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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option - Right to Buy | $ 38.28 | 03/28/2007 | A | 7,950 | 03/28/2008 | 03/27/2017 | Common Stock - Voting | 7,950 | $ 0 | 7,950 | D | ||||
Option - Right to Buy | $ 38.28 | 03/28/2007 | A | 2,650 | 03/28/2008 | 03/27/2017 | Common Stock - Non Voting | 2,650 | $ 0 | 2,650 | D | ||||
Restricted Stock Units | (2) | 03/28/2007 | A | 1,970 | (3) | (3) | Common Stock - Voting | 1,970 | $ 0 | 1,970 | D | ||||
Restricted Stock Units | (2) | 03/28/2007 | A | 656 | (3) | (3) | Common Stock - Non Voting | 656 | $ 0 | 656 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SKELTON ROBERT W MCCORMICK & COMPANY, INCORPORATED 18 LOVETON CIRCLE SPARKS, MD 21152 |
Senior VP, General Counsel |
Sonia Cudd, Attorney-in-fact | 03/30/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares held in the McCormick 401(k) Retirement Plan as of March 28, 2007. The reporting person owns units in the McCormick Stock Fund in the 401(k) Retirement Plan and the number of shares reported as beneficially owned is based on the reporting person's pro rata interest in the net asset value of the McCormick Stock Fund on the date indicated. |
(2) | Each restricted stock unit represents a contingent right to receive one share of Common Stock. |
(3) | The reported Restricted Stock Units entitle the reporting person to receive, on each of the first and second anniversaries of the date of grant, a distribution of common stock equal to 50% of the grant. Once vested, the restricted Stock Units are settled in an equal numer of shares of Common Stock. |