UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
Amendment No. 1
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QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the Quarterly Period Ended June 30, 2015
OR
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☐ |
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the transition period from to
Commission file number 001-37536
Conifer Holdings, Inc.
(Exact name of registrant as specified in its charter)
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Michigan |
27-1298795 | |
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(State or other jurisdiction of |
(I.R.S. Employer |
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550 West Merrill Street, Suite 200 |
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Birmingham, Michigan |
48009 | |
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(Address of principal executive offices) |
(Zip code) |
(248) 559-0840
(Registrant’s telephone number, including area code)
Not Applicable
(Former name, former address and former fiscal year, if changed since last report)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes ☐ No ☒
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes ☒ No ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
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Large accelerated filer ☐ |
Accelerated filer ☐ |
Non-accelerated filer ☐ |
Smaller reporting company ☒ |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes ☐ No ☒
The number of outstanding shares of the registrant’s common stock, no par value, as of October 8, 2015 was 7,644,492.
EXPLANATORY NOTE
Conifer Holdings, Inc. (the “Company”) is filing this Amendment No. 1 on Form 10-Q/A (this “Amendment”) to the Company’s Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2015, which was originally filed with the Securities and Exchange Commission on September 14, 2015 (the “Original Report”).
The Company is filing this Amendment for the sole purpose to submit the XBRL files as Exhibit 101 as permitted by the grace period rules.
Except as described above, the Original Report has not been amended, updated or otherwise modified.
Part II
| Item 6. | EXHIBITS | |||||||||
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Previously Included or Incorporated by Reference | ||||||||||
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Exhibit |
Exhibit Description |
Form |
Period |
Exhibit / |
Filing Date | |||||
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31.1 |
Section 302 Certification — CEO |
10-Q |
June 30, 2015 |
31.1 |
September 14, 2015 | |||||
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31.2 |
Section 302 Certification — CFO |
10-Q |
June 30, 2015 |
31.2 |
September 14, 2015 | |||||
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32.1** |
Section 906 Certification — CEO |
10-Q |
June 30, 2015 |
32.1 |
September 14, 2015 | |||||
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32.2** |
Section 906 Certification — CFO |
10-Q |
June 30, 2015 |
32.2 |
September 14, 2015 | |||||
| 101.INS | XBRL Instance Document | |||||||||
| 101.SCH | XBRL Taxonomy Extension Schema Document | |||||||||
| 101.CAL | XBRL Taxonomy Extension Calculation Linkbase | |||||||||
| 101.DEF | XBRL Taxonomy Extension Definition Linkbase | |||||||||
| 101.LAB | XBRL Taxonomy Extension Label Linkbase | |||||||||
| 101.PRE | XBRL Taxonomy Extension Presentation Linkbase | |||||||||
** This certification is deemed not filed for purposes of section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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CONIFER HOLDINGS, INC. | ||
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By: |
/s/ Harold J. Meloche | |
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Harold J. Meloche | ||
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Chief Financial Officer | ||
Dated: October 13, 2015