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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options (Right to Buy) | $ 5.245 | 09/09/2002 | A | 200,000 | 09/09/2003(1) | 09/08/2012 | Common Stock | 200,000 (3) | $ 0 | 20,000 | D | ||||
Stock Options (Right to Buy) | $ 7.155 | 10/14/2003 | A | 200,000 | 10/14/2004(2) | 10/13/2013 | Common Stock | 200,000 (3) | $ 0 | 200,000 | D | ||||
Phantom Stock Units (4) | $ 0 (4) | 03/02/2004 | A | 9,010 (4) | 03/02/2004(4) | 03/02/2007(4) | Common Stock | 9,010 (4) | $ 0 | 9,010 (4) | D | ||||
Stock Options (Right to Buy) | $ 5.61 | 07/26/2004 | A | 185,000 | 07/26/2005(5) | 07/25/2014 | Common Stock | 185,000 | $ 0 | 185,000 | D | ||||
Phantom Stock Units (6) | $ 0 (6) | 02/08/2005 | A | 16,986 (6) | 02/08/2005(6) | 02/08/2008(6) | Common Stock | 16,986 (6) | $ 0 | 16,986 (6) | D | ||||
Stock Options (Right to Buy) | $ 9.9 | 09/06/2005 | A | 250,000 | 09/06/2006(7) | 09/05/2015 | Common Stock | 250,000 | $ 0 | 250,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
NICHOL GEOFFREY MEDAREX, INC. 707 STATE ROAD PRINCETON, NJ 08540 |
Senior Vice President |
GEOFFREY M. NICHOL | 09/08/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Options representing 50,000 shares became exercisable on September 9, 2003. The remaining options become exercisable in 36 equal monthly installments. |
(2) | Options representing 50,000 shares became exercisable on October 14, 2004. The remaining options vest in 36 equal monthly installments beginning on November 14, 2004. |
(3) | All share amounts reflect the Company's 2 for 1 stock split effected on October 27, 2000. |
(4) | Represents phantom stock units convertible into shares of the Company's common stock on a 1-for-1 basis. The phantom stock units are settled 100% in shares of the Company's common stock on March 2, 2007. Phantom stock units representating 5,631 vest immediately. The remaining phantom stock units vest in three equal annual installments beginning on March 2, 2005. |
(5) | Options representing 46,250 shares became exercisable on July 26, 2005. The remaining options become exercisable in 36 equal monthly installments beginning on August 26, 2005. |
(6) | Represents phantom stock units convertible into shares of the Company's common stock on a 1-for-1 basis. The phantom stock units are to be settled 100% in shares of the Company's common stock on February 8, 2008. Phantom stock units representing 10,616 shares vest immediately. The remaining phantom stock units vest in three equal annual installments beginning on February 8, 2006. |
(7) | Options representing 62,500 shares become exercisable on September 6, 2006. The remaining options become exercisable in 36 equal monthly installments beginning on October 6, 2006. |