1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Common Stock Warrants (right to buy)
|
08/27/2010 |
08/27/2015 |
Common Stock
|
980,500
|
$
1.5
|
I
|
By Granite Global Ventures II L.P.
|
Common Stock Warrants (right to buy)
|
08/27/2010 |
08/27/2015 |
Common Stock
|
19,500
|
$
1.5
|
I
|
By GGV II Entrepreneurs Fund L.P.
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The shares are owned by Granite Global Ventures II L.P. ("GGV II"), which is under common control with GGV II Entrepreneurs Fund L.P. ("GGV II Entrepreneurs"). Granite Global Ventures II L.L.C. (the "General Partner") serves as the general partner of GGV II and GGV II Entrepreneurs and possesses power to direct the voting and disposition of the shares owned by GGV II and GGV II Entrepreneurs and may be deemed to have indirect beneficial ownership of the shares held by GGV II and GGV II Entrepreneurs. The General Partner owns no securities of the Issuer directly. Messrs. Ray A. Rothrock, Anthony Sun, Scott B. Bonham, Joel D. Kellman, Hany M. Nada, Jixun Foo, Glenn Solomon, Thomas, K. Ng, and Ms. Jenny Lee are members of the investment committee of the General Partner and share voting and dispositive power over the shares held by GGV II and GGV II Entrepreneurs. |
(2) |
Mr. Nada is a director of the Issuer and, accordingly, files separate Section 16 reports. Each Reporting Person disclaims beneficial ownership of the shares reported herein, except to the extent of his, her or its proportionate pecuniary interest therein. |
(3) |
The shares are owned by GGV II Entrepreneurs. Each Reporting Person disclaims beneficial ownership of the shares reported herein, except to the extent of his, her or its proportionate pecuniary interest therein. |