UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
FORM
8-K
CURRENT
REPORT PURSUANT TO
SECTION
13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date of
report: November 4, 2008
(Date
of earliest event reported)
Glu
Mobile Inc.
(Exact
Name of Registrant as Specified in Its Charter)
Delaware
(State
or Other Jurisdiction of Incorporation)
001-33368 |
|
91-2143667 |
(Commission File Number) |
|
(IRS Employer Identification No.) |
2207 Bridgepointe Parkway, Suite 250 |
94404 |
|
(Address of Principal Executive Offices) | (Zip Code) |
(650)
532-2400
(Registrant’s
Telephone Number, Including Area Code)
n/a
(Former
name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
⃞ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
⃞ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
⃞ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
⃞ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 1.01 Entry into a Material Definitive Agreement.
On November 4, 2008, Glu Mobile Inc. (“Glu”) entered into a Second Amendment (the “Amendment”) to its Loan and Security Agreement with Silicon Valley Bank (“SVB”), dated as of February 14, 2007 as amended by that certain first amendment thereto. Among other things, the Amendment:
The foregoing description of the Amendment is qualified in its entirety by reference to the full text of the Amendment, a copy of which is filed as Exhibit 10.01 to this Current Report and is incorporated into this Item 1.01 by reference.
Item 2.02 Results of Operations and Financial Condition.
On November 4, 2008, Glu issued a press release announcing its financial results for the third quarter ended September 30, 2008 and providing its business outlook. A copy of the press release is attached as Exhibit 99.01 to this Current Report on Form 8-K.
The information in this Item 2.02, including Exhibit 99.01 to this Current Report, shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section or Sections 11 and 12(a)(2) of the Securities Act of 1933, as amended. The information contained in this Item 2.02 and in the accompanying Exhibit 99.01 shall not be incorporated by reference into any registration statement or other document filed by Glu with the Securities and Exchange Commission (the “SEC”), whether made before or after the date of this Current Report, regardless of any general incorporation language in such filing, except as shall be expressly set forth by specific reference in such filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits. |
|
10.01 | Second Amendment to Loan and Security Agreement between Glu Mobile Inc. and |
Silicon Valley Bank, dated November 4, 2008. | |
99.01 | Press Release issued by Glu Mobile Inc., dated November 4, 2008. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Glu Mobile Inc. |
||||
Date: |
November 4, 2008 |
By: |
/s/ L. Gregory Ballard |
|
Name: |
L. Gregory Ballard |
|||
Title: |
Chief Executive Officer |
|||
|
|
EXHIBIT INDEX
Number |
Description |
|
10.01 |
Second Amendment to Loan and Security Agreement between Glu Mobile Inc. and Silicon Valley Bank, dated November 4, 2008. |
|
99.01 |
Press Release issued by Glu Mobile Inc., dated November 4, 2008. |
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