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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BROWN ROBERT G/ C/O SPAR GROUP INC 560 WHITE PLAINS ROAD, SUITE 210 TARRYTOWN, NY 10591 |
X | X | CHAIRMAN |
James Segreto, as attorney-in-fact under Power of Attorney Grant and Confirming Statement dated November 7, 2002 | 12/15/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On December 4, 2010, the reporting person (Robert G. Brown) resigned as trustee of the Grantor Trust of Robert G. Brown Dated March 22, 1999, and accordingly he no longer has to report any transactions or holdings of such trust respecting such issuer's Common Stock that he previously may have been required to report. The reporting person is not a beneficiary of such trust, and without limiting any existing disclaimer, the reporting person hereby disclaims beneficial ownership of all such stock held by that trust from time to time after his resignation. |
(2) | Not applicable, as there was no purchase or sale of such issuer's Common Stock. |
(3) | By the Grantor Trust of Robert G. Brown Dated March 22, 1999, which trust is for the benefit of the reporting person's children and continues to own 180,000 shares of the issuer's Common Stock following such resignation. The successor trustee is not an affiliate of such issuer and is not otherwise a reporting person respecting such issuer's securities. |