UNITED STATES | |||||
SECURITIES AND EXCHANGE COMMISSION | |||||
Washington, D.C. 20549 | |||||
FORM 8-A/A | |||||
(Amendment No. 1) | |||||
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES | |||||
PURSUANT TO SECTION 12(b) OR 12(g) OF THE | |||||
SECURITIES AND EXCHANGE ACT OF 1934 | |||||
IEC Electronics Corp. | |||||
(Exact name of registrant as specified in its charter) | |||||
Delaware | 13-3458955 | ||||
(State of incorporation or organization) | (IRS Employer Identification No.) | ||||
105 Norton Street, Newark, New York | 14513 | ||||
(Address of principal executive offices) | (Zip Code) | ||||
Securities to be registered pursuant to Section 12(b) of the Act: | |||||
Title of each class to be so registered | Name of each exchange on which each class is to be registered | ||||
Series A Junior Participating Preferred Stock Purchase Rights | NYSE MKT, LLC | ||||
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. x | |||||
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ¨ | |||||
Securities Act registration statement file number to which this form relates: | |||||
Securities to be registered pursuant to Section 12(g) of the Act: | |||||
(Title of Class) | |||||
(Title of Class) |
Item 2. | Exhibits. |
Exhibit No. | Description |
3.1 | Certificate of Designation of Series A Junior Participating Preferred Stock of IEC Electronics Corp. filed with the Secretary of the State of Delaware on July 31, 2014 is incorporated herein by reference from Exhibit 3.1 to the Company’s Current Report on Form 8-K/A filed on August 1, 2014. |
3.2 | Certificate of Elimination of Series A Junior Participating Preferred Stock of IEC Electronics Corp. filed with the Secretary of the State of Delaware on March 10, 2015 is incorporated herein by reference from Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on March 13, 2015. |
4.1 | Tax Benefit Preservation Plan Rights Agreement, dated as of July 31, 2014, by and between IEC Electronics Corp. and Registrar and Transfer Company, which includes the Form of Certificate of Designation as Exhibit A, Form of Rights Certificate as Exhibit B and the Form of Summary of Rights as Exhibit C is incorporated herein by reference from Exhibit 4.1 to the Company’s Current Report on Form 8-K filed on July 31, 2014. |
4.2 | First Amendment to Tax Benefit Preservation Plan Rights Agreement dated as of March 4, 2015 and effective as of February 20, 2015 between IEC Electronics Corp. and Computershare Trust Company, as successor rights agent to Registrar and Trust Company, as Rights Agent is incorporated herein by reference from Exhibit 4.2 to the Company’s Current Report on Form 8-K filed on March 13, 2015. |
IEC Electronics Corp. | |||
(Registrant) | |||
Date: | March 13, 2015 | By: | /s/ Michael T. Williams |
Michael T. Williams | |||
Chief Financial Officer |
Exhibit No. | Description | |
3.1 | Certificate of Designation of Series A Junior Participating Preferred Stock of IEC Electronics Corp. filed with the Secretary of the State of Delaware on July 31, 2014 is incorporated herein by reference from Exhibit 3.1 to the Company’s Current Report on Form 8-K/A filed on August 1, 2014. | |
3.2 | Certificate of Elimination of Series A Junior Participating Preferred Stock of IEC Electronics Corp. filed with the Secretary of the State of Delaware on March 10, 2015 is incorporated herein by reference from Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on March 13, 2015. | |
4.1 | Tax Benefit Preservation Plan Rights Agreement, dated as of July 31, 2014, by and between IEC Electronics Corp. and Registrar and Transfer Company, which includes the Form of Certificate of Designation as Exhibit A, Form of Rights Certificate as Exhibit B and the Form of Summary of Rights as Exhibit C is incorporated herein by reference from Exhibit 4.1 to the Company’s Current Report on Form 8-K filed on July 31, 2014. | |
4.2 | First Amendment to Tax Benefit Preservation Plan Rights Agreement dated as of March 4, 2015 and effective as of February 20, 2015 between IEC Electronics Corp. and Computershare Trust Company, as successor rights agent to Registrar and Trust Company, as Rights Agent is incorporated herein by reference from Exhibit 4.2 to the Company’s Current Report on Form 8-K filed on March 13, 2015. |