UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 9/30/2012
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: TRUSTCO BANK CORP NY
Address: 5 SARNOWSKI DRIVE
GLENVILLE, NY 12302
Form 13F File Number: 28-06657
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Persons Signing this Report on Behalf of Reporting Manager:
Name: RICHARD W PROVOST
Title: SENIOR TRUST OFFICER
Phone: 518-381-3643
Signature, Place, and Date of Signing:
/s/ RICHARD W PROVOST GLENVILLE, NY 10/11/2012
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 189
Form 13F Information Table Value Total: $ 102,997
--------------
(In Thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
7000 028-10307 TRUSTCO BANK
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FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------- -------------- --------- -------- ----------------- ---------- -------- --------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ----- ------ -------
AT&T INC COM 00206R102 1717 45544 SH DEFINED 7000 45544 0 0
AT&T INC COM 00206R102 628 16650 SH OTHER 7000 12657 0 0
0 0 OTHER 7000 0 3993 0
ABBOTT LABORATORIES COM 2824100 2920 42585 SH DEFINED 7000 41485 0 0
0 0 DEFINED 7000 0 0 1100
ABBOTT LABORATORIES COM 2824100 462 6745 SH OTHER 7000 3045 0 0
0 0 OTHER 7000 0 3700 0
AIR PRODUCTS & CHEMICALS INC COM 9158106 380 4600 SH DEFINED 7000 4600 0 0
ALCOA INC COM 13817101 91 10300 SH DEFINED 7000 10300 0 0
ALCOA INC COM 13817101 5 600 SH OTHER 7000 600 0 0
ALLSTATE CORP COM 20002101 204 5150 SH DEFINED 7000 5150 0 0
ALLSTATE CORP COM 20002101 48 1200 SH OTHER 7000 1000 0 0
0 0 OTHER 7000 0 200 0
ALTRIA GROUP INC COM 02209S103 90 2686 SH DEFINED 7000 2686 0 0
ALTRIA GROUP INC COM 02209S103 116 3486 SH OTHER 7000 1186 0 0
0 0 OTHER 7000 0 2300 0
AMERICAN EXPRESS CO COM 25816109 338 5950 SH DEFINED 7000 5950 0 0
AMERICAN EXPRESS CO COM 25816109 40 700 SH OTHER 7000 400 0 0
0 0 OTHER 7000 0 300 0
ANNALY CAPITAL MANAGEMENT INC COM 35710409 199 11805 SH DEFINED 7000 11805 0 0
ANNALY CAPITAL MANAGEMENT INC COM 35710409 17 1000 SH OTHER 7000 1000 0 0
APPLIED MATERIALS INC COM 38222105 691 61900 SH DEFINED 7000 61300 0 0
0 0 DEFINED 7000 0 0 600
APPLIED MATERIALS INC COM 38222105 28 2500 SH OTHER 7000 2500 0 0
AUTOMATIC DATA PROCESSING INC COM 53015103 468 7973 SH DEFINED 7000 6473 0 0
0 0 DEFINED 7000 0 0 1500
AUTOMATIC DATA PROCESSING INC COM 53015103 18 300 SH OTHER 7000 300 0 0
BHP BILLITON LTD FOR 88606108 355 5175 SH DEFINED 7000 5175 0 0
BHP BILLITON LTD FOR 88606108 14 200 SH OTHER 7000 0 200 0
BRISTOL-MYERS SQUIBB CO COM 110122108 252 7466 SH DEFINED 7000 7466 0 0
BRISTOL-MYERS SQUIBB CO COM 110122108 503 14906 SH OTHER 7000 8206 0 0
0 0 OTHER 7000 0 6700 0
CATERPILLAR INC COM 149123101 165 1913 SH DEFINED 7000 1913 0 0
CATERPILLAR INC COM 149123101 71 830 SH OTHER 7000 830 0 0
CHEVRON CORP NEW COM 166764100 2897 24855 SH DEFINED 7000 24855 0 0
CHEVRON CORP NEW COM 166764100 534 4579 SH OTHER 7000 2639 0 0
0 0 OTHER 7000 0 1940 0
CISCO SYSTEMS INC COM 17275R102 686 35941 SH DEFINED 7000 35941 0 0
CISCO SYSTEMS INC COM 17275R102 41 2150 SH OTHER 7000 950 0 0
0 0 OTHER 7000 0 1200 0
COCA COLA CO COM 191216100 3580 94394 SH DEFINED 7000 93794 0 0
0 0 DEFINED 7000 0 0 600
COCA COLA CO COM 191216100 842 22200 SH OTHER 7000 12700 0 0
0 0 OTHER 7000 0 9500 0
COLGATE PALMOLIVE CO COM 194162103 1753 16352 SH DEFINED 7000 16352 0 0
COLGATE PALMOLIVE CO COM 194162103 357 3333 SH OTHER 7000 1733 0 0
0 0 OTHER 7000 0 1600 0
DISNEY WALT CO COM 254687106 1801 34446 SH DEFINED 7000 32346 0 0
0 0 DEFINED 7000 0 0 2100
DISNEY WALT CO COM 254687106 434 8300 SH OTHER 7000 4800 0 0
0 0 OTHER 7000 0 3500 0
DOW CHEMICAL CO COM 260543103 305 10524 SH DEFINED 7000 10524 0 0
DOW CHEMICAL CO COM 260543103 98 3401 SH OTHER 7000 2001 0 0
0 0 OTHER 7000 0 1400 0
DU PONT E I DE NEMOURS & CO COM 263534109 303 6025 SH DEFINED 7000 4625 0 0
0 0 DEFINED 7000 0 0 1400
DU PONT E I DE NEMOURS & CO COM 263534109 115 2286 SH OTHER 7000 1486 0 0
0 0 OTHER 7000 0 800 0
ECOLAB INC COM 278865100 507 7817 SH DEFINED 7000 7817 0 0
ECOLAB INC COM 278865100 32 500 SH OTHER 7000 500 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------- -------------- --------- -------- ----------------- ---------- -------- --------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ----- ------ -------
EMERSON ELECTRIC CO COM 291011104 220 4550 SH DEFINED 7000 4550 0 0
EMERSON ELECTRIC CO COM 291011104 73 1513 SH OTHER 7000 313 0 0
0 0 OTHER 7000 0 1200 0
EXELON CORP COM 30161N101 541 15217 SH DEFINED 7000 15217 0 0
EXELON CORP COM 30161N101 106 2970 SH OTHER 7000 1870 0 0
0 0 OTHER 7000 0 1100 0
EXXON MOBIL CORP COM 30231G102 5779 63195 SH DEFINED 7000 61895 0 0
0 0 DEFINED 7000 0 0 1300
EXXON MOBIL CORP COM 30231G102 2782 30417 SH OTHER 7000 14327 0 0
0 0 OTHER 7000 0 16090 0
GENERAL ELECTRIC CO COM 369604103 9366 412403 SH DEFINED 7000 40654 3 0
0 0 DEFINED 7000 0 0 5860
GENERAL ELECTRIC CO COM 369604103 5334 234855 SH OTHER 7000 18065 7 0
0 0 OTHER 7000 0 51198 0
0 0 OTHER 7000 0 0 3000
GENERAL MILLS INC COM 370334104 1016 25490 SH DEFINED 7000 25490 0 0
GENERAL MILLS INC COM 370334104 402 10100 SH OTHER 7000 8500 0 0
0 0 OTHER 7000 0 1600 0
GLAXOSMITHKLINE PLC FOR 37733W105 268 5788 SH DEFINED 7000 5788 0 0
GLAXOSMITHKLINE PLC FOR 37733W105 211 4566 SH OTHER 7000 3966 0 0
0 0 OTHER 7000 0 600 0
HOME DEPOT INC COM 437076102 352 5825 SH DEFINED 7000 5825 0 0
HOME DEPOT INC COM 437076102 76 1264 SH OTHER 7000 1264 0 0
INTEL CORP COM 458140100 1657 73132 SH DEFINED 7000 73132 0 0
INTEL CORP COM 458140100 224 9868 SH OTHER 7000 6068 0 0
0 0 OTHER 7000 0 3800 0
IBM CORP COM 459200101 2364 11394 SH DEFINED 7000 11394 0 0
IBM CORP COM 459200101 681 3283 SH OTHER 7000 1933 0 0
0 0 OTHER 7000 0 1350 0
ISHARES MUT 464287465 321 6051 SH DEFINED 7000 6051 0 0
ISHARES MUT 464287465 9 175 SH OTHER 7000 175 0 0
JPMORGAN CHASE & CO COM 46625H100 1169 28879 SH DEFINED 7000 28579 0 0
0 0 DEFINED 7000 0 0 300
JPMORGAN CHASE & CO COM 46625H100 294 7252 SH OTHER 7000 3965 0 0
0 0 OTHER 7000 0 3287 0
JACOBS ENGINEERING GROUP INC COM 469814107 226 5599 SH DEFINED 7000 5599 0 0
JACOBS ENGINEERING GROUP INC COM 469814107 8 200 SH OTHER 7000 100 0 0
0 0 OTHER 7000 0 100 0
JOHNSON & JOHNSON COM 478160104 3505 50860 SH DEFINED 7000 50860 0 0
JOHNSON & JOHNSON COM 478160104 765 11107 SH OTHER 7000 6407 0 0
0 0 OTHER 7000 0 4700 0
JOHNSON CONTROLS INC COM 478366107 363 13250 SH DEFINED 7000 13250 0 0
JOHNSON CONTROLS INC COM 478366107 55 2000 SH OTHER 7000 600 0 0
0 0 OTHER 7000 0 1400 0
KRAFT FOODS INC COM 50075N104 155 3738 SH DEFINED 7000 3738 0 0
KRAFT FOODS INC COM 50075N104 137 3302 SH OTHER 7000 1226 0 0
0 0 OTHER 7000 0 2076 0
LOWES COMPANIES INC COM 548661107 382 12634 SH DEFINED 7000 12634 0 0
LOWES COMPANIES INC COM 548661107 11 350 SH OTHER 7000 150 0 0
0 0 OTHER 7000 0 200 0
MASCO CORP COM 574599106 182 12100 SH DEFINED 7000 12100 0 0
MASCO CORP COM 574599106 26 1700 SH OTHER 7000 0 1700 0
MCDONALDS CORP COM 580135101 248 2700 SH DEFINED 7000 2700 0 0
MCDONALDS CORP COM 580135101 266 2895 SH OTHER 7000 2595 0 0
0 0 OTHER 7000 0 300 0
MCGRAW HILL COS INC COM 580645109 667 12217 SH DEFINED 7000 12217 0 0
MCGRAW HILL COS INC COM 580645109 16 300 SH OTHER 7000 100 0 0
0 0 OTHER 7000 0 200 0
MEDTRONIC INC COM 585055106 1627 37726 SH DEFINED 7000 37726 0 0
MEDTRONIC INC COM 585055106 48 1104 SH OTHER 7000 404 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------- -------------- --------- -------- ----------------- ---------- -------- --------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ----- ------ -------
0 0 OTHER 7000 0 700 0
MERCK & CO INC COM 58933Y105 259 5740 SH DEFINED 7000 5740 0 0
MERCK & CO INC COM 58933Y105 170 3761 SH OTHER 7000 1282 0 0
0 0 OTHER 7000 0 2479 0
MICROSOFT CORP COM 594918104 2864 96231 SH DEFINED 7000 96231 0 0
MICROSOFT CORP COM 594918104 186 6263 SH OTHER 7000 4163 0 0
0 0 OTHER 7000 0 2100 0
NBT BANCORP INC COM 628778102 518 23486 SH OTHER 7000 23486 0 0
NEXTERA ENERGY INC COM 65339F101 202 2875 SH DEFINED 7000 2875 0 0
NIKE INC COM 654106103 868 9149 SH DEFINED 7000 9149 0 0
NIKE INC COM 654106103 85 900 SH OTHER 7000 700 0 0
0 0 OTHER 7000 0 200 0
NORFOLK SOUTHERN CORP COM 655844108 127 2000 SH DEFINED 7000 2000 0 0
NORFOLK SOUTHERN CORP COM 655844108 115 1800 SH OTHER 7000 0 1800 0
ORACLE CORP COM 68389X105 560 17800 SH DEFINED 7000 17800 0 0
ORACLE CORP COM 68389X105 42 1347 SH OTHER 7000 547 0 0
0 0 OTHER 7000 0 800 0
PEPSICO INC COM 713448108 2505 35392 SH DEFINED 7000 35392 0 0
PEPSICO INC COM 713448108 272 3850 SH OTHER 7000 3150 0 0
0 0 OTHER 7000 0 700 0
PFIZER INC COM 717081103 605 24333 SH DEFINED 7000 24333 0 0
PFIZER INC COM 717081103 266 10688 SH OTHER 7000 4628 0 0
0 0 OTHER 7000 0 6060 0
PHILIP MORRIS INTERNATIONAL INC COM 718172109 233 2586 SH DEFINED 7000 2586 0 0
PHILIP MORRIS INTERNATIONAL INC COM 718172109 348 3869 SH OTHER 7000 1169 0 0
0 0 OTHER 7000 0 2700 0
PROCTER & GAMBLE CO COM 742718109 3316 47815 SH DEFINED 7000 47815 0 0
PROCTER & GAMBLE CO COM 742718109 744 10727 SH OTHER 7000 2209 0 0
0 0 OTHER 7000 0 8518 0
SCHLUMBERGER LTD FOR 806857108 358 4949 SH DEFINED 7000 4949 0 0
SCHLUMBERGER LTD FOR 806857108 22 300 SH OTHER 7000 200 0 0
0 0 OTHER 7000 0 100 0
SOUTHERN CO COM 842587107 1442 31295 SH DEFINED 7000 31295 0 0
SOUTHERN CO COM 842587107 212 4608 SH OTHER 7000 2208 0 0
0 0 OTHER 7000 0 2400 0
STATE STREET CORP COM 857477103 452 10775 SH DEFINED 7000 10775 0 0
STATE STREET CORP COM 857477103 59 1400 SH OTHER 7000 500 0 0
0 0 OTHER 7000 0 900 0
TARGET CORP COM 8.76E+110 582 9162 SH DEFINED 7000 9162 0 0
TARGET CORP COM 8.76E+110 86 1350 SH OTHER 7000 1050 0 0
0 0 OTHER 7000 0 300 0
TEXAS INSTRUMENTS INC COM 882508104 286 10375 SH DEFINED 7000 10375 0 0
3M CO COM 88579Y101 1308 14150 SH DEFINED 7000 14150 0 0
3M CO COM 88579Y101 411 4450 SH OTHER 7000 700 0 0
0 0 OTHER 7000 0 3750 0
TRUSTCO BANK CORP NY COM 898349105 1191 208606 SH DEFINED 7000 9086 0 0
0 0 DEFINED 7000 0 16688 0
0 0 DEFINED 7000 0 0 182832
TRUSTCO BANK CORP NY COM 898349105 5846 1023895 SH OTHER 7000 0 0 1023895
UNITED PARCEL SERVICE COM 911312106 493 6890 SH DEFINED 7000 6890 0 0
UNITED PARCEL SERVICE COM 911312106 68 950 SH OTHER 7000 450 0 0
0 0 OTHER 7000 0 500 0
UNITED TECHNOLOGIES CORP COM 913017109 2511 32072 SH DEFINED 7000 32072 0 0
UNITED TECHNOLOGIES CORP COM 913017109 215 2750 SH OTHER 7000 1450 0 0
0 0 OTHER 7000 0 1300 0
VANGUARD MUT 922042858 1730 41455 SH DEFINED 7000 41205 0 0
0 0 DEFINED 7000 0 0 250
VANGUARD MUT 922042858 76 1820 SH OTHER 7000 325 0 0
0 0 OTHER 7000 0 1105 0
0 0 OTHER 7000 0 0 390
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------- -------------- --------- -------- ----------------- ---------- -------- --------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ----- ------ -------
VERIZON COMMUNICATIONS INC COM 92343V104 1460 32036 SH DEFINED 7000 32036 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 371 8146 SH OTHER 7000 4846 0 0
0 0 OTHER 7000 0 3300 0
WAL-MART STORES INC COM 931142103 1806 24466 SH DEFINED 7000 24466 0 0
WAL-MART STORES INC COM 931142103 161 2175 SH OTHER 7000 1975 0 0
0 0 OTHER 7000 0 200 0
WELLS FARGO & CO NEW COM 949746101 1328 38450 SH DEFINED 7000 38450 0 0
WELLS FARGO & CO NEW COM 949746101 201 5823 SH OTHER 7000 2523 0 0
0 0 OTHER 7000 0 3300 0