UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | 04/14/2010(1) | 04/14/2015 | Common Stock | 3,125 | $ 0.711 | D | Â |
Stock Option (right to buy) | 06/21/2009(2) | 05/21/2015 | Common Stock | 1,208 | $ 0.78 | D | Â |
Stock Option (right to buy) | 04/13/2011(3) | 04/13/2016 | Common Stock | 37,500 | $ 1.19 | D | Â |
Stock Option (right to buy) | 07/15/2011(4) | 07/15/2016 | Common Stock | 54,688 | $ 1.3 | D | Â |
Stock Option (right to buy) | 10/21/2011(5) | 10/21/2016 | Common Stock | 54,167 | $ 1.77 | D | Â |
Stock Option (right to buy) | 01/03/2012(5) | 01/03/2017 | Common Stock | 63,022 | $ 2.03 | D | Â |
Stock Option (right to buy) | 10/20/2012(6) | 10/20/2017 | Common Stock | 100,000 | $ 2.9 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
IYER KAL C/O GLU MOBILE INC. 45 FREMONT STREET, SUITE 2800 SAN FRANCISCO, CA 94105 |
 |  |  CHIEF TECHNOLOGY OFFICER |  |
/s/ Kal Iyer | 05/06/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The option vested and became exercisable over four years with 25% of the shares having vested and become exercisable on April 14, 2010 and the remaining shares having vested and become exercisable in equal monthly installments over the following three years such that the option was fully vested on April 14, 2013. |
(2) | The option vested and became exercisable over three years in 36 monthly installments, with the option having become fully vested and exercisable on May 21, 2012. |
(3) | The option vests and becomes exercisable over four years with 25% of the shares having vested and become exercisable on April 13, 2011 and the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years such that the option will be fully vested on April 13, 2014. |
(4) | The option vests and becomes exercisable over four years with 25% of the shares having vested and become exercisable on July 15, 2011 and the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years such that the option will be fully vested on July 15, 2014. |
(5) | The option vests and becomes exercisable over four years with 25% of the shares having vested and become exercisable on October 21, 2011 and the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years such that the option will be fully vested on October 21, 2014. |
(6) | The option vests and becomes exercisable over four years with 25% of the shares having vested and become exercisable on October 20, 2012 and the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years such that the option will be fully vested on October 20, 2015. |
 Remarks: On April 22, 2013, Mr. Iyer was promoted to Chief Technology Officer of Glu Mobile Inc. ("Glu"), and in connection with such promotion, Glu's Board on April 25, 2013 designated Mr. Iyer as an "executive officer" as defined in Rule 3b-7 of the Securities Exchange Act of 1934, as amended.  Mr. Iyer previously served for a period as an "executive officer" of Glu, commencing on July 22, 2010 in connection with his promotion to Senior Vice President, Research and Development and ending on April 2, 2012 as a result of a change in his job responsibilities. |