UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Options | 07/23/2003 | 07/23/2012 | Class A Common Stock | 40,000 (5) | $ 2.85 | D | Â |
Stock Options | 04/29/2004 | 04/29/2013 | Class A Common Stock | 8,750 (6) | $ 1.6 | D | Â |
Stock Options | 01/27/2005 | 01/27/2014 | Class A Common Stock | 28,000 (7) | $ 5.17 | D | Â |
Stock Options | 03/25/2006 | 03/25/2015 | Class A Common Stock | 83,700 (8) | $ 1.53 | D | Â |
Stock Options | 03/10/2007 | 03/10/2016 | Class A Common Stock | 31,100 (9) | $ 1 | D | Â |
Stock Options | 08/29/2007 | 08/29/2016 | Class A Common Stock | 100,000 (10) | $ 1.32 | D | Â |
Stock Options | 03/09/2008 | 03/09/2017 | Class A Common Stock | 31,100 (11) | $ 2.84 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Schmitz Eloise C/O CHARTER COMMUNICATIONS, INC. 12405 POWERSCOURT DRIVE ST. LOUIS, MO 63131 |
 |  |  SVP - Strategic Planning |  |
/s/ Eloise E. Schmitz | 08/02/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Restricted Shares held at 7/24/2007. |
(2) | Performance Shares issued at 3/25/2005 with three-year vesting period. |
(3) | Performance Shares issued at 3/10/2006 with three-year vesting period. |
(4) | Performance Shares issued at 8/29/2006 with three-year vesting period. |
(5) | Stock Option grant of 40,000 shares at 7/23/2002 vesting one quarter at July 23, 2003, 2004, 2005 and 2006. |
(6) | Stock Option grant of 35,000 shares at 4/29/2003 vesting one quarter at April 29, 2004, 2005, 2006 and 2007. 26,250 shares previously exercised and sold. |
(7) | Stock Option grant of 28,000 shares at 1/27/2004 vesting one quarter at January 27, 2005, 2006, 2007 and 2008. |
(8) | Stock Option grant of 83,700 shares at 3/25/2005 vesting one quarter at March 25, 2006, 2007, 2008 and 2009. |
(9) | Stock Option grant of 31,100 shares at 3/10/2006 vesting one quarter at March 10, 2007, 2008, 2009 and 2010. |
(10) | Stock Option grant of 100,000 shares at 8/29/2006 vesting one quarter at August 29, 2007, 2008, 2009 and 2010. |
(11) | Stock Option grant of 31,100 shares at 3/9/2007 vesting one quarter at March 9, 2008, 2009, 2010 and 2011. |