UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
See footnote (1) | Â (4) | Â (4) | See footnote (3) | 2,728,512 (4) | $ (4) | D | Â |
See footnote (1) | Â (4) | Â (4) | See footnote (3) | 2,728,512 (4) | $ (4) | I | See footnote (5) |
See footnote (2) | Â (4) | Â (4) | See footnote (3) | 2,728,512 (4) | $ (4) | D | Â |
See footnote (2) | Â (4) | Â (4) | See footnote (3) | 2,728,512 (4) | $ (4) | I | See footnote (5) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SN UHC 1, Inc. 6200 SPRINT PARKWAY OVERLAND PARK, KS 66251 |
 |  X |  |  |
SPRINT NEXTEL CORP 6200 SPRINT PARKWAY OVERLAND PARK, KS 66251 |
 |  X |  |  |
/s/ Timothy P. O'Grady, Name: Timothy P. O'Grady, Title: Vice President, on behalf of SN UHC 1, Inc. | 12/19/2012 | |
**Signature of Reporting Person | Date | |
/s/ Timothy P. O'Grady, Name: Timothy P. O'Grady, Title: Vice President, on behalf of Sprint Nextel Corporation | 12/19/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Class B Common Stock, par value $0.0001 per share, of Clearwire Corporation. |
(2) | Class B Common Units of Clearwire Communications, LLC |
(3) | Class A Common Stock, par value $0.0001 per share, of Clearwire Corporation. |
(4) | Each share of Class B Common Stock of the Issuer, together with one Class B Common Unit of Clearwire Communications, LLC (a "Class B Common Unit"), is exchangeable at any time, into one fully paid and nonassessable share of Class A Common Stock of the Issuer and has no expiration date. |
(5) | SN UHC 1, Inc. is making this filing because it is part of a group that includes Sprint Nextel Corporation and Sprint HoldCo, LLC and that owns in excess of 10% of Clearwire Corporation. Sprint Nextel is included in this Form 3 solely because of its indirect interest in SN UHC 1, Inc. , which is a wholly-owned subsidiary of Sprint Nextel. Sprint Nextel's address is 6200 Sprint Parkway, Overland Park, Kansas , 66251. |