|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option Agreement (obligation to sell) | $ 1.15 | 01/26/2007 | X | 1 | 05/09/2006 | 12/24/2009 | Class A Common Stock | 1,150,000 (1) | (1) | 0 | I | Please see footnote (1) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ALLEN PAUL G 505 FIFTH AVE SOUTH SUITE 900 SEATTLE, WA 98104 |
X | X | Chairman |
/s/ Gregory Landis, Attorney-in-Fact for Paul G. Allen | 02/06/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Charter Investment, Inc., a corporation owned by the Reporting Person ("CII"), entered into an Option Agreement, dated May 9, 2006, in consideration for financial advisory services previously provided to Vulcan Inc. which is an affiliate of CII and of which the Reporting Person is the sole shareholder. Pursuant to this Option Agreement, CII was obligated to sell the subject shares referenced above for the exercise price referenced above, at the option of the entity that is the counterparty of the Option Agreement. On January 26, 2007, the counterparty of the Option Agreement exercised its cashless exercise rights under the Option Agreement and CII accordingly will deliver 761,601 shares of Class A Common Stock to such counterparty and will retain 388,399 shares of Class A Common Stock otherwise deliverable by CII under the Option Agreement in satisfaction of the purchase price payable by the counterparty thereunder. |