UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Rokk3r Labs, LLC 2121 NW 2ND AVENUE #203 MIAMI, FL 33127 |
 X |  X |  (1) |  |
Charania Nabyl 2121 NW 2ND AVENUE #203 MIAMI, FL 33127 |
 X |  |  (1) |  |
Montoya German 2121 NW 2ND AVENUE #203 MIAMI, FL 33127 |
 X |  |  |  |
/s/ German Montoya | 04/16/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This report is filed jointly by Rokk3r Labs, LLC, Nabyl Charania and German Montoya. Messrs. Charania and Montoya are directors of the Issuer and Mr. Charania is the Issuer's Chief Executive Officer and Chief Financial Officer. These shares are owned by Rokk3r Labs, LLC and Messrs. Charania and Montoya jointly exercise voting and dispositive control over the Issuer's common stock owned by Rokk3r Labs. Messrs. Charania and Montoya disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. |