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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DOLLARHYDE INVESTMENT GROUP I LLC 27955 WEST WINDING WAY MALIBU, CA 90265 |
X | See Footnote (3) | ||
Dollarhyde Greg C/O ZOE'S KITCHEN INC. 5700 GRANITE PKWY GRANITE PARK BLDG #2, SUITE 455 PLANO, TX 75024 |
X | Chairman of the Board |
/s/ Jason Morgan as Attorney-in-Fact for Dollarhyde Investment Group I, LLC | 08/21/2014 | |
**Signature of Reporting Person | Date | |
/s/ Jason Morgan as Attorney-in-Fact for Greg Dollarhyde | 08/21/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Greg Dollarhyde has sold 30,000 shares and Dollarhyde Investment Group I, LLC has sold 280,000 shares. |
(2) | Greg Dollarhyde and Dollarhyde Investment Group I, LLC hold 267,478 shares of common stock and 437,913 shares of common stock, respectively. |
(3) | In addition to Greg Dollarhyde, this Form 4 is being filed jointly by Dollarhyde Investment Group I, LLC, an entity of which Greg Dollarhyde is the managing member. |