UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Units | Â (2) | Â (2) | Class Common Stock | 145,696 | $ (3) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Bucaille Matthieu C/O LAZARD LTD 30 ROCKEFELLER PLAZA NEW YORK, NY 10020 |
 |  |  Chief Financial Officer |  |
/s/ Matthieu Bucaille by Scott D. Hoffman under PofA | 04/04/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Of the 121,728 shares Lazard Class A common stock listed, (i) 13,631 shares are subject to certain restrictions on transfer until March 1, 2012, (ii) 71,561 shares are subject to certain restrictions on transfer until March 31, 2012, and (iii) 27,264 shares are subject to certain restrictions on transfer until March 1, 2013. |
(2) | Of the 145,696 Restricted Stock Units listed, 31,280 vest on March 1, 2012; 14,443 vest on March 1, 2013; 28,888 vest on March 3, 2014; and 71,085 vest on March 1, 2019. |
(3) | Each Restricted Stock Unit represents a contingent right to receive one share of Class A common stock of Lazard Ltd. |