UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Deferred Comp Stock Units | Â (1) | Â (1) | Common Stock | 17,077 | $ 0 | D | Â |
Deferred Comp Stock Units | Â (2) | Â (2) | Common Stock | 1,990 | $ 0 | D | Â |
Deferred Comp Stock Units | Â (3) | Â (3) | Commn Stock | 10,600 | $ 0 | D | Â |
Employee Stock Option (right to buy) | Â (4) | 02/10/2010 | Common Stock | 7,252 | $ 27.57 | D | Â |
Employee Stock Option (right to buy) | Â (4) | 06/03/2011 | Common Stock | 16,534 | $ 34.92 | D | Â |
Employee Stock Option (right to buy) | Â (4) | 03/26/2011 | Common Stock | 2,733 | $ 36.58 | D | Â |
Employee Stock Option (right to buy) | Â (5) | 02/06/2012 | Common Stock | 41,334 | $ 51.21 | D | Â |
Employee Stock Option (right to buy) | Â (6) | 02/04/2013 | Common Stock | 95,066 | $ 55.1 | D | Â |
Employee Stock Option (right to buy) | Â (4) | 03/27/2011 | Common Stock | 3,282 | $ 59.81 | D | Â |
Employee Stock Option (right to buy) | Â (4) | 02/11/2010 | Common Stock | 9,746 | $ 59.81 | D | Â |
Employee Stock Option (right to buy) | Â (4) | 02/10/2007 | Common Stock | 7,015 | $ 59.81 | D | Â |
Employee Stock Option (right to buy) | Â (4) | 02/10/2007 | Common Stock | 6,217 | $ 59.81 | D | Â |
Employee Stock Option (right to buy) | Â (4) | 02/01/2011 | Common Stock | 15,930 | $ 59.81 | D | Â |
Employee Stock Option (right to buy) | Â (4) | 02/11/2009 | Common Stock | 11,403 | $ 59.81 | D | Â |
Employee Stock Option (right to buy) | Â (4) | 02/10/2007 | Common Stock | 10,175 | $ 68.82 | D | Â |
Employee Stock Option (right to buy) | Â (4) | 01/31/2011 | Common Stock | 15,072 | $ 68.82 | D | Â |
Employee Stock Option (right to buy) | Â (4) | 02/10/2010 | Common Stock | 9,129 | $ 68.82 | D | Â |
Employee Stock Option (right to buy) | Â (4) | 02/12/2008 | Common Stock | 9,801 | $ 68.82 | D | Â |
Employee Stock Option (right to buy) | Â (4) | 02/11/2009 | Common Stock | 3,853 | $ 68.82 | D | Â |
Employee Stock Option (right to buy) | Â (4) | 02/09/2007 | Common Stock | 3,993 | $ 68.82 | D | Â |
Employee Stock Option (right to buy) | Â (4) | 02/11/2010 | Common Stock | 6,067 | $ 68.82 | D | Â |
Employee Stock Option (right to buy) | Â (3)(4) | 02/06/2012 | Common Stock | 8,356 | $ 68.82 | D | Â |
Employee Stock Option (right to buy) | Â (4) | 03/26/2011 | Common Stock | 8,784 | $ 68.82 | D | Â |
Employee Stock Option (right to buy) | Â (4) | 02/06/2012 | Common Stock | 41,328 | $ 75.4 | D | Â |
Employee Stock Option (right to buy) | Â (4) | 02/11/2009 | Common Stock | 1,397 | $ 75.4 | D | Â |
Employee Stock Option (right to buy) | Â (4) | 02/09/2007 | Common Stock | 6,449 | $ 75.4 | D | Â |
Employee Stock Option (right to buy) | Â (4) | 05/20/2006 | Common Stock | 15,161 | $ 75.4 | D | Â |
Employee Stock Option (right to buy) | Â (4) | 06/03/2011 | Common Stock | 10,831 | $ 75.4 | D | Â |
Employee Stock Option (right to buy) | Â (7) | 01/25/2014 | Common Stock | 104,160 | $ 82.06 | D | Â |
Employee Stock Option (right to buy) | Â (4) | 03/26/2011 | Common Stock | 5,982 | $ 89.95 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HELWIG DAVID S 120 MONUMENT CIRCLE INDIANAPOLIS, IN 46204 |
 |  |  EVP |  |
Nancy Purcell, Attorney-in-fact | 12/02/2004 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each deferred stock unit represents the right to receive, on a deferred basis under the Issuer's Comprehensive Executive non-qualified Retirement Plan, one share of the Issuer's common stock to be issued under the Issuer's 1999 Stock Incentive Plan upon the expiration of the deferral period. Each of the deferred stock units is currently vested. |
(2) | Each deferred stock unit represents the right to receive, on a deferred basis under the Issuer's Comprehensive Executive non-qualified Retirement Plan, one share of the Issuer's common stock to be issued under the Issuer's 1999 Stock Incentive Plan upon the expiration of the deferral period. Each of the deferred stock units will vest on March 15, 2005, subject to acceleration in the event the reporting person should terminate employment with the Issuer under certain prescribed circumstances. |
(3) | Each deferred stock unit represents the right to receive, on a deferred basis under the Issuer's Comprehensive Executive non-qualified Retirement Plan, one share of the Issuer's common stock to be issued under the Issuer's 1999 Stock Incentive Plan upon the expiration of the deferral period. Each of the deferred stock units will vest in three successive equal annual installments, beginning January 26, 2005, subject to acceleration in the event the reporting person should terminate employment with the Issuer under certain prescribed circumstances. |
(4) | These options are fully vested. |
(5) | The options are vested with respect to 20,666 shares will vest as to the remaining 20,668 shares on February 7, 2005. |
(6) | The options are vested with respect to 23,767 shares will vest as to the remaining 71,299 shares in three equal installments on February 5, 2005, August 5, 2005 and February 5, 2006. |
(7) | The options are vested with respect to 17,360 shares will vest as to the remaining 86,800 shares in five equal installments on January 26, 2005, July 26 2005, January 26, 2006, July 26, 2006 and January 26, 2007. |
 Remarks: Form 1 of 2 being filed for the reporting person on the same day. |