|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) | $ 40.7 | 06/01/2018 | M | 6,000 | 09/20/2014(3) | 10/14/2020 | Common Stock | 6,000 | $ 68.3573 | 30,000 | D | ||||
Restricted Stock Unit | $ 0 (4) | 06/01/2018 | M | 10,725 | 06/01/2016(5) | 08/03/2022 | Common Stock | 10,725 | $ 0 | 32,175 | D | ||||
Restricted Stock Unit | $ 0 (4) | 06/01/2018 | M | 10,725 | 06/01/2016(5) | 08/03/2022 | Common Stock | 10,725 | $ 0 | 21,450 | D | ||||
Restricted Stock Unit | $ 0 (4) | 06/01/2018 | M | 14,575 | 06/01/2017(6) | 06/01/2023 | Common Stock | 14,575 | $ 0 | 29,150 | D | ||||
Restricted Stock Unit | $ 0 (4) | 06/01/2018 | M | 14,250 | 06/01/2018(7) | 06/01/2024 | Common Stock | 14,250 | $ 0 | 42,750 | D | ||||
Restricted Stock Unit | $ 0 (4) | 06/03/2018 | M | 13,275 | 06/03/2015(8) | (8) | Common Stock | 13,275 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kurian George 1395 CROSSMAN AVE SUNNYVALE, CA 94089 |
X | CEO |
By: Roberta S. Cohen Attorney-in-Fact For: George Kurian | 06/05/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2017. |
(2) | The price in Column 4 is a weighted average price. The prices actually received ranged from $68.00 to $68.78. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
(3) | On October 15, 2013, the reporting person was granted 36,000 stock options of which 25% vested on September 20,2014. The balance of the shares vested monthly in equal installments over the next 36 months following September 20,2014, subject to continued service on each applicable vesting date. |
(4) | Restricted stock units convert into common stock on a one-for-one basis. |
(5) | On August 3, 2015, the reporting person was granted 42,900 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016 and subject to continued service on each applicable vesting date. |
(6) | On June 1, 2016, the reporting person was granted 58,300 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date. |
(7) | On June 1, 2017, the reporting person was granted 57,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date. |
(8) | On June 3, 2014, the reporting person was granted 53,100 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date. |