|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Unit | (1) (4) (5) | 06/13/2013 | M | 516 | (1) | (1) | Common Stock | 516 | $ 0 (6) | 2,583 (4) | D | ||||
Restricted Stock Unit | (2) (5) (7) | 06/15/2013 | M | 1,033 | (2) | (2) | Common Stock | 1,033 | $ 0 (6) | 1,033 (7) | D | ||||
Restricted Stock Unit | (3) (5) | 06/16/2013 | M | 685 | (3) | (3) | Common Stock | 685 | $ 0 (6) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DRAKE RODMAN L C/O CELGENE CORPORATION 86 MORRIS AVENUE SUMMIT, NJ 07901 |
X |
/s/Robert J Hugin_________________________ Robert J Hugin, Attorney-in-Fact | 06/17/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | One-third of the restricted stock units granted to the reporting person on June 13, 2012 vested and 50% of such vested portion of the restricted stock units settled for shares of the Company's common stock at the reporting person's election to defer receipt of such shares. |
(2) | One-third of the restricted stock units granted to the reporting person on June 15, 2011 vested and such vested portion of the restricted stock units settled for shares of the Company's common stock. |
(3) | One-third of the restricted stock units granted to the reporting person on June 16, 2010 vested and such vested portion of the restricted stock units settled for shares of the Company's common stock. |
(4) | The remainder portion of the restricted stock units will vest in two equal annual installments on June 13, 2014 and June 13, 2015. Fifty percent (50%) of the vested shares will be delivered to the reporting person promptly after June 13, 2015 at the reporting person's election to defer receipt of such shares. |
(5) | Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. |
(6) | The restricted stock units were issued pursuant to the Company's 2008 Incentive Plan. |
(7) | The remainder portion of the restricted stock units will vest on June 15, 2014. Vested shares will be delivered to the reporting person promptly after the vesting date. |