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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $ 15.472 | 05/09/2014 | M | 25,400 (1) (2) | (2) | 11/01/2014 | Class A Common Stock | 25,400 | $ 0 | 0 | D | ||||
Stock Option (Right to Buy) | $ 19.076 | 05/09/2014 | M | 29,880 (1) (3) | (3) | 11/01/2014 | Class A Common Stock | 29,880 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kehoe James C/O MONDELEZ INTERNATIONAL, INC. THREE PARKWAY NORTH DEERFIELD, IL 60015 |
SVP, Operating Excellence |
By Jenny L. Lauth, by Power of Attorney | 05/15/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Pursuant to an administrative error, this transaction was originally reported as the surrender of securities to satisfy the exercise price, taxes and fees in connection with the exercise of stock options. This amendment is being filed to correctly report the sale of securities in payment of the exercise price, taxes and fees and the sale of additional securities in connection with estimate of taxes due at the time of exercise in connection with the exercise of stock options. In connection with this change, the reporting person is no longer reporting as a separate line item the sale of additional securities in connection with the estimate of taxes due at the time of exercise. |
(2) | This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 17, 2012 and expire on November 1, 2014 and to report the sale of securities in payment of the exercise price, taxes and fees and the sale of additional securities in connection with estimate of taxes due at the time of exercise. |
(3) | This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 22, 2013 and expire on November 1, 2014 and to report the sale of securities in payment of the exercise price, taxes and fees and the sale of additional securities in connection with estimate of taxes due at the time of exercise. |