UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form S-8
Registration Statement Under The Securities Act of 1933
Sanofi-Aventis
(Exact name of Registrant as Specified in its Charter)
Republic of France |
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133529324 |
(State or Other
Jurisdiction of |
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(I.R.S. Employer |
174 avenue de France
75013 Paris, France
(Address of Principal Executive
Offices and Zip Code)
Sanofi-Aventis Stock Option Plan 2006
(Full Title of Plan)
Joseph Haggerty
Vice President and General Counsel
Aventis Pharmaceuticals
300 Somerset Corporate Boulevard
Bridgewater, New Jersey 08807
(Name and Address of Agent for Service)
(908) 243-6000
(Telephone Number, Including Area Code, of Agent for Service)
Copies to:
Donna Vitter
Senior Vice President
Sanofi-Aventis
174 avenue de France
75013 Paris, France
Calculation of Registration Fee
Title of Each Class of |
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Amount to |
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Proposed |
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Proposed |
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Amount |
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Sanofi-Aventis Ordinary Shares, nominal value 2 |
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3,013,640 |
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$ |
88.28 |
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$ |
266,047,315.60 |
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$ |
28,467.07 |
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(1) Together with an indeterminate number of ordinary shares that may be necessary to adjust the number of shares reserved for issuance pursuant to the Sanofi-Aventis Stock Option Plan 2006 as a result of stock splits, stock dividends or similar adjustments of the outstanding Ordinary Shares of Sanofi-Aventis (the Registrant).
(2) Calculated solely for the purposes of this offering under Rule 457(h) of the Securities Act of 1933, on the basis of the exercise price of the outstanding options issuable upon exercise pursuant to this plan based upon the price in euros at which these options can be exercised (66.91 each) and converted into U.S. dollars on the basis of an exchange rate of 1 euro = $1.3194, which was the Federal Reserve Bank of New York noon buying rate on December 19, 2006.
(3) Calculated as the product of (x) the number of Sanofi-Aventis ordinary shares to be registered and (y) the exercise price of the related options.
PART I
INFORMATION REQUIRED IN THE PROSPECTUS
Item 1. Plan Information
Omitted pursuant to the instructions and provisions of Form S-8.
Item 2. Registrant Information and Employee Plan Annual Information
Omitted pursuant to the instructions and provisions of Form S-8.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 3. Incorporation of Documents by Reference
This Registration Statement on Form S-8 hereby incorporates by reference the contents of the following reports of the Registrant filed with, or furnished to, the Securities and Exchange Commission (the Commission) pursuant to the Securities Exchange Act of 1934, as amended (the Exchange Act):
(a) The Annual Report on Form 20-F of the Registrant for the year ended December 31, 2005 (the Form 20-F) (Commission file No. 001-31368) ), filed with the Commission on March 31, 2006;
(b) The Reports on Form 6-K furnished by the Registrant to the Commission pursuant to Section 13(a) or 15(d) of the Exchange Act on the following dates: December 18, 2006; December 11, 2006; December 8, 2006; November 30, 2006; October 31, 2006; October 19, 2006; October 17, 2006; September 29, 2006; September 22, 2006; September 15, 2006; September 11, 2006; September 1, 2006; August 18, 2006; August 15, 2006; August 10, 2006; August 8, 2006; August 3, 2006; August 2, 2006; July 31, 2006; July 27, 2006; June 26, 2006; June 21, 2006; May 11, 2006; May 9, 2006; May 5, 2006; May 2, 2006; April 10, 2006; March 22, 2006; March 14, 2006; March 1, 2006; February 24, 2006; February 21, 2006; January 30, 2006; January 25, 2006; January 17, 2006.
(c) The description of the Registrants ordinary shares, nominal value 2 per share, set forth under the captions A. Share Capital and B. Memorandum and Articles of Association in Item 10 of the Registrants Registration Statement on Form 20-F (Commission file No. 001-31368), filed with the Commission on March 31, 2006 and the description of the Registrants American depositary shares contained in the Registration Statement on Form F-6 (Registration No. 333-116262) (the Form F-6) filed by the Registrant with the Commission on November 10, 2005, under the caption Description of Securities to Be Registered, including any amendment or report filed for the purpose of updating such description; and
(d) All documents filed by the Registrant with the Commission pursuant to Sections 13(a), 13(c), 14, or 15(d) of the Exchange Act prior to the filing of a post-effective amendment indicating that all securities offered have been sold or that deregisters all securities then remaining unsold shall be deemed to be incorporated by reference in this Registration Statement and to be a part hereof from the date of filing of such document incorporated by reference. Statements contained in the foregoing documents incorporated by reference shall be deemed to be modified or superseded hereby to the extent that statements contained in the Prospectus, or in any subsequently filed documents that are amendments hereto or that are incorporated herein by reference, shall modify or replace such statements.
Item 4. Description of Securities
The information required by Item 4 is not applicable to this Registration Statement because the class of securities to be offered is registered under Section 12 of the Exchange Act.
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Item 5. Interests of named Experts and Counsel
The information required by Item 5 is not applicable to this Registration Statement.
Item 6. Indemnification of Directors and Officers
The French Commercial Code prohibits provisions of statuts (corporate by-laws) that limit the liability of directors. However, if a director is sued by a third party and ultimately prevails in the litigation on all counts, but is nevertheless required to bear attorneys fees and costs, the company may reimburse those fees and costs pursuant to an indemnification arrangement with the director.
Under French law a company may purchase directors and officers insurance for all or part of the members of its management. A French corporation is responsible to third parties for the consequences of the decisions of its board of directors. However, if those decisions qualify as mismanagement, the relevant member of the board of directors may have to fully or partly indemnify the company. Sanofi-Aventis has purchased insurance for all of its directors.
Item 7. Exemption from Registration Claimed
The information required by Item 7 is not applicable to this Registration Statement.
Item 8. Exhibits
4.1 |
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Bylaws (statuts) of Sanofi-Aventis (incorporated herein by reference to Exhibit 1.1 of the Annual |
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Report on Form 20-F of the Registrant for the year ended December 31, 2005 (the Form 20-F) |
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(Commission file No. 001-31368) as filed by the Registrant with the Commission on March 31, 2006) |
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4.2 |
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Deposit Agreement (including the form of depositary receipt) between the Registrant and The Bank |
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of New York, as depositary (incorporated herein by reference to Exhibit 1 to the Registration |
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Statement on Form F-6 (Registration No. 333-116262) relating to American Depositary Shares, filed |
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with the Commission on November 10, 2005) |
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4.3 |
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Resolution Number 14 of the General Meeting of the Shareholders of sanofi-aventis held on May 31, 2005 |
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(English translation). |
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4.4 |
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Rules and Regulations of Sanofi-Aventis Stock Option Plan 2006 |
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5 |
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Opinion of Patricia Kodyra regarding the validity of the Registrants ordinary shares being registered |
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23.1 |
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Consent of PricewaterhouseCoopers Audit |
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23.2 |
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Consent of Ernst & Young Audit |
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23.3 |
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Consent of Patricia Kodyra (included in Exhibit 5 above) |
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Item 9. Undertakings
The undersigned Registrant hereby undertakes:
(1) To file, during any period in which offers or sales are being made, a post-effective amendment to this Registration Statement to include any material information with respect to the plan of distribution not previously disclosed in the Registration Statement or any material change to such information in the Registration Statement,
(2) That, for the purpose of determining any liability under the Securities Act, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.
(3) To remove from registration by means of a post-effective amendment any of the securities being registered that remain unsold at the termination of the offering.
The undersigned Registrant hereby undertakes that, for purposes of determining any liability under the Securities Act, each filing of the Registrants annual report pursuant to Section 13(a) or Section 15(d) of the Exchange Act (and, where applicable, each filing of an employee benefit plans annual report pursuant to Section 15(d) of the Exchange Act) that is incorporated by reference in the Registration Statement shall be deemed to be the initial bona fide offering thereof.
Insofar as indemnification for liabilities arising under the Securities Act may be permitted to directors, officers, and controlling persons of the Registrant pursuant to the provisions described in Item 6 of this Registration Statement, or otherwise, the registrant has been advised that in the opinion of the Commission such indemnification is against public policy as expressed in the Securities Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a director, officer, or controlling person of the Registrant in the successful defense of any action, suit, or proceeding) is asserted by such director, officer, or controlling person in connection with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Securities Act and will be governed by the final adjudication of such issue.
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Paris, France, on December 21, 2006.
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SANOFI-AVENTIS |
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By: |
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/s/ Jean-François Dehecq |
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Name: |
Jean-François Dehecq |
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Title: |
Chairman & Chief Executive Officer |
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Pursuant to the requirements of the Securities Act of 1933, as amended, this registration statement has been signed below by the following persons in the capacities and on the dates indicated:
Signature |
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Date |
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/s/ Jean-François Dehecq |
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Chairman, Chief Executive Officer and |
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December 21, 2006 |
Jean-François Dehecq |
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Director (Principal Executive Officer) |
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/s/ Jean-Claude Leroy |
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Executive Vice President, Chief Financial |
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December 21, 2006 |
Jean-Claude Leroy |
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Officer (Principal Financial Officer) |
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/s/ Jean-Luc Renard |
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Vice President, Corporate Accounting |
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December 21, 2006 |
Jean-Luc Renard |
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(Principal Accounting Officer) |
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/s/ René Barbier de la Serre |
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Director |
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December 21, 2006 |
René Barbier de la Serre |
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/s/ Jean-Marc Bruel |
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Director |
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December 21, 2006 |
Jean-Marc Bruel |
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/s/ Robert Castaigne |
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Director |
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December 21, 2006 |
Robert Castaigne |
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/s/ Thierry Desmarest |
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Director |
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December 21, 2006 |
Thierry Desmarest |
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Director |
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Jürgen Dormann |
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/s/ Lord Douro |
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Director |
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December 21, 2006 |
Lord Douro |
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Signature |
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Title |
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Date |
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/s/ Jean-René Fourtou |
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Director |
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December 21, 2006 |
Jean-René Fourtou |
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/s/ Serge Kampf |
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Director |
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December 21, 2006 |
Serge Kampf |
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Director |
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Igor Landau |
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/s/ Gérard Le Fur |
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Director |
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December 21, 2006 |
Gérard Le Fur |
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/s/ Hubert Markl |
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Director |
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December 21, 2006 |
Hubert Markl |
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/s/ Christian Mulliez |
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Director |
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December 21, 2006 |
Christian Mulliez |
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/s/ Lindsay Owen-Jones |
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Director |
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December 21, 2006 |
Lindsay Owen-Jones |
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/s/ Klaus Pohle |
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Director |
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December 21, 2006 |
Klaus Pohle |
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/s/ Gérard Van Kemmel |
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Director |
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December 21, 2006 |
Gérard Van Kemmel |
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/s/ Bruno Weymuller |
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Director |
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December 21, 2006 |
Bruno Weymuller |
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/s/ Joseph Haggerty |
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Authorized Representative in the United |
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December 21, 2006 |
Joseph Haggerty |
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States of America |
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6
EXHIBIT INDEX
4.1 |
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Bylaws (statuts) of Sanofi-Aventis (incorporated herein by reference to Exhibit 1.1 of the Annual |
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Report on Form 20-F of the Registrant for the year ended December 31, 2005 (the Form 20-F) |
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(Commission file No. 001-31368) as filed by the Registrant with the Commission on March 31, 2006) |
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4.2 |
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Deposit Agreement (including the form of depositary receipt) between the Registrant and The Bank |
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of New York, as depositary (incorporated herein by reference to Exhibit 1 to the Registration |
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Statement on Form F-6 (Registration No. 333-116262) relating to American Depositary Shares, filed |
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with the Commission on November 10, 2005) |
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4.3 |
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Resolution Number 14 of the General Meeting of the Shareholders of sanofi-aventis held on May 31, 2005 |
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(English translation). |
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4.4 |
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Rules and Regulations of Sanofi-Aventis Stock Option Plan 2006 |
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5 |
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Opinion of Patricia Kodyra regarding the validity of the Registrants ordinary shares being registered |
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23.1 |
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Consent of PricewaterhouseCoopers Audit |
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23.2 |
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Consent of Ernst & Young Audit |
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23.3 |
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Consent of Patricia Kodyra (included in Exhibit 5 above) |
7