UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-8568
NAME OF REGISTRANT: John Hancock Bank and Thrift
Opportunity Fund
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 601 Congress Street
Boston, MA 02210
NAME AND ADDRESS OF AGENT FOR SERVICE: Charles Rizzo
601 Congress Street
Boston, MA 02210
REGISTRANT'S TELEPHONE NUMBER: 617-663-3000
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2013 - 06/30/2014
2X21 JHF Financial Opportunities Fund
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1ST SOURCE CORPORATION Agenda Number: 933939677
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Security: 336901103
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: SRCE
ISIN: US3369011032
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VINOD M. KHILNANI Mgmt For For
REX MARTIN Mgmt For For
C.J. MURPHY III Mgmt For For
TIMOTHY K. OZARK Mgmt For For
2. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
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1ST UNITED BANCORP INC. Agenda Number: 933993708
--------------------------------------------------------------------------------------------------------------------------
Security: 33740N105
Meeting Type: Annual
Meeting Date: 27-May-2014
Ticker: FUBC
ISIN: US33740N1054
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAULA BERLINER Mgmt For For
DEREK C. BURKE Mgmt For For
JEFFERY L. CARRIER Mgmt For For
RONALD A. DAVID Mgmt For For
JAMES EVANS Mgmt For For
ARTHUR S. LORING Mgmt For For
THOMAS E. LYNCH Mgmt For For
JOHN MARINO Mgmt For For
CARLOS MORRISON Mgmt For For
WARREN S. ORLANDO Mgmt For For
RUDY E. SCHUPP Mgmt For For
JOSEPH W. VECCIA, JR. Mgmt For For
2. NONBINDING ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF CROWE HORWATH Mgmt For For
LLP AS THE COMPANY'S PRINCIPAL INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
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ACCESS NATIONAL CORPORATION Agenda Number: 933990031
--------------------------------------------------------------------------------------------------------------------------
Security: 004337101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: ANCX
ISIN: US0043371014
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN W. EDGEMOND Mgmt For For
MARTIN S. FRIEDMAN Mgmt For For
MICHAEL G. ANZILOTTI Mgmt For For
2. TO APPROVE IN AN ADVISORY VOTE THE Mgmt Against Against
COMPENSATION OF THE CORPORATION'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
3. TO RATIFY THE SELECTION OF BDO USA, LLP TO Mgmt For For
SERVE AS INDEPENDENT PUBLIC ACCOUNTANTS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
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AMERIS BANCORP Agenda Number: 933969771
--------------------------------------------------------------------------------------------------------------------------
Security: 03076K108
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: ABCB
ISIN: US03076K1088
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. RAYMOND FULP# Mgmt For For
ROBERT P. LYNCH# Mgmt For For
BROOKS SHELDON# Mgmt For For
WILLIAM H. STERN* Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF PORTER Mgmt For For
KEADLE MOORE, LLC AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF THE AMERIS BANCORP 2014 OMNIBUS Mgmt For For
EQUITY COMPENSATION PLAN.
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ANCHOR BANCORP WA Agenda Number: 933879720
--------------------------------------------------------------------------------------------------------------------------
Security: 032838104
Meeting Type: Annual
Meeting Date: 16-Oct-2013
Ticker: ANCB
ISIN: US0328381043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM K. FOSTER Mgmt For For
REID A. BATES Mgmt For For
2. ADVISORY (NON-BINDING) APPROVAL OF THE Mgmt For For
COMPENSATION OF ANCHOR BANCORP'S NAMED
EXECUTIVE OFFICERS.
3. ADVISORY (NON-BINDING) VOTE ON HOW OFTEN Mgmt 1 Year Against
SHAREHOLDERS SHALL VOTE ON EXECUTIVE
COMPENSATION - EVERY ONE, TWO OR THREE
YEARS.
4. THE RATIFICATION OF THE APPOINTMENT OF MOSS Mgmt For For
ADAMS LLP AS THE INDEPENDENT AUDITOR FOR
THE YEAR ENDING JUNE 30, 2014.
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BANK OF AMERICA CORPORATION Agenda Number: 933948070
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1E. ELECTION OF DIRECTOR: PIERRE J.P. DE WECK Mgmt For For
1F. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For
1J. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1L. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1M. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For
1N. ELECTION OF DIRECTOR: CLAYTON S. ROSE Mgmt For For
1O. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. AN ADVISORY (NON-BINDING) RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION (SAY ON
PAY).
3. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
REGISTERED INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR 2014.
4. APPROVAL OF AMENDMENT TO THE SERIES T Mgmt For For
PREFERRED STOCK.
5. STOCKHOLDER PROPOSAL - CUMULATIVE VOTING IN Shr For Against
DIRECTOR ELECTIONS.
6. STOCKHOLDER PROPOSAL - PROXY ACCESS. Shr Against For
7. STOCKHOLDER PROPOSAL - CLIMATE CHANGE Shr For Against
REPORT.
8. STOCKHOLDER PROPOSAL - LOBBYING REPORT. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
BANK OF MARIN BANCORP Agenda Number: 933981094
--------------------------------------------------------------------------------------------------------------------------
Security: 063425102
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: BMRC
ISIN: US0634251021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RUSSELL A. COLOMBO Mgmt For For
JAMES C. HALE, III Mgmt For For
ROBERT HELLER Mgmt For For
NORMA J. HOWARD Mgmt For For
KEVIN R. KENNEDY Mgmt For For
STUART D. LUM Mgmt For For
WILLIAM H. MCDEVITT, JR Mgmt For For
MICHAELA K. RODENO Mgmt For For
JOEL SKLAR, MD Mgmt For For
BRIAN M. SOBEL Mgmt For For
J. DIETRICH STROEH Mgmt For For
JAN I. YANEHIRO Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF THE BOARD OF DIRECTORS' Mgmt For For
SELECTION OF INDEPENDENT AUDITORS
--------------------------------------------------------------------------------------------------------------------------
BAR HARBOR BANKSHARES Agenda Number: 933971322
--------------------------------------------------------------------------------------------------------------------------
Security: 066849100
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: BHB
ISIN: US0668491006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MATTHEW L. CARAS Mgmt For For
ROBERT C. CARTER Mgmt For For
THOMAS A. COLWELL Mgmt For For
PETER DODGE Mgmt For For
MARTHA T. DUDMAN Mgmt For For
LAURI E. FERNALD Mgmt For For
GREGG S. HANNAH Mgmt For For
CLYDE H. LEWIS Mgmt For For
JOSEPH M. MURPHY Mgmt For For
CONSTANCE C. SHEA Mgmt For For
CURTIS C. SIMARD Mgmt Withheld Against
KENNETH E. SMITH Mgmt For For
SCOTT G. TOOTHAKER Mgmt For For
DAVID B. WOODSIDE Mgmt For For
2. TO APPROVE A NON-BINDING, ADVISORY Mgmt For For
RESOLUTION ON THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS OF THE COMPANY ("SAY ON
PAY").
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
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BB&T CORPORATION Agenda Number: 933938221
--------------------------------------------------------------------------------------------------------------------------
Security: 054937107
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: BBT
ISIN: US0549371070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JENNIFER S. BANNER Mgmt For For
K. DAVID BOYER, JR. Mgmt For For
ANNA R. CABLIK Mgmt For For
RONALD E. DEAL Mgmt For For
JAMES A. FAULKNER Mgmt For For
I. PATRICIA HENRY Mgmt For For
JOHN P. HOWE III, M.D. Mgmt For For
ERIC C. KENDRICK Mgmt For For
KELLY S. KING Mgmt For For
LOUIS B. LYNN Mgmt For For
EDWARD C. MILLIGAN Mgmt For For
CHARLES A. PATTON Mgmt For For
NIDO R. QUBEIN Mgmt For For
TOLLIE W. RICH, JR. Mgmt For For
THOMAS E. SKAINS Mgmt For For
THOMAS N. THOMPSON Mgmt For For
EDWIN H. WELCH, PH.D. Mgmt For For
STEPHEN T. WILLIAMS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. TO VOTE ON AN ADVISORY RESOLUTION TO Mgmt For For
APPROVE BB&T'S EXECUTIVE COMPENSATION
PROGRAM, COMMONLY REFERRED TO AS A "SAY ON
PAY" VOTE.
4. TO VOTE ON AN AMENDMENT TO BB&T'S ARTICLES Mgmt For For
OF INCORPORATION TO IMPLEMENT A MAJORITY
VOTING STANDARD IN UNCONTESTED DIRECTOR
ELECTIONS.
5. TO VOTE ON A SHAREHOLDER PROPOSAL Shr For Against
REQUESTING REPORTS WITH RESPECT TO BB&T'S
POLITICAL CONTRIBUTIONS AND RELATED
POLICIES AND PROCEDURES, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
6. TO VOTE ON A SHAREHOLDER PROPOSAL REGARDING Shr For Against
RECOUPMENT OF INCENTIVE COMPENSATION TO
SENIOR EXECUTIVES, IF PROPERLY PRESENTED AT
THE ANNUAL MEETING.
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BERKSHIRE HILLS BANCORP, INC. Agenda Number: 933960848
--------------------------------------------------------------------------------------------------------------------------
Security: 084680107
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: BHLB
ISIN: US0846801076
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL P. DALY Mgmt For For
SUSAN M. HILL Mgmt For For
CORNELIUS D. MAHONEY Mgmt For For
JOHN W. ALTMEYER Mgmt For For
2 TO CONSIDER A NON-BINDING PROPOSAL TO GIVE Mgmt For For
ADVISORY APPROVAL OF OUR EXECUTIVE
COMPENSATION AS DESCRIBED IN THE PROXY
STATEMENT.
3 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2014.
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BRIDGE CAPITAL HOLDINGS Agenda Number: 933986272
--------------------------------------------------------------------------------------------------------------------------
Security: 108030107
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: BBNK
ISIN: US1080301070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LAWRENCE OWEN BROWN Mgmt For For
HOWARD N. GOULD Mgmt For For
DR. FRANCIS J. HARVEY Mgmt For For
ALLAN C. KRAMER, M.D. Mgmt For For
ROBERT P. LATTA Mgmt For For
DANIEL P. MYERS Mgmt For For
CHRISTOPHER B. PAISLEY Mgmt For For
THOMAS M. QUIGG Mgmt For For
THOMAS A. SA Mgmt For For
TERRY SCHWAKOPF Mgmt For For
BARRY A. TURKUS Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF VAVRINEK, Mgmt For For
TRINE, DAY & CO. LLP AS INDEPENDENT
ACCOUNTANTS FOR THE COMPANY'S 2014 FISCAL
YEAR.
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BRYN MAWR BANK CORPORATION Agenda Number: 933975267
--------------------------------------------------------------------------------------------------------------------------
Security: 117665109
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: BMTC
ISIN: US1176651099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANCIS J. LETO Mgmt For For
BRITTON H. MURDOCH Mgmt For For
2. TO APPROVE A NON-BINDING ADVISORY VOTE ON Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR BRYN MAWR BANK
CORPORATION FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
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BSB BANCORP INC MD Agenda Number: 934001049
--------------------------------------------------------------------------------------------------------------------------
Security: 05573H108
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: BLMT
ISIN: US05573H1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
S. WARREN FARRELL Mgmt For For
JOHN A. GREENE Mgmt For For
PAUL E. PETRY Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
SHATSWELL, MACLEOD & COMPANY, P.C. AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF BSB BANCORP, INC. FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
3. AN ADVISORY, NON-BINDING VOTE TO APPROVE Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
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CAMDEN NATIONAL CORPORATION Agenda Number: 933949818
--------------------------------------------------------------------------------------------------------------------------
Security: 133034108
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: CAC
ISIN: US1330341082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. CAMPBELL Mgmt Withheld Against
CRAIG S. GUNDERSON Mgmt For For
JOHN W. HOLMES Mgmt For For
JOHN M. ROHMAN Mgmt For For
2. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS ("SAY-ON-PAY").
3. TO RATIFY THE APPOINTMENT OF BERRY DUNN Mgmt For For
MCNEIL & PARKER, LLC AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
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CENTERSTATE BANKS, INC. Agenda Number: 933933625
--------------------------------------------------------------------------------------------------------------------------
Security: 15201P109
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: CSFL
ISIN: US15201P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES H. BINGHAM Mgmt For For
G. ROBERT BLANCHARD, JR Mgmt For For
C. DENNIS CARLTON Mgmt For For
JOHN C. CORBETT Mgmt For For
GRIFFIN A. GREENE Mgmt For For
CHARLES W. MCPHERSON Mgmt For For
G. TIERSO NUNEZ II Mgmt For For
THOMAS E. OAKLEY Mgmt For For
ERNEST S. PINNER Mgmt For For
WILLIAM K. POU, JR. Mgmt For For
JOSHUA A. SNIVELY Mgmt Withheld Against
MICHAEL F. CIFERRI Mgmt For For
DANIEL R. RICHEY Mgmt For For
2. APPROVAL OF THE ADVISORY RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3. APPROVAL OF THE PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
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CENTERSTATE BANKS, INC. Agenda Number: 933994813
--------------------------------------------------------------------------------------------------------------------------
Security: 15201P109
Meeting Type: Special
Meeting Date: 28-May-2014
Ticker: CSFL
ISIN: US15201P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE THE SHARE ISSUANCE AS DESCRIBED IN Mgmt For For
THE ACCOMPANYING JOINT PROXY
STATEMENT/PROSPECTUS.
2. APPROVE THE ADJOURNMENT OR POSTPONEMENT OF Mgmt For For
THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO PERMIT FURTHER SOLICITATION
OF PROXIES.
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CHEMICAL FINANCIAL CORPORATION Agenda Number: 933934639
--------------------------------------------------------------------------------------------------------------------------
Security: 163731102
Meeting Type: Annual
Meeting Date: 21-Apr-2014
Ticker: CHFC
ISIN: US1637311028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY E. ANDERSON Mgmt For For
NANCY BOWMAN Mgmt For For
JAMES R. FITTERLING Mgmt For For
THOMAS T. HUFF Mgmt For For
MICHAEL T. LAETHEM Mgmt For For
JAMES B. MEYER Mgmt For For
TERENCE F. MOORE Mgmt For For
DAVID B. RAMAKER Mgmt For For
GRACE O. SHEARER Mgmt For For
LARRY D. STAUFFER Mgmt For For
FRANKLIN C. WHEATLAKE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CHEVIOT FINANCIAL CORP. Agenda Number: 933929842
--------------------------------------------------------------------------------------------------------------------------
Security: 16677X105
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: CHEV
ISIN: US16677X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN T. SMITH Mgmt For For
ROBERT L. THOMAS Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
CLARK, SCHAEFER, HACKETT & CO. AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. AN ADVISORY, NON-BINDING RESOLUTION WITH Mgmt For For
RESPECT TO OUR EXECUTIVE COMPENSATION.
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CITY HOLDING COMPANY Agenda Number: 933954465
--------------------------------------------------------------------------------------------------------------------------
Security: 177835105
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: CHCO
ISIN: US1778351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT D. FISHER* Mgmt For For
JAY C. GOLDMAN* Mgmt For For
CHARLES R. HAGEBOECK* Mgmt For For
PHILIP L. MCLAUGHLIN* Mgmt For For
J. THOMAS JONES# Mgmt For For
2. PROPOSAL TO RATIFY THE AUDIT COMMITTEE AND Mgmt For For
THE BOARD OF DIRECTORS' APPOINTMENT OF
ERNST & YOUNG, LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR CITY
HOLDING COMPANY FOR 2014.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
COMERICA INCORPORATED Agenda Number: 933931417
--------------------------------------------------------------------------------------------------------------------------
Security: 200340107
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: CMA
ISIN: US2003401070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RALPH W. BABB, JR. Mgmt For For
1.2 ELECTION OF DIRECTOR: ROGER A. CREGG Mgmt For For
1.3 ELECTION OF DIRECTOR: T. KEVIN DENICOLA Mgmt For For
1.4 ELECTION OF DIRECTOR: JACQUELINE P. KANE Mgmt For For
1.5 ELECTION OF DIRECTOR: RICHARD G. LINDNER Mgmt For For
1.6 ELECTION OF DIRECTOR: ALFRED A. PIERGALLINI Mgmt For For
1.7 ELECTION OF DIRECTOR: ROBERT S. TAUBMAN Mgmt For For
1.8 ELECTION OF DIRECTOR: REGINALD M. TURNER, Mgmt For For
JR.
1.9 ELECTION OF DIRECTOR: NINA G. VACA Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. APPROVAL OF A NON-BINDING, ADVISORY Mgmt For For
PROPOSAL APPROVING EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
COMMERCE BANCSHARES, INC. Agenda Number: 933934704
--------------------------------------------------------------------------------------------------------------------------
Security: 200525103
Meeting Type: Annual
Meeting Date: 16-Apr-2014
Ticker: CBSH
ISIN: US2005251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN R. CAPPS Mgmt For For
W. THOMAS GRANT, II Mgmt For For
JAMES B. HEBENSTREIT Mgmt For For
DAVID W. KEMPER Mgmt For For
2. RATIFY KPMG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. SAY ON PAY - ADVISORY APPROVAL OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
4. APPROVE THE AMENDMENT OF THE COMPANY'S Mgmt For For
ARTICLES OF INCORPORATION TO INCREASE THE
NUMBER OF SHARES OF AUTHORIZED COMMON
STOCK.
--------------------------------------------------------------------------------------------------------------------------
COMMUNITY NATIONAL BANK Agenda Number: 933963541
--------------------------------------------------------------------------------------------------------------------------
Security: 20375W104
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: CBNY
ISIN: US20375W1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HOWARD BLATT Mgmt Withheld Against
MICHAEL LEVIN Mgmt Withheld Against
MATTHEW LINDENBAUM Mgmt Withheld Against
FREDRIC VON STANGE Mgmt Withheld Against
STUART LUBOW Mgmt Withheld Against
DANIEL RUBIN Mgmt Withheld Against
CHRISTIAN YEGEN Mgmt Withheld Against
MARK METZGER Mgmt Withheld Against
--------------------------------------------------------------------------------------------------------------------------
CONNECTONE BANCORP, INC Agenda Number: 934025861
--------------------------------------------------------------------------------------------------------------------------
Security: 20786U101
Meeting Type: Annual
Meeting Date: 24-Jun-2014
Ticker: CNOB
ISIN: US20786U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE PROPOSED AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF JANUARY 20, 2014, BY
AND BETWEEN THE COMPANY AND CENTER BANCORP,
INC. ("CENTER") AND THE MERGER OF THE
COMPANY AND CENTER PROVIDED FOR THEREIN.
2. TO APPROVE A PROPOSAL TO ADJOURN THE Mgmt For For
COMPANY'S MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN FAVOR OF THE MERGER.
3. DIRECTOR
FRANK CAVUOTO Mgmt For For
FRANK HUTTLE III Mgmt For For
JOSEPH PARISI, JR. Mgmt For For
4. TO RATIFY THE APPOINTMENT OF CROWE HORWATH Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
CU BANCORP Agenda Number: 933858702
--------------------------------------------------------------------------------------------------------------------------
Security: 126534106
Meeting Type: Annual
Meeting Date: 20-Aug-2013
Ticker: CUNB
ISIN: US1265341065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERTO E. BARRAGAN Mgmt For For
KENNETH L. BERNSTEIN Mgmt For For
STEPHEN G. CARPENTER Mgmt For For
KENNETH J. COSGROVE Mgmt For For
ROBERT MATRANGA Mgmt For For
DAVID I. RAINER Mgmt For For
ROY A. SALTER Mgmt For For
DANIEL F. SELLECK Mgmt For For
LESTER M. SUSSMAN Mgmt For For
CHARLES H. SWEETMAN Mgmt For For
ANNE A. WILLIAMS Mgmt For For
2. RATIFICATION OF THE SELECTION OF MCGLADREY Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
CULLEN/FROST BANKERS, INC. Agenda Number: 933946406
--------------------------------------------------------------------------------------------------------------------------
Security: 229899109
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: CFR
ISIN: US2298991090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. DENNY ALEXANDER Mgmt For For
CARLOS ALVAREZ Mgmt For For
ROYCE S. CALDWELL Mgmt For For
CRAWFORD H. EDWARDS Mgmt For For
RUBEN M. ESCOBEDO Mgmt For For
RICHARD W. EVANS, JR. Mgmt For For
PATRICK B. FROST Mgmt For For
DAVID J. HAEMISEGGER Mgmt For For
KAREN E. JENNINGS Mgmt For For
RICHARD M. KLEBERG, III Mgmt For For
CHARLES W. MATTHEWS Mgmt For For
IDA CLEMENT STEEN Mgmt For For
HORACE WILKINS, JR. Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP TO ACT AS INDEPENDENT AUDITORS OF
CULLEN/FROST BANKERS, INC. FOR THE FISCAL
YEAR THAT BEGAN JANUARY 1, 2014.
3. PROPOSAL TO ADOPT THE ADVISORY Mgmt Against Against
(NON-BINDING) RESOLUTION APPROVING
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DIGITAL REALTY TRUST, INC. Agenda Number: 933941115
--------------------------------------------------------------------------------------------------------------------------
Security: 253868103
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: DLR
ISIN: US2538681030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DENNIS E. SINGLETON Mgmt For For
1B. ELECTION OF DIRECTOR: LAURENCE A. CHAPMAN Mgmt For For
1C. ELECTION OF DIRECTOR: KATHLEEN EARLEY Mgmt For For
1D. ELECTION OF DIRECTOR: RUANN F. ERNST, PH.D. Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN J. KENNEDY Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM G. LAPERCH Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT H. ZERBST Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE THE DIGITAL REALTY TRUST, INC., Mgmt For For
DIGITAL SERVICES, INC. AND DIGITAL REALTY
TRUST, L.P. 2014 INCENTIVE AWARD PLAN.
4. TO ADOPT A RESOLUTION TO APPROVE, ON A Mgmt For For
NON-BINDING, ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS MORE FULLY DESCRIBED
IN THE ACCOMPANYING PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
DNB FINANCIAL CORPORATION Agenda Number: 933952182
--------------------------------------------------------------------------------------------------------------------------
Security: 233237106
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: DNBF
ISIN: US2332371069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GERARD F. GRIESSER Mgmt For For
WILLIAM J. HIEB Mgmt For For
JAMES H. THORNTON Mgmt For For
2. AN ADVISORY (NON-BINDING) "SAY ON PAY" Mgmt For For
RESOLUTION TO APPROVE EXECUTIVE OFFICER
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS THE REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
EASTERN VIRGINIA BANKSHARES, INC. Agenda Number: 933990093
--------------------------------------------------------------------------------------------------------------------------
Security: 277196101
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: EVBS
ISIN: US2771961016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. RAND COOK Mgmt For For
CHARLES R. REVERE Mgmt For For
F.L. GARRETT, III Mgmt Withheld Against
JOE A. SHEARIN Mgmt For For
IRA C. HARRIS, PHD, CPA Mgmt For For
BORIS M. GUTIN Mgmt For For
LESLIE E. TAYLOR, CPA Mgmt For For
WILLIAM L. LEWIS Mgmt Withheld Against
MICHAEL E. FIORE, P.E. Mgmt For For
JAY T. THOMPSON, III Mgmt For For
W. GERALD COX Mgmt For For
ERIC A. JOHNSON Mgmt Withheld Against
W. LESLIE KILDUFF, JR. Mgmt For For
2. TO APPROVE ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
3. TO APPROVE ON AN ADVISORY (NON-BINDING) Mgmt 1 Year For
BASIS THE FREQUENCY OF ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
4. TO RATIFY THE AUDIT AND RISK OVERSIGHT Mgmt For For
COMMITTEE'S APPOINTMENT OF YOUNT, HYDE &
BARBOUR, P.C. AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTANT OF THE COMPANY FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
EVANS BANCORP, INC. Agenda Number: 933949983
--------------------------------------------------------------------------------------------------------------------------
Security: 29911Q208
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: EVBN
ISIN: US29911Q2084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES E. BIDDLE, JR. Mgmt For For
MARSHA S. HENDERSON Mgmt For For
KENNETH C. KIRST Mgmt For For
NORA B. SULLIVAN Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS EVANS BANCORP, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
F.N.B. CORPORATION Agenda Number: 933972374
--------------------------------------------------------------------------------------------------------------------------
Security: 302520101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: FNB
ISIN: US3025201019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM B. CAMPBELL Mgmt For For
JAMES D. CHIAFULLO Mgmt For For
VINCENT J. DELIE, JR. Mgmt For For
LAURA E. ELLSWORTH Mgmt For For
ROBERT B. GOLDSTEIN Mgmt For For
STEPHEN J. GURGOVITS Mgmt For For
DAVID J. MALONE Mgmt For For
D. STEPHEN MARTZ Mgmt For For
ROBERT J. MCCARTHY, JR. Mgmt For For
DAVID L. MOTLEY Mgmt For For
ARTHUR J. ROONEY, II Mgmt Withheld Against
JOHN W. ROSE Mgmt For For
JOHN S. STANIK Mgmt For For
WILLIAM J. STRIMBU Mgmt For For
EARL K. WAHL, JR. Mgmt For For
2. ADOPTION OF AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION TO APPROVE NAMED EXECUTIVE
OFFICER COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 933930706
--------------------------------------------------------------------------------------------------------------------------
Security: 316773100
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: FITB
ISIN: US3167731005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICHOLAS K. AKINS Mgmt For For
1B. ELECTION OF DIRECTOR: B. EVAN BAYH III Mgmt For For
1C. ELECTION OF DIRECTOR: ULYSSES L. BRIDGEMAN, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: EMERSON L. BRUMBACK Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES P. HACKETT Mgmt For For
1F. ELECTION OF DIRECTOR: GARY R. HEMINGER Mgmt For For
1G. ELECTION OF DIRECTOR: JEWELL D. HOOVER Mgmt For For
1H. ELECTION OF DIRECTOR: KEVIN T. KABAT Mgmt For For
1I. ELECTION OF DIRECTOR: MITCHEL D. Mgmt For For
LIVINGSTON, PH.D.
1J. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For
MCCALLISTER
1K. ELECTION OF DIRECTOR: HENDRIK G. MEIJER Mgmt For For
1L. ELECTION OF DIRECTOR: MARSHA C. WILLIAMS Mgmt For For
2. APPROVAL OF THE APPOINTMENT OF THE FIRM OF Mgmt For For
DELOITTE & TOUCHE LLP TO SERVE AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE YEAR 2014.
3. PROPOSAL DESCRIBED IN THE PROXY STATEMENT Mgmt For For
TO APPROVE THE FIFTH THIRD BANCORP 2014
INCENTIVE COMPENSATION PLAN, INCLUDING THE
ISSUANCE OF UP TO AN ADDITIONAL 36,000,000
SHARES OF COMMON STOCK THEREUNDER.
4. AN ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
5. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
FIRST COMMUNITY CORPORATION Agenda Number: 933914790
--------------------------------------------------------------------------------------------------------------------------
Security: 319835104
Meeting Type: Special
Meeting Date: 29-Jan-2014
Ticker: FCCO
ISIN: US3198351047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE ISSUANCE OF SHARES Mgmt For For
OF FIRST COMMUNITY COMMON STOCK AS MERGER
CONSIDERATION AS CONTEMPLATED BY THE
AGREEMENT AND PLAN OF MERGER DATED AUGUST
13, 2013 BY AND BETWEEN FIRST COMMUNITY
CORPORATION, SRMS, INC., AND SAVANNAH RIVER
FINANCIAL CORPORATION.
2. PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For
DIRECTORS TO ADJOURN THE SPECIAL MEETING TO
ALLOW TIME FOR FURTHER SOLICITATION OF
PROXIES IN THE EVENT THERE ARE INSUFFICIENT
VOTES PRESENT AT THE SPECIAL MEETING, IN
PERSON OR BY PROXY, TO APPROVE THE ISSUANCE
OF SHARES.
--------------------------------------------------------------------------------------------------------------------------
FIRST COMMUNITY CORPORATION Agenda Number: 933978592
--------------------------------------------------------------------------------------------------------------------------
Security: 319835104
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: FCCO
ISIN: US3198351047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS C. BROWN* Mgmt For For
W. JAMES KITCHENS, JR.* Mgmt For For
RODERICK M. TODD, JR.* Mgmt For For
O.A. ETHRIDGE, DMD* Mgmt For For
PAUL S. SIMON* Mgmt For For
MITCHELL M. WILLOUGHBY* Mgmt For For
J. RANDOLPH POTTER# Mgmt For For
E. LELAND REYNOLDS@ Mgmt For For
2. PROPOSAL TO APPROVE THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THIS PROXY STATEMENT (THIS IS A
NON-BINDING, ADVISORY VOTE).
3. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ELLIOTT DAVIS, LLC AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
FIRST CONNECTICUT BANCORP, INC. Agenda Number: 933973376
--------------------------------------------------------------------------------------------------------------------------
Security: 319850103
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: FBNK
ISIN: US3198501039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID M. DREW Mgmt For For
MICHAEL A. ZIEBKA Mgmt For For
2. THE APPROVAL OF AN ADVISORY (NON-BINDING) Mgmt For For
PROPOSAL ON THE COMPANY'S EXECUTIVE
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY.
--------------------------------------------------------------------------------------------------------------------------
FIRST DEFIANCE FINANCIAL CORP. Agenda Number: 933947561
--------------------------------------------------------------------------------------------------------------------------
Security: 32006W106
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: FDEF
ISIN: US32006W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEAN A. HUBBARD Mgmt For For
BARBARA A. MITZEL Mgmt For For
JAMES L. ROHRS Mgmt For For
2. TO CONSIDER AND APPROVE A NON-BINDING Mgmt For For
ADVISORY VOTE ON FIRST DEFIANCE'S EXECUTIVE
COMPENSATION.
3. TO CONSIDER AND VOTE ON A PROPOSAL TO Mgmt For For
RATIFY THE APPOINTMENT OF CROWE HORWATH LLP
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FIRST DEFIANCE FOR THE
YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
FIRST FINANCIAL BANCORP. Agenda Number: 933976043
--------------------------------------------------------------------------------------------------------------------------
Security: 320209109
Meeting Type: Annual
Meeting Date: 27-May-2014
Ticker: FFBC
ISIN: US3202091092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AMENDMENT TO ARTICLE FOURTH Mgmt For For
OF THE COMPANY'S ARTICLES OF INCORPORATION.
2. DIRECTOR
J. WICKLIFFE ACH Mgmt For For
DAVID S. BARKER Mgmt For For
CYNTHIA O. BOOTH Mgmt For For
MARK A. COLLAR Mgmt For For
CLAUDE E. DAVIS Mgmt For For
CORINNE R. FINNERTY Mgmt For For
MURPH KNAPKE Mgmt For For
SUSAN L. KNUST Mgmt For For
WILLIAM J. KRAMER Mgmt For For
RICHARD E. OLSZEWSKI Mgmt For For
MARIBETH S. RAHE Mgmt For For
3. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
4. ADVISORY (NON-BINDING) VOTE ON THE Mgmt For For
COMPENSATION OF THE COMPANY'S EXECUTIVE
OFFICERS.
5. ADJOURNMENT OF ANNUAL MEETING. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FIRST FINANCIAL HOLDINGS, INC. Agenda Number: 933853120
--------------------------------------------------------------------------------------------------------------------------
Security: 320239106
Meeting Type: Special
Meeting Date: 24-Jul-2013
Ticker: FFCH
ISIN: US3202391062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE PROPOSAL TO APPROVE THE AGREEMENT AND Mgmt For For
PLAN OF MERGER, DATED AS OF FEBRUARY 19,
2013, BY AND BETWEEN SCBT FINANCIAL
CORPORATION AND FIRST FINANCIAL HOLDINGS,
INC.
2. THE PROPOSAL TO ADJOURN THE SPECIAL MEETING Mgmt For For
TO PERMIT FURTHER SOLICITATION OF PROXIES
IF THERE ARE NOT SUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO APPROVE THE
MERGER AGREEMENT.
3. THE PROPOSAL TO APPROVE AN ADVISORY Mgmt For For
NON-BINDING RESOLUTION APPROVING THE
COMPENSATION THAT CERTAIN EXECUTIVE
OFFICERS OF FIRST FINANCIAL HOLDINGS, INC.
MAY RECEIVE IN CONNECTION WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
FIRST FINANCIAL HOLDINGS, INC. Agenda Number: 933941456
--------------------------------------------------------------------------------------------------------------------------
Security: 32023E105
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: SCBT
ISIN: US32023E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LUTHER J. BATTISTE, III Mgmt For For
PAULA HARPER BETHEA Mgmt For For
ROBERT R. HILL, JR. Mgmt For For
R. WAYNE HALL Mgmt For For
THOMAS J. JOHNSON Mgmt For For
RALPH W. NORMAN, JR. Mgmt For For
ALTON C. PHILLIPS Mgmt For For
RICHARD W. SALMONS, JR. Mgmt For For
B. ED SHELLEY, JR. Mgmt For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S ARTICLES OF INCORPORATION TO
CHANGE THE NAME OF THE COMPANY FROM FIRST
FINANCIAL HOLDINGS, INC. TO SOUTH STATE
CORPORATION.
03 PROPOSAL TO RATIFY, AS AN ADVISORY, Mgmt Against Against
NON-BINDING VOTE, THE EXCLUSIVE FORUM
SELECTION PROVISION IN THE COMPANY'S
BYLAWS.
04 PROPOSAL TO APPROVE, AS AN ADVISORY, Mgmt For For
NON-BINDING VOTE, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
05 PROPOSAL TO RATIFY, AS AN ADVISORY, Mgmt For For
NON-BINDING VOTE, APPOINTMENT OF DIXON
HUGHES GOODMAN LLP, CERTIFIED PUBLIC
ACCOUNTANTS, AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
06 PROPOSAL TO GRANT THE CHAIRMAN OF THE Mgmt For For
ANNUAL MEETING THE AUTHORITY TO ADJOURN OR
POSTPONE THE ANNUAL MEETING, IF NECESSARY,
IN ORDER TO SOLICIT ADDITIONAL PROXIES IN
THE EVENT THAT THERE ARE NOT SUFFICIENT
AFFIRMATIVE VOTES PRESENT AT THE ANNUAL
MEETING TO ADOPT THE AMENDMENT TO THE
COMPANY'S ARTICLES OF INCORPORATION OR TO
CHANGE THE NAME OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
FIRST HORIZON NATIONAL CORPORATION Agenda Number: 933936568
--------------------------------------------------------------------------------------------------------------------------
Security: 320517105
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: FHN
ISIN: US3205171057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT B. CARTER Mgmt For For
1B ELECTION OF DIRECTOR: JOHN C. COMPTON Mgmt For For
1C ELECTION OF DIRECTOR: MARK A. EMKES Mgmt For For
1D ELECTION OF DIRECTOR: CORYDON J. GILCHRIST Mgmt For For
1E ELECTION OF DIRECTOR: VICKY B. GREGG Mgmt For For
1F ELECTION OF DIRECTOR: D. BRYAN JORDAN Mgmt For For
1G ELECTION OF DIRECTOR: R. BRAD MARTIN Mgmt For For
1H ELECTION OF DIRECTOR: SCOTT M. NISWONGER Mgmt For For
1I ELECTION OF DIRECTOR: VICKI R. PALMER Mgmt For For
1J ELECTION OF DIRECTOR: COLIN V. REED Mgmt For For
1K ELECTION OF DIRECTOR: LUKE YANCY III Mgmt For For
2. APPROVAL OF AN ADVISORY RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION.
3. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
FIRST MERCHANTS CORPORATION Agenda Number: 933882830
--------------------------------------------------------------------------------------------------------------------------
Security: 320817109
Meeting Type: Special
Meeting Date: 29-Oct-2013
Ticker: FRME
ISIN: US3208171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For
APPROVE THE AGREEMENT OF REORGANIZATION AND
MERGER DATED MAY 13, 2013, BETWEEN FIRST
MERCHANTS CORPORATION AND CFS BANCORP,
INC., AND TO APPROVE THE TRANSACTIONS
CONTEMPLATED THEREBY.
2. TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
FIRST MERCHANTS SPECIAL MEETING, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE FIRST
MERCHANTS MERGER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
FIRST MERCHANTS CORPORATION Agenda Number: 933953879
--------------------------------------------------------------------------------------------------------------------------
Security: 320817109
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: FRME
ISIN: US3208171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RODERICK ENGLISH Mgmt For For
GARY J. LEHMAN Mgmt For For
JEAN L. WOJTOWICZ Mgmt For For
F. HOWARD HALDERMAN Mgmt For For
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF FIRST MERCHANTS
CORPORATION'S NAMED EXECUTIVE OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF THE Mgmt For For
FIRM BKD, LLP AS THE INDEPENDENT AUDITOR
FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
FIRST SOUTHERN BANCORP, INC. Agenda Number: 933994837
--------------------------------------------------------------------------------------------------------------------------
Security: 33644N102
Meeting Type: Special
Meeting Date: 28-May-2014
Ticker: FSOF
ISIN: US33644N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For
APPROVE THE AGREEMENT AND PLAN OF MERGER
DATED JANUARY 29, 2014 ("MERGER AGREEMENT")
BY AND BETWEEN THE COMPANY AND CENTERSTATE
BANKS, INC. ("CENTERSTATE") PURSUANT TO
WHICH THE COMPANY WILL MERGE WITH AND INTO
CENTERSTATE, WITH CENTERSTATE AS THE
SURVIVING COMPANY IN THE MERGER ("MERGER
PROPOSAL").
2. TO CONSIDER AND VOTE UPON A PROPOSAL OF THE Mgmt For For
BOARD OF DIRECTORS TO ADJOURN OR POSTPONE
THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO PERMIT FURTHER SOLICITATION
OF PROXIES IF THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO
APPROVE THE MERGER PROPOSAL ("ADJOURNMENT
PROPOSAL").
--------------------------------------------------------------------------------------------------------------------------
FIRSTBANK CORPORATION Agenda Number: 933896916
--------------------------------------------------------------------------------------------------------------------------
Security: 33761G104
Meeting Type: Special
Meeting Date: 12-Dec-2013
Ticker: FBMI
ISIN: US33761G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE AGREEMENT AND PLAN Mgmt For For
OF MERGER DATED AS OF AUGUST 14, 2013
BETWEEN MERCANTILE BANK CORPORATION AND
FIRSTBANK CORPORATION.
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt Against Against
THE COMPENSATION THAT MAY BE PAID OR BECOME
PAYABLE TO FIRSTBANK'S NAMED EXECUTIVE
OFFICERS THAT IS BASED ON OR OTHERWISE
RELATED TO THE PROPOSED MERGER.
3. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES TO APPROVE
PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
FIRSTMERIT CORPORATION Agenda Number: 933928939
--------------------------------------------------------------------------------------------------------------------------
Security: 337915102
Meeting Type: Annual
Meeting Date: 16-Apr-2014
Ticker: FMER
ISIN: US3379151026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LIZABETH A. ARDISANA Mgmt For For
STEVEN H. BAER Mgmt For For
KAREN S. BELDEN Mgmt For For
R. CARY BLAIR Mgmt For For
JOHN C. BLICKLE Mgmt For For
ROBERT W. BRIGGS Mgmt For For
RICHARD COLELLA Mgmt For For
ROBERT S. CUBBIN Mgmt For For
GINA D. FRANCE Mgmt For For
PAUL G. GREIG Mgmt For For
TERRY L. HAINES Mgmt For For
J.M. HOCHSCHWENDER Mgmt For For
CLIFFORD J. ISROFF Mgmt For For
PHILIP A. LLOYD II Mgmt For For
RUSS M. STROBEL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF FIRSTMERIT'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FLUSHING FINANCIAL CORPORATION Agenda Number: 933965761
--------------------------------------------------------------------------------------------------------------------------
Security: 343873105
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: FFIC
ISIN: US3438731057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. HEGARTY Mgmt Against Against
1B. ELECTION OF DIRECTOR: JOHN J. MCCABE Mgmt Against Against
1C. ELECTION OF DIRECTOR: DONNA M. O'BRIEN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. RUSSO Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3. APPROVAL OF THE COMPANY'S 2014 OMNIBUS Mgmt For For
INCENTIVE PLAN.
4. RATIFICATION OF APPOINTMENT OF GRANT Mgmt For For
THORNTON, LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
GEORGETOWN BANCORP INC. Agenda Number: 933966484
--------------------------------------------------------------------------------------------------------------------------
Security: 372591107
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: GTWN
ISIN: US3725911073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT E. BALLETTO Mgmt For For
STEPHEN L. FLYNN Mgmt For For
THOMAS L. HAMELIN Mgmt For For
J. RICHARD MURPHY Mgmt For For
2. THE RATIFICATION OF SHATSWELL MACLEOD & Mgmt For For
COMPANY, P. C. AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
3. AN ADVISORY, NON-BINDING RESOLUTION TO Mgmt For For
APPROVE THE EXECUTIVE COMPENSATION
DESCRIBED IN THE PROXY STATEMENT.
4. THE APPROVAL OF THE GEORGETOWN BANCORP, Mgmt Against Against
INC. 2014 EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
GJENSIDIGE FORSIKRING ASA, LYSAKER Agenda Number: 705108288
--------------------------------------------------------------------------------------------------------------------------
Security: R2763X101
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: NO0010582521
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT.
3 APPROVAL OF THE NOTICE OF THE MEETING AND Mgmt No vote
THE AGENDA
5 APPROVAL OF THE BOARDS REPORT AND ANNUAL Mgmt No vote
ACCOUNTS FOR 2013 INCLUDING ALLOCATION OF
THE PROFIT FOR THE YEAR
6.A THE BOARDS STATEMENT ON THE STIPULATION OF Mgmt No vote
PAY AND OTHER REMUNERATION
6.B THE BOARDS GUIDELINES FOR THE STIPULATION Mgmt No vote
OF REMUNERATION TO THE EXECUTIVE PERSONNEL
6.C NEW GUIDELINES FOR ALL ALLOTMENT OF SHARES, Mgmt No vote
SHARE SUBSCRIPTION RIGHTS ETC
7 AUTHORISATION FOR ACQUISITION OF OWN SHARES Mgmt No vote
FOR THE SHARE SAVINGS SCHEME AND
REMUNERATION SCHEME FOR EXECUTIVE PERSONNEL
8 AUTHORISATION OF THE BOARD TO DETERMINE Mgmt No vote
DISTRIBUTION OF DIVIDEND
9.A.A ELECTION OF BJOERN, BENEDIKTE BETTINA AS Mgmt No vote
MEMBER OF THE SUPERVISORY BOARD
9.A.B ELECTION OF DAUGAARD, KNUD PEDER AS MEMBER Mgmt No vote
OF THE SUPERVISORY BOARD
9.A.C ELECTION OF DILLE, RANDI AS MEMBER OF THE Mgmt No vote
SUPERVISORY BOARD
9.A.D ELECTION OF FROGNER, MARIT AS MEMBER OF THE Mgmt No vote
SUPERVISORY BOARD
9.A.E ELECTION OF HANSEN, HANNE SOLHEIM AS MEMBER Mgmt No vote
OF THE SUPERVISORY BOARD
9.A.F ELECTION OF HOLTET, GEIR AS MEMBER OF THE Mgmt No vote
SUPERVISORY BOARD
9.A.G ELECTION OF IVERSEN, BJOERN AS MEMBER OF Mgmt No vote
THE SUPERVISORY BOARD
9.A.H ELECTION OF OLIMB, PAAL AS MEMBER OF THE Mgmt No vote
SUPERVISORY BOARD
9.A.I ELECTION OF OTTESTAD, JOHN OVE AS MEMBER OF Mgmt No vote
THE SUPERVISORY BOARD
9.A.J ELECTION OF PETERSEN, STEPHEN ADLER AS Mgmt No vote
MEMBER OF THE SUPERVISORY BOARD
9.A.K ELECTION OF STAKKELAND, LILLY TOENNEVOLD AS Mgmt No vote
MEMBER OF THE SUPERVISORY BOARD
9.A.L ELECTION OF STRAY, CHRISTINE AS MEMBER OF Mgmt No vote
THE SUPERVISORY BOARD
9.A.M ELECTION OF SOEFTELAND, EVEN AS MEMBER OF Mgmt No vote
THE SUPERVISORY BOARD
9.A.N ELECTION OF WOLD, TERJE AS MEMBER OF THE Mgmt No vote
SUPERVISORY BOARD
9.A.O ELECTION OF KVINLAUG, IVAR AS FIRST DEPUTY Mgmt No vote
OF THE SUPERVISORY BOARD
9.A.P ELECTION OF MYHRA, NILS-RAGNAR AS SECOND Mgmt No vote
DEPUTY MEMBER OF THE SUPERVISORY BOARD
9.A.Q ELECTION OF ROENNEBERG, HANNE AS THIRD Mgmt No vote
DEPUTY MEMBER OF THE SUPERVISORY BOARD
9.A.R ELECTION OF KLEIVEN, BJOERNAR AS FOURTH Mgmt No vote
DEPUTY MEMBER OF THE SUPERVISORY BOARD
9.B THE GENERAL MEETINGS PROPOSAL FOR THE Mgmt No vote
SUPERVISORY BOARDS ELECTION OF CHAIR,
IVERSEN BJOERN
9.C THE GENERAL MEETINGS PROPOSAL FOR THE Mgmt No vote
SUPERVISORY BOARDS ELECTION OF DEPUTY
CHAIR, STRAY CHRISTINE
9.D.A PROPOSAL OF STEEN, SVEN IVER AS MEMBER TO Mgmt No vote
THE CONTROL COMMITTEE (CHAIR)
9.D.B PROPOSAL OF LEE, LISELOTTE AUNE AS MEMBER Mgmt No vote
TO THE CONTROL COMMITTEE (MEMBER)
9.D.C PROPOSAL OF STROEMME, HALLVARD AS MEMBER TO Mgmt No vote
THE CONTROL COMMITTEE (MEMBER)
9.D.D PROPOSAL OF NAESSETH, VIGDIS MYHRE AS Mgmt No vote
MEMBER TO THE CONTROL COMMITTEE (DEPUTY
MEMBER)
9.E.A PROPOSAL OF IVERSEN, BJOERN AS MEMBER TO Mgmt No vote
THE NOMINATION COMMITTEE (CHAIR)
9.E.B PROPOSAL OF BJOERN, BENEDIKTE BETTINA AS Mgmt No vote
MEMBER TO THE NOMINATION COMMITTEE (MEMBER)
9.E.C PROPOSAL OF IBSEN, MAI-LILL AS MEMBER TO Mgmt No vote
THE NOMINATION COMMITTEE (MEMBER)
9.E.D PROPOSAL OF KVINLAUG, IVAR AS MEMBER TO THE Mgmt No vote
NOMINATION COMMITTEE (MEMBER)
9.E.E PROPOSAL OF OTTESTAD, JOHN OVE AS MEMBER TO Mgmt No vote
THE NOMINATION COMMITTEE (MEMBER)
10 STIPULATION OF REMUNERATION OF OFFICERS OF Mgmt No vote
THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
GLACIER BANCORP, INC. Agenda Number: 933947624
--------------------------------------------------------------------------------------------------------------------------
Security: 37637Q105
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: GBCI
ISIN: US37637Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. BLODNICK Mgmt For For
SHERRY L. CLADOUHOS Mgmt For For
JAMES M. ENGLISH Mgmt For For
ALLEN J. FETSCHER Mgmt For For
ANNIE M. GOODWIN Mgmt For For
DALLAS I. HERRON Mgmt For For
CRAIG A. LANGEL Mgmt For For
DOUGLAS J. MCBRIDE Mgmt For For
JOHN W. MURDOCH Mgmt For For
2. TO VOTE ON AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION OF
THE COMPANY'S EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF BKD, LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
GUARANTY BANCORP Agenda Number: 933956370
--------------------------------------------------------------------------------------------------------------------------
Security: 40075T607
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: GBNK
ISIN: US40075T6073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: EDWARD B. CORDES Mgmt For For
1B ELECTION OF DIRECTOR: JOHN M. EGGEMEYER Mgmt For For
1C ELECTION OF DIRECTOR: KEITH R. FINGER Mgmt For For
1D ELECTION OF DIRECTOR: STEPHEN D. JOYCE Mgmt For For
1E ELECTION OF DIRECTOR: GAIL H. KLAPPER Mgmt For For
1F ELECTION OF DIRECTOR: STEPHEN G. MCCONAHEY Mgmt For For
1G ELECTION OF DIRECTOR: PAUL W. TAYLOR Mgmt For For
1H ELECTION OF DIRECTOR: W. KIRK WYCOFF Mgmt For For
1I ELECTION OF DIRECTOR: ALBERT C. YATES Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF CROWE Mgmt For For
HORWATH LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
HANCOCK HOLDING COMPANY Agenda Number: 933928131
--------------------------------------------------------------------------------------------------------------------------
Security: 410120109
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: HBHC
ISIN: US4101201097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK E. BERTUCCI Mgmt For For
CARL J. CHANEY Mgmt For For
TERENCE E. HALL Mgmt For For
THOMAS H. OLINDE Mgmt For For
2. TO APPROVE THE HANCOCK HOLDING COMPANY 2014 Mgmt For For
LONG TERM INCENTIVE PLAN.
3. TO HOLD AN ADVISORY VOTE ON THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO AUDIT THE BOOKS OF THE COMPANY AND
ITS SUBSIDIARIES FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE COMMERCE CORP Agenda Number: 933983567
--------------------------------------------------------------------------------------------------------------------------
Security: 426927109
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: HTBK
ISIN: US4269271098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK G. BISCEGLIA Mgmt For For
JACK W. CONNER Mgmt For For
JOHN M. EGGEMEYER Mgmt For For
CELESTE V. FORD Mgmt For For
STEVEN L. HALLGRIMSON Mgmt For For
WALTER T. KACZMAREK Mgmt For For
ROBERT T. MOLES Mgmt For For
HUMPHREY P. POLANEN Mgmt For For
LAURA RODEN Mgmt For For
C.J. TOENISKOETTER Mgmt For For
RANSON W. WEBSTER Mgmt For For
W. KIRK WYCOFF Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE FINANCIAL CORPORATION Agenda Number: 933934110
--------------------------------------------------------------------------------------------------------------------------
Security: 42722X106
Meeting Type: Special
Meeting Date: 14-Apr-2014
Ticker: HFWA
ISIN: US42722X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF OCTOBER 23, 2013, BY
AND BETWEEN HERITAGE AND WASHINGTON BANKING
COMPANY ("WASHINGTON BANKING"), PURSUANT TO
WHICH WASHINGTON BANKING WILL MERGE WITH
AND INTO HERITAGE, AND THE APPROVAL OF THE
ISSUANCE OF HERITAGE COMMON STOCK TO
WASHINGTON BANKING SHAREHOLDERS IN
CONNECTION WITH THE MERGER ("MERGER
PROPOSAL").
2. TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE MERGER
("ADJOURNMENT PROPOSAL").
--------------------------------------------------------------------------------------------------------------------------
HERITAGE FINANCIAL GROUP INC Agenda Number: 934005047
--------------------------------------------------------------------------------------------------------------------------
Security: 42726X102
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: HBOS
ISIN: US42726X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH C. BURGER Mgmt For For
CAROL W. SLAPPEY Mgmt For For
2. THE ADVISORY (NON-BINDING) RESOLUTION TO Mgmt For For
APPROVE OUR EXECUTIVE COMPENSATION AS
DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT.
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
MAULDIN & JENKINS, LLC AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
HERITAGE FINANCIAL GROUP, INC. FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE OAKS BANCORP Agenda Number: 933916605
--------------------------------------------------------------------------------------------------------------------------
Security: 42724R107
Meeting Type: Special
Meeting Date: 19-Feb-2014
Ticker: HEOP
ISIN: US42724R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE MERGER AND THE ISSUANCE OF Mgmt For For
COMMON STOCK OF HERITAGE OAKS BANCORP TO
SHAREHOLDERS OF MISSION COMMUNITY BANCORP
PURSUANT TO THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF OCTOBER 21, 2013, BY
AND BETWEEN HERITAGE OAKS BANCORP AND
MISSION COMMUNITY BANCORP.
2. TO APPROVE AN ADJOURNMENT OF THE HERITAGE Mgmt For For
OAKS BANCORP SPECIAL MEETING, IF NECESSARY
OR APPROPRIATE, AND IF A QUORUM IS PRESENT,
TO VOTE ADDITIONAL PROXIES IN FAVOR OF
PROPOSAL NO. 1.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE OAKS BANCORP Agenda Number: 933994178
--------------------------------------------------------------------------------------------------------------------------
Security: 42724R107
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: HEOP
ISIN: US42724R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. MORRIS Mgmt For For
DONALD CAMPBELL Mgmt For For
MICHAEL J. BEHRMAN Mgmt For For
MARK C. FUGATE Mgmt For For
DANIEL J. O'HARE Mgmt For For
DEE LACEY Mgmt For For
JAMES J. LYNCH Mgmt For For
MICHAEL E. PFAU Mgmt For For
ALEXANDER F. SIMAS Mgmt For For
HOWARD N. GOULD Mgmt For For
SIMONE F. LAGOMARSINO Mgmt For For
STEPHEN P. YOST Mgmt For For
2. AN ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION DISCLOSED IN THE
PROXY STATEMENT FOR THE 2014 ANNUAL MEETING
OF SHAREHOLDERS DATED MAY 28, 2014.
3. AN ADVISORY VOTE TO APPROVE THE FREQUENCY Mgmt 1 Year Against
FOR HOLDING AN ADVISORY VOTE ON THE
COMPANY'S EXECUTIVE COMPENSATION FOR NAMED
EXECUTIVE OFFICERS.
4. TO RATIFY THE APPOINTMENT OF CROWE HORWATH Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
HINGHAM INSTITUTION FOR SAVINGS Agenda Number: 933945163
--------------------------------------------------------------------------------------------------------------------------
Security: 433323102
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: HIFS
ISIN: US4333231029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRIAN T. KENNER, ESQ. Mgmt For For
STACEY M. PAGE Mgmt For For
G.C. WILKINSON, SR. Mgmt For For
R.H. GAUGHEN, JR., ESQ. Mgmt For For
PATRICK R. GAUGHEN Mgmt For For
2. TO ELECT MARION J. FAHEY AS THE CLERK OF Mgmt For For
THE BANK TO HOLD OFFICE UNTIL THE 2015
ANNUAL MEETING OF STOCKHOLDERS AND UNTIL
HER SUCCESSOR IS DULY ELECTED AND
QUALIFIED.
3. TO APPROVE AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
4. TO APPROVE THE 2014 STOCK OPTION PLAN. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HOME FEDERAL BANCORP, INC. Agenda Number: 933984418
--------------------------------------------------------------------------------------------------------------------------
Security: 43710G105
Meeting Type: Special
Meeting Date: 16-May-2014
Ticker: HOME
ISIN: US43710G1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF OCTOBER 23, 2013, BY
AND BETWEEN CASCADE BANCORP AND THE
COMPANY, AS SUCH AGREEMENT MAY BE AMENDED
FROM TIME TO TIME, AND THE MERGER AND OTHER
TRANSACTIONS CONTEMPLATED BY THE MERGER
AGREEMENT.
2 TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, SPECIFIED EXECUTIVE COMPENSATION, AS
DISCLOSED IN THE PROXY STATEMENT.
3 TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING ADJOURNMENTS TO
PERMIT FURTHER SOLICITATION OF PROXIES IN
FAVOR OF THE MERGER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
HOMESTREET INC Agenda Number: 933999736
--------------------------------------------------------------------------------------------------------------------------
Security: 43785V102
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: HMST
ISIN: US43785V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DAVID A. EDERER Mgmt For For
1.2 ELECTION OF DIRECTOR: THOMAS E. KING Mgmt For For
1.3 ELECTION OF DIRECTOR: GEORGE "JUDD" KIRK Mgmt For For
2. TO APPROVE THE HOMESTREET, INC. 2014 EQUITY Mgmt For For
INCENTIVE PLAN
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
HUDSON CITY BANCORP, INC. Agenda Number: 933894506
--------------------------------------------------------------------------------------------------------------------------
Security: 443683107
Meeting Type: Annual
Meeting Date: 18-Dec-2013
Ticker: HCBK
ISIN: US4436831071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CORNELIUS E. GOLDING Mgmt For For
1B. ELECTION OF DIRECTOR: DONALD O. QUEST, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: JOSEPH G. SPONHOLZ Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS HUDSON CITY BANCORP'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. THE APPROVAL OF A NON-BINDING ADVISORY Mgmt Against Against
PROPOSAL ON NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANK CORP. Agenda Number: 933959299
--------------------------------------------------------------------------------------------------------------------------
Security: 453836108
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: INDB
ISIN: US4538361084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM P. BISSONNETTE Mgmt For For
DANIEL F. O'BRIEN Mgmt For For
CHRISTOPHER ODDLEIFSON Mgmt For For
BRIAN S. TEDESCHI Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014 .
3. APPROVE THE SECOND AMENDED AND RESTATED Mgmt For For
2005 EMPLOYEE STOCK PLAN.
4. APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANK CORPORATION Agenda Number: 933928698
--------------------------------------------------------------------------------------------------------------------------
Security: 453838609
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: IBCP
ISIN: US4538386099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES A. PALMER Mgmt Withheld Against
STEPHEN L. GULIS, JR. Mgmt Withheld Against
TERRY L. HASKE Mgmt Withheld Against
WILLIAM B. KESSEL Mgmt Withheld Against
2. RATIFICATION OF THE APPOINTMENT OF CROWE Mgmt For For
HORWATH, LLP AS INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
3. APPROVAL OF AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION PAID
TO OUR EXECUTIVES.
4. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt 1 Year For
THE FREQUENCY OF A SHAREHOLDER ADVISORY
VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
INTERMOUNTAIN COMMUNITY BANCORP Agenda Number: 933932419
--------------------------------------------------------------------------------------------------------------------------
Security: 45881M308
Meeting Type: Annual
Meeting Date: 02-Apr-2014
Ticker: IMCB
ISIN: US45881M3088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES T. DIEHL Mgmt For For
FORD ELSAESSER Mgmt For For
CURT HECKER Mgmt For For
RONALD JONES Mgmt For For
RUSSELL J. KUBIAK Mgmt For For
MAGGIE Y. LYONS Mgmt For For
JOHN B. PARKER Mgmt For For
JOHN T. PIETRZAK Mgmt For For
MICHAEL J. ROMINE Mgmt For For
JOHN L. WELBORN, JR. Mgmt For For
2. AMENDMENT TO EQUITY PLAN. TO AMEND THE Mgmt For For
COMPANY'S 2012 STOCK OPTION AND EQUITY
COMPENSATION PLAN TO INCREASE THE NUMBER OF
SHARES AVAILABLE FOR ISSUANCE UNDER PLAN.
3. ADVISORY (NON-BINDING) VOTE ON EXECUTIVE Mgmt Against Against
COMPENSATION. TO CONSIDER AND APPROVE IN AN
ADVISORY (NON-BINDING) VOTE THE
COMPENSATION OF INTERMOUNTAIN EXECUTIVES AS
DISCLOSED IN THE PROXY STATEMENT.
4. FREQUENCY OF FUTURE SHAREHOLDER VOTES ON Mgmt 1 Year Against
EXECUTIVE COMPENSATION. TO VOTE ON THE
FREQUENCY (EITHER EVERY ONE, TWO OR THREE
YEARS) OF FUTURE SHAREHOLDER VOTES ON AN
ADVISORY (NON-BINDING) PROPOSAL ON
EXECUTIVE COMPENSATION.
5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT ACCOUNTANTS. TO RATIFY THE
APPOINTMENT OF BDO USA, LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
JOHN MARSHALL BANK Agenda Number: 933937558
--------------------------------------------------------------------------------------------------------------------------
Security: 47804G103
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: JMSB
ISIN: US47804G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PHILIP W. ALLIN Mgmt Withheld Against
PHILIP R. CHASE Mgmt For For
JEAN EDELMAN Mgmt For For
MICHAEL T. FOSTER Mgmt For For
SUBHASH K. GARG Mgmt Withheld Against
RONALD J. GORDON Mgmt Withheld Against
JONATHAN C. KINNEY Mgmt For For
O. LELAND MAHAN Mgmt For For
JOHN R. MAXWELL Mgmt Withheld Against
LIM P. NGUONLY Mgmt Withheld Against
2. THE PROPOSAL TO AMEND THE 2006 STOCK OPTION Mgmt Against Against
PLAN TO INCREASE THE NUMBER OF SHARES
AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY
361,000 SHARES.
3. RATIFICATION OF THE INDEPENDENT PUBLIC Mgmt Against Against
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933970089
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA B. BAMMANN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1C. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL A. NEAL Mgmt For For
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
4. LOBBYING REPORT - REQUIRE ANNUAL REPORT ON Shr Against For
LOBBYING
5. SPECIAL SHAREOWNER MEETINGS - REDUCE Shr For Against
THRESHOLD TO 15% RATHER THAN 20% AND REMOVE
PROCEDURAL PROVISIONS
6. CUMULATIVE VOTING - REQUIRE CUMULATIVE Shr For Against
VOTING FOR DIRECTORS RATHER THAN ONE-SHARE
ONE-VOTE
--------------------------------------------------------------------------------------------------------------------------
M&T BANK CORPORATION Agenda Number: 933931479
--------------------------------------------------------------------------------------------------------------------------
Security: 55261F104
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: MTB
ISIN: US55261F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRENT D. BAIRD Mgmt For For
C. ANGELA BONTEMPO Mgmt For For
ROBERT T. BRADY Mgmt For For
T.J. CUNNINGHAM III Mgmt For For
MARK J. CZARNECKI Mgmt For For
GARY N. GEISEL Mgmt Withheld Against
JOHN D. HAWKE, JR. Mgmt For For
PATRICK W.E. HODGSON Mgmt For For
RICHARD G. KING Mgmt For For
JORGE G. PEREIRA Mgmt For For
MELINDA R. RICH Mgmt For For
ROBERT E. SADLER, JR. Mgmt For For
HERBERT L. WASHINGTON Mgmt For For
ROBERT G. WILMERS Mgmt For For
2. TO APPROVE THE COMPENSATION OF M&T BANK Mgmt For For
CORPORATION'S NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF M&T BANK CORPORATION FOR THE YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
MB FINANCIAL, INC. Agenda Number: 933918495
--------------------------------------------------------------------------------------------------------------------------
Security: 55264U108
Meeting Type: Special
Meeting Date: 26-Feb-2014
Ticker: MBFI
ISIN: US55264U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF JULY 14, 2013, BY AND
BETWEEN MB FINANCIAL, INC. ("MB FINANCIAL")
AND TAYLOR CAPITAL GROUP, INC. ("TAYLOR
CAPITAL"), PURSUANT TO WHICH TAYLOR CAPITAL
WILL MERGE WITH AND INTO MB FINANCIAL, AND
THE ISSUANCE OF MB FINANCIAL COMMON STOCK
TO ... (DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL)
2. TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE MERGER
PROPOSAL (THE "ADJOURNMENT PROPOSAL")
--------------------------------------------------------------------------------------------------------------------------
MB FINANCIAL, INC. Agenda Number: 933973340
--------------------------------------------------------------------------------------------------------------------------
Security: 55264U108
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: MBFI
ISIN: US55264U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID P. BOLGER Mgmt For For
1B. ELECTION OF DIRECTOR: MITCHELL FEIGER Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES J. GRIES Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES N. HALLENE Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS H. HARVEY Mgmt For For
1F. ELECTION OF DIRECTOR: RICHARD J. HOLMSTROM Mgmt For For
1G. ELECTION OF DIRECTOR: KAREN J. MAY Mgmt For For
1H. ELECTION OF DIRECTOR: RONALD D. SANTO Mgmt For For
1I. ELECTION OF DIRECTOR: RENEE TOGHER Mgmt For For
2. ADVISORY (NON-BINDING) VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
3. APPROVAL OF THE MB FINANCIAL, INC. THIRD Mgmt For For
AMENDED AND RESTATED OMNIBUS INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
MONARCH FINANCIAL HOLDINGS, INC. Agenda Number: 933963349
--------------------------------------------------------------------------------------------------------------------------
Security: 60907Q100
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: MNRK
ISIN: US60907Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOE P. COVINGTON, JR. Mgmt For For
E. NEAL CRAWFORD, JR. Mgmt For For
DWIGHT C. SCHAUBACH Mgmt For For
2. TO APPROVE, IN AN ADVISORY, NON-BINDING Mgmt For For
VOTE, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS DISCLOSED IN THE
PROXY STATEMENT.
3. TO APPROVE THE 2014 EQUITY INCENTIVE PLAN. Mgmt Against Against
4. TO RATIFY THE APPOINTMENT OF YOUNT, HYDE Mgmt For For
AND BARBOUR, PC, AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
MUTUALFIRST FINANCIAL,INC. Agenda Number: 933942991
--------------------------------------------------------------------------------------------------------------------------
Security: 62845B104
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: MFSF
ISIN: US62845B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LINN A. CRULL Mgmt For For
WILBUR R. DAVIS Mgmt For For
JONATHAN E. KINTNER Mgmt For For
CHARLES J. VIATER Mgmt For For
2. ADOPTION OF AN ADVISORY (NONBINDING) Mgmt For For
RESOLUTION TO APPROVE OUR EXECUTIVE
COMPENSATION AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF BKD, LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
NEWBRIDGE BANCORP Agenda Number: 933924652
--------------------------------------------------------------------------------------------------------------------------
Security: 65080T102
Meeting Type: Special
Meeting Date: 27-Mar-2014
Ticker: NBBC
ISIN: US65080T1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. SHARE ISSUANCE PROPOSAL. THE APPROVAL OF Mgmt For For
THE ISSUANCE OF SHARES OF NEWBRIDGE COMMON
STOCK PURSUANT TO THE AGREEMENT AND PLAN OF
COMBINATION AND REORGANIZATION, DATED
NOVEMBER 1, 2013, BY AND AMONG NEWBRIDGE
BANCORP, NEWBRIDGE BANK AND CAPSTONE BANK,
AS AMENDED FROM TIME TO TIME, PURSUANT TO
WHICH CAPSTONE BANK WILL MERGE WITH AND
INTO NEWBRIDGE BANK (THE "MERGER").
2. ADJOURNMENT PROPOSAL. THE APPROVAL OF THE Mgmt For For
ADJOURNMENT OF THE SPECIAL MEETING, IF
NECESSARY OR APPROPRIATE, INCLUDING TO
SOLICIT ADDITIONAL PROXIES TO APPROVE THE
ISSUANCE OF NEWBRIDGE COMMON STOCK IN
CONNECTION WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
NEWBRIDGE BANCORP Agenda Number: 933973352
--------------------------------------------------------------------------------------------------------------------------
Security: 65080T102
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: NBBC
ISIN: US65080T1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTORS TO SERVE UNTIL THE Mgmt For For
2015 ANNUAL MEETING: MICHAEL S. ALBERT
1B ELECTION OF DIRECTORS TO SERVE UNTIL THE Mgmt For For
2015 ANNUAL MEETING: ROBERT A. BOYETTE
1C ELECTION OF DIRECTORS TO SERVE UNTIL THE Mgmt For For
2015 ANNUAL MEETING: JAMES DAVID BRANCH
1D ELECTION OF DIRECTORS TO SERVE UNTIL THE Mgmt For For
2015 ANNUAL MEETING: C. ARNOLD BRITT
1E ELECTION OF DIRECTORS TO SERVE UNTIL THE Mgmt For For
2015 ANNUAL MEETING: ROBERT C. CLARK
1F ELECTION OF DIRECTORS TO SERVE UNTIL THE Mgmt For For
2015 ANNUAL MEETING: ALEX A. DIFFEY, JR.
1G ELECTION OF DIRECTORS TO SERVE UNTIL THE Mgmt For For
2015 ANNUAL MEETING: BARRY Z. DODSON
1H ELECTION OF DIRECTORS TO SERVE UNTIL THE Mgmt For For
2015 ANNUAL MEETING: DONALD P. JOHNSON
1I ELECTION OF DIRECTORS TO SERVE UNTIL THE Mgmt For For
2015 ANNUAL MEETING: JOSEPH H. KINNARNEY
1J ELECTION OF DIRECTORS TO SERVE UNTIL THE Mgmt For For
2015 ANNUAL MEETING: MICHAEL S. PATTERSON
1K ELECTION OF DIRECTORS TO SERVE UNTIL THE Mgmt For For
2015 ANNUAL MEETING: PRESSLEY A. RIDGILL
1L ELECTION OF DIRECTORS TO SERVE UNTIL THE Mgmt For For
2015 ANNUAL MEETING: MARY E. RITTLING
1M ELECTION OF DIRECTORS TO SERVE UNTIL THE Mgmt For For
2015 ANNUAL MEETING: E. REID TEAGUE
1N ELECTION OF DIRECTORS TO SERVE UNTIL THE Mgmt For For
2015 ANNUAL MEETING: RICHARD A. URQUHART,
III
1O ELECTION OF DIRECTORS TO SERVE UNTIL THE Mgmt For For
2015 ANNUAL MEETING: G. ALFRED WEBSTER
1P ELECTION OF DIRECTORS TO SERVE UNTIL THE Mgmt For For
2015 ANNUAL MEETING: KENAN C. WRIGHT
1Q ELECTION OF DIRECTORS TO SERVE UNTIL THE Mgmt For For
2015 ANNUAL MEETING: JULIUS S. YOUNG, JR.
02 TO RATIFY THE APPOINTMENT OF DIXON HUGHES Mgmt For For
GOODMAN LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
03 TO CONSIDER AND APPROVE AN ADVISORY Mgmt For For
(NON-BINDING) PROPOSAL ON EXECUTIVE
COMPENSATION (AS MORE FULLY DESCRIBED IN
THE ACCOMPANYING PROXY STATEMENT).
04 TO CONSIDER AND APPROVE AN ADVISORY Mgmt 1 Year For
(NON-BINDING) PROPOSAL ON THE FREQUENCY ON
WHICH SHAREHOLDERS CONSIDER AND APPROVE A
PROPOSAL REGARDING THE EXECUTIVE
COMPENSATION (AS MORE FULLY DISCLOSED IN
THE ACCOMPANYING PROXY STATEMENT).
--------------------------------------------------------------------------------------------------------------------------
NORTHRIM BANCORP, INC. Agenda Number: 933988757
--------------------------------------------------------------------------------------------------------------------------
Security: 666762109
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: NRIM
ISIN: US6667621097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. MARC LANGLAND Mgmt For For
JOSEPH M. BEEDLE Mgmt For For
LARRY S. CASH Mgmt For For
MARK G. COPELAND Mgmt For For
RONALD A. DAVIS Mgmt For For
ANTHONY DRABEK Mgmt For For
KARL L. HANNEMAN Mgmt For For
RICHARD L. LOWELL Mgmt For For
DAVID J. MCCAMBRIDGE Mgmt For For
IRENE SPARKS ROWAN Mgmt For For
JOHN C. SWALLING Mgmt For For
LINDA C. THOMAS Mgmt For For
DAVID G. WIGHT Mgmt For For
2. TO APPROVE THE NORTHRIM BANCORP, INC. 2014 Mgmt For For
STOCK INCENTIVE PLAN.
3. TO APPROVE, BY NONBINDING VOTE, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
4 TO RATIFY THE SELECTION OF MOSS ADAMS LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR NORTHRIM BANCORP, INC.
FOR FISCAL YEAR 2014.
5 TAKE SUCH ACTION, IN THEIR DISCRETION, UPON Mgmt Against Against
SUCH OTHER BUSINESS AS MAY PROPERLY COME
BEFORE THE ANNUAL MEETING OR ANY
ADJOURNMENT OR POSTPONEMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
OLD SECOND BANCORP, INC. Agenda Number: 934002522
--------------------------------------------------------------------------------------------------------------------------
Security: 680277100
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: OSBC
ISIN: US6802771005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BARRY FINN Mgmt For For
WILLIAM KANE Mgmt For For
JOHN LADOWICZ Mgmt For For
2. APPROVAL, IN A NON-BINDING, ADVISORY VOTE, Mgmt For For
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN THE PROXY
STATEMENT FOR THE ANNUAL MEETING OF
STOCKHOLDERS.
3. APPROVAL OF THE OLD SECOND BANCORP, INC. Mgmt For For
2014 EQUITY INCENTIVE PLAN.
4. RATIFICATION AND APPROVAL OF THE SELECTION Mgmt For For
OF PLANTE & MORAN, PLLC AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC CONTINENTAL CORPORATION Agenda Number: 933938776
--------------------------------------------------------------------------------------------------------------------------
Security: 69412V108
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: PCBK
ISIN: US69412V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT A. BALLIN Mgmt For For
HAL M. BROWN Mgmt For For
MICHAEL E. HEIJER Mgmt For For
MICHAEL D. HOLZGANG Mgmt For For
JUDITH A. JOHANSEN Mgmt For For
DONALD L. KRAHMER, JR. Mgmt For For
DONALD G. MONTGOMERY Mgmt For For
JEFFREY D. PINNEO Mgmt For For
JOHN H. RICKMAN Mgmt For For
2. TO APPROVE THE ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION IN FAVOR OF THE COMPENSATION OF
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF MOSS ADAMS LLP Mgmt For For
TO SERVE AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
PACWEST BANCORP Agenda Number: 933907783
--------------------------------------------------------------------------------------------------------------------------
Security: 695263103
Meeting Type: Special
Meeting Date: 13-Jan-2014
Ticker: PACW
ISIN: US6952631033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JULY 22, 2013, BY AND BETWEEN
PACWEST AND CAPITALSOURCE, INC. AS SUCH
AGREEMENT MAY BE AMENDED FROM TIME TO TIME
2. TO ADOPT AN AMENDMENT TO THE PACWEST Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF PACWEST
COMMON STOCK FROM 75 MILLION SHARES TO 200
MILLION SHARES
3. TO APPROVE THE ISSUANCE OF PACWEST COMMON Mgmt For For
STOCK IN THE MERGER
4. TO (I) APPROVE AN AMENDMENT TO THE PACWEST Mgmt Against Against
2003 STOCK INCENTIVE PLAN TO INCREASE THE
AGGREGATE NUMBER OF SHARES OF PACWEST
COMMON STOCK AUTHORIZED FOR GRANT
THEREUNDER FROM 6.5 MILLION SHARES TO 9
MILLION SHARES AND TO EXTEND THE EXPIRATION
OF THE PLAN FROM MAY 31, 2017 TO MAY 31,
2019 AND (II) RE-APPROVE THE ... (DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
5. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt Against Against
BASIS, SPECIFIED COMPENSATION THAT MAY
BECOME PAYABLE TO THE NAMED EXECUTIVE
OFFICERS OF PACWEST IN CONNECTION WITH THE
MERGER
6. TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
PACWEST SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING ADJOURNMENTS TO
PERMIT FURTHER SOLICITATION OF PROXIES IN
FAVOR OF PROPOSALS 1 THROUGH 4
--------------------------------------------------------------------------------------------------------------------------
PACWEST BANCORP Agenda Number: 933995752
--------------------------------------------------------------------------------------------------------------------------
Security: 695263103
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: PACW
ISIN: US6952631033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CRAIG A. CARLSON Mgmt For For
JOHN M. EGGEMEYER Mgmt For For
BARRY C. FITZPATRICK Mgmt For For
ANDREW B. FREMDER Mgmt For For
C. WILLIAM HOSLER Mgmt For For
SUSAN E. LESTER Mgmt For For
DOUGLAS H. (TAD) LOWREY Mgmt For For
TIMOTHY B. MATZ Mgmt For For
ROGER H. MOLVAR Mgmt For For
JAMES J. PIECZYNSKI Mgmt For For
DANIEL B. PLATT Mgmt For For
ROBERT A. STINE Mgmt For For
MATTHEW P. WAGNER Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO APPROVE A PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF KPMG LLP AS INDEPENDENT
AUDITORS FOR THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
4. TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For
APPROVE, IF NECESSARY, AN ADJOURNMENT OR
POSTPONEMENT OF THE ANNUAL MEETING TO
SOLICIT ADDITIONAL PROXIES.
5. TO CONSIDER AND ACT UPON SUCH OTHER Mgmt Against Against
BUSINESS AND MATTERS OR PROPOSALS AS MAY
PROPERLY COME BEFORE THE ANNUAL MEETING OR
ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
PARK NATIONAL CORPORATION Agenda Number: 933932647
--------------------------------------------------------------------------------------------------------------------------
Security: 700658107
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: PRK
ISIN: US7006581075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: C. DANIEL DELAWDER Mgmt For For
1B. ELECTION OF DIRECTOR: HARRY O. EGGER Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN J. KAMBEITZ Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT E. O'NEILL Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFY THE APPOINTMENT OF CROWE HORWATH LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
PARK STERLING CORP Agenda Number: 933983187
--------------------------------------------------------------------------------------------------------------------------
Security: 70086Y105
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: PSTB
ISIN: US70086Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WALTER C. AYERS Mgmt For For
JEAN E. DAVIS Mgmt For For
JEFFREY S. KANE Mgmt For For
KIM S. PRICE Mgmt For For
2. APPROVAL OF THE PARK STERLING CORPORATION Mgmt For For
2014 LONG-TERM INCENTIVE PLAN.
3. RATIFICATION OF THE APPOINTMENT OF DIXON Mgmt For For
HUGHES GOODMAN LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
4. ADOPTION OF ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PEOPLES BANCORP INC. Agenda Number: 933952207
--------------------------------------------------------------------------------------------------------------------------
Security: 709789101
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: PEBO
ISIN: US7097891011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TARA M. ABRAHAM Mgmt For For
JAMES S. HUGGINS Mgmt For For
DR. BRENDA F. JONES Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF PEOPLES' NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT FOR THE 2014 ANNUAL MEETING OF
SHAREHOLDERS.
3. APPROVAL OF THE PEOPLES BANCORP INC. Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS PEOPLES' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
PROSPERITY BANCSHARES, INC. Agenda Number: 933939881
--------------------------------------------------------------------------------------------------------------------------
Security: 743606105
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: PB
ISIN: US7436061052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM H. FAGAN, M.D. Mgmt For For
WILLIAM T. LUEDKE IV Mgmt For For
P. MUELLER, JR., D.D.S. Mgmt For For
HARRISON STAFFORD II Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2014.
3. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS
("SAY-ON-PAY").
--------------------------------------------------------------------------------------------------------------------------
ROCKVILLE FINANCIAL, INC. Agenda Number: 933923282
--------------------------------------------------------------------------------------------------------------------------
Security: 774188106
Meeting Type: Special
Meeting Date: 08-Apr-2014
Ticker: RCKB
ISIN: US7741881061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A PROPOSAL TO APPROVE THE AGREEMENT AND Mgmt For For
PLAN OF MERGER, DATED AS OF NOVEMBER 14,
2013, BY AND BETWEEN UNITED FINANCIAL
BANCORP, INC. AND ROCKVILLE FINANCIAL,
INC., PURSUANT TO WHICH UNITED WILL MERGE
WITH AND INTO ROCKVILLE, AS MORE FULLY
DESCRIBED IN THE JOINT PROXY
STATEMENT/PROSPECTUS (WHICH WE REFER TO AS
THE "ROCKVILLE MERGER PROPOSAL")
2. A PROPOSAL TO ADJOURN THE ROCKVILLE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE
ROCKVILLE MERGER PROPOSAL (WHICH WE REFER
TO AS THE "ROCKVILLE ADJOURNMENT PROPOSAL")
3. A PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt Against Against
(NON-BINDING) BASIS, THE COMPENSATION THAT
CERTAIN EXECUTIVE OFFICERS OF ROCKVILLE MAY
RECEIVE IN CONNECTION WITH THE MERGER
PURSUANT TO EXISTING AGREEMENTS OR
ARRANGEMENTS WITH ROCKVILLE (WHICH WE REFER
TO AS THE "ROCKVILLE COMPENSATION
PROPOSAL")
4. A PROPOSAL TO APPROVE AN AMENDMENT TO Mgmt For For
ROCKVILLE'S CERTIFICATE OF INCORPORATION
THAT (1) SETS THE NUMBER OF DIRECTORS OF
ROCKVILLE, AS THE SURVIVING CORPORATION IN
THE MERGER, IN ACCORDANCE WITH ROCKVILLE'S
BYLAWS AND (2) RECLASSIFIES THE ROCKVILLE
BOARD OF DIRECTORS FROM A BOARD WITH FOUR
CLASSES OF ... (DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
SANDY SPRING BANCORP, INC. Agenda Number: 933963185
--------------------------------------------------------------------------------------------------------------------------
Security: 800363103
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: SASR
ISIN: US8003631038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK E. FRIIS Mgmt For For
CRAIG A. RUPPERT Mgmt For For
PAMELA A. LITTLE Mgmt For For
2. A NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP, AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
SIERRA BANCORP Agenda Number: 934003031
--------------------------------------------------------------------------------------------------------------------------
Security: 82620P102
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: BSRR
ISIN: US82620P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT L. FIELDS Mgmt For For
JAMES C. HOLLY Mgmt For For
LYNDA B. SCEARCY Mgmt For For
MORRIS A. THARP Mgmt For For
2. TO RATIFY THE APPOINTMENT OF VAVRINEK, Mgmt For For
TRINE, DAY & CO., LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014, AS DESCRIBED IN THE
COMPANY'S PROXY STATEMENT DATED APRIL 25,
2014.
3. TO APPROVE, ON AN ADVISORY AND NON BINDING Mgmt For For
BASIS, THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS, AS
DESCRIBED IN THE COMPANY'S PROXY STATEMENT
DATED APRIL 25, 2014.
--------------------------------------------------------------------------------------------------------------------------
SIMMONS FIRST NATIONAL CORPORATION Agenda Number: 933942713
--------------------------------------------------------------------------------------------------------------------------
Security: 828730200
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: SFNC
ISIN: US8287302009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) TO FIX THE NUMBER OF DIRECTORS AT NINE (9) Mgmt For For
2) DIRECTOR
DAVID L. BARTLETT Mgmt For For
WILLIAM E. CLARK, II Mgmt For For
STEVEN A. COSSE Mgmt For For
EDWARD DRILLING Mgmt For For
SHARON GABER Mgmt For For
EUGENE HUNT Mgmt For For
GEORGE A. MAKRIS, JR. Mgmt For For
HARRY L. RYBURN Mgmt For For
ROBERT L. SHOPTAW Mgmt For For
3) TO CONSIDER ADOPTION OF THE FOLLOWING Mgmt For For
NON-BINDING RESOLUTION APPROVING THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF THE COMPANY. "RESOLVED, THAT
THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN
THE PROXY ... (DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL)
4) TO CONSIDER ADOPTION OF THE SIMMONS FIRST Mgmt For For
NATIONAL CORPORATION OUTSIDE DIRECTOR STOCK
INCENTIVE PLAN - 2014
5) TO RATIFY THE AUDIT & SECURITY COMMITTEE'S Mgmt For For
SELECTION OF THE ACCOUNTING FIRM OF BKD,
LLP AS INDEPENDENT AUDITORS OF THE COMPANY
AND ITS SUBSIDIARIES FOR THE YEAR ENDING
DECEMBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
SIMPLICITY BANCORP, INC. Agenda Number: 933879504
--------------------------------------------------------------------------------------------------------------------------
Security: 828867101
Meeting Type: Annual
Meeting Date: 30-Oct-2013
Ticker: SMPL
ISIN: US8288671014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES L. BREEDEN Mgmt For For
LAURA G. WEISSHAR Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
CROWE HORWATH LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 30,
2014.
3. AN ADVISORY, NON-BINDING RESOLUTION WITH Mgmt For For
RESPECT TO OUR EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN FIRST BANCSHARES, INC. Agenda Number: 933985220
--------------------------------------------------------------------------------------------------------------------------
Security: 842873101
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: SFST
ISIN: US8428731017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANDREW B. CAJKA Mgmt For For
ANNE S. ELLEFSON Mgmt For For
FRED GILMER, JR. Mgmt For For
TECUMSEH HOOPER, JR. Mgmt For For
2. PROPOSAL TO APPROVE THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THIS PROXY STATEMENT (THIS IS A
NON-BINDING, ADVISORY VOTE).
3. PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt Against Against
2010 SOUTHERN FIRST BANCSHARES, INC. STOCK
INCENTIVE PLAN TO INCREASE BY 200,000 THE
NUMBER OF SHARES OF COMMON STOCK ISSUABLE
UNDER THE PLAN PURSUANT TO STOCK OPTIONS.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ELLIOTT DAVIS, LLC AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTANT FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN MISSOURI BANCORP, INC. Agenda Number: 933882133
--------------------------------------------------------------------------------------------------------------------------
Security: 843380106
Meeting Type: Annual
Meeting Date: 28-Oct-2013
Ticker: SMBC
ISIN: US8433801060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SAMMY A. SCHALK Mgmt For For
CHARLES R. LOVE Mgmt For For
CHARLES R. MOFFITT Mgmt For For
2. THE ADVISORY (NON-BINDING) VOTE ON OUR Mgmt For For
EXECUTIVE COMPENSATION AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
3. THE RATIFICATION OF THE APPOINTMENT OF BKD, Mgmt For For
LLP AS AUDITORS OF THE CORPORATION FOR THE
FISCAL YEAR ENDING JUNE 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWEST BANCORP, INC. Agenda Number: 933931619
--------------------------------------------------------------------------------------------------------------------------
Security: 844767103
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: OKSB
ISIN: US8447671038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES E. BERRY II Mgmt For For
THOMAS D. BERRY Mgmt For For
JOHN COHLMIA Mgmt For For
DAVID S. CROCKETT JR. Mgmt For For
MARK W. FUNKE Mgmt For For
JAMES M. JOHNSON Mgmt For For
LARRY J. LANIE Mgmt For For
JAMES M. MORRIS II Mgmt For For
MARRAN H. OGILVIE Mgmt For For
RUSSELL W. TEUBNER Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
SQUARE 1 FINANCIAL INC. Agenda Number: 934035204
--------------------------------------------------------------------------------------------------------------------------
Security: 85223W101
Meeting Type: Annual
Meeting Date: 24-Jun-2014
Ticker: SQBK
ISIN: US85223W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAUL R. BURKE Mgmt For For
JOHN T. PIETRZAK Mgmt For For
W. KIRK WYCOFF Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
GRANT THORNTON LLP AS INDEPENDENT AUDITORS
FOR THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
STATE BANK FINANCIAL CORPORATION Agenda Number: 933980674
--------------------------------------------------------------------------------------------------------------------------
Security: 856190103
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: STBZ
ISIN: US8561901039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES R. BALKCOM, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: KELLY H. BARRETT Mgmt For For
1C. ELECTION OF DIRECTOR: ARCHIE L. BRANSFORD, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: KIM M. CHILDERS Mgmt For For
1E. ELECTION OF DIRECTOR: ANN Q. CURRY Mgmt For For
1F. ELECTION OF DIRECTOR: JOSEPH W. EVANS Mgmt For For
1G. ELECTION OF DIRECTOR: VIRGINIA A. HEPNER Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN D. HOUSER Mgmt For For
1I. ELECTION OF DIRECTOR: MAJOR GENERAL Mgmt For For
(RETIRED) ROBERT H. MCMAHON
1J. ELECTION OF DIRECTOR: J. DANIEL SPEIGHT, Mgmt For For
JR.
1K. ELECTION OF DIRECTOR: J. THOMAS WILEY, JR. Mgmt For For
2. PROPOSAL TO APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION
3. PROPOSAL TO RATIFY THE APPOINTMENT OF DIXON Mgmt For For
HUGHES GOODMAN LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
--------------------------------------------------------------------------------------------------------------------------
SUFFOLK BANCORP Agenda Number: 933943486
--------------------------------------------------------------------------------------------------------------------------
Security: 864739107
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: SUBK
ISIN: US8647391072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HOWARD C. BLUVER Mgmt For For
JOSEPH A. GAVIOLA Mgmt For For
JOHN D. STARK, JR. Mgmt For For
2. TO APPROVE THE ADVISORY, NON-BINDING Mgmt Against Against
RESOLUTION ON 2013 EXECUTIVE COMPENSATION.
3. THE APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
SUFFOLK BANCORP 2009 STOCK INCENTIVE PLAN.
4. TO RATIFY THE BOARD OF DIRECTORS' Mgmt For For
APPOINTMENT OF BDO USA, LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC. Agenda Number: 933927052
--------------------------------------------------------------------------------------------------------------------------
Security: 867914103
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: STI
ISIN: US8679141031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT M. BEALL, II Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID H. HUGHES Mgmt For For
1C. ELECTION OF DIRECTOR: M. DOUGLAS IVESTER Mgmt For For
1D. ELECTION OF DIRECTOR: KYLE PRECHTL LEGG Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM A. Mgmt For For
LINNENBRINGER
1F. ELECTION OF DIRECTOR: DONNA S. MOREA Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID M. RATCLIFFE Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM H. ROGERS, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: FRANK P. SCRUGGS, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS R. WATJEN Mgmt For For
1K. ELECTION OF DIRECTOR: DR. PHAIL WYNN, JR. Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE AN AMENDMENT TO THE SUNTRUST Mgmt For For
BANKS, INC. 2009 STOCK PLAN.
4. TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
SUNTRUST BANKS, INC. 2009 STOCK PLAN.
5. TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
SUNTRUST BANKS, INC. ANNUAL INCENTIVE PLAN.
6. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
SWEDBANK AB, STOCKHOLM Agenda Number: 704972961
--------------------------------------------------------------------------------------------------------------------------
Security: W9423X102
Meeting Type: AGM
Meeting Date: 19-Mar-2014
Ticker:
ISIN: SE0000242455
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THE BOARD MAKES NO Non-Voting
RECOMMENDATION ON RESOLUTIONS 22 AND 23.
THE STANDING INSTRUCTIONS FOR THIS MEETING
WILL BE DISABLED. THANK YOU.
1 Opening of the Meeting and address by the Non-Voting
Chair of the Board of Directors
2 Election of the Meeting Chair: The Non-Voting
Nomination Committee proposes that Advokat
Claes Zettermarck is elected Chair of the
Meeting
3 Preparation and approval of the voting list Non-Voting
4 Approval of the agenda Non-Voting
5 Election of two persons to verify the Non-Voting
minutes
6 Decision whether the Meeting has been duly Non-Voting
convened
7 a) Presentation of the annual report and Non-Voting
the consolidated accounts for the financial
year 2013; b) Presentation of the auditor's
reports for the bank and the group for the
financial year 2013; c) Address by the CEO
8 Adoption of the profit and loss account and Non-Voting
balance sheet of the bank and the
consolidated profit and loss account and
consolidated balance sheet for the
financial year 2013
9 Approval of the allocation of the bank's Mgmt For For
profit in accordance with the adopted
balance sheet as well as decision on the
record date for dividends. The Board of
Directors proposes that of the amount
approximately SEK 33 511m at the disposal
of the Meeting, approximately SEK 11 100m
is distributed as dividends to holders of
ordinary shares and the balance,
approximately SEK 22 411m, is carried
forward. The proposal is based on all
ordinary shares outstanding as of 31
December 2013. The proposal could be
changed in the event of additional share
repurchases or if treasury shares are
disposed of before the record day. A
dividend of SEK 10.10 for each ordinary
share is proposed. The proposed record date
is 24 March, 2014. With this record date,
the dividend is expected to be paid through
Euroclear on 27 March, 2014
10 Decision whether to discharge the members Mgmt For For
of the Board of Directors and the CEO from
liability
11 Determination of the number of Board Mgmt For For
members. The Nomination Committee proposes
that the number of Board members, which
shall be appointed by the Meeting, shall be
nine
12 Determination of the remuneration to the Mgmt For For
Board members and the Auditor
13 Election of the Board members and the Mgmt For For
Chair: The Nomination Committee proposes,
for the period until the close of the next
AGM, that the following Board members are
re-elected: Ulrika Francke, Goran Hedman,
Lars Idermark, Anders Igel, Pia Rudengren,
Anders Sundstrom, Karl-Henrik Sundstrom and
Siv Svensson. The Nomination Committee
proposes Maj-Charlotte Wallin as new member
of the Board of Directors for the period
until the close of the next AGM. The
Nomination Committee proposes that Anders
Sundstrom be elected as Chair of the Board
of Directors
14 Election of Auditor: The Nomination Mgmt For For
Committee proposes that the registered
public accounting firm Deloitte AB be
elected as auditor for the period until the
end of the 2018 Annual General Meeting
15 Decision on the Nomination Committee Mgmt For For
16 Decision on the guidelines for remuneration Mgmt For For
to top executives
17 Decision on amendments to the Articles of Mgmt For For
Association. As a consequence of the
mandatory conversion of preference shares
to ordinary shares during the year, the
Board of Directors now proposes to remove
the sections regarding, and all references
to, preference shares in the Articles of
Association. The Board of Directors is also
proposing to the AGM 2014 to remove
C-shares from the Articles of Association
since no such shares have been issued. This
results in changes in the Articles of
Association Section 3 ("Share capital etc")
so that only the first paragraph is kept
and that a new paragraph is included which
states that the shares each entitles to one
vote and also that Section 14 ("Right to
dividends, etc") is removed in its entirety
18 Decision to acquire own shares in Mgmt For For
accordance with the Securities Market Act
19 Decision on authorization for the Board of Mgmt For For
Directors to decide on acquisitions of own
shares in addition to what is stated in
item 18
20 Decision on authorization for the Board of Mgmt For For
Directors to decide on issuance of
convertibles
21.a Approval of the resolution of the Board of Mgmt For For
Directors on a common program (Eken 2014)
21.b Approval of the resolution of the Board of Mgmt For For
Directors of Swedbank regarding deferred
variable remuneration in the form of shares
(or another financial instrument in the
bank) under IP 2014
21.c Decision regarding transfer of own ordinary Mgmt For For
shares (or another financial instrument in
the bank)
22 Matter submitted by the shareholder Mgmt Against Against
Thorwald Arvidsson regarding suggested
proposal on an examination through a
special examiner in accordance with Chapter
10, Section 21 of the Companies Act
23 Matter submitted by the shareholder Tommy Mgmt Against Against
Jonasson on the shareholder's suggested
proposal regarding an initiative for an
integration institute
24 Closing of the meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
THE COMMUNITY FINANCIAL CORPORATION Agenda Number: 933945199
--------------------------------------------------------------------------------------------------------------------------
Security: 20368X101
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: TCFC
ISIN: US20368X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PHILIP T. GOLDSTEIN Mgmt For For
JAMES R. SHEPHERD Mgmt For For
M. ARSHED JAVAID Mgmt For For
2 THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
STEGMAN & COMPANY AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3 THE APPROVAL OF A NON-BINDING RESOLUTION ON Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
THE FIRST BANCORP, INC. Agenda Number: 933944313
--------------------------------------------------------------------------------------------------------------------------
Security: 31866P102
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: FNLC
ISIN: US31866P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KATHERINE M. BOYD Mgmt For For
1B. ELECTION OF DIRECTOR: DANIEL R. DAIGNEAULT Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT B. GREGORY Mgmt For For
1D. ELECTION OF DIRECTOR: TONY C. MCKIM Mgmt For For
1E. ELECTION OF DIRECTOR: CARL S. POOLE, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: MARK N. ROSBOROUGH Mgmt For For
1G. ELECTION OF DIRECTOR: CORNELIUS J. RUSSELL Mgmt For For
1H. ELECTION OF DIRECTOR: STUART G. SMITH Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID B. SOULE, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: BRUCE B. TINDAL Mgmt Against Against
2. TO APPROVE (ON A NON-BINDING BASIS), THE Mgmt For For
COMPENSATION OF THE COMPANY'S EXECUTIVES,
AS DISCLOSED IN THE COMPANY'S ANNUAL REPORT
AND PROXY STATEMENT.
3. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
4. TO RATIFY THE BOARD OF DIRECTORS AUDIT Mgmt For For
COMMITTEE'S SELECTION OF BERRY DUNN MCNEIL
& PARKER AS INDEPENDENT AUDITORS FOR THE
COMPANY FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 933934576
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD O. BERNDT Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1C. ELECTION OF DIRECTOR: PAUL W. CHELLGREN Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK Mgmt For For
1E. ELECTION OF DIRECTOR: ANDREW T. FELDSTEIN Mgmt For For
1F. ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt For For
1H. ELECTION OF DIRECTOR: ANTHONY A. MASSARO Mgmt For For
1I. ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt For For
1J. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1K. ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt For For
1L. ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt For For
1M. ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt For For
1N. ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. Mgmt For For
1O. ELECTION OF DIRECTOR: HELGE H. WEHMEIER Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
PNC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. A SHAREHOLDER PROPOSAL REGARDING A REPORT Shr For Against
ON GREENHOUSE GAS EMISSIONS OF BORROWERS
AND EXPOSURE TO CLIMATE CHANGE RISK.
--------------------------------------------------------------------------------------------------------------------------
TRUSTMARK CORPORATION Agenda Number: 933936481
--------------------------------------------------------------------------------------------------------------------------
Security: 898402102
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: TRMK
ISIN: US8984021027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ADOLPHUS B. BAKER Mgmt For For
TONI D. COOLEY Mgmt For For
DANIEL A. GRAFTON Mgmt For For
GERARD R. HOST Mgmt For For
DAVID H. HOSTER II Mgmt For For
JOHN M. MCCULLOUCH Mgmt For For
RICHARD H. PUCKETT Mgmt For For
R. MICHAEL SUMMERFORD Mgmt For For
LEROY G. WALKER, JR. Mgmt For For
WILLIAM G. YATES III Mgmt For For
2. TO PROVIDE ADVISORY APPROVAL OF TRUSTMARK'S Mgmt For For
EXECUTIVE COMPENSATION.
3. TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
TRUSTMARK'S INDEPENDENT AUDITOR FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 933926593
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: Y. MARC BELTON Mgmt For For
1C. ELECTION OF DIRECTOR: VICTORIA BUYNISKI Mgmt For For
GLUCKMAN
1D. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For
1G. ELECTION OF DIRECTOR: DOREEN WOO HO Mgmt For For
1H. ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt For For
1J. ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt For For
1L. ELECTION OF DIRECTOR: O'DELL M. OWENS, Mgmt For For
M.D., M.P.H.
1M. ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt For For
1N. ELECTION OF DIRECTOR: PATRICK T. STOKES Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR THE 2014
FISCAL YEAR.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
4. SHAREHOLDER PROPOSAL: ADOPTION OF A POLICY Shr Against For
REQUIRING THAT THE CHAIRMAN OF THE BOARD BE
AN INDEPENDENT DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
UNION FIRST MARKET BANKSHARES CORP Agenda Number: 933891764
--------------------------------------------------------------------------------------------------------------------------
Security: 90662P104
Meeting Type: Special
Meeting Date: 05-Dec-2013
Ticker: UBSH
ISIN: US90662P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
REORGANIZATION, DATED AS OF JUNE 9, 2013,
BETWEEN UNION FIRST MARKET BANKSHARES
CORPORATION ("UNION") AND STELLARONE
CORPORATION ("STELLARONE"), INCLUDING THE
RELATED PLAN OF MERGER, PURSUANT TO WHICH
STELLARONE WILL MERGE WITH AND INTO UNION
(THE "UNION MERGER PROPOSAL").
2. TO APPROVE AN AMENDMENT TO UNION'S ARTICLES Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM
36,000,000 TO 100,000,000 SHARES (THE
"ARTICLES AMENDMENT PROPOSAL").
3. TO ADJOURN THE MEETING, IF NECESSARY OR Mgmt For For
APPROPRIATE, TO PERMIT FURTHER SOLICITATION
OF PROXIES IN THE EVENT THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE MEETING
TO APPROVE THE UNION MERGER PROPOSAL AND
THE ARTICLES AMENDMENT PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
UNION FIRST MARKET BANKSHARES CORP Agenda Number: 933932623
--------------------------------------------------------------------------------------------------------------------------
Security: 90662P104
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: UBSH
ISIN: US90662P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BEVERLEY E. DALTON* Mgmt For For
THOMAS P. ROHMAN* Mgmt For For
CHARLES W. STEGER* Mgmt For For
KEITH L. WAMPLER* Mgmt For For
GLEN C. COMBS$ Mgmt For For
JAN S. HOOVER$ Mgmt For For
G. WILLIAM BEALE# Mgmt For For
GREGORY L. FISHER# Mgmt For For
PATRICK J. MCCANN# Mgmt For For
ALAN W. MYERS# Mgmt For For
LINDA V. SCHREINER# Mgmt For For
RAYMOND D. SMOOT, JR.# Mgmt For For
4. TO AMEND THE COMPANY'S ARTICLES OF Mgmt For For
INCORPORATION TO CHANGE THE COMPANY'S NAME
TO "UNION BANKSHARES CORPORATION"
5. TO RATIFY THE APPOINTMENT OF YOUNT, HYDE & Mgmt For For
BARBOUR, P. C. AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
6. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS SET FORTH IN
THE PROXY STATEMENT
--------------------------------------------------------------------------------------------------------------------------
UNITED BANCORP, INC. Agenda Number: 934030292
--------------------------------------------------------------------------------------------------------------------------
Security: 90944L103
Meeting Type: Special
Meeting Date: 25-Jun-2014
Ticker: UBMI
ISIN: US90944L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE AGREEMENT AND PLAN Mgmt For For
OF MERGER DATED AS OF JANUARY 7, 2014
BETWEEN UNITED BANCORP, INC. AND OLD
NATIONAL BANCORP.
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION THAT MAY BE PAID OR BECOME
PAYABLE TO UNITED BANCORP, INC.'S NAMED
EXECUTIVE OFFICERS THAT IS BASED ON OR
OTHERWISE RELATES TO COMPLETION OF THE
MERGER.
3. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES.
--------------------------------------------------------------------------------------------------------------------------
UNITED BANKSHARES, INC. Agenda Number: 933877649
--------------------------------------------------------------------------------------------------------------------------
Security: 909907107
Meeting Type: Special
Meeting Date: 21-Oct-2013
Ticker: UBSI
ISIN: US9099071071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AND ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF REORGANIZATION, DATED AS OF JANUARY 29,
2013, AMONG UNITED BANKSHARES, INC., ITS
SUBSIDIARY GEORGE MASON BANKSHARES, INC.
AND VIRGINIA COMMERCE BANCORP, INC., AND
RELATED PLAN OF MERGER, AS EACH MAY BE
AMENDED FROM TIME TO TIME (THE "MERGER
AGREEMENT").
2. TO APPROVE THE ISSUANCE OF THE SHARES OF Mgmt For For
UNITED BANKSHARES, INC. COMMON STOCK TO
VIRGINIA COMMERCE BANCORP, INC.
SHAREHOLDERS PURSUANT TO THE MERGER
AGREEMENT.
3. TO APPROVE THE ADJOURNMENT, POSTPONEMENT OR Mgmt For For
CONTINUANCE OF THE SPECIAL MEETING, ON ONE
OR MORE OCCASIONS, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES,
IN THE EVENT THAT THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO
ADOPT THE MERGER AGREEMENT AND APPROVE THE
ISSUANCE OF UNITED BANKSHARES, INC. COMMON
STOCK.
--------------------------------------------------------------------------------------------------------------------------
UNITED BANKSHARES, INC. Agenda Number: 933967626
--------------------------------------------------------------------------------------------------------------------------
Security: 909907107
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: UBSI
ISIN: US9099071071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD M. ADAMS Mgmt For For
ROBERT G. ASTORG Mgmt For For
W. GASTON CAPERTON, III Mgmt For For
PETER A. CONVERSE Mgmt For For
LAWRENCE K. DOLL Mgmt For For
W. DOUGLAS FISHER Mgmt For For
THEODORE J. GEORGELAS Mgmt For For
DOUGLAS J. LEECH Mgmt For For
JOHN M. MCMAHON Mgmt For For
J. PAUL MCNAMARA Mgmt For For
MARK R. NESSELROAD Mgmt For For
WILLIAM C. PITT, III Mgmt For For
MARY K. WEDDLE Mgmt For For
GARY G. WHITE Mgmt For For
P. CLINTON WINTER, JR. Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP TO ACT AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF UNITED'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
VANTAGESOUTH BANCSHARES, INC. Agenda Number: 934027106
--------------------------------------------------------------------------------------------------------------------------
Security: 92209W105
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: VSB
ISIN: US92209W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT Mgmt For For
AND PLAN OF MERGER, DATED AS OF JANUARY 27,
2014, BY AND AMONG THE COMPANY, YADKIN
FINANCIAL CORPORATION, AND PIEDMONT
COMMUNITY BANK HOLDINGS, INC. (THE
"AGREEMENT AND PLAN OF MERGER").
2. DIRECTOR
J. ADAM ABRAM Mgmt Withheld Against
DAVID S. BRODY Mgmt For For
ALAN N. COLNER Mgmt For For
SCOTT M. CUSTER Mgmt Withheld Against
GEORGE T. DAVIS, JR. Mgmt For For
THIERRY HO Mgmt For For
J. BRYANT KITTRELL, III Mgmt For For
JOSEPH T. LAMB, JR. Mgmt For For
STEVEN J. LERNER Mgmt For For
JAMES A. LUCAS, JR. Mgmt Withheld Against
CHARLES A. PAUL, III Mgmt For For
A. WELLFORD TABOR Mgmt For For
NICOLAS D. ZERBIB Mgmt For For
3. PROPOSAL TO RATIFY THE APPOINTMENT OF DIXON Mgmt For For
HUGHES GOODMAN LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
4. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
ANNUAL MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE APPROVAL
AND ADOPTION OF THE AGREEMENT AND PLAN OF
MERGER.
5. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS AS
DESCRIBED IN THE JOINT PROXY
STATEMENT/PROSPECTUS AND IN THE COMPANY'S
ANNUAL REPORT ON FORM 10-K DATED MARCH 13,
2014.
6. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, THE COMPENSATION THAT
THE COMPANY'S NAMED EXECUTIVE OFFICERS MAY
RECEIVE IN CONNECTION WITH THE MERGERS,
PURSUANT TO EXISTING AGREEMENTS OR
ARRANGEMENTS WITH PIEDMONT, AS DESCRIBED IN
THE JOINT PROXY STATEMENT/PROSPECTUS.
--------------------------------------------------------------------------------------------------------------------------
VIRGINIA HERITAGE BANK Agenda Number: 934006734
--------------------------------------------------------------------------------------------------------------------------
Security: 927819102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: VGBK
ISIN: US9278191021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES C. BROCKETT Mgmt For For
THOMAS P. CALDWELL Mgmt For For
DOUGLAS M. CHURCH, JR. Mgmt Withheld Against
THOMAS F. DUNGAN, III Mgmt For For
GARY L. HALL Mgmt For For
MARK A. KARL Mgmt For For
JOSEPH J. ROMAGNOLI Mgmt For For
DAVID P. SUMMERS Mgmt For For
DOUGLAS W. WALLACE Mgmt Withheld Against
ROBERT P. WARHURST Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
YOUNT, HYDE & BARBOUR, P.C. AS OUR
INDEPENDENT AUDITING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2014.
3. PROPOSAL TO APPROVE THE 2014 LONG-TERM Mgmt For For
INCENTIVE PLAN AND THE RESERVATION OF
250,000 SHARES OF COMMON STOCK FOR ISSUANCE
THEREUNDER.
--------------------------------------------------------------------------------------------------------------------------
WASHINGTON BANKING COMPANY Agenda Number: 933934122
--------------------------------------------------------------------------------------------------------------------------
Security: 937303105
Meeting Type: Special
Meeting Date: 15-Apr-2014
Ticker: WBCO
ISIN: US9373031056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF OCTOBER 23, 2013, BY
AND BETWEEN HERITAGE FINANCIAL CORPORATION
("HERITAGE") AND WASHINGTON BANKING,
PURSUANT TO WHICH WASHINGTON BANKING WILL
MERGE WITH AND INTO HERITAGE (THE "MERGER
PROPOSAL").
2. TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE MERGER
PROPOSAL (THE "ADJOURNMENT PROPOSAL").
3. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF THE COMPENSATION OF CERTAIN
EXECUTIVE OFFICERS OF WASHINGTON BANKING
THAT IS BASED ON OR OTHERWISE RELATES TO
THE PROPOSED MERGER WITH HERITAGE, AS
DESCRIBED IN THE JOINT PROXY
STATEMENT/PROSPECTUS (THE "COMPENSATION
PROPOSAL").
--------------------------------------------------------------------------------------------------------------------------
WASHINGTON TRUST BANCORP, INC. Agenda Number: 933931429
--------------------------------------------------------------------------------------------------------------------------
Security: 940610108
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: WASH
ISIN: US9406101082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN J. BOWEN Mgmt For For
ROBERT A. DIMUCCIO, CPA Mgmt For For
H. DOUGLAS RANDALL, III Mgmt For For
JOHN F. TREANOR Mgmt For For
2. THE RATIFICATION OF THE SELECTION OF KPMG Mgmt For For
LLP AS THE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
3. A NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE CORPORATION'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933937089
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1I) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1J) ELECTION OF DIRECTOR: JAMES H. QUIGLEY Mgmt For For
1K) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1L) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1N) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
2. VOTE ON AN ADVISORY RESOLUTION TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
4. ADOPT A POLICY TO REQUIRE AN INDEPENDENT Shr Against For
CHAIRMAN.
5. REVIEW AND REPORT ON INTERNAL CONTROLS OVER Shr For Against
THE COMPANY'S MORTGAGE SERVICING AND
FORECLOSURE PRACTICES.
--------------------------------------------------------------------------------------------------------------------------
WESBANCO, INC. Agenda Number: 933938651
--------------------------------------------------------------------------------------------------------------------------
Security: 950810101
Meeting Type: Annual
Meeting Date: 16-Apr-2014
Ticker: WSBC
ISIN: US9508101014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ABIGAIL M. FEINKNOPF Mgmt For For
PAUL M. LIMBERT Mgmt For For
JAY T. MCCAMIC Mgmt For For
F. ERIC NELSON, JR. Mgmt For For
TODD F. CLOSSIN Mgmt For For
2. ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
WESTAMERICA BANCORPORATION Agenda Number: 933930580
--------------------------------------------------------------------------------------------------------------------------
Security: 957090103
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: WABC
ISIN: US9570901036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
E. ALLEN Mgmt For For
L. BARTOLINI Mgmt For For
E.J. BOWLER Mgmt For For
A. LATNO, JR. Mgmt For For
P. LYNCH Mgmt For For
C. MACMILLAN Mgmt For For
R. NELSON Mgmt For For
D. PAYNE Mgmt For For
E. SYLVESTER Mgmt For For
2. APPROVE A NON-BINDING ADVISORY VOTE ON THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF INDEPENDENT AUDITOR. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WESTBURY BANCORP, INC Agenda Number: 934019868
--------------------------------------------------------------------------------------------------------------------------
Security: 95727P106
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: WBB
ISIN: US95727P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RONDI ROHR-DRALLE Mgmt For For
JAMES A. SPELLA Mgmt For For
TERRY WENDORFF Mgmt For For
2. THE APPROVAL OF THE WESTBURY BANCORP, INC. Mgmt For For
2014 EQUITY INCENTIVE PLAN.
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
MCGLADREY LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING SEPTEMBER 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
WILSHIRE BANCORP, INC. Agenda Number: 933985888
--------------------------------------------------------------------------------------------------------------------------
Security: 97186T108
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: WIBC
ISIN: US97186T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DONALD BYUN Mgmt For For
LAWRENCE JEON Mgmt For For
STEVEN KOH Mgmt For For
2. ADVISORY (NON-BINDING) PROPOSAL TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. TO RATIFY THE BOARD OF DIRECTORS' SELECTION Mgmt For For
OF CROWE HORWATH LLP AS WILSHIRE BANCORP'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION Agenda Number: 933965367
--------------------------------------------------------------------------------------------------------------------------
Security: 929328102
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: WSFS
ISIN: US9293281021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANCIS B. BRAKE, JR. Mgmt For For
CHARLES G. CHELEDEN Mgmt For For
MARK A. TURNER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG, Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
YADKIN FINANCIAL CORPORATION Agenda Number: 934025619
--------------------------------------------------------------------------------------------------------------------------
Security: 984305102
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: YDKN
ISIN: US9843051023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF JANUARY 27, 2014, AS
AMENDED, BY AND AMONG YADKIN FINANCIAL
CORPORATION, VANTAGESOUTH BANCSHARES, INC.,
AND PIEDMONT COMMUNITY BANK HOLDINGS, INC.
PURSUANT TO WHICH VANTAGESOUTH BANCSHARES,
INC. AND PIEDMONT COMMUNITY BANK HOLDINGS,
INC. WILL EACH MERGE WITH AND INTO YADKIN
FINANCIAL CORPORATION (WHICH WE REFER TO
COLLECTIVELY AS THE "MERGERS").
2. PROPOSAL TO AMEND THE ARTICLES OF Mgmt For For
INCORPORATION OF YADKIN FINANCIAL
CORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK TO
75,000,000 SHARES.
3A. ELECTION OF DIRECTOR: NOLAN G. BROWN Mgmt For For
3B. ELECTION OF DIRECTOR: HARRY M. DAVIS Mgmt For For
3C. ELECTION OF DIRECTOR: THOMAS J. HALL Mgmt For For
3D. ELECTION OF DIRECTOR: JAMES A. HARRELL, JR. Mgmt For For
3E. ELECTION OF DIRECTOR: LARRY S. HELMS Mgmt For For
3F. ELECTION OF DIRECTOR: DAN W. HILL, III Mgmt For For
3G. ELECTION OF DIRECTOR: ALISON J. SMITH Mgmt For For
3H. ELECTION OF DIRECTOR: HARRY C. SPELL Mgmt For For
3I. ELECTION OF DIRECTOR: JOSEPH H. TOWELL Mgmt For For
4. PROPOSAL TO RATIFY THE APPOINTMENT OF DIXON Mgmt For For
HUGHES GOODMAN LLP, AS YADKIN FINANCIAL
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
5. PROPOSAL TO ADJOURN THE YADKIN FINANCIAL Mgmt For For
CORPORATION ANNUAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN FAVOR OF PROPOSAL #1 AND/OR PROPOSAL #2
HEREIN.
6. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, THE COMPENSATION OF
CERTAIN EXECUTIVE OFFICERS OF YADKIN
FINANCIAL CORPORATION.
7. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, THE COMPENSATION THAT
CERTAIN EXECUTIVE OFFICERS OF YADKIN
FINANCIAL CORPORATION MAY RECEIVE IN
CONNECTION WITH THE MERGERS PURSUANT TO
EXISTING AGREEMENTS OR ARRANGEMENTS WITH
YADKIN FINANCIAL CORPORATION.
--------------------------------------------------------------------------------------------------------------------------
ZIONS BANCORPORATION Agenda Number: 933969973
--------------------------------------------------------------------------------------------------------------------------
Security: 989701107
Meeting Type: Annual
Meeting Date: 30-May-2014
Ticker: ZION
ISIN: US9897011071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JERRY C. ATKIN Mgmt For For
1B ELECTION OF DIRECTOR: PATRICIA FROBES Mgmt For For
1C ELECTION OF DIRECTOR: J. DAVID HEANEY Mgmt For For
1D ELECTION OF DIRECTOR: ROGER B. PORTER Mgmt For For
1E ELECTION OF DIRECTOR: STEPHEN D. QUINN Mgmt For For
1F ELECTION OF DIRECTOR: HARRIS H. SIMMONS Mgmt For For
1G ELECTION OF DIRECTOR: L.E. SIMMONS Mgmt For For
1H ELECTION OF DIRECTOR: SHELLEY THOMAS Mgmt For For
WILLIAMS
1I ELECTION OF DIRECTOR: STEVEN C. WHEELWRIGHT Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM TO AUDIT THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
CURRENT FISCAL YEAR.
3 APPROVAL, ON A NONBINDING ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4 THAT THE SHAREHOLDERS REQUEST THE BOARD OF Shr Against For
DIRECTORS TO ESTABLISH A POLICY REQUIRING
THAT THE BOARD'S CHAIRMAN BE AN
"INDEPENDENT" DIRECTOR.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) John Hancock Bank and Thrift Opportunity Fund
By (Signature) /s/ Andrew G. Arnott
Name Andrew G. Arnott
Title President
Date 08/19/2014