smic_cb.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form CB
TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM
Please place an X in the
box(es) to designate the appropriate rule provision(s) relied upon to file this
Form:
|
Securities Act Rule 801 (Rights
Offering) |
o |
|
Securities Act Rule 802 (Exchange
Offer) |
x |
|
Exchange Act Rule 13e-4(h)(8) (Issuer Tender Offer) |
x |
|
Exchange Act Rule 14d-1(c) (Third
Party Tender Offer) |
o |
|
Exchange Act Rule 14e-2(d) (Subject
Company Response)
|
o |
Filed or submitted in
paper if permitted by Regulation S-T Rule
101(b)(8) o
Note: Regulation S-T
Rule 101(b)(8) only permits the filing or submission of a Form CB in paper by a
party that is not subject to the reporting requirements of Section 13 or 15(d)
of the Exchange Act.
Semiconductor
Manufacturing International Corporation |
(Name of Subject Company) |
|
N/A |
(Translation of Subject Company’s Name into English (if
applicable))
|
|
Cayman Islands
|
(Jurisdiction of Subject Company’s
Incorporation or Organization) |
|
Semiconductor
Manufacturing International Corporation |
(Name of Person(s) Furnishing
form) |
|
Option to Purchase
Ordinary Shares |
(Title of Class of Subject
Securities) |
|
N/A |
(CUSIP Number of Class of Securities (if
applicable)) |
Dr. David N. K. Wang
President and Chief Executive Officer
18 Zhangjiang Road, Pudong New Area, Shanghai,
China 201203
Telephone: (8621) 3861-0000
Facsimile: (8621)
3895-3568
(Name, Address
(including zip code) and Telephone Number (including
area |
code) of Person(s) Authorized to Receive
Notices and Communications on |
Behalf of Subject
Company) |
Copies to: |
|
Carmen Chang |
Wilson Sonsini Goodrich & Rosati,
P.C. |
650 Page Mill Road |
Palo Alto, California 94304 |
650-493-9300 |
|
February 12,
2010 |
(Date Tender Offer/Rights Offering
Commenced)
|
PART I - INFORMATION SENT TO SECURITY HOLDERS
Item 1. Home Jurisdiction Documents
(a) English
translations of the following documents are attached as exhibits hereto.
(1) Letter to Participants
(2) Q&A about the Replacement Grants for Participants
(3) Agreement to Grant Restricted Share Unit and Stock Option
Awards
(4) Semiconductor Manufacturing International Corporation Report of
Foreign Private Issuer on Form 6-K (via link) (filed with the Commission on
February 11, 2010 and incorporated herein by reference).
(b) Not applicable
Item 2. Informational Legends
Not applicable.
PART II – INFORMATION NOT REQUIRED TO BE SENT TO SECURITY HOLDERS
The exhibits specified
below must be furnished as part of the Form, but need not be sent to security
holders unless sent to security holders in the home jurisdiction. Letter or
number all exhibits for convenient reference.
(1) Included in the
documents attached as exhibits hereto.
(2) Not applicable.
(3) Not applicable.
PART III – CONSENT TO SERVICE OF PROCESS
(1)
|
On February 12,
2010, Semiconductor Manufacturing International Corporation filed with the
Securities and Exchange Commission an Appointment of Agent of Service of
Process and Undertaking on Form F-X.
|
1
PART IV – SIGNATURES
After due inquiry and
to the best of my knowledge and belief, I certify that the information set forth
in this statement is true, complete and correct.
/s/ Dr. David N. K. Wang |
(Signature)
|
|
Dr. David N. K. Wang |
President and Chief Executive
Officer
|
(Name and Title) |
|
February 12,
2010 |
(Date)
|
2