $ 1.5 | 02/17/2006 | P | 73,134 | 02/17/2006 | 02/17/2011 | Common Stock | 73,134 | $ 1.5 | 613,742 | I | By Limited Partnerships | |||
Warrants B | $ 2 | 02/17/2006 | P | 146,268 | 02/17/2006 | 02/17/2011 | Common Stock | 146,268 (1) | $ 2 | 760,010 (1) | I (1) | By Limited Partnerships (1) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MARXE AUSTIN W & GREENHOUSE DAVID M C/O SPECIAL SITUATIONS FUNDS 527 MADISON AVENUE, SUITE 2600 NEW YORK, NY 10022 |
X |
Austin W. Marxe | 02/23/2006 | |
**Signature of Reporting Person | Date | |
David M. Greenhouse | 02/23/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This is a joint filing by Austin W. Marxe (Marxe) and David M. Greenhouse (Greenhouse). They share voting and investment control over all securities owned by Special Situations Fund III QP, L.P. (QP) and Special Situations Private Equity Fund, L.P. (PE), respectively. 335,585 shares of Common Stock, 1,902,225 Wts A cvt into 95,111 shares of Com Stk, 634,076 Wts B, cvt into 31,704 shares of Com Stk, 17,164 Wts A cvt into CS and 34,328 Wts B cvt into CS are held by QP and 1,094,965 shares of Common Stock, 6,206,896 Wts A, cvt into 310,345 shares of Com Stk, 2,068,965 Wts B, cvt into 103,448 shares of Com Stk, 55,970 Wts A cvt into CS and 111,940 Wts A cvt into CS are held by PE. The interest of Marxe & Greenhouse in the shares of Common Stock owned by QP and PE is limited to the extent of his pecuniary interest. |