UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Drapkin Matthew A C/O GLU MOBILE INC. 2207 BRIDGEPOINTE PARKWAY, SUITE 300 SAN MATEO, CA 94404 |
 X |  |  |  |
/s/ Matthew A. Drapkin by Kevin S. Chou, Attorney-in-Fact | 05/10/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents shares directly held by SRB Greenway Opportunity Fund, (QP), L.P. (2,347,997 shares) and SRB Greenway Opportunity Fund, L.P. (290,201 shares), which Mr. Drapkin may be deemed to beneficially own as he is a co-managing member of BC Advisors, LLC which is the general partner of SRB Management, L.P. (of which Mr. Drapkin is a limited partner), and SRB Management, L.P. is the general partner of, and investment manager for, each of SRB Greenway Opportunity Fund, (QP), L.P. and SRB Greenway Opportunity Fund, L.P. Mr. Drapkin disclaims beneficial ownership in such shares of common stock, except to the extent of his pecuniary interest therein. |