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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $ 22.425 (7) | 02/06/2015 | M | 10,500 (7) | 07/01/2005(8) | 05/23/2015 | Common Stock | 10,500 | $ 22.425 | 0 | D | ||||
Employee Stock Option (right to buy) | $ 22.425 (7) | 02/06/2015 | M | 3,022 (7) | 07/01/2005(8) | 05/23/2015 | Common Stock | 3,022 | $ 22.425 | 0 | D | ||||
Employee Stock Option (right to buy) | $ 24.96 (7) | 02/06/2015 | M | 4,032 (7) | 05/18/2007(9) | 05/17/2016 | Common Stock | 4,032 | $ 24.96 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BABSON STEPHEN E C/O COLUMBIA SPORTSWEAR COMPANY 14375 NW SCIENCE PARK DRIVE PORTLAND, OR 97229 |
X |
Peter J. Bragdon, Attorney-in-Fact | 02/10/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On September 26, 2014, the common stock of COLM split 2-for-1, resulting in the reporting person's ownership of 45,357 additional shares of common stock. |
(2) | On September 26, 2014, the common stock of COLM split 2-for-1, resulting in the reporting person's ownership of 1,000 additional shares of common stock. |
(3) | On September 26, 2014, the common stock of COLM split 2-for-1, resulting in the reporting person's ownership of 2,250 additional shares of common stock. |
(4) | On September 26, 2014, the common stock of COLM split 2-for-1, resulting in the reporting person's ownership of 5,500 additional shares of common stock. |
(5) | Includes 4,500 shares held by Babson Capital Partners, LP, for which Mr. Babson is general partner. |
(6) | Includes 11,000 shares held by the Jean McCall Babson Trust, for which Mr. Babson is trustee and whose beneficiares include members of Mr. Babson's family. |
(7) | On September 26, 2014 the option price and number of shares were adjusted to reflect COLM 2-for-1 stock split. |
(8) | Vesting commences on the first day of the first full month following the grant date and becomes exercisable ratably over thirty-six months. |
(9) | Options become exercisable for one-third of the shares on the first three anniversaries of the grant date. |