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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Common Stock Share Equivalents (4) | $ 0 | (5) | (5) | Common Stock | 8,160 | 8,160 | D | ||||||||
Employee Stock Option (Right to Buy) | $ 19.85 | 11/24/2004 | M | 60,000 | (6) | 01/21/2012 | Common Stock | 60,000 | (5) | 30,000 | D | ||||
Employee Stock Option (Right to Buy) | $ 14.8125 | 11/24/2004 | M | 20,667 | (7) | 11/10/2010 | Common Stock | 20,667 | (5) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SODERSTROM S CARL JR ARVINMERITOR, INC. 2135 WEST MAPLE ROAD TROY, MI 48084-7186 |
Sr. VP and CFO |
S. Carl Soderstrom, Jr. By: Bonnie Wilkinson, Attorney-in-fact | 11/29/2004 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares purchased periodically and held in ArvinMeritor common stock funds in an employee benefit trust established under the ArvinMeritor, Inc. Savings Plan, based on information furnished by the Plan Administrator as of October 31, 2004. |
(2) | Held by the issuer to implement restrictions on transfer unless and until certain conditions are met. |
(3) | Shares represented by ArvinMeritor stock fund units under the Rockwell Automation Savings Plans, based on information furnished by the Plan Administrator as of August 31, 2004. The shares represented by ArvinMeritor stock fund units are held in an employee benefit trust established thereunder. |
(4) | Share equivalents related to ArvinMeritor common stock, held under ArvinMeritor's supplemental savings plan, based on information furnished by the Plan Administrator as of October 31, 2004. |
(5) | Inapplicable. |
(6) | Options became exercisable in whole or in part (but only for a whole number of shares) as to one-third of the option shares beginning on January 21, 2003, and as to an additional one-third of the option shares beginning on January 21, 2004, and will become exercisable as to the balance of the option shares beginning on January 21, 2005. |
(7) | Options became exercisable in whole or in part (but only for a whole number of shares) as to one-third of the option shares beginning on November 10, 2001, as to an additional one-third of the option shares beginning on November 10, 2002 and as to the balance of the option shares beginning on November 10, 2003. |
(8) | Shares of common stock acquired upon exercise of employee stock options and sold. |