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UNITED STATES |
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SECURITIES AND EXCHANGE |
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Washington, D.C. 20549 |
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SCHEDULE 13D/A |
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BRASIL TELECOM S.A.
(Name of Issuer)
American Depositary Shares (as evidenced by American Depositary Receipts) each representing three Preferred Shares
(Title of Class of Securities)
10553M101
(CUSIP Number)
Anneke Westbroek
Flevolaan 41A
1411 KC NAARDEN
P.O. Box 5081
1410 AB NAARDEN
The Netherlands
+31 35 695 9090
(Name,
Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
Copy to:
Alex Bafi, Esq.
Herbert Smith LLP
Exchange House
Primrose Street
London EC2A 2HS
United Kingdom
+44 20 7374 8000
July 22, 2010
(Date
of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 10553M101 |
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1. |
Names of Reporting
Persons. I.R.S. Identification Nos. of above persons (entities only) |
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
x |
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(b) |
o |
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3. |
SEC Use Only |
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4. |
Source
of Funds (See Instructions) |
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5. |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
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6. |
Citizenship or Place of
Organization |
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Number of |
7. |
Sole
Voting Power |
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8. |
Shared
Voting Power |
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9. |
Sole
Dispositive Power |
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10. |
Shared Dispositive Power |
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11. |
Aggregate
Amount Beneficially Owned by Each Reporting Person |
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12. |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o |
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13. |
Percent
of Class Represented by Amount in Row (11) |
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14. |
Type
of Reporting Person (See Instructions) |
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(1) The Reporting Persons own 3,787,740 American Depositary Shares each representing three Preferred Shares of Brasil Telecom S.A.
(2) The calculation of the foregoing percentage is based on 399,597,370 Preferred Shares of Brasil Telecom S.A. outstanding as of December 31, 2009, as reported on the issuers annual report on Form 20-F filed with the Securities and Exchange Commission on July 1, 2010.
CUSIP No. 10553M101 |
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1. |
Names of Reporting
Persons. I.R.S. Identification Nos. of above persons (entities only) |
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
x |
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(b) |
o |
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3. |
SEC Use Only |
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4. |
Source
of Funds (See Instructions) |
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5. |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
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6. |
Citizenship or Place of
Organization |
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Number of |
7. |
Sole
Voting Power |
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8. |
Shared
Voting Power |
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9. |
Sole
Dispositive Power |
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10. |
Shared Dispositive Power |
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11. |
Aggregate
Amount Beneficially Owned by Each Reporting Person |
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12. |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o |
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13. |
Percent
of Class Represented by Amount in Row (11) |
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14. |
Type
of Reporting Person (See Instructions) |
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(1) The Reporting Persons own 3,787,740 American Depositary Shares each representing three Preferred Shares of Brasil Telecom S.A.
(2) The calculation of the foregoing percentage is based on 399,597,370 Preferred Shares of Brasil Telecom S.A. outstanding as of December 31, 2009, as reported on the issuers annual report on Form 20-F filed with the Securities and Exchange Commission on July 1, 2010.
CUSIP No. 10553M101 |
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1. |
Names of Reporting
Persons. I.R.S. Identification Nos. of above persons (entities only) |
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
x |
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(b) |
o |
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3. |
SEC Use Only |
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4. |
Source
of Funds (See Instructions) |
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5. |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
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6. |
Citizenship or Place of
Organization |
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Number of |
7. |
Sole
Voting Power |
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8. |
Shared
Voting Power |
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9. |
Sole
Dispositive Power |
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10. |
Shared Dispositive Power |
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11. |
Aggregate
Amount Beneficially Owned by Each Reporting Person |
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12. |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o |
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13. |
Percent
of Class Represented by Amount in Row (11) |
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14. |
Type
of Reporting Person (See Instructions) |
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(1) The Reporting Persons own 3,787,740 American Depositary Shares each representing three Preferred Shares of Brasil Telecom S.A.
(2) The calculation of the foregoing percentage is based on 399,597,370 Preferred Shares of Brasil Telecom S.A. outstanding as of December 31, 2009, as reported on the issuers annual report on Form 20-F filed with the Securities and Exchange Commission on July 1, 2010.
CUSIP No. 10553M101 |
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1. |
Names of Reporting
Persons. I.R.S. Identification Nos. of above persons (entities only) |
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
x |
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(b) |
o |
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3. |
SEC Use Only |
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4. |
Source
of Funds (See Instructions) |
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5. |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
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6. |
Citizenship or Place of
Organization |
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Number of |
7. |
Sole
Voting Power |
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8. |
Shared
Voting Power |
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9. |
Sole
Dispositive Power |
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10. |
Shared Dispositive Power |
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11. |
Aggregate
Amount Beneficially Owned by Each Reporting Person |
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12. |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o |
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13. |
Percent
of Class Represented by Amount in Row (11) |
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14. |
Type
of Reporting Person (See Instructions) |
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(1) The Reporting Persons own 3,787,740 American Depositary Shares each representing three Preferred Shares of Brasil Telecom S.A.
(2) The calculation of the foregoing percentage is based on 399,597,370 Preferred Shares of Brasil Telecom S.A. outstanding as of December 31, 2009, as reported on the issuers annual report on Form 20-F filed with the Securities and Exchange Commission on July 1, 2010.
CUSIP No. 10553M101 |
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1. |
Names of Reporting
Persons. I.R.S. Identification Nos. of above persons (entities only) |
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
x |
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(b) |
o |
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3. |
SEC Use Only |
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4. |
Source
of Funds (See Instructions) |
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5. |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
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6. |
Citizenship or Place of
Organization |
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Number of |
7. |
Sole
Voting Power |
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8. |
Shared
Voting Power |
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9. |
Sole
Dispositive Power |
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10. |
Shared Dispositive Power |
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|
11. |
Aggregate
Amount Beneficially Owned by Each Reporting Person |
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12. |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o |
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13. |
Percent
of Class Represented by Amount in Row (11) |
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14. |
Type
of Reporting Person (See Instructions) |
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(1) The Reporting Persons own 3,787,740 American Depositary Shares each representing three Preferred Shares of Brasil Telecom S.A.
(2) The calculation of the foregoing percentage is based on 399,597,370 Preferred Shares of Brasil Telecom S.A. outstanding as of December 31, 2009, as reported on the issuers annual report on Form 20-F filed with the Securities and Exchange Commission on July 1, 2010.
CUSIP No. 10553M101 |
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1. |
Names of Reporting
Persons. I.R.S. Identification Nos. of above persons (entities only) |
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|
2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
x |
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(b) |
o |
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3. |
SEC Use Only |
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4. |
Source
of Funds (See Instructions) |
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5. |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
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6. |
Citizenship or Place of
Organization |
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Number of |
7. |
Sole
Voting Power |
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8. |
Shared
Voting Power |
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9. |
Sole
Dispositive Power |
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10. |
Shared Dispositive Power |
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|
11. |
Aggregate
Amount Beneficially Owned by Each Reporting Person |
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12. |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o |
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13. |
Percent
of Class Represented by Amount in Row (11) |
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14. |
Type
of Reporting Person (See Instructions) |
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(1) The Reporting Persons own 3,787,740 American Depositary Shares each representing three Preferred Shares of Brasil Telecom S.A.
(2) The calculation of the foregoing percentage is based on 399,597,370 Preferred Shares of Brasil Telecom S.A. outstanding as of December 31, 2009, as reported on the issuers annual report on Form 20-F filed with the Securities and Exchange Commission on July 1, 2010.
CUSIP No. 10553M101 |
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1. |
Names of Reporting
Persons. I.R.S. Identification Nos. of above persons (entities only) |
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|
2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
x |
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(b) |
o |
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3. |
SEC Use Only |
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4. |
Source
of Funds (See Instructions) |
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5. |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
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6. |
Citizenship or Place of
Organization |
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Number of |
7. |
Sole
Voting Power |
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8. |
Shared
Voting Power |
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9. |
Sole
Dispositive Power |
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10. |
Shared Dispositive Power |
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|
11. |
Aggregate
Amount Beneficially Owned by Each Reporting Person |
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12. |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o |
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13. |
Percent
of Class Represented by Amount in Row (11) |
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14. |
Type
of Reporting Person (See Instructions) |
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(1) The Reporting Persons own 3,787,740 American Depositary Shares each representing three Preferred Shares of Brasil Telecom S.A.
(2) The calculation of the foregoing percentage is based on 399,597,370 Preferred Shares of Brasil Telecom S.A. outstanding as of December 31, 2009, as reported on the issuers annual report on Form 20-F filed with the Securities and Exchange Commission on July 1, 2010.
CUSIP No. 10553M101 |
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1. |
Names of Reporting
Persons. I.R.S. Identification Nos. of above persons (entities only) |
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|
2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
x |
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(b) |
o |
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3. |
SEC Use Only |
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4. |
Source
of Funds (See Instructions) |
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5. |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
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6. |
Citizenship or Place of
Organization |
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Number of |
7. |
Sole
Voting Power |
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8. |
Shared
Voting Power |
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9. |
Sole
Dispositive Power |
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10. |
Shared Dispositive Power |
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|
11. |
Aggregate
Amount Beneficially Owned by Each Reporting Person |
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12. |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o |
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13. |
Percent
of Class Represented by Amount in Row (11) |
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14. |
Type
of Reporting Person (See Instructions) |
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(1) The Reporting Persons own 3,787,740 American Depositary Shares each representing three Preferred Shares of Brasil Telecom S.A.
(2) The calculation of the foregoing percentage is based on 399,597,370 Preferred Shares of Brasil Telecom S.A. outstanding as of December 31, 2009, as reported on the issuers annual report on Form 20-F filed with the Securities and Exchange Commission on July 1, 2010.
CUSIP No. 10553M101 |
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1. |
Names of Reporting
Persons. I.R.S. Identification Nos. of above persons (entities only) |
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
x |
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(b) |
o |
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3. |
SEC Use Only |
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4. |
Source
of Funds (See Instructions) |
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5. |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
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6. |
Citizenship or Place of
Organization |
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Number of |
7. |
Sole
Voting Power |
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8. |
Shared
Voting Power |
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9. |
Sole
Dispositive Power |
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10. |
Shared Dispositive Power |
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|
11. |
Aggregate
Amount Beneficially Owned by Each Reporting Person |
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12. |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o |
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13. |
Percent
of Class Represented by Amount in Row (11) |
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14. |
Type
of Reporting Person (See Instructions) |
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(1) The Reporting Persons own 3,787,740 American Depositary Shares each representing three Preferred Shares of Brasil Telecom S.A.
(2) The calculation of the foregoing percentage is based on 399,597,370 Preferred Shares of Brasil Telecom S.A. outstanding as of December 31, 2009, as reported on the issuers annual report on Form 20-F filed with the Securities and Exchange Commission on July 1, 2010.
CUSIP No. 10553M101 |
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1. |
Names of Reporting
Persons. I.R.S. Identification Nos. of above persons (entities only) |
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|
2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
x |
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(b) |
o |
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3. |
SEC Use Only |
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4. |
Source
of Funds (See Instructions) |
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5. |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
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6. |
Citizenship or Place of
Organization |
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Number of |
7. |
Sole
Voting Power |
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8. |
Shared
Voting Power |
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9. |
Sole
Dispositive Power |
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10. |
Shared Dispositive Power |
||||
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|||||
|
11. |
Aggregate
Amount Beneficially Owned by Each Reporting Person |
|||
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|||||
|
12. |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o |
|||
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|||||
|
13. |
Percent
of Class Represented by Amount in Row (11) |
|||
|
|||||
|
14. |
Type
of Reporting Person (See Instructions) |
|||
(1) The Reporting Persons own 3,787,740 American Depositary Shares each representing three Preferred Shares of Brasil Telecom S.A.
(2) The calculation of the foregoing percentage is based on 399,597,370 Preferred Shares of Brasil Telecom S.A. outstanding as of December 31, 2009, as reported on the issuers annual report on Form 20-F filed with the Securities and Exchange Commission on July 1, 2010.
Item 1. |
Security and Issuer |
This Amendment No. 1 to the statement on Schedule 13D (the Amendment) filed with the Securities and Exchange Commission on April 29, 2010 relates to 3,787,740 American Depositary Shares (the Shares) of Brasil Telecom S.A. (the Company). The Companys principal offices are located at SIA Sul, Área de Servicos Públiços, Lote D, Bloco B, Brasilia, D.F. 71.215-000, Federative Republic of Brazil. |
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Item 2. |
Identity and Background |
(a), (b) and (c) This Amendment is being filed jointly by (i) Aviva plc, a public limited company organized under the laws of England and Wales, (ii) Aviva Group Holdings Limited, a limited liability company organized under the laws of England and Wales; (iii) Aviva International Insurance Limited, a limited liability company organized under the laws of England and Wales; (iv) Aviva Insurance Limited, a limited liability company organized under the laws of Scotland; (v) Aviva International Holdings Limited, a limited liability company organized under the laws of England and Wales; (vi) CGU International Holdings B.V., a limited liability company organized under the laws of The Netherlands; (vii) Delta Lloyd N.V., a limited liability company organized under the laws of The Netherlands; (viii) Cyrte Investments B.V. (Cyrte Investments), a limited liability company organized under the laws of The Netherlands; (ix) Cyrte Investments GP III B.V. (Cyrte Investments GP), a limited liability company organized under the laws of The Netherlands; and (x) Cyrte Fund III C.V. (Cyrte Fund), a limited partnership organized under the laws of The Netherlands (collectively, the Reporting Persons). Aviva plc, Aviva Group Holdings Limited, Aviva International Insurance Limited, Aviva Insurance Limited, Aviva International Holdings Limited and CGU International Holdings B.V. are referred to herein as the Aviva Reporting Persons.
Aviva plc owns all of the outstanding share capital of Aviva Group Holdings Limited. Aviva Group Holdings Limited owns all of the outstanding share capital of Aviva International Insurance Limited. Aviva International Insurance Limited owns all of the outstanding share capital of Aviva Insurance Limited. Aviva Insurance Limited owns all of the outstanding share capital of Aviva International Holdings Limited. Aviva International Holdings Limited owns all of the outstanding share capital of CGU International Holdings B.V. CGU International Holdings B.V. owns 53.01% of the outstanding share capital of Delta Lloyd N.V. Delta Lloyd N.V. owns 85% of the share capital of Cyrte Investments. Cyrte Investments is the manager of the investment portfolio held by Cyrte Fund and owner of all of the outstanding capital stock of Cyrte Investments GP. Cyrte Investments GP is the general partner of Cyrte Fund.
The name, business address, business activity and present principal occupation or employment of each director, officer or general partner of the Reporting Persons are set forth in Schedule I hereto, which is incorporated herein by reference.
The principal business of each of the Aviva Reporting Persons and Delta Lloyd N.V. is insurance services. The principal business of Cyrte Investments is investment management. Cyrte Investments GPs principal business is to act as the general partner of Cyrte Fund. Cyrte Fund is an investment fund; its principal business is to invest in listed and non-listed equity securities in the technology, media and telecommunication sectors.
(d) During the last five years, none of the Reporting Persons, nor, to the knowledge of the Reporting Persons, any of persons listed on Schedule I hereto, has been convicted in a criminal proceeding (excluding traffic violations and similar misdemeanors).
(e) During the last five years, none of the Reporting Persons, nor, to the knowledge of the Reporting Persons, any of persons listed on Schedule I hereto, has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
(f) The citizenship of each director or general partner of the Reporting Persons who is a natural person is set forth in Schedule I hereto, which is incorporated herein by reference. |
Item 3. |
Source and Amount of Funds or Other Consideration |
Cyrte Fund obtained the funds to purchase the Shares collectively owned by the Reporting Persons from capital contributions made to its working capital by its limited partners, CFI Invest C.V., Delta Lloyd Levensverzekering N.V., Stichting Pensioenfonds ABP and Stichting Pensioenfonds voor de Gezonheid, Geestelijke en Maatschappelijke belangen PGGM. |
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Item 4. |
Purpose of Transaction |
The Reporting Persons have acquired the Shares of the Company for investment purposes. The Reporting Persons intend to assess their investment in the Company from time to time on the basis of various factors, including, without limitation, the Companys business, financial condition, results of operations and prospects, general economic, market and industry conditions, as well as other developments and other investment opportunities. Depending upon the foregoing factors or any other factors deemed relevant to the Reporting Persons, they may acquire additional shares in the Company, or dispose of all or part of the shares of the Company, in open market transactions, privately negotiated transactions or otherwise. Any acquisition or disposition may be effected by the Reporting Persons at any time without prior notice. The Reporting Persons may engage in communications from time to time with one or more stockholders, officers or directors of the Company regarding the Companys operating performance, strategic direction or other matters that could result in or relate to, among other things, any of the matters set forth in subparagraphs (a) through (j) of Item 4 of Schedule 13D.
Except as described in this Amendment, none of the Reporting Persons has any present plan or proposal that relates to, or could result in, any of the events referred to in paragraphs (a) through (j), inclusive, of Item 4 of Schedule 13D. The Reporting Persons will, however, continue to review the business of the Company and, depending upon one or more of the factors referred to above, may in the future propose that the Company take one or more such actions. |
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Item 5. |
Interest in Securities of the Issuer |
(a) and (b) According to the issuers annual report on Form 20-F filed with the Securities and Exchange Commission on July 1, 2010, there were 399,597,370 Preferred Shares outstanding as of December 31, 2009. Cyrte Investments GP directly owns 3,747,780 Shares (evidenced by American Depositary Receipts representing 11,243,340 Preferred Shares), which represents 2.8% of the Preferred Shares outstanding as of December 31, 2009. None of the Aviva Reporting Persons, Delta Lloyd N.V., Cyrte Investments and Cyrte Fund directly own such Shares. However each of the Aviva Reporting Persons, Delta Lloyd N.V., Cyrte Investments and Cyrte Fund may be deemed to be beneficial owners, as well as share the power to vote and dispose, of such Shares directly owned by Cyrte Investments GP by virtue of the fact that: Aviva plc owns all of the outstanding share capital of Aviva Group Holdings Limited, Aviva Group Holdings Limited owns all of the outstanding share capital of Aviva International Insurance Limited, Aviva International Insurance Limited owns all of the outstanding share capital of Aviva Insurance Limited, Aviva Insurance Limited owns all of the outstanding share capital of Aviva International Holdings Limited, Aviva International Holdings Limited owns all of the outstanding share capital of CGU International Holdings B.V., CGU International Holdings B.V. owns 53.01% of the outstanding share capital of Delta Lloyd N.V.; Delta Lloyd N.V. owns 85% of the share capital of Cyrte Investments, Cyrte Investments is the manager of the investment portfolio held by Cyrte Fund and owner of all of the outstanding capital stock of Cyrte Investments GP and Cyrte Investments GP is the general partner of Cyrte Fund. Each of the Aviva Reporting Persons, Delta Lloyd N.V., Cyrte Investments and Cyrte Fund disclaims beneficial ownership of such Shares for all other purposes.
(c) During the last 60 days none of the Reporting Persons has bought, sold or otherwise received Shares except in the transactions described in Schedule II attached hereto, which is incorporated herein by reference.
(d) The limited partners of Cyrte Fund, being CFI Invest C.V., Delta Lloyd Levensverzekering N.V., Stichting Pensioenfonds ABP, and PGGM will have the benefit of any dividends from, or proceeds from the sale of, the Shares of the Company owned by Cyrte Investments GP, subject to certain fee arrangements.
(e) On June 1, 2010, the Reporting Persons ceased to be the beneficial owners of more than 5% of the Shares of the Issuer. |
Item 6. |
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer |
To the best knowledge of the Reporting Persons, there are no contracts, arrangements, understandings or relationships (legal or otherwise) among the persons named in Item 2 and between such persons and any person with respect to any of the securities of the Company, including, but not limited to, transfer or voting of any of the securities, finders fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies. |
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Item 7. |
Material to Be Filed as Exhibits |
Exhibit No. |
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Description |
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Exhibit 99.1 |
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Agreement of Joint Filing among Cyrte Investments B.V., Cyrte Investments GP III B.V., Cyrte Fund III C.V., Aviva plc, Aviva Group Holdings Limited, Aviva International Insurance Limited, Aviva Insurance Limited, Aviva International Holdings Limited, CGU International Holdings B.V. and Delta Lloyd N.V., dated as of October 26, 2010. |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
October 25, 2010 |
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Date |
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/s/ Anneke Westbroek |
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Signature |
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Cyrte Investments B.V., by Anneke Westbroek attorney-in-fact* |
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October 25, 2010 |
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Date |
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/s/ Anneke Westbroek |
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Signature |
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Cyrte Investments GP III B.V., Anneke Westbroek by attorney-in-fact* |
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October 25, 2010 |
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Date |
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/s/ Anneke Westbroek |
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Signature |
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Cyrte Fund III C.V., by Anneke Westbroek attorney-in-fact* |
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October 26, 2010 |
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Date |
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/s/ Joanne Jolly |
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Aviva plc, by Joanne Jolly attorney-in-fact** |
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October 26, 2010 |
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Date |
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/s/ Joanne Jolly |
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Signature |
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Aviva Group Holdings Limited by Joanne Jolly attorney-in-fact** |
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October 26, 2010 |
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Date |
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/s/ Joanne Jolly |
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Signature |
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Aviva International Insurance Limited by Joanne Jolly attorney-in-fact** |
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October 26, 2010 |
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Date |
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/s/ Joanne Jolly |
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Signature |
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Aviva Insurance Limited by Joanne Jolly attorney-in-fact** |
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October 26, 2010 |
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Date |
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/s/ Joanne Jolly |
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Signature |
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Aviva International Holdings Limited by Joanne Jolly attorney-in-fact** |
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October 26, 2010 |
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Date |
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/s/ Joanne Jolly |
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Signature |
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CGU International Holdings B.V. by Joanne Jolly attorney-in-fact*** |
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October 26, 2010 |
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Date |
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/s/ H.P. Laoh |
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Signature |
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Delta Lloyd N.V., by H.P. Laoh attorney-in-fact**** |
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* Signed pursuant to power of attorney dated June 4, 2009, included as Exhibit 99.2 to the statement on Schedule 13D filed with the Securities and Exchange Commission on April 29, 2010 by the Reporting Persons and incorporated herein by reference.
** Signed pursuant to power of attorney, dated September 22, 2010, included as Exhibit 99.2 to the statement on Schedule 13D/A filed with the Securities and Exchange Commission on September 28, 2010 by the Reporting Persons and incorporated herein by reference.
*** Signed pursuant to power of attorney, dated September 22, 2010, included as Exhibit 99.3 to the statement on Schedule 13D/A filed with the Securities and Exchange Commission on September 28, 2010 by the Reporting Persons and incorporated herein by reference.
**** Signed pursuant to power of attorney, dated June 29, 2009, included as Exhibit 99.3 to the statement on Schedule 13D/A filed with the Securities and Exchange Commission on July 29, 2009 by the Reporting Persons and incorporated herein by reference.
SCHEDULE I
The name, business address, business activity, present principal occupation or employment and, if a natural person, citizenship of each director, officer or general partner of the Reporting Persons are set forth in Schedule I hereto, which is incorporated herein by reference.
Cyrte Investments B.V.
Name |
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Business address |
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Business activity |
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Present principal |
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Citizenship |
Botman, Franciscus Johannes |
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Flevolaan
41A, |
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Director |
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Director |
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The Netherlands |
Knoeff, Peter André |
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Amstelplein
6, |
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Executive Director |
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Executive Director |
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The Netherlands |
Hoek, Nicolaas Willem |
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Amstelplein
6, |
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Supervisory Board Director |
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Supervisory
Board |
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The Netherlands |
Roozen, Emilius Alfonsus Anthonius |
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Amstelplein
6, |
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Supervisory Board Director |
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Supervisory
Board |
|
The Netherlands |
Krant, Joseph |
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Dreeftoren 5th floor |
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Supervisory Board Director |
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Supervisory
Board |
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The Netherlands |
Cyrte Investments GP III B.V.
Name |
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Business address |
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Business activity |
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Present principal |
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Citizenship |
Cyrte Investments B.V. |
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Flevolaan
41A, |
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Investment |
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Investment management; sole director (bestuurder) of Cyrte Investments GP III B.V. |
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Not applicable |
Cyrte Fund III C.V.
Name |
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Business address |
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Business activity |
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Present principal |
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Citizenship |
Cyrte Investments GP III B.V. |
|
Flevolaan
41A, |
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Investment |
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Investment management; general partner of Cyrte Fund III C.V. |
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Not applicable |
Aviva plc
Name |
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Business address |
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Business activity |
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Present principal |
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Citizenship |
Francis, Mary Elizabeth |
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St Helens, |
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Non exec. Director |
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Non exec. Director |
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United Kingdom |
Goeltz, Richard Karl |
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St Helens, |
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Senior Independent |
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Senior Independent |
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United States |
Moss, Andrew John |
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St Helens, |
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Director |
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Director |
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United Kingdom |
Piwnica, Carole |
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St Helens, |
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Non exec. Director |
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Non exec. Director |
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Belgium |
Sharman, Colin Morven |
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St Helens, |
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Chairman |
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Chairman |
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United Kingdom |
Van de Walle, Leslie |
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St Helens, |
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Non exec. Director |
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Non exec. Director |
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France |
Walls, John Russell Fotheringham |
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St Helens, |
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Non exec. Director |
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Non exec. Director |
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United Kingdom |
Machell, Simon Christopher |
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St Helens, |
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Executive Committee Member |
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Executive Committee Member |
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United Kingdom |
Ainley, John David |
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St Helens, |
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Executive Committee Member |
|
Executive Committee Member |
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United Kingdom |
Dromer, Alain Henri Pierre |
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St Helens, |
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Executive Committee Member |
|
Executive Committee Member |
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France |
Hodges, Mark Steven |
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St Helens, |
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Director |
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Director |
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United Kingdom |
Mayer, Igal Mordeciah |
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St Helens, |
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Executive Committee Member |
|
Executive Committee Member |
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United States |
Mackenzie, Amanda Felicity |
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St Helens, |
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Executive Committee Member |
|
Executive Committee Member |
|
United Kingdom |
Wheway, Jonathan Scott |
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St Helens, |
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Non exec. Director |
|
Non exec. Director |
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United Kingdom |
Moneta, Andrea |
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St Helens, |
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Executive Director |
|
Executive Director |
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Italy |
Goh, Euleen Yiu Kiang |
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St Helens, |
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Non exec. Director |
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Non exec. Director |
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Singapore |
Hawker, Michael John |
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St Helens, |
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Non exec. Director |
|
Non exec. Director |
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Australia |
Spencer, Robin Lloyd |
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St Helens, |
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Executive Committee Member |
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Executive Committee Member |
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United Kingdom |
Regan, Patrick Charles |
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St Helens, |
|
Executive Director |
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Executive Director |
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United Kingdom |
Aviva Group Holdings Limited
Name |
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Business address |
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Business activity |
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Present principal |
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Citizenship |
Hodges, Mark Steven |
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St Helens, |
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Director |
|
Director |
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United Kingdom |
Moss, Andrew John |
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St Helens, |
|
Director |
|
Director |
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United Kingdom |
Regan, Patrick Charles |
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St Helens, |
|
Director |
|
Director |
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United Kingdom |
Aviva International Insurance Limited
Name |
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Business address |
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Business activity |
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Present principal |
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Citizenship |
Hodges, Mark Steven |
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St Helens, |
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Director |
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Director |
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United Kingdom |
Moss, Andrew John |
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St Helens, |
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Director |
|
Director |
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United Kingdom |
Regan, Patrick Charles |
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St Helens, |
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Director |
|
Director |
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United Kingdom |
Harris, Timothy Walter |
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St Helens, |
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Director |
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Director |
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United Kingdom |
Aviva Insurance Limited
Name |
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Business address |
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Business activity |
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Present principal |
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Citizenship |
Hodges, Mark Steven |
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Pitheavlis, |
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Director |
|
Director |
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United Kingdom |
Moss, Andrew John |
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Pitheavlis, |
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Director |
|
Director |
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United Kingdom |
Regan, Patrick Charles |
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Pitheavlis, |
|
Director |
|
Director |
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United Kingdom |
Harris, Timothy Walter |
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Pitheavlis, |
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Director |
|
Director |
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United Kingdom |
Aviva International Holdings Limited
Name |
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Business address |
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Business activity |
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Present principal |
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Citizenship |
Hodges, Mark Steven |
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St Helens, |
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Director |
|
Director |
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United Kingdom |
Mayer, Igal Mordeciah |
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St Helens, |
|
Director |
|
Director |
|
United States |
Moss, Andrew John |
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St Helens, |
|
Director |
|
Director |
|
United Kingdom |
Regan, Patrick Charles |
|
St Helens, |
|
Director |
|
Director |
|
United Kingdom |
Machell, Simon Christopher |
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St Helens, |
|
Director |
|
Director |
|
United Kingdom |
Moneta, Andrea |
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St Helens, |
|
Director |
|
Director |
|
Italy |
CGU International Holdings B.V.
Name |
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Business address |
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Business activity |
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Present principal |
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Citizenship |
Harris, Timothy |
|
St Helens, |
|
Director |
|
Director |
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United Kingdom |
Jones, Edward Graham |
|
St Helens, |
|
Director |
|
Director |
|
United Kingdom |
Moss, Andrew John |
|
St Helens, |
|
Director |
|
Director |
|
United Kingdom |
Delta Lloyd N.V.
Name |
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Business address |
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Business activity |
|
Present principal |
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Citizenship |
Hoek, Nicolaas Willem |
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Amstelplein
6, |
|
Executive Director |
|
Executive Director |
|
The Netherlands |
Roozen, Emilius Alfonsus Anthonius |
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Amstelplein
6, |
|
Executive Director |
|
Executive Director |
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The Netherlands |
Medendorp, Paul Kerst |
|
Amstelplein
6, |
|
Executive Director |
|
Executive Director |
|
Germany |
Raué, Hendrik Herman |
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Amstelplein
6, |
|
Executive Director |
|
Executive Director |
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The Netherlands |
Holsboer, Jan Hendrik |
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Amstelplein
6, |
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Supervisory Board Director |
|
Supervisory Board Director |
|
The Netherlands |
Kottman, René Herman Philip Willem |
|
Amstelplein 6, |
|
Supervisory Board Director |
|
Supervisory Board Director |
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The Netherlands |
Hartman, Peter Frans |
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Amstelplein 6, |
|
Supervisory Board Director |
|
Supervisory Board Director |
|
The Netherlands |
Boumeester, Pamela Gertrude |
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Amstelplein 6, |
|
Supervisory Board Director |
|
Supervisory Board Director |
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The Netherlands |
Haars, Jan Gerard |
|
Amstelplein 6, |
|
Supervisory Board Director |
|
Supervisory Board Director |
|
The Netherlands |
Fischer, Eric Jacob |
|
Amstelplein 6, |
|
Supervisory Board Director |
|
Supervisory Board Director |
|
The Netherlands |
Moss, Andrew John |
|
Amstelplein 6, |
|
Supervisory Board Director |
|
Supervisory Board Director |
|
United Kingdom |
Regan, Patrick Charles |
|
Amstelplein 6, |
|
Supervisory Board Director |
|
Supervisory Board Director |
|
United Kingdom |
Van der Lecq, Sofia Gepke |
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Amstelplein 6, |
|
Supervisory Board |
|
Supervisory Board |
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The Netherlands |
SCHEDULE II
All of the Shares of the Company sold as described in the table below were sold by Cyrte Investments GP III B.V. in open market transactions.
Trade Date |
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Shares Acquired or Sold |
|
Share Price (USD) |
|
June 1, 2010 |
|
-260,000 |
|
18.9004 |
|
June 2, 2010 |
|
-35,400 |
|
19.1741 |
|
June 7, 2010 |
|
-70,000 |
|
19.1414 |
|
June 8, 2010 |
|
-30,000 |
|
19.1769 |
|
June 9, 2010 |
|
-350,000 |
|
19.7314 |
|
July 6, 2010 |
|
-100,000 |
|
21.0400 |
|
July 7, 2010 |
|
-33,000 |
|
20.8004 |
|
July 8, 2010 |
|
-18,100 |
|
20.6037 |
|
July 9, 2010 |
|
-96,805 |
|
20.8143 |
|
July 12, 2010 |
|
-11,900 |
|
20.5424 |
|
July 13, 2010 |
|
-45,100 |
|
20.6139 |
|
July 19, 2010 |
|
-2,954 |
|
20.5000 |
|
July 20, 2010 |
|
-192,141 |
|
20.5442 |
|
July 22, 2010 |
|
-168,600 |
|
20.8040 |
|
July 22, 2010 |
|
-8,477 |
|
21.0042 |
|
July 23, 2010 |
|
-189,365 |
|
20.9464 |
|
July 27, 2010 |
|
-67,044 |
|
20.9237 |
|
August 11, 2010 |
|
-138,000 |
|
18.5004 |
|
August 16, 2010 |
|
-10,000 |
|
19.2951 |
|
August 17, 2010 |
|
-54,000 |
|
19.3245 |
|
August 18, 2010 |
|
-57,000 |
|
19.3398 |
|
August 19, 2010 |
|
-101,933 |
|
18.8080 |
|
August 20, 2010 |
|
-800,000 |
|
18.7521 |
|
August 20, 2010 |
|
-39,067 |
|
18.8653 |
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