UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restoration Plan Stock Units | Â (2) | Â (2) | Common Stock | 571.8686 | $ (2) | D | Â |
Employee Stock Options | Â (3) | 02/11/2009 | Common Stock | 2,637 | $ 37.91 | D | Â |
Employee Stock Options | Â (3) | 02/11/2009 | Common Stock | 63 | $ 37.91 | D | Â |
Employee Stock Options | Â (3) | 02/24/2010 | Common Stock | 1,886 | $ 53 | D | Â |
Employee Stock Options | Â (3) | 02/24/2010 | Common Stock | 364 | $ 53 | D | Â |
Employee Stock Options | Â (3) | 02/21/2011 | Common Stock | 20,400 | $ 40 | D | Â |
Employee Stock Options | Â (3) | 04/28/2012 | Common Stock | 15,000 | $ 46.96 | D | Â |
Employee Stock Options | Â (3) | 08/21/2012 | Common Stock | 15,000 | $ 33.86 | D | Â |
Employee Stock Options | Â (4) | 03/18/2013 | Common Stock | 6,500 | $ 24.55 | D | Â |
Employee Stock Options | Â (5) | 03/16/2014 | Common Stock | 6,750 | $ 36.5 | D | Â |
Employee Stock Options | Â (6) | 03/22/2015 | Common Stock | 5,650 | $ 37.7 | D | Â |
Employee Stock Options | Â (7) | 03/20/2017 | Common Stock | 10,653 | $ 38.74 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Ross John K 2455 PACES FERRY ROAD ATLANTA, GA 30339 |
 |  |  VP - Advertising |  |
/s/ John K. Ross | 10/26/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 1,762.8874 shares held under Employee Stock Purchase Plan. |
(2) | The restoration plan stock units were acquired under The Home Depot FutureBuilder Restoration Plan and convert to shares of common stock on a one-for-one basis upon a distribution event under the terms of the Plan. |
(3) | The options have vested in their entirety and are fully exercisable. |
(4) | The stock options were issued under The Home Depot, Inc. 1997 Omnibus Stock Incentive Plan. 3,875 of the options are currently exercisable and 2,625 options become exercisable on 03/19/2008. |
(5) | The stock options were issued under The Home Depot, Inc. 1997 Omnibus Stock Incentive Plan. 3,375 of the options are currently exercisable; 1,687 options become exercisable on 03/17/2008 and 1,688 options become exercisable on 03/17/2009. |
(6) | The stock options were issued under The Home Depot, Inc. 1997 Omnibus Stock Incentive Plan. 1,412 of the options are currently exercisable and 1,413 options become exercisable on 03/23/2008, 1,412 options become exercisable on 03/23/2009 and 1,413 options become exercisable on 03/23/2010. |
(7) | The stock options were issued under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and vest in 25% increments beginning on the second anniversary of the grant date. |