Form 20-F X
|
Form 40-F ___
|
Yes
|
___ |
No X
|
Exhibit No. 1
|
Total Voting Rights
|
|
Exhibit No. 2
|
Capital Exercise Statement
|
|
Exhibit No. 3
|
Blocklisting Sixth Monthly Return
|
|
Exhibit No. 4
|
Director/PDMR Shareholding
|
Exhibit No. 5
|
Publication of Prospectus
|
Share Class and nominal value
|
Number of Shares issued
|
Voting rights per share
|
Total Voting rights -
|
28 September 2012
|
|||
Ordinary shares of £1
|
6,070,177,140
|
4
|
24,280,708,560
|
11% Cumulative Preference Shares of £1
|
500,000
|
4
|
2,000,000
|
5.5% Cumulative Preference Shares of £1
|
400,000
|
4
|
1,600,000
|
Non-cumulative Preference Shares of £1 (series 1)
|
54,442
|
1
|
54,442
|
Non-cumulative Preference Shares of €0.01 (Series 1)
|
1,250,000
|
1
|
1,250,000
|
Non-cumulative Preference Shares of €0.01 (Series 3)
|
9,429
|
1
|
9,429
|
Non-cumulative Preference Shares of US$0.01 (Series M)
|
23,125,869
|
1
|
23,125,869
|
Non-cumulative Preference Shares of US$0.01 (Series N)
|
22,113,160
|
1
|
22,113,160
|
Non-cumulative Preference Shares of US$0.01 (Series P)
|
9,883,307
|
1
|
9,883,307
|
Non-cumulative Preference Shares of US$0.01 (Series Q)
|
20,646,938
|
1
|
20,646,938
|
Non-cumulative Preference Shares of US$0.01 (Series R)
|
10,163,932
|
1
|
10,163,932
|
Non-cumulative Preference Shares of US$0.01 (Series S)
|
26,449,040
|
1
|
26,449,040
|
Non-cumulative Preference Shares of US$0.01 (Series T)
|
51,245,839
|
1
|
51,245,839
|
Non-cumulative Preference Shares of US$0.01 (Series U)
|
10,130
|
1
|
10,130
|
Total:
|
6,236,029,226
|
24,449,260,646
|
EBA Methodology
|
||||
Published June 2012
|
Material Holdings1
|
Loss of tax on EL vs provisions2
|
EBA methodology
|
|
Core Tier 1 capital, £m
|
48,155
|
(313)
|
(756)
|
47,086
|
RWAs, £m
|
434,681
|
0
|
0
|
434,681
|
Core Tier 1 ratio, %
|
11.1%
|
10.8%
|
Name of applicant:
|
The Royal Bank of Scotland Group plc
|
|||
Name of scheme:
|
The Royal Bank of Scotland Group plc Combined Blocklisting.
Can be used to satisfy option exercises and/or share vestings under the following share plans:- The Royal Bank of Scotland Group plc 2007 Sharesave Plan; The Royal Bank of Scotland Group plc 2007 Irish Sharesave Plan; The Royal Bank of Scotland Group plc 2007 Executive Share Option Plan; The Royal Bank of Scotland Group plc Medium-term Performance Plan; The Royal Bank of Scotland Group plc 2010 Long Term Incentive Plan; The Royal Bank of Scotland Group plc 2010 Deferral Plan
|
|||
Period of return:
|
From:
|
01 April 2012
|
To:
|
30 September 2012
|
Balance of unallotted securities under scheme(s) from previous return:
|
22,031,561*
|
|||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
0
|
|||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
22,031,561
|
|||
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
0
|
|||
Name of contact:
|
Mr Peter Helmn
|
|||
Telephone number of contact:
|
0131 556 8555
|
Name of applicant:
|
The Royal Bank of Scotland Group plc
|
|||
Name of scheme:
|
The Royal Bank of Scotland Group plc 2007 Sharesave Plan
|
|||
Period of return:
|
From:
|
01 April 2012
|
To:
|
30 September 2012
|
Balance of unallotted securities under scheme(s) from previous return:
|
6,044,886*
|
|||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
5,000,000
|
|||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
592
|
|||
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
11,044,294
|
|||
Name of contact:
|
Mr Peter Helmn
|
|||
Telephone number of contact:
|
0131 556 8555
|
Name of applicant:
|
The Royal Bank of Scotland Group plc
|
|||
Name of scheme:
|
The Royal Bank of Scotland Group plc 2007 Irish Sharesave Plan
|
|||
Period of return:
|
From:
|
01 April 2012
|
To:
|
30 September 2012
|
Balance of unallotted securities under scheme(s) from previous return:
|
432,618*
|
|||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
1,000,000
|
|||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
0
|
|||
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
1,432,618
|
|||
Name of contact:
|
Mr Peter Helmn
|
|||
Telephone number of contact:
|
0131 556 8555
|
Name of applicant:
|
The Royal Bank of Scotland Group plc
|
|||
Name of scheme:
|
The Royal Bank of Scotland Group plc 1997 Sharesave Scheme
|
|||
Period of return:
|
From:
|
01 April 2012
|
To:
|
30 September 2012
|
Balance of unallotted securities under scheme(s) from previous return:
|
6,817,920*
|
|||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
0
|
|||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
0
|
|||
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
6,817,920
|
|||
Name of contact:
|
Mr Peter Helmn
|
|||
Telephone number of contact:
|
0131 556 8555
|
Name of applicant:
|
The Royal Bank of Scotland Group plc
|
|||
Name of scheme:
|
The Royal Bank of Scotland Group plc 2007 Executive Share Option Plan
|
|||
Period of return:
|
From:
|
01 April 2012
|
To:
|
30 September 2012
|
Balance of unallotted securities under scheme(s) from previous return:
|
1,928,856*
|
|||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
5,000,000
|
|||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
0
|
|||
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
6,928,856
|
|||
Name of contact:
|
Mr Peter Helmn
|
|||
Telephone number of contact:
|
0131 556 8555
|
Name of applicant:
|
The Royal Bank of Scotland Group plc
|
|||
Name of scheme:
|
The Royal Bank of Scotland Group plc 1999 Executive Share Option Scheme
|
|||
Period of return:
|
From:
|
01 April 2012
|
To:
|
30 September 2012
|
Balance of unallotted securities under scheme(s) from previous return:
|
5,342,057*
|
|||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
0
|
|||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
0
|
|||
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
5,342,057
|
|||
Name of contact:
|
Mr Peter Helmn
|
|||
Telephone number of contact:
|
0131 556 8555
|
Name of applicant:
|
The Royal Bank of Scotland Group plc
|
|||
Name of scheme:
|
The Royal Bank of Scotland Group plc Medium-term Performance Plan
|
|||
Period of return:
|
From:
|
01 April 2012
|
To:
|
30 September 2012
|
Balance of unallotted securities under scheme(s) from previous return:
|
243,274*
|
|||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
1,100,000
|
|||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
120,928
|
|||
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
1,222,346
|
|||
Name of contact:
|
Mr Peter Helmn
|
|||
Telephone number of contact:
|
0131 556 8555
|
Name of applicant:
|
The Royal Bank of Scotland Group plc
|
|||
Name of scheme:
|
The Royal Bank of Scotland Group plc Employee Share Ownership Plan
|
|||
Period of return:
|
From:
|
01 April 2012
|
To:
|
30 September 2012
|
Balance of unallotted securities under scheme(s) from previous return:
|
3,436,774*
|
|||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
0
|
|||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
0
|
|||
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
3,436,774
|
|||
Name of contact:
|
Mr Peter Helmn
|
|||
Telephone number of contact:
|
0131 556 8555
|
Name of applicant:
|
The Royal Bank of Scotland Group plc
|
|||
Name of scheme:
|
The Royal Bank of Scotland Group plc Option 2000 Scheme
|
|||
Period of return:
|
From:
|
01 April 2012
|
To:
|
30 September 2012
|
Balance of unallotted securities under scheme(s) from previous return:
|
1,369,440*
|
|||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
0
|
|||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
0
|
|||
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
1,369,440
|
|||
Name of contact:
|
Mr Peter Helmn
|
|||
Telephone number of contact:
|
0131 556 8555
|
Name of applicant:
|
The Royal Bank of Scotland Group plc
|
|||
Name of scheme:
|
National Westminster Bank Group 1994 Executive Share Option Scheme
|
|||
Period of return:
|
From:
|
01 April 2012
|
To:
|
30 September 2012
|
Balance of unallotted securities under scheme(s) from previous return:
|
282,699*
|
|||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
0
|
|||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
0
|
|||
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
282,699
|
|||
Name of contact:
|
Mr Peter Helmn
|
|||
Telephone number of contact:
|
0131 556 8555
|
Name of applicant:
|
The Royal Bank of Scotland Group plc
|
|||
Name of scheme:
|
The 1999 NatWest Group Sharesave Scheme
|
|||
Period of return:
|
From:
|
01 April 2012
|
To:
|
30 September 2012
|
Balance of unallotted securities under scheme(s) from previous return:
|
640,397*
|
|||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
0
|
|||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
0
|
|||
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
640,397
|
|||
Name of contact:
|
Mr Peter Helmn
|
|||
Telephone number of contact:
|
0131 556 8555
|
Name of applicant:
|
The Royal Bank of Scotland Group plc
|
|||
Name of scheme:
|
First Active plc 1998 SAYE Scheme
|
|||
Period of return:
|
From:
|
01 April 2012
|
To:
|
30 September 2012
|
Balance of unallotted securities under scheme(s) from previous return:
|
74,383*
|
|||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
0
|
|||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
0
|
|||
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
74,383
|
|||
Name of contact:
|
Mr Peter Helmn
|
|||
Telephone number of contact:
|
0131 556 8555
|
Name of applicant:
|
The Royal Bank of Scotland Group plc
|
|||
Name of scheme:
|
First Active plc 2001 SAYE Scheme
|
|||
Period of return:
|
From:
|
01 April 2012
|
To:
|
30 September 2012
|
Balance of unallotted securities under scheme(s) from previous return:
|
64,476*
|
|||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
0
|
|||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
0
|
|||
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
64,476
|
|||
Name of contact:
|
Mr Peter Helmn
|
|||
Telephone number of contact:
|
0131 556 8555
|
Name of applicant:
|
The Royal Bank of Scotland Group plc
|
|||
Name of scheme:
|
First Active plc 1998 Share Option Scheme
|
|||
Period of return:
|
From:
|
01 April 2012
|
To:
|
30 September 2012
|
Balance of unallotted securities under scheme(s) from previous return:
|
73,565*
|
|||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
0
|
|||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
0
|
|||
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
73,565
|
|||
Name of contact:
|
Mr Peter Helmn
|
|||
Telephone number of contact:
|
0131 556 8555
|
Name of applicant:
|
The Royal Bank of Scotland Group plc
|
|||
Name of scheme:
|
First Active plc 2002 Approved Share Option Scheme
|
|||
Period of return:
|
From:
|
01 April 2012
|
To:
|
30 September 2012
|
Balance of unallotted securities under scheme(s) from previous return:
|
69,265*
|
|||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
0
|
|||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
0
|
|||
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
69,265
|
|||
Name of contact:
|
Mr Peter Helmn
|
|||
Telephone number of contact:
|
0131 556 8555
|
Name of applicant:
|
The Royal Bank of Scotland Group plc
|
|||
Name of scheme:
|
The Royal Bank of Scotland Group plc 2010 Deferral Plan
|
|||
Period of return:
|
From:
|
01 April 2012
|
To:
|
30 September 2012
|
Balance of unallotted securities under scheme(s) from previous return:
|
0
|
|||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
80,000,000
|
|||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
40,743,663
|
|||
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
39,593,827
|
|||
Name of contact:
|
Mr Peter Helmn
|
|||
Telephone number of contact:
|
0131 556 8555
|
Name of applicant:
|
The Royal Bank of Scotland Group plc
|
|||
Name of scheme:
|
The Royal Bank of Scotland Group plc 2010 Long Term Incentive Plan
|
|||
Period of return:
|
From:
|
01 April 2012
|
To:
|
30 September 2012
|
Balance of unallotted securities under scheme(s) from previous return:
|
0
|
|||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
5,000,000
|
|||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
112,473
|
|||
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
4,887,527
|
|||
Name of contact:
|
Mr Peter Helmn
|
|||
Telephone number of contact:
|
0131 556 8555
|
Name of applicant:
|
The Royal Bank of Scotland Group plc
|
|||
Name of scheme:
|
The Royal Bank of Scotland Group plc 2010 Company Share Option Plan (Option 2011)
|
|||
Period of return:
|
From:
|
01 April 2012
|
To:
|
30 September 2012
|
Balance of unallotted securities under scheme(s) from previous return:
|
0
|
|||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
800,000
|
|||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
0
|
|||
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
800,000
|
|||
Name of contact:
|
Mr Peter Helmn
|
|||
Telephone number of contact:
|
0131 556 8555
|
THE ROYAL BANK OF SCOTLAND GROUP plc (Registrant)
|
By:
|
/s/ Jan Cargill
|
Name:
Title:
|
Jan Cargill
Deputy Secretary
|