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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
restricted share units (1) | (2) | 07/26/2013 | A | 19,500 (3) | (4) | 12/01/2016 | common shares | 19,500 | (2) | 19,500 | D | ||||
stock options (to buy) | $ 25.78 | 07/26/2013 | A | 22,000 (3) | (5) | 07/26/2020 | common shares | 22,000 | $ 25.78 | 22,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Campbell Eileen 110 EAST 59TH STREET SUITE 2100 NEW YORK, NY 10022 |
Chief Marketing Officer |
Eileen Campbell | 07/29/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each restricted share unit represents a contigent right to receive one common share of IMAX Corporation. |
(2) | Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. |
(3) | The restricted share units and stock options were granted pursuant to Ms. Campbell's commencment of employment with IMAX Corporation. |
(4) | 3,900 of the restricted share units vest on each of July 15, 2014; 4,875 vest on each of July 15, 2015 and July 15, 2016 and 5,850 vest on December 1, 2016. |
(5) | 4,400 of the stock options vest on July 15, 2014; 5,500 vest on each of July 15, 2015 and July 15, 2016 and 6,600 on July 15, 2017. |