Form 6-K
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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of December 2018

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F       X                  Form 40-F              

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 

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Information furnished on this form:

EXHIBIT

 

Exhibit Number

1.    (English Translation) Share Buyback Report for the reporting month from November 1, 2018 to November 30, 2018.

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    NOMURA HOLDINGS, INC.
Date: December 13, 2018     By:  

/s/ Hajime Ikeda

      Hajime Ikeda
      Senior Managing Director

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[Translation of Share Buyback Report for the reporting month from November 1, 2018 to November 30, 2018

filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on December 13, 2018]

Class of Shares: Common Stock

 

1.

Status of repurchase

 

(1)

Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2)

Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

as of November 30, 2018

 

     Number of Shares      Total
Repurchase
Amount (JPY)		  

Authorization pursuant to the resolution of the Board (April 26, 2018)

(Period of repurchase: from May 16, 2018 to March 29, 2019 (excluding the ten business days following the announcement of each quarterly financial results))

    100,000,000        70,000,000,000  

Repurchases during this reporting month (Date of repurchase)

    (Date)

November 15

November 16

November 19

November 20

November 21

November 22

November 26

November 27

November 28

November 29

November 30

    

 1,715,000

1,900,000

1,764,700

1,750,000

1,757,500

1,750,000

1,669,900

1,680,000

1,538,100

1,640,000

1,680,000

  

 

 

 

 

 

 

 

 

 

 

     

 878,825,540

976,674,040

901,010,430

898,481,060

892,706,370

893,213,490

850,440,490

867,087,230

794,605,670

852,963,550

865,666,230

  

 

 

 

 

 

 

 

 

 

 

    

 

 

     

 

 

  

Total

      —       18,845,200        9,671,674,100  
    

 

 

     

 

 

  

Aggregate shares repurchased as of the end of this reporting month

    77,458,300        41,104,143,370  
    

 

 

     

 

 

  

Progress of share repurchase (%)

    77.5        58.7  

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2.

Status of disposition

as of November 30, 2018

 

     Number of shares disposed in
the reporting month		      Aggregate amount of
disposition (JPY)		  

Treasury shares disposed subject to procedures for issuance of new shares

    (Date)

—  

     —          —    

Subtotal

    —       —          —    

Treasury shares canceled

    (Date)

—  

     —          —    

Subtotal

    —       —          —    

Treasury shares transferred upon merger, share exchange or demerger

    (Date)

—  

     —          —    

Subtotal

    —       —          —    

Other (upon request for purchasing “less-than-a-full-unit shares”)

    (Date)

—  

     —          —    

Subtotal

    —       —          —    

Other (exercise of stock acquisition rights)

    (Date)

November 1

November 2

November 5

November 6

November 7

November 8

November 9

November 12

November 13

November 14

November 15

November 16

November 19

November 21

November 22

November 26

November 27

November 28

November 29

November 30

    

 30,500

785,200

492,100

348,600

194,800

152,300

130,200

273,300

38,600

136,400

121,000

6,400

10,800

92,500

240,300

107,500

117,900

26,000

38,800

48,800

  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

     

 1,520,500

5,553,200

4,067,100

1,540,600

3,770,800

5,509,300

4,302,200

2,657,300

634,600

3,712,400

2,803,000

600,400

10,800

92,500

240,300

1,592,500

117,900

26,000

38,800

1,533,800

  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Subtotal

    —       3,392,000        40,324,000  

Total

    —       3,392,000        40,324,000  

 

3.

Status of shares held in treasury

 

 

    

as of November 30, 2018

 

  

As of the end of the reporting month

    Number of Shares  

Total number of issued shares

      3,643,562,601  

Number of shares held in treasury

      313,887,054