UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Phantom Stock (2) | Â (2) | Â (2) | Common Stock | 1,153.876 | $ (2) | D | Â |
Option (3) | 02/12/2011 | 02/12/2018 | Common Stock | 22,000 | $ 64.58 | D | Â |
Option (3) | 02/10/2012 | 02/10/2019 | Common Stock | 72,400 | $ 9.06 | D | Â |
Option (4) | 02/09/2013 | 02/09/2020 | Common Stock | 12,500 | $ 22.69 | D | Â |
Option (4) | 04/26/2014 | 04/26/2021 | Common Stock | 7,226 | $ 27.5 | D | Â |
Option (4) | 02/08/2014 | 02/08/2021 | Common Stock | 19,050 | $ 32.27 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Lienhard Jerome T 303 PEACHTREE STREET, N.E. ATLANTA, GA 30303 |
 |  |  President & CEO SunTrust Mortg |  |
David A. Wisniewski, Attorney-in-Fact for Jerome T. Lienhard | 12/06/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes the following shares which are subject to forteiture: 9,850 which vest on 2/9/2012; 3,690 which vest on 8/11/2012; 7,900 which vest on 2/9/2013; 8,000 which vest on 2/8/2014; and 2,728 which vest on 4/26/2014. |
(2) | The phantom stock units were acquired under the SunTrust Banks, Inc. Deferred Compensation Plan and convert to common stock on a one-to-one basis. |
(3) | Granted pursuant to the SunTrust Banks, Inc. 2004 Stock Plan. |
(4) | Granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan. |