8-K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): May 2, 2016 (April 27, 2016)
New Mountain Finance Corporation
(Exact name of co-registrant as specified in its charter)
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Delaware | | 814-00832 | | 27-2978010 |
(State or other jurisdiction of incorporation or organization) | | (Commission File Number) | | (IRS Employer Identification Number) |
787 7th Avenue, 48th Floor, New York, NY 10019
(Address of principal executive offices)
Co-Registrant’s telephone number, including area code (212) 720-0300
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
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Item 5.07. | Submission of Matters to a Vote of Security Holders. |
New Mountain Finance Corporation (“NMFC”) held its 2016 Annual Meeting of Stockholders on April 27, 2016 and submitted two (2) matters to the vote of stockholders. A summary of the matters voted upon by the stockholders is set forth below.
Election of Directors:
Stockholders of NMFC elected two nominees for director, each to serve for a three-year term to expire at the 2019 Annual Meeting of Stockholders based on the following votes:
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Name | FOR | WITHHELD | Broker Non-Votes |
Robert A. Hamwee | 27,479,911 | 440,465 | 26,991,254 |
Alfred F. Hurley, Jr. | 25,701,122 | 2,219,254 | 26,991,254 |
Ratification of the Appointment of Deloitte & Touche LLP to serve as NMFC’s independent registered public accounting firm for the fiscal year ending December 31, 2016:
Stockholders of NMFC ratified the appointment of Deloitte & Touche LLP to serve as NMFC’s independent registered public accounting firm for the fiscal year ending December 31, 2016 based on the following votes:
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FOR | AGAINST | ABSTAINED | Broker Non-Votes |
53,933,690 | 830,625 | 147,315 | - |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrants have duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.
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| | NEW MOUNTAIN FINANCE CORPORATION
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Date: May 2, 2016 | | By: | | /s/ Karrie J. Jerry |
| | | | Name: | | Karrie J. Jerry |
| | | | Title: | | Corporate Secretary |