UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Haefner Martin C/O CAREAL HOLDING AG UTOQUAI 49 ZURICH, V8 8022 |
 |  X |  |  |
Bucher-Haefner Eva Maria C/O CAREAL HOLDING AG UTOQUAI 49 ZURICH, V8 8022 |
 |  X |  |  |
/s/ Claude Lambert, attorney-in-fact for Martin Haefner | 07/10/2012 | |
**Signature of Reporting Person | Date | |
/s/ Claude Lambert, attorney-in-fact for Eva Maria Bucher-Haefner | 07/10/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares of Common Stock of CA, Inc. are held by Careal Holding AG ("Careal"). Following the death of Walter Haefner, previously the sole shareholder of Careal, the shares of Careal became property of Walter Haefner's estate and were then transferred to the Reporting Persons on July 4, 2012. Each of the Reporting Persons now owns 50% of the shares of Careal. |
 Remarks: Pursuant to Rule 16a-1(a)(2)(ii)(B) under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein only to the extent of its pecuniary interest therein. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that either of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. Exhibit 24.1 - Power of Attorney for Martin Haefner Exhibit 24.2 - Power of Attorney for Eva Maria Bucher-Haefner |