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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options (Right to Buy) | $ 28.54 | 10/01/2013 | M | 88,997 | (5) | 02/26/2014 | Class A Common Stock | 88,997 | $ 0 | 0 | D | ||||
Stock Options (Right to Buy) | $ 32.39 | (5) | 02/28/2015 | Class A Common Stock | 146,913 | 146,913 | D | ||||||||
Stock Options (Right to Buy) | $ 19.68 | (5) | 03/05/2016 | Class A Common Stock | 39,523 | 39,523 | D | ||||||||
Stock Options (Right to Buy) | $ 35.71 | (6) | 03/04/2017 | Class A Common Stock | 84,598 | 84,598 | D | ||||||||
Restricted Stock Units | (7) | (8) | (8) | Class A Common Stock | 4,827 | 4,827 | D | ||||||||
Stock Options (Right to Buy) | $ 42.15 | (9) | 03/04/2018 | Class A Common Stock | 97,483 | 97,483 | D | ||||||||
Restricted Stock Units | (7) | (10) | (10) | Class A Common Stock | 11,218 | 11,218 | D | ||||||||
Stock Options (Right to Buy) | $ 47.52 | (11) | 03/06/2019 | Class A Common Stock | 106,450 | 106,450 | D | ||||||||
Restricted Stock Units | (7) | (12) | (12) | Class A Common Stock | 17,656 | 17,656 | D | ||||||||
Stock Options (Right to Buy) | $ 72.99 | (13) | 03/06/2020 | Class A Common Stock | 145,228 | 145,228 | D | ||||||||
Restricted Stock Units | (7) | (14) | (14) | Class A Common Stock | 19,017 | 19,017 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
STOOPS JEFFREY C/O SBA COMMUNICATIONS CORPORATION 5900 BROKEN SOUND PARKWAY, NW BOCA RATON, FL 33487 |
X | Chief Executive Officer & Pres |
/s/ Joshua M. Koenig, Attorney-in-Fact | 10/03/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On July 3, 2013, the reporting person gifted 300 shares to a trust for the benefit of one of the reporting person's children. The transfer of the shares was an exempt transaction pursuant to Rule 16b-5 of the Exchange Act. |
(2) | Shares withheld for payment of tax liability and option exercise price. |
(3) | Each of the four different trusts is for the benefit of one of the Reporting Person's four children. |
(4) | These shares are owned by CRLP. The Reporting Person and his spouse control the general partner of CRLP. The Reporting Person disclaims beneficial ownership of the stock owned by CRLP except to the extent of his pecuniary interest therein. |
(5) | These options are immediately exercisable. |
(6) | These options vest in accordance with the following schedule: 21,149 vest on each of the first and the third anniversary of the grant date and 21,150 vest on each of the second and the fourth anniversary of the grant date (March 4, 2010). |
(7) | Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. |
(8) | These restricted stock units vest in accordance with the following schedule: 4,827 vest on each of the first through the fourth anniversaries of the grant date (March 4, 2010). |
(9) | These options vest in accordance with the following schedule: 24,370 vest on the first anniversary of the grant date and 24,371 vest on each of the second through fourth anniversaries of the grant date (March 4, 2011). |
(10) | These restricted stock units vest in accordance with the following schedule: 5,608 vest on the first anniversary of the grant date and 5,609 vest on each of the second through fourth anniversaries of the grant date (March 4, 2011). |
(11) | These options vest in accordance with the following schedule: 26,612 vest on each of the first and the third anniversary of the grant date and 26,613 vest on each of the second and the fourth anniversary of the grant date (March 6, 2012). |
(12) | These restricted stock units vest in accordance with the following schedule: 5,885 vest on each of the first through third anniversaries of the grant date and 5,886 vest on the fourth anniversary of the grant date (March 6, 2012). |
(13) | These options vest in accordance with the following schedule: 36,307 vest on each of the first through the fourth anniversaries of the grant date (March 6, 2013). |
(14) | These restricted stock units vest in accordance with the following schedule: 4,754 vest on each of the first through third anniversaries of the grant date and 4,755 vest on the fourth anniversary of the grant date (March 6, 2013). |