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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Ji Henry C/O SORRENTO THERAPEUTICS, INC. 6042 CORNERSTONE CT., SUITE B SAN DIEGO, CA 92121 |
X | X | Chief Sci. Officer & Secretary |
/s/ Antonius Schuh, Attorney-in-Fact | 09/22/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person received these shares in exchange for 2,000,000 shares of Sorrento Therapeutics, Inc. ("Sorrento") in connection with the merger of Sorrento Merger Corp, Inc. ("Merger Sub"), a wholly-owned subsidiary of QuikByte Software, Inc. ("QuikByte"), with and into Sorrento (the "Merger"), pursuant to that certain Merger Agreement, dated July 14, 2009, by and among QuikByte, Sorrento, Merger Sub, the Stockholders' Agent thereunder and the Parent Representative thereunder (the "Merger Agreement"). Of the 50,968,657 shares issued to the reporting person in the Merger, 5,096,865 shares are currently being held in escrow and are subject to forfeiture during the one-year period following the Merger to satisfy certain indemnification obligations pursuant to the terms of the Merger Agreement. |