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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Aston Capital Partners LP C/O L-1 INVESTMENT PARTNERS LLC 177 BROAD STREET STAMFORD, CT 06901 |
X | |||
L-1 Investment Partners LLC C/O L-1 INVESTMENT PARTNERS LLC 177 BROAD STREET STAMFORD, CT 06901 |
X | |||
Aston Capital Partners GP LLC C/O L-1 INVESTMENT PARTNERS LLC 177 BROAD STREET STAMFORD, CT 06901 |
X |
By: /s/ Robert V. LaPenta, Partner, Aston Capital Partners GP, LLC, general partner of Aston Capital Partners L.P. | 07/26/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On July 25, 2011, L-1 Identity Solutions, Inc., a Delaware corporation (the "Issuer"), was acquired (the "Merger") pursuant to that certain Agreement and Plan of Merger, dated as of September 19, 2010 (the "Merger Agreement"), by and among the Issuer, Safran SA, a French societe anonyme ("Parent"), and Laser Acquisition Sub Inc., a Delaware corporation and wholly owned subsidiary of Parent. In connection with the Merger, all shares of the Issuer's common stock, par value $0.001 per share ("Common Stock"), held by the Reporting Persons at the effective time of the Merger were exchanged for merger consideration consisting of $12.00 in cash per share of Common Stock, subject to applicable tax withholding amounts, as described in the Merger Agreement. |
(2) | Each Reporting Person's interest in the Common Stock is limited to the extent of its pecuniary interest, if any, therein. |