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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LOEWENBAUM G WALTER II 333 THREE D SYSTEMS CIRCLE ROCK HILL, SC 29730 |
X |
/s/Robert M. Grace, Jr., Attorney-in-Fact | 11/04/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Mr. Loewenbaum's direct holdings changed since the filing of his Form 4 on May 18, 2010 as a result of four transfers completed by Mr. Loewenbaum. These transfers included the transfer of (i) 181,525 shares from his direct holdings which are currently held in The LSL3D 2010 Annuity Trust; (ii) 181,526 shares from his direct holdings which are currently held in the GWL 2010 Annuity Trust; (iii) 251,900 shares previously held by G. Walter Loewenbaum CGM Profit Sharing Custodian account to Mr. Loewenbaum's direct holdings; and (iv) 29,351 shares previously held by GWL 2008 Annuity Trust to Mr. Loewenbaum's direct holdings. These transfers did not impact the total shares held directly or indirectly by Mr. Loewenbaum. |
(2) | The number of shares in this account decreased to 0 since the filing of Mr. Loewenbaum's Form 4 on May 18, 2010 as a result of his transfer of the 251,900 shares previously held in this account to his direct holdings. |
(3) | The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein. |
(4) | Mr. and Mrs. Loewenbaum serve as Trustees. |
(5) | Mr. Loewenbaum serves as Trustee. |
(6) | Mr. and Mrs. Loewenbaum are the general partners. |
(7) | The number of shares in this trust decreased by 29,351 shares since Mr. Loewenbaum's filing of his Form on May 18, 2010 as a result of a transfer of such shares by Mr. Loewenbaum to his direct holdings. |
Remarks: Due to SEC limitations only 30 transactions can be submitted at one time; therefore, this is Form 1 of 2. |