UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-10325
MARKET VECTORS ETF TRUST
(Exact name of registrant as specified in charter)
335 Madison Avenue - 19th Floor, New York, N.Y. 10017
(Address of Principal Executive Office)
Bruce J. Smith
Chief Financial Officer
Market Vectors ETF Trust
335 Madison Avenue - 19th Floor
New York, N.Y. 10017
(Name and Address of Agent for Service)
Registrants telephone number, including area code: (212) 293-2000
Date of fiscal year end: 6/30/2013
Date of reporting period: July 1, 2012 through June 30, 2013
================================== Africa ETF ==================================
________________________________________________________________________________
ABSA Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
ASA CINS S0269J708 02/25/2013 Voted
Meeting Type Country of Trade
Special South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of Barclays Mgmt For For For
Africa Limited
("BAL")
2 Change of Company Name Mgmt For For For
to Barclays Africa
Group
Limited
3 Allot and Issue ABSA Mgmt For For For
Group Shares to
Barclays
4 Authorise Board to Mgmt For For For
Ratify and Execute
Approved
Resolutions
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
ABSA Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
ASA CINS S0269J708 05/02/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect Colin Beggs Mgmt For Against Against
4 Re-elect Yolanda Cuba Mgmt For For For
5 Re-elect Robert Le Blanc Mgmt For For For
6 Re-elect Trevor Munday Mgmt For Against Against
7 Re-elect Maria Ramos Mgmt For For For
8 Elect Wendy Lucas-Bull Mgmt For For For
9 Elect Ashok Vaswani Mgmt For For For
10 Elect Patrick Clackson Mgmt For For For
11 General Authority to Mgmt For For For
Issue
Shares
12 Approve Remuneration Mgmt For For For
Policy
13 Approve NEDs' Fees Mgmt For For For
14 Authority to Repurchase Mgmt For For For
Shares
15 Approve Financial Mgmt For For For
Assistance (section
44)
16 Approve Financial Mgmt For For For
Assistance (section
45)
________________________________________________________________________________
Afren
Ticker Security ID: Meeting Date Meeting Status
CINS G01283103 06/11/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For Against Against
Report
3 Elect Egbert Imomoh Mgmt For Against Against
4 Elect Peter Bingham Mgmt For For For
5 Elect John St. John Mgmt For Against Against
6 Elect Toby J.L. Hayward Mgmt For For For
7 Elect Ennio Sganzerla Mgmt For For For
8 Elect Patrick E.O. Obath Mgmt For For For
9 Elect Osman Shahenshah Mgmt For For For
10 Elect Shahid Ullah Mgmt For For For
11 Elect Darra Comyn Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Repurchase Mgmt For For For
Shares
16 Amendments to Articles Mgmt For For For
17 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Afren plc
Ticker Security ID: Meeting Date Meeting Status
AFR CINS G01283103 05/20/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
________________________________________________________________________________
African Minerals Limited
Ticker Security ID: Meeting Date Meeting Status
AMI CINS G0114P100 08/02/2012 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For Abstain Against
Report
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Board Size Mgmt For For For
5 Elect Vasile (Frank) Mgmt For Against Against
Timis
6 Elect Gibril Bangura Mgmt For For For
7 Elect Dermot Coughlan Mgmt For Against Against
8 Elect Cui Jurong Mgmt For For For
9 Amendments to Bye-Laws Mgmt For Against Against
Regarding Share
Interest
Enquiries
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Al Ezz Steel Rebars Company
Ticker Security ID: Meeting Date Meeting Status
ESRS CINS M07095108 06/29/2013 Take No Action
Meeting Type Country of Trade
Annual Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts Mgmt For TNA N/A
5 Ratification of Mgmt For TNA N/A
Chairman and Board
Acts
6 Directors' Fees Mgmt For TNA N/A
7 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
8 Related Party Mgmt For TNA N/A
Transactions;
Authority to Issue
Guarantees
9 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Al Ezz Steel Rebars Company
Ticker Security ID: Meeting Date Meeting Status
ESRS CINS M07095108 06/29/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Guarantee Agreement Mgmt For TNA N/A
with
Subsidiary
3 Amendment to Terms of Mgmt For TNA N/A
Bonds
________________________________________________________________________________
Anglogold Ashanti Limited
Ticker Security ID: Meeting Date Meeting Status
ANG CINS S04255196 03/11/2013 Voted
Meeting Type Country of Trade
Special South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Amendments to Mgmt For For For
the Long Term
Incentive Plan
2005
2 Approve Amendments to Mgmt For For For
the Bonus Share Plan
2005
3 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Anglogold Ashanti Limited
Ticker Security ID: Meeting Date Meeting Status
ANG CINS S04255196 03/27/2013 Voted
Meeting Type Country of Trade
Special South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adopt New Memorandum Mgmt For For For
2 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Anglogold Ashanti Limited
Ticker Security ID: Meeting Date Meeting Status
ANG CINS S04255196 05/13/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Michael J. Mgmt For For For
Kirkwood
3 Elect Anthony M. O'Neill Mgmt For For For
4 Re-elect Srinivasan Mgmt For For For
Venkatakrishnan
5 Election of Audit and Mgmt For For For
Corporate Governance
Committee Member
(Wiseman
Nkuhlu)
6 Election of Audit and Mgmt For For For
Corporate Governance
Committee Member
(Michael
Kirkwood)
7 Election of Audit and Mgmt For For For
Corporate Governance
Committee Member
(Rhidwaan
Gasant)
8 Election of Audit and Mgmt For For For
Corporate Governance
Committee Member
(Nozipho
January-Bardill)
9 General Authority to Mgmt For For For
Issue
Shares
10 Authority to Issue Mgmt For For For
Shares for
Cash
11 Approve Remuneration Mgmt For For For
Policy
12 Approve NEDs' Fees Mgmt For For For
(Board
Fees)
13 Approve NEDs' Fees Mgmt For For For
(Committee
Fees)
14 Authority to Repurchase Mgmt For For For
Shares
15 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Aquarius Platinum Limited
Ticker Security ID: Meeting Date Meeting Status
AQP CINS G0440M128 11/30/2012 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Timothy Mgmt For For For
Freshwater
3 Re-elect Zwelakhe Mgmt For For For
Mankazana
4 Re-elect G. Edward Mgmt For For For
Haslam
5 Elect Jean Nel Mgmt For For For
6 Authority to Repurchase Mgmt For For For
Shares
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Ratify Placement of Mgmt For For For
Securities
9 Ratify Placement of Mgmt For For For
Securities
10 Appoint Auditor and Mgmt For For For
Authorise Board to Set
Fees
________________________________________________________________________________
Aspen Pharmacare Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
APN CINS S0754A105 12/04/2012 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect N. Judy Dlamini Mgmt For For For
3 Re-elect John Buchanan Mgmt For For For
4 Re-elect Mogammed Bagus Mgmt For For For
5 Elect Douglas Dlamini Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Buchanan)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Andersen)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Zilwa)
10 Approve Amendments to Mgmt For For For
Share
Schemes
11 General Authority to Mgmt For Against Against
Issue
Shares
12 Approve Remuneration Mgmt For For For
Policy
13 Authorisation of Legal Mgmt For For For
Formalities
14 Approve NEDs' Fees Mgmt For For For
15 Approve Financial Mgmt For For For
Assistance
16 Adopt New Memorandum Mgmt For For For
17 Authority to Repurchase Mgmt For For For
Shares
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Attijariwafa Bank
Ticker Security ID: Meeting Date Meeting Status
ATW CINS V0378K121 04/02/2013 Take No Action
Meeting Type Country of Trade
Mix Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For TNA N/A
2 Related Party Mgmt For TNA N/A
Transactions
3 Allocation of Mgmt For TNA N/A
Profits/Dividends
4 Scrip Dividend Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
and Auditor
Acts
6 Director's Fees Mgmt For TNA N/A
7 Authorization of Legal Mgmt For TNA N/A
Formalities
8 Increase in Authorized Mgmt For TNA N/A
Capital for Scrip
Dividend
9 Authorization of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Attijariwafa Bank
Ticker Security ID: Meeting Date Meeting Status
ATW CINS V0378K121 11/23/2012 Take No Action
Meeting Type Country of Trade
Special Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Debt Mgmt For TNA N/A
Instruments
2 Authorization of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Banque Marocaine du Commerce Exterieur
Ticker Security ID: Meeting Date Meeting Status
BCE CINS V08866143 11/23/2012 Take No Action
Meeting Type Country of Trade
Mix Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Increase Mgmt For TNA N/A
Share
Capital
2 Authority to Issue Mgmt For TNA N/A
Shares through Private
Placement
3 Authority to Define Mgmt For TNA N/A
Terms of Capital
Increase
4 Authority to Establish Mgmt For TNA N/A
Subscription Period
for Capital
Increase
5 Authorization of Legal Mgmt For TNA N/A
Formalities
6 Authority to Issue Debt Mgmt For TNA N/A
Instruments
7 Authority to Define the Mgmt For TNA N/A
Terms of Debt
Issuance
8 Authorization of Legal Mgmt For TNA N/A
Formalities
9 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Commercial International Bank of Egypt
Ticker Security ID: Meeting Date Meeting Status
COMI CINS M25561107 03/14/2013 Take No Action
Meeting Type Country of Trade
Annual Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
Acts; Directors'
Fees
7 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
8 Charitable Donations Mgmt For TNA N/A
9 Board Committees' Fees Mgmt For TNA N/A
10 Changes to the Board Mgmt For TNA N/A
11 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Commercial International Bank of Egypt
Ticker Security ID: Meeting Date Meeting Status
COMI CINS M25561107 03/14/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Issue Bonds Mgmt For TNA N/A
________________________________________________________________________________
Douja Promotion Groupe Addoha SA
Ticker Security ID: Meeting Date Meeting Status
ADH CINS V3077W107 06/28/2013 Take No Action
Meeting Type Country of Trade
Mix Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For TNA N/A
2 Allocation of Mgmt For TNA N/A
Profits/Dividends
3 Scrip Dividend Mgmt For TNA N/A
4 Ratification of Board Mgmt For TNA N/A
and Auditors'
Acts
5 Related Party Mgmt For TNA N/A
Transactions
6 Directors' Fees Mgmt For TNA N/A
7 Ratification of Mgmt For TNA N/A
Co-Option of Taitinger
and
Faure
8 Election of Directors Mgmt For TNA N/A
9 Authorization of Legal Mgmt For TNA N/A
Formalities
10 Increase in Authorized Mgmt For TNA N/A
Capital for Scrip
Dividend
11 Authorization of Legal Mgmt For TNA N/A
Formalities
12 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
EFG-Hermes Holding Company
Ticker Security ID: Meeting Date Meeting Status
HRHO CINS M3047P109 09/16/2012 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Board Report Regarding Mgmt For TNA N/A
Strategic
Partnership
4 Report of Independent Mgmt For TNA N/A
Financial
Adviser
5 Transfer of Certain Mgmt For TNA N/A
Subsidiaries
6 Transfer of the Seed Mgmt For TNA N/A
Funding
7 Special Dividend Mgmt For TNA N/A
Distribution
8 Transfer of the EFG Mgmt For TNA N/A
Hermes Brand
Name
9 Put and Call Option Mgmt For TNA N/A
Related to Strategic
Partnership
10 Put and Call Option Mgmt For TNA N/A
Related to Strategic
Partnership
11 Put and Call Option Mgmt For TNA N/A
Related to Strategic
Partnership
12 Non-Compete Clause in Mgmt For TNA N/A
Favor of the Joint
Venture
13 Board Authority to Take Mgmt For TNA N/A
Necessary
Actions
________________________________________________________________________________
Egypt Kuwait Holding Co.
Ticker Security ID: Meeting Date Meeting Status
EKHO CINS M3400B101 03/16/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Elswedy Cables Holding Co
Ticker Security ID: Meeting Date Meeting Status
SWDY CINS M398AL106 04/22/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Related Party Mgmt For TNA N/A
Transactions
5 Accounts and Reports Mgmt For TNA N/A
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Minutes Mgmt For TNA N/A
8 Ratification of Board Mgmt For TNA N/A
Acts
9 Directors' Fees Mgmt For TNA N/A
10 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
11 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Elswedy Cables Holding Co
Ticker Security ID: Meeting Date Meeting Status
SWDY CINS M398AL106 04/22/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Equity Bank Ltd
Ticker Security ID: Meeting Date Meeting Status
EQTY CINS V3254M104 03/27/2013 Voted
Meeting Type Country of Trade
Annual Kenya
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Notice Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividend
4 Election of Directors Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Amendments to Articles Mgmt For For For
8 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
First Bank of Nigeria PLC
Ticker Security ID: Meeting Date Meeting Status
FIRSTBANK CINS V3559L108 09/24/2012 Voted
Meeting Type Country of Trade
Court Nigeria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Conversion to Holding Mgmt For For For
Company
Structure
5 Reduction in Share Mgmt For For For
Capital
Reserve
6 Delisting Mgmt For For For
7 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
First Bank of Nigeria Plc (FBN Holdings)
Ticker Security ID: Meeting Date Meeting Status
FBNH CINS V342A5109 05/31/2013 Voted
Meeting Type Country of Trade
Annual Nigeria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Election of Audit Mgmt For For For
Committee
Members
________________________________________________________________________________
First Quantum Minerals Ltd.
Ticker Security ID: Meeting Date Meeting Status
FM CINS 335934105 05/07/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Philip K.R. Mgmt For For For
Pascall
4 Elect G. Clive Newall Mgmt For For For
5 Elect Martin R. Rowley Mgmt For For For
6 Elect Peter St. George Mgmt For For For
7 Elect Andrew B. Adams Mgmt For For For
8 Elect Michael P. Mgmt For For For
Martineau
9 Elect Paul Brunner Mgmt For For For
10 Elect Michael Hanley Mgmt For For For
11 Elect Robert J. Harding Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
FirstRand Limited
Ticker Security ID: Meeting Date Meeting Status
FSR CINS S5202Z131 11/29/2012 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Lauritz Mgmt For For For
Dippenaar
2 Re-elect Leon Crouse Mgmt For Against Against
3 Re-elect Patrick Goss Mgmt For Against Against
4 Re-elect Nolulamo Gwagwa Mgmt For For For
5 Re-elect Deepak Mgmt For For For
Premnarayen
6 Re-elect Benedict van Mgmt For Against Against
der
Ross
7 Re-elect Jurie Bester Mgmt For For For
8 Elect Mary Bomela Mgmt For For For
9 Appointment of Joint Mgmt For For For
Auditors
10 Authority to Set Mgmt For For For
Auditor's
Fees
11 Approve Remuneration Mgmt For For For
Policy
12 General Authority to Mgmt For For For
Issue
Shares
13 Authority to Issue Mgmt For For For
Shares for
Cash
14 Amendments to Memorandum Mgmt For For For
15 Authority to Repurchase Mgmt For For For
Shares
16 Approve Financial Mgmt For For For
Assistance
17 Approve NEDs' Fees Mgmt For For For
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gold Fields Limited
Ticker Security ID: Meeting Date Meeting Status
GFI CINS S31755101 05/09/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
3 Re-elect David N. Murray Mgmt For For For
4 Re-elect Donald M.J. Mgmt For For For
Ncube
5 Re-elect Rupert Mgmt For For For
Pennant-Rea
6 Re-elect Gayle M. Wilson Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Member
(Wilson)
8 Elect Audit Committee Mgmt For For For
Member
(Menell)
9 Elect Audit Committee Mgmt For For For
Member
(Ncube)
10 Elect Audit Committee Mgmt For For For
Member
(Pennant-Rea)
11 General Authority to Mgmt For For For
Issue
Shares
12 Authority to Issue Mgmt For For For
Shares for
Cash
13 Approve Remuneration Mgmt For For For
Policy
14 Approve NEDs' Fees Mgmt For For For
15 Approve Financial Mgmt For For For
Assistance
16 Amendments to MOI Mgmt For For For
17 Amendments to MOI Mgmt For For For
18 Amendments to MOI Mgmt For For For
19 Amendments to MOI Mgmt For For For
20 Amendments to MOI Mgmt For For For
21 Amendments to MOI Mgmt For For For
22 Amendments to MOI Mgmt For For For
23 Amendments to MOI Mgmt For For For
24 Amendments to MOI Mgmt For For For
25 Amendments to MOI Mgmt For For For
26 Amendments to MOI Mgmt For For For
27 Amendments to MOI Mgmt For For For
28 Amendments to MOI Mgmt For For For
29 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Guaranty Trust Bank plc
Ticker Security ID: Meeting Date Meeting Status
GRTB CINS V41619103 04/25/2013 Voted
Meeting Type Country of Trade
Annual Nigeria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Members of the Mgmt For For For
Audit
Committee
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Impala Platinum Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IMP CINS S37840113 05/07/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Specific Authority to Mgmt For For For
Issue
Shares
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Impala Platinum Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IMP CINS S37840113 10/24/2012 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For Abstain Against
3 Elect Audit Committee Mgmt For For For
Member (Hugh
Cameron)
4 Elect Audit Committee Mgmt For For For
Member (Almorie
Maule)
5 Elect Audit Committee Mgmt For For For
Member (Babalwa
Ngonyama)
6 Approve Remuneration Mgmt For For For
Policy
7 Elect Almorie Maule Mgmt For For For
8 Re-elect Khotso Mokhele Mgmt For Against Against
9 Re-elect Noluthando Mgmt For For For
(Thandi)
Orleyn
10 General Authority to Mgmt For For For
Issue
Shares
11 Approve Long Term Mgmt For For For
Incentive Plan
2012
12 Authority to Repurchase Mgmt For For For
Shares
13 Approve NEDs' Fees Mgmt For For For
14 Adopt New Memorandum Mgmt For For For
________________________________________________________________________________
Lonmin plc
Ticker Security ID: Meeting Date Meeting Status
LMI CINS G56350112 01/31/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For Against Against
Report
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Roger Phillimore Mgmt For For For
6 Elect Ian Farmer Mgmt For Abstain Against
7 Elect Len Konar Mgmt For Against Against
8 Elect Jonathan Leslie Mgmt For For For
9 Elect David Munro Mgmt For For For
10 Elect Cyril Ramaphosa Mgmt For Against Against
11 Elect Simon Scott Mgmt For For For
12 Elect Mahomed Seedat Mgmt For For For
13 Elect Karen de Segundo Mgmt For For For
14 Elect James Sutcliffe Mgmt For For For
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Repurchase Mgmt For For For
Shares
17 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
18 Amendments to the Mgmt For For For
Balanced Scorecard
Bonus
Plan
19 Non-Voting Meeting Note N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lonmin plc
Ticker Security ID: Meeting Date Meeting Status
LMI CINS G56350112 11/19/2012 Voted
Meeting Type Country of Trade
Special United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Conduct Mgmt For For For
Rights
Issue
________________________________________________________________________________
Maroc Telecom SA (Itissalat Al-Maghrib)
Ticker Security ID: Meeting Date Meeting Status
IAM CINS V5721T117 04/24/2013 Take No Action
Meeting Type Country of Trade
Special Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For TNA N/A
2 Consolidated Accounts Mgmt For TNA N/A
and
Reports
3 Related Party Mgmt For TNA N/A
Transactions
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
5 Elect Jean Francois Mgmt For TNA N/A
Dubos
6 Elect Nizar Baraka Mgmt For TNA N/A
7 Elect Mohand Laenser Mgmt For TNA N/A
8 Elect Samir Mohammed Mgmt For TNA N/A
Tazi
9 Elect Jean-Rene Fourtou Mgmt For TNA N/A
10 Elect Regis Turrini Mgmt For TNA N/A
11 Elect Gerard Bremond Mgmt For TNA N/A
12 Appointment of Auditor Mgmt For TNA N/A
13 Authority to Repurchase Mgmt For TNA N/A
Shares
14 Authorization of Legal Mgmt For TNA N/A
Formalities
15 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
MTN Group Limited
Ticker Security ID: Meeting Date Meeting Status
MTN CINS S8039R108 05/28/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Azmi Mikati Mgmt For For For
2 Re-elect Sifiso Dabengwa Mgmt For For For
3 Re-elect Nazir Patel Mgmt For For For
4 Re-elect Alan van Biljon Mgmt For For For
5 Re-elect Jan H.N. Mgmt For For For
Strydom
6 Elect Fani Titi Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Member (Alan
Biljon)
8 Elect Audit Committee Mgmt For Against Against
Member (Nkateko
Mageza)
9 Elect Audit Committee Mgmt For For For
Member (Jeff van
Rooyen)
10 Elect Audit Committee Mgmt For Against Against
Member (Johnson
Njeke)
11 Appointment of Joint Mgmt For For For
Auditors
12 General Authority to Mgmt For For For
Issue
Shares
13 Approve Remuneration Mgmt For Against Against
Policy
14 Approve NEDs' Fees Mgmt For For For
15 Adopt New Memorandum Mgmt For For For
16 Authority to Repurchase Mgmt For For For
Shares
17 Approve Financial Mgmt For For For
Assistance (s. 44 and
45)
18 Approve Financial Mgmt For For For
Assistance (MTN
Zakhele
Transaction)
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Naspers Limited
Ticker Security ID: Meeting Date Meeting Status
NPN CINS S53435103 08/31/2012 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Approve Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Re-elect Rachel Jafta Mgmt For For For
5 Re-elect Debra Meyer Mgmt For For For
6 Re-elect Lambert Retief Mgmt For For For
7 Re-elect Neil van Mgmt For For For
Heerden
8 Re-elect Hein Willemse Mgmt For For For
9 Elect Audit Committee Mgmt For Against Against
Member (Francine-Ann
du
Plessis)
10 Elect Audit Committee Mgmt For For For
Member (Rachel
Jafta)
11 Elect Audit Committee Mgmt For For For
Member (Ben van der
Ross)
12 Elect Audit Committee Mgmt For For For
Member (Boetie van
Zyl)
13 Approve Remuneration Mgmt For Against Against
Policy
14 General Authority to Mgmt For For For
Issue
Shares
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 Approve Amendments to Mgmt For Abstain Against
the trust deed of the
Share Incentive
Scheme
17 Authorisation of Legal Mgmt For For For
Formalities
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Approve NEDs' Fees Mgmt For For For
(Board -
Chair)
20 Approve NEDs' Fees Mgmt For For For
(Board -
Member)
21 Approve NEDs' Fees Mgmt For For For
(Audit Committee -
Chair)
22 Approve NEDs' Fees Mgmt For For For
(Audit Committee -
Member)
23 Approve NEDs' Fees Mgmt For For For
(Risk Committee -
Chair)
24 Approve NEDs' Fees Mgmt For For For
(Risk Committee -
Member)
25 Approve NEDs' Fees Mgmt For For For
(Human Resources and
Remuneration Committee
-
Chair)
26 Approve NEDs' Fees Mgmt For For For
(Human Resources and
Remuneration Committee
-
Member)
27 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
-
Chair)
28 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
-
Memeber)
29 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee -
Chair)
30 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee -
Member)
31 Approve NEDs' Fees Mgmt For For For
(Media24 Safety,
Health and Environment
Committee
Members)
32 Approve NEDs' Fees Mgmt For For For
(Share Schemes/Other
Personnel Funds
Trustees)
33 Approve NEDs' Fees Mgmt For For For
(Media24 Pension Fund
-
Chair)
34 Approve NEDs' Fees Mgmt For For For
(Media24 Pension Fund
-
Trustees)
35 Non-Voting Agenda Item N/A N/A N/A N/A
36 Approve NEDs' Fees Mgmt For For For
(Board -
Chair)
37 Approve NEDs' Fees Mgmt For For For
(Board -
Member)
38 Approve NEDs' Fees Mgmt For For For
(Audit Committee -
Chair)
39 Approve NEDs' Fees Mgmt For For For
(Audit Committee -
Member)
40 Approve NEDs' Fees Mgmt For For For
(Risk Committee -
Chair)
41 Approve NEDs' Fees Mgmt For For For
(Risk Committee -
Member)
42 Approve NEDs' Fees Mgmt For For For
(Human Resources and
Remuneration Committee
-
Chair)
43 Approve NEDs' Fees Mgmt For For For
(Human Resources and
Remuneration Committee
-
Member)
44 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
-
Chair)
45 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
-
Member)
46 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee -
Chair)
47 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee -
Member)
48 Approve NEDs' Fees Mgmt For For For
(Media24 Safety,
Health and Environment
Committee
Members)
49 Approve NEDs' Fees Mgmt For For For
(Share Schemes/Other
Personnel Funds
Trustees)
50 Approve NEDs' Fees Mgmt For For For
(Media24 Pension Fund
-
Chair)
51 Approve NEDs' Fees Mgmt For For For
(Media24 Pension Fund
-
Trustees)
52 Approve Financial Mgmt For For For
Assistance
53 Authority to Repurchase Mgmt For For For
N Ordinary
Shares
54 Authority to Repurchase Mgmt For For For
A Ordinary
Shares
55 Adopt New Memorandum Mgmt For For For
________________________________________________________________________________
Nevsun Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
NSU CINS 64156L101 05/14/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect R. Stuart Angus Mgmt For Against Against
4 Elect Clifford T. Davis Mgmt For For For
5 Elect Robert Gayton Mgmt For Against Against
6 Elect Gary E. German Mgmt For For For
7 Elect Gerard E. Munera Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Adoption of Advance Mgmt For For For
Notice
Requirement
________________________________________________________________________________
Nevsun Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
NSU CINS 64156L101 09/05/2012 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Stock Option Plan Mgmt For For For
________________________________________________________________________________
Nigerian Breweries Plc
Ticker Security ID: Meeting Date Meeting Status
NB CINS V6722M101 05/15/2013 Voted
Meeting Type Country of Trade
Annual Nigeria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kolawole B. Jamodu Mgmt For For For
4 Elect Hubert I. Eze Mgmt For For For
5 Elect Jasper C. Hamaker Mgmt For For For
6 Elect Hendrik Albert Mgmt For For For
Wymenga
7 Elect Ifeko M. Omoigui Mgmt For For For
Okauru
8 Authority to Set Mgmt For For For
Auditor's
Fees
9 Election of Audit Mgmt For For For
Committee
Members
10 Directors' Fees Mgmt For For For
11 Amendment to Article 128 Mgmt For For For
________________________________________________________________________________
Old Mutual plc
Ticker Security ID: Meeting Date Meeting Status
OML CINS G67395114 05/09/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Danuta Gray Mgmt For For For
4 Elect Mike Arnold Mgmt For For For
5 Elect Phillip Broadley Mgmt For For For
6 Elect Alan Gillespie Mgmt For For For
7 Elect Reuel Khoza Mgmt For For For
8 Elect Roger Marshall Mgmt For For For
9 Elect Bongani Nqwababa Mgmt For For For
10 Elect Nku Nyembezi-Heita Mgmt For For For
11 Elect Patrick O'Sullivan Mgmt For For For
12 Elect Julian V.F. Mgmt For For For
Roberts
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Directors' Remuneration Mgmt For For For
Report
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Repurchase Mgmt For For For
Shares
19 Contingent Purchase Mgmt For For For
Contracts
20 Amendments to Articles Mgmt For For For
Regarding
Communications Sent by
Post
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Orascom Construction Industries
Ticker Security ID: Meeting Date Meeting Status
OCIC CINS M7525D108 02/13/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Related Party Mgmt For TNA N/A
Transactions
3 Equalization Agreement Mgmt For TNA N/A
________________________________________________________________________________
Orascom Construction Industries
Ticker Security ID: Meeting Date Meeting Status
OCIC CINS M7525D108 02/13/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Discussion of OCI N.V. Mgmt For TNA N/A
Tender
Offer
3 Non-Voting Agenda Item N/A N/A TNA N/A
4 Review Impact of the Mgmt For TNA N/A
Offer on the Company's
Securities
5 Update of Demerger of Mgmt For TNA N/A
the Construction
Business
6 Discussion of Employee Mgmt For TNA N/A
Stock Option
Plan
________________________________________________________________________________
Orascom Construction Industries
Ticker Security ID: Meeting Date Meeting Status
OCIC CINS M7525D108 06/19/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Establishment of OCI Mgmt For TNA N/A
N.V as the Parent
Company
4 OCI N.V. Tender Offer Mgmt For TNA N/A
and Appointment of
Independent Financial
Advisor
5 GDR and ADR Programs Mgmt For TNA N/A
________________________________________________________________________________
Orascom Construction Industries
Ticker Security ID: Meeting Date Meeting Status
OCIC CINS M7525D108 06/19/2013 Take No Action
Meeting Type Country of Trade
Annual Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Related Party Mgmt For TNA N/A
Transactions
3 Equalization Agreement Mgmt For TNA N/A
4 Settlement with Tax Mgmt For TNA N/A
Authority
5 Loan Contract with OCI Mgmt For TNA N/A
N.V.
________________________________________________________________________________
Orascom Telecom Holding S.A.E.
Ticker Security ID: Meeting Date Meeting Status
ORTE CINS M7526D107 04/07/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Auditor Mgmt For TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Report of the Board Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Directors' Fees Mgmt For TNA N/A
8 Charitable Donations Mgmt For TNA N/A
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
________________________________________________________________________________
Orascom Telecom Holding S.A.E.
Ticker Security ID: Meeting Date Meeting Status
ORTE CINS M7526D107 04/07/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Continuation of Mgmt For TNA N/A
Business
Activity
________________________________________________________________________________
Orascom Telecom Holding S.A.E.
Ticker Security ID: Meeting Date Meeting Status
ORTE CINS M7526D107 11/12/2012 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Related Party Mgmt For TNA N/A
Transactions
3 Restructuring Mgmt For TNA N/A
________________________________________________________________________________
Orascom Telecom Holding S.A.E.
Ticker Security ID: Meeting Date Meeting Status
ORTE CINS M7526D107 11/12/2012 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Change in Company Name Mgmt For TNA N/A
________________________________________________________________________________
Orascom Telecom Media and Technology Holding SAE
Ticker Security ID: Meeting Date Meeting Status
OTMT CINS M7525Q109 03/18/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Changes to the Board Mgmt For TNA N/A
8 Directors' Fees Mgmt For TNA N/A
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
10 Related Party Mgmt For TNA N/A
Transactions
11 Authority to Give Mgmt For TNA N/A
Guarantees
12 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Paladin Energy Limited
Ticker Security ID: Meeting Date Meeting Status
PDN CINS Q7264T104 11/22/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Donald Shumka Mgmt For For For
4 Re-elect Peter Donkin Mgmt For For For
5 Renew Employee Mgmt For For For
Performance Share
Rights
Plan
6 Renew Contractor Mgmt For For For
Performance Share
Rights
Plan
7 Ratify Placement of Mgmt For For For
Securities
8 Renew Proportional Mgmt For For For
Takeover
Provisions
________________________________________________________________________________
Perseus Mining Limited
Ticker Security ID: Meeting Date Meeting Status
PRU CINS Q74174105 11/23/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Rhett Brans Mgmt For Against Against
4 Re-elect T. Sean Harvey Mgmt For For For
5 Approve Performance Mgmt For For For
Rights
Plan
6 Equity Grant (MD/CEO Mgmt For For For
Mark
Calderwood)
7 Equity Grant (Executive Mgmt For For For
Director Colin
Carson)
8 Equity Grant (Executive Mgmt For For For
Director Rhett
Brans)
________________________________________________________________________________
Petra Diamonds Limited
Ticker Security ID: Meeting Date Meeting Status
PDL CINS G70278109 11/29/2012 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Adonis Pouroulis Mgmt For For For
6 Elect Johan Dippenaar Mgmt For For For
7 Elect David Abery Mgmt For For For
8 Elect Jim Davidson Mgmt For For For
9 Elect Anthony Lowrie Mgmt For For For
10 Elect Patrick Bartlett Mgmt For For For
11 Elect Gordon Hamilton Mgmt For For For
12 Elect Omar Kamal Mgmt For For For
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Randgold Resources Limited
Ticker Security ID: Meeting Date Meeting Status
RRS CUSIP 752344309 04/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For For For
Report
4 Elect Philippe Lietard Mgmt For For For
5 Elect D. Mark Bristow Mgmt For For For
6 Elect Norborne P. Cole, Mgmt For For For
Jr.
7 Elect Christopher Mgmt For For For
Coleman
8 Elect Kadri Dagdelen Mgmt For For For
9 Elect Jeanine Mabunda Mgmt For For For
Lioko
10 Elect Graham Mgmt For For For
Shuttleworth
11 Elect Andrew Quinn Mgmt For For For
12 Elect Karl Voltaire Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Directors' Fees Mgmt For For For
17 Equity Grant (Mark Mgmt For Against Against
Bristow)
18 Directors' Fees Mgmt For For For
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Remgro Limited
Ticker Security ID: Meeting Date Meeting Status
REM CINS S6873K106 11/27/2012 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect Jan Dreyer Mgmt For Against Against
4 Re-elect Nkateko Mageza Mgmt For Against Against
5 Re-elect Phillip Mgmt For For For
Moleketi
6 Re-elect F. Robertson Mgmt For For For
7 Re-elect J. Rupert Mgmt For Against Against
8 Re-elect H. Wessels Mgmt For For For
9 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Mageza)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Moleketi)
11 Elect Audit and Risk Mgmt For For For
Committee Member
(Robertson)
12 Elect Audit and Risk Mgmt For For For
Committee Member
(Wessels)
13 Approve NEDs' Fees Mgmt For For For
14 Authority to repurchase Mgmt For For For
shares
15 Authority to enter into Mgmt For For For
derivative
transactions
16 Approve Financial Mgmt For For For
Assistance
17 Approve Conversion of Mgmt For For For
Listed Ordinary
Shares
18 Approve Conversion of Mgmt For For For
Par Value
Shares
19 Adopt New Articles Mgmt For Abstain Against
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Resolute Mining Limited
Ticker Security ID: Meeting Date Meeting Status
RSG CINS Q81068100 11/27/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Peter Huston Mgmt For For For
4 Approve Performance Mgmt For For For
Rights
Plan
5 Equity Grant (CEO Mgmt For For For
Peter
Sullivan)
________________________________________________________________________________
Sanlam Ltd.
Ticker Security ID: Meeting Date Meeting Status
SLM CINS S7302C137 06/05/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Elect Yegs Ramiah Mgmt For For For
4 Elect Arun Duggal Mgmt For Against Against
5 Re-elect Desmond K. Mgmt For For For
Smith
6 Re-elect Christiaan G. Mgmt For For For
Swanepoel
7 Re-elect Rejoice Mgmt For For For
Simelane
8 Re-elect Philip de Mgmt For For For
Villiers
Rademeyer
9 Elect Audit Committee Mgmt For For For
Member (Philisiwe
Buthelezi)
10 Elect Audit Committee Mgmt For For For
Member (Ian
Plenderleith)
11 Elect Audit Committee Mgmt For For For
Member (Philip
Rademeyer)
12 Elect Audit Committee Mgmt For For For
Member (Christiaan
Swanepoel)
13 Approve Remuneration Mgmt For For For
Policy
14 Ratify Directors' Fees Mgmt For For For
15 Authorisation of Legal Mgmt For For For
Formalities
16 Approve NEDs' Fees Mgmt For For For
17 Approve Financial Mgmt For For For
Assistance (s.
44)
18 Approve Financial Mgmt For For For
Assistance (s.
45)
19 Authority to Repurchase Mgmt For For For
Shares
20 Authority to Issue 'B' Mgmt For For For
Convertible
Participating Deferred
Shares
________________________________________________________________________________
Sasol Limited
Ticker Security ID: Meeting Date Meeting Status
SOL CINS 803866102 11/30/2012 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Colin Beggs Mgmt For For For
2 Re-elect David Constable Mgmt For For For
3 Re-elect Henk Dijkgraaf Mgmt For For For
4 Re-elect Mandla Gantsho Mgmt For For For
5 Re-elect Imogen Mkhize Mgmt For For For
6 Re-elect Jurgen Schrempp Mgmt For For For
7 Elect Moses Mkhize Mgmt For For For
8 Elect Peter Robertson Mgmt For For For
9 Elect Stephen Westwell Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Elect Audit Committee Mgmt For For For
Member
(Beggs)
12 Elect Audit Committee Mgmt For For For
Member
(Dijkgraaf)
13 Elect Audit Committee Mgmt For For For
Member
(Gantsho)
14 Elect Audit Committee Mgmt For Against Against
Member
(Njeke)
15 Elect Audit Committee Mgmt For For For
Member
(Westwell)
16 Approve Remuneration Mgmt For For For
Policy
17 Approve NEDs' Fees Mgmt For For For
18 Approve Financial Mgmt For For For
Assistance
19 Adopt New Memorandum of Mgmt For For For
Incorporation
20 Authority to Repurchase Mgmt For For For
Shares
21 Authority to Repurchase Mgmt For For For
Shares
(Directors/Prescribed
Officers)
________________________________________________________________________________
SEMAFO Inc.
Ticker Security ID: Meeting Date Meeting Status
SMF CINS 816922108 05/13/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Terence F. Bowles Mgmt For For For
3 Elect Benoit Desormeaux Mgmt For For For
4 Elect Jean Lamarre Mgmt For For For
5 Elect John LeBoutillier Mgmt For For For
6 Elect Gilles Masson Mgmt For For For
7 Elect Lawrence I. Mgmt For For For
McBrearty
8 Elect Tertius Zongo Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Shoprite Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
SHP CINS S76263102 10/29/2012 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For Abstain Against
3 Re-elect JG Rademeyer Mgmt For Against Against
4 Re-elect EL Nel Mgmt For Against Against
5 Re-elect AE Karp Mgmt For Against Against
6 Elect JJ Fouche Mgmt For For For
7 Elect JA Rock Mgmt For For For
8 Elect ATM Mokgokong Mgmt For For For
9 Elect Audit Committee Mgmt For Against Against
Member (JG
Rademeyer)
10 Elect Audit Committee Mgmt For For For
Member (JA
Louw)
11 Elect Audit Committee Mgmt For For For
Member (JF
Malherbe)
12 General Authority to Mgmt For For For
Issue
Shares
13 Authority to Issue Mgmt For For For
Shares for
cash
14 Authorisation of Legal Mgmt For For For
Formalities
15 Approve Executive Share Mgmt For For For
Plan
16 Approve Remuneration Mgmt For Against Against
Policy
17 Approve NEDs' Fees Mgmt For For For
18 Approve Financial Mgmt For For For
Assistance (section
45)
19 Approve Financial Mgmt For For For
Assistance (section
44)
20 Authority to Repurchase Mgmt For For For
Shares
21 Adopt New Memorandum Mgmt For For For
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Standard Bank Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
SBK CINS S80605140 05/30/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Douglas D.B. Mgmt For For For
Band
3 Elect Ben Kruger Mgmt For For For
4 Re-elect Chris Nissen Mgmt For For For
5 Re-elect Myles J.D. Ruck Mgmt For For For
6 Elect Peter D. Sullivan Mgmt For Against Against
7 Elect Sim Tshabalala Mgmt For For For
8 Elect Peter Wharton-Hood Mgmt For For For
9 Appointment of Joint Mgmt For For For
Auditors
10 General Authority to Mgmt For For For
Issue Ordinary
Shares
11 General Authority to Mgmt For Against Against
Issue
Preference
Shares
12 Approve Remuneration Mgmt For For For
Policy
13 Approve NEDs' Fees Mgmt For For For
(Chairman)
14 Approve NEDs' Fees Mgmt For For For
(Director)
15 Approve NEDs' Fees Mgmt For For For
(International
Director)
16 Approve NEDs' Fees Mgmt For For For
(Chairman)
17 Approve NEDs' Fees Mgmt For For For
(Member)
18 Approve NEDs' Fees Mgmt For For For
(Chairman)
19 Approve NEDs' Fees Mgmt For For For
(Member)
20 Approve NEDs' Fees Mgmt For For For
(Chairman)
21 Approve NEDs' Fees Mgmt For For For
(Member)
22 Approve NEDs' Fees Mgmt For For For
(Chairman)
23 Approve NEDs' Fees Mgmt For For For
(Member)
24 Approve NEDs' Fees Mgmt For For For
(Chairman)
25 Approve NEDs' Fees Mgmt For For For
(Member)
26 Approve NEDs' Fees (Ad Mgmt For For For
Hoc Meeting
Attendance)
27 Authority to Issue Mgmt For For For
Shares Pursuant to
Equity Growth
Scheme
28 Authority to Issue Mgmt For For For
Shares Pursuant to
Share Incentive
Scheme
29 Authority to Repurchase Mgmt For For For
Shares
30 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Subsea 7 S.A.
Ticker Security ID: Meeting Date Meeting Status
SUBC CINS L8882U106 06/28/2013 Take No Action
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Board Mgmt For TNA N/A
and Auditor
Reports
2 Accounts and Reports Mgmt For TNA N/A
3 Consolidated Accounts Mgmt For TNA N/A
and
Reports
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Appointment of Auditor Mgmt For TNA N/A
7 Long-Term Incentive Plan Mgmt For TNA N/A
8 Elect Allen L. Stevens Mgmt For TNA N/A
9 Elect Dod A. Fraser Mgmt For TNA N/A
________________________________________________________________________________
Talaat Moustafa Group (TMG) Holding
Ticker Security ID: Meeting Date Meeting Status
TMGH CINS M8763H108 03/23/2013 Take No Action
Meeting Type Country of Trade
Annual Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Changes to the Board Mgmt For TNA N/A
7 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
8 Directors' Fees Mgmt For TNA N/A
9 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Telecom Egypt
Ticker Security ID: Meeting Date Meeting Status
ETEL CINS M87886103 03/27/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Changes to the Board Mgmt For TNA N/A
8 Charitable Donations Mgmt For TNA N/A
9 Directors' Fees Mgmt For TNA N/A
10 Related Party Mgmt For TNA N/A
Transactions
11 Allocation of Mgmt For TNA N/A
Profits/Dividends
________________________________________________________________________________
Telecom Egypt
Ticker Security ID: Meeting Date Meeting Status
ETEL CINS M87886103 08/09/2012 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Salary Restructuring Mgmt For TNA N/A
Plan for
Employees
3 Ratification of Mgmt For TNA N/A
Co-option of Board
Members
4 Election of Directors Mgmt For TNA N/A
________________________________________________________________________________
The Bidvest Group Limited
Ticker Security ID: Meeting Date Meeting Status
BVT CINS S1201R162 11/26/2012 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Elect Paul Cambo Baloyi Mgmt For For For
4 Elect Eric Diack Mgmt For For For
5 Elect Alexander Komape Mgmt For For For
Maditsi
6 Elect Lorato Phalatse Mgmt For For For
7 Re-elect Cyril Ramaphosa Mgmt For Against Against
8 Re-elect Donald Masson Mgmt For For For
9 Re-elect Tania Slabbert Mgmt For For For
10 Elect Audit Committee Mgmt For For For
Member
(Baloyi)
11 Elect Audit Committee Mgmt For For For
Member
(Diack)
12 Elect Audit Committee Mgmt For For For
Member
(Masson)
13 Elect Audit Committee Mgmt For For For
Member
(Payne)
14 Elect Social and Ethics Mgmt For For For
Committee
Members
15 Approve Remuneration Mgmt For Against Against
Policy
16 General Authority to Mgmt For For For
Issue
Shares
17 Authority to Issue Mgmt For For For
Shares for
Cash
18 Approve Allocation to Mgmt For For For
Distribute Share
Capital or
Premium
19 Authority to Issue Mgmt For For For
Convertible
Debentures
20 Authority to Repurchase Mgmt For For For
Shares
21 Approve NEDs' Fees Mgmt For For For
22 Approve Financial Mgmt For For For
Assistance
23 Adopt New Memorandum Mgmt For For For
________________________________________________________________________________
Tullow Oil Plc
Ticker Security ID: Meeting Date Meeting Status
TLW CINS G91235104 05/08/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For Against Against
Report
4 Elect Anne Drinkwater Mgmt For For For
5 Elect Tutu Agyare Mgmt For For For
6 Elect David Bamford Mgmt For For For
7 Elect Ann Grant Mgmt For For For
8 Elect Aidan Heavey Mgmt For For For
9 Elect Steve Lucas Mgmt For For For
10 Elect Graham Martin Mgmt For For For
11 Elect Angus McCoss Mgmt For For For
12 Elect Paul McDade Mgmt For For For
13 Elect Ian Springett Mgmt For For For
14 Elect Simon R. Thompson Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
20 Tullow Incentive Plan Mgmt For Against Against
21 Employee Share Award Mgmt For For For
Plan
22 Share Incentive Plan Mgmt For For For
Renewal
________________________________________________________________________________
United Bank for Africa Plc
Ticker Security ID: Meeting Date Meeting Status
UBA CINS V9T62Y106 06/07/2013 Voted
Meeting Type Country of Trade
Annual Nigeria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Election of Audit Mgmt For Abstain Against
Committee
Members
________________________________________________________________________________
United Bank for Africa Plc
Ticker Security ID: Meeting Date Meeting Status
UBA CINS V9T62Y106 12/13/2012 Voted
Meeting Type Country of Trade
Court Nigeria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scheme of Arrangement Mgmt For Abstain Against
2 Share Transfer Mgmt For Abstain Against
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Reduction of Mgmt For Abstain Against
Accumulated
Reserves
5 Authority to Modify Mgmt For Abstain Against
Scheme
6 Authority to Conclude Mgmt For Abstain Against
Pending
Transactions
7 Cancellation of Mgmt For Abstain Against
Previously Approved
Proposals
8 Authority to Effect Mgmt For Abstain Against
Scheme
________________________________________________________________________________
Vodacom Group Limited
Ticker Security ID: Meeting Date Meeting Status
VOD CINS S9453B108 07/20/2012 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Sipho Maseko Mgmt For For For
3 Elect Karen Witts Mgmt For For For
4 Elect David Brown Mgmt For For For
5 Elect Ivan Dittrich Mgmt For For For
6 Re-elect Petrus Uys Mgmt For For For
7 Re-elect Michael Joseph Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Approve Remuneration Mgmt For For For
Policy
10 Elect Audit, Risk and Mgmt For For For
Compliance Committee
Member (David
Brown)
11 Elect Audit, Risk and Mgmt For For For
Compliance Committee
Member (Phillip
Moleketi)
12 Elect Audit, Risk and Mgmt For For For
Compliance Committee
Member (Albertinah
Kekana)
13 Adopt New Articles Mgmt For For For
14 Authority to Repurchase Mgmt For For For
Shares
15 Increase NEDs' Fees Mgmt For For For
16 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Zenith Bank Plc
Ticker Security ID: Meeting Date Meeting Status
ZENITHBAN CINS V9T871109 04/24/2013 Voted
Meeting Type Country of Trade
Annual Nigeria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Election of Audit Mgmt For For For
Committee
Members
6 Directors' Fees Mgmt For For For
7 Elect Chinyere Asika Mgmt For For For
________________________________________________________________________________
Zenith Bank Plc
Ticker Security ID: Meeting Date Meeting Status
ZENITHBAN CINS V9T871109 11/21/2012 Voted
Meeting Type Country of Trade
Special Nigeria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Listing of Shares Mgmt For For For
2 Authorization of Legal Mgmt For For For
Formalities
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
=============================== Agribusiness ETF ===============================
________________________________________________________________________________
Adecoagro S.A.
Ticker Security ID: Meeting Date Meeting Status
AGRO CUSIP L00849106 04/17/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Consolidated Financial Mgmt For For For
Statements
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Board Mgmt For For For
Acts
5 Director Fees Mgmt For Abstain Against
6 Appointment of Auditor Mgmt For Abstain Against
7 Elect Alan L Boyce Mgmt For For For
8 Elect Andres Velasco Mgmt For For For
9 Elect Paulo Vieira Mgmt For Against Against
________________________________________________________________________________
AGCO Corporation
Ticker Security ID: Meeting Date Meeting Status
AGCO CUSIP 001084102 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect P. George Benson Mgmt For For For
2 Elect Wolfgang Deml Mgmt For For For
3 Elect Luiz Fernando Mgmt For For For
Furlan
4 Elect George E. Minnich Mgmt For For For
5 Elect Martin H. Mgmt For For For
Richenhagen
6 Elect Gerald L. Shaheen Mgmt For For For
7 Elect Mallika Srinivasan Mgmt For For For
8 Elect Hendrikus Visser Mgmt For For For
9 Amendment to the Mgmt For For For
Management Incentive
Plan
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Agrium Inc.
Ticker Security ID: Meeting Date Meeting Status
AGU CUSIP 008916108 04/09/2013 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For TNA N/A
2 Advisory Vote on Mgmt For TNA N/A
Executive
Compensation
3 Amendment to Mgmt For TNA N/A
Shareholder Rights
Plan
4.1 Elect David C. Everitt Mgmt For TNA N/A
4.2 Elect Russell K. Girling Mgmt For TNA N/A
4.3 Elect Susan A. Henry Mgmt For TNA N/A
4.4 Elect Russell J. Horner Mgmt For TNA N/A
4.5 Elect David J. Lesar Mgmt For TNA N/A
4.6 Elect John E. Lowe Mgmt For TNA N/A
4.7 Elect A. Anne McLellan Mgmt For TNA N/A
4.8 Elect Derek G. Pannell Mgmt For TNA N/A
4.9 Elect Frank W. Proto Mgmt For TNA N/A
4.10 Elect Mayo M. Schmidt Mgmt For TNA N/A
4.11 Elect Michael M. Wilson Mgmt For TNA N/A
4.12 Elect Victor J. Mgmt For TNA N/A
Zaleschuk
________________________________________________________________________________
Agrium Inc.
Ticker Security ID: Meeting Date Meeting Status
AGU CUSIP 008916108 04/09/2013 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt N/A For N/A
2 Advisory Vote on Mgmt N/A For N/A
Executive
Compensation
3 Amendment to Mgmt N/A For N/A
Shareholder Rights
Plan
4 Elect Dissident Nominee Mgmt N/A For N/A
Barry
Rosenstein
5 Elect Dissident Nominee Mgmt N/A For N/A
Mitchell
Jacobson
6 Elect Dissident Nominee Mgmt N/A For N/A
Stephen
Clark
7 Elect Dissident Nominee Mgmt N/A For N/A
David
Bullock
8 Elect Dissident Nominee Mgmt N/A Withhold N/A
Lyle
Vanclief
9 Elect Management Mgmt N/A For N/A
Nominee David
Everitt
10 Elect Management Mgmt N/A For N/A
Nominee Russell
Girling
11 Elect Management Mgmt N/A For N/A
Nominee David
Lesar
12 Elect Management Mgmt N/A For N/A
Nominee John
Lowe
13 Elect Management Mgmt N/A For N/A
Nominee A. Anne
McLellan
14 Elect Management Mgmt N/A For N/A
Nominee Michael
Wilson
15 Elect Management Mgmt N/A For N/A
Nominee Victor
Zaleschuk
________________________________________________________________________________
Andersons, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANDE CUSIP 034164103 05/10/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Anderson
1.2 Elect Gerard M Anderson Mgmt For Withhold Against
1.3 Elect Catherine M. Mgmt For Withhold Against
Kilbane
1.4 Elect Robert J. King, Mgmt For For For
Jr.
1.5 Elect Ross W. Manire Mgmt For For For
1.6 Elect Donald L. Mennel Mgmt For Withhold Against
1.7 Elect David L. Nichols Mgmt For Withhold Against
1.8 Elect John T. Stout, Jr. Mgmt For For For
1.9 Elect Jacqueline F. Mgmt For Withhold Against
Woods
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Archer-Daniels-Midland Company
Ticker Security ID: Meeting Date Meeting Status
ADM CUSIP 039483102 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan L. Boeckmann Mgmt For For For
2 Elect George W. Buckley Mgmt For For For
3 Elect Mollie Hale Carter Mgmt For For For
4 Elect Terrell K. Crews Mgmt For For For
5 Elect Pierre Dufour Mgmt For For For
6 Elect Donald E. Mgmt For For For
Felsinger
7 Elect Antonio Maciel Mgmt For For For
Neto
8 Elect Patrick J. Moore Mgmt For For For
9 Elect Thomas F. O'Neill Mgmt For For For
10 Elect Daniel Shih Mgmt For For For
11 Elect Kelvin R. Mgmt For For For
Westbrook
12 Elect Patricia A. Woertz Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Archer-Daniels-Midland Company
Ticker Security ID: Meeting Date Meeting Status
ADM CUSIP 039483102 11/01/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan Boeckmann Mgmt For For For
2 Elect George Buckley Mgmt For For For
3 Elect Mollie Carter Mgmt For For For
4 Elect Terrell Crews Mgmt For For For
5 Elect Pierre Dufour Mgmt For For For
6 Elect Donald Felsinger Mgmt For For For
7 Elect Antonio Maciel Mgmt For For For
Neto
8 Elect Patrick Moore Mgmt For For For
9 Elect Thomas O'Neill Mgmt For For For
10 Elect Daniel Shih Mgmt For For For
11 Elect Kelvin Westbrook Mgmt For For For
12 Elect Patricia Woertz Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Astra Agro Lestari Tbk
Ticker Security ID: Meeting Date Meeting Status
AALI CINS Y7116Q119 04/23/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate) and
Determination of their
Remuneration
4 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
BRF - Brasil Foods S.A.
Ticker Security ID: Meeting Date Meeting Status
BRFS3 CUSIP 10552T107 04/09/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Allocation of
Profits
2 Distribution of Mgmt For For For
Interest on
Capital
3 Distribution of Mgmt For For For
Dividends
4 Board Size Mgmt For For For
5 Election of Directors Mgmt For For For
6 Orientation of Votes Mgmt For Abstain Against
for Multiple
Vote
7 Election of Chairman Mgmt For Against Against
and Vice Chairman of
the
Board
8 Elect Attilio Guaspari Mgmt For For For
9 Elect Decio Magno Mgmt For For For
Andrade
Stochiero
10 Elect Susana Hanna Mgmt For For For
Stiphan
Jabra
11 Change of Company Name Mgmt For For For
12 Remuneration Policy Mgmt For For For
13 Amendment to Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
BRF - Brasil Foods S.A.
Ticker Security ID: Meeting Date Meeting Status
BRFS3 CUSIP 10552T107 12/18/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Ratification of Mgmt For For For
Appointment of
Appraiser
2 Merger Agreements and Mgmt For For For
Valuation
Reports
3 Mergers by Absorption - Mgmt For For For
Sadia and Heloisa
Industria e Comercio
de Produtos
Lacteos
4 Amendments to Articles Mgmt For For For
Regarding Novo Mercado
Listing Regulations
and Corporate
Purpose
________________________________________________________________________________
Bunge Limited
Ticker Security ID: Meeting Date Meeting Status
BG CUSIP G16962105 05/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bernard de La Mgmt For For For
Tour d'Auvergne
Lauraguais
2 Elect William Engels Mgmt For For For
3 Elect L. Patrick Lupo Mgmt For For For
4 Elect Soren Schroder Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
CF Industries Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP 125269100 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert C. Mgmt For For For
Arzbaecher
2 Elect Stephen J. Hagge Mgmt For For For
3 Elect Edward A. Schmitt Mgmt For For For
4 Repeal of Classified Mgmt For For For
Board
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal ShrHldr Against For Against
Regarding Simple
Majority
Vote
8 Shareholder Proposal ShrHldr Against Against For
Regarding Board
Diversity
9 Shareholder Proposal ShrHldr Against For Against
Regarding Political
Spending
Report
10 Shareholder Proposal ShrHldr Against For Against
Regarding
Sustainability
Report
________________________________________________________________________________
Chaoda Modern Agriculture (Holdings) Ltd.
Ticker Security ID: Meeting Date Meeting Status
CINS G2046Q107 12/31/2012 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect KWOK Ho Mgmt For Against Against
4 Elect FUNG Chi Kin Mgmt For Against Against
5 Elect TAM Ching Ho Mgmt For Against Against
6 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
China BlueChemical Ltd.
Ticker Security ID: Meeting Date Meeting Status
3983 CINS Y14251105 05/31/2013 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 FInancial Budget Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Elect WANG Mingyang as Mgmt For For For
Supervisor
11 Amendments to Articles Mgmt For For For
12 Authority to Issue Mgmt For Against Against
Domestic and H Shares
w/o Preemptive
Rights
________________________________________________________________________________
Chiquita Brands International
Ticker Security ID: Meeting Date Meeting Status
CQB CUSIP 170032809 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kerrii B. Anderson Mgmt For Withhold Against
1.2 Elect Howard W. Barker, Mgmt For For For
Jr.
1.3 Elect Clare M. Mgmt For For For
Hasler-Lewis
1.4 Elect Edward F Lonergan Mgmt For For For
1.5 Elect Jeffrey N. Simmons Mgmt For For For
1.6 Elect Steven P. Mgmt For Withhold Against
Stanbrook
1.7 Elect Ronald V. Waters Mgmt For For For
III
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
CNH Global N.V.
Ticker Security ID: Meeting Date Meeting Status
CNH CUSIP N20935206 12/17/2012 Take No Action
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For TNA N/A
2 Special Dividend Mgmt For TNA N/A
3 Transfer of Reserves Mgmt For TNA N/A
4 Compensation of Special Mgmt For TNA N/A
Committee
________________________________________________________________________________
Cresud S.A.
Ticker Security ID: Meeting Date Meeting Status
CRES CUSIP 226406106 10/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Meeting Mgmt For For For
Delegates
2 Ratification of Mgmt For For For
Accounting Recognition
of Deferred Tax
Liability
3 Accounts and Reports Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Ratification of Mgmt For For For
Supervisory Council
Acts
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Mgmt For For For
Directors'
Fees
8 Ratification of Mgmt For Abstain Against
Supervisory Council's
Fees
9 Election of Directors Mgmt For Abstain Against
10 Election of Supervisory Mgmt For Abstain Against
Council
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Debt Mgmt For For For
Instruments Pursuant
to Global Note
Programme
13 Update to Shared Mgmt For For For
Services
Agreement
14 Income Tax on Personal Mgmt For For For
Assets of
Shareholders
15 Amendments to Articles Mgmt For For For
Regarding Board
Meetings
16 Amendments to Articles Mgmt For For For
Regarding Legal
Representation
17 Update to Incentive Plan Mgmt For Abstain Against
18 Ratification of Mgmt For For For
Internal
Reorganization
Prospectus
________________________________________________________________________________
Darling International Inc.
Ticker Security ID: Meeting Date Meeting Status
DAR CUSIP 237266101 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
2 Elect O. Thomas Albrecht Mgmt For For For
3 Elect D. Eugene Ewing Mgmt For For For
4 Elect Charles Macaluso Mgmt For For For
5 Elect John D. March Mgmt For For For
6 Elect Michael Rescoe Mgmt For For For
7 Elect Michael Urbut Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/27/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel R. Allen Mgmt For For For
2 Elect Crandall C. Bowles Mgmt For For For
3 Elect Vance D. Coffman Mgmt For For For
4 Elect Charles O. Mgmt For For For
Holliday,
Jr.
5 Elect Dipak C. Jain Mgmt For For For
6 Elect Clayton M. Jones Mgmt For For For
7 Elect Joachim Milberg Mgmt For For For
8 Elect Richard B. Myers Mgmt For For For
9 Elect Thomas H. Patrick Mgmt For For For
10 Elect Aulana L. Peters Mgmt For For For
11 Elect Sherry M. Smith Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Re-approval of Mid-Term Mgmt For For For
Incentive
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Felda Global Ventures Holdings Berhad
Ticker Security ID: Meeting Date Meeting Status
FGV CINS Y2477B108 06/26/2013 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Mohd Isa Abdul Mgmt For Against Against
Samad
3 Elect Sabri Ahmad Mgmt For Against Against
4 Elect Wan Abdul Aziz Mgmt For For For
Wan
Abdullah
5 Elect Paduka Ismee Mgmt For Against Against
Ismail
6 Elect Wira Jalilah Baba Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Fiat Industrial S.p.A.
Ticker Security ID: Meeting Date Meeting Status
FI CINS T42136100 04/08/2013 Take No Action
Meeting Type Country of Trade
Special Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Account and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
3 Remuneration Report Mgmt For TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 List Presented by Exor Mgmt For TNA N/A
S.p.A
6 List Presented by Group Mgmt For TNA N/A
of Investors
Representing 1% of the
Company's Share
Capital
7 Statutory Auditors' Fees Mgmt For TNA N/A
________________________________________________________________________________
First Resources Limited
Ticker Security ID: Meeting Date Meeting Status
EB5 CINS Y2560F107 04/22/2013 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect TENG Cheong Kwee Mgmt For For For
4 Elect HEE Theng Fong Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
8 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Glanbia Plc
Ticker Security ID: Meeting Date Meeting Status
GL9 CINS G39021103 11/20/2012 Voted
Meeting Type Country of Trade
Special Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Joint Venture Mgmt For For For
________________________________________________________________________________
Golden Agri-Resources Limited
Ticker Security ID: Meeting Date Meeting Status
E5H CINS V39076134 04/25/2013 Voted
Meeting Type Country of Trade
Annual Mauritius
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect Rafael Buhay Mgmt For For For
Concepcion,
Jr.
5 Elect Muktar Widjaja Mgmt For Against Against
6 Elect HONG Pian Tee Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
9 Authority to Repurchase Mgmt For For For
Shares
10 Related Party Mgmt For Against Against
Transactions
________________________________________________________________________________
Graincorp Limited
Ticker Security ID: Meeting Date Meeting Status
GNC CINS Q42655102 12/20/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Remuneration Report Mgmt For For For
4 Re-elect Don Taylor Mgmt For For For
5 Re-elect David Trebeck Mgmt For For For
6 Re-elect Donald Mgmt For For For
McGauchie
7 Equity Grant (MD/CEO Mgmt For For For
Alison Watkins) and
Amendment to Terms of
Incentive
Plans
8 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Indofood Agri Resources Limited
Ticker Security ID: Meeting Date Meeting Status
5JS CINS Y3974E108 04/26/2013 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect Axton Salim Mgmt For Against Against
5 Elect TJHIE Tje Fie Mgmt For Against Against
6 Elect Suaimi Suriady Mgmt For For For
7 Elect Sonny Lianto Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Related Party Mgmt For For For
Transactions
14 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Ingredion Incorporated
Ticker Security ID: Meeting Date Meeting Status
INGR CUSIP 457187102 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard J. Almeida Mgmt For For For
2 Elect Luis Mgmt For Against Against
Aranguren-Trellez
3 Elect David B. Fischer Mgmt For For For
4 Elect Ilene S. Gordon Mgmt For For For
5 Elect Paul Hanrahan Mgmt For For For
6 Elect Wayne M. Hewett Mgmt For For For
7 Elect Gregory B. Kenny Mgmt For For For
8 Elect Barbara A. Klein Mgmt For For For
9 Elect James M. Ringler Mgmt For For For
10 Elect Dwayne A. Wilson Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
IOI Corporation Berhad
Ticker Security ID: Meeting Date Meeting Status
IOICORP CINS Y41763106 10/29/2012 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LEE Yeow Chor Mgmt For For For
2 Elect LEE Cheng Leang Mgmt For For For
3 Elect CHEAH Tek Kuang Mgmt For For For
4 Elect LEE Shin Cheng Mgmt For Against Against
5 Elect Mohd Khalil Mohd Mgmt For For For
Noor
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Authority to Repurchase Mgmt For For For
Shares
10 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
K + S AG
Ticker Security ID: Meeting Date Meeting Status
SDF CINS D48164129 05/14/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratification of Mgmt For TNA N/A
Management Board
Acts
9 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For TNA N/A
11 Elect Jella Mgmt For TNA N/A
Benner-Heinacher
12 Elect Wesley Clark Mgmt For TNA N/A
13 Elect Bernd Malmstrom Mgmt For TNA N/A
14 Elect Annette Messemer Mgmt For TNA N/A
15 Elect Rudolf Muller Mgmt For TNA N/A
16 Elect Eckart Sunner Mgmt For TNA N/A
________________________________________________________________________________
Kernel Holding SA
Ticker Security ID: Meeting Date Meeting Status
KER CINS L5829P109 11/30/2012 Take No Action
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual General Meeting Mgmt For TNA N/A
Date
2 Consolidated Accounts Mgmt For TNA N/A
and
Reports
3 Accounts and Reports Mgmt For TNA N/A
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Elect Andrzej Danilczuk Mgmt For TNA N/A
and Ton Schurink as
Independent
Directors
7 Elect Sergei Shibaev Mgmt For TNA N/A
8 Directors' Fees Mgmt For TNA N/A
9 Executive Directors' Mgmt For TNA N/A
Fees
10 Appointment of Auditor Mgmt For TNA N/A
11 Non-Voting Meeting Note N/A N/A TNA N/A
12 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Kernel Holding SA
Ticker Security ID: Meeting Date Meeting Status
KER CINS L5829P109 11/30/2012 Take No Action
Meeting Type Country of Trade
Special Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Authorized Mgmt For TNA N/A
Capital
2 Amendment to Article 5 Mgmt For TNA N/A
3 Amendment to Articles 9 Mgmt For TNA N/A
and
15
4 Amendment to Article 14 Mgmt For TNA N/A
5 Renumbering of Articles Mgmt For TNA N/A
6 Non-Voting Meeting Note N/A N/A TNA N/A
7 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Kuala Lumpur Kepong Berhad
Ticker Security ID: Meeting Date Meeting Status
KLK CINS Y47153104 02/20/2013 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect LEE Oi Hian Mgmt For For For
3 Elect KWOK Kian Hai Mgmt For Against Against
4 Elect THONG Yaw Hong Mgmt For For For
5 Elect Raja Muhammad Mgmt For For For
Alias bin Raja
Muhammad
Ali
6 Directors' Fees Mgmt For Against Against
7 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
8 Authority to Repurchase Mgmt For For For
Shares
9 Related Party Mgmt For For For
Transactions
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Kubota Corporation
Ticker Security ID: Meeting Date Meeting Status
6326 CUSIP 501173207 06/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2.1 Elect Yasuo Masumoto Mgmt For Withhold Against
2.2 Elect Tetsuji Tomita Mgmt For For For
2.3 Elect Satoru Sakamoto Mgmt For For For
2.4 Elect Masatoshi Kimata Mgmt For For For
2.5 Elect Toshihiro Kubo Mgmt For For For
2.6 Elect Shigeru Kimura Mgmt For For For
2.7 Elect Yuzuru Mizuno Mgmt For For For
2.8 Elect Junichi Satoh Mgmt For For For
3 Elect Masaharu Kawachi Mgmt For For For
as Statutory
Auditor
4 Bonus Mgmt For For For
________________________________________________________________________________
Kubota Corporation
Ticker Security ID: Meeting Date Meeting Status
6326 CINS J36662138 06/21/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect Yasuo Masumoto Mgmt For Against Against
4 Elect Tetsuji Tomita Mgmt For For For
5 Elect Satoru Sakamoto Mgmt For For For
6 Elect Masatoshi Kimata Mgmt For For For
7 Elect Toshihiro Kubo Mgmt For For For
8 Elect Shigeru Kimura Mgmt For For For
9 Elect Yuzuru Mizuno Mgmt For For For
10 Elect Junichi Satoh Mgmt For For For
11 Elect Masaharu Kawachi Mgmt For For For
as Statutory
Auditor
12 Bonus Mgmt For For For
________________________________________________________________________________
Kumiai Chemical Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
4996 CINS J36834117 01/30/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect Eisuke Ishihara Mgmt For Against Against
4 Elect Sadanao Hori Mgmt For For For
5 Elect Takeo Ohtake Mgmt For For For
6 Elect Kozoh Nagayama Mgmt For For For
7 Elect Toshihiro Anbe Mgmt For For For
8 Elect Yoshitomo Koike Mgmt For For For
9 Elect Masahiro Ojima Mgmt For For For
10 Elect Takao Uezono Mgmt For For For
11 Elect Atsuhiro Katoh Mgmt For For For
12 Elect Fumihito Fujimoto Mgmt For For For
13 Elect Tohru Hikiyashiki Mgmt For For For
14 Elect Tadataka Yasuda Mgmt For For For
15 Retirement Allowances Mgmt For Against Against
for
Director(s)
16 Statutory Auditors' Fees Mgmt For For For
________________________________________________________________________________
Lindsay Corporation
Ticker Security ID: Meeting Date Meeting Status
LNN CUSIP 535555106 01/28/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Howard Buffett Mgmt For For For
1.2 Elect Michael Nahl Mgmt For For For
1.3 Elect William Welsh II Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Marine Harvest ASA
Ticker Security ID: Meeting Date Meeting Status
MHG CINS R2326D105 05/23/2013 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Election of Presiding Mgmt For TNA N/A
Chairman and
Individuals to Check
Minutes
6 Meeting Notice and Mgmt For TNA N/A
Agenda
7 Non-Voting Agenda Item N/A N/A TNA N/A
8 CEO's Address Mgmt For TNA N/A
9 Allocation of Mgmt For TNA N/A
Profits/Dividends
10 Special Dividend Mgmt For TNA N/A
11 Acquisition Mgmt For TNA N/A
12 Authority to Repurchase Mgmt For TNA N/A
Shares
13 Authority to Increase Mgmt For TNA N/A
Share
Capital
14 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments
15 Directors' Fees Mgmt For TNA N/A
16 Election of Directors Mgmt For TNA N/A
17 Nomination Committee Mgmt For TNA N/A
and Nomination
Committee
Fees
18 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
19 Compensation Guidelines Mgmt For TNA N/A
20 Non-Voting Agenda Item N/A N/A TNA N/A
________________________________________________________________________________
Monsanto Company
Ticker Security ID: Meeting Date Meeting Status
MON CUSIP 61166W101 01/31/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David Chicoine Mgmt For For For
2 Elect Arthur Harper Mgmt For For For
3 Elect Gwendolyn King Mgmt For For For
4 Elect Jon Moeller Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Repeal of Classified Mgmt For For For
Board
8 Shareholder Proposal ShrHldr Against Against For
Regarding Genetically
Modified
Organisms
________________________________________________________________________________
Nippon Meat Packers Inc
Ticker Security ID: Meeting Date Meeting Status
2282 CINS J54752142 06/26/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hiroshi Kobayashi Mgmt For For For
2 Elect Noboru Takezoe Mgmt For For For
3 Elect Hiroji Ohkoso Mgmt For For For
4 Elect Kohji Uchida Mgmt For For For
5 Elect Yoshihide Hata Mgmt For For For
6 Elect Juichi Suezawa Mgmt For For For
7 Elect Kazuhiro Tsujimoto Mgmt For For For
8 Elect Kohji Kawamura Mgmt For For For
9 Elect Toshiko Katayama Mgmt For For For
10 Elect Iwao Taka Mgmt For For For
11 Elect Hiroshi Itagaki Mgmt For For For
as Statutory
Auditor
12 Renewal of Takeover Mgmt For Against Against
Defense
Plan
________________________________________________________________________________
Nufarm Limited
Ticker Security ID: Meeting Date Meeting Status
NUF CINS Q7007B105 12/06/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Bruce Mgmt For For For
Goodfellow
4 Elect Frank Ford Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Doug
Rathbone)
________________________________________________________________________________
Nutreco Holding N.V.
Ticker Security ID: Meeting Date Meeting Status
NUO CINS N6509P102 03/28/2013 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Mgmt For For For
Management Board
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Appointment of Auditor Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Stock Split Mgmt For For For
12 Elect Rob J. Frohn Mgmt For For For
13 Elect Ajai Puri Mgmt For For For
14 Elect Jaap A.J. Vink Mgmt For For For
15 Elect K. Nesse to the Mgmt For For For
Management
Board
16 Elect J. Vergeer to the Mgmt For For For
Management
Board
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Suppress Mgmt For For For
Preemptive
Rights
19 Authority to Repurchase Mgmt For For For
Shares
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Nutreco Holding N.V.
Ticker Security ID: Meeting Date Meeting Status
NUO CINS N6509P102 07/23/2012 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Elect V Halseth Mgmt For For For
3 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Olam International Limited
Ticker Security ID: Meeting Date Meeting Status
O32 CINS Y6421B106 01/15/2013 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Payment of Mgmt For For For
Sub-underwriting
Commission
________________________________________________________________________________
Olam International Limited
Ticker Security ID: Meeting Date Meeting Status
O32 CINS Y6421B106 10/31/2012 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Mark Daniell Mgmt For For For
4 Elect Andy TSE Po Shing Mgmt For For For
5 Elect WONG Heng Tew Mgmt For For For
6 Elect Sridhar Krishnan Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
10 Authority to Issue Mgmt For For For
Shares under Olam
Employee Share Option
Scheme
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Issue Mgmt For For For
Shares under Olam
Scrip Dividend
Scheme
________________________________________________________________________________
Potash Corp. Of Saskatchewan Inc.
Ticker Security ID: Meeting Date Meeting Status
POT CUSIP 73755L107 05/16/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher M. Mgmt For For For
Burley
1.2 Elect Donald G. Mgmt For For For
Chynoweth
1.3 Elect Daniel Clauw Mgmt For For For
1.4 Elect William J. Doyle Mgmt For For For
1.5 Elect John W. Estey Mgmt For For For
1.6 Elect Gerald W. Grandey Mgmt For For For
1.7 Elect Charles S. Hoffman Mgmt For For For
1.8 Elect Dallas J. Howe Mgmt For For For
1.9 Elect Alice D. Laberge Mgmt For For For
1.10 Elect Keith G. Martell Mgmt For For For
1.11 Elect Jeffrey J. McCaig Mgmt For For For
1.12 Elect Mary A. Mogford Mgmt For For For
1.13 Elect Elena Viyella de Mgmt For Withhold Against
Paliza
2 Appointment of Auditor Mgmt For For For
3 2013 Performance Option Mgmt For For For
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PPB Group Berhad
Ticker Security ID: Meeting Date Meeting Status
PEPT CINS Y70879104 05/14/2013 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect ONG Hung Hock Mgmt For For For
5 Elect SOH Chin Teck Mgmt For Against Against
6 Elect Ahmad Sufian @ Mgmt For For For
Qurnain bin Abdul
Rashid
7 Elect OH Siew Nam Mgmt For Against Against
8 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
10 Related Party Mgmt For For For
Transactions
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
PT Charoen Pokphand Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
CPIN CINS Y71207164 05/15/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
________________________________________________________________________________
PT PP London Sumatra Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
LSIP CINS Y7137X101 05/24/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
PT PP London Sumatra Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
LSIP CINS Y7137X101 05/24/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to the Mgmt For Abstain Against
Company's
Status
2 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Sinofert Holdings Limited (fka Sinochem Hong Kong Holdings
Ticker Security ID: Meeting Date Meeting Status
0297 CINS G8403G103 06/13/2013 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect FENG Zhi Bin Mgmt For For For
6 Elect Stephen F. Dowdle Mgmt For For For
7 Elect Aloysius TSE Hau Mgmt For For For
Yin
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Smithfield Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
SFD CUSIP 832248108 09/19/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph Luter, III Mgmt For For For
2 Elect C. Larry Pope Mgmt For For For
3 Elect Wendell Murphy Mgmt For Against Against
4 Elect Paul Trible, Jr. Mgmt For Against Against
5 Repeal of Classified Mgmt For For For
Board
6 Elimination of Mgmt For For For
Supermajority
Requirement
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Sociedad Quimica y Minera de Chile SA - SQM
Ticker Security ID: Meeting Date Meeting Status
SQM-A CUSIP 833635105 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Account
Inspectors
3 Related Party Mgmt For For For
Transactions
4 Investment and Finance Mgmt For For For
Policy
5 Allocation of Mgmt For For For
Profits/Dividends;
Dividend
Policy
6 Presentation of Report Mgmt For For For
on Board of Directors'
Expenses
7 Election of Directors; Mgmt For Abstain Against
Directors'
Fees
8 Matters Regarding the Mgmt For Abstain Against
Directors'
Committee
9 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Syngenta AG
Ticker Security ID: Meeting Date Meeting Status
SYNN CUSIP 87160A100 04/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
3 Ratification of Board Mgmt For For For
and Management
Acts
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Michael Mack Mgmt For Against Against
6 Elect Jacques Vincent Mgmt For For For
7 Elect Eleni Gabre-Madhin Mgmt For For For
8 Elect Eveline Saupper Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Additional and/or Mgmt For Abstain Against
counter proposals; no
additional and/or
counter proposals have
been submitted at this
time
________________________________________________________________________________
Taiwan Fertilizer Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1722 CINS Y84171100 06/25/2013 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Amendments to Articles Mgmt For For For
9 Amendments to Mgmt For For For
Procedural Rules:
Capital Loans and
Endorsements/Guarantees
10 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
11 Donation to Facilitate Mgmt For Abstain Against
Partnership
12 Election of Directors Mgmt For Abstain Against
13 Extraordinary motions Mgmt For Against Against
________________________________________________________________________________
Tate & Lyle plc
Ticker Security ID: Meeting Date Meeting Status
TATE CINS G86838128 07/26/2012 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Sir Peter Gershon Mgmt For For For
5 Elect Javed Ahmed Mgmt For For For
6 Elect Tim Lodge Mgmt For For For
7 Elect Liz Airey Mgmt For For For
8 Elect William Camp Mgmt For For For
9 Elect Evert Henkes Mgmt For For For
10 Elect Douglas Hurt Mgmt For For For
11 Elect Ajai Puri Mgmt For For For
12 Elect Robert Walker Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authorisation of Mgmt For For For
Political
Donations
16 Performance Share Plan Mgmt For For For
2012
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Repurchase Mgmt For For For
Shares
20 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
The Mosaic Company
Ticker Security ID: Meeting Date Meeting Status
MOS CUSIP 61945C103 10/04/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Phyllis Cochran Mgmt For For For
2 Elect Gregory Ebel Mgmt For For For
3 Elect Robert Lumpkins Mgmt For For For
4 Elect William Monahan Mgmt For For For
5 Elect Harold MacKay Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Turk Traktor Ve Ziraat Makineleri A.S.
Ticker Security ID: Meeting Date Meeting Status
TTRAK CINS M9044T101 03/18/2013 Voted
Meeting Type Country of Trade
Special Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening; Election of Mgmt For For For
Presiding
Chairman
3 Report of the Board Mgmt For For For
4 Reports of the Mgmt For For For
Statutory and
Independent
Auditors
5 Accounts Mgmt For For For
6 Ratification of Mgmt For For For
Co-Option of Board
Member
7 Ratification of Board Mgmt For For For
Acts
8 Ratification of Mgmt For For For
Statutory Auditors'
Acts
9 Dividend Policy Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Amendments to Articles Mgmt For For For
12 Election of Directors Mgmt For For For
13 Compensation Policy Mgmt For For For
14 Directors' and Mgmt For For For
Statutory Auditors'
Fees
15 Appointment of Auditor Mgmt For For For
16 Internal Regulation of Mgmt For For For
General
Assembly
17 Report on Related Party Mgmt For For For
Transactions
18 Report on Disclosure Mgmt For For For
Policy
19 Charitable Donations Mgmt For For For
20 Report on Guarantees Mgmt For For For
21 Related Party Mgmt For For For
Transactions
22 Minutes Mgmt For For For
23 Wishes and opinions Mgmt For For For
________________________________________________________________________________
Tyson Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSN CUSIP 902494103 02/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John Tyson Mgmt For For For
2 Elect Kathleen Bader Mgmt For For For
3 Elect Gaurdie Banister, Mgmt For For For
Jr.
4 Elect Jim Kever Mgmt For For For
5 Elect Kevin McNamara Mgmt For For For
6 Elect Brad Sauer Mgmt For For For
7 Elect Robert Thurber Mgmt For For For
8 Elect Barbara Tyson Mgmt For For For
9 Elect Albert Zapanta Mgmt For For For
10 Amendment to the 2000 Mgmt For For For
Stock Incentive
Plan
11 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Uralkaliy OAO (Uralkali JSC)
Ticker Security ID: Meeting Date Meeting Status
URKA CINS 91688E206 06/04/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Meeting Procedure Mgmt For For For
3 Annual Report Mgmt For For For
4 Consolidated Financial Mgmt For For For
Statements
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect Lidya Nikonova Mgmt For For For
7 Elect Alexandra Orlova Mgmt For For For
8 Elect Marina Parieva Mgmt For For For
9 Elect Artem Tkachev Mgmt For For For
10 Elect Ksenia Tola Mgmt For For For
11 Amendments to Charter Mgmt For For For
12 Amendments to Mgmt For For For
Regulations on the
Board of
Directors
13 Amendments to Mgmt For For For
Regulations on the
General Meeting of
Shareholders
14 Amendments to Mgmt For For For
Regulations on the
Revision
Commission
15 Amendments to Mgmt For For For
Regulations on the
Remuneration and
Reimbursement of the
Board of
Directors
16 Amendments to Mgmt For For For
Regulations on the
Management
Board
17 Indemnification of Mgmt For For For
Directors (Deeds of
Indemnity)
18 Indemnification of Mgmt For For For
Directors
19 Related Party Mgmt For For For
Transactions with OAO
Ural Scientific and
Research Project
Institute of
Halurgy
20 Related Party Mgmt For For For
Transactions ZAO VNII
Galurgii
21 Related Party Mgmt For For For
Transactions ZAO
Solikamsk Construction
Trust
22 Related Party Mgmt For For For
Transactions ZAO
Registrator
Intraco
23 Related Party Mgmt For For For
Transactions Security
Agency
Sheriff-Berezniki
24 Related Party Mgmt For For For
Transactions ZAO
Solikamsk Construction
Trust
25 Related Party Mgmt For For For
Transactions OAO Ural
Scientific and
Research Project
Institute of
Halurgy
26 Related Party Mgmt For For For
Transactions OOO
Silvinit
Transport
27 Related Party Mgmt For For For
Transactions OAO Ural
Scientific and
Research Project
Institute of
Halurgy
28 Related Party Mgmt For For For
Transactions ZAO
Solikamsk Construction
Trust
29 Related Party Mgmt For For For
Transactions ZAO
Belarusian Potash
Company
30 Related Party Mgmt For For For
Transactions OAO
Solikamsk Magnesium
Plant
31 Related Party Mgmt For For For
Transactions OAO
Kopeisk
Machine-Building
Plant
32 Related Party Mgmt For For For
Transactions ZAO
Solikamsk Construction
Trust
33 Related Party Mgmt For For For
Transactions Property
Contributions to
Subsidiaries
34 Non-Voting Agenda Item N/A N/A N/A N/A
35 Elect Anton B. Averin Mgmt For Abstain Against
36 Elect Vladislav Mgmt For Abstain Against
Baumgertner
37 Elect Alexander S. Mgmt For For For
Voloshin
38 Elect Anna A. Kolonchina Mgmt For Abstain Against
39 Elect Alexander E. Mgmt For Abstain Against
Malakh
40 Elect Vladislav Mamulkin Mgmt For Abstain Against
41 Elect Robert J. Margetts Mgmt For For For
42 Elect Paul J. Ostling Mgmt For For For
43 Elect Gordon H. Sage Mgmt For For For
44 Appointment of Auditor Mgmt For For For
(IFRS)
45 Appointment of Auditor Mgmt For For For
(IFRS and Federal
Law)
46 Appointment of Auditor Mgmt For For For
(Russian Accounting
Standards)
47 Directors and Officers Mgmt For For For
Liability
Insurance
48 Directors and Officers Mgmt For For For
Liability
Insurance
49 Related Party Mgmt For For For
Transactions
(Insurance
Agreement)
50 Related Party Mgmt For For For
Transactions (Public
Offering of Securities
Insurance)
________________________________________________________________________________
Uralkaliy OAO (Uralkali JSC)
Ticker Security ID: Meeting Date Meeting Status
URKA CINS 91688E206 12/12/2012 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
2 Adoption of New Charter Mgmt For For For
3 Amendments to Board Mgmt For For For
Regulations
4 Adoption of New Mgmt For For For
Regulations on Board
Remuneration
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wilmar International Limited
Ticker Security ID: Meeting Date Meeting Status
F34 CINS Y9586L109 04/25/2013 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect KUOK Khoon Chen Mgmt For For For
5 Elect KUOK Khoon Ean Mgmt For Against Against
6 Elect Martua Sitorus Mgmt For For For
7 Elect Juan Richardo Mgmt For For For
Luciano
8 Elect YEO Teng Yang Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Related Party Mgmt For For For
Transactions
11 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
12 Authority to Grant Mgmt For For For
Options and Issue
Shares under the
Wilmar Executives
Share Option Scheme
2009
________________________________________________________________________________
Wilmar International Limited
Ticker Security ID: Meeting Date Meeting Status
F34 CINS Y9586L109 04/25/2013 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Yara International ASA
Ticker Security ID: Meeting Date Meeting Status
YAR CINS R9900C106 05/13/2013 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Opening of Meeting; Mgmt For TNA N/A
Agenda
6 Election of Presiding Mgmt For TNA N/A
Chairman and
Individuals to Check
Minutes
7 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
8 Compensation Guidelines Mgmt For TNA N/A
9 Report on corporate Mgmt For TNA N/A
governance
10 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
11 Directors' Fees Mgmt For TNA N/A
12 Nomination Committee Mgmt For TNA N/A
Fees
13 Elect Geir Isaksen Mgmt For TNA N/A
14 Amendments to Articles Mgmt For TNA N/A
15 Cancellation of Shares Mgmt For TNA N/A
16 Authority to Repurchase Mgmt For TNA N/A
Shares
============================ Bank & Brokerage ETF ==============================
________________________________________________________________________________
Banco Bilbao Vizcaya Argentaria S.A.
Ticker Security ID: Meeting Date Meeting Status
BBVA CUSIP 05946K101 03/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends;
Ratification of Board
Acts
2 Elect Francisco Mgmt For For For
Gonzalez
Rodriguez
3 Elect Angel Cano Mgmt For For For
Fernandez
4 Elect Ramon Bustamante Mgmt For For For
y de la
Mora
5 Elect Ignacio Ferrero Mgmt For For For
Jordi
6 Merger by Absorption Mgmt For For For
7 Bonus Issue Mgmt For For For
8 Bonus Issue Mgmt For For For
9 Annual Incentive Plan Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Approval of Corporate Mgmt For For For
Website
12 Authority to Carry Out Mgmt For For For
Formalities
13 Remuneration Report Mgmt For For For
________________________________________________________________________________
Banco Santander (Brasil) SA
Ticker Security ID: Meeting Date Meeting Status
SANB11 CUSIP 05967A107 02/15/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Deferred Bonus Plan Mgmt For For For
________________________________________________________________________________
Banco Santander (Brasil) SA
Ticker Security ID: Meeting Date Meeting Status
SANB11 CUSIP 05967A107 04/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Board Mgmt For Abstain Against
Member(s)
Representative of
Minority/Preferred
Shareholders
4 Remuneration Policy Mgmt For Against Against
5 Amendment to Dividend Mgmt For For For
Distribution
Date
6 Long-Term Incentive Plan Mgmt For For For
________________________________________________________________________________
Banco Santander (Brasil) SA
Ticker Security ID: Meeting Date Meeting Status
SANB11 CUSIP 05967A107 06/03/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Chairman of Mgmt For For For
the
Board
2 Election of Mgmt For For For
Vice-Chairman of the
Board
3 Elect Jesus Maria Mgmt For For For
Zabalza
Lotina
4 Confirmation of Board Mgmt For For For
Composition
5 Deferred Bonus Plans Mgmt For For For
________________________________________________________________________________
Banco Santander (Brasil) SA
Ticker Security ID: Meeting Date Meeting Status
SANB11 CUSIP 05967A107 10/31/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt N/A For N/A
(Slate)
2 Long-Term Incentive Mgmt N/A For N/A
Units
Plan
________________________________________________________________________________
Banco Santander S.A.
Ticker Security ID: Meeting Date Meeting Status
SAN CUSIP 05964H105 03/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt N/A For N/A
2 Ratification of Board Mgmt N/A For N/A
Acts
3 Allocation of Mgmt N/A For N/A
Profits/Dividends
4 Elect Guillermo de la Mgmt N/A For N/A
Dehesa
Romero
5 Elect Abel Matutes Juan Mgmt N/A For N/A
6 Elect Angel Jado Mgmt N/A For N/A
Becerro de
Bengoa
7 Elect Francisco Javier Mgmt N/A For N/A
Botin-Sanz de Sautuola
y
O'Shea
8 Elect Isabel Tocino Mgmt N/A For N/A
Biscarolasaga
9 Elect Fernando de Asua Mgmt N/A Against N/A
Alvarez
10 Appointment of Auditor Mgmt N/A For N/A
11 Approval of Corporate Mgmt N/A For N/A
Website
12 Banesto Merger Mgmt N/A For N/A
13 Merger by Absorption - Mgmt N/A For N/A
Banif
14 Amendments to Articles Mgmt N/A For N/A
Regarding Directors'
Remuneration
15 Amendments to Articles Mgmt N/A For N/A
Regarding Corporate
Website
16 Authority to Issue Mgmt N/A For N/A
Shares w/ or w/o
Preemptive
Rights
17 Authority to Issue Mgmt N/A For N/A
Shares w/ or w/o
Preemptive
Rights
18 Scrip Dividend - 2012 Mgmt N/A For N/A
Supplemental
Dividend
19 Scrip Dividend - First Mgmt N/A For N/A
2013 Interim
Dividend
20 Scrip Dividend - Second Mgmt N/A For N/A
2013 Interim
Dividend
21 Scrip Dividend - Third Mgmt N/A For N/A
2013 Interim
Dividend
22 Authority to Issue Mgmt N/A For N/A
Convertible Securities
w/ or w/o Preemptive
Rights
23 Authority to Issue Mgmt N/A For N/A
Non-Convertible Debt
Instruments
24 Deferred and Mgmt N/A For N/A
Conditional Variable
Remuneration
Plan
25 Deferred and Mgmt N/A For N/A
Conditional Delivery
Share
Plan
26 Employee Share Purchase Mgmt N/A For N/A
Plan
27 Authority to Carry Out Mgmt N/A For N/A
Formalities
28 Remuneration Report Mgmt N/A Against N/A
________________________________________________________________________________
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505559 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sharon Allen Mgmt For For For
2 Elect Susan Bies Mgmt For For For
3 Elect Jack Bovender, Jr. Mgmt For For For
4 Elect Frank Bramble, Sr. Mgmt For For For
5 Elect Arnold Donald Mgmt For For For
6 Elect Charles Gifford Mgmt For For For
7 Elect Charles Holliday, Mgmt For For For
Jr.
8 Elect Linda Hudson Mgmt For For For
9 Elect Monica Lozano Mgmt For For For
10 Elect Thomas May Mgmt For For For
11 Elect Brian Moynihan Mgmt For For For
12 Elect Lionel Nowell, III Mgmt For For For
13 Elect R. David Yost Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHldr Against For Against
Regarding Political
Spending
Report
17 Shareholder Proposal ShrHldr Against Against For
Regarding Proxy
Access
18 Shareholder Proposal ShrHldr Against Against For
Regarding Multiple
Board
Service
19 Shareholder Proposal ShrHldr Against Against For
Regarding Feasibility
Study on Prohibition
of Political
Spending
20 Regarding ShrHldr Against Against For
Discriminitory
Mortgage Servicing and
Foreclosure
Practices
________________________________________________________________________________
Bank of Montreal
Ticker Security ID: Meeting Date Meeting Status
BMO CUSIP 063671101 04/10/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert M. Astley Mgmt For For For
1.2 Elect Janice M. Babiak Mgmt For For For
1.3 Elect Sophie Brochu Mgmt For For For
1.4 Elect George A. Cope Mgmt For For For
1.5 Elect William A. Downe Mgmt For For For
1.6 Elect Christine A. Mgmt For For For
Edwards
1.7 Elect Ronald H. Farmer Mgmt For For For
1.8 Elect Eric R. La Fleche Mgmt For For For
1.9 Elect Bruce H. Mitchell Mgmt For For For
1.10 Elect Philip S. Orsino Mgmt For For For
1.11 Elect Martha C. Piper Mgmt For For For
1.12 Elect J. Robert S. Mgmt For For For
Prichard
1.13 Elect Don M. Wilson III Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal Mgmt Against Against For
Regarding Governance
of Pension
Plans
5 Shareholder Proposal Mgmt Against Against For
Regarding Equitable
Treatment Under
Pension
Plans
6 Shareholder Proposal Mgmt Against Against For
Regarding Executive
Gender
Equality
7 Shareholder Proposal Mgmt Against Against For
Regarding Pay
Ratio
8 Shareholder Proposal Mgmt Against Against For
Regarding Disclosure
of Summary of Annual
Meeting
________________________________________________________________________________
Barclays plc
Ticker Security ID: Meeting Date Meeting Status
BARC CUSIP 06738E204 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Elect Sir David Walker Mgmt For For For
4 Elect Tim Breedon Mgmt For For For
5 Elect Antony Jenkins Mgmt For For For
6 Elect Diane de Saint Mgmt For For For
Victor
7 Elect David Booth Mgmt For For For
8 Elect Fulvio Conti Mgmt For Against Against
9 Elect Simon J. Fraser Mgmt For For For
10 Elect Reuben Jeffery III Mgmt For For For
11 Elect Christopher Lucas Mgmt For For For
12 Elect Dambisa Moyo Mgmt For For For
13 Elect Sir Michael Rake Mgmt For For For
14 Elect Sir John Mgmt For For For
Sunderland
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authorisation of Mgmt For For For
Political
Donations
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Equity Conversion
Notes w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Equity Conversion
Notes w/o Preemptive
Rights
22 Authority to Repurchase Mgmt For For For
Shares
23 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
24 Scrip Dividend Mgmt For For For
25 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Charles Schwab Corporation
Ticker Security ID: Meeting Date Meeting Status
SCHW CUSIP 808513105 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen A. Ellis Mgmt For For For
2 Elect Arun Sarin Mgmt For Against Against
3 Elect Charles R. Schwab Mgmt For For For
4 Elect Paula A. Sneed Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
7 2013 Stock Incentive Mgmt For For For
Plan
8 Shareholder Proposal ShrHldr Against For Against
Regarding Report on
Political
Spending
9 Shareholder Proposal ShrHldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
Citigroup Inc.
Ticker Security ID: Meeting Date Meeting Status
C CUSIP 172967424 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael L. Corbat Mgmt For For For
2 Elect Franz B. Humer Mgmt For For For
3 Elect Robert L. Joss Mgmt For Against Against
4 Elect Michael E. O'Neill Mgmt For For For
5 Elect Judith Rodin Mgmt For Against Against
6 Elect Robert L. Ryan Mgmt For For For
7 Elect Anthony M. Mgmt For For For
Santomero
8 Elect Joan E. Spero Mgmt For For For
9 Elect Diana L. Taylor Mgmt For For For
10 Elect William S. Mgmt For For For
Thompson,
Jr.
11 Elect Ernesto Zedillo Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2009 Mgmt For For For
Stock Incentive
Plan
15 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
16 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
17 Shareholder Proposal ShrHldr Against Against For
Regarding Director
Indemnification
________________________________________________________________________________
Credit Suisse Group
Ticker Security ID: Meeting Date Meeting Status
CSGN CUSIP 225401108 04/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Compensation Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Ratification of Board Mgmt For For For
and Management
Acts
4 Allocation of Profits Mgmt For For For
5 Dividend from Reserves; Mgmt For For For
Scrip
Dividend
6 Increase in Authorized Mgmt For For For
Capital
7 Increase in Conditional Mgmt For For For
Capital for Employee
Compensation
Plan
8 Amendments to Articles Mgmt For For For
9 Elect Noreen Doyle Mgmt For For For
10 Elect Jassim Bin Hamad Mgmt For For For
Bin Jassim Bin Jabr Al
Thani
11 Elect Kaikhushru Mgmt For Against Against
Shiavax
Nargolwala
12 Appointment of Auditor Mgmt For For For
13 Appointment of Special Mgmt For For For
Auditor
14 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Deutsche Bank AG
Ticker Security ID: Meeting Date Meeting Status
DBK CUSIP D18190898 04/11/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Confirmation of the Mgmt For For For
Allocation of
Profits/Dividends from
2012
AGM
2 Confirmation of the Mgmt For For For
Appointment of Auditor
from 2012
AGM
3 Elect Paul Achleitner Mgmt For For For
4 Elect Peter Loscher Mgmt For For For
5 Elect Klaus Trutzschler Mgmt For For For
6 Countermotion A Mgmt N/A Against N/A
7 Countermotion B Mgmt N/A Against N/A
8 Countermotion C Mgmt N/A Against N/A
________________________________________________________________________________
Deutsche Bank AG
Ticker Security ID: Meeting Date Meeting Status
DBK CUSIP D18190898 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Ratification of Mgmt For For For
Management Board
Acts
3 Ratification of Mgmt For For For
Supervisory Board
Acts
4 Appointment of Auditor Mgmt For Against Against
5 Authority to Trade in Mgmt For For For
Company
Stock
6 Authority to Repurchase Mgmt For For For
Shares
7 Authority to Repurchase Mgmt For For For
Shares Using Equity
Derivatives
8 Compensation Policy Mgmt For For For
9 Supervisory Board Mgmt For For For
Members'
Fees
10 Elect John Cryan Mgmt For For For
11 Elect Henning Kagermann Mgmt For For For
12 Elect Suzanne B. Labarge Mgmt For For For
13 Elect Johannes Teyssen Mgmt For For For
14 Elect George F. Thoma Mgmt For For For
15 Elect Tilman Todenhofer Mgmt For For For
16 Elect Dina Dublon Mgmt For For For
17 Increase in Authorized Mgmt For For For
Capital
18 Intra-company Control Mgmt For For For
Agreement
19 Countermotion A (Elect Mgmt N/A Against N/A
George F.
Thoma)
20 Countermotion B Mgmt N/A Against N/A
(Allocation of
Profits/Dividends)
________________________________________________________________________________
Goldman Sachs Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
GS CUSIP 38141G104 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lloyd C. Blankfein Mgmt For For For
2 Elect M. Michele Burns Mgmt For For For
3 Elect Gary D. Cohn Mgmt For For For
4 Elect Claes Dahlback Mgmt For For For
5 Elect William W. George Mgmt For For For
6 Elect James A. Johnson Mgmt For Against Against
7 Elect Lakshmi N. Mittal Mgmt For For For
8 Elect Adebayo O. Mgmt For For For
Ogunlesi
9 Elect James J. Schiro Mgmt For For For
10 Elect Debra L. Spar Mgmt For For For
11 Elect Mark E. Tucker Mgmt For For For
12 Elect David A. Viniar Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 2013 Stock Incentive Mgmt For For For
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHldr Against Against For
Regarding Formation of
Human Rights
Committee
17 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
18 Shareholder Proposal ShrHldr Against Against For
Regarding Proxy
Access
19 Shareholder Proposal ShrHldr Against Against For
Regarding Sale of the
Company
________________________________________________________________________________
HSBC Holdings plc
Ticker Security ID: Meeting Date Meeting Status
HSBA CUSIP 404280406 05/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Elect Safra A. Catz Mgmt For For For
4 Elect Laura CHA May Lung Mgmt For For For
5 Elect Marvin CHEUNG Kin Mgmt For For For
Tung
6 Elect James B. Comey Mgmt For For For
7 Elect John Coombe Mgmt For For For
8 Elect Joachim Faber Mgmt For For For
9 Elect Rona Fairhead Mgmt For For For
10 Elect Renato Fassbind Mgmt For For For
11 Elect Douglas J. Flint Mgmt For For For
12 Elect Stuart T. Gulliver Mgmt For For For
13 Elect James W.J. Mgmt For For For
Hughes-Hallett
14 Elect Sam H. Laidlaw Mgmt For For For
15 Elect John P Lipsky Mgmt For For For
16 Elect J. Rachel Lomax Mgmt For For For
17 Elect Iain J. Mackay Mgmt For For For
18 Elect Sir Simon M. Mgmt For For For
Robertson
19 Elect John L. Thornton Mgmt For Against Against
20 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
21 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Authority to Repurchase Mgmt For For For
Shares
24 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
ING Group N.V.
Ticker Security ID: Meeting Date Meeting Status
INGA CUSIP 456837103 05/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Mgmt For For For
Management Board
Acts
3 Ratification of Mgmt For For For
Supervisory Board
Acts
4 Appointment of Auditor Mgmt For For For
5 Elect Jan Hommen to the Mgmt For For For
Management
Board
6 Elect Patrick Flynn to Mgmt For For For
the Management
Board
7 Elect Ralph Hamers to Mgmt For For For
the Management
Board
8 Elect Jeroen van der Mgmt For For For
Veer
9 Elect Tineke Bahlmann Mgmt For For For
10 Elect Carin Gorter Mgmt For For For
11 Elect Hermann-Josef Mgmt For For For
Lamberti
12 Elect Isabel Martin Mgmt For For For
Castella
13 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive Rights in
Connection with a
Merger
15 Authority to Repurchase Mgmt For For For
Shares
16 Authority to Repurchase Mgmt For For For
Shares in Connection
with Capital
Restructuring
________________________________________________________________________________
JPMorgan Chase & Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James A. Bell Mgmt For Against Against
2 Elect Crandall C. Bowles Mgmt For Against Against
3 Elect Stephen B. Burke Mgmt For For For
4 Elect David M. Cote Mgmt For Against Against
5 Elect James S. Crown Mgmt For Against Against
6 Elect James Dimon Mgmt For For For
7 Elect Timothy P. Flynn Mgmt For For For
8 Elect Ellen V. Futter Mgmt For Against Against
9 Elect Laban P. Jackson, Mgmt For Against Against
Jr.
10 Elect Lee R. Raymond Mgmt For For For
11 Elect William C. Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Allow Shareholders to Mgmt For For For
Act by Written
Consent
15 Key Executive Mgmt For For For
Performance
Plan
16 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
17 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
18 Shareholder Proposal ShrHldr Against Against For
Regarding
Genocide-Free
Investing
19 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Mitsubishi UFJ Financial Group Inc.
Ticker Security ID: Meeting Date Meeting Status
8306 CUSIP 606822104 06/27/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect Takamune Okihara Mgmt For Against Against
4 Elect Tatsuo Wakabayashi Mgmt For For For
5 Elect Nobuyuki Hirano Mgmt For For For
6 Elect Masaaki Tanaka Mgmt For For For
7 Elect Taihei Yuki Mgmt For For For
8 Elect Ichiroh Hamakawa Mgmt For For For
9 Elect Akihiko Kagawa Mgmt For For For
10 Elect Toshiroh Toyoizumi Mgmt For For For
11 Elect Junichi Okamoto Mgmt For For For
12 Elect Saburoh Araki Mgmt For For For
13 Elect Hiroyuki Noguchi Mgmt For For For
14 Elect Muneaki Tokunari Mgmt For For For
15 Elect Ryuji Araki Mgmt For For For
16 Elect Kazuhiro Watanabe Mgmt For For For
17 Elect Yuko Kawamoto Mgmt For For For
18 Elect Takashi Mikumo Mgmt For For For
19 Elect Kunie Okamoto Mgmt For For For
20 Elect Yasushi Ikeda Mgmt For For For
21 Elect Hideo Kojima Mgmt For For For
22 Amendment to Equity Mgmt For For For
Compensation Plan and
Directors' and
Statutory Auditors'
Fees
________________________________________________________________________________
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MS CUSIP 617446448 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Erskine B. Bowles Mgmt For For For
2 Elect Howard J. Davies Mgmt For For For
3 Elect Thomas H. Glocer Mgmt For For For
4 Elect James P. Gorman Mgmt For For For
5 Elect Robert H. Herz Mgmt For For For
6 Elect C. Robert Kidder Mgmt For For For
7 Elect Klaus Kleinfield Mgmt For For For
8 Elect Donald T. Mgmt For For For
Nicolaisen
9 Elect Hutham S. Olayan Mgmt For For For
10 Elect James W. Owens Mgmt For Against Against
11 Elect O. Griffith Sexton Mgmt For For For
12 Elect Ryosuke Tamakoshi Mgmt For For For
13 Elect Masaaki Tanaka Mgmt For For For
14 Elect Laura D'Andrea Mgmt For For For
Tyson
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For Against Against
Executive
Compensation
17 Amendment to the 2007 Mgmt For For For
Equity Incentive
Compensation
Plan
18 Amendment to the 2007 Mgmt For For For
Equity Incentive
Compensation Plan
Pursuant to Section
162(m) of the Tax
Code
19 Amendment to the Annual Mgmt For For For
Incentive Compensation
Plan
________________________________________________________________________________
Royal Bank Of Canada
Ticker Security ID: Meeting Date Meeting Status
RY CUSIP 780087102 02/28/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect W. Geoffrey Mgmt For For For
Beattie
1.2 Elect David F. Denison Mgmt For For For
1.3 Elect Paule Gauthier Mgmt For For For
1.4 Elect Richard L. George Mgmt For For For
1.5 Elect Timothy J. Hearn Mgmt For For For
1.6 Elect Alice D. Laberge Mgmt For For For
1.7 Elect Jacques Lamarre Mgmt For For For
1.8 Elect Brandt C. Louie Mgmt For For For
1.9 Elect Michael H. McCain Mgmt For For For
1.10 Elect Heather E.L. Mgmt For For For
Munroe-Blum
1.11 Elect Gordon M. Nixon Mgmt For For For
1.12 Elect David P. O'Brien Mgmt For For For
1.13 Elect J. Pedro Reinhard Mgmt For For For
1.14 Elect Edward Sonshine Mgmt For For For
1.15 Elect Kathleen P. Taylor Mgmt For For For
1.16 Elect Bridget A. van Mgmt For For For
Kralingen
1.17 Elect Victor L. Young Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal Mgmt Against Against For
Regarding Governance
of Pension
Plans
5 Shareholder Proposal Mgmt Against Against For
Regarding Equitable
Treatment Under
Pension
Plans
6 Shareholder Proposal Mgmt Against Against For
Regarding Executive
Gender
Equality
7 Shareholder Proposal Mgmt Against Against For
Regarding Pay
Ratio
8 Shareholder Proposal Mgmt Against Against For
Regarding Disclosure
of Summary of Annual
Meeting
9 Shareholder Proposal Mgmt Against Against For
Regarding Shareholder
Bill of
Rights
10 Shareholder Proposal Mgmt Against Against For
Regarding Revocation
of
Auditor
11 Shareholder Proposal Mgmt Against Against For
Regarding Director
Compensation
12 Shareholder Proposal Mgmt Against Against For
Regarding Board
Size
________________________________________________________________________________
The Bank of Nova Scotia
Ticker Security ID: Meeting Date Meeting Status
BNS CUSIP 064149107 04/09/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald A. Mgmt For For For
Brenneman
1.2 Elect C.J. Chen Mgmt For For For
1.3 Elect David A. Dodge Mgmt For For For
1.4 Elect N. Ashleigh Mgmt For For For
Everett
1.5 Elect John C. Kerr Mgmt For For For
1.6 Elect John T. Mayberry Mgmt For For For
1.7 Elect Thomas C. O'Neill Mgmt For For For
1.8 Elect Brian J. Porter Mgmt For For For
1.9 Elect Aaron W. Regent Mgmt For For For
1.10 Elect Indira V. Mgmt For For For
Samarasekera
1.11 Elect Susan L. Segal Mgmt For For For
1.12 Elect Paul D. Sobey Mgmt For For For
1.13 Elect Barbara S. Thomas Mgmt For For For
1.14 Elect Richard E. Waugh Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal Mgmt Against Against For
Regarding Governance
of Pension
Plans
5 Shareholder Proposal Mgmt Against Against For
Regarding Equitable
Treatment Under
Pension
Plans
6 Shareholder Proposal Mgmt Against Against For
Regarding Retention of
Directors' Shares
After
Retirement
________________________________________________________________________________
Toronto-Dominion Bank
Ticker Security ID: Meeting Date Meeting Status
TD CUSIP 891160509 04/04/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William E. Bennett Mgmt For For For
1.2 Elect Hugh J. Bolton Mgmt For For For
1.3 Elect John L. Bragg Mgmt For For For
1.4 Elect Amy W. Brinkley Mgmt For For For
1.5 Elect W. Edmund Clark Mgmt For For For
1.6 Elect Colleen A. Goggins Mgmt For For For
1.7 Elect Henry H. Ketcham Mgmt For For For
1.8 Elect Brian M. Levitt Mgmt For For For
1.9 Elect Harold H. MacKay Mgmt For For For
1.10 Elect Karen E. Maidment Mgmt For For For
1.11 Elect Irene Ruth Miller Mgmt For For For
1.12 Elect Nadir H. Mohamed Mgmt For For For
1.13 Elect Wilbur J. Prezzano Mgmt For For For
1.14 Elect Helen K. Sinclair Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal Mgmt Against Against For
Regarding Governance
of Pension
Plans
5 Shareholder Proposal Mgmt Against Against For
Regarding Equitable
Treatment Under
Pension
Plans
6 Shareholder Proposal Mgmt Against Against For
Regarding Pay
Ratio
7 Shareholder Proposal Mgmt Against Against For
Regarding Executive
Gender
Equality
8 Shareholder Proposal Mgmt Against Against For
Regarding Disclosure
of Summary of Annual
Meeting
9 Shareholder Proposal Mgmt Against Against For
Regarding Director
Elections
10 Shareholder Proposal Mgmt Against Against For
Regarding Vote on
Director and Executive
Compensation
11 Shareholder Proposal Mgmt Against Against For
Regarding Restricting
Compensation
________________________________________________________________________________
U.S. Bancorp
Ticker Security ID: Meeting Date Meeting Status
USB CUSIP 902973304 04/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas M. Baker, Mgmt For For For
Jr.
2 Elect Y. Marc Belton Mgmt For For For
3 Elect Victoria Buyniski Mgmt For For For
Gluckman
4 Elect Arthur D. Mgmt For Against Against
Collins,
Jr.
5 Elect Richard K. Davis Mgmt For For For
6 Elect Roland A. Mgmt For For For
Hernandez
7 Elect Doreen Woo Ho Mgmt For For For
8 Elect Joel W. Johnson Mgmt For For For
9 Elect Olivia F. Kirtley Mgmt For For For
10 Elect Jerry W. Levin Mgmt For For For
11 Elect David B. O'Maley Mgmt For For For
12 Elect O'Dell M. Owens Mgmt For For For
13 Elect Craig D. Schnuck Mgmt For For For
14 Elect Patrick T. Stokes Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
UBS AG
Ticker Security ID: Meeting Date Meeting Status
UBSN CUSIP H89231338 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Compensation Report Mgmt For For For
3 Dividend from Reserves Mgmt For For For
4 Ratification of Board Mgmt For Against Against
and Management
Acts
5 Elect Axel A Weber Mgmt For For For
6 Elect Michel Demare Mgmt For For For
7 Elect David Sidwell Mgmt For For For
8 Elect Rainer-Marc Frey Mgmt For For For
9 Elect Ann Godbehere Mgmt For For For
10 Elect Axel Lehmann Mgmt For For For
11 Elect Helmut Panke Mgmt For For For
12 Elect William Parrett Mgmt For For For
13 Elect Isabelle Romy Mgmt For For For
14 Elect Beatrice Weder di Mgmt For For For
Mauro
15 Elect Joseph YAM Chi Mgmt For For For
Kwong
16 Elect Reto Francioni Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
UBS AG
Ticker Security ID: Meeting Date Meeting Status
UBSN CUSIP H89231338 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Compensation Report Mgmt For For For
3 Dividend from Reserves Mgmt For For For
4 Ratification of Board Mgmt For Against Against
and Management
Acts
5 Elect Axel A Weber Mgmt For For For
6 Elect Michel Demare Mgmt For For For
7 Elect David Sidwell Mgmt For For For
8 Elect Rainer-Marc Frey Mgmt For For For
9 Elect Ann Godbehere Mgmt For For For
10 Elect Axel Lehmann Mgmt For For For
11 Elect Helmut Panke Mgmt For For For
12 Elect William Parrett Mgmt For For For
13 Elect Isabelle Romy Mgmt For For For
14 Elect Beatrice Weder di Mgmt For For For
Mauro
15 Elect Joseph YAM Chi Mgmt For For For
Kwong
16 Elect Reto Francioni Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Wells Fargo & Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 04/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Baker II Mgmt For Against Against
2 Elect Elaine L. Chao Mgmt For For For
3 Elect John S. Chen Mgmt For For For
4 Elect Lloyd H. Dean Mgmt For For For
5 Elect Susan E. Engel Mgmt For For For
6 Elect Enrique Mgmt For For For
Hernandez,
Jr.
7 Elect Donald M. James Mgmt For Against Against
8 Elect Cynthia H. Mgmt For Against Against
Milligan
9 Elect Federico F. Pena Mgmt For For For
10 Elect Howard V. Mgmt For For For
Richardson
11 Elect Judith M. Runstad Mgmt For For For
12 Elect Stephen W. Sanger Mgmt For For For
13 Elect John G. Stumpf Mgmt For For For
14 Elect Susan G. Swenson Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Approve the Company's Mgmt For For For
Amended and Restated
Long-Term Incentive
Compensation
Plan
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
19 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
20 Shareholder Proposal ShrHldr Against Against For
Regarding
Discriminitory
Mortgage Servicing and
Foreclosure
Practices
=============================== BDC Income ETF ===============================
________________________________________________________________________________
American Capital Ltd
Ticker Security ID: Meeting Date Meeting Status
ACAS CUSIP 02503Y103 04/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary C. Baskin Mgmt For For For
2 Elect Neil M. Hahl Mgmt For For For
3 Elect Philip R. Harper Mgmt For Against Against
4 Elect John A. Koskinen Mgmt For For For
5 Elect Stan Lundine Mgmt For Against Against
6 Elect Kenneth D. Mgmt For For For
Peterson,
Jr.
7 Elect Alvin N. Puryear Mgmt For Against Against
8 Elect Malon Wilkus Mgmt For For For
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ares Capital Corp
Ticker Security ID: Meeting Date Meeting Status
ARCC CUSIP 04010L103 06/04/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frank E. O'Bryan Mgmt For For For
2 Elect Antony P. Ressler Mgmt For Abstain Against
3 Elect Eric B. Siegel Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Authority to Sell Mgmt For For For
Shares Below Net Asset
Value
________________________________________________________________________________
BlackRock Kelso Capital Corp
Ticker Security ID: Meeting Date Meeting Status
BKCC CUSIP 092533108 05/09/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization to Sell Mgmt For For For
Shares Below Net Asset
Value
________________________________________________________________________________
BlackRock Kelso Capital Corp
Ticker Security ID: Meeting Date Meeting Status
BKCC CUSIP 092533108 05/09/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James R. Maher Mgmt For For For
1.2 Elect Maureen K. Usifer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Harris & Harris Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
TINY CUSIP 413833104 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect W. Dillaway Mgmt For For For
Ayres,
Jr.
1.2 Elect Phillip A. Bauman Mgmt For For For
1.3 Elect Douglas W. Jamison Mgmt For For For
1.4 Elect Lucio L. Lanza Mgmt For Withhold Against
1.5 Elect Charles E. Ramsey Mgmt For For For
1.6 Elect Richard P. Shanley Mgmt For For For
1.7 Elect Bruce W. Shewmaker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Hercules Technology Growth Cap Inc
Ticker Security ID: Meeting Date Meeting Status
HTGC CUSIP 427096508 05/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Manuel A. Mgmt For For For
Henriquez
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Authority to Sell Mgmt For For For
Shares Below Net Asset
Value
5 Issuance of Debt Mgmt For For For
Instruments
________________________________________________________________________________
Horizon Technology Finance Corp
Ticker Security ID: Meeting Date Meeting Status
HRZN CUSIP 44045A102 06/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher B. Mgmt For For For
Woodward
1.2 Elect Robert D. Mgmt For For For
Pomeroy,
Jr.
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Horizon Technology Finance Corp
Ticker Security ID: Meeting Date Meeting Status
HRZN CUSIP 44045A102 06/28/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization to Offer Mgmt For For For
and Sell Shares of
Common Stock Below Net
Asset
Value
________________________________________________________________________________
KCAP Financial Inc
Ticker Security ID: Meeting Date Meeting Status
KCAP CUSIP 48668E101 05/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect C. Turney Stevens Mgmt For For For
1.2 Elect John A. Ward III Mgmt For For For
1.3 Elect Dean C. Kehler Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Main Street Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
MAIN CUSIP 56035L104 06/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Appling, Mgmt For For For
Jr.
2 Elect Joseph E. Canon Mgmt For For For
3 Elect Arthur L. French Mgmt For For For
4 Elect J. Kevin Griffin Mgmt For For For
5 Elect Vincent D. Foster Mgmt For For For
6 Elect Todd A. Reppert Mgmt For For For
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MCG Capital Corp
Ticker Security ID: Meeting Date Meeting Status
MCGC CUSIP 58047P107 05/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kim D. Kelly Mgmt For For For
2 Elect Richard W. Neu Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Medallion Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
TAXI CUSIP 583928106 06/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mario M. Cuomo Mgmt For Withhold Against
1.2 Elect Andrew M. Murstein Mgmt For For For
1.3 Elect Lowell P. Mgmt For For For
Weicker,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
New Mountain Finance Corp
Ticker Security ID: Meeting Date Meeting Status
NMFC CUSIP 647551100 05/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert A. Hamwee Mgmt For For For
1.2 Elect Alfred F. Hurley, Mgmt For Withhold Against
Jr.
________________________________________________________________________________
NGP Capital Resources Co.
Ticker Security ID: Meeting Date Meeting Status
NGPC CUSIP 62912R107 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth A. Hersh Mgmt For For For
1.2 Elect William K. White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Solar Capital Ltd
Ticker Security ID: Meeting Date Meeting Status
SLRC CUSIP 83413U100 04/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David S. Wachter Mgmt For Withhold Against
2 Issuance of Common Mgmt For For For
Stock Below Net Asset
Value
________________________________________________________________________________
Solar Senior Capital Ltd
Ticker Security ID: Meeting Date Meeting Status
SUNS CUSIP 83416M105 04/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce Spohler Mgmt For Withhold Against
1.2 Elect Steven Hochberg Mgmt For Withhold Against
2 Issuance of Common Mgmt For For For
Stock Below Net Asset
Value
________________________________________________________________________________
THL Credit Inc
Ticker Security ID: Meeting Date Meeting Status
TCRD CUSIP 872438106 06/10/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David K. Downes Mgmt For Withhold Against
1.2 Elect Nancy Hawthorne Mgmt For For For
1.3 Elect Keith W. Hughes Mgmt For For For
1.4 Elect James K. Hunt Mgmt For For For
1.5 Elect John A. Sommers Mgmt For For For
1.6 Elect David P. Southwell Mgmt For For For
2 Authority to Issue Mgmt For For For
Shares Below Net Asset
Value
3 Authority to Issue Debt Mgmt For For For
with Warrants or
Convertible Securities
with an Exercise or
Conversion Price Below
Net Asset
Value
________________________________________________________________________________
Triangle Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
TCAP CUSIP 895848109 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Garland S. Mgmt For For For
Tucker,
III
1.2 Elect Brent P. W. Mgmt For For For
Burgess
1.3 Elect Steven C. Lilly Mgmt For Withhold Against
1.4 Elect W. McComb Dunwoody Mgmt For For For
1.5 Elect Mark M. Gambill Mgmt For For For
1.6 Elect Benjamin S. Mgmt For Withhold Against
Goldstein
1.7 Elect Simon B. Rich, Jr. Mgmt For For For
1.8 Elect Sherwood H. Mgmt For For For
Smith,
Jr.
2 Authority to Sell Mgmt For For For
Common Stock Below Net
Asset
Value
3 Amendment to the 2007 Mgmt For For For
Equity Incentive
Plan
4 Second Amendment to the Mgmt For For For
2007 Equity Incentive
Plan
=============================== Biotech ETF ===============================
________________________________________________________________________________
Acorda Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACOR CUSIP 00484M106 05/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peder K. Jensen Mgmt For Withhold Against
1.2 Elect John P. Kelley Mgmt For Withhold Against
1.3 Elect Sandra Panem Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Alexion Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALXN CUSIP 015351109 05/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leonard Bell Mgmt For For For
1.2 Elect Max Link Mgmt For For For
1.3 Elect William R. Keller Mgmt For For For
1.4 Elect Joseph A. Madri Mgmt For For For
1.5 Elect Larry Mathis Mgmt For For For
1.6 Elect R. Douglas Norby Mgmt For For For
1.7 Elect Alvin S. Parven Mgmt For For For
1.8 Elect Andreas Rummelt Mgmt For For For
1.9 Elect Ann M. Veneman Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Amendment to the 2004 Mgmt For Against Against
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AMGEN Inc.
Ticker Security ID: Meeting Date Meeting Status
AMGN CUSIP 031162100 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David Baltimore Mgmt For For For
2 Elect Frank J. Biondi, Mgmt For For For
Jr.
3 Elect Robert A. Bradway Mgmt For For For
4 Elect Francois de Mgmt For For For
Carbonnel
5 Elect Vance D. Coffman Mgmt For For For
6 Elect Robert A. Eckert Mgmt For For For
7 Elect Rebecca M. Mgmt For For For
Henderson
8 Elect Frank C. Herringer Mgmt For For For
9 Elect Tyler Jacks Mgmt For For For
10 Elect Gilbert S. Omenn Mgmt For For For
11 Elect Judith C. Pelham Mgmt For For For
12 Elect Leonard D. Mgmt For For For
Schaeffer
13 Elect Ronald D. Sugar Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Amendment to the 2009 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Arena Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARNA CUSIP 040047102 06/10/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jack Lief Mgmt For For For
1.2 Elect Dominic P. Behan Mgmt For For For
1.3 Elect Donald D. Belcher Mgmt For For For
1.4 Elect Scott H. Bice Mgmt For For For
1.5 Elect Harry F. Hixson, Mgmt For For For
Jr.
1.6 Elect Tina S. Nova Mgmt For For For
1.7 Elect Phillip M. Mgmt For For For
Schneider
1.8 Elect Christine A. White Mgmt For For For
1.9 Elect Randall E. Woods Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 2013 Long-Term Mgmt For For For
Incentive Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ariad Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARIA CUSIP 04033A100 06/20/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Athanase Lavidas Mgmt For For For
1.2 Elect Massimo Radaelli Mgmt For For For
2 Increase of Authorized Mgmt For Against Against
Common
Stock
3 Ratification of Auditor Mgmt For Against Against
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Biogen Idec, Inc.
Ticker Security ID: Meeting Date Meeting Status
BIIB CUSIP 09062X103 06/12/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Caroline Dorsa Mgmt For For For
2 Elect Stelios Mgmt For For For
Papadopoulos
3 Elect George A. Scangos Mgmt For For For
4 Elect Lynn Schenk Mgmt For For For
5 Elect Alexander J. Mgmt For For For
Denner
6 Elect Nancy L. Leaming Mgmt For For For
7 Elect Richard C. Mgmt For For For
Mulligan
8 Elect Robert W. Pangia Mgmt For For For
9 Elect Brian S. Posner Mgmt For For For
10 Elect Eric K. Rowinsky Mgmt For For For
11 Elect Stephen A. Sherwin Mgmt For For For
12 Elect William D. Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Amendment to the 2008 Mgmt For For For
Performance-Based
Management Incentive
Plan
16 Amendment to the 2008 Mgmt For For For
Omnibus Incentive
Plan
17 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
________________________________________________________________________________
Biomarin Pharmaceutical Inc.
Ticker Security ID: Meeting Date Meeting Status
BMRN CUSIP 09061G101 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jean-Jacques Mgmt For For For
Bienaime
1.2 Elect Michael Grey Mgmt For For For
1.3 Elect Elaine J. Heron Mgmt For For For
1.4 Elect Pierre Lapalme Mgmt For For For
1.5 Elect V. Bryan Lawlis Mgmt For For For
1.6 Elect Richard A. Meier Mgmt For For For
1.7 Elect Alan J. Lewis Mgmt For For For
1.8 Elect William D. Young Mgmt For For For
1.9 Elect Kenneth M. Bate Mgmt For For For
2 Amendment to the 2006 Mgmt For For For
Share Incentive
Plan
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Celgene Corporation
Ticker Security ID: Meeting Date Meeting Status
CELG CUSIP 151020104 06/12/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Hugin Mgmt For For For
1.2 Elect Richard W. Barker Mgmt For For For
D.
Phil
1.3 Elect Michael D. Casey Mgmt For Withhold Against
1.4 Elect Carrie S. Cox Mgmt For For For
1.5 Elect Rodman L. Drake Mgmt For Withhold Against
1.6 Elect Michael Friedman Mgmt For Withhold Against
1.7 Elect Gilla Kaplan Mgmt For For For
1.8 Elect James J. Loughlin Mgmt For For For
1.9 Elect Ernest Mario Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Mgmt For Against Against
Stock Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
________________________________________________________________________________
Cepheid
Ticker Security ID: Meeting Date Meeting Status
CPHD CUSIP 15670R107 04/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas L. Gutshall Mgmt For For For
2 Elect Cristina H. Kepner Mgmt For For For
3 Elect David H. Persing Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Charles River Laboratories International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRL CUSIP 159864107 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James C. Foster Mgmt For For For
1.2 Elect Robert J. Mgmt For Withhold Against
Bertolini
1.3 Elect Stephen D. Chubb Mgmt For Withhold Against
1.4 Elect Deborah T. Mgmt For Withhold Against
Kochevar
1.5 Elect George E. Massaro Mgmt For Withhold Against
1.6 Elect George M. Milne, Mgmt For For For
Jr.
1.7 Elect C. Richard Reese Mgmt For For For
1.8 Elect Richard F. Wallman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2007 Mgmt For For For
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHldr Against Against For
Regarding Animal
Welfare
________________________________________________________________________________
Cubist Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBST CUSIP 229678107 06/12/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael W. Bonney Mgmt For For For
1.2 Elect Mark Corrigan Mgmt For For For
1.3 Elect Alison Lawton Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
4 Technical Amendment to Mgmt For For For
Bylaws
5 Technical Amendment to Mgmt For For For
Bylaws
6 Technical Amendment to Mgmt For For For
Certificate of
Incorporation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dendreon Corporation
Ticker Security ID: Meeting Date Meeting Status
DNDN CUSIP 24823Q107 04/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bogdan Dziurzynski Mgmt For For For
2 Elect Douglas G. Watson Mgmt For For For
3 Approval of 2013 Mgmt For For For
Employee Stock
Purchase
Plan
4 Amendment to the NOLs Mgmt For For For
Rights
Agreement
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gen-Probe Incorporated
Ticker Security ID: Meeting Date Meeting Status
GPRO CUSIP 36866T103 07/31/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
3 Advisory Vote on Golden Mgmt For For For
Parachutes
________________________________________________________________________________
Gilead Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John F. Cogan Mgmt For For For
1.2 Elect Etienne F. Mgmt For For For
Davignon
1.3 Elect Carla A. Hills Mgmt For For For
1.4 Elect Kevin E. Lofton Mgmt For For For
1.5 Elect John W. Madigan Mgmt For For For
1.6 Elect John C. Martin Mgmt For For For
1.7 Elect Nicholas G. Moore Mgmt For For For
1.8 Elect Richard J. Whitley Mgmt For For For
1.9 Elect Gayle E. Wilson Mgmt For Withhold Against
1.10 Elect Per Wold-Olsen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Mgmt For For For
Equity Incentive
Plan
4 Increase of Authorized Mgmt For For For
Common
Shares
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
7 Shareholder Proposal ShrHldr Against For Against
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
Illumina, Inc.
Ticker Security ID: Meeting Date Meeting Status
ILMN CUSIP 452327109 05/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gerald Moller Mgmt For For For
1.2 Elect David R. Walt Mgmt For For For
1.3 Elect Robert S. Epstein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2005 Mgmt For Against Against
Stock and Incentive
Plan
________________________________________________________________________________
Incyte Corporation
Ticker Security ID: Meeting Date Meeting Status
INCY CUSIP 45337C102 05/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard De Mgmt For For For
Schutter
1.2 Elect Barry Ariko Mgmt For For For
1.3 Elect Julian C. Baker Mgmt For For For
1.4 Elect Paul A. Brooke Mgmt For For For
1.5 Elect Wendy L. Dixon Mgmt For For For
1.6 Elect Paul A. Friedman Mgmt For For For
1.7 Elect Roy A. Whitfield Mgmt For For For
2 Amendment to the 2010 Mgmt For Against Against
Stock Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Life Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
LIFE CUSIP 53217V109 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George F. Adam, Mgmt For For For
Jr.
2 Elect Raymond V. Mgmt For For For
Dittamore
3 Elect Donald W. Grimm Mgmt For For For
4 Elect Craig J. Mundie Mgmt For For For
5 Elect Ora H. Pescovitz Mgmt For For For
6 Elect Per A. Peterson Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For Against Against
Executive
Compensation
9 2013 Equity Incentive Mgmt For For For
Award
Plan
________________________________________________________________________________
Medivation, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDVN CUSIP 58501N101 06/28/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel D. Adams Mgmt For For For
1.2 Elect Kim D. Mgmt For For For
Blickenstaff
1.3 Elect Kathryn E. Falberg Mgmt For For For
1.4 Elect Dawn Graham Mgmt For For For
1.5 Elect David T. Hung Mgmt For For For
1.6 Elect W. Anthony Vernon Mgmt For For For
1.7 Elect Wendy L. Yarno Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2013 Employee Stock Mgmt For For For
Purchase
Plan
5 Amendment to the 2004 Mgmt For For For
Equity Incentive
Plan
6 2013 Cash Performance Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Myriad Genetics, Inc.
Ticker Security ID: Meeting Date Meeting Status
MYGN CUSIP 62855J104 12/05/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Henderson Mgmt For For For
1.2 Elect S. Louise Mgmt For For For
Phanstiel
2 Amendment to the 2010 Mgmt For Against Against
Employee, Director and
Consultant Equity
Incentive
Plan
3 2012 Employee Stock Mgmt For For For
Purchase
Plan
4 2013 Executive Mgmt For For For
Incentive
Plan
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Onyx Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ONXX CUSIP 683399109 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Corinne H. Nevinny Mgmt For For For
1.2 Elect Thomas G. Wiggans Mgmt For For For
2 Amendment to the 2005 Mgmt For Against Against
Equity Incentive
Plan
3 2013 Cash Performance Mgmt For For For
Incentive
Plan
4 Amendment to 1996 Mgmt For For For
Employee Stock
Purchase
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For Against Against
________________________________________________________________________________
Pharmacyclics, Inc.
Ticker Security ID: Meeting Date Meeting Status
PCYC CUSIP 716933106 05/09/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert F. Booth Mgmt For Withhold Against
1.2 Elect Kenneth A. Clark Mgmt For Withhold Against
1.3 Elect Robert W. Duggan Mgmt For For For
1.4 Elect Eric H. Halvorson Mgmt For For For
1.5 Elect Minesh P. Mehta Mgmt For For For
1.6 Elect David D. Smith Mgmt For For For
1.7 Elect Richard van den Mgmt For For For
Broek
2 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Qiagen N.V.
Ticker Security ID: Meeting Date Meeting Status
QGEN CUSIP N72482107 06/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Mgmt For For For
Management Board
Acts
3 Ratification of Mgmt For For For
Supervisory Board
Acts
4 Elect Detlev H. Riesner Mgmt For Against Against
5 Elect Werner Brandt Mgmt For For For
6 Elect Metin Colpan Mgmt For For For
7 Elect Manfred Karobath Mgmt For Against Against
8 Elect Elizabeth E. Mgmt For For For
Tallett
9 Elect Stephane Bancel Mgmt For For For
10 Elect Lawrence A Rosen Mgmt For For For
11 Elect Peer Schatz Mgmt For For For
12 Elect Roland Sackers Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Regeneron Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
REGN CUSIP 75886F107 06/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael S. Brown Mgmt For For For
1.2 Elect Leonard S. Mgmt For For For
Schleifer
1.3 Elect Eric M. Shooter Mgmt For For For
1.4 Elect George D. Mgmt For For For
Yancopoulos
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Seattle Genetics, Inc.
Ticker Security ID: Meeting Date Meeting Status
SGEN CUSIP 812578102 05/17/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marc E. Lippman Mgmt For For For
1.2 Elect Franklin M. Berger Mgmt For For For
1.3 Elect Daniel G. Welch Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
United Therapeutics Corporation
Ticker Security ID: Meeting Date Meeting Status
UTHR CUSIP 91307C102 06/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher Causey Mgmt For For For
1.2 Elect Richard Giltner Mgmt For For For
1.3 Elect R. Paul Gray Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Vertex Pharmaceuticals Incorporated
Ticker Security ID: Meeting Date Meeting Status
VRTX CUSIP 92532F100 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joshua S. Boger Mgmt For For For
1.2 Elect Terrence C. Mgmt For Withhold Against
Kearney
1.3 Elect Yuchun Lee Mgmt For For For
1.4 Elect Elaine S. Ullian Mgmt For For For
2 2013 Stock and Option Mgmt For Against Against
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
========================= Brazil Small-Cap Index ETF ===========================
________________________________________________________________________________
Abril Educacao SA
Ticker Security ID: Meeting Date Meeting Status
ABRE11 CINS P0039C101 04/26/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends;
Capital Expenditure
Budget
6 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Minority/Preferred
Shareholders
7 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Abril Educacao SA
Ticker Security ID: Meeting Date Meeting Status
ABRE11 CINS P0039C101 04/30/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger Mgmt For For For
4 Ratification of Mgmt For For For
Appointment of
Appraiser (NPV
Financas e
Contabilidade)
5 Valuation Report Issued Mgmt For For For
by
NPV
6 Merger Agrements Mgmt For For For
7 Ratification of Mgmt For For For
Appointment of
Appraiser
(PricewaterhouseCoopers
)
8 Valuation Report Issued Mgmt For For For
by
PricewaterhouseCoopers
9 Ratification of Mgmt For For For
Appointment of
Appraiser (NPV) to
Value the Company and
CAEP
10 Increase in Share Mgmt For For For
Capital Pursuant to
Acquisition
11 Amendments to Articles Mgmt For For For
Regarding Management
Terms
12 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Abril Educacao SA
Ticker Security ID: Meeting Date Meeting Status
ABRE11 CINS P0039C101 11/27/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Global Mgmt For For For
Dilution Limit for
Equity-Based
Schemes
3 Amendment to the Stock Mgmt For For For
Option
Plan
4 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
5 Increase in Authorized Mgmt For For For
Capital
6 Consolidation of Mgmt For For For
Articles
7 Amendment to Special Mgmt For For For
Incentive Program
Regarding
Beneficiaries
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aliansce Shopping Centers
Ticker Security ID: Meeting Date Meeting Status
ALSC3 CINS P0161M109 04/26/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Minority
Shareholders
________________________________________________________________________________
Aliansce Shopping Centers
Ticker Security ID: Meeting Date Meeting Status
ALSC3 CINS P0161M109 04/26/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Policy Mgmt For For For
4 Amendments to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
________________________________________________________________________________
Aliansce Shopping Centers S.A.
Ticker Security ID: Meeting Date Meeting Status
ALSC3 CINS P0161M109 01/24/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Acquisition Mgmt For For For
________________________________________________________________________________
Aliansce Shopping Centers S.A.
Ticker Security ID: Meeting Date Meeting Status
ALSC3 CINS P0161M109 08/29/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger Agreement Mgmt For For For
4 Ratification of Mgmt For For For
Appointment of
Appraiser
5 Valuation Report Mgmt For For For
6 Merger by Absorption Mgmt For For For
7 Authority to Carry Out Mgmt For For For
Merger
Formalities
________________________________________________________________________________
Alpargatas S.A.
Ticker Security ID: Meeting Date Meeting Status
ALPA4 CINS P8511H118 04/24/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Election of Supervisory Mgmt N/A Abstain N/A
Council Member(s)
Representative of
Minority/Preferred
Shareholders
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Anhanguera Educacional Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
AEDU3 CINS P0355L115 03/11/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Stock Option Plan Mgmt For For For
4 Ratification of Mgmt For For For
Acquisition of Uniban
Group
5 Ratification of Mgmt For For For
Appointment of
Appraiser
________________________________________________________________________________
Anhanguera Educacional Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
AEDU3 CINS P0355L115 03/11/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Stock Split Mgmt For For For
3 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Anhanguera Educacional Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
AEDU3 CINS P0355L115 04/30/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Directors Mgmt For Against Against
7 Remuneration Policy Mgmt For For For
8 Election of Supervisory Mgmt For For For
Council
Members
________________________________________________________________________________
Anhanguera Educacional Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
AEDU3 CINS P0355L115 04/30/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Stock Split Mgmt For For For
4 Amendments to Articles Mgmt For For For
Reconciliation of
Share
Capital
________________________________________________________________________________
Arezzo Industria e Comercio SA
Ticker Security ID: Meeting Date Meeting Status
ARZZ3 CINS P04508100 04/30/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Capital Expenditure Mgmt For For For
Budget
7 Remuneration Policy Mgmt For For For
8 Election of Board Mgmt For Abstain Against
Member(s)
Representative of
Minority
Shareholders
________________________________________________________________________________
Autometal SA
Ticker Security ID: Meeting Date Meeting Status
AUTM3 CINS P0594E104 04/19/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Autometal SA
Ticker Security ID: Meeting Date Meeting Status
AUTM3 CINS P0594E104 04/19/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Allocation of Mgmt For For For
Dividends;
Distribution of
Interest on
Capital
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Autometal SA
Ticker Security ID: Meeting Date Meeting Status
AUTM3 CINS P0594E104 10/04/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger by Absorption Mgmt For For For
4 Joint Venture Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Distribution of Mgmt For For For
Interest on
Capital
________________________________________________________________________________
Autometal SA
Ticker Security ID: Meeting Date Meeting Status
AUTM3 CINS P0594E104 12/19/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Distribution of Mgmt For For For
Interest on
Capital
3 Interim Dividends Mgmt For For For
4 Election of Director Mgmt For Abstain Against
5 Transfer of Investments Mgmt For Abstain Against
Between
Subsidiaries
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
B2W - Companhia Global do Varejo
Ticker Security ID: Meeting Date Meeting Status
BTOW3 CINS P19055113 04/30/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Minority
Shareholders
6 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
B2W - Companhia Global do Varejo
Ticker Security ID: Meeting Date Meeting Status
BTOW3 CINS P19055113 04/30/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Change of Company Name Mgmt For For For
4 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Banco ABC Brasil SA
Ticker Security ID: Meeting Date Meeting Status
ABCB3 CINS P0763M135 11/16/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Vernon Handley Mgmt For Abstain Against
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Banco Industrial e Comercial SA
Ticker Security ID: Meeting Date Meeting Status
BICB4 CINS P1337Q115 04/15/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Minority/Preferred
Shareholders
________________________________________________________________________________
Banco Panamericano SA
Ticker Security ID: Meeting Date Meeting Status
BPNM4 CINS P14996105 04/30/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Election of Board Mgmt For Abstain Against
Member(s)
Representative of
Minority/Preferred
Shareholders
7 Election of Supervisory Mgmt For Abstain Against
Council Member(s)
Representative of
Minority/Preferred
Shareholders
________________________________________________________________________________
Beadell Resources Limited
Ticker Security ID: Meeting Date Meeting Status
BDR CINS Q1398U103 05/24/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Craig L. Mgmt For For For
Readhead
4 Re-elect Robert Watkins Mgmt For For For
5 Approve Performance Mgmt For For For
Rights
Plan
6 Approve Termination Mgmt For For For
Payments
7 Equity Grant (Executive Mgmt For For For
Director Robert
Watkins)
8 Equity Grant (MD Peter Mgmt For For For
Bowler)
9 Ratify Placement of Mgmt For For For
Securities
10 Renew Proportional Mgmt For For For
Takeover
Provisions
11 Spill Resolution Mgmt Against Against For
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Brasil Brokers Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
BBRK3 CINS P1630V100 04/19/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratification of Mgmt For For For
Acquisition of Bamberg
Brokers
4 Ratification of Mgmt For For For
Acquisition of Miranda
Brokers
5 Ratification of Mgmt For For For
Acquisition of LBR
Brokers
________________________________________________________________________________
Brasil Brokers Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
BBRK3 CINS P1630V100 04/19/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Brasil Insurance Participacoes e Administracao SA
Ticker Security ID: Meeting Date Meeting Status
BRIN3 CINS P1830M108 02/20/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquistion of Carraro Mgmt For For For
Corretora de Seguros
Ltda
4 Merger of SMM Holding e Mgmt For For For
Empreendimentos
Ltda
________________________________________________________________________________
Brasil Insurance Participacoes e Administracao SA
Ticker Security ID: Meeting Date Meeting Status
BRIN3 CINS P1830M108 04/29/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors Mgmt For For For
5 Remuneration Policy Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Brasil Insurance Participacoes e Administracao SA
Ticker Security ID: Meeting Date Meeting Status
BRIN3 CINS P1830M108 06/26/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition Mgmt For For For
4 Acquisition of DR7 Mgmt For For For
Participacoes e
Empreendimentos
Ltda.the holder of 60%
of Omega Corretora de
Seguros
Ltda.
5 Acquisition of 49.99% Mgmt For For For
of Aral Administradora
de Beneficios
Ltda
6 Acquisition of Ralah Mgmt For For For
Participacoes e
Empreendimentos Ltda.,
the owner of 50% of
the share capital of
Aral Administradora de
Beneficios
Ltda.
________________________________________________________________________________
Brasil Insurance Participacoes e Administracao SA
Ticker Security ID: Meeting Date Meeting Status
BRIN3 CINS P1830M108 11/01/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Itax Acquisition Mgmt For Abstain Against
4 SBX Acquisition Mgmt For Abstain Against
5 Pada Holding Acquisition Mgmt For Abstain Against
________________________________________________________________________________
Brasil Insurance Participacoes e Administracao SA
Ticker Security ID: Meeting Date Meeting Status
BRIN3 CINS P1830M108 12/14/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition of Indico Mgmt For Abstain Against
Consultoria de
Beneficios e
Corretagem de
Seguros
3 Acquisition of Viva Bem Mgmt For Abstain Against
Gestao de
Saude
4 Merger of Larah Mgmt For Abstain Against
Participacoes e
Empreendimentos
5 Amendment to Meeting Mgmt For For For
Minutes
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Brazil Pharma S.A.
Ticker Security ID: Meeting Date Meeting Status
BPHA3 CINS P1815Q108 09/17/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Minutes Mgmt For For For
3 Ratification of Mgmt For For For
Appointment of
Appraiser
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Valuation Report Mgmt For For For
6 Merger Agreement Mgmt For For For
7 Approval of Exchange Mgmt For For For
Ratio
8 Merger/Acquisition Mgmt For For For
9 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
10 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
11 Amendment to Articles Mgmt For For For
Regarding
Administrative
Office
12 Consolidation of Mgmt For For For
Articles
13 Authority to Carry Out Mgmt For For For
Merger
Formalities
14 Non-Voting Meeting Note N/A N/A N/A N/A
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Brazil Pharma SA
Ticker Security ID: Meeting Date Meeting Status
BPHA3 CINS P1815Q108 04/30/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 Remuneration Policy Mgmt For For For
7 Election of Directors; Mgmt For Against Against
Election of Chairman
and Vice
Chairman
________________________________________________________________________________
Brazil Pharma SA
Ticker Security ID: Meeting Date Meeting Status
BPHA3 CINS P1815Q108 04/30/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratification of Mgmt For For For
Appointment of
Appraiser
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Valuation Report Mgmt For For For
6 Merger Agreement Mgmt For For For
7 Exchange Ratio Mgmt For For For
8 Merger Protocol Mgmt For For For
9 Increase in Share Mgmt For For For
Capital
10 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
11 Change of Company Name Mgmt For For For
12 Consolidation of Mgmt For For For
Articles
13 Authority to Carry Out Mgmt For For For
Merger
Formalities
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Brookfield Incorporacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
BISA3 CINS P1901G105 04/29/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Benjamin Michael Mgmt For For For
Vaughan
5 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
Brookfield Incorporacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
BISA3 CINS P1901G105 04/29/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
4 Increase in Authorized Mgmt For For For
Capital
5 Amendments to Articles Mgmt For For For
Regarding Legal
Representation
6 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Brookfield Incorporacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
BISA3 CINS P1901G105 09/03/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Increase in Authorized Mgmt For For For
Share Capital;
Issuance of Shares w/
Preemptive
Rights
4 Relocation of Company's Mgmt For For For
Registered Office
________________________________________________________________________________
Colossus Minerals Inc.
Ticker Security ID: Meeting Date Meeting Status
CSI CINS 19681L109 05/21/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Alberto Arias Mgmt For For For
3 Elect John Frostiak Mgmt For For For
4 Elect David Garofalo Mgmt For For For
5 Elect Greg Hall Mgmt For For For
6 Elect Mel Leiderman Mgmt For For For
7 Elect Claudio Mancuso Mgmt For For For
8 Elect Douglas Reeson Mgmt For Against Against
9 Elect John Turner Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Adoption of New General Mgmt For For For
Bylaws
________________________________________________________________________________
Companhia de Ferro Ligas da Bahia - Ferbasa
Ticker Security ID: Meeting Date Meeting Status
FESA4 CINS P3054X117 04/24/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Election of Directors Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Companhia de Gas de Sao Paulo - COMGAS
Ticker Security ID: Meeting Date Meeting Status
CGAS5 CINS P3055H194 03/11/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Election of Supervisory Mgmt N/A Abstain N/A
Council Member(s)
Representative of
Minority/Preferred
Shareholders
________________________________________________________________________________
Companhia de Gas de Sao Paulo - COMGAS
Ticker Security ID: Meeting Date Meeting Status
CGAS5 CINS P3055H194 11/21/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Election of Supervisory Mgmt N/A Abstain N/A
Council Member(s)
Representative of
Minority/Preferred
Shareholders
________________________________________________________________________________
Companhia de Saneamento de Minas Gerais - COPASA MG
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 02/18/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Charitable Property Mgmt For For For
Donations
4 Charitable Property Mgmt For For For
Donation
5 Amendment to Bidding Mgmt For For For
Process
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Companhia de Saneamento de Minas Gerais - COPASA MG
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 04/11/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Capital Expenditure Mgmt For For For
Budget
7 Election of Board Mgmt For Abstain Against
Member(s)
Representative of
Minority
Shareholders
________________________________________________________________________________
Companhia de Saneamento de Minas Gerais - COPASA MG
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 04/11/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Policy Mgmt For For For
4 Amendments to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
5 Charitable Donations Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Companhia de Saneamento de Minas Gerais - COPASA MG
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 05/28/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Articles Mgmt For For For
Regarding Board and
Management
Authorities
________________________________________________________________________________
Companhia Energetica do Ceara SA COELCE
Ticker Security ID: Meeting Date Meeting Status
COCE5 CINS P3056A107 04/29/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Election of Directors Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Contax Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
CTAX4 CINS P3144E111 04/02/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Partial Spin-Off Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Conversion of Preferred Mgmt For For For
Shares to Common
Shares
7 Approval of Private Mgmt For For For
Stipulation Instrument
in Favor of Third
Parties
________________________________________________________________________________
Diagnosticos da America S.A.
Ticker Security ID: Meeting Date Meeting Status
DASA3 CINS P3589C109 04/22/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Directors Mgmt For For For
7 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Diagnosticos da America S.A.
Ticker Security ID: Meeting Date Meeting Status
DASA3 CINS P3589C109 04/22/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
Regarding Statutory
Audit
Committee
________________________________________________________________________________
Diagnosticos da America S.A.
Ticker Security ID: Meeting Date Meeting Status
DASA3 CINS P3589C109 11/30/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Agreement Mgmt For For For
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Ratification of Mgmt For For For
Appointment of
Appraiser
5 Valuation Report Mgmt For For For
6 Merger by Absorption Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Eletropaulo Metropolitana Eletricidade Sao Paulo S.A.
Ticker Security ID: Meeting Date Meeting Status
ELPL4 CINS P36476169 04/04/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Election of Supervisory Mgmt For Abstain Against
Council
________________________________________________________________________________
Eletropaulo Metropolitana Eletricidade Sao Paulo S.A.
Ticker Security ID: Meeting Date Meeting Status
ELPL4 CINS P36476169 06/21/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Election of Supervisory Mgmt N/A Abstain N/A
Council Member(s)
Representative of
Preferred
Shareholders
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Equatorial Energia S.A.
Ticker Security ID: Meeting Date Meeting Status
EQTL11 CINS P3773H104 04/30/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Distribution of Dividend Mgmt For For For
6 Election of Directors Mgmt For Against Against
7 Remuneration Policy Mgmt For For For
8 Election of Supervisory Mgmt For For For
Council;
Fees
________________________________________________________________________________
Equatorial Energia S.A.
Ticker Security ID: Meeting Date Meeting Status
EQTL11 CINS P3773H104 04/30/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Increase in Authorized Mgmt For For For
Capital
4 Amendments to Articles Mgmt For For For
Regarding Board
Deliberations About
Convertible
Debentures
5 Amendments to Articles Mgmt For For For
Regarding Management
Board
6 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Estacio Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
ESTC3 CINS P3784E108 04/30/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
4 Stock Split Mgmt For For For
5 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Estacio Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
ESTC3 CINS P3784E108 04/30/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Capital Expenditure Mgmt For For For
Budget
6 Election of Supervisory Mgmt For For For
Council
Members
7 Remuneration Policy Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Estacio Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
ESTC3 CINS P3784E108 05/21/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Estacio Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
ESTC3 CINS P3784E108 11/28/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition of iDEZ Mgmt For For For
Empreendimentos
Educacionais
3 Acquisition of UNIUOL Mgmt For For For
Gestao de
Empreendimentos
Educacionais e
Participacoes
4 Acquisition of Mgmt For For For
Sociedade Educacional
do Rio Grande do
Sul
5 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Estacio Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
ESTC3 CINS P3784E108 07/03/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger/Acquisition Mgmt For Abstain Against
3 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Even Construtora e Incorporadora S.A.
Ticker Security ID: Meeting Date Meeting Status
EVEN3 CINS P3904U107 04/29/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Capital Expenditure Mgmt For For For
Budget
6 Allocation of Mgmt For For For
Profits/Dividends
7 Election of Directors Mgmt For For For
8 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
Even Construtora e Incorporadora S.A.
Ticker Security ID: Meeting Date Meeting Status
EVEN3 CINS P3904U107 04/29/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
Regarding Legal
Representation
________________________________________________________________________________
Ez Tec Empreendimentos E Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
EZTC3 CINS P3912H106 04/26/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amend Articles to Mgmt For For For
Increase Board
Size
________________________________________________________________________________
Ez Tec Empreendimentos E Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
EZTC3 CINS P3912H106 04/26/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Board Size Mgmt For For For
7 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Minority
Shareholders
8 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Ez Tec Empreendimentos E Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
EZTC3 CINS P3912H106 05/22/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Increase in Board Size Mgmt For Against Against
________________________________________________________________________________
Fleury SA
Ticker Security ID: Meeting Date Meeting Status
FLRY3 CINS P418BW104 04/09/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Fleury SA
Ticker Security ID: Meeting Date Meeting Status
FLRY3 CINS P418BW104 04/09/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends;
Capital Expenditure
Budget
6 Election of Board Mgmt For Abstain Against
Member(s)
Representative of
Minority
Shareholders
7 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Fleury SA
Ticker Security ID: Meeting Date Meeting Status
CINS P418BW104 12/31/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Agreement Mgmt For For For
3 Ratification of Mgmt For For For
Appointment of
Appraiser
4 Valuation Report Mgmt For For For
5 Merger by Absorption Mgmt For For For
6 Conversion of Felippe Mgmt For For For
Mattoso into a
Subsidiary
7 Authority to Carry Out Mgmt For For For
Merger by Absorption
Formalities
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gafisa SA
Ticker Security ID: Meeting Date Meeting Status
GFSA3 CUSIP 362607301 04/19/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
3 Establishment of Mgmt For For For
Supervisory
Council
4 Election of Supervisory Mgmt For For For
Council
5 Supervisory Council Fees Mgmt For For For
________________________________________________________________________________
GP Investments Ltd.
Ticker Security ID: Meeting Date Meeting Status
GPIV11 CINS G4035L107 04/30/2013 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Election of Meeting Mgmt For For For
Chairman
4 Confirmation of the Mgmt For For For
Meeting
5 Election of Directors Mgmt For For For
6 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Grendene SA
Ticker Security ID: Meeting Date Meeting Status
GRND3 CINS P49516100 04/08/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Helbor Empreendimentos S.A.
Ticker Security ID: Meeting Date Meeting Status
HBOR3 CINS P5171M106 01/11/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Agreement Mgmt For For For
3 Ratification of Mgmt For For For
Appointment of
Appraiser
4 Valuation Report Mgmt For For For
5 Merger by Absorption Mgmt For For For
6 Ratification of Mgmt For For For
Management Acts
Regarding Merger by
Absorption
7 Authority to Carry Out Mgmt For For For
Merger by Absorption
Formalities
________________________________________________________________________________
Helbor Empreendimentos S.A.
Ticker Security ID: Meeting Date Meeting Status
HBOR3 CINS P5171M106 04/19/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends;
Capital Expenditure
Budget
6 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Minority
Shareholders
7 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Helbor Empreendimentos S.A.
Ticker Security ID: Meeting Date Meeting Status
HBOR3 CINS P5171M106 04/19/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Capitalization of Mgmt For For For
Reserves for Bonus
Share
Issuance
4 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
HRT Participacoes em Petroleo S.A.
Ticker Security ID: Meeting Date Meeting Status
HRTP3 CINS P5280D104 04/29/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Election of Directors Mgmt For For For
6 Allocation of Profits Mgmt For For For
________________________________________________________________________________
HRT Participacoes em Petroleo S.A.
Ticker Security ID: Meeting Date Meeting Status
HRTP3 CINS P5280D104 09/17/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Board Size Mgmt For For For
5 Amendments to Articles Mgmt For For For
Regarding Board
Size
6 Resignation of Directors Mgmt For For For
7 Election of Directors Mgmt For For For
(Slate)
________________________________________________________________________________
Iguatemi Empresa de Shopping Centers S.A.
Ticker Security ID: Meeting Date Meeting Status
IGTA3 CINS P5352J104 04/24/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
Iguatemi Empresa de Shopping Centers S.A.
Ticker Security ID: Meeting Date Meeting Status
IGTA3 CINS P5352J104 10/17/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Stock Split Mgmt For For For
4 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
________________________________________________________________________________
International Meal Company Holdings SA
Ticker Security ID: Meeting Date Meeting Status
IMCH3 CINS P5789M100 04/26/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Policy Mgmt For For For
7 Election of Directors Mgmt For Against Against
________________________________________________________________________________
International Meal Company Holdings SA
Ticker Security ID: Meeting Date Meeting Status
IMCH3 CINS P5789M100 12/20/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Relocation of Company's Mgmt For For For
Registered
Office
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Iochpe-Maxion SA
Ticker Security ID: Meeting Date Meeting Status
MYPK3 CINS P58749105 04/16/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Capitalization of Mgmt For For For
Reserves w/o Share
Issue
4 Increase in Authorized Mgmt For For For
Share
Capital
________________________________________________________________________________
Iochpe-Maxion SA
Ticker Security ID: Meeting Date Meeting Status
MYPK3 CINS P58749105 04/16/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Directors Mgmt For Against Against
7 Remuneration Policy Mgmt For For For
________________________________________________________________________________
JHSF Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
JHSF3 CINS P6050T105 04/30/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
4 Amendment to Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
JHSF Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
JHSF3 CINS P6050T105 04/30/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Directors Mgmt For For For
7 Election of Chairman of Mgmt For Against Against
the
Board
8 Remuneration Policy Mgmt For For For
________________________________________________________________________________
JHSF Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
JHSF3 CINS P6050T105 12/20/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Article 30 Mgmt For For For
3 Amendments to Article 33 Mgmt For For For
4 Consolidation of Mgmt For For For
Articles
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kroton Educacional SA
Ticker Security ID: Meeting Date Meeting Status
KROT3 CINS P6115V129 02/21/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Stock Split Mgmt For For For
4 Consolidation of Mgmt For For For
Articles Pursuant to
Changes in Share
Capital
________________________________________________________________________________
Kroton Educacional SA
Ticker Security ID: Meeting Date Meeting Status
KROT3 CINS P6115V129 09/28/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
5 Ratification of Mgmt For For For
Appointment of
Appraiser
6 Valuation Report Mgmt For For For
7 Acquisition Mgmt For For For
8 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
9 Board Size Mgmt For Against Against
10 Election of Directors Mgmt For For For
(Slate)
11 Amendments to Articles Mgmt For Against Against
Regarding Board Term
Length
12 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Kroton Educacional SA
Ticker Security ID: Meeting Date Meeting Status
KROT3 CINS P6115V103 09/28/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Election of Directors Mgmt For For For
(Slate)
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Kroton Educacional SA
Ticker Security ID: Meeting Date Meeting Status
KROT3 CINS P6115V111 09/28/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
5 Ratification of Mgmt For For For
Appointment of
Appraiser
6 Valuation Report Mgmt For For For
7 Acquisition Mgmt For For For
8 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
9 Board Size Mgmt For Against Against
10 Election of Directors Mgmt For For For
(Slate)
11 Amendments to Articles Mgmt For Against Against
Regarding Board Term
Length
12 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Kroton Educacional SA
Ticker Security ID: Meeting Date Meeting Status
KROT3 CINS P6115V129 11/30/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Adhesion to Novo Mercado Mgmt For For For
4 Conversion of Preferred Mgmt For For For
Shares to Common
Shares
5 Reverse Stock Split Mgmt For For For
6 Cancellation of Mgmt For For For
Certificate of Deposit
Units
7 Amendments to Articles Mgmt For For For
Regarding Novo Mercado
Regulations
________________________________________________________________________________
Kroton Educacional SA
Ticker Security ID: Meeting Date Meeting Status
KROT3 CINS P6115V111 11/30/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adhesion to Novo Mercado Mgmt For For For
3 Conversion of Preferred Mgmt For For For
Shares to Common
Shares
4 Reverse Stock Split Mgmt For For For
5 Cancellation of Mgmt For For For
Certificate of Deposit
Units
6 Amendments to Articles Mgmt For For For
Regarding Novo Mercado
Regulations
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Light SA
Ticker Security ID: Meeting Date Meeting Status
LIGT3 CINS P63529104 04/26/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Policy Mgmt For For For
7 Election of Supervisory Mgmt For Abstain Against
Council Member(s)
Representative of
Minority
Shareholders
8 Supervisory Council's Mgmt For For For
Fees
________________________________________________________________________________
LLX Logistica S.A
Ticker Security ID: Meeting Date Meeting Status
LLXL3 CINS P6398Y105 08/16/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Appointment of Banco Mgmt For N/A N/A
BTG
Pactual
5 Appointment of Bank of Mgmt For N/A N/A
America Merrill Lynch
Banco
Multiplo
6 Appointment of Banco Mgmt For For For
Santander
(Brasil)
7 Delisting Mgmt N/A Abstain N/A
8 Termination of Level 1 Mgmt N/A Abstain N/A
Global Depository
Receipt
Program
9 Filing of Tender Offer Mgmt N/A Abstain N/A
Application
________________________________________________________________________________
LLX Logistica SA
Ticker Security ID: Meeting Date Meeting Status
LLXL3 CINS P6398Y105 04/30/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Board Mgmt For Abstain Against
Member(s)
Representative of
Minority
Shareholders
7 Remuneration Policy Mgmt For For For
________________________________________________________________________________
LLX Logistica SA
Ticker Security ID: Meeting Date Meeting Status
LLXL3 CINS P6398Y105 04/30/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Alteration of Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
LLX Logistica SA
Ticker Security ID: Meeting Date Meeting Status
LLXL3 CINS P6398Y105 10/24/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
5 Elect Aziz Ben Ammar Mgmt For For For
________________________________________________________________________________
LPS Brasil-Consultoria de Imoveis S.A.
Ticker Security ID: Meeting Date Meeting Status
LPSB3 CINS P6413J109 03/19/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Stock Split Mgmt For For For
4 Amendments to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
5 Increase in Authorized Mgmt For For For
Share Capital
________________________________________________________________________________
LPS Brasil-Consultoria de Imoveis S.A.
Ticker Security ID: Meeting Date Meeting Status
LPSB3 CINS P6413J109 04/22/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Remuneration Policy Mgmt For Against Against
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
LPS Brasil-Consultoria de Imoveis S.A.
Ticker Security ID: Meeting Date Meeting Status
LPSB3 CINS P6413J109 04/22/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratification of Mgmt For For For
Acquisitions
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magazine Luiza SA
Ticker Security ID: Meeting Date Meeting Status
MGLU3 CINS P6425Q109 04/29/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Director(s) Mgmt For Abstain Against
and Supervisory
Council Member(s)
Representative of
Minority
Shareholders
5 Remuneration Policy Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magnesita Refratarios SA
Ticker Security ID: Meeting Date Meeting Status
MAGG3 CINS P6426L109 04/19/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Comment - SHAREHOLDERS Mgmt For For For
SUBMITTING A VOTE TO
ELECT A MEMBER MUST
INCLUDE THE NAME OF
THE CANDIDATE TO BE
ELECTED. IF
INSTRUCTIONS ARE
RECEIVED WITHOUT A
CANDIDATE'S NAME, THE
VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST
THE COMPANY'S DEFAULT
CANDIDATE.
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Election of Directors Mgmt For Against Against
6 Election of Supervisory Mgmt For For For
Council
7 Remuneration Policy Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mahle Metal Leve SA
Ticker Security ID: Meeting Date Meeting Status
LEVE4 CINS P6528U106 04/19/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Capital Expenditure Mgmt For For For
Budget
6 Allocation of Mgmt For For For
Profits/Dividends
7 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Minority
Shareholders
8 Election of Supervisory Mgmt For Abstain Against
Council
9 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Marcopolo SA
Ticker Security ID: Meeting Date Meeting Status
POMO4 CINS P64331112 03/27/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Francisco Sergio Mgmt For For For
Quintana da Rosa as
Supervisory Council
Member;
Fees
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Marfrig Alimentos S.A.
Ticker Security ID: Meeting Date Meeting Status
MRFG3 CINS P64389102 04/30/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Minority
Shareholders
6 Election of Supervisory Mgmt N/A Abstain N/A
Council Member(s)
Representative of
Minority
Shareholders
7 Remuneration Policy Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Marfrig Alimentos S.A.
Ticker Security ID: Meeting Date Meeting Status
MRFG3 CINS P64389102 04/30/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition of Keystone Mgmt For Against Against
Foods
3 Ratification of Mgmt For Against Against
Appointment of
Appraiser
4 Valuation Report Mgmt For Against Against
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Marfrig Alimentos S.A.
Ticker Security ID: Meeting Date Meeting Status
MRFG3 CINS P64389102 11/08/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
4 Increase in Authorized Mgmt For For For
Capital
5 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Marisa Lojas SA
Ticker Security ID: Meeting Date Meeting Status
MARI3 CINS P6462B106 04/18/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Minority
Shareholders
7 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Mills Estruturas e Servicos de Engenharia S.A.
Ticker Security ID: Meeting Date Meeting Status
MILS3 CINS P6799C108 04/26/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Capital Expenditure Mgmt For For For
Budget
4 Allocation of Mgmt For For For
Profits/Dividends
5 Election of Supervisory Mgmt For For For
Council
6 Remuneration Policy Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Minerva SA
Ticker Security ID: Meeting Date Meeting Status
BEEF3 CINS P6831V106 04/26/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Elect Norberto Lanzara Mgmt For Against Against
Giangrande Junior;
Board
Size
6 Election of Supervisory Mgmt For For For
Council
7 Remuneration Policy Mgmt For Against Against
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Minerva SA
Ticker Security ID: Meeting Date Meeting Status
BEEF3 CINS P6831V106 04/26/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Stock Option Plan Mgmt For Against Against
4 Ratification of Mgmt For For For
Acquisition of
Frigomerc
5 Amendment to Articles Mgmt For For For
Regarding Corporate
Purpose
6 Amendments to Articles Mgmt For For For
to Implement ANBIMA
Recommendations
7 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
________________________________________________________________________________
Mirabela Nickel Limited
Ticker Security ID: Meeting Date Meeting Status
MBN CINS Q6188C106 05/30/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Report Mgmt For For For
4 Spill Resolution Mgmt Against Against For
5 Elect Peter Nicholson Mgmt For For For
6 Re-elect Nick Sheard Mgmt For For For
7 Approve Long Term Mgmt For For For
Incentive
Plan
8 Equity Grant (MD/CEO Mgmt For For For
Ian Frank
Purdy)
9 Approve Termination Mgmt For For For
Benefits (MD/CEO Ian
Frank
Purdy)
10 Approve Termination Mgmt For For For
Benefits (COO Anthony
Peter
Kocken)
11 Approve Termination Mgmt For For For
Benefits (CFO
Christiaan Philippus
Els)
12 Amendment to Mgmt For For For
Constitution (Annual
Re-election of
Directors)
13 Renew Proportional Mgmt For For For
Takeover
Provisions
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
MMX Mineracao E Metalicos
Ticker Security ID: Meeting Date Meeting Status
MMXM3 CINS P6829U102 08/31/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Election of Directors Mgmt For For For
(Slate)
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
MMX Mineracao e Metalicos S.A.
Ticker Security ID: Meeting Date Meeting Status
MMXM3 CINS P6829U102 04/30/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Losses
6 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Minority
Shareholders
7 Remuneration Policy Mgmt For For For
________________________________________________________________________________
MMX Mineracao e Metalicos S.A.
Ticker Security ID: Meeting Date Meeting Status
MMXM3 CINS P6829U102 04/30/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
________________________________________________________________________________
NII Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
NIHD CUSIP 62913F201 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donald Guthrie Mgmt For Against Against
2 Elect Steven M. Shindler Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2012 Mgmt For Against Against
Incentive Compensation
Plan
5 Repeal of Classified Mgmt For For For
Board
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Odontoprev SA
Ticker Security ID: Meeting Date Meeting Status
ODPV3 CINS P7344M104 04/02/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Policy Mgmt For For For
7 Election of Supervisory Mgmt For For For
Council
________________________________________________________________________________
OSX Brasil SA
Ticker Security ID: Meeting Date Meeting Status
OSXB3 CINS P7383A102 04/26/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Directors Mgmt For For For
7 Remuneration Policy Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
OSX Brasil SA
Ticker Security ID: Meeting Date Meeting Status
OSXB3 CINS P7383A102 09/06/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Election of Directors Mgmt For For For
(Slate)
5 Lien on Subsidiary Mgmt For For For
________________________________________________________________________________
Paranapanema S.A.
Ticker Security ID: Meeting Date Meeting Status
PMAM3 cins P7579L102 04/05/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Ratification of Mgmt For Abstain Against
Appointment of
Alternate Board
Members
6 Remuneration Policy Mgmt For For For
7 Election of Supervisory Mgmt For Abstain Against
Council Members;
Fees
________________________________________________________________________________
PDG Realty S.A. Empreendimentos E Participacoes
Ticker Security ID: Meeting Date Meeting Status
PDGR3 CINS P7649U108 01/09/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Relocation of Company's Mgmt For For For
Registered
Office
4 Amendments to Articles Mgmt For For For
Regarding Management
Board
5 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
PDG Realty S.A. Empreendimentos E Participacoes
Ticker Security ID: Meeting Date Meeting Status
PDGR3 CINS P7649U108 04/29/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
4 Amendments to Articles Mgmt For For For
Regarding Executive
Officers
5 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
PDG Realty S.A. Empreendimentos E Participacoes
Ticker Security ID: Meeting Date Meeting Status
PDGR3 CINS P7649U108 04/29/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Losses
6 Election of Directors Mgmt For For For
7 Election of Supervisory Mgmt For For For
Council
Members
8 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
PDG Realty S.A. Empreendimentos E Participacoes
Ticker Security ID: Meeting Date Meeting Status
PDGR3 CINS P7649U108 07/03/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Capitalization Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
6 Issuance of Convertible Mgmt For For For
Debentures w/o
Preemptive
Rights
7 Amendments to Articles Mgmt For For For
Regarding
Debentures
8 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
9 Increase in Authorized Mgmt For For For
Capital
10 Amendments to Articles Mgmt For For For
Regarding New
Management
Role
11 Amendments to Articles Mgmt For For For
Regarding Definitions
and
Arbitration
________________________________________________________________________________
Positivo Informatica SA
Ticker Security ID: Meeting Date Meeting Status
POSI3 CINS P7905T100 04/30/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
5 Remuneration Policy Mgmt For For For
6 Election of Board Mgmt For Abstain Against
Member(s)
Representative of
Minority
Shareholders
________________________________________________________________________________
Positivo Informatica SA
Ticker Security ID: Meeting Date Meeting Status
POSI3 CINS P7905T100 04/30/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Articles Mgmt For For For
Regarding Corporate
Purpose
4 Amendments to Articles Mgmt For For For
Regarding Novo
Mercado
5 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
QGEP Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
QGEP3 CINS P7920K100 04/19/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
6 Ratification of Mgmt For For For
Remuneration Paid to
Administrators
________________________________________________________________________________
Qualicorp SA
Ticker Security ID: Meeting Date Meeting Status
QUAL3 CINS P7S21H105 04/30/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
Regarding Management
Board
3 Amendments to Articles Mgmt For For For
Regarding
Arbitration
4 Board Size Mgmt For For For
________________________________________________________________________________
Qualicorp SA
Ticker Security ID: Meeting Date Meeting Status
QUAL3 CINS P7S21H105 04/30/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Election of Directors Mgmt For Against Against
6 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
Randon S.A. Implementos E Participacoes
Ticker Security ID: Meeting Date Meeting Status
RAPT4 CINS P7988W103 04/05/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Election of Board Mgmt For Abstain Against
Member(s)
Representative of
Minority/Preferred
Shareholders
8 Election of Supervisory Mgmt For Abstain Against
Council Member(s)
Representative of
Minority/Preferred
Shareholders
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Restoque Comercio Confeccoes de Roupas S.A.
Ticker Security ID: Meeting Date Meeting Status
LLIS3 CINS P6292Q109 04/26/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Stock Option Plan Mgmt For For For
4 Amendments to Articles Mgmt For For For
Regarding Management
Board
________________________________________________________________________________
Restoque Comercio Confeccoes de Roupas S.A.
Ticker Security ID: Meeting Date Meeting Status
LLIS3 CINS P6292Q109 04/26/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors; Mgmt For Against Against
Remuneration
Policy
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rossi Residencial S.A.
Ticker Security ID: Meeting Date Meeting Status
RSID3 CINS P8172J106 04/10/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
Regarding Unified
Terms
________________________________________________________________________________
Rossi Residencial S.A.
Ticker Security ID: Meeting Date Meeting Status
RSID3 CINS P8172J106 04/26/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Losses Mgmt For For For
5 Election of Directors Mgmt For Against Against
6 Election of Supervisory Mgmt For For For
Council
7 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Rossi Residencial S.A.
Ticker Security ID: Meeting Date Meeting Status
RSID3 CINS P8172J106 04/26/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Publication of Company Mgmt For For For
Notices
________________________________________________________________________________
Rossi Residencial S.A.
Ticker Security ID: Meeting Date Meeting Status
RSID3 CINS P8172J106 08/31/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to the Stock Mgmt For Against Against
Option
Plan
________________________________________________________________________________
Rossi Residencial S.A.
Ticker Security ID: Meeting Date Meeting Status
RSID3 CINS P8172J106 09/26/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share Capital
4 Increase in Authorized Mgmt For For For
Capital
5 Amendments to Articles Mgmt For For For
Regarding Board
Meeting
Observers
6 Amendments to Articles Mgmt For For For
Regarding Executive
Duties
7 Amendments to Articles Mgmt For For For
Regarding Expansion
Reserve
8 Amendments to Articles Mgmt For For For
Regarding
Terminology
9 Amendments to Articles Mgmt For For For
Regarding Novo Mercado
Regulations
________________________________________________________________________________
Rossi Residencial S.A.
Ticker Security ID: Meeting Date Meeting Status
RSID3 CINS P8172J106 12/07/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Restated Accounts and Mgmt For For For
Reports
________________________________________________________________________________
Santos Brasil Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
STBR11 CINS P8338G111 03/26/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Amendments to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
________________________________________________________________________________
Santos Brasil Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
STBR11 CINS P8338G111 03/26/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Capital Expenditure Mgmt For For For
Budget
6 Allocation of Mgmt For For For
Profits/Dividends
7 Election of Directors Mgmt For For For
8 Election of Supervisory Mgmt For For For
Council
Members
9 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Sao Martinho SA
Ticker Security ID: Meeting Date Meeting Status
SMTO3 CINS P8493J108 04/25/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger by Absorption Mgmt For For For
Agreement
4 Ratification of Mgmt For For For
Appointment of
Appraiser
5 Valuation Report Mgmt For For For
6 Merger by Absorption Mgmt For For For
7 Ratification of Mgmt For For For
Acquisition of
Assets
________________________________________________________________________________
Saraiva S.A. Livreiros Editores
Ticker Security ID: Meeting Date Meeting Status
SLED4 CINS P8515A192 04/25/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Minority/Preferred
Shareholders
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Slc Agricola S.A.
Ticker Security ID: Meeting Date Meeting Status
SLCE3 CINS P8711D107 04/17/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Policy Mgmt For For For
7 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Minority
Shareholders
________________________________________________________________________________
Sonae Sierra Brasil SA
Ticker Security ID: Meeting Date Meeting Status
SSBR3 CINS P8731D103 04/25/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends;
Capital Expenditure
Budget
5 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Sul America SA
Ticker Security ID: Meeting Date Meeting Status
SULA4 CINS P87993120 04/04/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Capitalization of Mgmt For For For
Reserves for Bonus
Share
Issue
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sul America SA
Ticker Security ID: Meeting Date Meeting Status
SULA4 CINS P87993120 04/04/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Board Mgmt For Abstain Against
Member(s)
Representative of
Minority/Preferred
Shareholders
5 Remuneration Policy Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sul America SA
Ticker Security ID: Meeting Date Meeting Status
SULA4 CINS P87993120 04/10/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Technos SA
Ticker Security ID: Meeting Date Meeting Status
TECN3 CINS P90188106 04/25/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Capital Expenditure Mgmt For For For
Budget
6 Remuneration Policy Mgmt For For For
7 Election of Directors Mgmt For For For
________________________________________________________________________________
Technos SA
Ticker Security ID: Meeting Date Meeting Status
TECN3 CINS P90188106 04/25/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratification of Mgmt For For For
Appointment of
Appraiser
4 Acquisition of Grupo Mgmt For For For
Dumont
Saab
________________________________________________________________________________
Tecnisa S.A.
Ticker Security ID: Meeting Date Meeting Status
TCSA3 CINS P9021P103 04/26/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Election of Supervisory Mgmt N/A Abstain N/A
Council Member(s)
Representative of
Minority
Shareholders
6 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Tegma Gestao Logistica SA
Ticker Security ID: Meeting Date Meeting Status
TGMA3 CINS P90284103 04/30/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Board Mgmt For Abstain Against
Member(s)
Representative of
Minority
Shareholders
7 Election of Supervisory Mgmt For Abstain Against
Council Member(s)
Representative of
Minority
Shareholders
8 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
Telec Brasileiras SA Telebras
Ticker Security ID: Meeting Date Meeting Status
TELB3 CINS P90286116 07/04/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Ratification of Share Mgmt For For For
Capital
Increase
5 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Telecomunicacoes Brasileiras S.A. - Telebras
Ticker Security ID: Meeting Date Meeting Status
TELB3 CINS P90286116 04/04/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Election of Board Mgmt For Abstain Against
Member(s)
Representative of
Minority/Preferred
Shareholders
8 Election of Supervisory Mgmt For Abstain Against
Council Member(s)
Representative of
Minority/Preferred
Shareholders
9 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Telecomunicacoes Brasileiras S.A. - Telebras
Ticker Security ID: Meeting Date Meeting Status
TELB3 CINS P90286116 11/21/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Elect Luciana Cortez Mgmt For For For
Roriz
Pontes
________________________________________________________________________________
TOTVS S.A.
Ticker Security ID: Meeting Date Meeting Status
TOTS3 CINS P92184103 11/29/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Agreements Mgmt For For For
3 Ratification of Mgmt For For For
Appointment of
Appraisers
4 Valuation Reports Mgmt For For For
5 Mergers by Absorption Mgmt For For For
6 Authority to Carry Out Mgmt For For For
Merger
Formalities
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
TOTVS S.A.
Ticker Security ID: Meeting Date Meeting Status
TOTS3 CINS P92184103 11/29/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Share-Based Incentive Mgmt For For For
Plan
3 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
4 Amendment to Articles Mgmt For For For
Regarding Corporate
Purpose
5 Amendments to Articles Mgmt For For For
Regarding Board of
Executive
Officers
6 Consolidation of Mgmt For For For
Articles
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
TOTVS S.A.
Ticker Security ID: Meeting Date Meeting Status
TOTS3 CINS P92184103 12/20/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
3 Amendment to Articles Mgmt For For For
Regarding Corporate
Purpose
4 Amendments to Articles Mgmt For For For
Regarding Separation
of Chairman and
CEO
5 Amendments to Articles Mgmt For For For
Regarding Executive
Board
6 Amendment Regarding Mgmt For For For
Deletion of Antiquated
Articles
7 Amendments to Articles Mgmt For For For
Regarding Separation
of Roles of Chairman
and
CEO
8 Consolidation of Mgmt For For For
Articles
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Valid Solucoes e Servivos de Seguranca em Meios de Pagamento e
Ticker Security ID: Meeting Date Meeting Status
VLID3 CINS P9656C112 04/30/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Directors; Mgmt For For For
Board
Size
7 Remuneration Policy Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Valid Solucoes e Servivos de Seguranca em Meios de Pagamento e
Ticker Security ID: Meeting Date Meeting Status
VLID3 CINS P9656C112 04/30/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Articles Mgmt For For For
Regarding Corporate
Purpose
4 Authority to Carry Out Mgmt For For For
Formalities Regarding
Amendment to Corporate
Purpose
5 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Vanguarda Agro SA
Ticker Security ID: Meeting Date Meeting Status
VGR3 CINS P9724A106 04/15/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 Elect Helio Franca Mgmt For For For
7 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Vanguarda Agro SA
Ticker Security ID: Meeting Date Meeting Status
VGR3 CINS P9724A106 04/15/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Reverse Stock Split Mgmt For For For
4 Amendments to Articles Mgmt For For For
regarding
Reconciliation of
Share
Capital
________________________________________________________________________________
Vanguarda Agro SA
Ticker Security ID: Meeting Date Meeting Status
VAGR3 CINS P9724A106 07/06/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Vanguarda Agro SA
Ticker Security ID: Meeting Date Meeting Status
VAGR3 CINS P9724A106 11/23/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment Regarding Mgmt For For For
Executive Officers'
Terms
4 Amendment Regarding Mgmt For For For
Elimination of Poison
Pill
5 Increase in Authorized Mgmt For For For
Capital
6 Rights Issue Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Amendments to Articles Mgmt For For For
============================ CEF Municipal Income ETF =========================
________________________________________________________________________________
AllianceBernstein National Municipal Income Fund Inc
Ticker Security ID: Meeting Date Meeting Status
AFB CUSIP 01864U106 06/11/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John H. Dobkin Mgmt For For For
1.2 Elect Michael J. Downey Mgmt For For For
1.3 Elect Nancy P. Jacklin Mgmt For For For
________________________________________________________________________________
BlackRock Investment Quality Municipal Trust
Ticker Security ID: Meeting Date Meeting Status
BKN CUSIP 09247D105 07/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James Flynn Mgmt For For For
1.2 Elect Karen Robards Mgmt For For For
________________________________________________________________________________
BlackRock Long-Term Municipal Advantage Trust
Ticker Security ID: Meeting Date Meeting Status
BTA CUSIP 09250B103 07/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank Fabozzi Mgmt For For For
1.2 Elect James Flynn Mgmt For For For
1.3 Elect Karen Robards Mgmt For For For
________________________________________________________________________________
BlackRock Muni Intermediate Duration Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MUI CUSIP 09253X102 07/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul Audet Mgmt For For For
1.2 Elect Michael Castellano Mgmt For For For
1.3 Elect Richard Cavanagh Mgmt For For For
1.4 Elect Kathleen Feldstein Mgmt For For For
1.5 Elect James Flynn Mgmt For For For
1.6 Elect Henry Gabbay Mgmt For For For
1.7 Elect Jerrold Harris Mgmt For For For
1.8 Elect R. Glenn Hubbard Mgmt For For For
1.9 Elect Karen Robards Mgmt For For For
________________________________________________________________________________
BlackRock Muniassets Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MUA CUSIP 09254J102 07/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank Fabozzi Mgmt For For For
1.2 Elect James Flynn Mgmt For For For
1.3 Elect Karen Robards Mgmt For For For
________________________________________________________________________________
BlackRock Municipal 2018 Term Trust
Ticker Security ID: Meeting Date Meeting Status
BPK CUSIP 09248C106 07/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James Flynn Mgmt For For For
1.2 Elect Karen Robards Mgmt For For For
________________________________________________________________________________
BlackRock Municipal 2020 Term Trust
Ticker Security ID: Meeting Date Meeting Status
BKK CUSIP 09249X109 07/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James Flynn Mgmt For For For
1.2 Elect Karen Robards Mgmt For For For
________________________________________________________________________________
BlackRock Municipal Bond Trust
Ticker Security ID: Meeting Date Meeting Status
BBK CUSIP 09249H104 07/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James Flynn Mgmt For For For
1.2 Elect Karen Robards Mgmt For For For
________________________________________________________________________________
BlackRock Municipal Income Quality Trust
Ticker Security ID: Meeting Date Meeting Status
BYM CUSIP 092479104 07/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James Flynn Mgmt For For For
1.2 Elect Karen Robards Mgmt For For For
________________________________________________________________________________
BlackRock Municipal Income Trust
Ticker Security ID: Meeting Date Meeting Status
BFK CUSIP 09248F109 07/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James Flynn Mgmt For For For
1.2 Elect Karen Robards Mgmt For For For
________________________________________________________________________________
BlackRock Municipal Income Trust II
Ticker Security ID: Meeting Date Meeting Status
BLE CUSIP 09249N101 07/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James Flynn Mgmt For For For
1.2 Elect Karen Robards Mgmt For For For
________________________________________________________________________________
BlackRock Munienhanced Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MEN CUSIP 09253Y100 07/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul Audet Mgmt For For For
1.2 Elect Michael Castellano Mgmt For For For
1.3 Elect Richard Cavanagh Mgmt For For For
1.4 Elect Kathleen Feldstein Mgmt For For For
1.5 Elect James Flynn Mgmt For For For
1.6 Elect Henry Gabbay Mgmt For For For
1.7 Elect Jerrold Harris Mgmt For For For
1.8 Elect R. Glenn Hubbard Mgmt For For For
1.9 Elect Karen Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniHoldings Fund II Inc
Ticker Security ID: Meeting Date Meeting Status
MUH CUSIP 09253P109 07/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul Audet Mgmt For For For
1.2 Elect Michael Castellano Mgmt For For For
1.3 Elect Richard Cavanagh Mgmt For For For
1.4 Elect Kathleen Feldstein Mgmt For For For
1.5 Elect James Flynn Mgmt For For For
1.6 Elect Henry Gabbay Mgmt For For For
1.7 Elect Jerrold Harris Mgmt For For For
1.8 Elect R. Glenn Hubbard Mgmt For For For
1.9 Elect Karen Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniHoldings Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MHD CUSIP 09253N104 07/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul Audet Mgmt For For For
1.2 Elect Michael Castellano Mgmt For For For
1.3 Elect Richard Cavanagh Mgmt For For For
1.4 Elect Kathleen Feldstein Mgmt For For For
1.5 Elect James Flynn Mgmt For For For
1.6 Elect Henry Gabbay Mgmt For For For
1.7 Elect Jerrold Harris Mgmt For For For
1.8 Elect R. Glenn Hubbard Mgmt For For For
1.9 Elect Karen Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniHoldings Investment Quality Fund
Ticker Security ID: Meeting Date Meeting Status
MFL CUSIP 09254P108 07/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul Audet Mgmt For For For
1.2 Elect Michael Castellano Mgmt For For For
1.3 Elect Richard Cavanagh Mgmt For For For
1.4 Elect Kathleen Feldstein Mgmt For For For
1.5 Elect James Flynn Mgmt For For For
1.6 Elect Henry Gabbay Mgmt For For For
1.7 Elect Jerrold Harris Mgmt For For For
1.8 Elect R. Glenn Hubbard Mgmt For For For
1.9 Elect Karen Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniHoldings Quality Fund II Inc
Ticker Security ID: Meeting Date Meeting Status
MUE CUSIP 09254C107 07/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul Audet Mgmt For For For
1.2 Elect Michael Castellano Mgmt For For For
1.3 Elect Richard Cavanagh Mgmt For For For
1.4 Elect Kathleen Feldstein Mgmt For For For
1.5 Elect James Flynn Mgmt For For For
1.6 Elect Henry Gabbay Mgmt For For For
1.7 Elect Jerrold Harris Mgmt For For For
1.8 Elect R. Glenn Hubbard Mgmt For For For
1.9 Elect Karen Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniHoldings Quality Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MUS CUSIP 09254A101 07/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul Audet Mgmt For For For
1.2 Elect Michael Castellano Mgmt For For For
1.3 Elect Richard Cavanagh Mgmt For For For
1.4 Elect Kathleen Feldstein Mgmt For For For
1.5 Elect James Flynn Mgmt For For For
1.6 Elect Henry Gabbay Mgmt For For For
1.7 Elect Jerrold Harris Mgmt For For For
1.8 Elect R. Glenn Hubbard Mgmt For For For
1.9 Elect Karen Robards Mgmt For For For
________________________________________________________________________________
BlackRock Munivest Fund II Inc
Ticker Security ID: Meeting Date Meeting Status
MVT CUSIP 09253T101 07/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul Audet Mgmt For For For
1.2 Elect Michael Castellano Mgmt For For For
1.3 Elect Richard Cavanagh Mgmt For For For
1.4 Elect Kathleen Feldstein Mgmt For For For
1.5 Elect James Flynn Mgmt For For For
1.6 Elect Henry Gabbay Mgmt For For For
1.7 Elect Jerrold Harris Mgmt For For For
1.8 Elect R. Glenn Hubbard Mgmt For For For
1.9 Elect Karen Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniVest Fund, Inc
Ticker Security ID: Meeting Date Meeting Status
MVF CUSIP 09253R105 07/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul Audet Mgmt For For For
1.2 Elect Michael Castellano Mgmt For For For
1.3 Elect Richard Cavanagh Mgmt For For For
1.4 Elect Kathleen Feldstein Mgmt For For For
1.5 Elect James Flynn Mgmt For For For
1.6 Elect Henry Gabbay Mgmt For For For
1.7 Elect Jerrold Harris Mgmt For For For
1.8 Elect R. Glenn Hubbard Mgmt For For For
1.9 Elect Karen Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniYield Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MYD CUSIP 09253W104 07/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul Audet Mgmt For For For
1.2 Elect Michael Castellano Mgmt For For For
1.3 Elect Richard Cavanagh Mgmt For For For
1.4 Elect Kathleen Feldstein Mgmt For For For
1.5 Elect James Flynn Mgmt For For For
1.6 Elect Henry Gabbay Mgmt For For For
1.7 Elect Jerrold Harris Mgmt For For For
1.8 Elect R. Glenn Hubbard Mgmt For For For
1.9 Elect Karen Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniYield Investment Fund
Ticker Security ID: Meeting Date Meeting Status
MYF CUSIP 09254R104 07/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul Audet Mgmt For For For
1.2 Elect Michael Castellano Mgmt For For For
1.3 Elect Richard Cavanagh Mgmt For For For
1.4 Elect Kathleen Feldstein Mgmt For For For
1.5 Elect James Flynn Mgmt For For For
1.6 Elect Henry Gabbay Mgmt For For For
1.7 Elect Jerrold Harris Mgmt For For For
1.8 Elect R. Glenn Hubbard Mgmt For For For
1.9 Elect Karen Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniYield Quality Fund II Inc
Ticker Security ID: Meeting Date Meeting Status
MQT CUSIP 09254G108 07/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul Audet Mgmt For For For
1.2 Elect Michael Castellano Mgmt For For For
1.3 Elect Richard Cavanagh Mgmt For For For
1.4 Elect Kathleen Feldstein Mgmt For For For
1.5 Elect James Flynn Mgmt For For For
1.6 Elect Henry Gabbay Mgmt For For For
1.7 Elect Jerrold Harris Mgmt For For For
1.8 Elect R. Glenn Hubbard Mgmt For For For
1.9 Elect Karen Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniYield Quality Fund III Inc
Ticker Security ID: Meeting Date Meeting Status
MYI CUSIP 09254E103 07/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul Audet Mgmt For For For
1.2 Elect Michael Castellano Mgmt For For For
1.3 Elect Richard Cavanagh Mgmt For For For
1.4 Elect Kathleen Feldstein Mgmt For For For
1.5 Elect James Flynn Mgmt For For For
1.6 Elect Henry Gabbay Mgmt For For For
1.7 Elect Jerrold Harris Mgmt For For For
1.8 Elect R. Glenn Hubbard Mgmt For For For
1.9 Elect Karen Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniYield Quality Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MQY CUSIP 09254F100 07/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul Audet Mgmt For For For
1.2 Elect Michael Castellano Mgmt For For For
1.3 Elect Richard Cavanagh Mgmt For For For
1.4 Elect Kathleen Feldstein Mgmt For For For
1.5 Elect James Flynn Mgmt For For For
1.6 Elect Henry Gabbay Mgmt For For For
1.7 Elect Jerrold Harris Mgmt For For For
1.8 Elect R. Glenn Hubbard Mgmt For For For
1.9 Elect Karen Robards Mgmt For For For
________________________________________________________________________________
Dreyfus Municipal Income Inc
Ticker Security ID: Meeting Date Meeting Status
DMF CUSIP 26201R102 06/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gordon J. Davis Mgmt For For For
1.2 Elect Nathan Leventhal Mgmt For For For
________________________________________________________________________________
Dreyfus Strategic Municipal Bond Fund Inc
Ticker Security ID: Meeting Date Meeting Status
DSM CUSIP 26202F107 06/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ehud Houminer Mgmt For For For
1.2 Elect Gordon J. Davis Mgmt For For For
________________________________________________________________________________
Dreyfus Strategic Municipals Inc
Ticker Security ID: Meeting Date Meeting Status
LEO CUSIP 261932107 06/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph S. Mgmt For For For
DiMartino
1.2 Elect William Hodding Mgmt For For For
Carter
III
1.3 Elect Joni Evans Mgmt For For For
1.4 Elect Richard C. Leone Mgmt For For For
________________________________________________________________________________
DWS Municipal Income Trust
Ticker Security ID: Meeting Date Meeting Status
KTF CUSIP 23338M106 09/28/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dawn-Marie Mgmt For For For
Driscoll
1.2 Elect Richard Herring Mgmt For For For
1.3 Elect William Searcy, Mgmt For For For
Jr.
________________________________________________________________________________
Eaton Vance Municipal Bond Fund
Ticker Security ID: Meeting Date Meeting Status
EIM CUSIP 27827X101 07/20/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Park Mgmt For For For
1.2 Elect Lynn Stout Mgmt For For For
1.3 Elect Ralph Verni Mgmt For For For
1.4 Elect Scott Eston Mgmt For For For
1.5 Elect Harriett Taggart Mgmt For For For
________________________________________________________________________________
Invesco Mun Income Opportunities Trust II
Ticker Security ID: Meeting Date Meeting Status
IQI CUSIP 46133H105 09/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Redomestication Mgmt For For For
2 Reorganization Mgmt For For For
3.1 Elect James Bunch Mgmt For For For
3.2 Elect Bruce Crockett Mgmt For For For
3.3 Elect Rodney Dammeyer Mgmt For For For
3.4 Elect Jack Fields, Jr. Mgmt For For For
3.5 Elect Martin Flanagan Mgmt For For For
3.6 Elect Carl Frischling Mgmt For For For
________________________________________________________________________________
Invesco Mun Income Opportunities Trust II
Ticker Security ID: Meeting Date Meeting Status
IQI CUSIP 46133G107 09/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Redomestication Mgmt For For For
2 Reorganization Mgmt For For For
3 Reorganization Mgmt For For For
4 Amendment to the Mgmt For Against Against
Investment Advisory
Agreement
5.1 Elect James Bunch Mgmt For For For
5.2 Elect Bruce Crockett Mgmt For For For
5.3 Elect Rodney Dammeyer Mgmt For For For
5.4 Elect Jack Fields, Jr. Mgmt For For For
5.5 Elect Martin Flanagan Mgmt For For For
5.6 Elect Carl Frischling Mgmt For For For
________________________________________________________________________________
Invesco Mun Income Opportunities Trust II
Ticker Security ID: Meeting Date Meeting Status
IMC CUSIP 46132W103 09/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Redomestication Mgmt For For For
2 Reorganization Mgmt For For For
3.1 Elect James Bunch Mgmt For For For
3.2 Elect Bruce Crockett Mgmt For For For
3.3 Elect Rodney Dammeyer Mgmt For For For
3.4 Elect Jack Fields, Jr. Mgmt For For For
3.5 Elect Martin Flanagan Mgmt For For For
3.6 Elect Carl Frischling Mgmt For For For
________________________________________________________________________________
Invesco Mun Income Opportunities Trust II
Ticker Security ID: Meeting Date Meeting Status
IMC CUSIP 46132P108 09/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Redomestication Mgmt For For For
2 Reorganization Mgmt For For For
3 Reorganization Mgmt For For For
4 Reorganization Mgmt For For For
5 Amendment to the Mgmt For Against Against
Investment Advisory
Agreement
6.1 Elect James Bunch Mgmt For For For
6.2 Elect Bruce Crockett Mgmt For For For
6.3 Elect Rodney Dammeyer Mgmt For For For
6.4 Elect Jack Fields, Jr. Mgmt For For For
6.5 Elect Martin Flanagan Mgmt For For For
6.6 Elect Carl Frischling Mgmt For For For
________________________________________________________________________________
Invesco Mun Income Opportunities Trust II
Ticker Security ID: Meeting Date Meeting Status
OIB CUSIP 46133A100 09/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Redomestication Mgmt For For For
2 Reorganization Mgmt For For For
3.1 Elect James Bunch Mgmt For For For
3.2 Elect Bruce Crockett Mgmt For For For
3.3 Elect Rodney Dammeyer Mgmt For For For
3.4 Elect Jack Fields, Jr. Mgmt For For For
3.5 Elect Martin Flanagan Mgmt For For For
3.6 Elect Carl Frischling Mgmt For For For
________________________________________________________________________________
Invesco Municipal Income Opportunities Trust
Ticker Security ID: Meeting Date Meeting Status
PIA CUSIP 46133E102 08/14/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Redomestication Mgmt For For For
2 Reorganization Mgmt For For For
3.1 Elect James Bunch Mgmt For For For
3.2 Elect Bruce Crockett Mgmt For For For
3.3 Elect Rodney Dammeyer Mgmt For For For
3.4 Elect Jack Fields, Jr. Mgmt For For For
3.5 Elect Martin Flanagan Mgmt For For For
3.6 Elect Carl Frischling Mgmt For For For
________________________________________________________________________________
Invesco Municipal Income Opportunities Trust
Ticker Security ID: Meeting Date Meeting Status
OIA CUSIP 46132X101 09/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Redomestication Mgmt For For For
2 Reorganization Mgmt For For For
3 Reorganization Mgmt For For For
4 Amendment to the Mgmt For Against Against
Investment Advisory
Agreement
5.1 Elect James Bunch Mgmt For For For
5.2 Elect Bruce Crockett Mgmt For For For
5.3 Elect Rodney Dammeyer Mgmt For For For
5.4 Elect Jack Fields, Jr. Mgmt For For For
5.5 Elect Martin Flanagan Mgmt For For For
5.6 Elect Carl Frischling Mgmt For For For
________________________________________________________________________________
Invesco Municipal Opportunity Trust
Ticker Security ID: Meeting Date Meeting Status
VMO CUSIP 46132C107 09/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Redomestication Mgmt For For For
2 Reorganization Mgmt For For For
3 Reorganization Mgmt For For For
4 Reorganization Mgmt For For For
5.1 Elect Wayne Whalen Mgmt For For For
________________________________________________________________________________
Invesco Municipal Trust
Ticker Security ID: Meeting Date Meeting Status
VKQ CUSIP 46131J103 09/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Redomestication Mgmt For For For
2 Reorganization Mgmt For For For
3 Reorganization Mgmt For For For
4 Reorganization Mgmt For For For
5.1 Elect Wayne Whalen Mgmt For For For
________________________________________________________________________________
Invesco Quality Municipal Income Trust
Ticker Security ID: Meeting Date Meeting Status
IQI ISIN US46133G1076 06/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael F. Klein Mgmt For For For
1.2 Elect Michael E. Nugent Mgmt For For For
1.3 Elect W. Allen Reed Mgmt For For For
________________________________________________________________________________
Invesco Trust for Investment Grade Municipals
Ticker Security ID: Meeting Date Meeting Status
VGM CUSIP 46131M106 08/14/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Redomestication Mgmt For For For
2.1 Elect Wayne Whalen Mgmt For For For
________________________________________________________________________________
Invesco Trust For Investment Grade New York Municipals
Ticker Security ID: Meeting Date Meeting Status
VKI CUSIP 46132E103 08/14/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Redomestication Mgmt For For For
2.1 Elect David Arch Mgmt For Withhold Against
2.2 Elect Jerry Choate Mgmt For For For
2.3 Elect Suzanne Woolsey Mgmt For For For
________________________________________________________________________________
Invesco Trust For Investment Grade New York Municipals
Ticker Security ID: Meeting Date Meeting Status
VKL CUSIP 46132G108 09/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Redomestication Mgmt For For For
2 Reorganization Mgmt For For For
3.1 Elect Colin Meadows Mgmt For For For
3.2 Elect R. Craig Kennedy Mgmt For For For
________________________________________________________________________________
MFS High Income Municipal Trust
Ticker Security ID: Meeting Date Meeting Status
CUSIP 59318D104 10/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David Gunning Mgmt For For For
1.2 Elect Robert Butler Mgmt For For For
1.3 Elect J. Dale Sherratt Mgmt For For For
________________________________________________________________________________
MFS Municipal Income Trust
Ticker Security ID: Meeting Date Meeting Status
MFM CUSIP 552738106 10/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David Gunning Mgmt For For For
1.2 Elect Robert Butler Mgmt For For For
1.3 Elect J. Dale Sherratt Mgmt For For For
________________________________________________________________________________
Neuberger Berman Inc
Ticker Security ID: Meeting Date Meeting Status
NBH CUSIP 64124P101 07/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Faith Colish Mgmt For For For
1.2 Elect Robert Conti Mgmt For For For
1.3 Elect Michael Knetter Mgmt For For For
1.4 Elect Peter Trapp Mgmt For For For
________________________________________________________________________________
Nuveen AMT-Free Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NEA CUSIP 670657105 04/05/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Common Stock Mgmt For For For
________________________________________________________________________________
Nuveen AMT-Free Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NEA CUSIP 670657105 07/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Bremner Mgmt For For For
1.2 Elect Jack Evans Mgmt For For For
________________________________________________________________________________
Nuveen Dividend Advantage Municipal Fund
Ticker Security ID: Meeting Date Meeting Status
NAD CUSIP 67066V101 07/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Bremner Mgmt For For For
1.2 Elect Jack Evans Mgmt For For For
________________________________________________________________________________
Nuveen Dividend Advantage Municipal Fund
Ticker Security ID: Meeting Date Meeting Status
NXZ CUSIP 67070F100 07/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Bremner Mgmt For For For
1.2 Elect Jack Evans Mgmt For For For
________________________________________________________________________________
Nuveen Dividend Advantage Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NVG CUSIP 67071L106 07/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Bremner Mgmt For For For
1.2 Elect Jack Evans Mgmt For For For
________________________________________________________________________________
Nuveen Investment Quality Municipal Fund
Ticker Security ID: Meeting Date Meeting Status
NQM CUSIP 67062E103 07/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Amboian Mgmt For For For
1.2 Elect Robert Bremner Mgmt For For For
1.3 Elect Jack Evans Mgmt For For For
1.4 Elect David Kundert Mgmt For For For
1.5 Elect Judith Stockdale Mgmt For For For
1.6 Elect Carole Stone Mgmt For For For
1.7 Elect Virginia Stringer Mgmt For For For
1.8 Elect Terence Toth Mgmt For For For
________________________________________________________________________________
Nuveen Municipal Advantage Fund
Ticker Security ID: Meeting Date Meeting Status
NMA CUSIP 67062H106 07/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Amboian Mgmt For For For
1.2 Elect Robert Bremner Mgmt For For For
1.3 Elect Jack Evans Mgmt For For For
1.4 Elect David Kundert Mgmt For For For
1.5 Elect Judith Stockdale Mgmt For For For
1.6 Elect Carole Stone Mgmt For For For
1.7 Elect Virginia Stringer Mgmt For For For
1.8 Elect Terence Toth Mgmt For For For
________________________________________________________________________________
Nuveen Municipal High Income Opportunity Fund 2
Ticker Security ID: Meeting Date Meeting Status
NMZ CUSIP 670682103 06/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Judith M. Mgmt For For For
Stockdale
1.2 Elect Carole E. Stone Mgmt For For For
1.3 Elect Virginia L. Mgmt For For For
Stringer
2 Reorganization Mgmt For For For
________________________________________________________________________________
Nuveen Municipal High Income Opportunity Fund 2
Ticker Security ID: Meeting Date Meeting Status
NMZ CUSIP 670683101 06/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Judith M. Mgmt For For For
Stockdale
1.2 Elect Carole E. Stone Mgmt For For For
1.3 Elect Virginia L. Mgmt For For For
Stringer
2 Reorganization Mgmt For For For
________________________________________________________________________________
Nuveen Municipal High Income Opportunity Fund 2
Ticker Security ID: Meeting Date Meeting Status
NMZ CUSIP 670682103 07/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Bremner Mgmt N/A For N/A
1.2 Elect Jack Evans Mgmt N/A For N/A
1.3 Elect William Schneider Mgmt N/A For N/A
________________________________________________________________________________
Nuveen Municipal High Income Opportunity Fund 2
Ticker Security ID: Meeting Date Meeting Status
NMD CUSIP 670683101 07/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Bremner Mgmt N/A For N/A
1.2 Elect Jack Evans Mgmt N/A For N/A
1.3 Elect William Schneider Mgmt N/A For N/A
________________________________________________________________________________
Nuveen Municipal Market Opportunity Fund
Ticker Security ID: Meeting Date Meeting Status
NMO CUSIP 67062W103 07/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Amboian Mgmt For For For
1.2 Elect Robert Bremner Mgmt For For For
1.3 Elect Jack Evans Mgmt For For For
1.4 Elect David Kundert Mgmt For For For
1.5 Elect Judith Stockdale Mgmt For For For
1.6 Elect Carole Stone Mgmt For For For
1.7 Elect Virginia Stringer Mgmt For For For
1.8 Elect Terence Toth Mgmt For For For
________________________________________________________________________________
Nuveen Municipal Opportunity Fund Inc
Ticker Security ID: Meeting Date Meeting Status
NIO CUSIP 670984103 07/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Amboian Mgmt For For For
1.2 Elect Robert Bremner Mgmt For For For
1.3 Elect Jack Evans Mgmt For For For
1.4 Elect David Kundert Mgmt For For For
1.5 Elect Judith Stockdale Mgmt For For For
1.6 Elect Carole Stone Mgmt For For For
1.7 Elect Virginia Stringer Mgmt For For For
1.8 Elect Terence Toth Mgmt For For For
________________________________________________________________________________
Nuveen Municipal Value Fund Inc.
Ticker Security ID: Meeting Date Meeting Status
NUV CUSIP 670928100 07/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Bremner Mgmt For For For
1.2 Elect Jack Evans Mgmt For For For
1.3 Elect William Schneider Mgmt For For For
________________________________________________________________________________
Nuveen Performance Plus Municipal Fund
Ticker Security ID: Meeting Date Meeting Status
NPP CUSIP 67062P108 07/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Amboian Mgmt For For For
1.2 Elect Robert Bremner Mgmt For For For
1.3 Elect Jack Evans Mgmt For For For
1.4 Elect David Kundert Mgmt For For For
1.5 Elect Judith Stockdale Mgmt For For For
1.6 Elect Carole Stone Mgmt For For For
1.7 Elect Virginia Stringer Mgmt For For For
1.8 Elect Terence Toth Mgmt For For For
________________________________________________________________________________
Nuveen Premier Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NPF CUSIP 670988104 07/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Amboian Mgmt For For For
1.2 Elect Robert Bremner Mgmt For For For
1.3 Elect Jack Evans Mgmt For For For
1.4 Elect David Kundert Mgmt For For For
1.5 Elect Judith Stockdale Mgmt For For For
1.6 Elect Carole Stone Mgmt For For For
1.7 Elect Virginia Stringer Mgmt For For For
1.8 Elect Terence Toth Mgmt For For For
________________________________________________________________________________
Nuveen Premier Municipal Opportunity Fund Inc
Ticker Security ID: Meeting Date Meeting Status
NIF CUSIP 670987106 04/05/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reorganization Mgmt For For For
________________________________________________________________________________
Nuveen Premier Municipal Opportunity Fund Inc
Ticker Security ID: Meeting Date Meeting Status
NIF CUSIP 670987106 07/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Amboian Mgmt For For For
1.2 Elect Robert Bremner Mgmt For For For
1.3 Elect Jack Evans Mgmt For For For
1.4 Elect David Kundert Mgmt For For For
1.5 Elect Judith Stockdale Mgmt For For For
1.6 Elect Carole Stone Mgmt For For For
1.7 Elect Virginia Stringer Mgmt For For For
1.8 Elect Terence Toth Mgmt For For For
________________________________________________________________________________
Nuveen Premium Income Municipal Fund
Ticker Security ID: Meeting Date Meeting Status
NPI CUSIP 67062T100 07/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Amboian Mgmt For For For
1.2 Elect Robert Bremner Mgmt For For For
1.3 Elect Jack Evans Mgmt For For For
1.4 Elect David Kundert Mgmt For For For
1.5 Elect Judith Stockdale Mgmt For For For
1.6 Elect Carole Stone Mgmt For For For
1.7 Elect Virginia Stringer Mgmt For For For
1.8 Elect Terence Toth Mgmt For For For
________________________________________________________________________________
Nuveen Premium Income Municipal Fund II
Ticker Security ID: Meeting Date Meeting Status
NPM CUSIP 67063W102 07/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Amboian Mgmt For For For
1.2 Elect Robert Bremner Mgmt For For For
1.3 Elect Jack Evans Mgmt For For For
1.4 Elect David Kundert Mgmt For For For
1.5 Elect Judith Stockdale Mgmt For For For
1.6 Elect Carole Stone Mgmt For For For
1.7 Elect Virginia Stringer Mgmt For For For
1.8 Elect Terence Toth Mgmt For For For
________________________________________________________________________________
Nuveen Premium Income Municipal Opportunity Fund
Ticker Security ID: Meeting Date Meeting Status
NPX CUSIP 6706D8104 04/05/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reorganization Mgmt For For For
________________________________________________________________________________
Nuveen Premium Income Municipal Opportunity Fund
Ticker Security ID: Meeting Date Meeting Status
NPX CUSIP 6706D8104 07/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Bremner Mgmt For For For
1.2 Elect Jack Evans Mgmt For For For
________________________________________________________________________________
Nuveen Premium Income Municpal Fund 4 Inc
Ticker Security ID: Meeting Date Meeting Status
NPT CUSIP 6706K4105 07/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Amboian Mgmt For For For
1.2 Elect Robert Bremner Mgmt For For For
1.3 Elect Jack Evans Mgmt For For For
1.4 Elect David Kundert Mgmt For For For
1.5 Elect Judith Stockdale Mgmt For For For
1.6 Elect Carole Stone Mgmt For For For
1.7 Elect Virginia Stringer Mgmt For For For
1.8 Elect Terence Toth Mgmt For For For
________________________________________________________________________________
Nuveen Quality Income Municipal Fund
Ticker Security ID: Meeting Date Meeting Status
NPF CUSIP 670977107 07/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Amboian Mgmt For For For
1.2 Elect Robert Bremner Mgmt For For For
1.3 Elect Jack Evans Mgmt For For For
1.4 Elect David Kundert Mgmt For For For
1.5 Elect Judith Stockdale Mgmt For For For
1.6 Elect Carole Stone Mgmt For For For
1.7 Elect Virginia Stringer Mgmt For For For
1.8 Elect Terence Toth Mgmt For For For
________________________________________________________________________________
Nuveen Quality Municipal Fund Inc
Ticker Security ID: Meeting Date Meeting Status
NQI CUSIP 67062N103 07/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Amboian Mgmt For For For
1.2 Elect Robert Bremner Mgmt For For For
1.3 Elect Jack Evans Mgmt For For For
1.4 Elect David Kundert Mgmt For For For
1.5 Elect Judith Stockdale Mgmt For For For
1.6 Elect Carole Stone Mgmt For For For
1.7 Elect Virginia Stringer Mgmt For For For
1.8 Elect Terence Toth Mgmt For For For
________________________________________________________________________________
Nuveen Select Quality Municipal Fund
Ticker Security ID: Meeting Date Meeting Status
NQS CUSIP 670973106 07/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Amboian Mgmt For For For
1.2 Elect Robert Bremner Mgmt For For For
1.3 Elect Jack Evans Mgmt For For For
1.4 Elect David Kundert Mgmt For For For
1.5 Elect Judith Stockdale Mgmt For For For
1.6 Elect Carole Stone Mgmt For For For
1.7 Elect Virginia Stringer Mgmt For For For
1.8 Elect Terence Toth Mgmt For For For
________________________________________________________________________________
Nuveen Select Tax-Free Income Portfolio
Ticker Security ID: Meeting Date Meeting Status
NXP CUSIP 67062F100 07/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Bremner Mgmt N/A For N/A
1.2 Elect Jack Evans Mgmt N/A For N/A
1.3 Elect William Schneider Mgmt N/A For N/A
________________________________________________________________________________
Nuveen Select Tax-Free Income Portfolio
Ticker Security ID: Meeting Date Meeting Status
NXQ CUSIP 67063C106 07/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Bremner Mgmt N/A For N/A
1.2 Elect Jack Evans Mgmt N/A For N/A
1.3 Elect William Schneider Mgmt N/A For N/A
________________________________________________________________________________
Nuveen Select Tax-Free Income Portfolio
Ticker Security ID: Meeting Date Meeting Status
NXR CUSIP 67063X100 07/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Bremner Mgmt N/A For N/A
1.2 Elect Jack Evans Mgmt N/A For N/A
1.3 Elect William Schneider Mgmt N/A For N/A
________________________________________________________________________________
Nuveen Tax-Advantaged Dividend Growth Fund
Ticker Security ID: Meeting Date Meeting Status
NUW CUSIP 670695105 07/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Bremner Mgmt N/A For N/A
1.2 Elect Jack Evans Mgmt N/A For N/A
1.3 Elect William Schneider Mgmt N/A For N/A
________________________________________________________________________________
Pimco Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
PMF CUSIP 72200R107 12/19/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Ogden IV Mgmt For For For
1.2 Elect Alan Rappaport Mgmt For For For
________________________________________________________________________________
Pimco Municipal Income Fund II
Ticker Security ID: Meeting Date Meeting Status
PML CUSIP 72200W106 12/19/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Ogden IV Mgmt For For For
1.2 Elect Alan Rappaport Mgmt For For For
________________________________________________________________________________
Pimco Municipal Income Fund III
Ticker Security ID: Meeting Date Meeting Status
PYN CUSIP 72201A103 12/19/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Hans Kertess Mgmt For For For
1.2 Elect William Ogden IV Mgmt For For For
________________________________________________________________________________
Pioneer Municipal High Income Advantage Trust
Ticker Security ID: Meeting Date Meeting Status
MAV CUSIP 723762100 10/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas Perna Mgmt For For For
________________________________________________________________________________
Pioneer Municipal High Income Trust
Ticker Security ID: Meeting Date Meeting Status
MHI CUSIP 723763108 10/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas Perna Mgmt For For For
________________________________________________________________________________
Putnam Managed Municipal Income Trust.
Ticker Security ID: Meeting Date Meeting Status
PMM CUSIP 746823103 09/20/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change in Board Size Mgmt For For For
2.1 Elect Ravi Akhoury Mgmt For For For
2.2 Elect Barbara Baumann Mgmt For For For
2.3 Elect Jameson Baxter Mgmt For For For
2.4 Elect Charles Curtis Mgmt For For For
2.5 Elect Robert Darretta Mgmt For For For
2.6 Elect Paul Joskow Mgmt For For For
2.7 Elect Elizabeth Kennan Mgmt For For For
2.8 Elect Kenneth Leibler Mgmt For For For
2.9 Elect George Putnam, III Mgmt For For For
2.10 Elect Robert Reynolds Mgmt For For For
2.11 Elect W. Thomas Stephens Mgmt For For For
________________________________________________________________________________
Putnam Municipal Opportunities Trust
Ticker Security ID: Meeting Date Meeting Status
PMO CUSIP 746922103 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Liaquat Ahamed Mgmt For For For
2.2 Elect Ravi Akhoury Mgmt For For For
2.3 Elect Barbara M. Baumann Mgmt For For For
2.4 Elect Jameson A. Baxter Mgmt For For For
2.5 Elect Charles B. Curtis Mgmt For For For
2.6 Elect Robert J. Darretta Mgmt For For For
2.7 Elect Katinka Domotorffy Mgmt For For For
2.8 Elect Paul L. Joskow Mgmt For For For
2.9 Elect Elizabeth T. Mgmt For For For
Kennan
2.10 Elect Kenneth R. Leibler Mgmt For For For
2.11 Elect George Putnam, III Mgmt For For For
2.12 Elect Robert L. Reynolds Mgmt For For For
2.13 Elect W. Thomas Stephens Mgmt For For For
________________________________________________________________________________
Western Asset Managed Municipals Portfolio Inc
Ticker Security ID: Meeting Date Meeting Status
MMU CUSIP 95766M105 09/28/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carol Colman Mgmt For For For
1.2 Elect R. Jay Gerken Mgmt For For For
________________________________________________________________________________
Western Asset Mortgage Defined Opportunity Fund Inc.
Ticker Security ID: Meeting Date Meeting Status
MTT CUSIP 95768A109 03/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carol Coleman Mgmt For For For
1.2 Elect Daniel Cronin Mgmt For For For
1.3 Elect Eileen Kamerick Mgmt For For For
________________________________________________________________________________
Western Asset Municipal High Income Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MHF CUSIP 95766N103 02/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel Cronin Mgmt For For For
1.2 Elect Paolo Cucchi Mgmt For For For
1.3 Elect Leslie Gelb Mgmt For For For
1.4 Elect Eileen Kamerick Mgmt For For For
=================================== China ETF =================================
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
================================== Coal ETF ====================================
________________________________________________________________________________
Alpha Natural Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANR CUSIP 02076X102 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kevin S. Mgmt For For For
Crutchfield
2 Elect Angelo C. Mgmt For For For
Brisimitzakis
3 Elect William J. Mgmt For For For
Crowley,
Jr.
4 Elect E. Linn Draper Jr. Mgmt For For For
5 Elect Glenn A. Eisenberg Mgmt For For For
6 Elect Deborah M. Fretz Mgmt For For For
7 Elect P. Michael Giftos Mgmt For For For
8 Elect L. Patrick Hassey Mgmt For For For
9 Elect Joel Richards, III Mgmt For For For
10 Amendment to the Annual Mgmt For For For
Incentive Bonus
Plan
11 Amendment to the 2012 Mgmt For For For
Long-Term Incentive
Plan
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHldr Against Against For
Regarding Water
Management
Report
15 Shareholder Proposal ShrHldr Against Against For
Regarding Report on
Climate
Change
________________________________________________________________________________
Arch Coal, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACI CUSIP 039380100 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul T. Hanrahan Mgmt For For For
2 Elect Steven F. Leer Mgmt For For For
3 Elect Theodore D. Sands Mgmt For For For
4 Omnibus Incentive Plan Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Bogdanka PDA SA
Ticker Security ID: Meeting Date Meeting Status
LWB CINS X5152C102 06/27/2013 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Agenda Mgmt For For For
7 Election of Scrutiny Mgmt For For For
Commission
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Report of the Mgmt For For For
Management
Board
14 Accounts and Reports Mgmt For For For
(Consolidated)
15 Report of the Mgmt For For For
Management Board
(Consolidated)
16 Ratify Miroslaw Taras Mgmt For For For
17 Ratify Zbigniew Stopa Mgmt For For For
18 Ratify Waldemar Mgmt For For For
Barnaciak
19 Ratify Krystyna Mgmt For For For
Borkowska
20 Ratify Lech Tor Mgmt For For For
21 Report of the Mgmt For For For
Supervisory
Board
22 Ratify Eryk Karski Mgmt For For For
23 Ratify Stefan Kawalec Mgmt For For For
24 Ratify Jadwiga Mgmt For For For
Kalinowska
25 Ratify Adam Partyka Mgmt For For For
26 Ratify Andrzej Lulek Mgmt For For For
27 Ratify Ewa Pawluczuk Mgmt For For For
28 Ratify Witold Danilowicz Mgmt For For For
29 Ratify Raimondo Eggink Mgmt For For For
30 Ratify Robert Bednarski Mgmt For For For
31 Ratify Dariusz Formela Mgmt For For For
32 Ratify Tomasz Mosiek Mgmt For For For
33 Allocation of Mgmt For For For
Profits/Dividends
34 Approve Dividend Date Mgmt For For For
35 Management and Key Mgmt For For For
Employee Warrant
Plan
36 Amendments to Articles Mgmt For For For
Regarding
Capital
37 Amendments to Articles Mgmt For For For
Regarding
Equity
38 Amendments to Articles Mgmt For For For
Regarding Interim
Dividends
39 Amendments to Articles Mgmt For For For
Regarding Supervisory
Board
40 Amendments to Articles Mgmt For For For
Regarding
Responsibility of
Supervisory
Board
41 Amendments to Articles Mgmt For For For
Regarding General
Meeting
42 Amendments to Statutes Mgmt For For For
43 Transaction of Other Mgmt For Against Against
Business
44 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
China Coal Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1898 CINS Y1434L100 02/01/2013 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect LI Yanjiang Mgmt For For For
3 Elect ZHOU Qinye Mgmt For For For
________________________________________________________________________________
China Coal Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1898 CINS Y1434L100 05/13/2013 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Financial Budget Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Fees of Directors and Mgmt For For For
Supervisors
________________________________________________________________________________
China Coal Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1898 CINS Y1434L100 12/11/2012 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For For For
Guarantees
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C113 06/21/2013 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Fees of Directors and Mgmt For For For
Supervisors
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Revision of Annual Cap Mgmt For For For
under the Current
Mutual Coal Supply
Agreement
10 Supplementary Agreement Mgmt For For For
to the Current
Financial Services
Agreement and Revised
Annual
Caps
11 Mutual Coal Supply Mgmt For For For
Agreement
12 Mutual Supplies and Mgmt For For For
Services
Agreement
13 Financial Services Mgmt For For For
Agreement
14 Change in Use of Mgmt For For For
Proceeds
15 Amendments to Articles Mgmt For For For
16 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Authority to Repurchase Mgmt For For For
Shares
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C113 06/21/2013 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Repurchase Mgmt For For For
Shares
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C113 09/14/2012 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Issue Debt Mgmt For Abstain Against
Instruments
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Cloud Peak Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
CLD CUSIP 18911Q102 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Keith E. Bailey Mgmt For For For
2 Elect Patrick Condon Mgmt For For For
3 Elect William F. Owens Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 2013 Annual Incentive Mgmt For For For
Plan
________________________________________________________________________________
CONSOL Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
CNX CUSIP 20854P109 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Brett Harvey Mgmt For For For
1.2 Elect Philip W. Baxter Mgmt For Withhold Against
1.3 Elect James E. Mgmt For Withhold Against
Altmeyer,
Sr.
1.4 Elect William E. Davis Mgmt For For For
1.5 Elect Raj K. Gupta Mgmt For For For
1.6 Elect David C. Mgmt For Withhold Against
Hardesty,
Jr.
1.7 Elect John T. Mills Mgmt For Withhold Against
1.8 Elect William P. Powell Mgmt For Withhold Against
1.9 Elect Joseph T. Williams Mgmt For Withhold Against
2 Amendment to the Mgmt For For For
Executive Annual
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Shareholder Proposal ShrHldr Against Against For
Regarding Political
Spending
Report
6 Shareholder Proposal ShrHldr Against Against For
Regarding Climate
Change
Report
________________________________________________________________________________
Exxaro Resources Limited
Ticker Security ID: Meeting Date Meeting Status
EXX CINS S26949107 05/24/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Norman B. Mbazima Mgmt For For For
2 Elect Fazel Randera Mgmt For For For
3 Re-elect Jurie J. Mgmt For For For
Geldenhuys
4 Re-elect Vincent Z. Mgmt For Against Against
Mntambo
5 Elect Audit Committee Mgmt For For For
Member (Jurie
Geldenhuys)
6 Elect Audit Committee Mgmt For For For
Member (Richard
Mohring)
7 Elect Audit Committee Mgmt For For For
Member (Jeffrey van
Rooyen)
8 Elect Social and Ethics Mgmt For For For
Committee Member
(Jurie
Geldenhuys)
9 Elect Social and Ethics Mgmt For For For
Committee Member
(Richard
Mohring)
10 Elect Social and Ethics Mgmt For For For
Committee Member
(Fazel
Randera)
11 Approve Remuneration Mgmt For For For
Policy
12 Appointment of Auditor Mgmt For For For
13 General Authority to Mgmt For For For
Issue
Shares
14 Authority to Issue Mgmt For For For
Shares for
Cash
15 Authorisation of Legal Mgmt For For For
Formalities
16 Approve NEDs' Fees Mgmt For For For
17 Authority to Repurchase Mgmt For For For
Shares
18 Approve Financial Mgmt For For For
Assistance (Section
44)
19 Approve Financial Mgmt For For For
Assistance (Section
45)
20 Amendments to Memorandum Mgmt For For For
________________________________________________________________________________
FreightCar America, Inc.
Ticker Security ID: Meeting Date Meeting Status
RAIL CUSIP 357023100 05/17/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Gehl Mgmt For For For
1.2 Elect Andrew Schmitt Mgmt For For For
1.3 Elect Edward Whalen Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2005 Mgmt For For For
Long Term Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hidili Industry International Development Limited
Ticker Security ID: Meeting Date Meeting Status
1393 CINS G44403106 06/26/2013 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect SUN Jiankun Mgmt For For For
5 Elect HUANG Rongsheng Mgmt For Against Against
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Authority to Repurchase Mgmt For For For
Shares
10 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 05/28/2013 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Voting Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Management Board
Report
8 Presentation of Mgmt For For For
Accounts and
Reports
9 Presentation of Mgmt For For For
Allocation of
Profits/Dividends
10 Presentation of Mgmt For For For
Supervisory Board
Report on Management
Board
Report
11 Presentation of Mgmt For For For
Supervisory Board
Report on Accounts and
Reports
12 Presentation of Mgmt For For For
Supervisory Board
Report on Allocation
of
Profits/Dividends
13 Presentation of Mgmt For For For
Supervisory Board
Report on Own
Activity
14 Presentation of Mgmt For For For
Supervisory Board
Report on Audit
Committee
15 Management Board Report Mgmt For For For
16 Accounts and Reports Mgmt For For For
17 Allocation of Mgmt For For For
Profits/Dividends
18 Presentation of Mgmt For For For
Management Board
Report
(Consolidated)
19 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
20 Presentation of Mgmt For For For
Supervisory Board
Report on Management
Board Report
(Consolidated)
21 Presentation of Mgmt For For For
Supervisory Board
Report on Accounts and
Reports
(Consolidated)
22 Management Board Report Mgmt For For For
(Consolidated)
23 Accounts and Reports Mgmt For For For
(Consolidated)
24 Ratification of Mgmt For For For
Management Board
Acts
25 Ratification of Mgmt For For For
Supervisory Board
Acts
26 Transfer of Reserves Mgmt For For For
27 Increase in Equity of Mgmt For For For
Subsidiary
28 Closing of Meeting Mgmt For For For
________________________________________________________________________________
Joy Global Inc.
Ticker Security ID: Meeting Date Meeting Status
JOY CUSIP 481165108 03/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven L. Gerard Mgmt For For For
1.2 Elect John T. Gremp Mgmt For For For
1.3 Elect John N. Hanson Mgmt For For For
1.4 Elect Gale E. Klappa Mgmt For For For
1.5 Elect Richard B. Loynd Mgmt For For For
1.6 Elect P. Eric Siegert Mgmt For For For
1.7 Elect Michael W. Mgmt For For For
Sutherlin
1.8 Elect James H. Tate Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Advisory Vote on the Mgmt N/A For N/A
Adoption of Majority
Vote for Election of
Directors
________________________________________________________________________________
New Hope Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
NHC CINS Q66635105 11/15/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For Against Against
3 Re-elect David Fairfull Mgmt For Against Against
4 Re-elect Peter Robinson Mgmt For Against Against
5 Elect Susan Palmer Mgmt For For For
6 Elect Ian Williams Mgmt For For For
7 Equity Grant (MD/CEO Mgmt For Against Against
Robert
Neale)
8 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
________________________________________________________________________________
New World Resources Plc
Ticker Security ID: Meeting Date Meeting Status
NWR CINS G65272109 04/26/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Gareth Penny Mgmt For For For
3 Elect Marek Jelinek Mgmt For For For
4 Elect Jan Fabian Mgmt For For For
5 Elect Zdenek Bakala Mgmt For For For
6 Elect Peter Kadas Mgmt For Against Against
7 Elect Pavel Telicka Mgmt For Against Against
8 Elect Kostyantin Zhevago Mgmt For Against Against
9 Elect Bessel Kok Mgmt For For For
10 Elect Steven Schuit Mgmt For For For
11 Elect Paul Everard Mgmt For For For
12 Elect Barry Rourke Mgmt For For For
13 Elect Hans-Jorg Rudloff Mgmt For For For
14 Elect Alyson Warhurst Mgmt For For For
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
16 [Remuneration Report] Mgmt For Against Against
17 Amendment to the Mgmt For Against Against
Deferred Bonus
Plan
18 Amendment to Penny Mgmt For For For
Option
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Repurchase Mgmt For For For
Shares
22 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Peabody Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
BTU CUSIP 704549104 04/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregory H. Boyce Mgmt For For For
1.2 Elect William A. Coley Mgmt For For For
1.3 Elect William E. James Mgmt For For For
1.4 Elect Robert B. Karn III Mgmt For For For
1.5 Elect Henry E. Lentz Mgmt For For For
1.6 Elect Robert A. Malone Mgmt For For For
1.7 Elect William C. Rusnack Mgmt For For For
1.8 Elect John F. Turner Mgmt For For For
1.9 Elect Sandra A. Van Mgmt For For For
Trease
1.10 Elect Alan H. Washkowitz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Approval of Material Mgmt For For For
Terms of 2008
Management Annual
Incentive Compensation
Plan
5 Shareholder Proposal ShrHldr Against For Against
Regarding Lobbying
Report
6 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
PT Adaro Energy Tbk
Ticker Security ID: Meeting Date Meeting Status
ADRO CINS Y7087B109 04/19/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Change in the Mgmt For Abstain Against
Composition of the
Boards of
Commissioners and
Directors
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Commissioners' and Mgmt For For For
Directors'
Remuneration
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Bumi Resources
Ticker Security ID: Meeting Date Meeting Status
BUMI CINS Y7122M110 06/28/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Abstain Against
Guarantees
2 Amendments to Articles Mgmt For Abstain Against
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Bumi Resources
Ticker Security ID: Meeting Date Meeting Status
BUMI CINS Y7122M110 06/28/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Director's Report Mgmt For For For
3 Accounts and Reports Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
5 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate)
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Indo Tambangraya Megah Tbk
Ticker Security ID: Meeting Date Meeting Status
ITMG CINS Y71244100 03/28/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Election of Directors Mgmt For For For
and Commissioners
(Slate)
7 Report on the Use of Mgmt For For For
Proceeds from the
Initial Public
Offering
________________________________________________________________________________
QR National Limited
Ticker Security ID: Meeting Date Meeting Status
QRN CINS Q778A4103 11/21/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appoint Auditor Mgmt For For For
3 Elect Karen Field Mgmt For For For
4 Elect John Cooper Mgmt For For For
5 Re-elect Graeme John Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Lance
Hockridge)
7 Remuneration Report Mgmt For For For
8 Change in Company Name Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
QR National Limited
Ticker Security ID: Meeting Date Meeting Status
QRN CINS Q778A4103 11/21/2012 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve Share Buy-back Mgmt For For For
________________________________________________________________________________
Raspadskaya Oao
Ticker Security ID: Meeting Date Meeting Status
RASP CINS X7457E106 05/27/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Allocation of Profits
and
Dividends
2 Election of Audit Mgmt For Abstain Against
Commission
3 Appointment of Auditor Mgmt For For For
(Russian Accounting
Standards)
4 Appointment of Auditor Mgmt For For For
(International
Financial Reporting
Standards)
5 Adoption of New Charter Mgmt For Abstain Against
6 Transfer of Powers to Mgmt For For For
the Managing
Company
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Gennady Kozovoy Mgmt N/A Abstain N/A
9 Elect Ilya Lifshits Mgmt N/A Abstain N/A
10 Elect Sergey Stepanov Mgmt N/A Abstain N/A
11 Elect Jeffrey R. Mgmt N/A For N/A
Townsend
12 Elect John Terry Mgmt N/A Abstain N/A
Robinson
13 Elect Alexander Frolov Mgmt N/A Abstain N/A
14 Elect Eric Stoyle Mgmt N/A For N/A
________________________________________________________________________________
Sherritt International Corporation
Ticker Security ID: Meeting Date Meeting Status
S CINS 823901103 05/23/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect R. Peter Gillin Mgmt For For For
3 Elect Sir Richard Mgmt For For For
Lapthorne
4 Elect Edythe A. Marcoux Mgmt For For For
5 Elect Bernard M. Michel Mgmt For For For
6 Elect John R. Moses Mgmt For For For
7 Elect David V. Pathe Mgmt For For For
8 Elect Harold (Hap) S. Mgmt For For For
Stephen
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Shougang Fushan Resources Group Limited
Ticker Security ID: Meeting Date Meeting Status
0639 CINS Y7760F104 06/18/2013 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect CHEN Zhaoqiang Mgmt For For For
6 Elect LIU Qingshan Mgmt For For For
7 Elect KEE Wah Sze Mgmt For For For
8 Elect CHAN Pat Lam Mgmt For For For
9 Elect CHAN Chung Chun Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Repurchase Mgmt For For For
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
SunCoke Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
SXC CUSIP 86722A103 05/09/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter B. Hamilton Mgmt For For For
1.2 Elect Karen B. Peetz Mgmt For For For
1.3 Elect John W. Rowe Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the Mgmt For For For
Long-Term Performance
Enhancement
Plan
4 Senior Executive Mgmt For For For
Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tambang Batubara Bukit Asam Tbk
Ticker Security ID: Meeting Date Meeting Status
PTBA CINS Y8520P101 04/25/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Partnership and Mgmt For For For
Community Development
Program
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For Against Against
Commissioners'
Remuneration
5 Appointment of Auditor Mgmt For For For
6 Authorization of Legal Mgmt For For For
Formalities
7 Election of Board of Mgmt For Abstain Against
Commissioners
(Slate)
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Walter Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
WLT CUSIP 93317Q105 04/25/2013 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward G. Scholtz Mgmt N/A TNA N/A
1.2 Elect Mark H. Mgmt N/A TNA N/A
Lochtenberg
1.3 Elect Robert H. Stan Mgmt N/A TNA N/A
1.4 Elect Lawrence M. Mgmt N/A TNA N/A
Clark,
Jr.
1.5 Elect Julian A. Treger Mgmt N/A TNA N/A
1.6 Elect David R. Beatty Mgmt N/A TNA N/A
1.7 Elect Mary R. Henderson Mgmt N/A TNA N/A
1.8 Elect Patrick A. Mgmt N/A TNA N/A
Kriegshauser
1.9 Elect Graham Mascall Mgmt N/A TNA N/A
1.10 Elect Walter J. Mgmt N/A TNA N/A
Scheller,
III
2 Advisory Vote on Mgmt N/A TNA N/A
Executive
Compensation
3 Ratification of Auditor Mgmt N/A TNA N/A
________________________________________________________________________________
Walter Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
WLT CUSIP 93317Q105 04/25/2013 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David R. Beatty Mgmt For For For
1.2 Elect Mary R. Henderson Mgmt For For For
1.3 Elect Jerry W. Kolb Mgmt For For For
1.4 Elect Patrick A. Mgmt For For For
Kriegshauser
1.5 Elect Joseph B. Leonard Mgmt For For For
1.6 Elect Graham Mascall Mgmt For For For
1.7 Elect Bernard G. Rethore Mgmt For For For
1.8 Elect Walter J. Mgmt For For For
Scheller,
III
1.9 Elect Michael T. Tokarz Mgmt For For For
1.10 Elect A.J. Wagner Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Westshore Terminals Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
WTE CINS 96145A200 06/18/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect William W. Stinson Mgmt For For For
3 Elect M. Dallas H. Ross Mgmt For Against Against
4 Elect Gordon Gibson Mgmt For For For
5 Elect Michael J. Mgmt For Against Against
Korenberg
6 Elect Brian A. Canfield Mgmt For For For
7 Elect Douglas Souter Mgmt For For For
8 Elect Glen D. Clark Mgmt For For For
9 Adoption of an Advance Mgmt For For For
Notice
Policy
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Whitehaven Coal Limited
Ticker Security ID: Meeting Date Meeting Status
WHC CINS Q97664108 11/01/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Mark Anthony Mgmt For For For
James
Vaile
4 Elect Paul Flynn Mgmt For For For
5 Elect Philip Christensen Mgmt For For For
6 Elect Rick Gazzard Mgmt For For For
7 Elect Christine Mgmt For For For
McLoughlin
=============================== COLOMBIA ETF ===================================
________________________________________________________________________________
Almacenes Exito S.A.
Ticker Security ID: Meeting Date Meeting Status
EXITO CINS P3782F107 03/19/2013 Voted
Meeting Type Country of Trade
Special Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Quorum Mgmt For For For
3 Agenda Mgmt For For For
4 Appointment of Mgmt For For For
Delegates in Charge of
Meeting
Minutes
5 Presentation of Report Mgmt For For For
of the Board and
CEO
6 Presentation of Mgmt For For For
Accounts and
Reports
7 Presentation of Reports Mgmt For For For
of the
Auditor
8 Accounts and Reports Mgmt For Abstain Against
9 Approval to Implement a Mgmt For Abstain Against
Process of Compliance
with
IFRS
10 Allocation of Mgmt For For For
Profits/Dividends;
Charitable
Contributions
11 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Banco Davivienda SA
Ticker Security ID: Meeting Date Meeting Status
PFDAVVND CINS P0918Z130 09/19/2012 Voted
Meeting Type Country of Trade
Special Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Quorum Mgmt For For For
2 Agenda Mgmt For For For
3 Election of Meeting Mgmt For For For
Chairman and
Secretary
4 Report of the Chairman Mgmt For For For
and
Board
5 Report on Internal Mgmt For For For
Controls
6 Report of Corporate Mgmt For For For
Governance
Committee
7 Auditor's Opinion on Mgmt For Abstain Against
Individual Financial
Statements
8 Individual Financial Mgmt For Abstain Against
Statements
9 Auditor's Opinion on Mgmt For Abstain Against
Consolidated Financial
Statements
10 Consolidated Financial Mgmt For Abstain Against
Statements
11 Interim Dividends Mgmt For For For
12 Transaction of Other Mgmt N/A Against N/A
Business
13 Election of Committee Mgmt For For For
in Charge of Meeting
Minutes
________________________________________________________________________________
Bancolombia SA
Ticker Security ID: Meeting Date Meeting Status
BIC CINS P1329P109 03/04/2013 Voted
Meeting Type Country of Trade
Special Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Quorum Mgmt For For For
2 Agenda Mgmt For For For
3 Appointment of Mgmt For For For
Delegates in Charge of
Meeting
Minutes
4 Presentaton of Report Mgmt For For For
of the Board and
Chairman
5 Presentation of Mgmt For For For
Accounts and
Reports
6 Presentation of Reports Mgmt For For For
from the
Auditor
7 Accounts and Reports Mgmt For Abstain Against
8 Allocation of Mgmt For For For
Profits/Dividends
9 Authority to Issue Mgmt For Abstain Against
Preferred
Shares
10 Election of Directors Mgmt For Abstain Against
11 Appointment of Consumer Mgmt For Abstain Against
Finance
Ombudsman
12 Directors' Fees Mgmt For Abstain Against
13 Authority to Set Mgmt For Abstain Against
Auditor's
Fees
14 Charitable Donations Mgmt For Abstain Against
15 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Bolsa de Valores de Colombia S.A.
Ticker Security ID: Meeting Date Meeting Status
BVC CINS P17326102 03/22/2013 Voted
Meeting Type Country of Trade
Special Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Quorum Mgmt For For For
2 Appointment of Meeting Mgmt For For For
Chairman and
Secretary
3 Agenda Mgmt For For For
4 Appointment of Mgmt For For For
Delegates in Charge of
Meeting
Minutes
5 Presentation of Board Mgmt For For For
and CEO
Report
6 Presentation of Mgmt For For For
Auditor's
Report
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Election of Directors Mgmt For Abstain Against
(Independent)
10 Election of Directors Mgmt For Abstain Against
(Non-Independent)
11 Directors' Fees Mgmt For Abstain Against
12 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
13 Presentation of Report Mgmt For For For
on IFRS
Implementation
14 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Bolsa de Valores de Colombia S.A.
Ticker Security ID: Meeting Date Meeting Status
BVC CINS P17326102 12/21/2012 Voted
Meeting Type Country of Trade
Special Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Quorum Mgmt For For For
2 Appointment of Meeting Mgmt For For For
Chairman and
Secretary
3 Agenda Mgmt For For For
4 Appointment of Mgmt For For For
Delegates in Charge of
Meeting
Minutes
5 Resignation of Director Mgmt For For For
6 Election of Director Mgmt For Abstain Against
7 Election of Independent Mgmt For Abstain Against
Directors
8 Election of Mgmt For Abstain Against
Non-Independent
Directors
________________________________________________________________________________
C&C Energia Ltd.
Ticker Security ID: Meeting Date Meeting Status
CZE CINS 12674A107 12/28/2012 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Merger/Acquisition Mgmt For For For
5 Platino Energy Stock Mgmt For For For
Option
Plan
6 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Canacol Energy Ltd.
Ticker Security ID: Meeting Date Meeting Status
CNE CINS 134808104 12/14/2012 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Charle Gamba Mgmt For For For
4 Elect Michael Hibberd Mgmt For Against Against
5 Elect Jason Bednar Mgmt For Against Against
6 Elect Stuart Hensman Mgmt For For For
7 Elect Luis Baena Mgmt For For For
8 Elect Alvaro Barrera Mgmt For For For
9 Elect David Winter Mgmt For For For
10 Elect Dominic Dacosta Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Amendments to Articles Mgmt For For For
Regarding Location of
Shareholder
Meetings
13 Share Mgmt For For For
Consolidation/Reverse
Stock
Split
14 Merger/Acquisition Mgmt For For For
15 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Celsia S.A. E.S.P.
Ticker Security ID: Meeting Date Meeting Status
CELSIA CINS P3774N100 03/19/2013 Voted
Meeting Type Country of Trade
Special Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Quorum Mgmt For For For
2 Agenda Mgmt For For For
3 Appointment of Mgmt For For For
Delegates in Charge of
Meeting
Minutes
4 Presentation of Annual Mgmt For For For
Report from Board and
CEO
5 Presentation of Mgmt For For For
Auditor's
Reports
6 Presentation of Mgmt For For For
Individual and
Consolidated Financial
Statements
7 Accounts and Reports Mgmt For Abstain Against
8 Allocation of Mgmt For For For
Profits/Dividends
9 Charitable Donations Mgmt For Abstain Against
10 Presentation of IFRS Mgmt For For For
Action
Plan
11 Election of Directors; Mgmt For Abstain Against
Fees
12 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
13 Amendments to Articles Mgmt For For For
Regarding Board and
General
Meetings
14 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Cementos Argos SA
Ticker Security ID: Meeting Date Meeting Status
CEMARGOS CINS ADPV14150 03/15/2013 Voted
Meeting Type Country of Trade
Special Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Quorum Mgmt For For For
2 Agenda Mgmt For For For
3 Appointment of Mgmt For For For
Delegates in Charge of
Meeting
Minutes
4 Presentation of Reports Mgmt For For For
of the Board of
Directors and the
CEO
5 Presentation of Mgmt For For For
Accounts and
Reports
6 Presentation of Report Mgmt For For For
of the
Auditor
7 Accounts and Reports Mgmt For Abstain Against
8 Amendments to Articles Mgmt For Abstain Against
9 Authority to Issue Mgmt For Abstain Against
Preferred
Shares
10 Allocation of Mgmt For For For
Profits/Dividends
11 Presentation of Report Mgmt For For For
Regarding Adherence to
IFRS
Legislation
12 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
13 Directors' Fees Mgmt For Abstain Against
14 Transaction of Other Mgmt N/A Against N/A
Business
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Continental Gold Ltd.
Ticker Security ID: Meeting Date Meeting Status
CNL CINS G23850103 06/07/2013 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert W. Allen Mgmt For Against Against
2 Elect Ari B. Sussman Mgmt For For For
3 Elect Gary P. Barket Mgmt For For For
4 Elect Jaime I. Gutierrez Mgmt For For For
5 Elect Paul J. Murphy Mgmt For Against Against
6 Elect Leon Teicher Mgmt For For For
7 Elect Kenneth G. Thomas Mgmt For For For
8 Elect Timothy A. Warman Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Advance Notice Provision Mgmt For For For
________________________________________________________________________________
Corporacion Financiera Colombiana S A
Ticker Security ID: Meeting Date Meeting Status
CORFICOL CINS P3138W200 09/03/2012 Voted
Meeting Type Country of Trade
Special Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Quorum Mgmt For For For
2 Agenda Mgmt For For For
3 Election of Delegates Mgmt For For For
in Charge of Meeting
Minutes
4 Report of the Board and Mgmt For For For
CEO
5 Presentation of Accounts Mgmt For For For
6 Presentation of Mgmt For For For
Auditor's
Report
7 Accounts and Reports Mgmt For Abstain Against
8 Allocation of Mgmt For For For
Profits/Dividends
9 Presentation of Board's Mgmt For For For
Report on Internal
Controls
10 Appointment of Consumer Mgmt For Abstain Against
Finance
Ombudsman
11 Charitable Donations Mgmt For For For
12 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Corporacion Financiera Colombiana SA
Ticker Security ID: Meeting Date Meeting Status
CORFICOL CINS P3138W200 03/04/2013 Voted
Meeting Type Country of Trade
Special Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Quorum Mgmt For For For
2 Agenda Mgmt For For For
3 Appointment of Mgmt For For For
Delegates in Charge of
Meeting
Minutes
4 Presentation of Reports Mgmt For For For
of the Board and
Chairman
5 Presentation of Mgmt For For For
Accounts and
Reports
6 Presentation of Reports Mgmt For For For
of the
Auditor
7 Accounts and Reports Mgmt For Abstain Against
8 Allocation of Mgmt For For For
Profits/Dividends
9 Approval of Report of Mgmt For Abstain Against
the Board Regarding
Internal Control
System and Audit
Committee
10 Election of Directors; Mgmt For Abstain Against
Fees
11 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
12 Approval of Report Mgmt For Abstain Against
Regarding Adherence to
IFRS
Legislation
13 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Ecopetrol SA
Ticker Security ID: Meeting Date Meeting Status
ECOPETROL CUSIP 279158109 03/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Agenda Mgmt For For For
2 Appointment of Meeting Mgmt For For For
Chairman
3 Appointment of Mgmt For For For
Delegates in Charge of
Polling
4 Appointment of Mgmt For For For
Delegates in Charge of
Meeting
Minutes
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
8 Election of Directors; Mgmt For For For
Fees
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Ecopetrol SA
Ticker Security ID: Meeting Date Meeting Status
ECOPETROL CUSIP 279158109 12/06/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Agenda Mgmt For For For
2 Appointment of Meeting Mgmt For For For
Chairman
3 Appointment of Mgmt For For For
Delegates in Charge of
Meeting
Polling
4 Appointment of Mgmt For For For
Delegates in Charge of
Meeting
Minutes
5 Elect Jorge Gabino Mgmt For For For
Pinzon
Sanchez
________________________________________________________________________________
Gran Colombia Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
GCM CINS 38501D204 05/31/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Miguel de la Campa Mgmt For For For
4 Elect Robert E. Doyle Mgmt For Against Against
5 Elect Robert Hines Mgmt For For For
6 Elect Serafino Iacono Mgmt For For For
7 Elect Augusto L. Mgmt For For For
Caballero
8 Elect Augusto Lopez Mgmt For For For
9 Elect Hernan Torres Mgmt For For For
10 Elect Robert J. Metcalfe Mgmt For For For
11 Elect Mario Pacheco Mgmt For For For
12 Elect Jaime Perez Mgmt For For For
Branger
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Ratify Advance Notice Mgmt For For For
Provision
15 Share Mgmt For For For
Consolidation/Reverse
Stock
Split
________________________________________________________________________________
Gran Tierra Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
GTE CUSIP 38500T101 06/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dana Coffield Mgmt For For For
1.2 Elect Jeffrey Scott Mgmt For For For
1.3 Elect Verne Johnson Mgmt For For For
1.4 Elect Nicholas G. Kirton Mgmt For For For
1.5 Elect J. Scott Price Mgmt For Withhold Against
1.6 Elect Gerald Macey Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Grupo Argos S.A.
Ticker Security ID: Meeting Date Meeting Status
ARGOS CINS P0275K122 03/20/2013 Voted
Meeting Type Country of Trade
Special Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Quorum Mgmt For For For
2 Agenda Mgmt For For For
3 Appointment of Mgmt For For For
Delegates in Charge of
Meeting
Minutes
4 Presentation of Annual Mgmt For For For
Report from Board and
CEO
5 Presentation of Mgmt For For For
Financial
Statements
6 Presentation of Mgmt For For For
Auditor's
Report
7 Accounts and Reports Mgmt For Abstain Against
8 Allocation of Mgmt For For For
Profits/Dividends
9 Charitable Donations Mgmt For Abstain Against
10 Presentation of IFRS Mgmt For For For
Action
Plan
11 Election of Directors Mgmt For Abstain Against
12 Directors' Fees Mgmt For Abstain Against
13 Appointment of Auditor Mgmt For Abstain Against
14 Authority to Set Mgmt For Abstain Against
Auditor's
Fees
15 Amendments to Articles Mgmt For Abstain Against
16 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Grupo Argos S.A.
Ticker Security ID: Meeting Date Meeting Status
ARGOS CINS P5864J105 10/19/2012 Voted
Meeting Type Country of Trade
Special Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Quorum Mgmt For For For
2 Agenda Mgmt For For For
3 Appointment of Mgmt For For For
Delegates in Charge of
Meeting
Minutes
4 Amendments to Articles Mgmt For For For
Regarding Constitution
of Statutory
Reserves
5 Transfer of Reserves Mgmt For For For
________________________________________________________________________________
Grupo de Inversiones Suramericana S.A.
Ticker Security ID: Meeting Date Meeting Status
SURAMINV CINS P4950L108 03/21/2013 Voted
Meeting Type Country of Trade
Special Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Quorum Mgmt For For For
2 Appointment of Mgmt For For For
Delegates in Charge of
Meeting
Minutes
3 Presentation of Report Mgmt For For For
of the Board and the
CEO
4 Presentation of Mgmt For For For
Financial
Statements
5 Presentation of Mgmt For For For
Auditor's
Report
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors' and Mgmt For Abstain Against
Auditor's
Fees
9 Election of Directors Mgmt For Abstain Against
10 Amendments to Articles Mgmt For For For
11 Transaction of Other Mgmt N/A Against N/A
Business
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Grupo Nutresa S.A.
Ticker Security ID: Meeting Date Meeting Status
NUTRESA CINS P5041C114 03/22/2013 Voted
Meeting Type Country of Trade
Special Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Quorum Mgmt For For For
2 Appointment of Mgmt For For For
Delegates in Charge of
Meeting
Minutes
3 Presentation of Report Mgmt For For For
of the Board and the
CEO
4 Presentation of Mgmt For For For
Financial
Statements
5 Presentation of Mgmt For For For
Auditor's
Reports
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Election of Directors; Mgmt For Abstain Against
Fees
9 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
10 Amendments to Articles Mgmt For For For
11 Presentation of Report Mgmt For For For
on the Plan to
Implement
IFRS
12 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Interconexion Electrica S.A. E.S.P. (ISA)
Ticker Security ID: Meeting Date Meeting Status
ISA CINS P5624U101 03/22/2013 Voted
Meeting Type Country of Trade
Special Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Meeting Mgmt For For For
Chairman
2 Minutes Mgmt For For For
3 Election of Meeting Mgmt For For For
Delegates
4 Speech of the Minister Mgmt For For For
of Mines and
Energy
5 Speech of the Chairman Mgmt For For For
6 Presentation of Board Mgmt For For For
and Management
Reports
7 Presentation of Mgmt For For For
Corporate Governance
Report
8 Presentation of Mgmt For For For
Accounts and
Reports
9 Presentation of Mgmt For For For
Auditor's
Report
10 Accounts and Reports Mgmt For Abstain Against
11 Allocation of Mgmt For For For
Profits/Dividends
12 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
13 Election of Directors Mgmt For Abstain Against
14 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Isagen SA Esp
Ticker Security ID: Meeting Date Meeting Status
ISAGEN CINS P5892H105 03/19/2013 Voted
Meeting Type Country of Trade
Special Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Quorum; Agenda Mgmt For For For
2 Election of Meeting Mgmt For For For
Chairman
3 Presentation of the Mgmt For For For
Minutes
4 Election of Delegates Mgmt For For For
in Charge of Meeting
Minutes
5 Speech of Minister of Mgmt For For For
Mines and
Energy
6 Speech of the Chairman; Mgmt For For For
Presentation of the
Board Performance and
Corporate Governance
Compliance
Reports
7 Presentation of the Mgmt For For For
Management
Report
8 Presentation of the Mgmt For For For
Minority Shareholders'
Report
9 Presentation of Mgmt For For For
Accounts and
Reports
10 Presentation of the Mgmt For For For
Auditor's
Report
11 Accounts and Reports Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends
13 Amendments to Articles Mgmt For For For
14 Election of Directors Mgmt For Abstain Against
15 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
16 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Pacific Rubiales Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
PRE CINS 69480U206 05/30/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Jose Francisco Mgmt For For For
Arata
4 Elect Miguel de la Campa Mgmt For For For
5 Elect German Efromovich Mgmt For Against Against
6 Elect Serafino Iacono Mgmt For For For
7 Elect Augusto Lopez Mgmt For For For
8 Elect Hernan Martinez Mgmt For Against Against
9 Elect Dennis Mills Mgmt For For For
10 Elect Ronald Pantin Mgmt For For For
11 Elect Victor Rivera Mgmt For For For
12 Elect Miguel Rodriguez Mgmt For For For
13 Elect Francisco Sole Mgmt For For For
14 Elect Neil Woodyer Mgmt For For For
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
16 Advance Notice Policy Mgmt For For For
________________________________________________________________________________
Parex Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
PXT CINS 69946Q104 05/22/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Curtis Bartlett Mgmt For For For
4 Elect John Bechtold Mgmt For For For
5 Elect Robert Engbloom Mgmt For For For
6 Elect Wayne Foo Mgmt For For For
7 Elect Norman McIntyre Mgmt For For For
8 Elect Ronald Miller Mgmt For For For
9 Elect W.A. Peneycad Mgmt For For For
10 Elect Paul Wright Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Restricted Share Unit Mgmt For Against Against
Plan
13 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Petromagdalena Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
PMD CINS 71672C101 07/23/2012 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Mgmt For For For
3 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Petrominerales Ltd.
Ticker Security ID: Meeting Date Meeting Status
PMG CINS 71673R107 05/09/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Alistair Macdonald Mgmt For Against Against
3 Elect Kenneth R. Mgmt For For For
McKinnon
4 Elect Ernesto Sarpi Mgmt For For For
5 Elect Enrique Mgmt For For For
Umana-Valenzuela
6 Elect John D. Wright Mgmt For Against Against
7 Elect Geir Ytreland Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Adoption of Advance Mgmt For For For
Notice
Requirement
10 Amendment to Mgmt For For For
Shareholder Rights
Plan
11 Share Dividend Program Mgmt For For For
________________________________________________________________________________
Tablemac SA
Ticker Security ID: Meeting Date Meeting Status
TABLEMAC CINS P8902H107 03/22/2013 Voted
Meeting Type Country of Trade
Special Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Quorum Mgmt For For For
2 Agenda Mgmt For For For
3 Appointment of Meeting Mgmt For For For
Secretary
4 Appointment of Mgmt For For For
Delegates in Charge of
Minutes
5 Presentation of Board Mgmt For For For
and CEO
Report
6 Presentation of Mgmt For For For
Auditor's
Report
7 Accounts and Reports Mgmt For Abstain Against
8 Allocation of Mgmt For For For
Profits/Dividends
9 Transaction of Other Mgmt N/A Against N/A
Business
=============================== Egypt Index ETF ===============================
________________________________________________________________________________
Al Ezz Steel Rebars Company
Ticker Security ID: Meeting Date Meeting Status
ESRS CINS M07095108 06/29/2013 Take No Action
Meeting Type Country of Trade
Annual Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts Mgmt For TNA N/A
5 Ratification of Mgmt For TNA N/A
Chairman and Board
Acts
6 Directors' Fees Mgmt For TNA N/A
7 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
8 Related Party Mgmt For TNA N/A
Transactions;
Authority to Issue
Guarantees
9 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Al Ezz Steel Rebars Company
Ticker Security ID: Meeting Date Meeting Status
ESRS CINS M07095108 06/29/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Guarantee Agreement Mgmt For TNA N/A
with
Subsidiary
3 Amendment to Terms of Mgmt For TNA N/A
Bonds
________________________________________________________________________________
Amer Group Holding
Ticker Security ID: Meeting Date Meeting Status
AMER CINS M0989W100 03/30/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Directors' Fees Mgmt For TNA N/A
7 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
8 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Amer Group Holding
Ticker Security ID: Meeting Date Meeting Status
AMER CINS M0989W100 07/05/2012 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Reduction in Authorized Mgmt For TNA N/A
Capital
4 Amendments to Articles Mgmt For TNA N/A
Related to Share
Capital
5 Authorization of Legal Mgmt For TNA N/A
Formalities
6 Authorization of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Amer Group Holding
Ticker Security ID: Meeting Date Meeting Status
AMER CINS M0989W100 12/06/2012 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Bonus Share Issuance Mgmt For TNA N/A
6 Related Party Mgmt For TNA N/A
Transactions
________________________________________________________________________________
Arab Cotton Ginning
Ticker Security ID: Meeting Date Meeting Status
CINS M1359H103 09/30/2012 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accept Financial Mgmt For TNA N/A
Statements and
Statutory
Reports
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
7 Directors' Fees Mgmt For TNA N/A
8 Related Party Mgmt For TNA N/A
Transactions
9 Charitable Donations Mgmt For TNA N/A
10 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Centamin Plc
Ticker Security ID: Meeting Date Meeting Status
CEY CINS G2055Q105 05/23/2013 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For Against Against
Report
3 Elect Josef El-Raghy Mgmt For For For
4 Elect Trevor Schultz Mgmt For For For
5 Elect Gordon E. Haslam Mgmt For For For
6 Elect G. Robert Bowker Mgmt For For For
7 Elect Mark R. Arnesen Mgmt For For For
8 Elect Mark Bankes Mgmt For For For
9 Elect Kevin M. Tomlinson Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Directors' Fees Mgmt For For For
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Repurchase Mgmt For For For
Shares
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Circle Oil plc
Ticker Security ID: Meeting Date Meeting Status
COP CINS G2199Y105 09/07/2012 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Mohammed Sultan Mgmt For Against Against
3 Elect Nicholas Clayton Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
6 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Citadel Capital Company
Ticker Security ID: Meeting Date Meeting Status
CCAP CINS M24810117 06/01/2013 Take No Action
Meeting Type Country of Trade
Annual Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Report of the Auditor Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Directors' Fees Mgmt For TNA N/A
7 Election of Directors Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Charitable Donations Mgmt For TNA N/A
10 Report of the Mgmt For TNA N/A
Independent Financial
Advisor
11 Related Party Mgmt For TNA N/A
Transactions
________________________________________________________________________________
Commercial International Bank of Egypt
Ticker Security ID: Meeting Date Meeting Status
COMI CINS M25561107 03/14/2013 Take No Action
Meeting Type Country of Trade
Annual Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
Acts; Directors'
Fees
7 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
8 Charitable Donations Mgmt For TNA N/A
9 Board Committees' Fees Mgmt For TNA N/A
10 Changes to the Board Mgmt For TNA N/A
11 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Commercial International Bank of Egypt
Ticker Security ID: Meeting Date Meeting Status
COMI CINS M25561107 03/14/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Issue Bonds Mgmt For TNA N/A
________________________________________________________________________________
EFG-Hermes Holding Company
Ticker Security ID: Meeting Date Meeting Status
HRHO CINS M3047P109 09/16/2012 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Board Report Regarding Mgmt For TNA N/A
Strategic
Partnership
4 Report of Independent Mgmt For TNA N/A
Financial
Adviser
5 Transfer of Certain Mgmt For TNA N/A
Subsidiaries
6 Transfer of the Seed Mgmt For TNA N/A
Funding
7 Special Dividend Mgmt For TNA N/A
Distribution
8 Transfer of the EFG Mgmt For TNA N/A
Hermes Brand
Name
9 Put and Call Option Mgmt For TNA N/A
Related to Strategic
Partnership
10 Put and Call Option Mgmt For TNA N/A
Related to Strategic
Partnership
11 Put and Call Option Mgmt For TNA N/A
Related to Strategic
Partnership
12 Non-Compete Clause in Mgmt For TNA N/A
Favor of the Joint
Venture
13 Board Authority to Take Mgmt For TNA N/A
Necessary
Actions
________________________________________________________________________________
Egypt Kuwait Holding Co.
Ticker Security ID: Meeting Date Meeting Status
EKHO CINS M3400B101 03/16/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Egyptian Financial & Industrial Co.
Ticker Security ID: Meeting Date Meeting Status
EFIC CINS M3383M108 04/20/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
7 Charitable Donations Mgmt For TNA N/A
8 Related Party Mgmt For TNA N/A
Transactions
9 Transaction of Other Mgmt For TNA N/A
Business
________________________________________________________________________________
Egyptian Financial & Industrial Co.
Ticker Security ID: Meeting Date Meeting Status
EFIC CINS M3383M108 04/20/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Give Mgmt For TNA N/A
Guarantees
________________________________________________________________________________
Elswedy Cables Holding Co
Ticker Security ID: Meeting Date Meeting Status
SWDY CINS M398AL106 04/22/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Related Party Mgmt For TNA N/A
Transactions
5 Accounts and Reports Mgmt For TNA N/A
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Minutes Mgmt For TNA N/A
8 Ratification of Board Mgmt For TNA N/A
Acts
9 Directors' Fees Mgmt For TNA N/A
10 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
11 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Elswedy Cables Holding Co
Ticker Security ID: Meeting Date Meeting Status
SWDY CINS M398AL106 04/22/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Juhayna Food Industries
Ticker Security ID: Meeting Date Meeting Status
JUFO CINS M62324104 03/09/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividend
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Juhayna Food Industries
Ticker Security ID: Meeting Date Meeting Status
JUFO CINS M62324104 05/07/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Maridive & Oil Services
Ticker Security ID: Meeting Date Meeting Status
MOIL CINS M6811V103 04/03/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Report of the Auditor Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Changes to the Board Mgmt For TNA N/A
7 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
8 Delegating the Chairman Mgmt For TNA N/A
to Negotiate Bank
Loans
9 Related Party Mgmt For TNA N/A
Transactions
________________________________________________________________________________
Maridive & Oil Services
Ticker Security ID: Meeting Date Meeting Status
MOIL CINS M6811V103 12/16/2012 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Bonus Share Issuance Mgmt For TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Maridive & Oil Services
Ticker Security ID: Meeting Date Meeting Status
MOIL CINS M6811V103 12/16/2012 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Bonus Share Issuance Mgmt For TNA N/A
3 Amendments to Articles Mgmt For TNA N/A
Regarding Share
Capital
4 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
National Societe Generale Bank S.A.E.
Ticker Security ID: Meeting Date Meeting Status
NSGB CINS M7245L109 04/04/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Transfer of Reserves Mgmt For TNA N/A
10 Charitable Donations Mgmt For TNA N/A
11 Ratification of Board Mgmt For TNA N/A
Appointments
12 Election of Directors Mgmt For TNA N/A
13 Transaction of Other Mgmt For TNA N/A
Business
________________________________________________________________________________
National Societe Generale Bank S.A.E.
Ticker Security ID: Meeting Date Meeting Status
NSGB CINS M7245L109 06/13/2013 Take No Action
Meeting Type Country of Trade
Annual Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Use of Reserves Mgmt For TNA N/A
________________________________________________________________________________
National Societe Generale Bank S.A.E.
Ticker Security ID: Meeting Date Meeting Status
NSGB CINS M7245L109 06/13/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Use of Reserves Mgmt For TNA N/A
3 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Orascom Construction Industries
Ticker Security ID: Meeting Date Meeting Status
OCIC CINS 68554N106 02/13/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Discussion of OCI N.V. Mgmt For TNA N/A
Tender
Offer
2 Review Impact of the Mgmt For TNA N/A
Offer on the Company's
Securities
3 Update of Demerger of Mgmt For TNA N/A
the Construction
Business
4 Discussion of Employee Mgmt For TNA N/A
Stock Option
Plan
________________________________________________________________________________
Orascom Construction Industries
Ticker Security ID: Meeting Date Meeting Status
OCIC CINS 68554N106 02/13/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Related Party Mgmt For TNA N/A
Transactions
3 Discussion of Employee Mgmt For TNA N/A
Stock Option
Plan
4 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Orascom Construction Industries
Ticker Security ID: Meeting Date Meeting Status
OCIC CINS 68554N106 06/19/2013 Voted
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Establishment of OCI Mgmt For For For
N.V as the Parent
Company
2 OCI N.V. Tender Offer Mgmt For For For
and Appointment of
Independent Financial
Advisor
3 GDR and ADR Programs Mgmt For For For
________________________________________________________________________________
Orascom Construction Industries
Ticker Security ID: Meeting Date Meeting Status
OCIC CINS 68554N106 06/19/2013 Voted
Meeting Type Country of Trade
Annual Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Equalization Agreement Mgmt For For For
3 Settlement with Tax Mgmt For For For
Authority
4 Loan Contract with OCI Mgmt For For For
N.V.
________________________________________________________________________________
Orascom Telecom Holding S.A.E.
Ticker Security ID: Meeting Date Meeting Status
ORTE CINS 68554W205 04/07/2013 Take No Action
Meeting Type Country of Trade
Mix Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the Auditor Mgmt For TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Report of the Board Mgmt For TNA N/A
4 Ratification of Board Mgmt For TNA N/A
Acts
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Directors' Fees Mgmt For TNA N/A
7 Charitable Donations Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Continuation of Mgmt For TNA N/A
Business
Activity
________________________________________________________________________________
Orascom Telecom Holding S.A.E.
Ticker Security ID: Meeting Date Meeting Status
ORTE CINS 68554W205 11/12/2012 Voted
Meeting Type Country of Trade
Mix Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Restructuring Mgmt For For For
3 Change in Company Name Mgmt For For For
________________________________________________________________________________
Orascom Telecom Media and Technology Holding SAE
Ticker Security ID: Meeting Date Meeting Status
OTMT CINS 68555D206 03/18/2013 Voted
Meeting Type Country of Trade
Annual Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the Board Mgmt For For For
2 Report of the Auditor Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Allocation of Mgmt For For For
Profits/Dividends
6 Changes to the Board Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
9 Related Party Mgmt For For For
Transactions
10 Authority to Give Mgmt For For For
Guarantees
11 Charitable Donations Mgmt For For For
________________________________________________________________________________
Palm Hills Development Company
Ticker Security ID: Meeting Date Meeting Status
CINS M7778G105 03/31/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Directors' Fees Mgmt For TNA N/A
6 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
7 Ratification of Board Mgmt For TNA N/A
Acts
8 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Sidi Kerir Petrochemicals Company
Ticker Security ID: Meeting Date Meeting Status
SKPC CINS M8411S100 03/30/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Directors' Fees Mgmt For TNA N/A
7 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
8 Charitable Donations Mgmt For TNA N/A
9 Ratification of Board Mgmt For TNA N/A
Acts
________________________________________________________________________________
Sixth of October Development & Investment
Ticker Security ID: Meeting Date Meeting Status
OCDI CINS M84139100 01/15/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Give Mgmt For TNA N/A
Guarantee on a
Loan
________________________________________________________________________________
Sixth of October Development & Investment
Ticker Security ID: Meeting Date Meeting Status
OCDI CINS M84139100 03/24/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
6 Related Party Mgmt For TNA N/A
Transactions
7 Directors' Fees Mgmt For TNA N/A
8 Charitable Donations Mgmt For TNA N/A
9 Ratification of Board Mgmt For TNA N/A
Acts
10 Approve Resignation of Mgmt For TNA N/A
Managing Diretor and
Vice
Chairman
________________________________________________________________________________
Talaat Moustafa Group (TMG) Holding
Ticker Security ID: Meeting Date Meeting Status
TMGH CINS M8763H108 03/23/2013 Take No Action
Meeting Type Country of Trade
Annual Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Changes to the Board Mgmt For TNA N/A
7 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
8 Directors' Fees Mgmt For TNA N/A
9 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Telecom Egypt
Ticker Security ID: Meeting Date Meeting Status
ETEL CINS M87886103 03/27/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Changes to the Board Mgmt For TNA N/A
8 Charitable Donations Mgmt For TNA N/A
9 Directors' Fees Mgmt For TNA N/A
10 Related Party Mgmt For TNA N/A
Transactions
11 Allocation of Mgmt For TNA N/A
Profits/Dividends
________________________________________________________________________________
Telecom Egypt
Ticker Security ID: Meeting Date Meeting Status
ETEL CINS M87886103 08/09/2012 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Salary Restructuring Mgmt For TNA N/A
Plan for
Employees
3 Ratification of Mgmt For TNA N/A
Co-option of Board
Members
4 Election of Directors Mgmt For TNA N/A
________________________________________________________________________________
TransGlobe Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
TGL CINS 893662106 05/08/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Ross G. Clarkson Mgmt For For For
4 Elect Lloyd W. Herrick Mgmt For For For
5 Elect Robert G. Jennings Mgmt For Against Against
6 Elect Geoffrey C. Chase Mgmt For For For
7 Elect Fred J. Dyment Mgmt For For For
8 Elect Gary S. Guidry Mgmt For For For
9 Elect Erwin L. Noyes Mgmt For For For
10 Stock Option Plan Mgmt For For For
Renewal
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Transaction of Other Mgmt For Against Against
Business
====================== Emerging Markets High Yield Bond ETF ===================+
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
=================== Emerging Markets Local Currency Bond ETF ===================
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
========================== Environmental Services ETF ==========================
________________________________________________________________________________
ADA-ES, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADES CUSIP 005208103 06/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kim B. Clarke Mgmt For For For
1.2 Elect Michael D. Durham Mgmt For For For
1.3 Elect Alan Bradley Mgmt For For For
Gabbard
1.4 Elect Derek C. Johnson Mgmt For For For
1.5 Elect W. Phillip Marcum Mgmt For For For
1.6 Elect Mark H. McKinnies Mgmt For Withhold Against
1.7 Elect Robert E. Shanklin Mgmt For Withhold Against
1.8 Elect Jeffrey C. Smith Mgmt For For For
1.9 Elect Richard J. Swanson Mgmt For For For
2 Reincorporation from Mgmt For Against Against
Colorado to
Delaware
3 Ratification of Auditor Mgmt For For For
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Calgon Carbon Corporation
Ticker Security ID: Meeting Date Meeting Status
CCC CUSIP 129603106 05/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Rich Alexander Mgmt For For For
1.2 Elect Louis Massimo Mgmt For For For
1.3 Elect Julie Roberts Mgmt For Withhold Against
1.4 Elect Donald Templin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Casella Waste Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CWST CUSIP 147448104 10/09/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Emily Green Mgmt For For For
1.2 Elect John Casella Mgmt For For For
1.3 Elect John Chapple III Mgmt For For For
1.4 Elect James McManus Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Clean Harbors, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLH CUSIP 184496107 05/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John P. DeVillars Mgmt For For For
1.2 Elect Daniel J. McCarthy Mgmt For For For
1.3 Elect Andrea Robertson Mgmt For For For
1.4 Elect James M. Rutledge Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 2014 CEO Annual Mgmt For For For
Incentive
Plan
4 Amendment to the 2010 Mgmt For For For
Stock Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Covanta Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
CVA CUSIP 22282E102 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David M. Barse Mgmt For For For
1.2 Elect Ronald J. Broglio Mgmt For For For
1.3 Elect Peter C. B. Bynoe Mgmt For For For
1.4 Elect Linda J. Fisher Mgmt For For For
1.5 Elect Joseph M. Holsten Mgmt For For For
1.6 Elect Anthony J. Orlando Mgmt For For For
1.7 Elect William C. Pate Mgmt For For For
1.8 Elect Robert S. Mgmt For For For
Silberman
1.9 Elect Jean Smith Mgmt For For For
1.10 Elect Samuel Zell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Darling International Inc.
Ticker Security ID: Meeting Date Meeting Status
DAR CUSIP 237266101 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
2 Elect O. Thomas Albrecht Mgmt For For For
3 Elect D. Eugene Ewing Mgmt For For For
4 Elect Charles Macaluso Mgmt For For For
5 Elect John D. March Mgmt For For For
6 Elect Michael Rescoe Mgmt For For For
7 Elect Michael Urbut Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Fuel Tech Inc.
Ticker Security ID: Meeting Date Meeting Status
FTEK CUSIP 359523107 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Douglas G. Bailey Mgmt For For For
1.2 Elect Miguel Espinosa Mgmt For For For
1.3 Elect W. Grant Gregory Mgmt For For For
1.4 Elect Thomas L. Jones Mgmt For For For
1.5 Elect George F. Mgmt For For For
MacCormack
1.6 Elect Thomas S. Shaw, Mgmt For For For
Jr.
1.7 Elect Robert T. Smith Mgmt For For For
1.8 Elect Delbert L. Mgmt For For For
Williamson
1.9 Elect Dennis L. Zeitler Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Layne Christensen Company
Ticker Security ID: Meeting Date Meeting Status
LAYN CUSIP 521050104 06/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A.B. Brown Mgmt For For For
1.2 Elect J. Samuel Butler Mgmt For For For
1.3 Elect Robert R. Gilmore Mgmt For For For
1.4 Elect Anthony B. Helfet Mgmt For For For
1.5 Elect Nelson Obus Mgmt For For For
1.6 Elect Rene J. Robichaud Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Metalico, Inc.
Ticker Security ID: Meeting Date Meeting Status
MEA CUSIP 591176102 06/04/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carlos E. Aguero Mgmt For For For
2 Elect Michael J. Drury Mgmt For Against Against
3 Elect Sean P. Duffy Mgmt For Against Against
4 Elect Paul A. Garrett Mgmt For For For
5 Elect Bret R. Maxwell Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Newpark Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
NR CUSIP 651718504 06/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David C. Anderson Mgmt For For For
1.2 Elect Jerry W. Box Mgmt For For For
1.3 Elect George S. Finley Mgmt For For For
1.4 Elect Paul L. Howes Mgmt For For For
1.5 Elect James W. McFarland Mgmt For For For
1.6 Elect Gary L. Warren Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2006 Mgmt For For For
Equity Incentive
Plan
4 Amendment to the 2008 Mgmt For For For
Employee Stock
Purchase
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Perma-Fix Environmental Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
PESI CUSIP 714157104 09/13/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Louis Centofanti Mgmt For For For
1.2 Elect Jack Lahav Mgmt For For For
1.3 Elect Joe Reeder Mgmt For For For
1.4 Elect Larry Shelton Mgmt For For For
1.5 Elect Charles Young Mgmt For For For
1.6 Elect Mark Zwecker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Mgmt For For For
Director Compensation
Plan
________________________________________________________________________________
Progressive Waste Solutions Ltd.
Ticker Security ID: Meeting Date Meeting Status
BIN CUSIP 74339G101 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2.1 Elect John T. Dillon Mgmt For For For
2.2 Elect James J. Forese Mgmt For For For
2.3 Elect Jeffrey L. Keefer Mgmt For For For
2.4 Elect Douglas W. Knight Mgmt For For For
2.5 Elect Daniel R. Milliard Mgmt For Withhold Against
2.6 Elect Joseph D. Quarin Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Rentech, Inc.
Ticker Security ID: Meeting Date Meeting Status
RTK CUSIP 760112102 06/04/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael F. Ray Mgmt For For For
1.2 Elect Edward M. Stern Mgmt For For For
1.3 Elect John A. Williams Mgmt For For For
2 Amendment to the 2009 Mgmt For Against Against
Incentive Award
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Republic Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
RSG CUSIP 760759100 05/09/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James W. Crownover Mgmt For For For
2 Elect William J. Flynn Mgmt For For For
3 Elect Michael Larson Mgmt For For For
4 Elect Nolan Lehmann Mgmt For For For
5 Elect W. Lee Nutter Mgmt For For For
6 Elect Ramon A. Rodriguez Mgmt For For For
7 Elect Donald W. Slager Mgmt For For For
8 Elect Allan C. Sorensen Mgmt For For For
9 Elect John M. Trani Mgmt For For For
10 Elect Michael W. Wickham Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2007 Mgmt For For For
Stock Incentive
Plan
14 Shareholder Proposal ShrHldr Against For Against
Regarding the Approval
of Survivor Benefits
(Golden
Coffins)
15 Shareholder Proposal ShrHldr Against For Against
Regarding Report on
Political
Spending
________________________________________________________________________________
Shaw Group Inc.
Ticker Security ID: Meeting Date Meeting Status
SHAW CUSIP 820280105 12/21/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Advisory Vote on Golden Mgmt For Against Against
Parachutes
3 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Stericycle, Inc.
Ticker Security ID: Meeting Date Meeting Status
SRCL CUSIP 858912108 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark C. Miller Mgmt For For For
2 Elect Jack W. Schuler Mgmt For Against Against
3 Elect Charles A. Alluto Mgmt For For For
4 Elect Thomas D. Brown Mgmt For For For
5 Elect Rod F. Dammeyer Mgmt For For For
6 Elect William K. Hall Mgmt For For For
7 Elect Jonathan T. Lord Mgmt For For For
8 Elect John Patience Mgmt For For For
9 Elect Ronald G. Spaeth Mgmt For For For
10 Elect Mike S. Zafirovski Mgmt For For For
11 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares
________________________________________________________________________________
Tetra Tech, Inc.
Ticker Security ID: Meeting Date Meeting Status
TTEK CUSIP 88162G103 02/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dan L. Batrack Mgmt For For For
1.2 Elect Hugh M. Grant Mgmt For Withhold Against
1.3 Elect Patrick C. Haden Mgmt For Withhold Against
1.4 Elect J. Christopher Mgmt For For For
Lewis
1.5 Elect Albert E. Smith Mgmt For For For
1.6 Elect J. Kenneth Mgmt For For For
Thompson
1.7 Elect Richard H. Truly Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
US Ecology Inc.
Ticker Security ID: Meeting Date Meeting Status
ECOL CUSIP 91732J102 05/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Victor J. Barnhart Mgmt For Against Against
2 Elect Joe F. Colvin Mgmt For For For
3 Elect Daniel Fox Mgmt For For For
4 Elect Jeffrey S. Mgmt For For For
Merrifield
5 Elect Stephen A. Romano Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Veolia Environnement
Ticker Security ID: Meeting Date Meeting Status
VIE CUSIP 92334N103 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Approval of Non Tax Mgmt For For For
Deductible
Expenses
4 Allocation of Mgmt For For For
Profits/Dividends
5 Scrip Dividend Mgmt For For For
6 Related Party Mgmt For For For
Transactions
7 Supplementary Mgmt For For For
Retirement Benefits
(Antoine
Frerot)
8 Elect Olivier Mareuse Mgmt For For For
(Caisse des depots et
consignations)
9 Elect Paolo Scaroni Mgmt For Against Against
10 Elect Marion Guillou Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Appointment of Mgmt For For For
Alternate
Auditor
13 Authority to Repurchase Mgmt For For For
Shares
14 Employee Stock Purchase Mgmt For For For
Plan
15 Employee Stock Purchase Mgmt For For For
Plan for Foreign
Employees
16 Amendments to Articles Mgmt For For For
Regarding Age
Limit
________________________________________________________________________________
Waste Connections, Inc.
Ticker Security ID: Meeting Date Meeting Status
WCN CUSIP 941053100 06/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward E. Guillet Mgmt For For For
2 Elect Ronald J. Mgmt For For For
Mittelstaedt
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Elimination of Mgmt For For For
Supermajority
Requirement
________________________________________________________________________________
Waste Management, Inc.
Ticker Security ID: Meeting Date Meeting Status
WM CUSIP 94106L109 05/10/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bradbury H. Mgmt For For For
Anderson
2 Elect Frank M. Clark, Mgmt For For For
Jr.
3 Elect Patrick W. Gross Mgmt For Against Against
4 Elect Victoria M. Holt Mgmt For For For
5 Elect John C. Pope Mgmt For For For
6 Elect W. Robert Reum Mgmt For For For
7 Elect David P. Steiner Mgmt For For For
8 Elect Thomas H. Mgmt For For For
Weidemeyer
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
12 Shareholder Proposal ShrHldr Against For Against
Regarding Report on
Political
Spending
13 Shareholder Proposal ShrHldr Against Against For
Regarding Compensation
Benchmarking
======================== Fallen Angel High Yield Bond ETF ======================
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
=============================== Gaming ETF =====================================
________________________________________________________________________________
Aristocrat Leisure Limited
Ticker Security ID: Meeting Date Meeting Status
ALL CINS Q0521T108 02/20/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Ian Blackburne Mgmt For For For
3 Re-elect Stephen Morro Mgmt For For For
4 Equity Grant (MD/CEO Mgmt For For For
Jamie
Odell)
5 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
6 Remuneration Report Mgmt For For For
________________________________________________________________________________
Bally Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
BYI CUSIP 01859P 12/04/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect W. Andrew McKenna Mgmt For For For
2 Elect David Robbins Mgmt For Against Against
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Berjaya Sports Toto Berhad
Ticker Security ID: Meeting Date Meeting Status
BJTOTO CINS Y0849N107 10/17/2012 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Fees Mgmt For For For
3 Elect Freddie PANG Hock Mgmt For Against Against
Cheng
4 Elect Mohamed Saleh bin Mgmt For Against Against
Gomu
5 Elect CHEAH Tek Kuang Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Related Party Mgmt For For For
Transactions
9 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Berjaya Sports Toto Berhad
Ticker Security ID: Meeting Date Meeting Status
BJTOTO CINS Y0849N107 12/12/2012 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Divestiture/Spin-off Mgmt For For For
3 Proposed Listing of Mgmt For For For
STM-Trust
________________________________________________________________________________
Betsson AB
Ticker Security ID: Meeting Date Meeting Status
BETS'B CINS W1556U104 05/08/2013 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Profits Mgmt For For For
and
Dividends
14 Ratification of Board Mgmt For For For
and Management
Acts
15 Board Size Mgmt For For For
16 Directors and Auditors' Mgmt For For For
Fees
17 Election of Directors Mgmt For For For
18 Nomination Committee Mgmt For For For
19 Compensation Guidelines Mgmt For Against Against
20 Creation of New Share Mgmt For For For
Class
21 Warrant Plan for Mgmt For Against Against
Employees in
Sweden
22 Stock Option Plan for Mgmt For Against Against
Employees
Abroad
23 Authority to Issue Mgmt For Against Against
Shares w/ or w/o
Preemptive Rights
Pursuant to
LTIP
24 Authority to Repurchase Mgmt For Against Against
Shares Pursuant to
LTIP
25 Stock Split Mgmt For For For
26 Reduction of Share Mgmt For For For
Capital
27 Bonus Issue Mgmt For For For
28 Authority to Repurchase Mgmt For For For
and Reissue
Shares
29 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
30 Non-Voting Agenda Item N/A N/A N/A N/A
31 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Boyd Gaming Corporation
Ticker Security ID: Meeting Date Meeting Status
BYD CUSIP 103304101 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert L. Boughner Mgmt For Withhold Against
1.2 Elect William R. Boyd Mgmt For For For
1.3 Elect William S. Boyd Mgmt For For For
1.4 Elect Richard E. Mgmt For For For
Flaherty
1.5 Elect Thomas V. Girardi Mgmt For For For
1.6 Elect Marianne Boyd Mgmt For For For
Johnson
1.7 Elect Billy G. McCoy Mgmt For For For
1.8 Elect Frederick J. Mgmt For For For
Schwab
1.9 Elect Keith E. Smith Mgmt For For For
1.10 Elect Christine J. Mgmt For For For
Spadafor
1.11 Elect Peter M. Thomas Mgmt For For For
1.12 Elect Veronica J. Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bwin.party Digital Entertainment Plc
Ticker Security ID: Meeting Date Meeting Status
BPTY CINS X0829R103 06/19/2013 Voted
Meeting Type Country of Trade
Annual Gibraltar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For Against Against
Report
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect Per Afrell Mgmt For For For
7 Elect Geoff Baldwin Mgmt For For For
8 Elect Manfred Bodner Mgmt For For For
9 Elect Tim Bristow Mgmt For For For
10 Elect Sylvia Coleman Mgmt For For For
11 Elect Simon Duffy Mgmt For For For
12 Elect Helmut Kern Mgmt For For For
13 Elect Lord Lewis Moonie Mgmt For For For
14 Elect Rod Perry Mgmt For For For
15 Elect Georg Riedl Mgmt For For For
16 Elect Norbert Mgmt For For For
Teufelberger
17 Elect Martin Weigold Mgmt For For For
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Crown Limited
Ticker Security ID: Meeting Date Meeting Status
CWN CINS Q3014T106 10/30/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Helen Coonan Mgmt For For For
4 Re-elect Benjamin Brazil Mgmt For Against Against
5 Re-elect Rowena Danziger Mgmt For For For
6 Re-elect John Horvath Mgmt For For For
7 Re-elect Michael Mgmt For For For
Johnston
8 Remuneration Report Mgmt For For For
9 Board Spill Mgmt Against Against For
________________________________________________________________________________
Echo Entertainment Group Limited
Ticker Security ID: Meeting Date Meeting Status
EGP CINS Q3383N102 10/25/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect John O'Neill Mgmt For For For
4 Elect John Redmond Mgmt For For For
5 Elect Anne Brennan Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Larry
Mullin)
7 Equity Grant (CFO Matt Mgmt For For For
Bekier)
________________________________________________________________________________
Galaxy Entertainment Group Limited
Ticker Security ID: Meeting Date Meeting Status
0027 CINS Y2679D118 06/03/2013 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Joseph CHEE Ying Mgmt For For For
Keung
5 Elect James R. Ancell Mgmt For Against Against
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Repurchase Mgmt For For For
Shares
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Genting Berhad
Ticker Security ID: Meeting Date Meeting Status
GENTING CINS Y26926116 06/13/2013 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees Mgmt For For For
3 Elect R. Thillainathan Mgmt For Against Against
4 Elect LIM Keong Hui Mgmt For For For
5 Elect Hashim bin Nik Mgmt For For For
Yusoff
6 Elect Mohammed Hanif Mgmt For For For
Omar
7 Elect LIN See Yan Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Repurchase Mgmt For For For
Shares
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
11 Related Party Mgmt For For For
Transactions
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Genting Malaysia Berhad
Ticker Security ID: Meeting Date Meeting Status
GENM CINS Y2698A103 06/12/2013 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees Mgmt For For For
3 Elect LIM Kok Thay Mgmt For Against Against
4 Elect TEO Eng Siong Mgmt For For For
5 Elect KOH Hong Sun Mgmt For For For
6 Elect LIM Keong Hui Mgmt For For For
7 Elect Mohammed Hanif Mgmt For For For
Omar
8 Elect Alwi Jantan Mgmt For For For
9 Elect Clifford F. Mgmt For For For
Herbert
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Repurchase Mgmt For For For
Shares
12 Waiver of Mandatory Mgmt For For For
Takeover
Requirement
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
14 Related Party Mgmt For For For
Transactions
15 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Genting Singapore PLC
Ticker Security ID: Meeting Date Meeting Status
G13 CINS G3825Q102 04/25/2013 Voted
Meeting Type Country of Trade
Annual ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees Mgmt For For For
2 Elect TAN Hee Teck Mgmt For Against Against
3 Elect Steven LIM Kok Mgmt For Against Against
Hoong
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
7 Related Party Mgmt For For For
Transactions
8 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Global Cash Access Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
GCA CUSIP 378967103 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Geoff Judge Mgmt For For For
1.2 Elect Michael D. Rumbolz Mgmt For For For
1.3 Elect Ronald V. Congemi Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
GTech Spa
Ticker Security ID: Meeting Date Meeting Status
LTO CINS T6326Y108 05/08/2013 Take No Action
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Amendments to Articles Mgmt For TNA N/A
4 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
5 Remuneration report Mgmt For TNA N/A
6 2013-2019 Stock Option Mgmt For TNA N/A
Plan
7 2013-2017 Stock Grant Mgmt For TNA N/A
Plan
________________________________________________________________________________
IG Group Holdings plc
Ticker Security ID: Meeting Date Meeting Status
IGG CINS G4753Q106 10/18/2012 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For Against Against
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Jonathan Davie Mgmt For For For
5 Elect Peter Hetherington Mgmt For For For
6 Elect Christopher Hill Mgmt For For For
7 Elect Stephen Hill Mgmt For For For
8 Elect Tim Howkins Mgmt For For For
9 Elect Martin Jackson Mgmt For Against Against
10 Elect Roger Yates Mgmt For Against Against
11 Appointment of Auditor Mgmt For Against Against
12 Authority to Set Mgmt For Against Against
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Repurchase Mgmt For For For
Shares
16 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
International Game Technology
Ticker Security ID: Meeting Date Meeting Status
IGT CUSIP 459902102 03/05/2013 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paget Alves Mgmt For TNA N/A
1.2 Elect Janice Chaffin Mgmt For TNA N/A
1.3 Elect Greg Creed Mgmt For TNA N/A
1.4 Elect Patti Hart Mgmt For TNA N/A
1.5 Elect Robert Miller Mgmt For TNA N/A
1.6 Elect David Roberson Mgmt For TNA N/A
1.7 Elect Vincent Sadusky Mgmt For TNA N/A
1.8 Elect Philip Satre Mgmt For TNA N/A
2 Amendment to the 2002 Mgmt For TNA N/A
Stock Incentive
Plan
3 Advisory Vote on Mgmt For TNA N/A
Executive
Compensation
4 Ratification of Auditor Mgmt For TNA N/A
________________________________________________________________________________
International Game Technology
Ticker Security ID: Meeting Date Meeting Status
IGT CUSIP 459902102 03/05/2013 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dissident Nominee Mgmt N/A Withhold N/A
Raymond
Brooks
1.2 Elect Dissident Nominee Mgmt N/A Withhold N/A
Charles
Mathewson
1.3 Elect Dissident Nominee Mgmt N/A For N/A
Daniel
Silvers
1.4 Elect Management Mgmt N/A For N/A
Nominee Janice
Chaffin
1.5 Elect Management Mgmt N/A For N/A
Nominee Greg
Creed
1.6 Elect Management Mgmt N/A For N/A
Nominee Patti
Hart
1.7 Elect Management Mgmt N/A For N/A
Nominee Robert
Miller
1.8 Elect Management Mgmt N/A For N/A
Nominee Philip
Satre
2 Amendment to the 2002 Mgmt N/A For N/A
Stock Incentive
Plan
3 Advisory Vote on Mgmt N/A For N/A
Executive
Compensation
4 Ratification of Auditor Mgmt N/A For N/A
________________________________________________________________________________
Intralot S.A.
Ticker Security ID: Meeting Date Meeting Status
INLOT CINS X3968Y103 05/28/2013 Take No Action
Meeting Type Country of Trade
Annual Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
2 Ratification of Board Mgmt For TNA N/A
Acts
3 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
4 Directors' Fees Mgmt For TNA N/A
5 Related Party Mgmt For TNA N/A
Transactions
(Contracts/Compensation
)
6 Board Transactions Mgmt For TNA N/A
7 Transaction of Other Mgmt For TNA N/A
Business
8 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Kangwon Land, Inc.
Ticker Security ID: Meeting Date Meeting Status
035250 CINS Y4581L105 03/21/2013 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For Against Against
of
Profits/Dividends
2 Directors' Fees Mgmt For For For
________________________________________________________________________________
Kangwon Land, Inc.
Ticker Security ID: Meeting Date Meeting Status
035250 CINS Y4581L105 11/15/2012 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
(Slate)
________________________________________________________________________________
Ladbrokes Plc
Ticker Security ID: Meeting Date Meeting Status
LAD CINS G5337D107 05/01/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Christine Hodgson Mgmt For For For
4 Elect Richard Moross Mgmt For For For
5 Elect Peter Erskine Mgmt For For For
6 Elect Richard I. Glynn Mgmt For For For
7 Elect Ian Bull Mgmt For For For
8 Elect Sly Bailey Mgmt For For For
9 Elect John F. Jarvis Mgmt For For For
10 Elect John M. Kelly Mgmt For For For
11 Elect Darren M. Shapland Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Directors' Remuneration Mgmt For For For
Report
15 Authorisation of Mgmt For For For
Political
Donations
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Authority to Repurchase Mgmt For For For
Shares
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Las Vegas Sands Corp.
Ticker Security ID: Meeting Date Meeting Status
LVS CUSIP 517834107 06/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sheldon G. Adelson Mgmt For For For
1.2 Elect Irwin Chafetz Mgmt For For For
1.3 Elect Victor Chaltiel Mgmt For For For
1.4 Elect Charles A. Mgmt For For For
Koppelman
2 Amendment to the 2004 Mgmt For For For
Equity Award
Plan
3 Approval of Mgmt For For For
Performance-Based
Provisions of the
Executive Cash
Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Melco Crown Entertainment Ltd.
Ticker Security ID: Meeting Date Meeting Status
MPEL CUSIP 585464100 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect John P. B. Wang Mgmt For For For
3 Elect Rowen B. Craigie Mgmt For For For
4 Elect Yiu Wa Alec Tsui Mgmt For Against Against
5 Elect Robert W. Mactier Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Issuance of Common Stock Mgmt For Against Against
9 Authority to Repurchase Mgmt For For For
Shares
10 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Melco Crown Entertainment Ltd.
Ticker Security ID: Meeting Date Meeting Status
MPEL CUSIP 585464100 06/21/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Incentive Plan Mgmt For For For
________________________________________________________________________________
Melco International Development
Ticker Security ID: Meeting Date Meeting Status
200 CINS Y59683188 06/14/2013 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Clarence CHUNG Mgmt For For For
Yuk
Man
6 Elect Daniel SHAM Sui Mgmt For For For
Leung
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Repurchase Mgmt For For For
Shares
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Melco International Development
Ticker Security ID: Meeting Date Meeting Status
0200 CINS Y59683188 06/14/2013 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Refreshment of Share Mgmt For Against Against
Option
Scheme
________________________________________________________________________________
MGM China Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
2282 CINS G60744102 05/16/2013 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect James Joseph Mgmt For For For
Murren
5 Elect Grant R. Bowie Mgmt For For For
6 Elect Kenneth A. Mgmt For Against Against
Rosevear
7 Elect Tommei MEI Kuen Mgmt For For For
Tong
8 Elect Peter WONG Man Mgmt For Against Against
Kong
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Repurchase Mgmt For For For
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
MGM China Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
2282 CINS G60744102 11/30/2012 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
MGM Resorts International
Ticker Security ID: Meeting Date Meeting Status
MGM CUSIP 552953101 06/12/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert H. Baldwin Mgmt For For For
1.2 Elect William A. Bible Mgmt For For For
1.3 Elect Burton M. Cohen Mgmt For For For
1.4 Elect Willie D. Davis Mgmt For For For
1.5 Elect William W. Grounds Mgmt For For For
1.6 Elect Alexis M. Herman Mgmt For For For
1.7 Elect Roland A. Mgmt For For For
Hernandez
1.8 Elect Anthony Mandekic Mgmt For For For
1.9 Elect Rose E. Mgmt For For For
McKinney-James
1.10 Elect James J. Murren Mgmt For For For
1.11 Elect Gregory M. E. Mgmt For For For
Spierkel
1.12 Elect Daniel J. Taylor Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Reapproval of Mgmt For For For
Performance Goals
Under the 2005 Omnibus
Incentive
Plan
________________________________________________________________________________
Multi-Purpose Holdings Berhad
Ticker Security ID: Meeting Date Meeting Status
MPHB CINS Y61831106 06/21/2013 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees Mgmt For For For
3 Elect LIM Tiong Chin Mgmt For Against Against
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Multi-Purpose Holdings Berhad
Ticker Security ID: Meeting Date Meeting Status
MPHB CINS Y61831106 12/05/2012 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Demerger/Proposed Mgmt For For For
Listing
3 Reduction in Share Mgmt For For For
Premium
Account
4 Change in Company Name Mgmt For For For
________________________________________________________________________________
OPAP S.A.
Ticker Security ID: Meeting Date Meeting Status
OPAP CINS X3232T104 03/26/2013 Voted
Meeting Type Country of Trade
Special Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Audit Mgmt For For For
Committee
Members
4 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
OPAP S.A.
Ticker Security ID: Meeting Date Meeting Status
OPAP CINS X3232T104 06/21/2013 Voted
Meeting Type Country of Trade
Annual Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board of Directors' and Mgmt For For For
Auditor's
Report
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Mgmt For For For
Directors' and
Auditors'
Acts
6 2012 Directors' Fees Mgmt For For For
7 2013 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Board Transactions Mgmt For For For
10 Related Party Mgmt For For For
Transactions
(Contracts/Compensation
)
11 Announcements Mgmt For For For
________________________________________________________________________________
Paddy Power plc
Ticker Security ID: Meeting Date Meeting Status
PWL CINS G68673105 05/14/2013 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For Against Against
Report
4 Elect Ulric Jerome Mgmt For For For
5 Elect Danuta Gray Mgmt For For For
6 Elect Nigel Northridge Mgmt For For For
7 Elect Patrick Kennedy Mgmt For For For
8 Elect Tom Grace Mgmt For Against Against
9 Elect Stewart Kenny Mgmt For Against Against
10 Elect Jane Lighting Mgmt For Against Against
11 Elect Cormac McCarthy Mgmt For For For
12 Elect Padraig O Riordain Mgmt For Against Against
13 Authority to Set Mgmt For Against Against
Auditor's
Fees
14 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Repurchase Mgmt For For For
Shares
18 Authority to Reissue Mgmt For For For
Treasury
Shares
19 Long-Term Incentive Plan Mgmt For For For
________________________________________________________________________________
Paradise Company
Ticker Security ID: Meeting Date Meeting Status
034230 CINS Y6727J100 03/29/2013 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Elect Phillip CHUN Mgmt For For For
3 Elect KIM Hong Chang Mgmt For For For
4 Elect KIM Sang Woo Mgmt For For For
5 Directors' Fees Mgmt For Against Against
6 Corporate Auditors' Fees Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Transfer of Listing Mgmt For For For
________________________________________________________________________________
Penn National Gaming, Inc.
Ticker Security ID: Meeting Date Meeting Status
PENN CUSIP 707569109 06/12/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Wesley R. Edens Mgmt For Withhold Against
1.2 Elect Ronald J. Naples Mgmt For For For
1.3 Elect Barbara Z. Mgmt For Withhold Against
Shattuck
Kohn
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pinnacle Entertainment, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNK CUSIP 723456109 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen C. Comer Mgmt For For For
2 Elect Richard J. Mgmt For For For
Goeglein
3 Elect Bruce A. Leslie Mgmt For For For
4 Elect James L. Martineau Mgmt For For For
5 Elect Desiree Rogers Mgmt For For For
6 Elect Anthony M. Mgmt For For For
Sanfilippo
7 Elect Miller Studenmund Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Amendment to the 2005 Mgmt For For For
Equity and Performance
Incentive
Plan
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Playtech Limited
Ticker Security ID: Meeting Date Meeting Status
PTEC CINS G7132V100 05/08/2013 Voted
Meeting Type Country of Trade
Annual ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Andrew Thomas Mgmt For For For
6 Elect Ron Hoffman Mgmt For For For
7 Elect Roger Withers Mgmt For Against Against
8 Elect Alan Jackson Mgmt For For For
9 Elect Moran Weizer Mgmt For For For
10 Change of Company Name Mgmt For For For
11 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
12 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Sands China Limited
Ticker Security ID: Meeting Date Meeting Status
1928 CINS G7800X107 05/31/2013 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect TOH Hup Hock Mgmt For For For
6 Elect Michael Alan Leven Mgmt For For For
7 Elect Jeffrey H. Mgmt For For For
Schwartz
8 Elect David M. Turnbull Mgmt For For For
9 Elect Victor Patrick Mgmt For For For
Hoog
Antink
10 Elect Steven Zygmunt Mgmt For For For
Strasser
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Repurchase Mgmt For For For
Shares
14 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
16 Amendments to Articles Mgmt For For For
- Change in Company
Name
17 Amendments to Articles Mgmt For For For
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sankyo Company Limite (Games)
Ticker Security ID: Meeting Date Meeting Status
6417 CINS J67844100 06/27/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Scientific Games Corporation
Ticker Security ID: Meeting Date Meeting Status
SGMS CUSIP 80874P109 06/04/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect A. Lorne Weil Mgmt For For For
1.2 Elect Peter A. Cohen Mgmt For Withhold Against
1.3 Elect Gerald J. Ford Mgmt For For For
1.4 Elect David L. Kennedy Mgmt For For For
1.5 Elect Paul M. Meister Mgmt For For For
1.6 Elect Ronald O. Perelman Mgmt For For For
1.7 Elect Michael J. Regan Mgmt For For For
1.8 Elect Barry F. Schwartz Mgmt For Withhold Against
1.9 Elect Frances F. Mgmt For Withhold Against
Townsend
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sega Sammy Holdings
Ticker Security ID: Meeting Date Meeting Status
6460 CINS J7028D104 06/18/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Hajime Satomi Mgmt For Against Against
3 Elect Keishi Nakayama Mgmt For For For
4 Elect Akira Sugano Mgmt For For For
5 Elect Haruki Satomi Mgmt For For For
6 Elect Naoya Tsurumi Mgmt For For For
7 Elect Hisao Oguchi Mgmt For For For
8 Elect Shigeru Aoki Mgmt For For For
9 Elect Yuji Iwanaga Mgmt For For For
10 Elect Takeshi Natsuno Mgmt For For For
11 Elect Tomio Kazashi Mgmt For For For
12 Elect Toshio Hirakawa Mgmt For For For
13 Elect Hisashi Miyazaki Mgmt For For For
14 Elect Mineo Enomoto Mgmt For Against Against
________________________________________________________________________________
SHFL entertainment, Inc.
Ticker Security ID: Meeting Date Meeting Status
SHFL CUSIP 78423R105 03/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Garry W. Saunders Mgmt For For For
1.2 Elect John R. Bailey Mgmt For For For
1.3 Elect Daniel M. Wade Mgmt For For For
1.4 Elect Eileen F. Raney Mgmt For For For
1.5 Elect A. Randall Thoman Mgmt For For For
1.6 Elect Michael Gavin Mgmt For For For
Isaacs
2 Ratification of Auditor Mgmt For For For
3 2012 Stock Incentive Mgmt For Against Against
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
SJM Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
880 CINS Y8076V106 05/31/2013 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect NG Chi Sing Mgmt For For For
6 Elect CHAU Tak Hay Mgmt For Against Against
7 Elect David LAN Hong Mgmt For For For
Tsung
8 Elect Henry CHENG Mgmt For Against Against
Kar-Shun
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
SKYCITY Entertainment Group Limited
Ticker Security ID: Meeting Date Meeting Status
SKC CINS Q8513Z115 10/19/2012 Voted
Meeting Type Country of Trade
Annual New Zealand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Rod McGeoch Mgmt For For For
2 Re-elect Peter Cullinane Mgmt For For For
3 Elect Richard Didsbury Mgmt For For For
4 Authorise Board to Set Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Sun International Limited
Ticker Security ID: Meeting Date Meeting Status
SUI CINS S8250P120 11/23/2012 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Garth Collins Mgmt For For For
2 Re-elect Zarina Bassa Mgmt For For For
3 Re-elect Nolulamo Gwagwa Mgmt For For For
4 Re-elect Louisa Mojela Mgmt For For For
5 Elect Audit Committee Mgmt For For For
Member (Zarina
Bassa)
6 Elect Audit Committee Mgmt For For For
Member (Leon
Campher)
7 Elect Audit Committee Mgmt For For For
Member (Bridgette
Modise)
8 Elect Audit Committee Mgmt For For For
Member (Graham
Rosenthal)
9 Approve Remuneration Mgmt For For For
Policy
10 Appointment of Auditor Mgmt For For For
11 Approve NEDs' Fees Mgmt For For For
(Annual
Fees)
12 Approve NEDs' Fees Mgmt For For For
(Committee
Fees)
13 Approve Financial Mgmt For For For
Assistance
14 Authority to Repurchase Mgmt For For For
Shares
15 Adopt New Memorandum Mgmt For For For
16 Authorisation of Legal Mgmt For For For
Formalities
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tabcorp Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
TAH CINS Q8815D101 10/31/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Re-elect Jane Hemstritch Mgmt For For For
5 Re-elect Zygmunt Mgmt For For For
Switkowski
6 Elect Elmer Funke Kupper Mgmt For For For
7 Elect Steven Gregg Mgmt For For For
8 Remuneration Report Mgmt For For For
9 Equity Grant (MD/CEO Mgmt For For For
David
Attenborough)
________________________________________________________________________________
Tatts Group Limited
Ticker Security ID: Meeting Date Meeting Status
TTS CINS Q8852J102 10/24/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Robert Bentley Mgmt For For For
4 Re-elect Harry Boon Mgmt For For For
________________________________________________________________________________
The Rank Group plc
Ticker Security ID: Meeting Date Meeting Status
RNK CINS G7377H121 10/19/2012 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Colin Child Mgmt For For For
5 Elect Clive Jennings Mgmt For For For
6 Elect Sir Richard Mgmt For For For
Needham
7 Elect Ian Burke Mgmt For For For
8 Elect Richard Greenhalgh Mgmt For For For
9 Elect Owen O'Donnell Mgmt For For For
10 Elect Timothy Scoble Mgmt For For For
11 Elect William Shannon Mgmt For For For
12 Elect John Warren Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authorisation of Mgmt For For For
Political
Donations
16 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
17 Continuation of 2010 Mgmt For For For
and 2011 Long-Term
Incentive Plan
Awards
________________________________________________________________________________
William Hill plc
Ticker Security ID: Meeting Date Meeting Status
WMH CINS G9645P117 03/18/2013 Voted
Meeting Type Country of Trade
Special United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
2 2008 LTIP Mgmt For For For
________________________________________________________________________________
William Hill plc
Ticker Security ID: Meeting Date Meeting Status
WMH CINS G9645P117 05/09/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Gareth Davis Mgmt For For For
5 Elect Ralph Topping Mgmt For For For
6 Elect Neil Cooper Mgmt For For For
7 Elect David Edmonds Mgmt For For For
8 Elect Georgina Harvey Mgmt For For For
9 Elect Ashley Highfield Mgmt For For For
10 Elect David S. Lowden Mgmt For For For
11 Elect Imelda Walsh Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authorisation of Mgmt For For For
Political
Donations
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Amendment to the Mgmt For For For
International Savings
Related Share Option
Plan
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Repurchase Mgmt For For For
Shares
19 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
20 Amendments to Articles Mgmt For For For
________________________________________________________________________________
WMS Industries Inc.
Ticker Security ID: Meeting Date Meeting Status
WMS CUSIP 929297109 05/10/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Advisory Vote on Golden Mgmt For For For
Parachutes
3 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
WMS Industries Inc.
Ticker Security ID: Meeting Date Meeting Status
WMS CUSIP 929297109 12/06/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Bahash Mgmt For For For
1.2 Elect Brian Gamache Mgmt For For For
1.3 Elect Patricia Nazemetz Mgmt For For For
1.4 Elect Matthew Paull Mgmt For For For
1.5 Elect Edward Rabin, Jr. Mgmt For For For
1.6 Elect Ira Sheinfeld Mgmt For For For
1.7 Elect Bobby Siller Mgmt For For For
1.8 Elect William Vareschi, Mgmt For For For
Jr.
1.9 Elect Keith Wyche Mgmt For For For
2 Amendment to the Mgmt For Against Against
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Wynn Macau Limited
Ticker Security ID: Meeting Date Meeting Status
1128 CINS G98149100 05/16/2013 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Linda Chen Mgmt For For For
6 Elect Bruce P. Rockowitz Mgmt For For For
7 Elect Jeffrey LAM Kin Mgmt For Against Against
Fung
8 Elect Matthew O. Maddox Mgmt For For For
9 Directors' Fees Mgmt For Against Against
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wynn Resorts, Limited
Ticker Security ID: Meeting Date Meeting Status
WYNN CUSIP 983134107 02/22/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Removal of Director Mgmt For For For
Kazuo
Okada
2 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Wynn Resorts, Limited
Ticker Security ID: Meeting Date Meeting Status
WYNN CUSIP 983134107 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ray R. Irani Mgmt For For For
1.2 Elect Alvin V. Shoemaker Mgmt For For For
1.3 Elect D. Boone Wayson Mgmt For For For
1.4 Elect Stephen A. Wynn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Wynn Resorts, Limited
Ticker Security ID: Meeting Date Meeting Status
WYNN CUSIP 983134107 11/02/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Linda Chen Mgmt For For For
1.2 Elect Marc Schorr Mgmt For For For
1.3 Elect J. Edward Virtue Mgmt For For For
1.4 Elect Elaine Wynn Mgmt For Withhold Against
2 Amendment to the Annual Mgmt For For For
Performance Based
Incentive Plan for
Executive
Officers
3 Ratification of Auditor Mgmt For For For
============================ Germany Small Cap ETF =============================
________________________________________________________________________________
Aareal Bank AG
Ticker Security ID: Meeting Date Meeting Status
ARL CINS D00379111 05/22/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Elect Marija Korsch Mgmt For TNA N/A
10 Elect Richard Peters Mgmt For TNA N/A
11 Amendments to Articles Mgmt For TNA N/A
12 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Adva AG Optical Networking SE
Ticker Security ID: Meeting Date Meeting Status
ADV CINS D0190E105 06/04/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Profits Mgmt For TNA N/A
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Elect Anthony Maher Mgmt For TNA N/A
10 Elect Johanna Hey Mgmt For TNA N/A
11 Elect Eric Protiva Mgmt For TNA N/A
12 Approval of Supervisory Mgmt For TNA N/A
Board Members' Fees
(Variable
Remuneration)
13 Amendment to Mgmt For TNA N/A
Supervisory Board
Members'
Fees
14 Increase in Authorized Mgmt For TNA N/A
Capital
15 Extension of 2011 Share Mgmt For TNA N/A
Option Program;
Increase in
Conditional
Capital
16 Amendments to Articles Mgmt For TNA N/A
17 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Aixtron SE
Ticker Security ID: Meeting Date Meeting Status
AIX CUSIP 009606104 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Ratification of Mgmt For For For
Management Board
Acts
2 Ratification of Mgmt For For For
Supervisory Board
Acts
3 Remuneration Report Mgmt For Against Against
4 Elect Andreas Biagosch Mgmt For For For
5 Elect Martin Komischke Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Algeta Asa
Ticker Security ID: Meeting Date Meeting Status
ALGETA CINS R02078104 04/11/2013 Take No Action
Meeting Type Country of Trade
Special Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Election of Individual Mgmt For TNA N/A
to Check
Minutes
7 Agenda Mgmt For TNA N/A
8 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
9 Directors' Fees Mgmt For TNA N/A
10 Fees to Members of the Mgmt For TNA N/A
Nomination Committee,
Remuneration Committee
and Audit
Committee
11 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
12 Compensation Guidelines Mgmt For TNA N/A
13 Reduction in Share Mgmt For TNA N/A
Premium
Account
14 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive
Rights
15 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments
16 Equity Compensation Plan Mgmt For TNA N/A
17 Authority to Repurchase Mgmt For TNA N/A
Shares
18 Elect Stein H. Annexstad Mgmt For TNA N/A
19 Elect John E. Berriman Mgmt For TNA N/A
20 Elect Per Samuelsson Mgmt For TNA N/A
21 Elect Hilde Hermansen Mgmt For TNA N/A
Steineger
22 Elect Kapil Dhingra Mgmt For TNA N/A
23 Elect Judith A. Mgmt For TNA N/A
Hemberger
24 Election of New Director Mgmt For TNA N/A
25 Amendments to Mgmt For TNA N/A
Nomination Committee
Charter
26 Election of Board Mgmt For TNA N/A
Committee
Members
27 Amendments to Articles Mgmt For TNA N/A
Regarding Company
Purpose
28 Authority to Set Notice Mgmt For TNA N/A
Period at 14
Days
________________________________________________________________________________
alstria office REIT AG
Ticker Security ID: Meeting Date Meeting Status
AOX CINS D0378R100 05/29/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Increase in Authorized Mgmt For TNA N/A
Capital
10 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments; Increase
in Conditional
Capital
________________________________________________________________________________
Asian Bamboo AG
Ticker Security ID: Meeting Date Meeting Status
5AB CINS D0460R109 06/24/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Losses Mgmt For TNA N/A
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Increase in Conditional Mgmt For TNA N/A
Capital; Stock Option
Plan
10 Supervisory Board Mgmt For TNA N/A
Members'
Fees
________________________________________________________________________________
Aurubis AG
Ticker Security ID: Meeting Date Meeting Status
NDA CINS D10004105 02/28/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Elect Sandra Luth Mgmt For TNA N/A
10 Elect Burkhard Becker Mgmt For TNA N/A
11 Elect Bernd Drouven Mgmt For TNA N/A
12 Elect Heinz Jorg Mgmt For TNA N/A
Fuhrmann
13 Elect Fritz Vahrenholt Mgmt For TNA N/A
14 Elect Ernst J. Wortberg Mgmt For TNA N/A
15 Authority to Repurchase Mgmt For TNA N/A
Shares
________________________________________________________________________________
Balda AG
Ticker Security ID: Meeting Date Meeting Status
BAD CINS D05355108 11/07/2012 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratify Rainer Mohr Mgmt For Against Against
7 Ratify Dominik Mueser Mgmt For Against Against
8 Ratify James Lim Mgmt For For For
9 Ratify Michael Naschke Mgmt For Against Against
10 Ratify Chun-Chen Chen Mgmt For Against Against
11 Ratify Yu-Sheng Kai Mgmt For Against Against
12 Appointment of Auditor Mgmt For For For
13 Elect Michael Naschke Mgmt For Against Against
14 Elect Yu-Sheng Kai Mgmt For Against Against
15 Elect Ted Gerlach Mgmt For For For
________________________________________________________________________________
Bauer AG
Ticker Security ID: Meeting Date Meeting Status
B5A CINS D0639R105 06/27/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Baywa AG
Ticker Security ID: Meeting Date Meeting Status
BYW6 CINS D08232114 06/04/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratification of Mgmt For TNA N/A
Management Board
Acts
9 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
10 Elect Klaus Buchleitner Mgmt For TNA N/A
11 Elect Stephan Gotzl Mgmt For TNA N/A
12 Elect Monika Hohlmeier Mgmt For TNA N/A
13 Elect Johann Lang Mgmt For TNA N/A
14 Elect Albrecht Merz Mgmt For TNA N/A
15 Elect Manfred Nussel Mgmt For TNA N/A
16 Elect Joachim Rukwied Mgmt For TNA N/A
17 Elect Gregor Scheller Mgmt For TNA N/A
18 Increase in Authorized Mgmt For TNA N/A
Capital
19 Amendments to Mgmt For TNA N/A
Intra-Company
Contracts
20 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Bechtle AG
Ticker Security ID: Meeting Date Meeting Status
BC8 CINS D0873U103 06/18/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Elect Kurt Dobitsch Mgmt For TNA N/A
9 Elect Thomas Hess Mgmt For TNA N/A
10 Elect Walter Jaeger Mgmt For TNA N/A
11 Elect Karin Schick Mgmt For TNA N/A
12 Elect Klaus Winkler Mgmt For TNA N/A
13 Elect Jochen Wolf Mgmt For TNA N/A
14 Appointment of Auditor Mgmt For TNA N/A
15 Intra-company Control Mgmt For TNA N/A
Agreement with Bechtle
Immobilien
GmbH
16 Increase in Authorized Mgmt For TNA N/A
Capital
________________________________________________________________________________
Bertrandt AG
Ticker Security ID: Meeting Date Meeting Status
BDT CINS D1014N107 02/20/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Intra-company Control Mgmt For TNA N/A
Agreement with
Bertrandt
Fahrerprobung Sud GmbH
9 Intra-company Control Mgmt For TNA N/A
Agreement with
Bertrandt Ehningen
GmbH
10 Intra-company Control Mgmt For TNA N/A
Agreement with
Bertrandt
GmbH
11 Increase in Authorized Mgmt For TNA N/A
Capital
12 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Beter Bed Holding Nv
Ticker Security ID: Meeting Date Meeting Status
BBED CINS N1319A163 04/25/2013 Take No Action
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A TNA N/A
2 Non-Voting Agenda Item N/A N/A TNA N/A
3 Non-Voting Agenda Item N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Accounts and Reports Mgmt For TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Non-Voting Agenda Item N/A N/A TNA N/A
9 Ratification of Mgmt For TNA N/A
Management Board
Acts
10 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
11 Elect W.T.C. van der Vis Mgmt For TNA N/A
12 Elect B.F. Koops Mgmt For TNA N/A
13 Non-Voting Agenda Item N/A N/A TNA N/A
14 Employee stock option Mgmt For TNA N/A
scheme
15 Prolongation of the Mgmt For TNA N/A
Appointment of A.H.
Anbeek
16 Authority to Issue Mgmt For TNA N/A
Shares w/ Preemptive
Rights
17 Authority to Suppress Mgmt For TNA N/A
Preemptive
Rights
18 Authority to Repurchase Mgmt For TNA N/A
Shares
19 Appointment of Auditor Mgmt For TNA N/A
20 Non-Voting Agenda Item N/A N/A TNA N/A
21 Transaction of Other Mgmt For TNA N/A
Business
22 Non-Voting Agenda Item N/A N/A TNA N/A
________________________________________________________________________________
Bijou Brigitte Modische Accessoires AG
Ticker Security ID: Meeting Date Meeting Status
BIJ CINS D13888108 07/05/2012 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Supervisory Board Mgmt For For For
Members'
Fees
9 Elect Friedhelm Mgmt For For For
Steinberg
10 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
CA Immobilien Anlagen AG
Ticker Security ID: Meeting Date Meeting Status
CAI CINS A1144Q155 05/07/2013 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Presentation of Mgmt For For For
Accounts and
Reports
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Mgmt For For For
Management Board
Acts
5 Ratification of Mgmt For For For
Supervisory Board
Acts
6 Supervisory Board Mgmt For For For
Members'
Fees
7 Appointment of Auditor Mgmt For For For
8 Authority to Issue Mgmt For Against Against
Convertible Debt
Instruments
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Reduction in Mgmt For Against Against
Conditional Capital I;
Increase in
Conditional Capital
II
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Amendment to Corporate Mgmt For For For
Purpose
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Canadian Solar Inc.
Ticker Security ID: Meeting Date Meeting Status
CSIQ CUSIP 136635109 06/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Withhold Against
(Slate)
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Carl Zeiss Meditec AG
Ticker Security ID: Meeting Date Meeting Status
AFX CINS D14895102 03/05/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Centrotec Sustainable AG
Ticker Security ID: Meeting Date Meeting Status
CEV CINS D1498G131 06/04/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Elect Guido A. Krass Mgmt For TNA N/A
10 Elect Bernhard Heiss Mgmt For TNA N/A
11 Elect Christian C Mgmt For TNA N/A
Pochtler
________________________________________________________________________________
Comdirect Bank AG
Ticker Security ID: Meeting Date Meeting Status
COM CINS D1548W102 05/16/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments; Increase
in Conditional
Capital
10 Supervisory Board Mgmt For TNA N/A
Members'
Fees
________________________________________________________________________________
Conwert Immobilien Invest SE
Ticker Security ID: Meeting Date Meeting Status
CWI CINS A1359Y109 05/08/2013 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Ratification of Mgmt For For For
Supervisory Board
Acts
5 Ratification of Mgmt For For For
Management Board
Acts
6 Appointment of Auditor Mgmt For Against Against
7 Amendments to Articles Mgmt For For For
8 Increase in Authorized Mgmt For For For
Capital
9 Shareholder Proposal ShrHldr N/A For N/A
Regarding Supervisory
Board
Size
10 Shareholder Proposal ShrHldr N/A Against N/A
Regarding Election of
Clemens
Schneider
________________________________________________________________________________
Cropenergies AG
Ticker Security ID: Meeting Date Meeting Status
CE2 CINS D16327104 07/17/2012 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Elect Hans-Jorg Gebhard Mgmt For For For
9 Elect Thomas Kolbl Mgmt For Against Against
10 Elect Markwart Kunz Mgmt For For For
11 Elect Franz-Josef Mgmt For For For
Mollenberg
12 Elect Norbert Schindler Mgmt For For For
13 Elect Lutz Guderjahn Mgmt For Against Against
14 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
CTS Eventim AG
Ticker Security ID: Meeting Date Meeting Status
EVD CINS D1648T108 05/08/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Elect Edmund Hug Mgmt For TNA N/A
10 Elect Jobst W. Plog Mgmt For TNA N/A
11 Elect Bernd Kundrun Mgmt For TNA N/A
12 Merger by Absorption Mgmt For TNA N/A
(See Tickets Germany
GmbH)
13 Merger by Absorption Mgmt For TNA N/A
(eventim Online
Holding
GmbH)
14 Profit-and-Loss Mgmt For TNA N/A
Transfer
Agreement
15 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments; Increase
in Conditional
Capital
16 Supervisory Board Mgmt For TNA N/A
Members'
Fees
________________________________________________________________________________
Delticom AG
Ticker Security ID: Meeting Date Meeting Status
DEX CINS D17569100 04/30/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratification of Mgmt For TNA N/A
Management Board
Acts
9 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For TNA N/A
11 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Deutsche Beteiligungs AG
Ticker Security ID: Meeting Date Meeting Status
DBA CINS D18150116 03/26/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Elect Wilken Freiherr Mgmt For TNA N/A
von
Hodenberg
10 Supervisory Board Mgmt For TNA N/A
Members'
Fees
11 Dematerialization of Mgmt For TNA N/A
Bearer
Shares
12 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Deutsche Euroshop AG
Ticker Security ID: Meeting Date Meeting Status
DEQ CINS D1854M102 06/20/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratification of Mgmt For TNA N/A
Management Board
Acts
9 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For TNA N/A
11 Elect Manfred Zab Mgmt For TNA N/A
12 Elect Alexander Otto Mgmt For TNA N/A
13 Elect Henning Kreke Mgmt For TNA N/A
14 Increase in Authorized Mgmt For TNA N/A
Capital
________________________________________________________________________________
Deutsche Wohnen AG
Ticker Security ID: Meeting Date Meeting Status
DWNI CINS D2046U176 05/28/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Elect Uwe Flach Mgmt For TNA N/A
10 Increase in Authorized Mgmt For TNA N/A
Capital
11 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments: Increase
in Conditional
Capital
________________________________________________________________________________
Deutsche Wohnen AG
Ticker Security ID: Meeting Date Meeting Status
DWNI CINS D2046U176 12/04/2012 Voted
Meeting Type Country of Trade
Special Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Increase in Authorized Mgmt For For For
Capital
________________________________________________________________________________
Deutz AG
Ticker Security ID: Meeting Date Meeting Status
DEZ CINS D39176108 04/30/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Ratification of Mgmt For TNA N/A
Management Board
Acts
6 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
7 Appointment of Auditor Mgmt For TNA N/A
8 Elect Lodovico Bussolati Mgmt For TNA N/A
9 Elect Goran Gummeson Mgmt For TNA N/A
10 Elect Hans-Georg Harter Mgmt For TNA N/A
11 Elect Michael Haupt Mgmt For TNA N/A
12 Elect Lars-Goran Moberg Mgmt For TNA N/A
13 Elect Eva Persson Mgmt For TNA N/A
14 Compensation Guidelines Mgmt For TNA N/A
15 Amendments to Mgmt For TNA N/A
Supervisory Board
Members'
Fees
16 Profit-and-Loss Mgmt For TNA N/A
Transfer
Agreement
________________________________________________________________________________
Dialog Semiconductor Plc
Ticker Security ID: Meeting Date Meeting Status
DLG CINS G5821P111 05/02/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Jalal Bagherli Mgmt For For For
6 Elect Chris Burke Mgmt For For For
7 Elect Peter Weber Mgmt For For For
8 Elect John McMonigall Mgmt For For For
9 Elect Michael Cannon Mgmt For For For
10 Elect Richard Beyer Mgmt For For For
11 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
12 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights (Rights
Issue)
13 Employee Share Plan 2013 Mgmt For For For
14 Share Option Plan Mgmt For For For
15 Directors' Fees Mgmt For For For
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
DIC Asset AG
Ticker Security ID: Meeting Date Meeting Status
DAZG CINS D2837E100 07/03/2012 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Elect Gerhard Schmidt Mgmt For Against Against
10 Elect Klaus-Jurgen Mgmt For For For
Sontowski
11 Elect Michael Bock Mgmt For Against Against
________________________________________________________________________________
Drillisch AG
Ticker Security ID: Meeting Date Meeting Status
DRI CINS D23138106 05/16/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratify Paschalis Mgmt For TNA N/A
Choulidis
7 Ratify Vlasios Choulidis Mgmt For TNA N/A
8 Ratify Marc Mgmt For TNA N/A
Brucherseifer
9 Ratify Horst Lennertz Mgmt For TNA N/A
10 Ratifiy Michael Mgmt For TNA N/A
Muller-Berg
11 Ratify Susanne Ruckert Mgmt For TNA N/A
12 Ratify Bernd Schmidt Mgmt For TNA N/A
13 Ratify Johann Weindl Mgmt For TNA N/A
14 Elect Marc Brucherseifer Mgmt For TNA N/A
15 Elect Johann Weindl Mgmt For TNA N/A
16 Elect Horst Lennertz Mgmt For TNA N/A
17 Elect Frank Rothauge Mgmt For TNA N/A
18 Elect Susanne Ruckert Mgmt For TNA N/A
19 Elect Bernd Schmidt Mgmt For TNA N/A
20 Supervisory Board Mgmt For TNA N/A
Members'
Fees
21 Appointment of Auditor Mgmt For TNA N/A
22 Authority to Repurchase Mgmt For TNA N/A
Shares
23 Authority to Repurchase Mgmt For TNA N/A
Shares Using Equity
Derivatives
24 Increase in Authorized Mgmt For TNA N/A
Capital
25 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments; Increase
in Conditional
Capital
________________________________________________________________________________
Duerr AG
Ticker Security ID: Meeting Date Meeting Status
DUE CINS D23279108 04/26/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Elect Herbert Muller Mgmt For TNA N/A
10 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments; Increase
in Conditional
Capital
11 Capital Increase Mgmt For TNA N/A
through Bonus Share
Issuance
12 Authority to Repurchase Mgmt For TNA N/A
Shares
13 Increase in Authorized Mgmt For TNA N/A
Capital
14 Intra-company Control Mgmt For TNA N/A
Agreement
15 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Dundee International Real Estate Investment Trust
Ticker Security ID: Meeting Date Meeting Status
DI.UN CINS 26518R209 05/09/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Detlef Bierbaum Mgmt For For For
3 Elect Olivier Brahin Mgmt For For For
4 Elect Michael J. Cooper Mgmt For For For
5 Elect Brydon Cruise Mgmt For For For
6 Elect P. Jane Gavan Mgmt For For For
7 Elect Ned Goodman Mgmt For Against Against
8 Elect Duncan N.R. Mgmt For Against Against
Jackman
9 Elect John Sullivan Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Elringklinger AG
Ticker Security ID: Meeting Date Meeting Status
ZIL2 CINS D2462K108 05/16/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratification of Mgmt For TNA N/A
Management Board
Acts
9 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For TNA N/A
11 Elect Klaus Eberhardt Mgmt For TNA N/A
12 Supervisory Board Mgmt For TNA N/A
Members'
Fees
________________________________________________________________________________
Evotec AG
Ticker Security ID: Meeting Date Meeting Status
EVT CINS D1646D105 06/12/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Ratification of Mgmt For TNA N/A
Management Board
Acts
6 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
7 Appointment of Auditor Mgmt For TNA N/A
8 Elect Claus Br?strup Mgmt For TNA N/A
9 Supervisory Board Mgmt For TNA N/A
Members'
Fees
10 Amendment to Article Mgmt For TNA N/A
8(2)
11 Amendment to Article Mgmt For TNA N/A
8(6)
12 Amendment to Article Mgmt For TNA N/A
9(1)
13 Amendment to Article Mgmt For TNA N/A
10(1)
14 Amendment to Article Mgmt For TNA N/A
10(2)
15 Amendment to Article Mgmt For TNA N/A
10(3)
16 Insertion of New Mgmt For TNA N/A
Article
13
17 Amendments to Article Mgmt For TNA N/A
13(7)
18 Amendments to Article Mgmt For TNA N/A
15(2)
19 Amendments to Article Mgmt For TNA N/A
15(3)
20 Deletion of Article 16 Mgmt For TNA N/A
21 Amendments to Article 17 Mgmt For TNA N/A
________________________________________________________________________________
Freenet AG
Ticker Security ID: Meeting Date Meeting Status
FNT CINS D3689Q134 05/23/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratification of Mgmt For TNA N/A
Management Board
Acts
9 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For TNA N/A
11 Increase in Authorized Mgmt For TNA N/A
Capital
12 Amendments to Mgmt For TNA N/A
Intra-company
Contracts
________________________________________________________________________________
Gagfah SA
Ticker Security ID: Meeting Date Meeting Status
GFJ CINS L4121J101 06/12/2013 Take No Action
Meeting Type Country of Trade
Mix Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A TNA N/A
2 Non-Voting Agenda Item N/A N/A TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Consolidated Accounts Mgmt For TNA N/A
and
Reports
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Elect Jonathan Ashley Mgmt For TNA N/A
8 Elect Thomas Zinnocker Mgmt For TNA N/A
9 Authority to Repurchase Mgmt For TNA N/A
Shares
10 Authority to Repurchase Mgmt For TNA N/A
Shares; Reduction in
Share
Capital
________________________________________________________________________________
Gerresheimer AG
Ticker Security ID: Meeting Date Meeting Status
GXI CINS D2852S109 04/18/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Gerry Weber International AG
Ticker Security ID: Meeting Date Meeting Status
GWI CINS D95473225 06/06/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Increase in Authorized Mgmt For TNA N/A
Capital
10 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments; Increase
in Conditional
Capital
11 Intra-company Control Mgmt For TNA N/A
Agreements
12 Intra-company Control Mgmt For TNA N/A
Agreements
13 Intra-company Control Mgmt For TNA N/A
Agreements
________________________________________________________________________________
GFK SE
Ticker Security ID: Meeting Date Meeting Status
GFK CINS D2823H109 05/17/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Elect Hans Van Bylen Mgmt For TNA N/A
10 Elect Raimund Wildner Mgmt For TNA N/A
as Substitute
Member
________________________________________________________________________________
Gildemeister AG
Ticker Security ID: Meeting Date Meeting Status
GIL CINS D2825P117 05/17/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Elect Raimund Klinkner Mgmt For TNA N/A
9 Elect Edgar Ernst Mgmt For TNA N/A
10 Elect Masahiko Mori Mgmt For TNA N/A
11 Elect Ulrich Hocker Mgmt For TNA N/A
12 Elect Hans Henning Offen Mgmt For TNA N/A
13 Elect Berend Denkena Mgmt For TNA N/A
14 Amendments to Articles Mgmt For TNA N/A
15 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Grammer AG
Ticker Security ID: Meeting Date Meeting Status
GMM CINS D28515100 06/05/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
GSW Immobilien AG
Ticker Security ID: Meeting Date Meeting Status
GIB CINS D31311109 06/18/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments
10 Increase in Conditional Mgmt For TNA N/A
Capital
11 Amendment to Authorized Mgmt For TNA N/A
Capital
2012
12 Amendment to Mgmt For TNA N/A
Intra-company Control
Agreement (GSW
Acquisition 3
GmbH)
13 Amendment to Mgmt For TNA N/A
Intra-company Control
Agreement (GSW
Grundvermogens- und
Vertriebsgesellschaft
mbH)
14 Intra-company Control Mgmt For TNA N/A
Agreement (GSW Corona
GmbH)
15 Compensation Policy Mgmt For TNA N/A
16 Shareholder Proposal ShrHldr Against TNA N/A
Regarding Removal of
Eckart John von
Freyend
17 Shareholder Proposal ShrHldr Against TNA N/A
Regarding Vote of No
Confidence in Bernd
Kottmann
________________________________________________________________________________
Hamburger Hafen Und Logistik AG
Ticker Security ID: Meeting Date Meeting Status
HHFA CINS D3211S103 06/13/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratification of Mgmt For TNA N/A
Management Board
Acts
9 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For TNA N/A
11 Supervisory Board Mgmt For TNA N/A
Members'
Fees
12 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments; Increase
in Conditional
Capital
13 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments; Increase
in Conditional Capital
(Class A
Shareholders)
14 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments; Increase
in Conditional Capital
(Class S
Shareholders)
________________________________________________________________________________
Hansteen Holdings plc
Ticker Security ID: Meeting Date Meeting Status
HSTN CINS G4383U105 06/10/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Morgan L. Jones Mgmt For For For
3 Elect Ian R. Watson Mgmt For For For
4 Elect Richard P. Lowes Mgmt For For For
5 Elect James D. Hambro Mgmt For For For
6 Elect Richard R. Cotton Mgmt For For For
7 Elect Stephen T. Gee Mgmt For For For
8 Elect Richard S. Mully Mgmt For For For
9 Elect Humphrey J.M. Mgmt For For For
Price
10 Directors' Remuneration Mgmt For Against Against
Report
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For Abstain Against
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For Abstain Against
Shares w/o Preemptive
Rights
15 Authority to Repurchase Mgmt For Abstain Against
Shares
16 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Heidelberg Druckmaschinen AG
Ticker Security ID: Meeting Date Meeting Status
HDD CINS D3166C103 07/26/2012 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Ratification of Mgmt For For For
Management Board
Acts
6 Ratification of Mgmt For For For
Supervisory Board
Acts
7 Appointment of Auditor Mgmt For For For
8 Compensation Policy Mgmt For For For
9 Supervisory Board Mgmt For For For
Members'
Fees
10 Supervisory Board Size Mgmt For For For
11 Amendments to Articles Mgmt For For For
12 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
13 Increase in Authorized Mgmt For For For
Capital
________________________________________________________________________________
Indus Holding AG
Ticker Security ID: Meeting Date Meeting Status
INH CINS D3510Y108 06/24/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments; Increase
in Conditional
Capital
9 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Indus Holding AG
Ticker Security ID: Meeting Date Meeting Status
INH CINS D3510Y108 07/03/2012 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Increase in Authorized Mgmt For Against Against
Capital
9 Elect Jurgen Allerkamp Mgmt For For For
10 Elect Ralf Bartsch Mgmt For For For
11 Elect Joachim Selzer Mgmt For For For
12 Elect Helmut Spath Mgmt For For For
13 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Jenoptik AG
Ticker Security ID: Meeting Date Meeting Status
JEN CINS D3721X105 06/04/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments; Increase
in Conditional
Capital
________________________________________________________________________________
Kloeckner & Co SE
Ticker Security ID: Meeting Date Meeting Status
KCO CINS D40376101 05/24/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Presentation of Mgmt For TNA N/A
Accounts and Reports;
Allocation of
Profits/Dividends
7 Ratification of Mgmt For TNA N/A
Management Board
Acts
8 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
9 Elect Robert Koehler Mgmt For TNA N/A
10 Appointment of Auditor Mgmt For TNA N/A
11 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments
12 Increase in Conditional Mgmt For TNA N/A
Capital
13 Supervisory Board Mgmt For TNA N/A
Members'
Fees
14 Remuneration Policy Mgmt For TNA N/A
15 Intra-company Control Mgmt For TNA N/A
Agreement
________________________________________________________________________________
Kontron AG
Ticker Security ID: Meeting Date Meeting Status
KBC CINS D2233E118 06/05/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Compensation Policy Mgmt For TNA N/A
9 Appointment of Auditor Mgmt For TNA N/A
10 Elect Peter Bauer Mgmt For TNA N/A
11 Elect Martin Bertinchamp Mgmt For TNA N/A
12 Elect Rainer Erlat Mgmt For TNA N/A
13 Elect Sten Daugaard Mgmt For TNA N/A
14 Elect Lars Singbartl Mgmt For TNA N/A
15 Elect Harald Schrimpf Mgmt For TNA N/A
________________________________________________________________________________
Krones AG
Ticker Security ID: Meeting Date Meeting Status
KRN CINS D47441171 06/19/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Amendments to Articles Mgmt For TNA N/A
Regarding Official
Announcements
9 Amendments to Articles Mgmt For TNA N/A
Regarding Company's
Establishment
10 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Kuka AG
Ticker Security ID: Meeting Date Meeting Status
KU2 CINS D3862Y102 06/05/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratify Till Reuter Mgmt For TNA N/A
7 Ratify Peter Mohnen Mgmt For TNA N/A
8 Ratify Stephan Schulak Mgmt For TNA N/A
9 Ratify Bernd Minning Mgmt For TNA N/A
10 Ratify Thomas Mgmt For TNA N/A
Kalkbrenner
11 Ratify Juergen Kerner Mgmt For TNA N/A
12 Ratify Dirk-Abel Mgmt For TNA N/A
13 Ratify Wilfried Mgmt For TNA N/A
Eberhardt
14 Ratify Uwe Ganzer Mgmt For TNA N/A
15 Ratify Siegfried Mgmt For TNA N/A
Greulich
16 Ratify Thomas Mgmt For TNA N/A
Kalkbrenner
17 Ratify Carola Leitmer Mgmt For TNA N/A
18 Ratify Uwe Loos Mgmt For TNA N/A
19 Ratify Fritz Seifert Mgmt For TNA N/A
20 Ratify Michael Proeller Mgmt For TNA N/A
21 Ratify Guy Mgmt For TNA N/A
Wyser-Proeller
22 Elect Bernd Minning Mgmt For TNA N/A
23 Elect Dirk Abel Mgmt For TNA N/A
24 Elect Walter Bickel Mgmt For TNA N/A
25 Elect Uwe Loos Mgmt For TNA N/A
26 Elect Michael Proeller Mgmt For TNA N/A
27 Elect Guy Wyser-Pratte Mgmt For TNA N/A
28 Remuneration Policy Mgmt For TNA N/A
29 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments; Increase
in Conditional
Capital
30 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Leoni AG
Ticker Security ID: Meeting Date Meeting Status
LEO CINS D5009P118 04/30/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratification of Mgmt For TNA N/A
Management Board
Acts
9 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For TNA N/A
11 Amendment to Mgmt For TNA N/A
Supervisory Board
Members'
Fees
12 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Morphosys AG
Ticker Security ID: Meeting Date Meeting Status
MOR CINS D55040105 06/04/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Profits Mgmt For TNA N/A
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Amendments to Articles Mgmt For TNA N/A
Regarding Convertible
Bonds
10 Increase in Authorized Mgmt For TNA N/A
Capital
________________________________________________________________________________
Nordex SE
Ticker Security ID: Meeting Date Meeting Status
NDX CINS D5736K135 06/04/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Ratification of Mgmt For TNA N/A
Management Board
Acts
6 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
7 Elect Annette Stieve Mgmt For TNA N/A
8 Elect Heinz van Deelen Mgmt For TNA N/A
9 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Norma Group AG
Ticker Security ID: Meeting Date Meeting Status
NOEJ CINS D5813Z104 05/22/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratification of Mgmt For TNA N/A
Management Board
Acts
9 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
10 Elect Erika Schulte Mgmt For TNA N/A
11 Appointment of Auditor Mgmt For TNA N/A
12 Change of Legal Form Mgmt For TNA N/A
________________________________________________________________________________
Pfeiffer Vacuum Technology AG
Ticker Security ID: Meeting Date Meeting Status
PFV CINS D6058X101 05/28/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Praktiker AG
Ticker Security ID: Meeting Date Meeting Status
PRA CINS D6174B108 05/29/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Ratification of Mgmt For TNA N/A
Management Board
Acts
6 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
7 Appointment of Auditor Mgmt For TNA N/A
8 Elect Erhard Grossnigg Mgmt For TNA N/A
9 Elect Norbert Bensel Mgmt For TNA N/A
10 Elect Utho Creusen Mgmt For TNA N/A
11 Elect Susan Hennersdorf Mgmt For TNA N/A
12 Elect Martina Dobringer Mgmt For TNA N/A
13 Elect Collin Mgmt For TNA N/A
Schmitz-Valckenberg
14 Elect Hans Schmitz Mgmt For TNA N/A
15 Elect Gerhard Sandler Mgmt For TNA N/A
16 Change of Corporate Mgmt For TNA N/A
Headquarters
17 Increase in Authorized Mgmt For TNA N/A
Capital
18 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments; Increase
in Conditional
Capital
19 Compensation Policy Mgmt For TNA N/A
20 2013 Stock Option Mgmt For TNA N/A
Program; Creation of
Conditional Capital
2013/II
________________________________________________________________________________
Praktiker AG
Ticker Security ID: Meeting Date Meeting Status
PRA CINS D6174B108 07/04/2012 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Ratification of Mgmt For For For
Management Board
Acts
6 Ratification of Mgmt For For For
Supervisory Board
Acts
7 Appointment of Auditor Mgmt For For For
8 Relocation of Corporate Mgmt For For For
Headquarters
9 Amendments to Articles Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Increase in Authorized Mgmt For For For
Capital
12 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
________________________________________________________________________________
QSC AG
Ticker Security ID: Meeting Date Meeting Status
QSC CINS D59710109 05/29/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratification of Mgmt For TNA N/A
Management Board
Acts
9 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For TNA N/A
11 Elect Bernd Schlobohn Mgmt For TNA N/A
12 Elect Gerd Eickers Mgmt For TNA N/A
13 Elect Ina Schlie Mgmt For TNA N/A
14 Elect Frank Zurlino Mgmt For TNA N/A
15 Authority to Repurchase Mgmt For TNA N/A
Shares
16 Amendments to Articles Mgmt For TNA N/A
17 Intra-company Control Mgmt For TNA N/A
Agreement with the
Complete Tengo
GmbH
18 Intra-company Control Mgmt For TNA N/A
Agreement with Q Loud
GmbH
19 Intra-company Control Mgmt For TNA N/A
Agreement with
Broadnet NGN
GmbH
________________________________________________________________________________
Rational AG
Ticker Security ID: Meeting Date Meeting Status
RAA CINS D6349P107 05/08/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Profit-and-Loss Mgmt For TNA N/A
Transfer Agreement
with RATIONAL Montage
GmbH
10 Profit-and-Loss Mgmt For TNA N/A
Transfer Agreement
with LechMetall
GmbH
11 Amendments to Articles Mgmt For TNA N/A
12 Amendments to Articles Mgmt For TNA N/A
13 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Rheinmetall AG
Ticker Security ID: Meeting Date Meeting Status
RHM CINS D65111102 05/14/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Elect Siegfried Goll Mgmt For TNA N/A
9 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Rofin-Sinar Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
RSTI CUSIP 775043102 03/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carl F. Baasel Mgmt For Withhold Against
1.2 Elect Gary K. Willis Mgmt For Withhold Against
1.3 Elect Daniel J. Smoke Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
SAF Holland SA
Ticker Security ID: Meeting Date Meeting Status
SFQ CINS L7999A102 04/25/2013 Take No Action
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Mgmt For TNA N/A
Management
Reports
2 Presentation of Mgmt For TNA N/A
Auditors'
Reports
3 Approval of the Mgmt For TNA N/A
Financial
Statements
4 Approval of the Mgmt For TNA N/A
Consolidated Financial
Statements
5 Allocation of Losses Mgmt For TNA N/A
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Ratification of Auditor Mgmt For TNA N/A
8 Election of Directors Mgmt For TNA N/A
9 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
SGL Carbon SE
Ticker Security ID: Meeting Date Meeting Status
SGL CINS D6949M108 04/30/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Elect Christine Mgmt For TNA N/A
Bortenlanger
10 Elect Daniel Camus Mgmt For TNA N/A
11 Elect Hans Hubert Mgmt For TNA N/A
Lienhard
12 Elect Andrew Simon Mgmt For TNA N/A
13 Elect Ana Cristina Mgmt For TNA N/A
Ferreira Cruz as an
Employee
Representative
14 Elect Micheal Leppek as Mgmt For TNA N/A
an Employee
Representative
15 Elect Helmut Jodl as an Mgmt For TNA N/A
Employee
Representative
16 Elect Marcin Rzeminski Mgmt For TNA N/A
as an Employee
Representative
17 Elect Markus Mgmt For TNA N/A
Stettberger as an
Employee
Representative
18 Elect Hans-Werner Zorn Mgmt For TNA N/A
as an Employee
Representative
19 Elect Amilcar Raimundo Mgmt For TNA N/A
as a Substitute
Employee
Representative
20 Elect Jurgen Glaser as Mgmt For TNA N/A
a Substitute Employee
Representative
21 Elect Birgit Burkert as Mgmt For TNA N/A
a Substitute Employee
Representative
22 Elect Izabela Mgmt For TNA N/A
Urbas-Mokrzycka as a
Substitute Employee
Representative
23 Elect Josef Jung as a Mgmt For TNA N/A
Substitute Employee
Representative
24 Elect Dieter Mgmt For TNA N/A
Zullighofen as a
Substitute Employee
Representative
25 Supervisory Board Mgmt For TNA N/A
Members'
Fees
________________________________________________________________________________
Sixt AG
Ticker Security ID: Meeting Date Meeting Status
SIX2 CINS D69899116 06/20/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Profit-and-loss Mgmt For TNA N/A
Transfer
Agreement
10 Authority to Issue Mgmt For TNA N/A
Profit-Participation
Rights
11 Change of Legal Form Mgmt For TNA N/A
12 Elect Ralf Teckentrup Mgmt For TNA N/A
13 Elect Daniel Terberger Mgmt For TNA N/A
________________________________________________________________________________
SMA Solar Technology AG
Ticker Security ID: Meeting Date Meeting Status
S92 CINS D7008K108 05/23/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratify Jurgen Dolle Mgmt For TNA N/A
7 Ratify Roland Grebe Mgmt For TNA N/A
8 Ratify Lydia Sommer Mgmt For TNA N/A
9 Ratify Pierre-Pascal Mgmt For TNA N/A
Urban
10 Ratify Marko Werner Mgmt For TNA N/A
11 Ratify Gunther Cramer Mgmt For TNA N/A
12 Ratify Peter Drews Mgmt For TNA N/A
13 Ratify Erik Ehrentraut Mgmt For TNA N/A
14 Ratify Gunther Hackl Mgmt For TNA N/A
15 Ratify Johannes Hade Mgmt For TNA N/A
16 Ratify Winfried Hoffmann Mgmt For TNA N/A
17 Ratify Werner Kleinkauf Mgmt For TNA N/A
18 Ratify Ullrich Mebmer Mgmt For TNA N/A
19 Ratify Alexander Naujoks Mgmt For TNA N/A
20 Ratify Joachim Schlosser Mgmt For TNA N/A
21 Ratify Reiner Wettlaufer Mgmt For TNA N/A
22 Ratify Mirko Zeidler Mgmt For TNA N/A
23 Appointment of Auditor Mgmt For TNA N/A
24 Increase in Authorized Mgmt For TNA N/A
Capital
25 Supervisory Board Mgmt For TNA N/A
Members'
Fees
________________________________________________________________________________
Stada Arzneimittel AG
Ticker Security ID: Meeting Date Meeting Status
SAZ CINS D76226113 06/05/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratification of Mgmt For TNA N/A
Management Board
Acts
9 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For TNA N/A
11 Increase in Authorized Mgmt For TNA N/A
Capital
12 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments; Increase
in Conditional
Capital
13 Authority to Repurchase Mgmt For TNA N/A
Shares
14 Elect Martin Abend Mgmt For TNA N/A
15 Elect Eckhard Bruggemann Mgmt For TNA N/A
16 Elect Arnold Hertzsch Mgmt For TNA N/A
17 Elect Dieter Koch Mgmt For TNA N/A
18 Elect Constantin Meyer Mgmt For TNA N/A
19 Elect Carl Ferdinand Mgmt For TNA N/A
Oetker
20 Supervisory Board Mgmt For TNA N/A
Members'
Fees
21 Amendments to Article 15 Mgmt For TNA N/A
22 Amendments to Article 16 Mgmt For TNA N/A
23 Amendments to Article 21 Mgmt For TNA N/A
24 Amendments to Article 22 Mgmt For TNA N/A
________________________________________________________________________________
Stroer Out-Of-Home Media AG
Ticker Security ID: Meeting Date Meeting Status
SAX CINS D8169G100 03/07/2013 Take No Action
Meeting Type Country of Trade
Special Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Change in Company Name Mgmt For TNA N/A
5 Amendment to Corporate Mgmt For TNA N/A
Purpose
________________________________________________________________________________
Suess MicroTec AG
Ticker Security ID: Meeting Date Meeting Status
SMH CINS D82791167 06/19/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratification of Mgmt For TNA N/A
Management Board
Acts
9 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For TNA N/A
11 Increase in Authorized Mgmt For TNA N/A
Capital
12 Authority to Repurchase Mgmt For TNA N/A
Shares
13 Cancellation of Mgmt For TNA N/A
Conditional
Capital
14 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Symrise AG
Ticker Security ID: Meeting Date Meeting Status
SY1 CINS D827A1108 05/14/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Supervisory Board Mgmt For TNA N/A
Members'
Fees
10 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments; Increase
in Conditional
Capital
11 Compensation Policy Mgmt For TNA N/A
________________________________________________________________________________
TAG Immobilien AG
Ticker Security ID: Meeting Date Meeting Status
TEG CINS D82822236 06/14/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Elect Lutz Ristow Mgmt For TNA N/A
10 Elect Ronald Frohne Mgmt For TNA N/A
11 Elect Lothar Lanz Mgmt For TNA N/A
12 Elect Philipp Wagner Mgmt For TNA N/A
13 Increase in Authorized Mgmt For TNA N/A
Capital
14 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments; Increase
in Conditional
Capital
15 Supervisory Board Mgmt For TNA N/A
Members'
Fees
16 Amendment to Mgmt For TNA N/A
Profit-and-Loss
Transfer
Agreement
________________________________________________________________________________
Tipp24 SE
Ticker Security ID: Meeting Date Meeting Status
TIM CINS D8401Q106 06/28/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Allocation of Profits Mgmt For TNA N/A
8 Ratification of Mgmt For TNA N/A
Management Board
Acts
9 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For TNA N/A
11 Elect Andreas de Mgmt For TNA N/A
Maiziere
12 Elect Thorsten Hehl Mgmt For TNA N/A
13 Elect Oliver Jaster Mgmt For TNA N/A
14 Elect Bernd Schiphorst Mgmt For TNA N/A
15 Elect Jens Schumann Mgmt For TNA N/A
16 Elect Peter Steiner Mgmt For TNA N/A
17 Amendments to Corporate Mgmt For TNA N/A
Purpose
18 Change of Corporate Mgmt For TNA N/A
Headquarters
________________________________________________________________________________
Tui AG
Ticker Security ID: Meeting Date Meeting Status
TUI1 CINS D8484K166 02/13/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Increase in Authorized Mgmt For TNA N/A
Capital for Employee
Share Purchase
Plan
10 Increase in Authorized Mgmt For TNA N/A
Capital
11 Authority to Repurchase Mgmt For TNA N/A
Shares
12 Supervisory Board Mgmt For TNA N/A
Members'
Fees
13 Elect Angelika Gifford Mgmt For TNA N/A
14 Non-Voting Meeting Note N/A N/A TNA N/A
15 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Vossloh AG
Ticker Security ID: Meeting Date Meeting Status
VOS CINS D9494V101 05/29/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Elect Kay Mayland Mgmt For TNA N/A
10 Elect Wolfgang Scholl Mgmt For TNA N/A
11 Elect Alexander Selent Mgmt For TNA N/A
12 Elect Heinz Hermann Mgmt For TNA N/A
Thiele
________________________________________________________________________________
VTG AG
Ticker Security ID: Meeting Date Meeting Status
VT9 CINS D8571N107 05/23/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Amendment to an Mgmt For TNA N/A
Intra-company Control
Agreement
________________________________________________________________________________
Wacker Neuson SE
Ticker Security ID: Meeting Date Meeting Status
WAC CINS D9553L101 05/28/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratification of Mgmt For TNA N/A
Management Board
Acts
9 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Wincor Nixdorf AG
Ticker Security ID: Meeting Date Meeting Status
WIN CINS D9695J105 01/21/2013 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Elect Zvezdana Seeger Mgmt For For For
10 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
________________________________________________________________________________
Wirecard AG
Ticker Security ID: Meeting Date Meeting Status
WDI CINS D22359133 06/20/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Yingli Green Energy Holding Company Limited
Ticker Security ID: Meeting Date Meeting Status
YGE CUSIP 98584B103 11/19/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt N/A For N/A
2 Elect Xiangdong Wang Mgmt N/A For N/A
3 Elect Zheng Xue Mgmt N/A For N/A
4 Appointment of Auditor Mgmt N/A For N/A
====================== Global Alternative Energy ETF ===========================
________________________________________________________________________________
China Longyuan Power Group Limited
Ticker Security ID: Meeting Date Meeting Status
916 CINS Y1501T101 05/31/2013 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Final Accounts Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Budget Report Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of PRC Mgmt For For For
Auditor and Authority
to Set
Fees
9 Appointment of Mgmt For For For
International Auditor
and Authority to Set
Fees
10 Directors' and Mgmt For For For
Supervisors'
Fees
11 Authority to Issue Debt Mgmt For For For
Instruments
12 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Shareholder Proposal ShrHldr For Against Against
________________________________________________________________________________
China Longyuan Power Group Limited
Ticker Security ID: Meeting Date Meeting Status
916 CINS Y1501T101 07/03/2012 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Issuance of New H Shares Mgmt For Against Against
3 Use of Proceed Mgmt For Against Against
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Longyuan Power Group Limited
Ticker Security ID: Meeting Date Meeting Status
916 CINS Y1501T101 07/03/2012 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Issuance of New H Shares Mgmt For Against Against
3 Use of Proceed Mgmt For Against Against
4 Elect ZHU Yongpeng Mgmt For Against Against
5 Elect WANG Baole Mgmt For For For
6 Elect CHEN Bin Mgmt For For For
7 Elect LUAN Baoxing Mgmt For Against Against
8 Elect XIE Changjun Mgmt For For For
9 Elect HUANG Qun Mgmt For For For
10 Elect LV Congmin Mgmt For For For
11 Elect ZHANG Songyi Mgmt For For For
12 Elect MENG Yan Mgmt For For For
13 Elect QIAO Baoping Mgmt For Against Against
14 Elect YU Yongping Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Clean Energy Fuels Corp.
Ticker Security ID: Meeting Date Meeting Status
CLNE CUSIP 184499101 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew J. Mgmt For For For
Littlefair
1.2 Elect Warren I. Mitchell Mgmt For For For
1.3 Elect John S. Herrington Mgmt For For For
1.4 Elect James C. Miller Mgmt For For For
III
1.5 Elect James E. O'Connor Mgmt For For For
1.6 Elect T. Boone Pickens Mgmt For For For
1.7 Elect Kenneth M. Socha Mgmt For For For
1.8 Elect Vincent C. Mgmt For For For
Taormina
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Employee Stock Purchase Mgmt For For For
Plan
________________________________________________________________________________
Cooper Industries Plc
Ticker Security ID: Meeting Date Meeting Status
CBE CUSIP G24140111 10/26/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Scheme of Mgmt For For For
Arrangement
2 Cancellation of Cooper Mgmt For For For
Shares
3 Authority to Issue Mgmt For For For
Shares Pursuant to
Scheme of
Arrangement
4 Amendment to Articles Mgmt For For For
Pursuant to Scheme of
Arrangement
5 Reduction in Share Mgmt For For For
Premium Account to
Create Distributable
Reserves
6 Advisory Vote on Golden Mgmt For Against Against
Parachutes
7 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Cooper Industries Plc
Ticker Security ID: Meeting Date Meeting Status
CBE CUSIP G24140108 10/26/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Scheme of Mgmt For For For
Arrangement
________________________________________________________________________________
Covanta Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
CVA CUSIP 22282E102 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David M. Barse Mgmt For For For
1.2 Elect Ronald J. Broglio Mgmt For For For
1.3 Elect Peter C. B. Bynoe Mgmt For For For
1.4 Elect Linda J. Fisher Mgmt For For For
1.5 Elect Joseph M. Holsten Mgmt For For For
1.6 Elect Anthony J. Orlando Mgmt For For For
1.7 Elect William C. Pate Mgmt For For For
1.8 Elect Robert S. Mgmt For For For
Silberman
1.9 Elect Jean Smith Mgmt For For For
1.10 Elect Samuel Zell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cree Inc.
Ticker Security ID: Meeting Date Meeting Status
CREE CUSIP 225447101 10/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles Swoboda Mgmt For Withhold Against
1.2 Elect Clyde Hosein Mgmt For Withhold Against
1.3 Elect Robert Ingram Mgmt For Withhold Against
1.4 Elect Franco Plastina Mgmt For Withhold Against
1.5 Elect Alan Ruud Mgmt For Withhold Against
1.6 Elect Robert Tillman Mgmt For Withhold Against
1.7 Elect Harvey Wagner Mgmt For Withhold Against
1.8 Elect Thomas Werner Mgmt For Withhold Against
2 Amendment to the 2004 Mgmt For For For
Long-Term Incentive
Compensation
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Dongfang Electric Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1072 CINS Y20958107 05/24/2013 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For Against Against
Domestic and H Shares
w/o Preemptive
Rights
________________________________________________________________________________
Dongfang Electric Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1072 CINS Y20958107 12/14/2012 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 H Share Appreciation Mgmt For For For
Rights
Scheme
3 Ratification of Board Mgmt For For For
Acts
4 Amendments to Article Mgmt For For For
191
5 Amendments to Article Mgmt For For For
198
6 Amendments to Article Mgmt For For For
124
7 Ratification of Board Mgmt For For For
Acts
8 Liability Insurance Mgmt For Abstain Against
________________________________________________________________________________
Eaton Corporation plc
Ticker Security ID: Meeting Date Meeting Status
ETN CUSIP G29183103 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George S. Barrett Mgmt For For For
2 Elect Todd M. Bluedorn Mgmt For For For
3 Elect Christopher M. Mgmt For For For
Connor
4 Elect Michael J. Mgmt For For For
Critelli
5 Elect Alexander M. Mgmt For For For
Cutler
6 Elect Charles E. Golden Mgmt For For For
7 Elect Linda A. Hill Mgmt For For For
8 Elect Arthur E. Johnson Mgmt For For For
9 Elect Ned C. Lautenbach Mgmt For For For
10 Elect Deborah L. McCoy Mgmt For For For
11 Elect Gregory R. Page Mgmt For For For
12 Elect Gerald B. Smith Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Senior Executive Mgmt For For For
Incentive Compensation
Plan
15 Executive Strategic Mgmt For For For
Incentive
Plan
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Authority to Repurchase Mgmt For For For
Shares
18 Issuance of Treasury Mgmt For Against Against
Shares
________________________________________________________________________________
EDP Renovaveis SA
Ticker Security ID: Meeting Date Meeting Status
EDPR CINS E3847K101 04/23/2013 Voted
Meeting Type Country of Trade
Special Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Management and Mgmt For For For
Corporate Governance
Reports
5 Ratification of Board Mgmt For For For
Acts
6 Elect Joao Manuel Mgmt For For For
Verissimo Marques da
Cruz
7 Elect Antonio Nogueira Mgmt For For For
Leite
8 Elect Acacio Jaime Mgmt For For For
Liberado Mota
Piloto
9 Elect Jose Antonio Mgmt For For For
Ferreira
Machado
10 Amendments to Article Mgmt For For For
Regarding Executive
Committee
Size
11 Remuneration Report Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Carry Out Mgmt For For For
Formalities
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Enel Green Power S.p.A.
Ticker Security ID: Meeting Date Meeting Status
EGPW CINS T3679C106 04/24/2013 Take No Action
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Board Size Mgmt For TNA N/A
7 Board Term Mgmt For TNA N/A
8 Non-Voting Agenda Item N/A N/A TNA N/A
9 List presented by Enel Mgmt For TNA N/A
S.p.A.
10 List presented by Mgmt For TNA N/A
Fondazione E.N.P.A.M.
and
Inarcassa
11 Election of Chairman Mgmt For TNA N/A
12 Directors' Fees Mgmt For TNA N/A
13 Remuneration Report Mgmt For TNA N/A
14 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Energy Development Corp (fka Pnoc Energy Development Corp.)
Ticker Security ID: Meeting Date Meeting Status
EDC CINS Y2292T102 05/07/2013 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Call to order Mgmt For For For
3 Determination of Quorum Mgmt For For For
4 Approve Minutes Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Ratification of Mgmt For For For
Management
Acts
7 Elect Oscar M. Lopez Mgmt For For For
8 Elect Federico R. Lopez Mgmt For Against Against
9 Elect Peter D. Mgmt For For For
Garrucho,
Jr.
10 Elect Elpidio L. Ibanez Mgmt For For For
11 Elect Ernesto B. Mgmt For For For
Pantangco
12 Elect Francis Giles B. Mgmt For For For
Puno
13 Elect Jonathan C. Mgmt For For For
Russell
14 Elect Richard B. Tantoco Mgmt For For For
15 Elect Edgar O. Chua Mgmt For For For
16 Elect Francisco Ed Lim Mgmt For For For
17 Elect Arturo T. Valdez Mgmt For For For
18 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
19 Transaction of Other Mgmt For Against Against
Business
20 Adjournment Mgmt For For For
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Enersys
Ticker Security ID: Meeting Date Meeting Status
ENS CUSIP 29275Y102 07/26/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hwan-yoon Chung Mgmt For For For
2 Elect Arthur Katsaros Mgmt For For For
3 Elect Robert Magnus Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
First Solar, Inc.
Ticker Security ID: Meeting Date Meeting Status
FSLR CUSIP 336433107 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Ahearn Mgmt For For For
1.2 Elect Richard D. Chapman Mgmt For For For
1.3 Elect George A. Hambro Mgmt For For For
1.4 Elect James A. Hughes Mgmt For For For
1.5 Elect Craig Kennedy Mgmt For For For
1.6 Elect James F. Nolan Mgmt For For For
1.7 Elect William J. Post Mgmt For For For
1.8 Elect J. Thomas Presby Mgmt For For For
1.9 Elect Paul H. Stebbins Mgmt For Withhold Against
1.10 Elect Michael T. Sweeney Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHldr Against For Against
Regarding Compensation
in the Event of a
Change in
Control
4 Shareholder Proposal ShrHldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Gamesa Corporacion Tecnologica, S.A.
Ticker Security ID: Meeting Date Meeting Status
GAM CINS E54667113 04/18/2013 Voted
Meeting Type Country of Trade
Special Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts Mgmt For For For
3 Management Reports Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect Jose Maria Mgmt For For For
Aldecoa
Sagastasoloa
7 Elect Ramon Castresana Mgmt For For For
Sanchez
8 Elect Manuel Moreu Mgmt For For For
Munaiz
9 Elect Juan Luis Arregui Mgmt For For For
Ciarsolo
10 Elect Carlos Rodriguez Mgmt For For For
Quiroga
Menendez
11 Elect Jose Maria Mgmt For For For
Vazquez
Egusquiza
12 Elect Luis Lada Diaz Mgmt For For For
13 Elect Jose Maria Mgmt For For For
Aracama
Yoldi
14 Long-Term Incentive Plan Mgmt For For For
15 Amend Article 16 Mgmt For For For
16 Amend Article 18 Mgmt For For For
17 Amend Article 19 Mgmt For For For
18 Amend Article 29 Mgmt For For For
19 Amend Article 35 Mgmt For For For
20 Amend Article 44 Mgmt For For For
21 Amend Article 46 Mgmt For For For
22 Consolidation of Mgmt For For For
Articles
23 Amend Article 7 Mgmt For For For
24 Amend Article 8 Mgmt For For For
25 Amend Article 9 Mgmt For For For
26 Amend Article 12 Mgmt For For For
27 Amend Article 27 Mgmt For For For
28 Amend Article 30 Mgmt For For For
29 Consolidation of Mgmt For For For
Articles
30 Directors' Fees Mgmt For For For
31 Authority to Carry Out Mgmt For For For
Formalities
32 Remuneration Report Mgmt For For For
________________________________________________________________________________
GCL Poly-Energy Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
3800 CINS G3774X108 05/31/2013 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect SHU Hua Mgmt For For For
5 Elect YU Bao Dong Mgmt For For For
6 Elect ZHOU Yuan Mgmt For For For
7 Elect Raymond HO Chung Mgmt For For For
Tai
8 Elect XUE Zhong Su Mgmt For Against Against
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Repurchase Mgmt For For For
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
GT Advanced Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
GTAT CUSIP 36191U106 08/22/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Conaway Mgmt For For For
1.2 Elect Kathleen Cote Mgmt For For For
1.3 Elect Ernest Godshalk Mgmt For For For
1.4 Elect Thomas Gutierrez Mgmt For For For
1.5 Elect Matthew Massengill Mgmt For For For
1.6 Elect Mary Petrovich Mgmt For For For
1.7 Elect Robert Switz Mgmt For For For
1.8 Elect Noel Watson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
International Rectifier Corporation
Ticker Security ID: Meeting Date Meeting Status
IRF CUSIP 460254105 11/06/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Attiyeh Mgmt For For For
1.2 Elect Mary Cranston Mgmt For For For
1.3 Elect Richard Dahl Mgmt For For For
1.4 Elect Dwight Decker Mgmt For For For
1.5 Elect Didier Hirsch Mgmt For For For
1.6 Elect Oleg Khaykin Mgmt For For For
1.7 Elect Thomas Lacey Mgmt For For For
1.8 Elect James Plummer Mgmt For For For
1.9 Elect Barbara Rambo Mgmt For For For
1.10 Elect Rochus Vogt Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ITRON, Inc.
Ticker Security ID: Meeting Date Meeting Status
ITRI CUSIP 465741106 05/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas S. Mgmt For For For
Glanville
2 Elect Sharon L. Nelson Mgmt For For For
3 Elect Lynda L. Ziegler Mgmt For For For
4 Elect Philip C. Mezey Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kurita Water Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
6370 CINS J37221116 06/27/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Toshiyuki Nakai Mgmt For Against Against
5 Elect Tetsuo Saeki Mgmt For For For
6 Elect Kaoru Kajii Mgmt For For For
7 Elect Kohichi Iioka Mgmt For For For
8 Elect Kiyoshi Itoh Mgmt For For For
9 Elect Motoyuki Yoda Mgmt For For For
10 Elect Takahito Namura Mgmt For For For
11 Elect Yohichi Kurokawa Mgmt For For For
12 Elect Seiji Nakamura Mgmt For For For
13 Elect Tamio Uda as Mgmt For For For
Statutory
Auditor
14 Elect Yoshihiro Tsuji Mgmt For For For
as Alternate Statutory
Auditor
________________________________________________________________________________
Polypore International Inc.
Ticker Security ID: Meeting Date Meeting Status
PPO CUSIP 73179V103 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles L. Cooney Mgmt For For For
1.2 Elect David A. Roberts Mgmt For For For
1.3 Elect Robert B. Toth Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Power Integrations, Inc.
Ticker Security ID: Meeting Date Meeting Status
POWI CUSIP 739276103 06/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Balu Balakrishnan Mgmt For For For
1.2 Elect Alan D. Bickell Mgmt For For For
1.3 Elect Nicholas E. Mgmt For For For
Brathwaite
1.4 Elect William L. George Mgmt For For For
1.5 Elect Balakrishnan S. Mgmt For Withhold Against
Iyer
1.6 Elect E. Floyd Kvamme Mgmt For For For
1.7 Elect Steven J. Sharp Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Renewable Energy Corporation ASA
Ticker Security ID: Meeting Date Meeting Status
REC CINS R7199U100 07/27/2012 Take No Action
Meeting Type Country of Trade
Special Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Election of Presiding Mgmt For TNA N/A
Chairman
7 Notice of Meeting and Mgmt For TNA N/A
Agenda
8 Private Placement Mgmt For TNA N/A
9 Repair Offering Mgmt For TNA N/A
10 Amendment to Incentive Mgmt For TNA N/A
Compensation
Guidelines
________________________________________________________________________________
SMA Solar Technology AG
Ticker Security ID: Meeting Date Meeting Status
S92 CINS D7008K108 05/23/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratify Jurgen Dolle Mgmt For TNA N/A
7 Ratify Roland Grebe Mgmt For TNA N/A
8 Ratify Lydia Sommer Mgmt For TNA N/A
9 Ratify Pierre-Pascal Mgmt For TNA N/A
Urban
10 Ratify Marko Werner Mgmt For TNA N/A
11 Ratify Gunther Cramer Mgmt For TNA N/A
12 Ratify Peter Drews Mgmt For TNA N/A
13 Ratify Erik Ehrentraut Mgmt For TNA N/A
14 Ratify Gunther Hackl Mgmt For TNA N/A
15 Ratify Johannes Hade Mgmt For TNA N/A
16 Ratify Winfried Hoffmann Mgmt For TNA N/A
17 Ratify Werner Kleinkauf Mgmt For TNA N/A
18 Ratify Ullrich Mebmer Mgmt For TNA N/A
19 Ratify Alexander Naujoks Mgmt For TNA N/A
20 Ratify Joachim Schlosser Mgmt For TNA N/A
21 Ratify Reiner Wettlaufer Mgmt For TNA N/A
22 Ratify Mirko Zeidler Mgmt For TNA N/A
23 Appointment of Auditor Mgmt For TNA N/A
24 Increase in Authorized Mgmt For TNA N/A
Capital
25 Supervisory Board Mgmt For TNA N/A
Members'
Fees
________________________________________________________________________________
SolarCity Corporation
Ticker Security ID: Meeting Date Meeting Status
SCTY CUSIP 83416T100 06/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Raj Atluru Mgmt For For For
2 Elect John H.N. Fisher Mgmt For For For
3 Elect Lyndon R. Rive Mgmt For For For
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SunEdison Inc
Ticker Security ID: Meeting Date Meeting Status
WFR CUSIP 552715104 05/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James B. Williams Mgmt For For For
2 Elect Steven V. Mgmt For For For
Tesoriere
3 Elect Randy H. Zwirn Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Amendment to the 2010 Mgmt For For For
Equity Incentive
Plan
7 Repeal of Classified Mgmt For For For
Board
8 Company Name Change Mgmt For For For
9 Shareholder Proposal ShrHldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Tesla Motors Inc.
Ticker Security ID: Meeting Date Meeting Status
TSLA CUSIP 88160R101 06/04/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brad W. Buss Mgmt For Withhold Against
1.2 Elect Ira Ehrenpreis Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Trina Solar Ltd.
Ticker Security ID: Meeting Date Meeting Status
TSL CUSIP 89628E104 09/07/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jerome Corcoran Mgmt For Against Against
2 Elect Henry Chow Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Verbund AG
Ticker Security ID: Meeting Date Meeting Status
VER CINS A91460104 04/17/2013 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Mgmt For For For
Accounts and
Reports
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Mgmt For For For
Management Board
Acts
4 Ratification of Mgmt For For For
Supervisory Board
Acts
5 Appointment of Auditor Mgmt For For For
6 Authority to Repurchase Mgmt For For For
Shares
7 Issuance of Treasury Mgmt For For For
Shares
8 Authority to Reduce Mgmt For For For
Share
Capital
9 Amendment to Mgmt For For For
Supervisory Board
Members'
Fees
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vestas Wind Systems A/S
Ticker Security ID: Meeting Date Meeting Status
VWS CINS K9773J128 03/21/2013 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Board Size Mgmt For For For
10 Elect Bert Nordberg Mgmt For For For
11 Elect Carsten Bjerg Mgmt For For For
12 Elect Eija Pitkanen Mgmt For For For
13 Elect Henrik Andersen Mgmt For For For
14 Elect Henry Stenson Mgmt For For For
15 Elect Jorgen Huno Mgmt For For For
Rasmussen
16 Elect Jorn Ankaer Mgmt For Against Against
Thomsen
17 Elect Lars Olof Mgmt For For For
Josefsson
18 Shareholder Proposal to ShrHldr Abstain Abstain For
Elect Martin
Bech
19 Directors' Fees for 2012 Mgmt For Against Against
20 Directors' Fees for 2013 Mgmt For For For
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Shareholder Proposal ShrHldr Against Against For
Regarding Directors'
Fees for
2013
23 Appointment of Auditor Mgmt For Against Against
24 Authority to Increase Mgmt For For For
Share
Capital
25 Amendments to Articles Mgmt For For For
26 Compensation Guidelines Mgmt For For For
27 Incentive Compensation Mgmt For Against Against
Guidelines
28 Authority to Repurchase Mgmt For For For
Shares
29 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Audit
30 Shareholder Proposal ShrHldr Against Against For
Regarding Assignment
of
Responsibility
31 Shareholder Proposal ShrHldr Against Against For
Regarding Reduction in
CEO's
Compensation
32 Shareholder Proposal ShrHldr Against Against For
Regarding Amendment to
Employee
Compensation
________________________________________________________________________________
Westport Innovations Inc.
Ticker Security ID: Meeting Date Meeting Status
WPT CINS 960908309 04/11/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect John A. Beaulieu Mgmt For For For
3 Elect Warren J. Baker Mgmt For Against Against
4 Elect M.A. (Jill) Bodkin Mgmt For For For
5 Elect David R. Demers Mgmt For For For
6 Elect Nancy S. Gougarty Mgmt For For For
7 Elect Philip B. Hodge Mgmt For For For
8 Elect Dezso J. Horvath Mgmt For For For
9 Elect Douglas R. King Mgmt For For For
10 Elect Albert Maringer Mgmt For For For
11 Elect Gottfried (Guff) Mgmt For For For
Muench
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Amendment to the Mgmt For Against Against
Omnibus Incentive
Plan
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2208 CINS Y97237112 06/25/2013 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Report on Use of Mgmt For For For
Proceeds
8 Change in Use of Mgmt For For For
Proceeds
9 Application for Credit Mgmt For For For
Facilities
10 Provision of Guarantee Mgmt For Abstain Against
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Elect WU Gang Mgmt For For For
13 Elect LI Ying Mgmt For Against Against
14 Elect HU Yang Mgmt For For For
15 Elect YU Shengjun Mgmt For For For
16 Elect WANG Haibo Mgmt For For For
17 Elect CAO Zhigang Mgmt For For For
18 Elect Kelvin WONG Tin Mgmt For For For
Yau
19 Elect YANG Xiaosheng Mgmt For For For
20 Elect LUO Zhenbang Mgmt For For For
21 Elect WANG Mengqiu Mgmt For For For
22 Elect WANG Shiwei Mgmt For Against Against
23 Elect LUO Jun Mgmt For Against Against
24 Directors' Fees Mgmt For For For
________________________________________________________________________________
Yingli Green Energy Holding Company Limited
Ticker Security ID: Meeting Date Meeting Status
YGE CUSIP 98584B103 11/19/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt N/A For N/A
2 Elect Xiangdong Wang Mgmt N/A For N/A
3 Elect Zheng Xue Mgmt N/A For N/A
4 Appointment of Auditor Mgmt N/A For N/A
=============================== Gold Miners ETF ===============================
________________________________________________________________________________
Agnico-Eagle Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
AEM CUSIP 008474108 04/26/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leanne M. Baker Mgmt For Withhold Against
1.2 Elect Douglas R. Mgmt For For For
Beaumont
1.3 Elect Sean Boyd Mgmt For For For
1.4 Elect Martine A. Celej Mgmt For For For
1.5 Elect Clifford J Davis Mgmt For For For
1.6 Elect Robert J. Gemmell Mgmt For Withhold Against
1.7 Elect Bernard Kraft Mgmt For For For
1.8 Elect Mel Leiderman Mgmt For For For
1.9 Elect James D. Nasso Mgmt For For For
1.10 Elect Sean Riley Mgmt For For For
1.11 Elect J. Merfyn Roberts Mgmt For For For
1.12 Elect Howard R. Mgmt For For For
Stockford
1.13 Elect Pertti Voutilainen Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Stock Mgmt For For For
Option
Plan
4 Change of Company Name Mgmt For For For
5 Advance Notice By-Law Mgmt For For For
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Allied Nevada Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
ANV CUSIP 019344100 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Buchan Mgmt For Withhold Against
1.2 Elect Scott A. Caldwell Mgmt For For For
1.3 Elect John W. Ivany Mgmt For For For
1.4 Elect Cameron Mingay Mgmt For Withhold Against
1.5 Elect Terry M. Palmer Mgmt For For For
1.6 Elect Carl Pescio Mgmt For For For
1.7 Elect A. Murray Sinclair Mgmt For Withhold Against
1.8 Elect Robert Wardell Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Anglogold Ashanti Limited
Ticker Security ID: Meeting Date Meeting Status
ANG CUSIP 035128206 03/11/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Amendments to Mgmt For For For
the Long Term
Incentive Plan
2005
2 Approve Amendments to Mgmt For For For
the Bonus Share Plan
2005
3 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Anglogold Ashanti Limited
Ticker Security ID: Meeting Date Meeting Status
ANG CUSIP 035128206 03/27/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adopt New Memorandum Mgmt For For For
2 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Anglogold Ashanti Limited
Ticker Security ID: Meeting Date Meeting Status
ANG CUSIP 035128206 05/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Michael J. Mgmt For For For
Kirkwood
3 Elect Anthony M. O'Neill Mgmt For For For
4 Re-elect Srinivasan Mgmt For For For
Venkatakrishnan
5 Election of Audit and Mgmt For For For
Corporate Governance
Committee Member
(Wiseman
Nkuhlu)
6 Election of Audit and Mgmt For For For
Corporate Governance
Committee Member
(Michael
Kirkwood)
7 Election of Audit and Mgmt For For For
Corporate Governance
Committee Member
(Rhidwaan
Gasant)
8 Election of Audit and Mgmt For For For
Corporate Governance
Committee Member
(Nozipho
January-Bardill)
9 General Authority to Mgmt For For For
Issue
Shares
10 Authority to Issue Mgmt For For For
Shares for
Cash
11 Approve Remuneration Mgmt For For For
Policy
12 Approve NEDs' Fees Mgmt For For For
(Board
Fees)
13 Approve NEDs' Fees Mgmt For For For
(Committee
Fees)
14 Authority to Repurchase Mgmt For For For
Shares
15 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
AuRico Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AUQ CUSIP 05155C105 05/13/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Colin K. Benner Mgmt For Withhold Against
1.2 Elect Luis M. Chavez Mgmt For For For
1.3 Elect Richard M. Mgmt For For For
Colterjohn
1.4 Elect Mark J. Daniel Mgmt For Withhold Against
1.5 Elect Patrick D. Downey Mgmt For For For
1.6 Elect Alan R. Edwards Mgmt For Withhold Against
1.7 Elect Scott G. Perry Mgmt For For For
1.8 Elect Ronald E. Smith Mgmt For Withhold Against
1.9 Elect Joseph G. Spiteri Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Renewal of Shareholder Mgmt For For For
Rights
Plan
4 Omnibus Long-Term Mgmt For For For
Incentive
Plan
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Aurizon Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
ARZ CUSIP 05155P106 03/07/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Shareholder Rights Plan Mgmt For For For
________________________________________________________________________________
Aurizon Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
ARZ CUSIP 05155P106 05/09/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
________________________________________________________________________________
Barrick Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
ABX CUSIP 067901108 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Howard L. Beck Mgmt For For For
1.2 Elect Charles W. D. Mgmt For Withhold Against
Birchall
1.3 Elect Donald J. Carty Mgmt For For For
1.4 Elect Gustavo A. Mgmt For For For
Cisneros
1.5 Elect Robert M. Franklin Mgmt For For For
1.6 Elect J. Brett Harvey Mgmt For For For
1.7 Elect Dambisa Moyo Mgmt For For For
1.8 Elect Brian Mulroney Mgmt For Withhold Against
1.9 Elect Anthony Munk Mgmt For Withhold Against
1.10 Elect Peter Munk Mgmt For For For
1.11 Elect Steven J. Shapiro Mgmt For For For
1.12 Elect Jamie C. Sokalsky Mgmt For For For
1.13 Elect John L. Thornton Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Coeur d'Alene Corporation
Ticker Security ID: Meeting Date Meeting Status
CDE CUSIP 192108504 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Linda Adamany Mgmt For For For
1.2 Elect Kevin S. Mgmt For For For
Crutchfield
1.3 Elect Sebastian Edwards Mgmt For For For
1.4 Elect Randolph Gress Mgmt For For For
1.5 Elect Mitchell J. Krebs Mgmt For For For
1.6 Elect Robert E. Mellor Mgmt For For For
1.7 Elect John H. Robinson Mgmt For For For
1.8 Elect J. Kenneth Mgmt For For For
Thompson
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Reincorporation from Mgmt For For For
Idaho to
Delaware
________________________________________________________________________________
Compania de Minas Buenaventura S.A.A.
Ticker Security ID: Meeting Date Meeting Status
BUENAVC1 CUSIP 204448104 03/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt N/A For N/A
2 Accounts and Reports Mgmt N/A For N/A
3 Allocation of Mgmt N/A For N/A
Profits/Dividends
4 Appointment of Auditor Mgmt N/A For N/A
5 Merger by Absorption Mgmt N/A For N/A
6 Merger by Absorption Mgmt N/A For N/A
________________________________________________________________________________
Compania de Minas Buenaventura S.A.A.
Ticker Security ID: Meeting Date Meeting Status
BUENAVC1 CUSIP 204448104 03/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt N/A For N/A
2 Accounts and Reports Mgmt N/A For N/A
3 Allocation of Mgmt N/A For N/A
Profits/Dividends
4 Appointment of Auditor Mgmt N/A For N/A
5 Merger by Absorption Mgmt N/A For N/A
6 Merger by Absorption Mgmt N/A For N/A
________________________________________________________________________________
Compania de Minas Buenaventura S.A.A.
Ticker Security ID: Meeting Date Meeting Status
BUENAVC1 CUSIP 204448104 06/07/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Debt Mgmt For Abstain Against
Instruments
________________________________________________________________________________
Eldorado Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
ELD CUSIP 284902103 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ross Cory Mgmt For For For
1.2 Elect Robert R. Gilmore Mgmt For For For
1.3 Elect Geoffrey A. Mgmt For For For
Handley
1.4 Elect Wayne D. Lenton Mgmt For Withhold Against
1.5 Elect Michael A. Price Mgmt For For For
1.6 Elect Steven P. Reid Mgmt For For For
1.7 Elect Jonathan A. Mgmt For For For
Rubenstein
1.8 Elect Donald Shumka Mgmt For Withhold Against
1.9 Elect Paul N. Wright Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
First Majestic Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
FR CUSIP 32076V103 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Keith Neumeyer Mgmt For For For
2.2 Elect Ramon Davila Mgmt For For For
2.3 Elect Robert A. McCallum Mgmt For For For
2.4 Elect Douglas Penrose Mgmt For For For
2.5 Elect Tony Pezzotti Mgmt For For For
2.6 Elect David Shaw Mgmt For For For
2.7 Elect Robert Young Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Approval of Advance Mgmt For For For
Notice
Policy
________________________________________________________________________________
Gold Fields Limited
Ticker Security ID: Meeting Date Meeting Status
GFI CUSIP 38059T106 05/09/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect David N. Murray Mgmt For For For
3 Re-elect Donald M.J. Mgmt For For For
Ncube
4 Re-elect Rupert Mgmt For For For
Pennant-Rea
5 Re-elect Gayle M. Wilson Mgmt For For For
6 Elect Audit Committee Mgmt For For For
Member
(Wilson)
7 Elect Audit Committee Mgmt For For For
Member
(Menell)
8 Elect Audit Committee Mgmt For For For
Member
(Ncube)
9 Elect Audit Committee Mgmt For For For
Member
(Pennant-Rea)
10 General Authority to Mgmt For For For
Issue
Shares
11 Authority to Issue Mgmt For For For
Shares for
Cash
12 Approve Remuneration Mgmt For For For
Policy
13 Approve NEDs' Fees Mgmt For For For
14 Approve Financial Mgmt For For For
Assistance
15 Amendments to MOI Mgmt For For For
16 Amendments to MOI Mgmt For For For
17 Amendments to MOI Mgmt For For For
18 Amendments to MOI Mgmt For For For
19 Amendments to MOI Mgmt For For For
20 Amendments to MOI Mgmt For For For
21 Amendments to MOI Mgmt For For For
22 Amendments to MOI Mgmt For For For
23 Amendments to MOI Mgmt For For For
24 Amendments to MOI Mgmt For For For
25 Amendments to MOI Mgmt For For For
26 Amendments to MOI Mgmt For For For
27 Amendments to MOI Mgmt For For For
28 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Goldcorp Inc.
Ticker Security ID: Meeting Date Meeting Status
G CUSIP 380956409 05/02/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John P. Bell Mgmt For For For
1.2 Elect Beverley A. Mgmt For For For
Briscoe
1.3 Elect Peter J. Dey Mgmt For For For
1.4 Elect Douglas M. Holtby Mgmt For For For
1.5 Elect Charles A. Jeannes Mgmt For For For
1.6 Elect P. Randy Reifel Mgmt For For For
1.7 Elect A. Dan Rovig Mgmt For For For
1.8 Elect Ian W. Telfer Mgmt For For For
1.9 Elect Blanca Triveno de Mgmt For For For
Vega
1.10 Elect Kenneth F. Mgmt For For For
Williamson
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Mgmt For For For
Restricted Share Unit
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Golden Star Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
GSC CUSIP 38119T104 05/09/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tim Baker Mgmt For For For
1.2 Elect Samuel T. Coetzer Mgmt For For For
1.3 Elect Robert E. Doyle Mgmt For Withhold Against
1.4 Elect Tony Jensen Mgmt For For For
1.5 Elect Ian MacGregor Mgmt For Withhold Against
1.6 Elect Craig J. Nelsen Mgmt For For For
1.7 Elect Christopher M.T. Mgmt For For For
Thompson
1.8 Elect William L. Yeates Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Renewal of Shareholder Mgmt For For For
Rights
Plan
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Harmony Gold Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
HAR CUSIP 413216300 11/28/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Fikile De Buck Mgmt N/A For N/A
2 Re-elect Simo Lushaba Mgmt N/A For N/A
3 Re-elect Modise Motloba Mgmt N/A For N/A
4 Re-elect Patrice Motsepe Mgmt N/A For N/A
5 Elect Audit and Risk Mgmt N/A For N/A
Committee Members
(Fikile De
Buck)
6 Elect Audit and Risk Mgmt N/A For N/A
Committee Members
(Simo
Lushaba)
7 Elect Audit and Risk Mgmt N/A For N/A
Committee Members
(Modise
Motloba)
8 Elect Audit and Risk Mgmt N/A For N/A
Committee Members
(John
Wetton)
9 Appointment of Auditor Mgmt N/A For N/A
10 Approve Remuneration Mgmt N/A For N/A
Policy
11 General Authority to Mgmt N/A For N/A
Issue
Shares
12 Approve Amendments to Mgmt N/A For N/A
the Share Ownership
Plan
13 Approve NEDs' Fees Mgmt N/A For N/A
14 Adopt New Memorandum Mgmt N/A For N/A
________________________________________________________________________________
Hecla Mining Company
Ticker Security ID: Meeting Date Meeting Status
HL CUSIP 422704106 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ted Crumley Mgmt For For For
1.2 Elect Terry V. Rogers Mgmt For For For
1.3 Elect Charles B. Stanley Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
IAMGOLD Corporation
Ticker Security ID: Meeting Date Meeting Status
IMG CUSIP 450913108 05/21/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John E. Caldwell Mgmt For For For
1.2 Elect Donald K. Charter Mgmt For Withhold Against
1.3 Elect W. Robert Dengler Mgmt For For For
1.4 Elect Guy G. Dufresne Mgmt For For For
1.5 Elect Richard J. Hall Mgmt For For For
1.6 Elect Stephen J.J. Mgmt For For For
Letwin
1.7 Elect Mahendra Naik Mgmt For For For
1.8 Elect William D. Mgmt For For For
Pugliese
1.9 Elect John T. Shaw Mgmt For For For
1.10 Elect Timothy R. Snider Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendments to By-Laws Mgmt For For For
Regarding Advance
Notice Provisions and
Quorum
Requirements
________________________________________________________________________________
Kinross Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 496902404 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John A. Brough Mgmt For For For
1.2 Elect John K. Carrington Mgmt For For For
1.3 Elect John M. H. Huxley Mgmt For For For
1.4 Elect Kenneth C. Irving Mgmt For For For
1.5 Elect John A. Keyes Mgmt For For For
1.6 Elect John A. Macken Mgmt For For For
1.7 Elect Catherine Mgmt For For For
McLeod-Seltzer
1.8 Elect John E. Oliver Mgmt For For For
1.9 Elect Una M. Power Mgmt For For For
1.10 Elect Terence C.W. Reid Mgmt For For For
1.11 Elect J. Paul Rollinson Mgmt For For For
1.12 Elect Ruth G. Woods Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Nevsun Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
NSU CUSIP 64156L101 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect R. Stuart Angus Mgmt For Withhold Against
2.2 Elect Clifford T. Davis Mgmt For For For
2.3 Elect Robert Gayton Mgmt For Withhold Against
2.4 Elect Gary E. German Mgmt For For For
2.5 Elect Gerard E. Munera Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Adoption of Advance Mgmt For For For
Notice
Requirement
________________________________________________________________________________
Nevsun Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
NSU CUSIP 64156L101 09/05/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Option Plan Mgmt For For For
________________________________________________________________________________
New Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
NGD CUSIP 644535106 05/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect David Emerson Mgmt For Withhold Against
2.2 Elect James Estey Mgmt For For For
2.3 Elect Robert Gallagher Mgmt For For For
2.4 Elect Vahan Kololian Mgmt For For For
2.5 Elect Martyn Konig Mgmt For For For
2.6 Elect Pierre Lassonde Mgmt For For For
2.7 Elect Randall Oliphant Mgmt For For For
2.8 Elect Raymond W. Mgmt For Withhold Against
Threlkeld
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Newmont Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
NEM CUSIP 651639106 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bruce R. Brook Mgmt For For For
2 Elect J. Kofi Bucknor Mgmt For For For
3 Elect Vincent A. Calarco Mgmt For For For
4 Elect Joseph A. Carrabba Mgmt For For For
5 Elect Noreen Doyle Mgmt For For For
6 Elect Gary J. Goldberg Mgmt For For For
7 Elect Veronica M. Hagen Mgmt For For For
8 Elect Jane Nelson Mgmt For For For
9 Elect Donald C. Roth Mgmt For For For
10 Elect Simon R. Thompson Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 2013 Stock Incentive Mgmt For Against Against
Plan
14 Performance Pay Plan Mgmt For For For
________________________________________________________________________________
Pan American Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
PAA CUSIP 697900108 05/13/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ross J. Beaty Mgmt For For For
1.2 Elect Geoffrey A. Burns Mgmt For For For
1.3 Elect Michael L. Carroll Mgmt For For For
1.4 Elect Christopher Noel Mgmt For For For
Dunn
1.5 Elect Neil de Gelder Mgmt For For For
1.6 Elect Robert P. Pirooz Mgmt For For For
1.7 Elect David C. Press Mgmt For For For
1.8 Elect Walter T. Mgmt For For For
Segsworth
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Randgold Resources Limited
Ticker Security ID: Meeting Date Meeting Status
RRS CUSIP 752344309 04/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For For For
Report
4 Elect Philippe Lietard Mgmt For For For
5 Elect D. Mark Bristow Mgmt For For For
6 Elect Norborne P. Cole, Mgmt For For For
Jr.
7 Elect Christopher Mgmt For For For
Coleman
8 Elect Kadri Dagdelen Mgmt For For For
9 Elect Jeanine Mabunda Mgmt For For For
Lioko
10 Elect Graham Mgmt For For For
Shuttleworth
11 Elect Andrew Quinn Mgmt For For For
12 Elect Karl Voltaire Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Directors' Fees Mgmt For For For
17 Equity Grant (Mark Mgmt For Against Against
Bristow)
18 Directors' Fees Mgmt For For For
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Royal Gold, Inc.
Ticker Security ID: Meeting Date Meeting Status
RGLD CUSIP 780287108 11/14/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stanley Dempsey Mgmt For For For
2 Elect Tony Jensen Mgmt For For For
3 Elect Gordon Bogden Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Seabridge Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
SEA CUSIP 811916105 06/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James S. Anthony Mgmt For Withhold Against
1.2 Elect A. Frederick Mgmt For Withhold Against
Banfield
1.3 Elect Douglas Barr Mgmt For For For
1.4 Elect Thomas C. Dawson Mgmt For For For
1.5 Elect Louis J. Fox Mgmt For For For
1.6 Elect Rudi P. Fronk Mgmt For For For
1.7 Elect Eliseo Mgmt For For For
Gonzalez-Urien
1.8 Elect Jay Layman Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Amendment to the Stock Mgmt For Against Against
Option
Plan
5 Amendment to the Stock Mgmt For For For
Option
Plan
6 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Silver Standard Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
SSO CUSIP 82823L106 05/09/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Peter W. Tomsett Mgmt For For For
2.2 Elect A.E. Michael Mgmt For For For
Anglin
2.3 Elect Richard C. Mgmt For For For
Campbell
2.4 Elect Gustavo A. Herrero Mgmt For For For
2.5 Elect Richard D. Mgmt For For For
Paterson
2.6 Elect Steven P. Reid Mgmt For For For
2.7 Elect John Smith Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Silver Wheaton Corp.
Ticker Security ID: Meeting Date Meeting Status
SLW CUSIP 828336107 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lawrence I. Bell Mgmt For For For
1.2 Elect George L. Brack Mgmt For For For
1.3 Elect John A. Brough Mgmt For For For
1.4 Elect R. Peter Gillin Mgmt For For For
1.5 Elect Douglas M. Holtby Mgmt For For For
1.6 Elect Eduardo Luna Mgmt For Withhold Against
1.7 Elect Wade D. Nesmith Mgmt For Withhold Against
1.8 Elect Randy V.J. Mgmt For For For
Smallwood
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tanzanian Royalty Exploration Corporation
Ticker Security ID: Meeting Date Meeting Status
TNX CUSIP 87600U104 02/28/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect James E. Sinclair Mgmt For For For
2.2 Elect Joseph Kahama Mgmt For For For
2.3 Elect Norman M. Betts Mgmt For For For
2.4 Elect William Harvey Mgmt For Withhold Against
2.5 Elect Rosalind Morrow Mgmt For Withhold Against
2.6 Elect Abdulkarim Mruma Mgmt For For For
2.7 Elect Ulrich E. Rath Mgmt For Withhold Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Vista Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
VGZ CUSIP 927926303 04/30/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John M. Clark Mgmt For For For
1.2 Elect Frederick H. Mgmt For For For
Earnest
1.3 Elect W. Durand Eppler Mgmt For Withhold Against
1.4 Elect C. Thomas Ogryzlo Mgmt For Withhold Against
1.5 Elect Michael B. Mgmt For For For
Richings
1.6 Elect Tracy A. Stevenson Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Change of Continuance Mgmt For For For
________________________________________________________________________________
Yamana Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
YRI CUSIP 98462Y100 05/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter J. Marrone Mgmt For For For
1.2 Elect Patrick J. Mars Mgmt For For For
1.3 Elect John A. Begeman Mgmt For For For
1.4 Elect Alexander J. Mgmt For For For
Davidson
1.5 Elect Richard P. Graff Mgmt For For For
1.6 Elect Nigel Lees Mgmt For For For
1.7 Elect Juvenal Mesquita Mgmt For For For
Filho
1.8 Elect Carl L. Renzoni Mgmt For For For
1.9 Elect Antenor F. Silva, Mgmt For Withhold Against
Jr.
1.10 Elect Dino Titaro Mgmt For For For
2 Ratification of Auditor Mgmt For For For
=============================== Gulf States ETF ===============================
________________________________________________________________________________
Abu Dhabi Commercial Bank PJSC
Ticker Security ID: Meeting Date Meeting Status
ADCB CINS M0152Q104 04/02/2013 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the Board Mgmt For TNA N/A
2 Report of the Auditor Mgmt For TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
5 Ratification of Board Mgmt For TNA N/A
and Auditors'
Acts
6 Directors' Fees Mgmt For TNA N/A
7 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
8 Election of Directors Mgmt For TNA N/A
(Slate)
________________________________________________________________________________
Agility Public Warehousing Company
Ticker Security ID: Meeting Date Meeting Status
AGLTY CINS M8788D108 05/30/2013 Voted
Meeting Type Country of Trade
Annual Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Report of the Board Mgmt For For For
3 Report of the Auditor Mgmt For For For
4 Accounts and Reports Mgmt For Abstain Against
5 Bonus Share Issuance Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Authorization of Legal Mgmt For For For
Formalities
8 Directors' Fees Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Issue Bonds Mgmt For Abstain Against
12 Ratification of Board Mgmt For Abstain Against
Acts
13 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
14 Election of Directors Mgmt For Against Against
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Agility Public Warehousing Company
Ticker Security ID: Meeting Date Meeting Status
AGLTY CINS M8788D108 05/30/2013 Voted
Meeting Type Country of Trade
Special Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Bonus Share Issuance Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Disposal of Share Mgmt For For For
Fractions
5 Amendments to Articles Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Ahli United Bank BSC
Ticker Security ID: Meeting Date Meeting Status
AUB CINS M0403T105 03/21/2013 Voted
Meeting Type Country of Trade
Special Bahrain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Minutes Mgmt For For For
3 Report of the Board Mgmt For For For
4 Report of the Auditor Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends to
Preferred
Shares
7 Allocation of Mgmt For Abstain Against
Profits/Dividends
8 Bonus Share Issuance Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Corporate Governance Mgmt For For For
Report
11 Ratification of Board Mgmt For For For
Acts
12 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
13 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Ahli United Bank BSC
Ticker Security ID: Meeting Date Meeting Status
AUB CINS M0403T105 03/21/2013 Voted
Meeting Type Country of Trade
Special Bahrain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Minutes Mgmt For For For
3 Authority to Issue Mgmt For Abstain Against
Shares w/o Preemptive
Rights
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Air Arabia PJSC
Ticker Security ID: Meeting Date Meeting Status
AIRA CINS M0367N110 03/17/2013 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
and Auditors'
Acts
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
________________________________________________________________________________
Aldar Properties PJSC
Ticker Security ID: Meeting Date Meeting Status
ALDAR CINS M0517N101 02/21/2013 Voted
Meeting Type Country of Trade
Special United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger/Acquisition Mgmt For For For
3 Authority to Increase Mgmt For For For
Share
Capital
4 Amendment to Articles Mgmt For For For
Regarding Share
Capital
5 Amendment to Articles Mgmt For For For
Regarding Board
Size
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Election of Directors Mgmt For Abstain Against
8 Change in Company Name Mgmt For For For
9 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Aldar Properties PJSC
Ticker Security ID: Meeting Date Meeting Status
ALDAR CINS M0517N101 03/03/2013 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the Board Mgmt For TNA N/A
2 Report of the Auditor Mgmt For TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Allocation of Mgmt For TNA N/A
Profits/Dividend
5 Directors' Fees Mgmt For TNA N/A
6 Ratification of Board Mgmt For TNA N/A
and Auditors'
Acts
7 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
8 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Arabtec Holding P.J.S.C.
Ticker Security ID: Meeting Date Meeting Status
ARTC CINS M1491G104 04/06/2013 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the Board Mgmt For TNA N/A
2 Report of the Auditor Mgmt For TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Ratification of Board Mgmt For TNA N/A
and Auditors'
Acts
5 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
6 Election of Directors Mgmt For TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Directors' Fees Mgmt For TNA N/A
9 Related Party Mgmt For TNA N/A
Transactions
10 Non-Voting Meeting Note N/A N/A TNA N/A
11 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Arabtec Holding P.J.S.C.
Ticker Security ID: Meeting Date Meeting Status
ARTC CINS M1491G104 04/06/2013 Take No Action
Meeting Type Country of Trade
Special United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For TNA N/A
Shares w/ Preemptive
Rights
2 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments
3 Amendments to Articles Mgmt For TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
BankMuscat SAOG
Ticker Security ID: Meeting Date Meeting Status
BKMB CINS M1681X107 03/20/2013 Take No Action
Meeting Type Country of Trade
Annual Oman
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the Board Mgmt For TNA N/A
2 Corporate Governance Mgmt For TNA N/A
Report
3 Report of the Auditor; Mgmt For TNA N/A
Accounts and
Reports
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
5 Directors' Sitting Fees Mgmt For TNA N/A
6 Directors' Remuneration Mgmt For TNA N/A
7 Related Party Mgmt For TNA N/A
Transactions
8 Lease of Two Branch Mgmt For TNA N/A
Premises
9 Appointment of Sharia Mgmt For TNA N/A
Supervisory Board;
Approval of
Compensation
10 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
11 Election of Directors Mgmt For TNA N/A
________________________________________________________________________________
BankMuscat SAOG
Ticker Security ID: Meeting Date Meeting Status
BKMB CINS M1681X107 03/20/2013 Take No Action
Meeting Type Country of Trade
Special Oman
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For TNA N/A
2 Private Placement Mgmt For TNA N/A
3 Authority to Issue Mgmt For TNA N/A
Convertible
Bonds
________________________________________________________________________________
Boubyan Bank KSC
Ticker Security ID: Meeting Date Meeting Status
BOUBYAN CINS M2035S109 03/26/2013 Voted
Meeting Type Country of Trade
Annual Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Report of the Board Mgmt For For For
3 Report of the Auditor Mgmt For For For
4 Report of the Sharia Mgmt For For For
Supervisory
Panel
5 Accounts and Reports Mgmt For For For
6 Bonus Share Issuance Mgmt For For For
7 Authority to Repurchase Mgmt For For For
Shares
8 Directors' Mgmt For For For
Remuneration;
Ratification of Board
Acts
9 Related Party Mgmt For For For
Transactions
10 Election of the Sharia Mgmt For For For
Supervisory
Panel
11 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
12 Election of Directors Mgmt For Abstain Against
13 Non-Voting Meeting Note N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Boubyan Bank KSC
Ticker Security ID: Meeting Date Meeting Status
BOUBYAN CINS M2035S109 03/26/2013 Voted
Meeting Type Country of Trade
Special Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Bonus Share Issuance Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Authority to Issue Debt Mgmt For For For
Instruments
________________________________________________________________________________
Boubyan Petrochemical Co
Ticker Security ID: Meeting Date Meeting Status
BPCC CINS M2033T109 06/12/2013 Voted
Meeting Type Country of Trade
Annual Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Report of the Board Mgmt For For For
3 Report of the Auditor Mgmt For For For
4 Accounts Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' Fees Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Authority to Purchase Mgmt For For For
or Sell Company
Shares
9 Ratification of Board Mgmt For For For
Acts
10 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
________________________________________________________________________________
BOUBYAN PETROCHEMICAL CO
Ticker Security ID: Meeting Date Meeting Status
BPCC CINS M2033T109 07/23/2012 Voted
Meeting Type Country of Trade
Annual Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Burgan Bank
Ticker Security ID: Meeting Date Meeting Status
BURG CINS M20497109 04/01/2013 Voted
Meeting Type Country of Trade
Special Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase in Authorized Mgmt For For For
Capital
3 Bonus Share Issuance Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Authority to Issue Bonds Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Burgan Bank
Ticker Security ID: Meeting Date Meeting Status
BURG CINS M20497109 04/01/2013 Voted
Meeting Type Country of Trade
Annual Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Report of the Board Mgmt For For For
3 Report of the Auditor Mgmt For For For
4 Accounts Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Bonus Share Issuance Mgmt For For For
7 Authority to Repurchase Mgmt For For For
Shares
8 Authority to Deal with Mgmt For For For
Related Party
Transactions
9 Directors' Fees Mgmt For For For
10 Authority to Make Mgmt For For For
Investments and Give
Guarantees
11 Charitable Donations Mgmt For For For
12 Ratification of Board Mgmt For For For
Acts
13 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
14 Election of Directors Mgmt For For For
________________________________________________________________________________
Commercial Bank Of Qatar
Ticker Security ID: Meeting Date Meeting Status
CBQK ISIN QA0007227752 02/26/2013 Voted
Meeting Type Country of Trade
Special Qatar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Dana Gas Pjsc
Ticker Security ID: Meeting Date Meeting Status
DANA CINS M27014105 03/14/2013 Take No Action
Meeting Type Country of Trade
Special United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Issue Mgmt For TNA N/A
Ordinary and
Convertible
Sukuk
________________________________________________________________________________
Dana Gas Pjsc
Ticker Security ID: Meeting Date Meeting Status
DANA CINS M27014105 03/24/2013 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Report of the Auditor Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
and Auditors'
Acts
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
________________________________________________________________________________
Dana Gas Pjsc
Ticker Security ID: Meeting Date Meeting Status
DANA CINS M27014105 04/23/2013 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Report of the Auditor Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
and Auditors'
Acts
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
________________________________________________________________________________
Dana Gas Pjsc
Ticker Security ID: Meeting Date Meeting Status
DANA CINS M27014105 04/23/2013 Take No Action
Meeting Type Country of Trade
Special United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Issue Mgmt For TNA N/A
Ordinary and
Convertible
Sukuk
________________________________________________________________________________
DNO International ASA
Ticker Security ID: Meeting Date Meeting Status
DNO CINS R6007G105 06/12/2013 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Election of Presiding Mgmt For TNA N/A
Chairman and an
Individual to Check
Minutes
6 Notice of Meeting and Mgmt For TNA N/A
Agenda
7 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
8 Election of Directors Mgmt For TNA N/A
9 Directors' and Mgmt For TNA N/A
Committees'
Fees
10 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
11 Compensation Guidelines Mgmt For TNA N/A
12 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive
Rights
13 Authority to Repurchase Mgmt For TNA N/A
Shares
________________________________________________________________________________
DP World Ltd
Ticker Security ID: Meeting Date Meeting Status
DPW CINS M2851K107 04/25/2013 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Allocation of Mgmt For TNA N/A
Profits/Dividends
4 Elect Ahmed Bin Sulayem Mgmt For TNA N/A
5 Elect Jamal Majid Bin Mgmt For TNA N/A
Thaniah
6 Elect Mohammed Sharaf Mgmt For TNA N/A
7 Elect Sir John Parker Mgmt For TNA N/A
8 Elect Yuvraj Narayan Mgmt For TNA N/A
9 Elect David Williams Mgmt For TNA N/A
10 Elect Deepak S. Parekh Mgmt For TNA N/A
11 Elect Cho Ying Davy Ho Mgmt For TNA N/A
12 Appointment of Auditor Mgmt For TNA N/A
13 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
14 Authority to Issue Mgmt For TNA N/A
Shares w/ Preemptive
Rights
15 Authority to Repurchase Mgmt For TNA N/A
Shares
16 Authority to Issue Mgmt For TNA N/A
Shares w/o Preemptive
Rights
17 Authority to Reduce Mgmt For TNA N/A
Share
Capital
________________________________________________________________________________
Dubai Financial Market PJSC
Ticker Security ID: Meeting Date Meeting Status
DFM CINS M28814107 04/16/2013 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Report of the Sharia Mgmt For TNA N/A
and Fatwa Supervisory
Board
6 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
7 Election of Sharia and Mgmt For TNA N/A
Fatwa
Board
8 Ratification of Board Mgmt For TNA N/A
and Auditors'
Acts
9 Election of Directors Mgmt For TNA N/A
________________________________________________________________________________
Dubai Islamic Bank Pjsc
Ticker Security ID: Meeting Date Meeting Status
DIB CINS M2888J107 03/03/2013 Take No Action
Meeting Type Country of Trade
Special United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Tender Offer to Acquire Mgmt For TNA N/A
Tamweel
PJSC
3 Increase in Authorized Mgmt For TNA N/A
Capital
4 Authority to Issue Mgmt For TNA N/A
Shares w/o Preemptive
Rights
5 Authorization of Legal Mgmt For TNA N/A
Formalities
6 Authority to Issue Mgmt For TNA N/A
Hybrid Tier-1 Capital
Instruments
7 Authority to Issue Mgmt For TNA N/A
Hybrid Tier-2 Capital
Instruments
8 Amendments to Articles Mgmt For TNA N/A
to Reflect Changes in
Share
Capital
________________________________________________________________________________
Dubai Islamic Bank Pjsc
Ticker Security ID: Meeting Date Meeting Status
DIB CINS M2888J107 03/03/2013 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Sharia Mgmt For TNA N/A
Supervisory
Board
4 Report of the Auditor Mgmt For TNA N/A
5 Accounts Mgmt For TNA N/A
6 Allocation of Mgmt For TNA N/A
Profits/Dividend
7 Ratification of Board Mgmt For TNA N/A
and Auditors'
Acts
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Directors' Fees Mgmt For TNA N/A
________________________________________________________________________________
Emaar Properties PJSC
Ticker Security ID: Meeting Date Meeting Status
EMAAR CINS M4025S107 04/09/2013 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the Board Mgmt For TNA N/A
2 Report of the Auditor Mgmt For TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
5 Ratification of Board Mgmt For TNA N/A
and Auditors'
Acts
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Directors' Fees Mgmt For TNA N/A
8 Approval of Directors' Mgmt For TNA N/A
Real Estate
Activities
________________________________________________________________________________
First Gulf Bank pjsc
Ticker Security ID: Meeting Date Meeting Status
FGB CINS M4580N105 02/27/2013 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividend
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Ratification of Mgmt For TNA N/A
Auditors'
Acts
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
________________________________________________________________________________
Gulf Bank Of Kuwait
Ticker Security ID: Meeting Date Meeting Status
GBK CINS M5246Y104 03/16/2013 Voted
Meeting Type Country of Trade
Annual Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the Board Mgmt For For For
2 Report of the Auditor Mgmt For For For
3 Accounts Mgmt For Abstain Against
4 Bonus Share Issuance Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Ratification of Board Mgmt For Abstain Against
Acts
7 Authority to Repurchase Mgmt For For For
Shares
8 Authority to Issue Debt Mgmt For For For
Instruments
9 Authority to Grant Loans Mgmt For For For
10 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
________________________________________________________________________________
Gulf Bank Of Kuwait
Ticker Security ID: Meeting Date Meeting Status
GBK CINS M5246Y104 03/16/2013 Voted
Meeting Type Country of Trade
Special Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Authorized Mgmt For For For
Capital
2 Distribute Fractional Mgmt For For For
Shares to
Shareholders
3 Amendments to Articles Mgmt For For For
Regarding Share
Capital
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kuwait Finance House
Ticker Security ID: Meeting Date Meeting Status
KFIN CINS M64176106 04/07/2013 Voted
Meeting Type Country of Trade
Special Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Bonus Share Issuance Mgmt For For For
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Kuwait Finance House
Ticker Security ID: Meeting Date Meeting Status
KFIN CINS M64176106 04/07/2013 Voted
Meeting Type Country of Trade
Annual Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Increase in Authorized Mgmt For For For
Capital
4 Report of the Auditor Mgmt For For For
5 Report of the Sharia Mgmt For For For
Supervision
Panel
6 Report of the Financial Mgmt For For For
and Non-Financial
Fines
7 Accounts and Reports Mgmt For Abstain Against
8 Allocation of Mgmt For For For
Profits/Dividends
9 Statutory Reserve Mgmt For For For
10 Directors' Fees Mgmt For Abstain Against
11 Bonus Share Issuance Mgmt For For For
12 Authority to Give Mgmt For For For
Guarantees
13 Authority to Repurchase Mgmt For For For
Shares
14 Ratification of Board Mgmt For Abstain Against
Acts
15 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
16 Misc. Management Mgmt For Abstain Against
Proposal Regarding
Board
________________________________________________________________________________
Kuwait Investment Projects Co.
Ticker Security ID: Meeting Date Meeting Status
CINS M6501U100 03/31/2013 Voted
Meeting Type Country of Trade
Special Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to Articles Mgmt For Abstain Against
to Reflect Share
Issuance
________________________________________________________________________________
Kuwait Investment Projects Co.
Ticker Security ID: Meeting Date Meeting Status
CINS M6501U100 03/31/2013 Voted
Meeting Type Country of Trade
Annual Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the Board Mgmt For Abstain Against
2 Report of the Auditor Mgmt For Abstain Against
3 Accounts and Reports Mgmt For Abstain Against
4 Allocation of Mgmt For Abstain Against
Profits/Dividends
5 Bonus Share Issuance Mgmt For Abstain Against
6 Related Party Mgmt For Abstain Against
Transactions
7 Directors' Fees Mgmt For Abstain Against
8 Authority to Issue Debt Mgmt For Abstain Against
Instruments
9 Authority to Repurchase Mgmt For Abstain Against
Shares
10 Charitable Donations Mgmt For Abstain Against
11 Employee Stock Purchase Mgmt For Abstain Against
Plan
12 Ratification of Board Mgmt For Abstain Against
Acts
13 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
________________________________________________________________________________
Mabanee Company Sakc
Ticker Security ID: Meeting Date Meeting Status
MABANEE CINS M6416M102 04/09/2013 Voted
Meeting Type Country of Trade
Special Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Bonus Share Issuance Mgmt For For For
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Mabanee Company Sakc
Ticker Security ID: Meeting Date Meeting Status
MABANEE CINS M6416M102 04/09/2013 Voted
Meeting Type Country of Trade
Annual Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the Board Mgmt For For For
2 Report of the Auditor Mgmt For Abstain Against
3 Accounts and Reports Mgmt For Abstain Against
4 Allocation of Mgmt For For For
Profits/Dividends;
Bonus Share
Issuance
5 Directors' Fees Mgmt For For For
6 Ratification of Board Mgmt For Abstain Against
Acts
7 Election of Directors Mgmt For Against Against
8 Related Party Mgmt For Abstain Against
Transactions
9 Authority to Repurchase Mgmt For For For
Shares
10 Approval to Dispose of Mgmt For For For
Share
Fractions
11 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
________________________________________________________________________________
Mobile Telecommunications Company K.S.C
Ticker Security ID: Meeting Date Meeting Status
ZAIN CINS M7034R101 04/07/2013 Voted
Meeting Type Country of Trade
Special Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Report of the Board Mgmt For For For
3 Report of the Auditor Mgmt For For For
4 Accounts Mgmt For For For
5 Allocation of Cash Mgmt For For For
Dividends
6 Allocation of Profits Mgmt For For For
to Legal
Reserve
7 Directors' Renumeration Mgmt For For For
8 Authority to Repurchase Mgmt For For For
Shares
9 Issuance of Shares Mgmt For For For
10 Related Party Mgmt For For For
Transactions
11 Ratification of Board Mgmt For For For
Acts
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Mobile Telecommunications Company K.S.C
Ticker Security ID: Meeting Date Meeting Status
ZAIN CINS M7034R101 04/07/2013 Voted
Meeting Type Country of Trade
Special Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reduction in Authorized Mgmt For For For
Capital
2 Increase in Capital Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Authority to Issue Bonds Mgmt For For For
________________________________________________________________________________
National Bank of Abu Dhabi
Ticker Security ID: Meeting Date Meeting Status
NBAD CINS M7080Z114 03/12/2013 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
and Auditors'
Acts
7 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
8 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
National Bank of Abu Dhabi
Ticker Security ID: Meeting Date Meeting Status
NBAD CINS M7080Z114 03/12/2013 Take No Action
Meeting Type Country of Trade
Special United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to Terms of Mgmt For TNA N/A
The European Medium
Term Notes
Programme
2 Amendment to Terms of Mgmt For TNA N/A
The Malaysian Ringit
Medium Term Notes
Programme
3 Amendment to Terms of Mgmt For TNA N/A
The Japanese Medium
Term Notes
Programme
4 Authority to Issue Mgmt For TNA N/A
Convertible
Bond
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
National Bank of Kuwait
Ticker Security ID: Meeting Date Meeting Status
NBK CINS M7103V108 03/09/2013 Voted
Meeting Type Country of Trade
Special Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Report of the Board Mgmt For For For
3 Report of the Auditor Mgmt For Abstain Against
4 Accounts and Reports Mgmt For Abstain Against
5 Suspend the Allocation Mgmt For For For
of Income for the
Statutory
Reserve
6 Allocation of Mgmt For For For
Profits/Dividends
7 Bonus Share Issuance Mgmt For For For
8 Authority to Repurchase Mgmt For For For
Shares
9 Related Party Mgmt For Abstain Against
Transactions
10 Ratification of Board Mgmt For Abstain Against
Acts
11 Authority to Give Mgmt For For For
Guarantees
12 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
13 Election of Directors Mgmt For Abstain Against
________________________________________________________________________________
National Bank of Kuwait
Ticker Security ID: Meeting Date Meeting Status
NBK CINS M7103V108 03/09/2013 Voted
Meeting Type Country of Trade
Special Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Bonus Share Issuance Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Authority to Issue Bonds Mgmt For For For
________________________________________________________________________________
National Industries Group Holdings SAK
Ticker Security ID: Meeting Date Meeting Status
NIND CINS M7235L119 05/05/2013 Voted
Meeting Type Country of Trade
Annual Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Report of the Board Mgmt For For For
3 Report of the Auditor Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For Abstain Against
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Authority to Repurchase Mgmt For For For
Shares
8 Authority to Issue Debt Mgmt For Abstain Against
Instruments
9 Ratification of Board Mgmt For For For
Acts
10 Election of Directors Mgmt For For For
Slate
11 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Omani Qatari Telecommunications SAOG
Ticker Security ID: Meeting Date Meeting Status
NWRS CINS M7525B102 03/27/2013 Voted
Meeting Type Country of Trade
Annual Oman
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the Board Mgmt For For For
2 Report of Corporate Mgmt For For For
Governance
3 Report of the Auditor; Mgmt For For For
Accounts and
Reports
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' Sitting Fees Mgmt For For For
6 Directors' Remuneration Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Approve Charitable Mgmt For For For
Donations Spent in
Fiscal Year
2012
9 Authorize Charitable Mgmt For For For
Donations for Fiscal
Year
2013
10 Election of Directors Mgmt For Abstain Against
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Qatar Fuel Company
Ticker Security ID: Meeting Date Meeting Status
QFLS ISIN QA0001200771 03/13/2013 Take No Action
Meeting Type Country of Trade
Annual Qatar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Allocation of Mgmt For TNA N/A
Profits/Dividends
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
________________________________________________________________________________
Qatar Islamic Bank (S.A.Q.)
Ticker Security ID: Meeting Date Meeting Status
QIBK ISIN QA0006929853 09/16/2012 Take No Action
Meeting Type Country of Trade
Special Qatar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Establish Islamic Trust Mgmt For TNA N/A
Certificate
________________________________________________________________________________
Qatar National Bank SAQ
Ticker Security ID: Meeting Date Meeting Status
QNBK ISIN QA0006929895 01/30/2013 Take No Action
Meeting Type Country of Trade
Mix Qatar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Report of the Board Mgmt For TNA N/A
4 Report of the Auditor Mgmt For TNA N/A
5 Accounts and Reports Mgmt For TNA N/A
6 Allocation of Mgmt For TNA N/A
Profits/Dividend
7 Ratification of Board Mgmt For TNA N/A
Acts
8 Election of Directors Mgmt For TNA N/A
9 Corporate Governance Mgmt For TNA N/A
Report
10 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
________________________________________________________________________________
Renaissance Services
Ticker Security ID: Meeting Date Meeting Status
RNSS CINS M8210J103 03/27/2013 Take No Action
Meeting Type Country of Trade
Annual Oman
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the Board Mgmt For TNA N/A
2 Corporate Governance Mgmt For TNA N/A
Report
3 Report of the Auditor; Mgmt For TNA N/A
Accounts
4 Directors' Sitting Fees Mgmt For TNA N/A
5 Related Party Mgmt For TNA N/A
Transactions
6 Directors' Remuneration Mgmt For TNA N/A
7 Charitable Donations in Mgmt For TNA N/A
2012
8 Charitable Donations Mgmt For TNA N/A
for
2013
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
====================== High-Yield Municipal Index ETF ==========================
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
======================== India Small-Cap ETF Mauritius =========================
________________________________________________________________________________
A2Z Maintenance & Engineering Services Limited
Ticker Security ID: Meeting Date Meeting Status
A2ZMES CINS Y0452P100 03/20/2013 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Mgmt For For For
Utilization of IPO
Proceeds
________________________________________________________________________________
A2Z Maintenance & Engineering Services Limited
Ticker Security ID: Meeting Date Meeting Status
A2ZMES CINS Y0452P100 09/29/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Surender Kumar Mgmt For Against Against
Tuteja
4 Elect Dipali Mittal Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Approval of Mgmt For For For
Compensation of Amit
Mittal
7 Approval of Mgmt For For For
Compensation of Dipali
Mittal
8 Appointment of Branch Mgmt For For For
Auditors
________________________________________________________________________________
Aban Offshore Ltd
Ticker Security ID: Meeting Date Meeting Status
ABAN CINS Y0001N135 09/21/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Dividend on Preference Mgmt For For For
Shares
3 Dividend on Preference Mgmt For For For
Shares
4 Dividend on Preference Mgmt For For For
Shares
5 Dividend on Preference Mgmt For For For
Shares
6 Dividend on Preference Mgmt For For For
Shares
7 Dividend on Equity Mgmt For Abstain Against
Shares
8 Elect Pejavar Murari Mgmt For Against Against
9 Elect K Bharathan Mgmt For Against Against
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Appointment of P. Mgmt For For For
Venkateswaran as
Deputy Managing
Director; Approval of
Compensation
12 Appointment of C.P. Mgmt For For For
Gopalkrishnan as
Deputy Managing
Director; Approval of
Compensation
13 Appointment of Reji Mgmt For For For
Abraham as Managing
Director; Approval of
Compensation
14 Authority to Issue Mgmt For For For
Shares and Convertible
Debt
Instruments
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Authority to Issue Mgmt For For For
Shares and Convertible
Debt
Instruments
26 Non-Voting Agenda Item N/A N/A N/A N/A
27 Non-Voting Agenda Item N/A N/A N/A N/A
28 Non-Voting Agenda Item N/A N/A N/A N/A
29 Non-Voting Agenda Item N/A N/A N/A N/A
30 Non-Voting Agenda Item N/A N/A N/A N/A
31 Non-Voting Agenda Item N/A N/A N/A N/A
32 Non-Voting Agenda Item N/A N/A N/A N/A
33 Non-Voting Agenda Item N/A N/A N/A N/A
34 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aban Offshore Ltd
Ticker Security ID: Meeting Date Meeting Status
ABAN CINS Y0001N135 12/01/2012 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Issue Mgmt For Abstain Against
Shares and Convertible
Debt
Instruments
________________________________________________________________________________
ABG Shipyard Limited
Ticker Security ID: Meeting Date Meeting Status
ABGSHIP CINS Y0004G103 09/27/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Elect Ashwani Kumar Mgmt For For For
3 Elect Rishi Agarwal Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Issue Mgmt For For For
Shares and Convertible
Debt
Instruments
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Alok Industries Limited
Ticker Security ID: Meeting Date Meeting Status
ALOKIND CINS Y0090S110 08/14/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ashok Jiwrajka Mgmt For Against Against
4 Elect Dilip Jiwrajka Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Amendment to Employee Mgmt For For For
Stock Option Scheme
2010
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Appointment of Varun S. Mgmt For For For
Jiwrajka; Approval of
Compensation
10 Appointment of Niraj D. Mgmt For For For
Jiwrajka; Approval of
Compensation
11 Amendment to Mgmt For For For
Compensation of Alok
A.
Jiwrajka
________________________________________________________________________________
Amtek Auto Ltd.
Ticker Security ID: Meeting Date Meeting Status
CINS Y0124E137 12/31/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Elect B. Lugani Mgmt For For For
4 Elect Rajiv Thakur Mgmt For For For
5 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
6 Elect Raj Bhardwaj Mgmt For For For
7 Appointment of D.S. Mgmt For For For
Malik as Managing
Director; Approval of
Compensation
8 Appointment of John Mgmt For For For
Ernest Flintham as
Senior Managing
Director; Approval of
Compensation
9 Amendment to Borrowing Mgmt For For For
Powers
10 Authority to Mortgage Mgmt For For For
Assets
________________________________________________________________________________
Amtek India Ltd.
Ticker Security ID: Meeting Date Meeting Status
CINS Y0125X126 12/31/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Elect Arvind Dham Mgmt For For For
4 Elect K.T. James Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Anant Raj Industries Limited
Ticker Security ID: Meeting Date Meeting Status
ANANTRAJ CINS Y01272122 08/06/2012 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Corporate Mgmt For For For
Purpose
3 Amendments to Articles Mgmt For For For
4 Transfer of Registered Mgmt For For For
Office
________________________________________________________________________________
Anant Raj Industries Limited
Ticker Security ID: Meeting Date Meeting Status
ANANTRAJ CINS Y01272122 09/27/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ashok Sarin Mgmt For Against Against
4 Elect Ambarish Mgmt For Against Against
Chatterjee
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Change in Company Name Mgmt For For For
7 Appointment of Anil Mgmt For For For
Sarin as Managing
Director; Approval of
Compensation
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Arvind Limited
Ticker Security ID: Meeting Date Meeting Status
ARVIND CINS Y02047119 09/28/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Elect Jayesh Shah Mgmt For For For
4 Elect Munesh Khanna Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Punit Lalbhai Mgmt For For For
7 Elect Kulin Lalbhai Mgmt For For For
8 Appointment of Punit Mgmt For For For
Lalbhai as Executive
Director; Approval of
Compensation
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Appointment of Kunil Mgmt For For For
Lalbhai as Executive
Director; Approval of
Compensation
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Appointment of Sanjay Mgmt For For For
Lalbhai as Chairman
and Managing Director;
Approval of
Compensation
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Appointment of Darshil Mgmt For For For
Shah as
Manager-Business
Development; Approval
of
Compensation
15 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Aurobindo Pharma Ltd
Ticker Security ID: Meeting Date Meeting Status
AUROBINDOP CINS Y04527142 07/16/2012 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Disposal of Unit-X Mgmt For For For
________________________________________________________________________________
Aurobindo Pharma Ltd
Ticker Security ID: Meeting Date Meeting Status
AUROBINDOP CINS Y04527142 08/07/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect M. Sitarama Murthy Mgmt For For For
4 Elect Duvvuru Reddy Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Waiver of Excess Mgmt For For For
Compensation to P.V.
Ramprasad
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Waiver of Excess Mgmt For For For
Compensation to K.
Nithyananda
Reddy
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Waiver of Excess Mgmt For For For
Compensation to M.
Sivakumaran
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Waiver of Excess Mgmt For For For
Compensation to M.
Madan Mohan
Reddy
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Appointment of M. Mgmt For For For
Sivakumaran as
Whole-time Director;
Approval of
Compensation
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Appointment of M. Madan Mgmt For For For
Mohan Reddy as
Whole-time Director;
Approval of
Compensation
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Elect C. Channa Reddy Mgmt For For For
19 Appointment of K. Mgmt For For For
Nithyananda Reddy as
Whole-time Director;
Approval of
Compensation
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Elect N. Govindarajan Mgmt For For For
22 Appointment of N. Mgmt For For For
Govindarajan as
Managing Director;
Approval of
Compensation
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Elect Ravindra Shenoy Mgmt For For For
26 Appointment of Ravindra Mgmt For For For
Y. Shenoy as Joint
Managing Director;
Approval of
Compensation
27 Non-Voting Agenda Item N/A N/A N/A N/A
28 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Aurobindo Pharma Ltd
Ticker Security ID: Meeting Date Meeting Status
AUROBINDOP CINS Y04527142 09/27/2012 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment P.V. Mgmt For For For
Ramaprasad Reddy as
Managing Director and
Executive Chairman of
a Subsidiary; Approval
of
Compensation
2 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Bajaj Hindusthan Ltd.
Ticker Security ID: Meeting Date Meeting Status
BAJAJHIND CINS Y0547C130 02/14/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Sanjeev Kumar Mgmt For Against Against
4 Elect Alok Krishna Mgmt For Against Against
Agarwal
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Manoj Maheshwari Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Ashok Gupta Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Appointment of Manoj Mgmt For For For
Maheshwari as
Wholetime Director and
CFO; Approval of
Compensation
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Appointment of Ashok Mgmt For For For
Gupta as Wholetime
Director and Director
(Group Operation);
Approval of
Compensation
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Authority to Issue Mgmt For For For
Shares and Convertible
Debt
Instruments
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Non-Voting Agenda Item N/A N/A N/A N/A
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Balrampur Chini Mills Limited
Ticker Security ID: Meeting Date Meeting Status
BALRAMCHIN CINS Y0548Y149 08/07/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Naresh Chandra Mgmt For Against Against
3 Elect R. Vasudevan Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect R.N. Das Mgmt For For For
6 Directors' Commission Mgmt For For For
________________________________________________________________________________
BEML Ltd (fka Bharat Earth Movers)
Ticker Security ID: Meeting Date Meeting Status
BEML CINS Y0881N114 09/14/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect P. Dwarakanath Mgmt For Against Against
4 Elect M. Pitchiah Mgmt For For For
5 Elect M. Nellaiappan Mgmt For For For
6 Elect Rashmi Verma Mgmt For Against Against
7 Elect Rehka Bhargava Mgmt For Against Against
8 Elect Noble Thamburaj Mgmt For For For
9 Authority to Set Mgmt For For For
Auditor's
Fees
10 Elect Rajnish Kumar Mgmt For For For
________________________________________________________________________________
BF Utilities Limited
Ticker Security ID: Meeting Date Meeting Status
BFUTI CINS Y08804125 01/05/2013 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
BF Utilities Limited
Ticker Security ID: Meeting Date Meeting Status
BFUTI CINS Y08804125 03/30/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Babasaheb N. Mgmt For Against Against
Kalyani
3 Elect G. K. Agarwal Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
BGR Energy Systems Limited
Ticker Security ID: Meeting Date Meeting Status
BGRENERGY CINS Y08816103 09/21/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Srinath Tagat Mgmt For For For
4 Elect Vellore Mahadevan Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Sundara Rajan Mgmt For For For
________________________________________________________________________________
Bombay Dyeing & Manufacturing Company
Ticker Security ID: Meeting Date Meeting Status
BOMDYEING CINS Y0922X147 08/07/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Rajendra Shah Mgmt For Against Against
4 Elect S. Ragothaman Mgmt For Against Against
5 Elect Sam Palia Mgmt For For For
6 Elect Vinita Bali Mgmt For Against Against
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Amendment to Employee Mgmt For For For
Stock Option
Scheme
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Bombay Dyeing & Manufacturing Company
Ticker Security ID: Meeting Date Meeting Status
BOMDYEING CINS Y0922X147 10/17/2012 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Stock Split Mgmt For For For
4 Amendments to Mgmt For For For
Memorandum of
Association Regarding
Share
Capital
5 Amendments to Articles Mgmt For For For
of Association
Regarding Share
Capital
6 Amendment to the Mgmt For For For
Employee Stock Option
Scheme
________________________________________________________________________________
Century Textile & Industries Limited
Ticker Security ID: Meeting Date Meeting Status
CENTURYTEX CINS Y12504125 08/02/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kumar Birla Mgmt For Against Against
4 Elect Pradip Daga Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Waiver of Excess Mgmt For For For
Remuneration Paid to
B.L.
Jain
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Chambal Fertilisers & Chemicals Limited
Ticker Security ID: Meeting Date Meeting Status
CHAMBAL CINS Y12916139 09/14/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Dipankar Basu Mgmt For Against Against
4 Elect Chandra Nopany Mgmt For For For
5 Appointment of Mgmt For For For
Statutory Auditor and
Authority to Set
Fees
6 Appointment of Branch Mgmt For For For
Auditor and Authority
to Set
Fees
7 Elect Radha Singh Mgmt For Against Against
8 Amendment to Mgmt For For For
Compensation of Anil
Kapoor
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Cox & Kings India Limited
Ticker Security ID: Meeting Date Meeting Status
COXKINGS CINS Y17730113 09/28/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect A.B.M. Good Mgmt For Against Against
4 Elect M. Narayanan Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Urrshila Mgmt For For For
Kerkar as Whole Time
Director; Approval of
Compensation
7 Authority to Issue Mgmt For For For
Shares and Convertible
Debt
Instruments
8 Amendment to Borrowing Mgmt For For For
Powers
9 Authority to Mortgage Mgmt For For For
Assets
10 Utilization of IPO Mgmt For For For
Proceeds
________________________________________________________________________________
DB Realty Limited
Ticker Security ID: Meeting Date Meeting Status
DBREALTY CINS Y202CY107 09/22/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Jagat Killawala Mgmt For For For
3 Elect Janak Desai Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Shahid Balwa Mgmt For For For
6 Elect Salim Balwa Mgmt For For For
7 Elect Jayvardhan Goenka Mgmt For For For
8 Appointment of Shahid Mgmt For For For
Balwa as Vice Chairman
and Managing Director;
Approval of
Compensation
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
DB Realty Limited
Ticker Security ID: Meeting Date Meeting Status
DBREALTY CINS Y202CY107 11/03/2012 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Warrants to Mgmt For For For
Promoters
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Employee Stock Option Mgmt For For For
Plan
2012
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Employee Stock Option Mgmt For For For
Plan 2012 for
Subsidiaries
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Delta Corp Limited
Ticker Security ID: Meeting Date Meeting Status
DELTACORP CINS Y1869P105 09/28/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Jaydev Mody Mgmt For For For
4 Elect Rajesh Jaggi Mgmt For For For
5 Elect Rajeev Piramal Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Den Networks Ltd
Ticker Security ID: Meeting Date Meeting Status
DEN CINS Y2032S109 02/25/2013 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Borrowing Mgmt For Abstain Against
Powers
3 Authority to Mortgage Mgmt For Abstain Against
Assets
4 Amendment to Mgmt For For For
Utilization of IPO
Proceeds
5 Amendment to Mgmt For Abstain Against
Compensation of Sameer
Manchanda
________________________________________________________________________________
Den Networks Ltd
Ticker Security ID: Meeting Date Meeting Status
DEN CINS Y2032S109 04/25/2013 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Foreign Mgmt For For For
Investor
Restrictions
3 Issuance of Securities Mgmt For Against Against
________________________________________________________________________________
Den Networks Ltd
Ticker Security ID: Meeting Date Meeting Status
DEN CINS Y2032S109 06/05/2013 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Preferential
Allotment)
________________________________________________________________________________
Den Networks Ltd
Ticker Security ID: Meeting Date Meeting Status
DEN CINS Y2032S109 09/27/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Sameer Manchanda Mgmt For Against Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Development Credit Bank Limited
Ticker Security ID: Meeting Date Meeting Status
DCB CINS Y2051L134 06/05/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Suhail Nathani Mgmt For Against Against
3 Elect Amin Manekia Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Appointment of Branch Mgmt For For For
Auditors and Authority
to Set
Fees
6 Elect Imran Contractor Mgmt For For For
7 Elect Keki Elavia Mgmt For For For
8 Elect C. Narasimhan Mgmt For For For
9 Elect Nalin Shah Mgmt For For For
10 Elect S. Sridhar Mgmt For For For
11 Elect Jamal Pradhan Mgmt For For For
________________________________________________________________________________
Development Credit Bank Limited
Ticker Security ID: Meeting Date Meeting Status
DCB CINS Y2051L134 12/10/2012 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/out
Preemptive Rights
(Preferential
Allotment)
________________________________________________________________________________
Dewan Housing Finance Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
DEWANHOUS CINS Y2055V112 07/27/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Dheeraj Wadhawan Mgmt For Against Against
4 Elect Parvinder Pasricha Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Dredging Corporation of India Ltd
Ticker Security ID: Meeting Date Meeting Status
DREDGING CINS Y2107Z111 09/28/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect M. Jauhari Mgmt For Against Against
3 Elect Srinivasan Mgmt For For For
Balachandran
4 Elect Vinai Agarwal Mgmt For For For
5 Elect P.V.Ramana Murthy Mgmt For For For
6 Authority to Set Mgmt For For For
Auditor's
Fees
7 Amendment to Borrowing Mgmt For For For
Powers
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Educomp Solutions Limited
Ticker Security ID: Meeting Date Meeting Status
EDUCOMP CINS Y22514114 07/16/2012 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Preference Shares and
Warrants
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Authority to Issue Mgmt For For For
Shares and Convertible
Debt
Instruments
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Employee Stock Option Mgmt For Against Against
Plan
2012
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Employee Stock Option Mgmt For Against Against
Plan for
Subsidiaries
________________________________________________________________________________
Educomp Solutions Limited
Ticker Security ID: Meeting Date Meeting Status
EDUCOMP CINS Y22514114 09/26/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Elect Shayama Chona Mgmt For For For
4 Elect Shonu Chandra Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Adoption of New Mgmt For For For
Articles of
Association
7 Amendment to Terms of Mgmt For For For
Appointment of Whole
Time
Director
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect Manav Saraf Mgmt For For For
10 Company Register Mgmt For For For
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Educomp Solutions Limited
Ticker Security ID: Meeting Date Meeting Status
EDUCOMP CINS Y22514114 11/15/2012 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares and Convertible
Debt
Instruments
2 Amendment to Borrowing Mgmt For For For
Powers
3 Authority to Mortgage Mgmt For For For
Assets
4 Increase in Authorized Mgmt For For For
Capital
________________________________________________________________________________
Era Infra Engineering Limited
Ticker Security ID: Meeting Date Meeting Status
ERAINFRA CINS Y2296G114 09/26/2012 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Make Mgmt For For For
Investments, Grant
Loans and Give
Guarantees
________________________________________________________________________________
Era Infra Engineering Limited
Ticker Security ID: Meeting Date Meeting Status
ERAINFRA CINS Y2296G114 09/29/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Elect Anil Mehta Mgmt For Against Against
4 Elect Arvind Pande Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Tulsi Arora Mgmt For Against Against
7 Appointment of Tulsi Mgmt For For For
Arora as Whole-Time
Director; Approval of
Compensation
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Eros International Media Limited
Ticker Security ID: Meeting Date Meeting Status
EROSMEDIA CINS Y229A9107 09/24/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Shankar Acharya Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Appointment of Sunil Mgmt For For For
Lulla as Executive
Vice Chairman and
Managing Director;
Approval of
Compensation
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Appointment of Jyoti Mgmt For For For
Deshpande as Executive
Director; Approval of
Compensation
7 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Escorts Limited
Ticker Security ID: Meeting Date Meeting Status
ESCORTS CINS Y2296W127 03/22/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect S.A. Dave Mgmt For Against Against
4 Elect S.C. Bhargava Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Everonn Education Limited
Ticker Security ID: Meeting Date Meeting Status
EVERONN CINS Y2362W100 09/25/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Joe Thomas Mgmt For Against Against
3 Elect M.S. Vijay Kumar Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Dino Varkey Mgmt For For For
6 Elect Rakesh Sharma Mgmt For For For
________________________________________________________________________________
Financial Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
FINTECH CINS Y24945118 09/27/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ramanathan Mgmt For For For
Devarajan
4 Elect P.R. Barpande Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Jignesh Mgmt For For For
Shah as Managing
Director; Approval of
Compensation
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Appointment of Dewang Mgmt For For For
Neralla as Whole Time
Director; Approval of
Compensation
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Appointment of Manjay Mgmt For For For
Shah as Whole Time
Director; Approval of
Compensation
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Future Capital Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
FCH CINS Y2687H101 07/04/2012 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Reclassification of Mgmt For For For
Authorized Share
Capital; Amendment to
Memorandum
3 Authority to Issue Mgmt For For For
Compulsory Convertible
Preference
Shares
4 Employee Stock Option Mgmt For Against Against
Scheme
2012
5 Employee Stock Option Mgmt For Against Against
Scheme 2012 for
Subsidiaries
________________________________________________________________________________
Future Capital Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
FCH CINS Y2687H101 09/25/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Election of G.N. Bajpai Mgmt For Against Against
4 Election of K.K. Rathi Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Amendment to Borrowing Mgmt For For For
Powers
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Amendments to Articles Mgmt For For For
- Change in Company
Name
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Amendments to Articles Mgmt For For For
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Gateway Distriparks Limited
Ticker Security ID: Meeting Date Meeting Status
GDL CINS Y26839103 03/08/2013 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Commission Mgmt For For For
2 Directors' Fees to Mgmt For For For
Non-Executive
Directors of
Subsidiaries
3 Employee Stock Option Mgmt For For For
Plan
2013
________________________________________________________________________________
Gateway Distriparks Limited
Ticker Security ID: Meeting Date Meeting Status
GTL CINS Y26839103 09/26/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Dividends Mgmt For For For
3 Elect Gopinath Pillai Mgmt For Against Against
4 Elect Michael Pinto Mgmt For Against Against
5 Elect Saroosh Dinshaw Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Ishaan Gupta Mgmt For For For
8 Appointment of Prem Mgmt For For For
Kishan Gupta as
Chairman and Managing
Director; Approval of
Compensation
________________________________________________________________________________
Gitanjali Gems Limited
Ticker Security ID: Meeting Date Meeting Status
GITANJALI CINS Y2710F106 03/02/2013 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Shares and Convertible
Debt
Instruments
3 Amendment to Borrowing Mgmt For For For
Powers
4 Authority to Mortgage Mgmt For For For
Assets
5 Authority to Make Mgmt For For For
Investments, Grant
Loans and Give
Guarantees
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gitanjali Gems Limited
Ticker Security ID: Meeting Date Meeting Status
GITANJALI CINS Y2710F106 09/28/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Elect Swaran Krishnan Mgmt For Against Against
4 Elect Nehal Modi Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect M.S. Sundara Rajan Mgmt For For For
7 Elect Sunil Varma Mgmt For For For
8 Appointment of Sunil Mgmt For For For
Varma as a Whole Time
Director; Approval of
Compensation
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Appointment of Mehul Mgmt For For For
Choksi as Managing
Director; Approval of
Compensation
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Authority to Issue Zero Mgmt For For For
Percent Fully
Convertible
Debenture
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Gravita India Limited
Ticker Security ID: Meeting Date Meeting Status
GRAVITA CINS Y2R55H106 08/06/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Yogesh Kharbanda Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Gujarat NRE Coke Limited
Ticker Security ID: Meeting Date Meeting Status
GUJNRE CINS Y2944X113 01/28/2013 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger by Absorption Mgmt For For For
________________________________________________________________________________
Gujarat NRE Coke Limited
Ticker Security ID: Meeting Date Meeting Status
GUJNRE CINS Y2944X113 06/14/2013 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Make Mgmt For For For
Investments, Grant
Loans and Give
Guarantees
3 Authority to Issue Mgmt For For For
Shares and Convertible
Debt
Instruments
________________________________________________________________________________
Gujarat NRE Coke Limited
Ticker Security ID: Meeting Date Meeting Status
GUJNRE CINS Y2944X113 09/28/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Mahendra Loyalka Mgmt For Against Against
4 Elect Murari Sananguly Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Gujarat NRE Coke Limited
Ticker Security ID: Meeting Date Meeting Status
GUJNRE CINS Y2944X113 10/05/2012 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Gujarat State Fertilizers & Chemicals Limited
Ticker Security ID: Meeting Date Meeting Status
GSFC CINS Y2946E113 08/04/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Elect Ajay Shah Mgmt For Against Against
4 Elect Vijai Kapoor Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Approval of Mgmt For For For
Remuneration for Atanu
Chakraborty, Managing
Director
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Stock Split Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Amendments to Mgmt For For For
Memorandum of
Association
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Amendments to Articles Mgmt For For For
________________________________________________________________________________
GVK Power & Infrastructure Limited
Ticker Security ID: Meeting Date Meeting Status
GVKPIL CINS Y2962K118 08/08/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect G Indira Krishna Mgmt For Against Against
Reddy
3 Elect G V Sanjay Reddy Mgmt For Against Against
4 Elect C G Krishna Murthy Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Ranjana Kumar Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hathway Cable & Datacom Limited
Ticker Security ID: Meeting Date Meeting Status
HATHCABLE CINS Y3115L102 02/23/2013 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Borrowing Mgmt For Abstain Against
Powers
3 Authority to Mortgage Mgmt For Abstain Against
Assets
4 Appointment of J.K.G. Mgmt For For For
Pillai as Managing
Director and CEO;
Approval of
Compensation
________________________________________________________________________________
Hathway Cable & Datacom Limited
Ticker Security ID: Meeting Date Meeting Status
HATHCABLE CINS Y3115L102 09/26/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Resignation of Bharat Mgmt For For For
Shah
3 Elect Sasha Mirchandani Mgmt For For For
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Elect Biswajit Mgmt For For For
Subramanian
________________________________________________________________________________
Hexaware Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
HEXAWARE CINS Y31825121 04/30/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ashish A.K. Dhawan Mgmt For Against Against
4 Elect S. Doreswamy Mgmt For For For
5 Elect P.R. Chandrasekar Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Directors' Commission Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Hindustan Construction Company Limited
Ticker Security ID: Meeting Date Meeting Status
HCC CINS Y3213Q136 06/21/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Krishna G. Mgmt For Against Against
Tendulkar
3 Elect Anil Chandan Mal Mgmt For For For
Singhvi
4 Resignation of Y. H. Mgmt For For For
Malegam
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Mr. Ajit Mgmt For For For
Gulabchand as
Wholetime Director;
Approval of
Compensation
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Appointment of Mr. Mgmt For For For
Rajgopal
Nogja as Wholetime
Director; Approval of
Compensation
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Issuance of Warrants Mgmt For For For
w/o Preemptive
Rights
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Authority to Issue Mgmt For For For
Shares and Convertible
Securities
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Non-Voting Agenda Item N/A N/A N/A N/A
27 Non-Voting Agenda Item N/A N/A N/A N/A
28 Non-Voting Agenda Item N/A N/A N/A N/A
29 Non-Voting Agenda Item N/A N/A N/A N/A
30 Non-Voting Agenda Item N/A N/A N/A N/A
31 Non-Voting Agenda Item N/A N/A N/A N/A
32 Non-Voting Agenda Item N/A N/A N/A N/A
33 Non-Voting Agenda Item N/A N/A N/A N/A
34 Non-Voting Agenda Item N/A N/A N/A N/A
35 Non-Voting Agenda Item N/A N/A N/A N/A
36 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hindustan Oil Exploration Co Ltd
Ticker Security ID: Meeting Date Meeting Status
HINDOILEXP CINS Y3224Q117 09/26/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect R. Vasudevan Mgmt For For For
3 Elect Paolo Carmosino Mgmt For Against Against
4 Elect Sergio Adriano Mgmt For For For
Laura
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect V. Srinivasa Mgmt For For For
Rangan
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hotel Leela Venture Limited
Ticker Security ID: Meeting Date Meeting Status
HOTELEELA CINS Y3723C148 09/20/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Resignation of C.K. Mgmt For For For
Kutty
3 Resignation of R. Mgmt For For For
Venkatachalam
4 Elect Madhu Nair Mgmt For Against Against
5 Elect Anil Harish Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect M. Nambiar Mgmt For For For
8 Elect Pawan Nagpal Mgmt For For For
9 Authority to Issue Mgmt For For For
Shares and Convertible
Debt
Instruments
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights on a
Preferential
Basis
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Non-Voting Agenda Item N/A N/A N/A N/A
27 Non-Voting Agenda Item N/A N/A N/A N/A
28 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Housing Development and Infrastructure Limited
Ticker Security ID: Meeting Date Meeting Status
HDIL CINS Y3722J102 08/14/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Waryam Singh Mgmt For For For
3 Elect Ashok Gupta Mgmt For For For
4 Elect Satya Talwar Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
IFCI Limited
Ticker Security ID: Meeting Date Meeting Status
IFCI CINS Y8743E123 07/18/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Dividend on Preference Mgmt For For For
Shares
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect P. Govindan Mgmt For For For
Muralidharan
5 Elect Shobhit Mahajan Mgmt For For For
6 Elect Prakash P. Mallya Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Reappointment of Atul Mgmt For For For
Kumar Rai as CEO and
Managing Director;
Approval of
Compensation
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
IFCI Limited
Ticker Security ID: Meeting Date Meeting Status
IFCI CINS Y8743E123 12/05/2012 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reclassification of Mgmt For For For
Authorized Share
Capital
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Amendment to Articles Mgmt For For For
Regarding Share
Capital
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Authority to Issue Mgmt For For For
Optionally Convertible
Bonds
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
India Cements Limited
Ticker Security ID: Meeting Date Meeting Status
INDCM CINS Y39167153 08/13/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect N. Srinivasan Mgmt For Against Against
4 Elect Gounder Manickam Mgmt For Against Against
5 Elect Annaswamy Mgmt For For For
Sankarakrishnan
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Appointment of N. Mgmt For For For
Srinivasan as Managing
Director; Approval of
Compensation
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Authority to Mortgage Mgmt For For For
Assets
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
India Infoline Ltd.
Ticker Security ID: Meeting Date Meeting Status
INDIAINFO CINS Y3914X109 08/10/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Nilesh Vikamsey Mgmt For Against Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Sunil Kaul Mgmt For Against Against
5 Elect Chandran Mgmt For For For
Ratnaswami
6 Amendment to Employee Mgmt For For For
Stock Option Scheme
2005
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Amendment to Employee Mgmt For For For
Stock Option Scheme
2007
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Amendment to Employee Mgmt For For For
Stock Option Scheme
2008
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Indiabulls Real Estate Limited
Ticker Security ID: Meeting Date Meeting Status
IBREALEST CINS Y3912A101 09/27/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Elect Narendra Gehlaut Mgmt For For For
3 Elect Prem Mirdha Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
IVRCL Ltd
Ticker Security ID: Meeting Date Meeting Status
IVRCLLTD CINS Y42154123 12/24/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect E. Sunil Reddy Mgmt For For For
3 Re-elect T.R.C. Bose Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Approve Remuneration of Mgmt For For For
E.S. Reddy, Chairman &
Managing
Director
6 Approve Remuneration of Mgmt For For For
R.B. Reddy, Executive
Director - Finance &
Group
CFO
7 Approve Remuneration of Mgmt For For For
K.A. Reddy, Executive
Director
8 Appointment of Branch Mgmt For For For
Auditor and Authority
to Set
Fees
________________________________________________________________________________
JAI Corp Limited
Ticker Security ID: Meeting Date Meeting Status
JAICORP CINS Y4252Z136 09/26/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Dividends Mgmt For For For
on Preference
Shares
3 Allocation of Dividends Mgmt For Abstain Against
on Equity
Shares
4 Elect V.S. Pandit Mgmt For For For
5 Elect D.K. Contractor Mgmt For Against Against
6 Elect S.N. Chaturvedi Mgmt For Against Against
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Appointment of Vasudeo Mgmt For For For
Srinivas Pandit as
Executive Director;
Approval of
Compensation
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jain Irrigation Systems Ltd
Ticker Security ID: Meeting Date Meeting Status
JAINIRRG CINS Y42531148 05/09/2013 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Mortgage Mgmt For For For
Assets
________________________________________________________________________________
Jet Airways (India) Limited
Ticker Security ID: Meeting Date Meeting Status
JETAIRWAY CINS Y4440B116 05/24/2013 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Preferential
Allotment to Etihad
Airways
PJSC)
2 Adoption of New Articles Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jet Airways (India) Limited
Ticker Security ID: Meeting Date Meeting Status
JETAIRWAY CINS Y4440B116 08/03/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Ali Ghandour Mgmt For Against Against
3 Elect Yash Chopra Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Gaurang Shetty Mgmt For For For
6 Appointment of Gaurang Mgmt For For For
Shetty as Manager;
Approval of
Compensation
7 Appointment of Anita Mgmt For For For
Goyal as Executive
Vice President;
Approval of
Compensation
8 Authority to Issue Mgmt For For For
Shares and Convertible
Debt
Instruments
9 Authority to Issue Mgmt For For For
Shares and Convertible
Debt
Instruments
10 Authority to Issue Mgmt For For For
Shares and Convertible
Debt
Instruments
11 Authority to Issue Mgmt For For For
Shares and Convertible
Debt
Instruments
12 Authority to Issue Mgmt For For For
Shares and Convertible
Debt
Instruments
13 Authority to Issue Mgmt For For For
Shares and Convertible
Debt
Instruments
14 Authority to Issue Mgmt For For For
Shares and Convertible
Debt
Instruments
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Authority to Make Mgmt For For For
Investments
27 Authority to Make Mgmt For For For
Investments
________________________________________________________________________________
Jindal Poly Films Limited
Ticker Security ID: Meeting Date Meeting Status
JINDPOLYFM CINS Y4442M110 03/08/2013 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Demerger Mgmt For For For
________________________________________________________________________________
Jindal Poly Films Limited
Ticker Security ID: Meeting Date Meeting Status
JINDPOLYFM CINS Y4442M110 09/29/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Elect Rashid Jilani Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Hemant Sharma Mgmt For For For
6 Appointment of Hermant Mgmt For For For
Sharma as Whole-Time
Director; Approval of
Compensation
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Increase in Mgmt For For For
Compensation to Rathi
Pal
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
JM Financial Limited
Ticker Security ID: Meeting Date Meeting Status
JMFINAN CINS Y44462110 06/14/2013 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Warrants
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
JSW Ispat Steel Limited
Ticker Security ID: Meeting Date Meeting Status
ISPATIND CINS Y4205T146 01/30/2013 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition by JSW Mgmt For For For
Steel
Limited
3 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
JSW Ispat Steel Limited
Ticker Security ID: Meeting Date Meeting Status
ISPATIND CINS Y4205T146 12/28/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Elect Pramod Mittal Mgmt For For For
3 Elect Vinod Kothari Mgmt For For For
4 Elect Haigreve Khaitan Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Kalpataru Power Transmission Limited
Ticker Security ID: Meeting Date Meeting Status
KALPOWR CINS Y45237131 08/04/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Narayan Seshadri Mgmt For For For
4 Elect Vimal Ranjeet Mgmt For Against Against
Bhandari
5 Elect Parag Munot Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Appointment of Pankaj Mgmt For For For
Sachdeva as Managing
Director; Approval of
Compensation
8 Appointment of Manish Mgmt For For For
Mohnot as Executive
Director; Approval of
Compensation
9 Authority to Mortgage Mgmt For For For
Assets
________________________________________________________________________________
Karnataka Bank Limited
Ticker Security ID: Meeting Date Meeting Status
KARNATBNK CINS Y4590V128 08/30/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect M. Anathakrishna Mgmt For For For
4 Elect Dharmasthala Kumar Mgmt For For For
5 Elect Halsnad Ramamohan Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Appointment of Branch Mgmt For For For
Auditor and Authority
to Set
Fees
9 Appointment of P.J. Mgmt For For For
Bhat as Managing
Director and CEO;
Approval of
Compensation
10 Authority to Increase Mgmt For For For
Authorized Share
Capital; Amendment to
Memorandum
11 Amendments to Articles Mgmt For For For
Regarding Share
Capital
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kingfisher Airlines Limited
Ticker Security ID: Meeting Date Meeting Status
KFA CINS Y4461H109 09/26/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Elect Ayani Nedungadi Mgmt For Against Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Manmohan Kapur Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lanco Infratech Ltd
Ticker Security ID: Meeting Date Meeting Status
LITL CINS Y5144P111 09/27/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Lagadapati Sridhar Mgmt For For For
3 Elect Uddesh Kumar Kohli Mgmt For For For
4 Elect Bellikoth Mgmt For For For
Vasanthan
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect R. Krishnamoorthy Mgmt For For For
________________________________________________________________________________
Madras Cement Limited
Ticker Security ID: Meeting Date Meeting Status
MADRASCEM CINS Y53727148 08/02/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect P.R. Venketrama Mgmt For Against Against
Raja
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Madras Cement Limited
Ticker Security ID: Meeting Date Meeting Status
MADRASCEM CINS Y53727148 10/18/2012 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Charitable Donations Mgmt For For For
________________________________________________________________________________
Mahanagar Telephone Nigam Limited
Ticker Security ID: Meeting Date Meeting Status
MTNL CINS Y5401F111 09/28/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Rajan Saxena Mgmt For Against Against
3 Elect Kumar Bariar Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Sushil Shingal Mgmt For For For
6 Delisting From Certain Mgmt For For For
Exchanges
7 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
MakeMyTrip Ltd.
Ticker Security ID: Meeting Date Meeting Status
MMYT CUSIP V5633W109 09/21/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Accounts and Reports Mgmt For For For
3 Elect Frederic Lalonde Mgmt For For For
4 Elect Aditya Guleri Mgmt For For For
5 Elect Mohammad Janally Mgmt For Against Against
6 Elect Ranodeb Roy Mgmt For For For
________________________________________________________________________________
Manappuram Finance Ltd
Ticker Security ID: Meeting Date Meeting Status
MANAPPG CINS Y5759P141 04/08/2013 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mortgage Mgmt For For For
Assets
3 Reappointment of V.P. Mgmt For For For
Nandakumar as Managing
Director and CEO;
Approval of
Compensation
________________________________________________________________________________
McLeod Russel India Limited
Ticker Security ID: Meeting Date Meeting Status
MCLEOD CINS Y5934T133 07/27/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Rajeev Takru Mgmt For For For
4 Elect Kamal Baheti Mgmt For For For
5 Elect Srikandath Menon Mgmt For Against Against
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Elect Ramni Nirula Mgmt For For For
________________________________________________________________________________
MRF Limited
Ticker Security ID: Meeting Date Meeting Status
MRF CINS Y6145L117 02/07/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Elect V. Sridhar Mgmt For Against Against
4 Elect Salim Joseph Mgmt For For For
Thomas
5 Elect K.C. Mammen Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Jacob Kurian Mgmt For For For
8 Elect M. Meyyappan Mgmt For For For
9 Reppointment of Arun Mgmt For For For
Mammen as Managing
Director; Approval of
Compensation
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Amendment to Mgmt For For For
Compensation of K.M.
Mammen
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Amendment to Mgmt For For For
Compensation of R.M.
Mappillai
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Amendment to Borrowing Mgmt For For For
Powers
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Authority to Mortgage Mgmt For For For
Assets
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
NCC Ltd
Ticker Security ID: Meeting Date Meeting Status
NAGARCON CINS Y6198W135 09/26/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Prakash Laha Mgmt For Against Against
4 Elect J V Ranga Raju Mgmt For Against Against
5 Elect N R Alluri Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect A K H S Raju Mgmt For For For
8 Appointment of A.K.H.S. Mgmt For For For
Ramu Raju as
Whole-time Director;
Approval of
Compensation
9 Appointment of A.A.V. Mgmt For For For
Ranga Raju as Managing
Director; Approval of
Compensation
10 Appointment of A.G.K. Mgmt For For For
Raju as Executive
Director; Approval of
Compensation
11 Appointment of J.V. Mgmt For For For
Ranga Raju as
Whole-time Director;
Approval of
Compensation
12 Approval of the Mgmt For For For
Company's
Register
13 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
NIIT Limited
Ticker Security ID: Meeting Date Meeting Status
NIIT CINS Y63532140 07/02/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Sanjay Khosla Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Retirement of Subroto Mgmt For For For
Bhattacharya
6 Charitable Donations Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
NIIT Technologies Ltd.
Ticker Security ID: Meeting Date Meeting Status
NIITTECH CINS Y62769107 07/02/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Surendra Singh Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Retirement of Subroto Mgmt For For For
Bhattacharya
6 Elect Ashwani Puri Mgmt For For For
________________________________________________________________________________
Orchid Chemicals & Pharmaceuticals Ltd.
Ticker Security ID: Meeting Date Meeting Status
ORCHIDCHEM CINS Y6494U148 09/20/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Deepak Vaidya Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Appointment of K. Mgmt For For For
Raghavendra Rao as
Chairman and Managing
Director; Approval of
Compensation
________________________________________________________________________________
Orchid Chemicals & Pharmaceuticals Ltd.
Ticker Security ID: Meeting Date Meeting Status
ORCHIDCHEM CINS Y6494U148 10/06/2012 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Divestiture Mgmt For Abstain Against
________________________________________________________________________________
Parsvnath Developers Limited
Ticker Security ID: Meeting Date Meeting Status
PARSVNATH CINS Y6723F110 09/22/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Pritam Singh Mgmt For For For
3 Elect Sunil Jain Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Issue Mgmt For For For
Shares and Convertible
Debt
Instruments
________________________________________________________________________________
Patel Engineering Limited
Ticker Security ID: Meeting Date Meeting Status
PATELEN CINS Y6786T148 10/12/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Elect Krishnamurthy Mgmt For Against Against
Kannan
4 Resignation of P.C. Mgmt For For For
Purohit
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Amendments to Articles Mgmt For For For
7 Authority to Issue Mgmt For For For
Shares and Convertible
Debt
Instruments
________________________________________________________________________________
Polaris Financial Technology Limited
Ticker Security ID: Meeting Date Meeting Status
POLARIS CINS Y70587111 11/19/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Abhay Agarwal Mgmt For Against Against
4 Elect Raju Venkatraman Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Praj Industries Limited
Ticker Security ID: Meeting Date Meeting Status
PRAJIND CINS Y70770139 07/20/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Berjis Minoo Desai Mgmt For Against Against
4 Elect Rajiv Maliwal Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Pramod Mgmt For For For
Chaudhari as Executive
Chairman; Approval of
Compensation
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Prakash Industries Limited
Ticker Security ID: Meeting Date Meeting Status
PRKSH CINS Y7078C116 09/29/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Elect Vikram Agarwal Mgmt For Against Against
4 Elect Satram Keswani Mgmt For Against Against
5 Elect Kailash Mehra Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect P. Gupta Mgmt For For For
8 Elect M. Pareek Mgmt For For For
9 Appointment of Vikram Mgmt For For For
Agarwal as Managing
Director; Approval of
Compensation
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Appointment of P.L. Mgmt For For For
Gupta as Whole-time
Director; Approval of
Compensation
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Appointment of M.L. Mgmt For For For
Pareek as Whole-time
Director; Approval of
Compensation
14 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Prism Cement Limited
Ticker Security ID: Meeting Date Meeting Status
PRISMCEM CINS Y70826139 06/25/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Rajesh G. Kapadia Mgmt For Against Against
3 Elect Akshay Raheja Mgmt For Against Against
4 Elect Ameeta Parpia Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Mr.Vijay Mgmt For For For
Aggarwal as Wholetime
Director; Approval of
Compensation
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Appointment of Mgmt For For For
Mr.Ganesh Kaskar as
Wholetime Director;
Approval of
Compensation
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Directors' Commission Mgmt For For For
15 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
PTC India Limited
Ticker Security ID: Meeting Date Meeting Status
PTC CINS Y7043E106 09/21/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect M.K. Goel Mgmt For Against Against
4 Elect S. Balachandram Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Rita Acharya Mgmt For For For
7 Elect Ravi Singh Mgmt For For For
8 Elect Anil Razdan Mgmt For For For
9 Elect Dhirendra Swarup Mgmt For For For
10 Elect H. Bajaj Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Punj Lloyd Limited
Ticker Security ID: Meeting Date Meeting Status
PUNJLLOYD CINS Y71549110 07/31/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Pawan Gupta Mgmt For For For
4 Elect Phiroz Vandrevala Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Mgmt For For For
P.K.Gupta as
Whole-time Director;
Approval of
Compensation
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Directors' Commission Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Appointment of Branch Mgmt For For For
Auditor and Authority
to Set
Fees
________________________________________________________________________________
Rajesh Exports Limited
Ticker Security ID: Meeting Date Meeting Status
RAJESHX CINS Y7181T147 09/28/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Elect Shanker Prasad Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Raymond Limited
Ticker Security ID: Meeting Date Meeting Status
RAYMOND CINS Y72123147 03/06/2013 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Payment of Compensation Mgmt For For For
to Gautam H.
Singhania
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Raymond Limited
Ticker Security ID: Meeting Date Meeting Status
RAYMOND CINS Y72123147 06/07/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Nabankur Gupta Mgmt For Against Against
4 Elect Shailesh V. Mgmt For Against Against
Haribhakti
5 Resignation of Akshay Mgmt For For For
Chudasama
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Raymond Limited
Ticker Security ID: Meeting Date Meeting Status
RAYMOND CINS Y72123147 12/06/2012 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger by Absorption Mgmt For For For
________________________________________________________________________________
Rei Agro Limited
Ticker Security ID: Meeting Date Meeting Status
REIAGROLTD CINS Y7253S134 09/29/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Dividend on Preference Mgmt For For For
Shares
3 Dividend on Equity Mgmt For For For
Shares
4 Elect Sanjay Mgmt For Against Against
Jhunjhunwala
5 Elect A.K. Chatterjee Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Reliance Industrial Infrastructure Limited
Ticker Security ID: Meeting Date Meeting Status
RIIL CINS Y7256Q119 06/28/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Reliance Industrial Infrastructure Limited
Ticker Security ID: Meeting Date Meeting Status
RIIL CINS Y7256Q119 07/05/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Mahesh Kamdar Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Rolta India Limited
Ticker Security ID: Meeting Date Meeting Status
ROLTA CINS Y7324A112 11/24/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kandarp Modi Mgmt For Against Against
4 Elect Benedict Eazzetta Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Reappointment of Mgmt For For For
Hiranya Ashar as
Director of Finance
and CFO; Approval of
Compensation
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Authority to Issue Mgmt For For For
Shares and Convertible
Debt
Instruments
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Authority to Pay Mgmt For For For
Royalty/Brand
Fees
________________________________________________________________________________
S Kumars Nationwide Limited
Ticker Security ID: Meeting Date Meeting Status
SKUMARN CINS Y8066R115 01/28/2013 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Appointment of Mgmt For For For
Jagadeesh S. Shetty as
Director of Finance
and Group CFO;
Approval of
Compensation
________________________________________________________________________________
S Kumars Nationwide Limited
Ticker Security ID: Meeting Date Meeting Status
SKUMARN CINS Y8066R115 09/27/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Elect Meleveetil Mgmt For For For
Damodaran
4 Elect Jitender Mgmt For Against Against
Balakrishnan
5 Elect Denys Calder Firth Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Appointment of Nitin Mgmt For For For
Kasliwal as Chairman
and Managing Director;
Approval of
Compensation
8 Elect Susheel Kak Mgmt For Against Against
9 Amendments to Articles Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
S Kumars Nationwide Limited
Ticker Security ID: Meeting Date Meeting Status
SKUMARN CINS Y8066R115 12/20/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
________________________________________________________________________________
Shree Ganesh Jewellery House Limited
Ticker Security ID: Meeting Date Meeting Status
SGJHL CINS Y775AC102 03/14/2013 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase in Authorized Mgmt For For For
Capital
3 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Preferential
Allotment to
Promoters)
4 Amendment to Borrowing Mgmt For For For
Powers
5 Authority to Mortgage Mgmt For For For
Assets
________________________________________________________________________________
Shree Ganesh Jewellery House Limited
Ticker Security ID: Meeting Date Meeting Status
SGJHL CINS Y775AC102 05/18/2013 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Shares and Convertible
Debt
3 Authority to Issue Mgmt For For For
Shares w/out
Preemptive Rights
(Preferential Issuance
to
Promoter)
________________________________________________________________________________
Shree Ganesh Jewellery House Limited
Ticker Security ID: Meeting Date Meeting Status
SGJHL CINS Y775AC102 07/02/2012 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Mgmt For For For
Utilization of IPO
Proceeds
________________________________________________________________________________
Shree Ganesh Jewellery House Limited
Ticker Security ID: Meeting Date Meeting Status
SGJHL CINS Y775AC102 08/24/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Pawan Ingty Mgmt For For For
3 Elect Sharad Mohata Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Company Register Mgmt For For For
________________________________________________________________________________
Shree Ganesh Jewellery House Limited
Ticker Security ID: Meeting Date Meeting Status
SGJHL CINS Y775AC102 11/15/2012 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Change in Company Name Mgmt For For For
________________________________________________________________________________
Shree Renuka Sugars Limited
Ticker Security ID: Meeting Date Meeting Status
RENUKA CINS Y775A1106 07/27/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Jonathan Charles Mgmt For Against Against
Kingsman
4 Elect Sanjay Khatau Mgmt For Against Against
Asher
5 Elect Hrishikesh Mgmt For Against Against
Bhalchandra
Parandekar
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Vijendra Singh Mgmt For For For
8 Appointment of Vijendra Mgmt For For For
Singh as Executive
Director; Approval of
Compensation
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Reappointment of Mgmt For For For
Narendra Murkumbi as
Vice Chairman and
Managing Director;
Approval of
Compensation
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Amendment to Employee Mgmt For For For
Stock Option
Plan
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Amendments to Articles Mgmt For For For
16 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Sintex Industries Limited
Ticker Security ID: Meeting Date Meeting Status
SINTEX CINS Y8064D142 09/17/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Elect Rooshikumar Pandya Mgmt For Against Against
4 Elect Rahul Patel Mgmt For For For
5 Elect Amit Patel Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Amendment to Borrowing Mgmt For For For
Powers
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Authority to Mortgage Mgmt For For For
Assets
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Authority to Issues Mgmt For For For
Shares and Convertible
Debt
Instruments
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Non-Voting Agenda Item N/A N/A N/A N/A
27 Employee Stock Option Mgmt For For For
Plan
Extension
________________________________________________________________________________
Sintex Industries Limited
Ticker Security ID: Meeting Date Meeting Status
SINTEX CINS Y8064D142 11/09/2012 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Warrants (Preferential
Allotment to
Promoters)
2 Reclassification of Mgmt For For For
Authorized Share
Capital
________________________________________________________________________________
Spicejet Limited
Ticker Security ID: Meeting Date Meeting Status
SPICEJET CINS Y81178108 09/26/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect M.K. Harinarayanan Mgmt For For For
3 Elect Ravindran Mgmt For For For
Jagadeesan
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect S. Natrajhen Mgmt For For For
6 Elect R. Ravivenkatesh Mgmt For For For
________________________________________________________________________________
Spicejet Limited
Ticker Security ID: Meeting Date Meeting Status
SPICEJET CINS Y81178108 12/24/2012 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Increase Mgmt For For For
Authorized Share
Capital
3 Authority to Issue 14% Mgmt For For For
Compulsory Unsecured
Convertible Debentures
(Preferential
Allotment to
Promoters)
4 Authority to Issue Mgmt For For For
Convertible Warrants
(Preferential
Allotment to
Promoters)
5 Re-designation of S. Mgmt For For For
Natrajhan as Managing
Director
6 Approve Kalanithi Maran Mgmt For Against Against
as a Director Not
Liable to Retire By
Rotation
7 Elect Kavery Kalanithi Mgmt For Against Against
________________________________________________________________________________
Srei Infrastructure Finance Limited
Ticker Security ID: Meeting Date Meeting Status
SREINFRA CINS Y8133H116 08/10/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Salil Gupta Mgmt For Against Against
4 Elect S. Chatterjee Mgmt For For For
5 Elect Satish Jha Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Appointment of Saud Mgmt For For For
Ibne Siddique as Joint
Managing Director;
Approval of
Compensation
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Srei Infrastructure Finance Limited
Ticker Security ID: Meeting Date Meeting Status
SREINFRA CINS Y8133H116 12/20/2012 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Memorandum Mgmt For For For
Regarding the Business
Object
3 Authority to Commence Mgmt For For For
New
Business
________________________________________________________________________________
SRF Limited
Ticker Security ID: Meeting Date Meeting Status
SRFLTD CINS Y8133G134 07/25/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Resignation of Subodh Mgmt For For For
Bhargava
4 Resignation of Piyush Mgmt For For For
G.
Mankad
5 Elect Tejpreet Singh Mgmt For For For
Chopra
6 Elect L. Lakshman Mgmt For For For
7 Elect Vellayan Subbiah Mgmt For For For
8 Appointment of K. Mgmt For For For
Ravichandra as
Director; Approval of
Compensation
________________________________________________________________________________
State Trading Corporation of India Limited
Ticker Security ID: Meeting Date Meeting Status
STCI CINS Y81628110 09/27/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Khalil Rahim Mgmt For For For
4 Elect Proshanto Banerjee Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Elect Madhusudan Prasad Mgmt For For For
7 Elect Anita Agnihotri Mgmt For For For
8 Elect Uday Abhyankar Mgmt For For For
9 Elect S.C. Tripathi Mgmt For For For
10 Elect Subhash Saraf Mgmt For For For
11 Elect B. Kinnera Murthy Mgmt For For For
12 Elect Jayendra Shah Mgmt For For For
________________________________________________________________________________
Sterlite Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
STRTECH CINS Y8170C137 09/12/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Arun Todarwal Mgmt For Against Against
4 Elect A.R. Narayanaswamy Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Pravin Mgmt For For For
Agarwal as Whole-time
Director; Approval of
Compensation
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Appointment of Anand Mgmt For For For
Agarwal as Whole-time
Director; Approval of
Compensation
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Suzlon Energy Limited
Ticker Security ID: Meeting Date Meeting Status
SUZLON CINS Y8315Y119 04/11/2013 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority for Mgmt For For For
Restructuring of
Debts
4 Increase in Authorized Mgmt For For For
Capital
5 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Preferential
Allotment to CDR
Lenders)
6 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Preferential
Allotment to Non-CDR
Lenders)
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Preferential
Allotment to
IDBI)
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Preferential
Allotment to
Promoters)
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Preferential
Allotment to Samimeru
Windfarms Private
Limited)
10 Amendments to Articles Mgmt For For For
11 Authority to Engage in Mgmt For For For
Business Stated in
Amended
Articles
12 Divestiture Mgmt For For For
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Preferential
Allotment to Kalthia
Investment Private
Limited)
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Timken India Limited
Ticker Security ID: Meeting Date Meeting Status
TIMKEN CINS Y8840Y105 07/19/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Jai S. Pathak Mgmt For For For
4 Elect Niroop Mahanty Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Deepak Rastogi Mgmt For Against Against
________________________________________________________________________________
TTK Prestige Limited
Ticker Security ID: Meeting Date Meeting Status
TTKPRES CINS Y89993110 06/29/2013 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Preferential
Allotment to Cartica
Capital
Ltd.)
________________________________________________________________________________
TTK Prestige Limited
Ticker Security ID: Meeting Date Meeting Status
TTKPRES CINS Y89993110 07/02/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Dileep Mgmt For Against Against
Krishnamurthy
4 Elect Arun Thiagarajan Mgmt For For For
5 Elect T. Ragunathan Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect S. Ravichandran Mgmt For For For
8 Appointment of S. Mgmt For For For
Ravichandran as
Managing Director;
Approval of
Compensation
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
TVS Motor Company Limited
Ticker Security ID: Meeting Date Meeting Status
TVSMOTOR CINS Y9014B103 03/14/2013 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Mgmt For For For
Sudarshan Venu as
Whole-time Director;
Approval of
Compensation
3 Amendments to Articles Mgmt For Against Against
4 Approval of the Mgmt For For For
Company's
Register
________________________________________________________________________________
TVS Motor Company Limited
Ticker Security ID: Meeting Date Meeting Status
TVSMOTOR CINS Y9014B103 09/12/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect T. Kannan Mgmt For Against Against
3 Elect Prince Asirvatham Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Appointment of Mgmt For For For
Sudarshan Venu as Vice
President; Approval of
Compensation
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Directors' Commission Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Uflex Limited
Ticker Security ID: Meeting Date Meeting Status
UFLEX CINS Y9042S102 09/04/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Elect Surrendar Kumar Mgmt For For For
Kaushik
4 Elect Madan Gopal Gupta Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
United Bank Of India Limited
Ticker Security ID: Meeting Date Meeting Status
UNITEDBNK CINS Y9162W107 03/12/2013 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/out
Preemptive Rights
(Preferential
Allotment to
Promoters)
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
United Bank Of India Limited
Ticker Security ID: Meeting Date Meeting Status
UNITEDBNK CINS Y9162W107 06/21/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Qualified Institutional Mgmt For For For
Placement
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vijaya Bank Limited
Ticker Security ID: Meeting Date Meeting Status
VIJAYABANK CINS Y9374P114 06/28/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
VIP Industries Limited
Ticker Security ID: Meeting Date Meeting Status
VIPIND CINS Y9377U136 06/28/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Vijay G. Kalantri Mgmt For For For
4 Elect Nabankur Gupta Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Rajeev Gupta Mgmt For For For
7 Appointment of Dilip Mgmt For For For
Piramal as Executive
Chairman; Approval of
Compensation
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
VIP Industries Limited
Ticker Security ID: Meeting Date Meeting Status
VIPIND CINS Y9377U136 09/14/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Confirmation of Interim Mgmt For For For
Dividend
3 Dividend on Equity Mgmt For For For
Shares
4 Elect Dipak Poddar Mgmt For Against Against
5 Elect Gulu Mirchandani Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Ashish Saha Mgmt For For For
8 Appointment of Ashish Mgmt For For For
K. Saha as Whole-Time
Director (Works);
Approval of
Compensation
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Appointment of Radhika Mgmt For For For
Piramal as Managing
Director; Approval of
Compensation
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Welspun Corp Limited
Ticker Security ID: Meeting Date Meeting Status
WELCORP CINS Y9536Y102 08/06/2012 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Braja Mishra Mgmt For For For
2 Appointment of Braja Mgmt For For For
Mishra as Managing
Director; Approval of
Compensation
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Stock Option Plan Grant Mgmt For For For
to Braja
Mishra
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Authority to Grant Mgmt For For For
Shares to Braja
Mishra
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Welspun Corp Limited
Ticker Security ID: Meeting Date Meeting Status
WELCORP CINS Y9536Y102 09/14/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kollengode Mgmt For Against Against
Viswanathan
4 Elect Rajkumar Jain Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Amendments to Articles Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Zylog Systems Limited
Ticker Security ID: Meeting Date Meeting Status
ZYLOG CINS Y9895D111 09/25/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Elect S. Rajagopal Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Appointment of Branch Mgmt For For For
Auditor and Authority
to Set
Fees
6 Appointment of P. Mgmt For For For
Srikanth as Whole-time
Director; Approval of
Compensation
7 Appointment of Mgmt For For For
Sudarshan Venkatraman
as Chairman and Chief
Executive Officer;
Approval of
Compenstaion
8 Appointment of Mgmt For For For
Ramanujam Sesharathnam
as Managing Director
and Chief Operating
Officer; Approval of
Compensation
=============================== Indonesia ETF ==================================
________________________________________________________________________________
Aneka Tambang
Ticker Security ID: Meeting Date Meeting Status
ANTM CINS Y7116R158 04/30/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Partnership and Mgmt For For For
Community Development
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For For For
Commissioners'
Remuneration
5 Appointment of Auditor Mgmt For For For
6 Increase of Pension Mgmt For Abstain Against
Benefits and Amendment
of Pension Fund
Regulation
7 Election of Directors Mgmt For Abstain Against
(Slate)
8 Election of Mgmt For Abstain Against
Commissioners
(Slate)
________________________________________________________________________________
Astra Agro Lestari Tbk
Ticker Security ID: Meeting Date Meeting Status
AALI CINS Y7116Q119 04/23/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate) and
Determination of their
Remuneration
4 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Astra International Tbk
Ticker Security ID: Meeting Date Meeting Status
ASII CINS Y7117N172 04/25/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate) and
Determination of their
Remuneration
4 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Bank Danamon Indonesia
Ticker Security ID: Meeting Date Meeting Status
BDMN CINS Y71188190 05/10/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate)
5 Directors' and Mgmt For For For
Commissioners'
Fees
________________________________________________________________________________
Bumi Plc
Ticker Security ID: Meeting Date Meeting Status
BUMI CINS G17930101 02/21/2013 Voted
Meeting Type Country of Trade
Special United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Shareholder Proposal ShrHldr Against Against For
Regarding Removal of
Samin
Tan
2 Shareholder Proposal ShrHldr Against Against For
Regarding Removal of
Nick von
Schirnding
3 Shareholder Proposal ShrHldr Against Against For
Regarding Removal of
Scott Andrew
Merrillees
4 Shareholder Proposal ShrHldr Against Against For
Regarding Removal of
Alexander
Ramlie
5 Shareholder Proposal ShrHldr Against For Against
Regarding Removal of
Nalinkant
Rathod
6 Shareholder Proposal ShrHldr Against Against For
Regarding Removal of
Julian Michael
Horn-Smith
7 Shareholder Proposal ShrHldr Against For Against
Regarding Removal of
Robin William
Renwick
8 Shareholder Proposal ShrHldr Against Against For
Regarding Removal of
Amir
Sambodo
9 Shareholder Proposal ShrHldr Against Against For
Regarding Removal of
Philip
Yeo
10 Shareholder Proposal ShrHldr Against For Against
Regarding Removal of
Sony
Harsono
11 Shareholder Proposal ShrHldr Against Against For
Regarding Removal of
Graham Ian
Holdaway
12 Shareholder Proposal ShrHldr Against Against For
Regarding Removal of
Jean-Marc
Mizrahi
13 Shareholder Proposal ShrHldr Against Against For
Regarding Election of
Wallace
King
14 Shareholder Proposal ShrHldr Against Against For
Regarding Election of
Brock
Gill
15 Shareholder Proposal ShrHldr Against Against For
Regarding Election of
Hashim
Djojohadikusumo
16 Shareholder Proposal ShrHldr Against Against For
Regarding Election of
Roger
Davis
17 Shareholder Proposal ShrHldr Against Against For
Regarding Election of
Honathan Simon
Djanogly
18 Shareholder Proposal ShrHldr Against Against For
Regarding Election of
Richard
Gozney
19 Shareholder Proposal ShrHldr Against Against For
Regarding Election of
Nathaniel Philip
Victor James
Rothschild
20 Shareholder Proposal ShrHldr Against Against For
Regarding Removal and
Replacement of
CEO
21 Shareholder Proposal ShrHldr Against Against For
Regarding Removal of
CFO
22 Shareholder Proposal ShrHldr Against Against For
Regarding Appointment
of
Chairman
________________________________________________________________________________
Bumi Plc
Ticker Security ID: Meeting Date Meeting Status
BUMI CINS G17930101 06/26/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Directors' Remuneration Mgmt For For For
Report
3 Elect Samin Tan Mgmt For For For
4 Elect Nick Von Mgmt For For For
Schirnding
5 Elect Julian Horn-Smith Mgmt For For For
6 Elect Steven J. Shapiro Mgmt For Against Against
7 Elect Amir Sambodo Mgmt For For For
8 Elect Graham Holdaway Mgmt For For For
9 Elect Richard Gozney Mgmt For For For
10 Elect Alexander Ramlie Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authorisation of Mgmt For For For
Political
Donations
15 Amendments to Articles Mgmt For For For
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Repurchase Mgmt For For For
Shares
18 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Bumi Serpong Damai Terbuka
Ticker Security ID: Meeting Date Meeting Status
BSDE CINS Y7125J106 05/30/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate)
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Appointment of Auditor Mgmt For For For
7 Report on the Use of Mgmt For For For
Proceeds
8 Change in the Audit Mgmt For Abstain Against
Committee
________________________________________________________________________________
Bumi Serpong Damai Terbuka
Ticker Security ID: Meeting Date Meeting Status
BSDE CINS Y7125J106 05/30/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Delta Dunia Petroindo Terbuka
Ticker Security ID: Meeting Date Meeting Status
DOID CINS Y2036T103 06/14/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Election of Directors Mgmt For Abstain Against
(Slate)
________________________________________________________________________________
First Pacific Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
0142 CINS G34804107 05/30/2013 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Manuel V. Mgmt For Against Against
Pangilinan
7 Elect Edward CHEN K.Y. Mgmt For For For
8 Elect Margaret LEUNG KO Mgmt For For For
May
Yee
9 Elect Philip FAN Yan Hok Mgmt For Against Against
10 Elect Edward A. Mgmt For Against Against
Tortorici
11 Elect Tedy Djuhar Mgmt For For For
12 Directors' Fees Mgmt For For For
13 Authority to Appoint Mgmt For For For
Additional
Directors
14 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Authority to Repurchase Mgmt For For For
Shares
16 Authority to Issue Mgmt For Against Against
Repurchased
Shares
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
G-Resources Group Limited
Ticker Security ID: Meeting Date Meeting Status
1051 CINS G4111M102 12/18/2012 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect CHIU Tao Mgmt For Against Against
5 Elect MA Xiao Mgmt For For For
6 Elect TSUI Ching Hung Mgmt For Against Against
7 Elect OR Ching Fai Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Golden Agri-Resources Limited
Ticker Security ID: Meeting Date Meeting Status
E5H CINS V39076134 04/25/2013 Voted
Meeting Type Country of Trade
Annual Mauritius
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect Rafael Buhay Mgmt For For For
Concepcion,
Jr.
5 Elect Muktar Widjaja Mgmt For Against Against
6 Elect HONG Pian Tee Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
9 Authority to Repurchase Mgmt For For For
Shares
10 Related Party Mgmt For Against Against
Transactions
________________________________________________________________________________
Gudang Garam
Ticker Security ID: Meeting Date Meeting Status
GGRM CINS Y7121F165 06/29/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
5 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Indocement Tunggal Prakarsa
Ticker Security ID: Meeting Date Meeting Status
INTP CINS Y7127B135 05/14/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Elect Tju Lie Sukanto Mgmt For For For
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Indocement Tunggal Prakarsa
Ticker Security ID: Meeting Date Meeting Status
INTP CINS Y7127B135 11/27/2012 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of the member Mgmt For Against Against
of the Board of
Commissioners and the
Board of
Directors
________________________________________________________________________________
Indofood CBP Sukses Makmur
Ticker Security ID: Meeting Date Meeting Status
ICBP CINS Y7128X128 05/29/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate)
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Intrepid Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
IAU CINS Q4968A101 05/08/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Re-elect Robert J. Mgmt For For For
McDonald
5 Re-elect Ian McMaster Mgmt For For For
6 Ratify Placement of Mgmt For Against Against
Securities
________________________________________________________________________________
Intrepid Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
IAU CINS Q4968A101 06/20/2013 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Shareholder Proposal to ShrHldr Against Against For
Remove Ian Melville
McMaster
3 Shareholder Proposal to ShrHldr Against Against For
Remove Colin George
Jackson
4 Shareholder Proposal to ShrHldr Against Against For
Remove Bradley Austin
Gordon
5 Shareholder Proposal to ShrHldr Against Against For
Remove Adrianto
Machribie
Reksohadiprodjo
6 Shareholder Proposal to ShrHldr Against Against For
Remove Laurence Wilson
Curtis
7 Shareholder Proposal to ShrHldr Against Against For
Elect Gregory Chad
Mazur
8 Shareholder Proposal to ShrHldr Against Against For
Elect Lim Yu Neng
Paul
9 Shareholder Proposal to ShrHldr Against Against For
Elect Clifford John
Sanderson
10 Shareholder Proposal to ShrHldr Against Against For
Elect Campbell Clement
Baird
________________________________________________________________________________
Jardine Cycle & Carriage Ltd.
Ticker Security ID: Meeting Date Meeting Status
C07 CINS Y43703100 04/26/2013 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect Anthony J. L. Mgmt For Against Against
Nightingale
5 Elect CHANG See Hiang Mgmt For Against Against
6 Elect Hassan Abas Mgmt For For For
7 Elect LIM Ho Kee Mgmt For For For
8 Elect Michael Kok Mgmt For Against Against
9 Elect BOON Yoon Chiang Mgmt For Against Against
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Transaction of Other Mgmt For Against Against
Business
12 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
13 Authority to Repurchase Mgmt For For For
Shares
14 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Kalbe Farma
Ticker Security ID: Meeting Date Meeting Status
KLBF CINS Y71287208 05/20/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director's Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Kalbe Farma
Ticker Security ID: Meeting Date Meeting Status
KLBF CINS Y71287208 05/20/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cancellation of Mgmt For For For
Treasury
Shares
________________________________________________________________________________
Media Nusantara Citra Tbk
Ticker Security ID: Meeting Date Meeting Status
MNCN CINS Y71280104 04/29/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Media Nusantara Citra Tbk
Ticker Security ID: Meeting Date Meeting Status
MNCN CINS Y71280104 04/29/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Issuance of Mgmt For For For
Shares Pursuant to the
Employee and
Management Stock
Option
Program
________________________________________________________________________________
PT Adaro Energy Tbk
Ticker Security ID: Meeting Date Meeting Status
ADRO CINS Y7087B109 04/19/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Change in the Mgmt For Abstain Against
Composition of the
Boards of
Commissioners and
Directors
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Commissioners' and Mgmt For For For
Directors'
Remuneration
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Bank Central Asia Tbk
Ticker Security ID: Meeting Date Meeting Status
BBCA CINS Y7123P138 05/06/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For For For
Commissioners'
Fees
4 Appointment of Auditor Mgmt For For For
5 Authority to Declare Mgmt For For For
Interim
Dividends
________________________________________________________________________________
PT Bank Mandiri (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
BMRI CINS Y7123S108 04/02/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Approval of the Mgmt For Abstain Against
Guidelines and the
Increase of the
Pension and Other
Benefits
6 Authorization of Legal Mgmt For For For
Formalities
7 Confirmation of the Mgmt For Abstain Against
Ceiling Amount for
Non-collectible
Receivables
8 Amendments to Articles Mgmt For Abstain Against
9 Changes in Composition Mgmt For Abstain Against
of the Company's
Management
________________________________________________________________________________
PT Bank Negara Indonesia (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
BBNI CINS Y74568166 03/28/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Change in the Mgmt For Abstain Against
Composition of the
Board of
Directors
6 Determination of Mgmt For Abstain Against
Write-off
Limit
7 Amendments to Articles Mgmt For Abstain Against
8 Implement Regulation of Mgmt For For For
the Minister of State
Owned
Enterprises
________________________________________________________________________________
PT Bank Rakyat Indonesia
Ticker Security ID: Meeting Date Meeting Status
BBRI CINS Y0697U112 02/28/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Annual Report / Mgmt For For For
Financial
Statements
3 Allocation of profits Mgmt For For For
and
dividends
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Ratify Implementation Mgmt For For For
of Minister of
State-Owned
Enterprises
Regulations
________________________________________________________________________________
PT Bumi Resources
Ticker Security ID: Meeting Date Meeting Status
BUMI CINS Y7122M110 06/28/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Abstain Against
Guarantees
2 Amendments to Articles Mgmt For Abstain Against
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Bumi Resources
Ticker Security ID: Meeting Date Meeting Status
BUMI CINS Y7122M110 06/28/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Director's Report Mgmt For For For
3 Accounts and Reports Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
5 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate)
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Charoen Pokphand Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
CPIN CINS Y71207164 05/15/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
________________________________________________________________________________
PT Indo Tambangraya Megah Tbk
Ticker Security ID: Meeting Date Meeting Status
ITMG CINS Y71244100 03/28/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Election of Directors Mgmt For For For
and Commissioners
(Slate)
7 Report on the Use of Mgmt For For For
Proceeds from the
Initial Public
Offering
________________________________________________________________________________
PT Indosat Terbuka
Ticker Security ID: Meeting Date Meeting Status
ISAT CINS Y7127S120 06/18/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Commissioners' Fees Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
________________________________________________________________________________
PT Indosat Terbuka
Ticker Security ID: Meeting Date Meeting Status
ISAT CINS Y7127S120 09/17/2012 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Abstain Against
and
Commissioners
________________________________________________________________________________
PT Jasa Marga (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
JSMR CINS Y71285103 04/29/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Report on Partnership Mgmt For For For
and Community
Development
Program
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
5 Directors' and Mgmt For For For
Commissioners'
Remuneration
6 Report on the Use of Mgmt For For For
Proceeds from the
Public Offering and
Bond
Issuance
7 Authorization of Legal Mgmt For For For
Formalities
8 Amendments to Mgmt For Abstain Against
Regulation of Pension
Fund
________________________________________________________________________________
PT Lippo Karawaci Terbuka
Ticker Security ID: Meeting Date Meeting Status
LPKR CINS Y7129W186 04/24/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Election of Directors Mgmt For Abstain Against
and Commissioners and
Determination of their
Remuneration
5 Report on the Use of Mgmt For For For
Proceeds from Rights
Issue
III
6 Amendments to the Mgmt For Abstain Against
Articles of
Association
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Medco Energi Internasional Tbk
Ticker Security ID: Meeting Date Meeting Status
MEDC CINS Y7129J136 04/26/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
7 Directors' and Mgmt For For For
Commissioners'
Remuneration
________________________________________________________________________________
PT Perusahaan Gas Negara (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
PGAS CINS Y7136Y118 04/17/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Ratification of Mgmt For For For
Financial
Statements
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
5 Directors' and Mgmt For For For
Commissioners'
Remuneration
6 Change in the Mgmt For Abstain Against
Composition of the
Company's
Board
________________________________________________________________________________
PT PP London Sumatra Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
LSIP CINS Y7137X101 05/24/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
PT PP London Sumatra Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
LSIP CINS Y7137X101 05/24/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to the Mgmt For Abstain Against
Company's
Status
2 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
PT Telekomunikasi Indonesia
Ticker Security ID: Meeting Date Meeting Status
TLKM CUSIP 715684106 04/19/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For For For
Commissioners'
Remuneration
5 Appointment of Auditor Mgmt For For For
6 Change in Use of Mgmt For For For
Proceeds for Company's
Treasury Share Buy
Back
7 Change in Title of Mgmt For For For
Members of Board of
Directors
8 Authorization of Legal Mgmt For For For
Formalities
9 Amendments to Articles Mgmt For For For
10 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Vale Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
INCO CINS Y39128148 04/23/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Commissioners' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Election of Mgmt For Abstain Against
Commissioners
(Slate)
6 Election of Directors Mgmt For Abstain Against
(Slate)
7 Commissioners' Fees Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Semen Gresik
Ticker Security ID: Meeting Date Meeting Status
SMGR CINS Y7142G168 12/20/2012 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change in Company Name Mgmt For For For
2 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Semen Indonesia (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
SMGR CINS Y7142G168 04/30/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Report on Partnership Mgmt For For For
and Community
Development
Program
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For Against Against
Commissioners'
Fees
5 Appointment of Auditor Mgmt For For For
6 Authorization of Legal Mgmt For For For
Formalities
7 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate)
________________________________________________________________________________
Tambang Batubara Bukit Asam Tbk
Ticker Security ID: Meeting Date Meeting Status
PTBA CINS Y8520P101 04/25/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Partnership and Mgmt For For For
Community Development
Program
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For Against Against
Commissioners'
Remuneration
5 Appointment of Auditor Mgmt For For For
6 Authorization of Legal Mgmt For For For
Formalities
7 Election of Board of Mgmt For Abstain Against
Commissioners
(Slate)
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Unilever Indonesia
Ticker Security ID: Meeting Date Meeting Status
UNVR CINS Y9064H141 05/21/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
and Allocation of
Profits/Dividends
2 Appointment of Auditor Mgmt For For For
3 Election of Directors Mgmt For Abstain Against
(Slate) and Directors'
and Commissioners'
Fees
4 Authorization of Board Mgmt For Abstain Against
to Amend the Pension
Fund
5 Change of Audit Mgmt For Abstain Against
Committee
Members
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
United Tractors
Ticker Security ID: Meeting Date Meeting Status
UNTR CINS Y7146Y140 04/22/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate)
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
XL Axiata Terbuka
Ticker Security ID: Meeting Date Meeting Status
EXCL CINS Y7125N107 04/11/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Directors' and Mgmt For For For
Commissioners'
Remuneration
5 Changes in the Mgmt For For For
Composition of the
Nominating and
Remuneration
Committee
________________________________________________________________________________
XL Axiata Terbuka
Ticker Security ID: Meeting Date Meeting Status
EXCL CINS Y7125N107 04/11/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Additional Mgmt For Abstain Against
Supporting Business
Activities
2 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
3 Authority to Adjust the Mgmt For For For
Company's Subscribed
and Paid-up
Capital
=========================== Indonesia Small-Cap ETF ===========================
________________________________________________________________________________
Bakrie Sumatera Plantation
Ticker Security ID: Meeting Date Meeting Status
UNSP CINS Y7117V133 06/26/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Director's Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
________________________________________________________________________________
Bank Pembangunan Daerah Jawa Timur Tbk
Ticker Security ID: Meeting Date Meeting Status
BJTM CINS Y712CN109 03/27/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Allocation of Mgmt For Abstain Against
Profits/Dividends and
Employee
Bonuses
3 Appointment of Auditor Mgmt For For For
4 Issuance of shares Mgmt For For For
under the Management
and Employee Stock
Option
Plan
5 Use of Proceeds from Mgmt For For For
2012 Initial Public
Offering
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Benakat Petroleum Energy Tbk
Ticker Security ID: Meeting Date Meeting Status
BIPI CINS Y0806Z101 06/27/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Report on the Use of Mgmt For For For
Proceeds
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For For For
6 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate)
________________________________________________________________________________
Benakat Petroleum Energy TBK
Ticker Security ID: Meeting Date Meeting Status
BIPI CINS Y0806Z101 12/14/2012 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For Abstain Against
2 Election of Directors Mgmt For Abstain Against
and
Commissioners
________________________________________________________________________________
Delta Dunia Petroindo Terbuka
Ticker Security ID: Meeting Date Meeting Status
DOID CINS Y2036T103 06/14/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Election of Directors Mgmt For Abstain Against
(Slate)
________________________________________________________________________________
Energi Mega Persada
Ticker Security ID: Meeting Date Meeting Status
ENRG CINS Y71233103 06/25/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and authority to set
Auditor's
fees
3 Directors' and Mgmt For For For
Commissioners'
Fees
4 Report on Use of Mgmt For For For
Proceeds from
Conversion of Warrant
Series
I
________________________________________________________________________________
Energi Mega Persada
Ticker Security ID: Meeting Date Meeting Status
ENRG CINS Y71233103 06/25/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Corporate Mgmt For Abstain Against
Guarantee for
Financing or
Refinancing
Purposes
________________________________________________________________________________
Energi Mega Persada
Ticker Security ID: Meeting Date Meeting Status
ENRG CINS Y71233103 12/04/2012 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Cancel Mgmt For Abstain Against
Issued Shares Without
Pre-emptive
Rights
3 Increase in Authorized Mgmt For Abstain Against
Capital
4 Authority to Issue Debt Mgmt For Abstain Against
________________________________________________________________________________
Energi Mega Persada
Ticker Security ID: Meeting Date Meeting Status
ENRG CINS Y71233103 12/20/2012 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Cancel Mgmt For Abstain Against
Issued Shares Without
Pre-emptive
Rights
3 Increase in Authorized Mgmt For Abstain Against
Capital
________________________________________________________________________________
Gallant Venture Limited
Ticker Security ID: Meeting Date Meeting Status
5IG CINS Y2679C102 03/28/2013 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Issuance of Shares w/ Mgmt For For For
Preemptive
Rights
________________________________________________________________________________
Gallant Venture Limited
Ticker Security ID: Meeting Date Meeting Status
5IG CINS Y2679C102 04/30/2013 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Fees Mgmt For For For
3 Elect LIM Hock San Mgmt For Against Against
4 Elect TAN Chin Nam Mgmt For Against Against
5 Elect Rivaie Rachman Mgmt For Against Against
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
8 Related Party Mgmt For For For
Transactions
9 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Intrepid Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
IAU CINS Q4968A101 05/08/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Re-elect Robert J. Mgmt For For For
McDonald
5 Re-elect Ian McMaster Mgmt For For For
6 Ratify Placement of Mgmt For Against Against
Securities
________________________________________________________________________________
Intrepid Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
IAU CINS Q4968A101 06/20/2013 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Shareholder Proposal to ShrHldr Against Against For
Remove Ian Melville
McMaster
3 Shareholder Proposal to ShrHldr Against Against For
Remove Colin George
Jackson
4 Shareholder Proposal to ShrHldr Against Against For
Remove Bradley Austin
Gordon
5 Shareholder Proposal to ShrHldr Against Against For
Remove Adrianto
Machribie
Reksohadiprodjo
6 Shareholder Proposal to ShrHldr Against Against For
Remove Laurence Wilson
Curtis
7 Shareholder Proposal to ShrHldr Against Against For
Elect Gregory Chad
Mazur
8 Shareholder Proposal to ShrHldr Against Against For
Elect Lim Yu Neng
Paul
9 Shareholder Proposal to ShrHldr Against Against For
Elect Clifford John
Sanderson
10 Shareholder Proposal to ShrHldr Against Against For
Elect Campbell Clement
Baird
________________________________________________________________________________
Lippo Cikarang Terbuka
Ticker Security ID: Meeting Date Meeting Status
LPCK CINS Y7130J117 04/24/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate) and
Determination of their
Remuneration
5 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Lippo Malls Indonesia Retail Trust
Ticker Security ID: Meeting Date Meeting Status
D5IU CINS Y5285G102 04/26/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Authority to Issue Mgmt For For For
Units w/ or w/o
Preemptive
Rights
________________________________________________________________________________
Lippo Malls Indonesia Retail Trust
Ticker Security ID: Meeting Date Meeting Status
D5IU CINS Y5285G102 12/13/2012 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Property Purchase Mgmt For For For
2 Property Purchase Mgmt For For For
3 Waiver of Mandatory Mgmt For For For
Takeover
Requirement
4 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Panin Financial Terbuka
Ticker Security ID: Meeting Date Meeting Status
PNLF CINS Y7133P193 06/28/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
4 Commissioners' Fees Mgmt For For For
5 Directors' Fees Mgmt For Abstain Against
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Panin Financial Terbuka
Ticker Security ID: Meeting Date Meeting Status
PNLF CINS Y7133P193 06/28/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Use of Proceeds Mgmt For For For
________________________________________________________________________________
Panin Life
Ticker Security ID: Meeting Date Meeting Status
PNLF CINS Y7133P193 04/08/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval to Change the Mgmt For For For
Utilization of Funds
from the Seventh
Rights
Issue
________________________________________________________________________________
PT Agis Terbuka
Ticker Security ID: Meeting Date Meeting Status
TMPI CINS Y7117Y103 06/24/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Bakrieland Development Terbuka
Ticker Security ID: Meeting Date Meeting Status
ELTY CINS Y7122L120 06/28/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Accounts and Reports Mgmt For Abstain Against
4 Appointment of Auditor Mgmt For For For
5 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
6 Directors' and Mgmt For For For
Commissioners'
Fees
________________________________________________________________________________
PT Bank Bukopin Terbuka
Ticker Security ID: Meeting Date Meeting Status
BBKP CINS Y7125R108 06/13/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For Abstain Against
Commissioners'
Bonuses
4 Appointment of Auditor Mgmt For For For
and authority to set
fees
5 Increase in Capital Mgmt For For For
resulting from
MSOP
6 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
7 Directors' and Mgmt For For For
Commissioners'
Fees
8 Changes to the Employee Mgmt For Abstain Against
Pension
Plan
________________________________________________________________________________
PT Bekasi Fajar Industrial Estate Tbk
Ticker Security ID: Meeting Date Meeting Status
BEST CINS Y711C5100 05/31/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Election of Directors Mgmt For Abstain Against
(Slate)
6 Use of Proceeds from Mgmt For For For
Public
Offering
________________________________________________________________________________
PT Bekasi Fajar Industrial Estate Tbk
Ticker Security ID: Meeting Date Meeting Status
BEST CINS Y711C5100 05/31/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Abstain Against
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT BW Plantation Tbk
Ticker Security ID: Meeting Date Meeting Status
BWPT CINS Y711AG108 06/12/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
________________________________________________________________________________
PT Citra Marga Nusaphala Persada Tbk
Ticker Security ID: Meeting Date Meeting Status
CMNP CINS Y71205135 06/24/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Citra Marga Nusaphala Persada Tbk
Ticker Security ID: Meeting Date Meeting Status
CMNP CINS Y71205135 06/24/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Nullification of Mgmt For For For
Previous Approval of
Bond Issuance and
Asset
Monetization
2 Approval of Special Mgmt For For For
Audit of Financial
Statements and Report
on the Use of
Proceeds
3 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
4 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
PT Express Transindo Utama
Ticker Security ID: Meeting Date Meeting Status
TAXI CINS Y712CT106 04/29/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Report on the Use of Mgmt For For For
Proceeds from the
Public
Offering
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Directors' and Mgmt For For For
Commissioners'
Remuneration
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Express Transindo Utama
Ticker Security ID: Meeting Date Meeting Status
TAXI CINS Y712CT106 04/29/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change in the Use of Mgmt For For For
Proceeds from the
Public
Offering
2 Authority to Give Mgmt For Abstain Against
Guarantees
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Intraco Penta Terbuka
Ticker Security ID: Meeting Date Meeting Status
INTA CINS Y7127M156 05/08/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Directors' and Mgmt For For For
Commissioners'
Fees
________________________________________________________________________________
PT Intraco Penta Terbuka
Ticker Security ID: Meeting Date Meeting Status
INTA CINS Y7127M156 05/08/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Abstain Against
Guarantees
________________________________________________________________________________
PT Kawasan Industri Jababeka Tbk
Ticker Security ID: Meeting Date Meeting Status
KIJA CINS Y7128U157 06/21/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Mgmt For Abstain Against
Commissioners
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Malindo Feedmill Tbk
Ticker Security ID: Meeting Date Meeting Status
MAIN CINS Y7127C117 06/05/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Directors' and Mgmt For For For
Commissioners'
Fees
________________________________________________________________________________
PT Malindo Feedmill Tbk
Ticker Security ID: Meeting Date Meeting Status
MAIN CINS Y7127C117 06/05/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
PT Pembangunan Perumahan (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
PTPP CINS Y7131Q102 04/30/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Report on Partnership Mgmt For For For
and Community
Development
Program
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For Against Against
Commissioners'
Remuneration
5 Appointment of Auditor Mgmt For For For
6 Authorization of Legal Mgmt For For For
Formalities
7 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate)
8 Report on the Use of Mgmt For For For
Proceeds
________________________________________________________________________________
PT Sampoerna Agro Tbk
Ticker Security ID: Meeting Date Meeting Status
SGRO CINS Y71356102 06/18/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Election of Mgmt For Abstain Against
Commissioners
(Slate)
________________________________________________________________________________
PT Waskita Karya Persero Terbuka
Ticker Security ID: Meeting Date Meeting Status
WSKT CINS Y714AE107 04/18/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Partnership and Mgmt For For For
Community Development
Program
Report
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Directors' and Mgmt For For For
Commissioners'
Remuneration
7 Issuance of Shares Mgmt For For For
under the
MESOP
8 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate)
9 Authorization of Legal Mgmt For For For
Formalities
10 Report on the Mgmt For For For
Utilization of Funds
from Initial Public
Offering
________________________________________________________________________________
Sentul City TBK
Ticker Security ID: Meeting Date Meeting Status
BKSL CINS Y7135Q165 06/14/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Use of Proceeds from Mgmt For For For
Warrant Series
I
4 Election of Directors Mgmt For Abstain Against
(Slate)
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Appointment of Auditor Mgmt For For For
and authority to set
fees
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Surya Semesta Internusa
Ticker Security ID: Meeting Date Meeting Status
SSIA CINS Y7147Y131 04/16/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Election of Directors Mgmt For Abstain Against
6 Directors' and Mgmt For Abstain Against
Commissioners'
Fees
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Surya Semesta Internusa
Ticker Security ID: Meeting Date Meeting Status
SSIA CINS Y7147Y131 10/31/2012 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Business Plan regarding Mgmt For For For
Material
Transactions
2 Election of Directors Mgmt For Abstain Against
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Trada Maritime Terbuka
Ticker Security ID: Meeting Date Meeting Status
TRAM CINS Y71370103 12/21/2012 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Abstain Against
and
Commissioners
2 Non-Voting Meeting Note N/A N/A N/A N/A
==================== Intermediate Municipal Index ETF =========================
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
==================== International High Yield Bond ETF =========================
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
==================== Investment Grade Floating Rate ETF =======================
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
================================== Israel ETF ==================================
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
========================== Junior Gold Miners ETF ==============================
________________________________________________________________________________
Alexco Resource Corp.
Ticker Security ID: Meeting Date Meeting Status
AXU CUSIP 01535P106 06/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Advance Mgmt For For For
Notice
Policy
2 Board Size Mgmt For For For
3.1 Elect Clynton R. Nauman Mgmt For For For
3.2 Elect George L. Brack Mgmt For For For
3.3 Elect Terry Krepiakevich Mgmt For Withhold Against
3.4 Elect David H. Searle Mgmt For For For
3.5 Elect Rick Van Mgmt For Withhold Against
Nieuwenhuyse
3.6 Elect Michael D. Winn Mgmt For Withhold Against
3.7 Elect Richard N. Zimmer Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Argonaut Gold Ltd.
Ticker Security ID: Meeting Date Meeting Status
AR CINS 04016A101 05/07/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Peter C. Dougherty Mgmt For For For
3 Elect Brian J. Kennedy Mgmt For For For
4 Elect James E. Kofman Mgmt For For For
5 Elect Christopher R. Mgmt For For For
Lattanzi
6 Elect Peter Mordaunt Mgmt For For For
7 Elect Dale C. Peniuk Mgmt For Against Against
8 Elect David H. Watkins Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Advance Notice Provision Mgmt For For For
11 Share Incentive Plan Mgmt For For For
Renewal
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Argonaut Gold Ltd.
Ticker Security ID: Meeting Date Meeting Status
AR CINS 04016A101 12/06/2012 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Offer Proposal Mgmt For For For
________________________________________________________________________________
Asanko Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AKG CINS 04341Y105 06/27/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Shawn K. Wallace Mgmt For For For
4 Elect Gordon J. Fretwell Mgmt For Against Against
5 Elect Colin G. Steyn Mgmt For For For
6 Elect Marcel de Groot Mgmt For Against Against
7 Elect Keith Minty Mgmt For For For
8 Elect Peter Breese Mgmt For For For
9 Elect Robert J Sali Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Adoption of Advance Mgmt For For For
Notice
By-law
________________________________________________________________________________
Atac Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
ATC CINS 046491106 05/29/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Robert Carne Mgmt For For For
4 Elect Bruce Kenway Mgmt For For For
5 Elect Glenn Yeadon Mgmt For Against Against
6 Elect Helmut Wober Mgmt For For For
7 Elect Douglass Goss Mgmt For Against Against
8 Elect Bruce Youngman Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Stock Option Plan Mgmt For For For
Renewal
11 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Aurcana Corporation
Ticker Security ID: Meeting Date Meeting Status
AUN CINS 051918209 03/28/2013 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Share Consolidation Mgmt For For For
3 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Aurcana Corporation
Ticker Security ID: Meeting Date Meeting Status
AUN CINS 051918506 06/25/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Lenic Rodriguez Mgmt For For For
4 Elect Robert Tweedy Mgmt For For For
5 Elect Paul Matysek Mgmt For Against Against
6 Elect Adrian Aguirre Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Advance Notice Policy Mgmt For For For
9 Shareholder Rights Plan Mgmt For For For
________________________________________________________________________________
Aurizon Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
ARZ CUSIP 05155P106 03/07/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Shareholder Rights Plan Mgmt For For For
________________________________________________________________________________
Aurizon Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
ARZ CUSIP 05155P106 05/09/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
________________________________________________________________________________
Avion Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
AVR CINS 053750105 10/12/2012 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Mgmt For For For
________________________________________________________________________________
B2Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
BTO CINS 11777Q209 12/20/2012 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger with CGA Mining Mgmt For For For
Limited
________________________________________________________________________________
Banro Corporation
Ticker Security ID: Meeting Date Meeting Status
BAA CINS 066800103 06/28/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect John A. Clarke Mgmt For For For
3 Elect Maurice J. Colson Mgmt For For For
4 Elect Peter N. Cowley Mgmt For Against Against
5 Elect Peter V. Gundy Mgmt For For For
6 Elect Arnold T. Kondrat Mgmt For Against Against
7 Elect Richard J. Lachcik Mgmt For Against Against
8 Elect Bernard R. van Mgmt For Against Against
Rooyen
9 Appointment of Auditor Mgmt For For For
10 Advance Notice Mgmt For For For
________________________________________________________________________________
Beadell Resources Limited
Ticker Security ID: Meeting Date Meeting Status
BDR CINS Q1398U103 05/24/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Craig L. Mgmt For For For
Readhead
4 Re-elect Robert Watkins Mgmt For For For
5 Approve Performance Mgmt For For For
Rights
Plan
6 Approve Termination Mgmt For For For
Payments
7 Equity Grant (Executive Mgmt For For For
Director Robert
Watkins)
8 Equity Grant (MD Peter Mgmt For For For
Bowler)
9 Ratify Placement of Mgmt For For For
Securities
10 Renew Proportional Mgmt For For For
Takeover
Provisions
11 Spill Resolution Mgmt Against Against For
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bear Creek Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
BCM CINS 07380N104 05/29/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Catherine Mgmt For Against Against
McLeod-Seltzer
4 Elect Andrew T. Mgmt For For For
Swarthout
5 Elect David De Witt Mgmt For For For
6 Elect Miguel Grau Mgmt For Against Against
7 Elect Kevin R. Morano Mgmt For Against Against
8 Elect Nolan Watson Mgmt For Against Against
9 Elect Frank Tweddle Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Stock Option Plan Mgmt For For For
Renewal
12 Amendment to Articles Mgmt For For For
Regarding Electronic
Distribution of
Materials
13 Advance Notice Mgmt For For For
Requirement
14 Transaction of Other Mgmt For Against Against
Business
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Brigus Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
BRD CUSIP 109490102 05/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Wade K. Dawe Mgmt For For For
1.2 Elect Harry Burgess Mgmt For For For
1.3 Elect Derrick Gill Mgmt For For For
1.4 Elect Michael Gross Mgmt For Withhold Against
1.5 Elect Marvin K. Kaiser Mgmt For For For
1.6 Elect David W. Peat Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
CGA Mining Limited
Ticker Security ID: Meeting Date Meeting Status
CGX CINS Q22628103 11/28/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Justine Magee Mgmt For Against Against
3 Re-elect Robert Scott Mgmt For Against Against
4 Re-elect Phillip Lockyer Mgmt For For For
5 Approve Loan Funded Mgmt For Against Against
Share
Plan
6 Remuneration Report Mgmt For Against Against
________________________________________________________________________________
CGA Mining Limited
Ticker Security ID: Meeting Date Meeting Status
CGX CINS Q22628103 12/24/2012 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger with B2Gold Corp. Mgmt For For For
________________________________________________________________________________
China Gold International Resources Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CGG CINS 16890P103 06/18/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Board Size Mgmt For For For
4 Elect Zhaoxue Sun Mgmt For For For
5 Elect Xin Song Mgmt For For For
6 Elect Bing Liu Mgmt For For For
7 Elect Zhanming Wu Mgmt For For For
8 Elect Ian He Mgmt For Against Against
9 Elect Yunfei Chen Mgmt For For For
10 Elect Gregory Hall Mgmt For For For
11 Elect John King Burns Mgmt For For For
12 Elect Xiangdong Jiang Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Authority to Repurchase Mgmt For For For
Shares
16 Authority to Issue Mgmt For Against Against
Repurchased
Shares
17 Supplemental Jiama Mgmt For For For
Framework
Agreement
18 Annual Cap under Mgmt For For For
Supplemental Jiama
Framework
Agreement
19 Supplemental Contract Mgmt For For For
for Purchase and Sale
of
Dore
20 Product and Service Mgmt For For For
Framework
Agreement
21 Annual Cap under Mgmt For For For
Product and Service
Framework
Agreement
22 Contract for Purchase Mgmt For For For
and Sale of Copper
Conentrate
23 Annual Cap under Mgmt For For For
Contract for Purchase
and Sale of Copper
Conentrate
24 Board Authorization to Mgmt For For For
Implement
Transaction
25 Transaction of Other Mgmt For Against Against
Business
26 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
China Gold International Resources Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CGG CINS 16890P103 12/20/2012 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 CSH Agreements Mgmt For For For
3 Jiama Agreements Mgmt For For For
4 Annual Caps for the Mgmt For For For
Jiama Framework
Agreement
5 Ratification of CSH and Mgmt For For For
the Jiama
Agreements
6 Ratification of Other Mgmt For For For
Matters
________________________________________________________________________________
China Precious Metal Resources Holdings
Ticker Security ID: Meeting Date Meeting Status
1194 CINS G2158B104 05/16/2013 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect LAM Cham Mgmt For Against Against
5 Elect CHANG Yim Yang Mgmt For For For
6 Elect Patrick WONG Lung Mgmt For Against Against
Tak
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Precious Metal Resources Holdings
Ticker Security ID: Meeting Date Meeting Status
1194 CINS G2158B104 10/12/2012 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Sale and Purchase Mgmt For For For
Agreement
4 Consideration Shares Mgmt For For For
5 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
China Silver Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
0815 CINS G21177103 04/25/2013 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect CHEN Wantian Mgmt For Against Against
5 Elect SONG Guosheng Mgmt For For For
6 Elect CHEN Guoyu Mgmt For For For
7 Elect LI Haitao Mgmt For For For
8 Elect JIANG Tao Mgmt For For For
9 Elect ZENG Yilong Mgmt For For For
10 Directors' Fees Mgmt For Abstain Against
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Repurchase Mgmt For For For
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Colossus Minerals Inc.
Ticker Security ID: Meeting Date Meeting Status
CSI CINS 19681L109 05/21/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Alberto Arias Mgmt For For For
3 Elect John Frostiak Mgmt For For For
4 Elect David Garofalo Mgmt For For For
5 Elect Greg Hall Mgmt For For For
6 Elect Mel Leiderman Mgmt For For For
7 Elect Claudio Mancuso Mgmt For For For
8 Elect Douglas Reeson Mgmt For Against Against
9 Elect John Turner Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Adoption of New General Mgmt For For For
Bylaws
________________________________________________________________________________
Continental Gold Ltd.
Ticker Security ID: Meeting Date Meeting Status
CNL CINS G23850103 06/07/2013 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert W. Allen Mgmt For Against Against
2 Elect Ari B. Sussman Mgmt For For For
3 Elect Gary P. Barket Mgmt For For For
4 Elect Jaime I. Gutierrez Mgmt For For For
5 Elect Paul J. Murphy Mgmt For Against Against
6 Elect Leon Teicher Mgmt For For For
7 Elect Kenneth G. Thomas Mgmt For For For
8 Elect Timothy A. Warman Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Advance Notice Provision Mgmt For For For
________________________________________________________________________________
Crocodile Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
CRK CINS 227041100 05/29/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Chantal Lavoie Mgmt For For For
3 Elect Kevin Conboy Mgmt For For For
4 Elect George Faught Mgmt For Against Against
5 Elect Robert H. Getz Mgmt For For For
6 Elect Peter Tagliamonte Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
DRDGold Limited
Ticker Security ID: Meeting Date Meeting Status
DRD CUSIP 26152H301 11/30/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect Robert Hume Mgmt For For For
4 Re-elect James Turk Mgmt For For For
5 Authority to Issue Mgmt For For For
Shares for
Cash
6 Elect Audit Committee Mgmt For For For
Members
7 Authorisation of Legal Mgmt For For For
Formalities
8 Approve Remuneration Mgmt For For For
Policy
9 General Authority to Mgmt For Abstain Against
Issue Shares at a
Discount
10 Authority to Repurchase Mgmt For For For
Shares
11 Approve Financial Mgmt For For For
Assistance
12 Approve NEDs' Fees Mgmt For For For
13 Equity Grant (CFO Craig Mgmt For For For
Barnes)
14 Adopt New Memorandum Mgmt For For For
________________________________________________________________________________
Dundee Precious Metals Inc.
Ticker Security ID: Meeting Date Meeting Status
DPM CINS 265269209 05/09/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Derek H.L. Buntain Mgmt For For For
4 Elect R. Peter Gillin Mgmt For For For
5 Elect Jonathan C. Mgmt For For For
Goodman
6 Elect Richard Howes Mgmt For For For
7 Elect W. Murray John Mgmt For For For
8 Elect Jeremy Kinsman Mgmt For For For
9 Elect Garth A.C. MacRae Mgmt For Against Against
10 Elect Peter Nixon Mgmt For For For
11 Elect Ronald Singer Mgmt For For For
12 Elect Eira Thomas Mgmt For Against Against
13 Elect Anthony P. Walsh Mgmt For Against Against
14 Elect William G. Wilson Mgmt For For For
15 Elect Donald Young Mgmt For For For
16 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
17 Early Warrant Exercise Mgmt For For For
Transaction
18 Amendment to the By-Law Mgmt For For For
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Endeavour Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV CINS G3040R109 06/05/2013 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michael E. Beckett Mgmt For Against Against
3 Elect Jorge L. Gamarci Mgmt For For For
4 Elect Antony Harwood Mgmt For For For
5 Elect Ian J. Henderson Mgmt For For For
6 Elect Wayne McManus Mgmt For For For
7 Elect Neil Woodyer Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Endeavour Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV CINS G3040R109 10/12/2012 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Endeavour Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
EDR CUSIP 29258Y103 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Ricardo M. Campoy Mgmt For For For
2.2 Elect Bradford J. Cooke Mgmt For For For
2.3 Elect Geoffrey A. Mgmt For For For
Handley
2.4 Elect Rex J. McLennan Mgmt For For For
2.5 Elect Kenneth Pickering Mgmt For For For
2.6 Elect Mario D. Mgmt For Withhold Against
Szotlender
2.7 Elect Godfrey J. Walton Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Adoption of Advance Mgmt For For For
Notice
Policy
________________________________________________________________________________
Evolution Mining Limited
Ticker Security ID: Meeting Date Meeting Status
EVN CINS Q3647R147 11/27/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Graham Mgmt For For For
Freestone
4 Equity Grant (Executive Mgmt For For For
Chairman Jacob
Klein)
________________________________________________________________________________
Exeter Resource Corporation
Ticker Security ID: Meeting Date Meeting Status
XRC CUSIP 301835104 05/31/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Bryce G. Roxburgh Mgmt For For For
2.2 Elect Yale R. Simpson Mgmt For For For
2.3 Elect Robert G. Reynolds Mgmt For Withhold Against
2.4 Elect John C Simmons Mgmt For For For
2.5 Elect Julian Bavin Mgmt For Withhold Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendment to the Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
Extorre Gold Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
XG CINS 30227B109 08/15/2012 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Focus Minerals Limited
Ticker Security ID: Meeting Date Meeting Status
FML CINS Q39186111 11/30/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Issuance of Shares Mgmt For For For
3 Re-elect Gerry Fahey Mgmt For For For
4 Re-elect Bruce McCormish Mgmt For For For
5 Remuneration Report Mgmt For For For
6 Board Spill Mgmt Against Against For
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Fortuna Silver Mines Inc.
Ticker Security ID: Meeting Date Meeting Status
FVI CINS 349915108 06/20/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Jorge G. Durant Mgmt For For For
4 Elect Simon T. Ridgway Mgmt For Against Against
5 Elect Tomas Guerrero Mgmt For For For
6 Elect Michael Iverson Mgmt For Against Against
7 Elect Mario D. Mgmt For Against Against
Szotlender
8 Elect Robert R. Gilmore Mgmt For For For
9 Elect Thomas Kelly Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Golden Minerals Company
Ticker Security ID: Meeting Date Meeting Status
AUMN CUSIP 381119106 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey G. Mgmt For For For
Clevenger
1.2 Elect W. Durand Eppler Mgmt For Withhold Against
1.3 Elect Michael T. Mason Mgmt For For For
1.4 Elect Ian Masterton-Hume Mgmt For For For
1.5 Elect Kevin R. Morano Mgmt For For For
1.6 Elect Terry M. Palmer Mgmt For For For
1.7 Elect David Watkins Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Golden Minerals Company
Ticker Security ID: Meeting Date Meeting Status
AUMN CINS 381119106 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Jeffrey G. Mgmt For For For
Clevenger
3 Elect W. Durand Eppler Mgmt For Against Against
4 Elect Michael T. Mason Mgmt For For For
5 Elect Ian Masterton-Hume Mgmt For For For
6 Elect Kevin R. Morano Mgmt For For For
7 Elect Terry M. Palmer Mgmt For For For
8 Elect David Watkins Mgmt For Against Against
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Golden Star Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
GSC CUSIP 38119T104 05/09/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tim Baker Mgmt For For For
1.2 Elect Samuel T. Coetzer Mgmt For For For
1.3 Elect Robert E. Doyle Mgmt For Withhold Against
1.4 Elect Tony Jensen Mgmt For For For
1.5 Elect Ian MacGregor Mgmt For Withhold Against
1.6 Elect Craig J. Nelsen Mgmt For For For
1.7 Elect Christopher M.T. Mgmt For For For
Thompson
1.8 Elect William L. Yeates Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Renewal of Shareholder Mgmt For For For
Rights
Plan
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Gran Colombia Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
GCM CINS 38501D204 05/31/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Miguel de la Campa Mgmt For For For
4 Elect Robert E. Doyle Mgmt For Against Against
5 Elect Robert Hines Mgmt For For For
6 Elect Serafino Iacono Mgmt For For For
7 Elect Augusto L. Mgmt For For For
Caballero
8 Elect Augusto Lopez Mgmt For For For
9 Elect Hernan Torres Mgmt For For For
10 Elect Robert J. Metcalfe Mgmt For For For
11 Elect Mario Pacheco Mgmt For For For
12 Elect Jaime Perez Mgmt For For For
Branger
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Ratify Advance Notice Mgmt For For For
Provision
15 Share Mgmt For For For
Consolidation/Reverse
Stock
Split
________________________________________________________________________________
Great Panther Silver Ltd.
Ticker Security ID: Meeting Date Meeting Status
GPR CUSIP 39115V101 06/27/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Robert A. Archer Mgmt For For For
2.2 Elect R.W. (Bob) Garnett Mgmt For For For
2.3 Elect Kenneth W. Major Mgmt For For For
2.4 Elect P. John Jennings Mgmt For For For
2.5 Elect Geoffrey Chater Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Share Option Plan Mgmt For For For
Renewal
5 Adoption of Advance Mgmt For For For
Notice
Requirement
6 Amendments to Articles Mgmt For For For
Regarding the Use of
Electronic
Record-Keeping and
Uncertificated
Securities
________________________________________________________________________________
Gryphon Minerals limited
Ticker Security ID: Meeting Date Meeting Status
GRY CINS Q4352M109 01/23/2013 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratify Placement of Mgmt For For For
Securities
3 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
________________________________________________________________________________
Gryphon Minerals limited
Ticker Security ID: Meeting Date Meeting Status
GRY CINS Q4352M109 11/20/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Andrea Hall Mgmt For For For
4 Re-elect Didier Murcia Mgmt For For For
5 Approve Employee Mgmt For For For
Incentive
Scheme
6 Equity Grant (MD Mgmt For For For
Stephen
Parsons)
7 Board Spill Resolution Mgmt Against Against For
________________________________________________________________________________
Guyana Goldfields Inc.
Ticker Security ID: Meeting Date Meeting Status
GUY CINS 403530108 04/26/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect J. Patrick Mgmt For For For
Sheridan
3 Elect Alan Ferry Mgmt For Against Against
4 Elect Richard Williams Mgmt For For For
5 Elect Robert Bondy Mgmt For For For
6 Elect Daniel Noone Mgmt For For For
7 Elect Jean-Pierre Mgmt For For For
Chauvin
8 Elect Scott A. Caldwell Mgmt For For For
9 Elect David Beatty Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Advance Notice Mgmt For For For
Provisions
12 Board Size Mgmt For For For
________________________________________________________________________________
Highland Gold Mining
Ticker Security ID: Meeting Date Meeting Status
CINS G4472X101 06/11/2013 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Valery Oyf Mgmt For Against Against
5 Elect Alla Baranovskaya Mgmt For Against Against
6 Elect Sergey Mineev Mgmt For For For
7 Elect Andrey Solovyov Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Authority to Set Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Indophil Resources NL
Ticker Security ID: Meeting Date Meeting Status
IRN CINS Q4893E103 05/23/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Tony Robbins Mgmt For Against Against
4 Elect Frederic C. Mgmt For For For
DyBuncio
________________________________________________________________________________
Integra Mining Limited
Ticker Security ID: Meeting Date Meeting Status
IGR CINS Q4937M103 12/19/2012 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition by Silver Mgmt For For For
Lake
Resources
________________________________________________________________________________
Integra Mining Limited
Ticker Security ID: Meeting Date Meeting Status
IGR CINS Q4937M103 12/19/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Report Mgmt For For For
4 Board Spill Resolution Mgmt Against Against For
5 Elect Stephanie Unwin Mgmt For For For
6 Re-elect William Plyley Mgmt For For For
7 Re-elect Robert (Rowan) Mgmt For For For
Johnston
________________________________________________________________________________
International Tower Hill Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
ITH CUSIP 46050R102 06/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Anton J. Drescher Mgmt For Withhold Against
2.2 Elect Timothy J. Haddon Mgmt For For For
2.3 Elect Mark R. Hamilton Mgmt For For For
2.4 Elect Daniel A. Carriere Mgmt For Withhold Against
2.5 Elect Roger Taplin Mgmt For Withhold Against
2.6 Elect Donald C. Mgmt For For For
Ewigleben
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
6 Advance Notice Provision Mgmt For For For
________________________________________________________________________________
International Tower Hill Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
ITH CUSIP 46050R102 09/19/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Anton Drescher Mgmt For Withhold Against
2.2 Elect Timothy Haddon Mgmt For For For
2.3 Elect Jeffrey Pontius Mgmt For Withhold Against
2.4 Elect Daniel Carriere Mgmt For For For
2.5 Elect Roger Taplin Mgmt For For For
2.6 Elect Donald Ewigleben Mgmt For For For
2.7 Elect Mark Hamilton Mgmt For For For
2.8 Elect Jonathan Berg Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendment to the 2006 Mgmt For For For
Incentive Stock Option
Plan
5 Takeover Defense Plan Mgmt For For For
________________________________________________________________________________
Intrepid Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
IAU CINS Q4968A101 05/08/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Re-elect Robert J. Mgmt For For For
McDonald
5 Re-elect Ian McMaster Mgmt For For For
6 Ratify Placement of Mgmt For Against Against
Securities
________________________________________________________________________________
Intrepid Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
IAU CINS Q4968A101 06/20/2013 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Shareholder Proposal to ShrHldr Against Against For
Remove Ian Melville
McMaster
3 Shareholder Proposal to ShrHldr Against Against For
Remove Colin George
Jackson
4 Shareholder Proposal to ShrHldr Against Against For
Remove Bradley Austin
Gordon
5 Shareholder Proposal to ShrHldr Against Against For
Remove Adrianto
Machribie
Reksohadiprodjo
6 Shareholder Proposal to ShrHldr Against Against For
Remove Laurence Wilson
Curtis
7 Shareholder Proposal to ShrHldr Against Against For
Elect Gregory Chad
Mazur
8 Shareholder Proposal to ShrHldr Against Against For
Elect Lim Yu Neng
Paul
9 Shareholder Proposal to ShrHldr Against Against For
Elect Clifford John
Sanderson
10 Shareholder Proposal to ShrHldr Against Against For
Elect Campbell Clement
Baird
________________________________________________________________________________
Keegan Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
KGN CINS 487275109 02/19/2013 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger/Acquisition Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Share Option Plan Mgmt For For For
6 Adoption of Performance Mgmt For Against Against
Rights
Plan
________________________________________________________________________________
Keegan Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
KGN CINS 487275109 09/25/2012 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Shawn Wallace Mgmt For For For
4 Elect Marcel de Groot Mgmt For For For
5 Elect Daniel McCoy Mgmt For For For
6 Elect Gordon Fretwell Mgmt For For For
7 Elect Keith Minty Mgmt For For For
8 Elect Robert Sali Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Shareholder Rights Plan Mgmt For For For
________________________________________________________________________________
Kingsgate Consolidated Limited
Ticker Security ID: Meeting Date Meeting Status
KCN CINS Q5318K103 11/21/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Peter McAleer Mgmt For For For
3 Ratify Placement of Mgmt For For For
Securities
4 Remuneration Report Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Gavin
Thomas)
________________________________________________________________________________
Kirkland Lake Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
KGI CINS 49740P106 10/24/2012 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Board Size Mgmt For For For
4 Elect Brian Bayley Mgmt For Against Against
5 Elect David Dobson Mgmt For Against Against
6 Elect Trevor Gabriel Mgmt For For For
7 Elect Brian Hinchcliffe Mgmt For For For
8 Elect Pamela Klessig Mgmt For For For
9 Elect Mark Tessier Mgmt For For For
10 Elect John Thomson Mgmt For Against Against
11 Elect Dawn Whittaker Mgmt For Against Against
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Lake Shore Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
LSG CINS 510728108 05/15/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Alan C. Moon Mgmt For For For
4 Elect Arnold Klassen Mgmt For For For
5 Elect Jonathan Gill Mgmt For For For
6 Elect Frank Hallam Mgmt For Against Against
7 Elect Peter A. Mgmt For Against Against
Crossgrove
8 Elect Anthony Makuch Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Re-Approval of the Mgmt For For For
Stock Option
Plan
11 Adoption of Advance Mgmt For For For
Notice
Policy
________________________________________________________________________________
Lingbao Gold Company Limited
Ticker Security ID: Meeting Date Meeting Status
3330 CINS Y52794107 06/03/2013 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
9 Shareholder Proposal ShrHldr For Against Against
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Lingbao Gold Company Limited
Ticker Security ID: Meeting Date Meeting Status
3330 CINS Y52794107 12/28/2012 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Extension of Validity Mgmt For Against Against
Period of A Share
Issue
4 Board Authorization to Mgmt For Against Against
Implement A Share
Issue
________________________________________________________________________________
Lingbao Gold Company Limited
Ticker Security ID: Meeting Date Meeting Status
3330 CINS Y52794107 12/28/2012 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Extension of Validity Mgmt For Against Against
Period of A Share
Issue
4 Board Authorization to Mgmt For Against Against
Implement A Share
Issue
________________________________________________________________________________
Liongold Corp
Ticker Security ID: Meeting Date Meeting Status
A78 CINS G5521X109 05/22/2013 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
2 Increase in Authorized Mgmt For Against Against
Capital
________________________________________________________________________________
Liongold Corp
Ticker Security ID: Meeting Date Meeting Status
A78 CINS G5521X109 07/31/2012 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Fees Mgmt For For For
3 Elect Bernard SOO Puong Mgmt For For For
Yii
4 Elect Roland Mgmt For For For
Selvanayagam
5 Elect WONG Choy Yin Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Transaction of Other Mgmt For Against Against
Business
8 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
________________________________________________________________________________
Liongold Corp
Ticker Security ID: Meeting Date Meeting Status
A78 CINS G5521X109 12/20/2012 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Adoption of the Mgmt For Against Against
LionGold Performance
Share
Plan
________________________________________________________________________________
Lydian International Ltd.
Ticker Security ID: Meeting Date Meeting Status
LYD CINS G5724R107 05/20/2013 Voted
Meeting Type Country of Trade
Mix Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Gordon Wylie Mgmt For Against Against
3 Elect Timothy Coughlin Mgmt For For For
4 Elect Roderick J.H.M. Mgmt For Against Against
Corrie
5 Elect Marc C. Henderson Mgmt For Against Against
6 Elect Dr. Geoffrey P. Mgmt For For For
Cowley
7 Elect Dr. Armen Mgmt For For For
Sarkissian
8 Elect David Woodall Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Stock Option Plan Mgmt For For For
________________________________________________________________________________
MAG Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
MAG CINS 55903Q104 06/18/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Daniel T. MacInnis Mgmt For For For
3 Elect Jonathan A. Mgmt For For For
Rubenstein
4 Elect Eric H. Carlson Mgmt For For For
5 Elect Richard M. Mgmt For For For
Colterjohn
6 Elect Derek C. White Mgmt For For For
7 Elect Peter K. Megaw Mgmt For Against Against
8 Elect Frank R. Hallam Mgmt For Against Against
9 Elect Richard P. Clark Mgmt For Against Against
10 Elect Peter D. Barnes Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Continuation of Mgmt For For For
Shareholder Rights
Plan
________________________________________________________________________________
MAG Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
MAG CINS 55903Q104 10/05/2012 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Daniel MacInnis Mgmt For For For
4 Elect Jonathan Mgmt For For For
Rubenstein
5 Elect Eric Carlson Mgmt For For For
6 Elect Richard Colterjohn Mgmt For For For
7 Elect Derek White Mgmt For For For
8 Elect Peter Megaw Mgmt For Against Against
9 Elect Frank Hallam Mgmt For Against Against
10 Elect Richard Clark Mgmt For For For
11 Elect Peter Barnes Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Advance Notice Policy Mgmt For For For
________________________________________________________________________________
McEwen Mining Inc.
Ticker Security ID: Meeting Date Meeting Status
MUX CUSIP 58039P107 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert R. McEwen Mgmt For For For
1.2 Elect Michele L. Ashby Mgmt For For For
1.3 Elect Leanne M. Baker Mgmt For Withhold Against
1.4 Elect Donald R. M. Quick Mgmt For For For
1.5 Elect Michael L. Stein Mgmt For For For
1.6 Elect Allen V. Ambrose Mgmt For For For
1.7 Elect Richard W. Mgmt For Withhold Against
Brissenden
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Medusa Mining Limited
Ticker Security ID: Meeting Date Meeting Status
MML CINS Q59444101 11/15/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Robert Weinberg Mgmt For For For
2 Authorise Board to Mgmt For For For
Issue Shares without
Preemptive
Rights
3 Remuneration Report Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Midway Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
MDW CUSIP 598153104 06/20/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change in Board Size Mgmt For For For
2.1 Elect Kenneth A. Brunk Mgmt For For For
2.2 Elect Martin M. Hale, Mgmt For For For
Jr.
2.3 Elect Roger A. Newell Mgmt For Withhold Against
2.4 Elect John W. Sheridan Mgmt For For For
2.5 Elect Frank S. Yu Mgmt For For For
2.6 Elect Rodney D. Knutson Mgmt For For For
2.7 Elect Nathaniel E. Klein Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Amendments to Articles Mgmt For For For
Regarding Preferred
Shareholder Nomination
Rights
5 Amendments to Articles Mgmt For Against Against
Regarding Preferred
Shareholder Governance
Rights
6 2013 Stock and Mgmt For Against Against
Incentive
Plan
________________________________________________________________________________
Nevsun Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
NSU CINS 64156L101 09/05/2012 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Stock Option Plan Mgmt For For For
________________________________________________________________________________
Northern Star Resources Limited
Ticker Security ID: Meeting Date Meeting Status
NST CINS Q6951U101 11/30/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Peter Farris Mgmt For Against Against
4 Elect Peter O'Connor Mgmt For For For
5 Equity Grant (NED Peter Mgmt For For For
O'Connor)
________________________________________________________________________________
OceanaGold Corporation
Ticker Security ID: Meeting Date Meeting Status
OGC CINS 675222103 05/17/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect James E. Askew Mgmt For For For
4 Elect J. Denham Shale Mgmt For For For
5 Elect Michael F. Wilkes Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Approve Issue of Mgmt For For For
Securities
9 Equity Grant (MD/CEO Mgmt For For For
Michael
Wilkes)
10 Directors' Fees Mgmt For For For
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Orezone Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
ORE CINS 68616T109 05/23/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Ronald Batt Mgmt For For For
3 Elect Patrick Downey Mgmt For Against Against
4 Elect Michael H. Mgmt For For For
Halvorson
5 Elect Alain Krushnisky Mgmt For For For
6 Elect Ronald Little Mgmt For For For
7 Elect Keith Peck Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Orko Silver Corp
Ticker Security ID: Meeting Date Meeting Status
OK CINS 686338104 02/20/2013 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Mgmt For For For
________________________________________________________________________________
Orko Silver Corp
Ticker Security ID: Meeting Date Meeting Status
OK CINS 686338104 04/10/2013 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger Mgmt For For For
________________________________________________________________________________
Paramount Gold & Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
PZG CUSIP 69924P102 12/04/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher Crupi Mgmt For For For
1.2 Elect Michel Yvan Mgmt For For For
Stinglhamber
1.3 Elect John Carden Mgmt For For For
1.4 Elect Robert Dinning Mgmt For Withhold Against
1.5 Elect Christopher Mgmt For For For
Reynolds
1.6 Elect Eliseo Mgmt For For For
Gonzalez-Urien
1.7 Elect Shawn Kennedy Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Patagonia Gold plc
Ticker Security ID: Meeting Date Meeting Status
PGD CINS G6938H109 01/08/2013 Voted
Meeting Type Country of Trade
Special United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Patagonia Gold plc
Ticker Security ID: Meeting Date Meeting Status
PGD CINS G6938H109 06/14/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Carlos J Miguens Mgmt For Against Against
3 Elect Gonzalo Tanoira Mgmt For Against Against
4 Elect Manuel de Prado Mgmt For For For
5 Elect Glenn R. Featherby Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Perseus Mining Limited
Ticker Security ID: Meeting Date Meeting Status
PRU CINS Q74174105 11/23/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Rhett Brans Mgmt For Against Against
4 Re-elect T. Sean Harvey Mgmt For For For
5 Approve Performance Mgmt For For For
Rights
Plan
6 Equity Grant (MD/CEO Mgmt For For For
Mark
Calderwood)
7 Equity Grant (Executive Mgmt For For For
Director Colin
Carson)
8 Equity Grant (Executive Mgmt For For For
Director Rhett
Brans)
________________________________________________________________________________
Premier Gold Mines Limited
Ticker Security ID: Meeting Date Meeting Status
PG CINS 74051D104 06/27/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect John A. Begeman Mgmt For Against Against
3 Elect Jean-Pierre Colin Mgmt For Against Against
4 Elect Ewan S. Downie Mgmt For For For
5 Elect Henry J. Knowles Mgmt For Against Against
6 Elect Claude Lemasson Mgmt For For For
7 Elect Eberhard Scherkus Mgmt For For For
8 Elect John Seaman Mgmt For Against Against
9 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
10 Renewal of the Share Mgmt For For For
Option
Plan
11 Adoption of Advance Mgmt For For For
Notice
By-law
________________________________________________________________________________
Primero Mining Corp.
Ticker Security ID: Meeting Date Meeting Status
P CINS 74164W106 05/08/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Wade D. Nesmith Mgmt For For For
3 Elect Joseph F. Conway Mgmt For For For
4 Elect David R. Demers Mgmt For For For
5 Elect Grant A. Edey Mgmt For For For
6 Elect Rohan Hazelton Mgmt For Against Against
7 Elect Timo Jauristo Mgmt For For For
8 Elect Eduardo Luna Mgmt For Against Against
9 Elect Robert A. Mgmt For For For
Quartermain
10 Elect Michael Riley Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Renewal of the Stock Mgmt For For For
Option
Plan
13 Approval of Employee Mgmt For For For
PSU
Plan
________________________________________________________________________________
Rainy River Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
RR CINS 75101R100 05/28/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Stuart A. Averill Mgmt For For For
3 Elect Leo N.S. Berezan Mgmt For For For
4 Elect James D. Excell Mgmt For Against Against
5 Elect Dale C. Peniuk Mgmt For Against Against
6 Elect Richard Pettit Mgmt For For For
7 Elect Gerald J. Shields Mgmt For For For
8 Elect Raymond W. Mgmt For For For
Threlkeld
9 Appointment of Auditor Mgmt For For For
10 Approval of Advance Mgmt For For For
Notice
Policy
________________________________________________________________________________
Ramelius Resources Limited
Ticker Security ID: Meeting Date Meeting Status
RMS CINS Q7982E108 11/29/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Robert Kennedy Mgmt For Against Against
4 Elect Michael Bohm Mgmt For For For
________________________________________________________________________________
Real Gold Mining Limited
Ticker Security ID: Meeting Date Meeting Status
0246 CINS G74099105 09/26/2012 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Debt Restructuring Mgmt For For For
Agreement
________________________________________________________________________________
Red 5 Limited
Ticker Security ID: Meeting Date Meeting Status
RED CINS Q80507108 11/27/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Gary Scanlan Mgmt For For For
3 Remuneration report Mgmt For For For
4 Ratify Placement of Mgmt For For For
Securities
________________________________________________________________________________
Resolute Mining Limited
Ticker Security ID: Meeting Date Meeting Status
RSG CINS Q81068100 11/27/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Peter Huston Mgmt For For For
4 Approve Performance Mgmt For For For
Rights
Plan
5 Equity Grant (CEO Mgmt For For For
Peter
Sullivan)
________________________________________________________________________________
Richmont Mines Inc.
Ticker Security ID: Meeting Date Meeting Status
RIC CUSIP 76547T106 05/09/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect H. Gregory Mgmt For Withhold Against
Chamandy
1.2 Elect Paul Carmel Mgmt For For For
1.3 Elect Rejean Houle Mgmt For For For
1.4 Elect Ebe Scherkus Mgmt For For For
1.5 Elect Samuel Minzberg Mgmt For For For
1.6 Elect Elaine Ellingham Mgmt For For For
1.7 Elect Michael Pesner Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Rio Alto Mining Limited
Ticker Security ID: Meeting Date Meeting Status
RIO CINS 76689T104 05/31/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Klaus M. Zeitler Mgmt For Against Against
4 Elect Alexander Black Mgmt For For For
5 Elect Anthony Hawkshaw Mgmt For Against Against
6 Elect Victor Gobitz Mgmt For For For
7 Elect Ram Ramachandran Mgmt For For For
8 Elect Roger Norwich Mgmt For Against Against
9 Elect Drago Guillermo Mgmt For For For
Kisic
Wagner
10 Elect Sidney P.H. Mgmt For For For
Robinson
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Renewal of Shareholder Mgmt For For For
Rights
Plan
13 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Romarco Minerals Inc.
Ticker Security ID: Meeting Date Meeting Status
R CINS 775903206 05/15/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Diane R. Garrett Mgmt For For For
3 Elect James R. Arnold Mgmt For For For
4 Elect Leendert G. Krol Mgmt For For For
5 Elect R.J. (Don) Mgmt For For For
MacDonald
6 Elect John O. Marsden Mgmt For For For
7 Elect Patrick Michaels Mgmt For For For
8 Elect Robert van Doorn Mgmt For For For
9 Elect Gary A. Sugar Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Amendment to the Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
Rubicon Minerals Corporation
Ticker Security ID: Meeting Date Meeting Status
RMX CINS 780911103 06/26/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Board Size Mgmt For For For
4 Elect David W. Adamson Mgmt For For For
5 Elect Christopher J. Mgmt For For For
Bradbrook
6 Elect Julian Kemp Mgmt For For For
7 Elect Michael Lalonde Mgmt For For For
8 Elect David R. Reid Mgmt For Against Against
9 Elect Peter Rowlandson Mgmt For For For
10 Elect Bruce A. Thomas Mgmt For For For
11 Elect Michael D. Winship Mgmt For For For
________________________________________________________________________________
Sabina Gold & Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
SBB CINS 785246109 06/13/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Terrence Eyton Mgmt For For For
4 Elect David A. Fennell Mgmt For Against Against
5 Elect Jonathan C. Mgmt For Against Against
Goodman
6 Elect Scott Hean Mgmt For For For
7 Elect James N. Morton Mgmt For Against Against
8 Elect Robert Pease Mgmt For For For
9 Elect John Wakeford Mgmt For Against Against
10 Elect Anthony P. Walsh Mgmt For Against Against
11 Elect John F. Whitton Mgmt For For For
12 Elect LeRoy E. Wilkes Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Stock Option Plan Mgmt For For For
Renewal
15 Advance Notice Provision Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
San Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
SGR CINS 79780P104 06/25/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Hugh Wynne Mgmt For Against Against
3 Elect Dale Ginn Mgmt For Against Against
4 Elect Michael Power Mgmt For Against Against
5 Elect Stephen Harapiak Mgmt For For For
6 Elect Michael Anderson Mgmt For Against Against
7 Elect Robert Brennan Mgmt For For For
8 Elect Ian Berzins Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Renewal of the Stock Mgmt For For For
Option
Plan
11 Advance Notice Policy Mgmt For For For
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Sandstorm Gold Ltd.
Ticker Security ID: Meeting Date Meeting Status
SSL CINS 80013R206 05/10/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Nolan Watson Mgmt For For For
4 Elect David Awram Mgmt For Against Against
5 Elect David De Witt Mgmt For Against Against
6 Elect Andrew T. Mgmt For Against Against
Swarthout
7 Elect John P.A. Budreski Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Renew the Stock Option Mgmt For For For
Plan
10 Amendment to the Stock Mgmt For For For
Option
Plan
11 Amendment to the Mgmt For For For
Restricted Share
Plan
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Saracen Mineral Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
SAR CINS Q8309T109 11/20/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Martin Reed Mgmt For For For
4 Renew Incentive Option Mgmt For For For
Scheme
5 Approve Amendment to Mgmt For For For
Incentive Option
Scheme
________________________________________________________________________________
Scorpio Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
SPM CINS 80917V105 06/13/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Ewan Mason Mgmt For For For
3 Elect Peter J. Hawley Mgmt For Against Against
4 Elect Pierre Lacombe Mgmt For For For
5 Elect Jonathan Berg Mgmt For Against Against
6 Elect Thomas Weng Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Renewal of the Stock Mgmt For For For
Option
Plan
9 Advance Notice Provision Mgmt For For For
________________________________________________________________________________
Seabridge Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
SEA CUSIP 811916105 06/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James S. Anthony Mgmt For Withhold Against
1.2 Elect A. Frederick Mgmt For Withhold Against
Banfield
1.3 Elect Douglas Barr Mgmt For For For
1.4 Elect Thomas C. Dawson Mgmt For For For
1.5 Elect Louis J. Fox Mgmt For For For
1.6 Elect Rudi P. Fronk Mgmt For For For
1.7 Elect Eliseo Mgmt For For For
Gonzalez-Urien
1.8 Elect Jay Layman Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Amendment to the Stock Mgmt For Against Against
Option
Plan
5 Amendment to the Stock Mgmt For For For
Option
Plan
6 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Silvercorp Metals Inc.
Ticker Security ID: Meeting Date Meeting Status
SVM CUSIP 82835P103 09/18/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Rui Feng Mgmt For For For
2.2 Elect Myles Gao Mgmt For For For
2.3 Elect Yikang Liu Mgmt For For For
2.4 Elect David Kong Mgmt For Withhold Against
2.5 Elect S. Paul Simpson Mgmt For Withhold Against
2.6 Elect Robert Gayton Mgmt For Withhold Against
2.7 Elect Earl Drake Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Ratification of Mgmt For For For
Director and Officer
Acts
5 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Silvercorp Metals Inc.
Ticker Security ID: Meeting Date Meeting Status
SVM CUSIP 82835P103 09/28/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Rui Feng Mgmt For For For
2.2 Elect Myles Gao Mgmt For For For
2.3 Elect Yikang Liu Mgmt For For For
2.4 Elect David Kong Mgmt For Withhold Against
2.5 Elect S. Paul Simpson Mgmt For Withhold Against
2.6 Elect Robert Gayton Mgmt For Withhold Against
2.7 Elect Earl Drake Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Stock Option Plan Mgmt For For For
Renewal
5 Ratification of Mgmt For For For
Director and Officer
Acts
________________________________________________________________________________
St Barbara Limited
Ticker Security ID: Meeting Date Meeting Status
SBM CINS Q8744Q108 11/22/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Saul Wise Mgmt For For For
4 Re-elect Phillip Lockyer Mgmt For For For
5 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
6 Equity Grant (MD/CEO Mgmt For For For
Timothy
Lehany)
7 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Sulliden Gold Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
SUE CINS 865126106 10/10/2012 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Peter Tagliamonte Mgmt For For For
3 Elect Stan Bharti Mgmt For Against Against
4 Elect George Faught Mgmt For For For
5 Elect Bruce Humphrey Mgmt For Against Against
6 Elect Leonard Harris Mgmt For Against Against
7 Elect Pierre Pettigrew Mgmt For For For
8 Elect James Coleman Mgmt For Against Against
9 Elect Don Dudek Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Tanzanian Royalty Exploration Corporation
Ticker Security ID: Meeting Date Meeting Status
TNX CUSIP 87600U104 02/28/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect James E. Sinclair Mgmt For For For
2.2 Elect Joseph Kahama Mgmt For For For
2.3 Elect Norman M. Betts Mgmt For For For
2.4 Elect William Harvey Mgmt For Withhold Against
2.5 Elect Rosalind Morrow Mgmt For Withhold Against
2.6 Elect Abdulkarim Mruma Mgmt For For For
2.7 Elect Ulrich E. Rath Mgmt For Withhold Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Timmins Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
TMM CINS 88741P103 07/19/2012 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Bruce Bragagnolo Mgmt For Against Against
3 Elect Arturo Bonillas Mgmt For Against Against
4 Elect Miguel Soto Mgmt For For For
5 Elect Frank Cordova Mgmt For Against Against
6 Elect Eugene Hodgson Mgmt For Against Against
7 Elect Lawrence Dick Mgmt For For For
8 Elect R. Barry Fraser Mgmt For For For
9 Elect Paula Rogers Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Torex Gold Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
TXG CINS 891054108 06/19/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Fred Stanford Mgmt For For For
3 Elect Michael Murphy Mgmt For For For
4 Elect A. Terrance Mgmt For For For
MacGibbon
5 Elect David Fennell Mgmt For Against Against
6 Elect Andrew Adams Mgmt For For For
7 Elect Frank Davis Mgmt For Against Against
8 Elect James Crombie Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Advance Notice Provision Mgmt For For For
________________________________________________________________________________
Vista Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
VGZ CUSIP 927926303 04/30/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John M. Clark Mgmt For For For
1.2 Elect Frederick H. Mgmt For For For
Earnest
1.3 Elect W. Durand Eppler Mgmt For Withhold Against
1.4 Elect C. Thomas Ogryzlo Mgmt For Withhold Against
1.5 Elect Michael B. Mgmt For For For
Richings
1.6 Elect Tracy A. Stevenson Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Change of Continuance Mgmt For For For
========================= Latin America Small-Cap ETF =========================
________________________________________________________________________________
Abril Educacao SA
Ticker Security ID: Meeting Date Meeting Status
ABRE11 CINS P0039C101 04/26/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends;
Capital Expenditure
Budget
6 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Minority/Preferred
Shareholders
7 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Abril Educacao SA
Ticker Security ID: Meeting Date Meeting Status
ABRE11 CINS P0039C101 04/30/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger Mgmt For For For
4 Ratification of Mgmt For For For
Appointment of
Appraiser (NPV
Financas e
Contabilidade)
5 Valuation Report Issued Mgmt For For For
by
NPV
6 Merger Agrements Mgmt For For For
7 Ratification of Mgmt For For For
Appointment of
Appraiser
(PricewaterhouseCoopers
)
8 Valuation Report Issued Mgmt For For For
by
PricewaterhouseCoopers
9 Ratification of Mgmt For For For
Appointment of
Appraiser (NPV) to
Value the Company and
CAEP
10 Increase in Share Mgmt For For For
Capital Pursuant to
Acquisition
11 Amendments to Articles Mgmt For For For
Regarding Management
Terms
12 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Abril Educacao SA
Ticker Security ID: Meeting Date Meeting Status
ABRE11 CINS P0039C101 11/27/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Global Mgmt For For For
Dilution Limit for
Equity-Based
Schemes
3 Amendment to the Stock Mgmt For For For
Option
Plan
4 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
5 Increase in Authorized Mgmt For For For
Capital
6 Consolidation of Mgmt For For For
Articles
7 Amendment to Special Mgmt For For For
Incentive Program
Regarding
Beneficiaries
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Adecoagro S.A.
Ticker Security ID: Meeting Date Meeting Status
AGRO CUSIP L00849106 04/17/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Consolidated Financial Mgmt For For For
Statements
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Board Mgmt For For For
Acts
5 Director Fees Mgmt For Abstain Against
6 Appointment of Auditor Mgmt For Abstain Against
7 Elect Alan L Boyce Mgmt For For For
8 Elect Andres Velasco Mgmt For For For
9 Elect Paulo Vieira Mgmt For Against Against
________________________________________________________________________________
AFP Habitat SA
Ticker Security ID: Meeting Date Meeting Status
HABITAT CINS P00933104 04/25/2013 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Dividend Policy; Mgmt For Abstain Against
Investment and Finance
Policy
4 Appointment of Auditors Mgmt For Abstain Against
5 Election of Directors Mgmt For Abstain Against
6 Directors' Fees; Mgmt For Abstain Against
Directors' Committee
Fees and
Budget
7 Related Party Mgmt For For For
Transactions
8 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
AFP Provida S.A.
Ticker Security ID: Meeting Date Meeting Status
PROVIDA CINS P7919K103 04/30/2013 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Dividend Policy Mgmt For Abstain Against
4 Directors' Fees Mgmt For Abstain Against
5 Directors' Committee Mgmt For Abstain Against
Fees and
Budget
6 Appointment of Auditor Mgmt For Abstain Against
7 Appointment of Risk Mgmt For Abstain Against
Rating
Agencies
8 Related Party Mgmt For For For
Transactions
9 Presentation of Mgmt For For For
Directors' Committee
Report
10 Publication of Company Mgmt For For For
Notices
11 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
AFP Provida S.A.
Ticker Security ID: Meeting Date Meeting Status
PROVIDA CINS P7919K103 05/30/2013 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
2 Authority to Carry Out Mgmt For For For
Formalities
________________________________________________________________________________
Alamos Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AGI CINS 011527108 06/06/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Mark Wayne Mgmt For Against Against
4 Elect John A. McCluskey Mgmt For For For
5 Elect Kenneth G. Stowe Mgmt For For For
6 Elect David Gower Mgmt For For For
7 Elect Paul J. Murphy Mgmt For For For
8 Elect Anthony Garson Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Aliansce Shopping Centers
Ticker Security ID: Meeting Date Meeting Status
ALSC3 CINS P0161M109 04/26/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Minority
Shareholders
________________________________________________________________________________
Aliansce Shopping Centers
Ticker Security ID: Meeting Date Meeting Status
ALSC3 CINS P0161M109 04/26/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Policy Mgmt For For For
4 Amendments to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
________________________________________________________________________________
Aliansce Shopping Centers S.A.
Ticker Security ID: Meeting Date Meeting Status
ALSC3 CINS P0161M109 01/24/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Acquisition Mgmt For For For
________________________________________________________________________________
Aliansce Shopping Centers S.A.
Ticker Security ID: Meeting Date Meeting Status
ALSC3 CINS P0161M109 08/29/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger Agreement Mgmt For For For
4 Ratification of Mgmt For For For
Appointment of
Appraiser
5 Valuation Report Mgmt For For For
6 Merger by Absorption Mgmt For For For
7 Authority to Carry Out Mgmt For For For
Merger
Formalities
________________________________________________________________________________
Alsea S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
ALSEA CINS P0212A104 04/29/2013 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Reports of the Board Mgmt For Abstain Against
and Committee's
Activities and
Operations
4 Election of Directors: Mgmt For Abstain Against
Election of Committee
Members
5 Director and Committee Mgmt For Abstain Against
Member
Fees
6 Authority to Repurchase Mgmt For Abstain Against
Shares; Report on
Share Repurchase
Program
________________________________________________________________________________
Alsea S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
ALSEA CINS P0212A104 04/29/2013 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Cancel Mgmt For Abstain Against
Treasury Shares and
Reduce Share
Capital
2 Amendments to Articles Mgmt For Abstain Against
3 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Alsea S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
ALSEA CINS P0212A104 08/27/2012 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Cancel Mgmt For Abstain Against
Treasury Shares and
Reduce Authorized
Share
Capital
2 Restructuring of Share Mgmt For Abstain Against
Capital
3 Ratification of Fully Mgmt For Abstain Against
Paid-In Share
Capital
4 Election of Meeting Mgmt For For For
Delegates
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Alsea S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
ALSEA CINS P0212A104 11/12/2012 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Shares w/o Mgmt For Abstain Against
Preemptive
Rights
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Authority to Carry Out Mgmt For For For
Formalities
________________________________________________________________________________
Amerisur Resources Plc
Ticker Security ID: Meeting Date Meeting Status
AMER CINS G0329T103 05/14/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Giles Clarke Mgmt For Against Against
3 Elect John Wardle Mgmt For For For
4 Elect Nick Harrison Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
6 Authority to Set Mgmt For For For
Auditor's
Fees
7 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Anhanguera Educacional Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
AEDU3 CINS P0355L115 03/11/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Stock Option Plan Mgmt For For For
4 Ratification of Mgmt For For For
Acquisition of Uniban
Group
5 Ratification of Mgmt For For For
Appointment of
Appraiser
________________________________________________________________________________
Anhanguera Educacional Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
AEDU3 CINS P0355L115 03/11/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Stock Split Mgmt For For For
3 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Apco Oil & Gas International
Ticker Security ID: Meeting Date Meeting Status
APAGF CUSIP G0471F109 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bryan Guderian Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Arezzo Industria e Comercio SA
Ticker Security ID: Meeting Date Meeting Status
ARZZ3 CINS P04508100 04/30/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Capital Expenditure Mgmt For For For
Budget
7 Remuneration Policy Mgmt For For For
8 Election of Board Mgmt For Abstain Against
Member(s)
Representative of
Minority
Shareholders
________________________________________________________________________________
Argonaut Gold Ltd.
Ticker Security ID: Meeting Date Meeting Status
AR CINS 04016A101 05/07/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Peter C. Dougherty Mgmt For For For
3 Elect Brian J. Kennedy Mgmt For For For
4 Elect James E. Kofman Mgmt For For For
5 Elect Christopher R. Mgmt For For For
Lattanzi
6 Elect Peter Mordaunt Mgmt For For For
7 Elect Dale C. Peniuk Mgmt For Against Against
8 Elect David H. Watkins Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Advance Notice Provision Mgmt For For For
11 Share Incentive Plan Mgmt For For For
Renewal
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Argonaut Gold Ltd.
Ticker Security ID: Meeting Date Meeting Status
AR CINS 04016A101 12/06/2012 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Offer Proposal Mgmt For For For
________________________________________________________________________________
Aurcana Corporation
Ticker Security ID: Meeting Date Meeting Status
AUN CINS 051918209 03/28/2013 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Share Consolidation Mgmt For For For
3 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Aurcana Corporation
Ticker Security ID: Meeting Date Meeting Status
AUN CINS 051918506 06/25/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Lenic Rodriguez Mgmt For For For
4 Elect Robert Tweedy Mgmt For For For
5 Elect Paul Matysek Mgmt For Against Against
6 Elect Adrian Aguirre Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Advance Notice Policy Mgmt For For For
9 Shareholder Rights Plan Mgmt For For For
________________________________________________________________________________
AuRico Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AUQ CUSIP 05155C105 05/13/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Colin K. Benner Mgmt For Withhold Against
1.2 Elect Luis M. Chavez Mgmt For For For
1.3 Elect Richard M. Mgmt For For For
Colterjohn
1.4 Elect Mark J. Daniel Mgmt For Withhold Against
1.5 Elect Patrick D. Downey Mgmt For For For
1.6 Elect Alan R. Edwards Mgmt For Withhold Against
1.7 Elect Scott G. Perry Mgmt For For For
1.8 Elect Ronald E. Smith Mgmt For Withhold Against
1.9 Elect Joseph G. Spiteri Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Renewal of Shareholder Mgmt For For For
Rights
Plan
4 Omnibus Long-Term Mgmt For For For
Incentive
Plan
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Autometal SA
Ticker Security ID: Meeting Date Meeting Status
AUTM3 CINS P0594E104 04/19/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Autometal SA
Ticker Security ID: Meeting Date Meeting Status
AUTM3 CINS P0594E104 04/19/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Allocation of Mgmt For For For
Dividends;
Distribution of
Interest on
Capital
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Autometal SA
Ticker Security ID: Meeting Date Meeting Status
AUTM3 CINS P0594E104 10/04/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger by Absorption Mgmt For For For
4 Joint Venture Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Distribution of Mgmt For For For
Interest on
Capital
________________________________________________________________________________
Autometal SA
Ticker Security ID: Meeting Date Meeting Status
AUTM3 CINS P0594E104 12/19/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Distribution of Mgmt For For For
Interest on
Capital
3 Interim Dividends Mgmt For For For
4 Election of Director Mgmt For Abstain Against
5 Transfer of Investments Mgmt For Abstain Against
Between
Subsidiaries
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Axtel S.A.B. DE C.V.
Ticker Security ID: Meeting Date Meeting Status
AXTEL CINS P0606P105 01/25/2013 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For Abstain Against
Convertible Bonds;
Increase Fixed Share
Capital
2 Authority to Carry Out Mgmt For For For
Formalities
3 Election of Meeting Mgmt For For For
Delegates
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Axtel S.A.B. DE C.V.
Ticker Security ID: Meeting Date Meeting Status
AXTEL CINS P0606P105 12/04/2012 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Unaudited Mgmt For For For
Balance
Sheet
2 Merger by Absorption Mgmt For For For
3 Authority to Give Mgmt For Abstain Against
Guarantees
4 Authority to Carry Out Mgmt For For For
Formalities
________________________________________________________________________________
B2Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
BTO CINS 11777Q209 06/14/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Clive T. Johnson Mgmt For For For
4 Elect Robert Cross Mgmt For Against Against
5 Elect Robert Gayton Mgmt For Against Against
6 Elect Barry D. Rayment Mgmt For For For
7 Elect Jerry R. Korpan Mgmt For For For
8 Elect John W. Ivany Mgmt For For For
9 Elect Bongani Mtshisi Mgmt For For For
10 Elect Michael Carrick Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
B2Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
BTO CINS 11777Q209 12/20/2012 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger with CGA Mining Mgmt For For For
Limited
________________________________________________________________________________
B2W - Companhia Global do Varejo
Ticker Security ID: Meeting Date Meeting Status
BTOW3 CINS P19055113 04/30/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Minority
Shareholders
6 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
B2W - Companhia Global do Varejo
Ticker Security ID: Meeting Date Meeting Status
BTOW3 CINS P19055113 04/30/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Change of Company Name Mgmt For For For
4 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Banco ABC Brasil SA
Ticker Security ID: Meeting Date Meeting Status
ABCB3 CINS P0763M135 11/16/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Vernon Handley Mgmt For Abstain Against
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Banco Daycoval SA
Ticker Security ID: Meeting Date Meeting Status
DAYC4 CINS P0911X116 04/29/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Preferred
Shareholders
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Banco Industrial e Comercial SA
Ticker Security ID: Meeting Date Meeting Status
BICB4 CINS P1337Q115 04/15/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Minority/Preferred
Shareholders
________________________________________________________________________________
Banco Latinoamericano De Comercio Exterior SA
Ticker Security ID: Meeting Date Meeting Status
BLX CUSIP P16994132 04/17/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3.1 Elect Herminio Blanco Mgmt For For For
Mendoza
3.2 Elect Maria da Graca Mgmt For For For
Franca
3.3 Elect William D. Hayes Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Banco Macro SA
Ticker Security ID: Meeting Date Meeting Status
BSUD.1 CUSIP 05961W105 04/11/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Delegates Mgmt For For For
in Charge of Meeting
Minutes
2 Accounts and Reports Mgmt For For For
3 Ratification of Board Mgmt For For For
and Supervisory
Council
Acts
4 Allocation of Profits Mgmt For For For
5 Ratification of Mgmt For For For
Directors'
Fees
6 Ratification of Mgmt For For For
Supervisory Council
Fees
7 Ratification of Mgmt For For For
Auditor's
Fees
8 Election of Directors Mgmt For Abstain Against
and
Alternates
9 Election of Supervisory Mgmt For Abstain Against
Council Members and
Alternates
10 Appointment of Auditor Mgmt For For For
11 Audit Committee's Budget Mgmt For Abstain Against
12 Authority to Set Terms Mgmt For For For
of Global Note
Program
________________________________________________________________________________
Banco Macro SA
Ticker Security ID: Meeting Date Meeting Status
BSUD.1 CUSIP 05961W105 06/10/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Delegates Mgmt For For For
in Charge of Meeting
Minutes
2 Preliminary Merger Mgmt For For For
Agreement
3 Exchange Relationship Mgmt For For For
4 Capital Increase; Mgmt For For For
Merger by
Absorption
5 Authority to Carry Out Mgmt For For For
Formalities
________________________________________________________________________________
Banco Panamericano SA
Ticker Security ID: Meeting Date Meeting Status
BPNM4 CINS P14996105 04/30/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Election of Board Mgmt For Abstain Against
Member(s)
Representative of
Minority/Preferred
Shareholders
7 Election of Supervisory Mgmt For Abstain Against
Council Member(s)
Representative of
Minority/Preferred
Shareholders
________________________________________________________________________________
BanRegio Grupo Financiero S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
GFREGIO CINS P1610L106 04/30/2013 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements; Mgmt For Abstain Against
CEO's Report;
Auditor's
Report
2 Board's Opinion on Mgmt For Abstain Against
CEO's
Report
3 Board's Report Mgmt For Abstain Against
Regarding Accounting
Practices
4 Board's Report Mgmt For Abstain Against
Regarding Operations
and
Activities
5 Report of the Chairman Mgmt For Abstain Against
of the Audit and
Corporate Governance
Committee
6 Report on Tax Compliance Mgmt For Abstain Against
7 Allocation of Profits Mgmt For Abstain Against
8 Distribution of Mgmt For Abstain Against
Dividends
9 Authority to Repurchase Mgmt For Abstain Against
Shares; Report on
Share Repurchase
Program
10 Ratification of Board Mgmt For Abstain Against
Acts
11 Election of Directors; Mgmt For Abstain Against
Election of Committee
Members/Chairman;
Fees
12 Election of Meeting Mgmt For For For
Delegates
13 Minutes Mgmt For For For
________________________________________________________________________________
Beadell Resources Limited
Ticker Security ID: Meeting Date Meeting Status
BDR CINS Q1398U103 05/24/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Craig L. Mgmt For For For
Readhead
4 Re-elect Robert Watkins Mgmt For For For
5 Approve Performance Mgmt For For For
Rights
Plan
6 Approve Termination Mgmt For For For
Payments
7 Equity Grant (Executive Mgmt For For For
Director Robert
Watkins)
8 Equity Grant (MD Peter Mgmt For For For
Bowler)
9 Ratify Placement of Mgmt For For For
Securities
10 Renew Proportional Mgmt For For For
Takeover
Provisions
11 Spill Resolution Mgmt Against Against For
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bear Creek Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
BCM CINS 07380N104 05/29/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Catherine Mgmt For Against Against
McLeod-Seltzer
4 Elect Andrew T. Mgmt For For For
Swarthout
5 Elect David De Witt Mgmt For For For
6 Elect Miguel Grau Mgmt For Against Against
7 Elect Kevin R. Morano Mgmt For Against Against
8 Elect Nolan Watson Mgmt For Against Against
9 Elect Frank Tweddle Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Stock Option Plan Mgmt For For For
Renewal
12 Amendment to Articles Mgmt For For For
Regarding Electronic
Distribution of
Materials
13 Advance Notice Mgmt For For For
Requirement
14 Transaction of Other Mgmt For Against Against
Business
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Besalco S.A.
Ticker Security ID: Meeting Date Meeting Status
BESALCO CINS P1663V100 04/25/2013 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Dividend Policy Mgmt For Abstain Against
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors; Mgmt For Abstain Against
Directors' Fees and
Directors' Committee
Fees and
Budget
5 Presentation of Mgmt For For For
Directors' Committee
Report
6 Appointment of Auditor Mgmt For Abstain Against
and Risk Rating
Agency
7 Publication of Company Mgmt For For For
Notices
8 Related Party Mgmt For For For
Transactions
9 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Bolsa Mexicana De Valores Sab De Cv
Ticker Security ID: Meeting Date Meeting Status
BOLSA CINS P17330104 04/24/2013 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits Mgmt For For For
5 Allocation of Dividends Mgmt For For For
6 Election of Directors; Mgmt For Abstain Against
Election of Committee
Chairmen
7 Directors' and Mgmt For Abstain Against
Committee Member
Fees
8 Report on the Company's Mgmt For Abstain Against
Repurchase
Program
9 Authority to Repurchase Mgmt For Abstain Against
Shares
10 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Bolsa Mexicana De Valores Sab De Cv
Ticker Security ID: Meeting Date Meeting Status
BOLSA CINS P17330104 04/24/2013 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Authorized Mgmt For Abstain Against
Capital of
Subsidiary
2 Strategic Alliance with Mgmt For For For
Bolsa de Valores de
Lima
SA
3 Election of Meeting Mgmt For For For
Delegates
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BPZ Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
BPZ CUSIP 055639108 06/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Manuel Pablo Mgmt For For For
Zuniga-Pflucker
1.2 Elect John J. Lendrum, Mgmt For For For
III
1.3 Elect Stephen R. Brand Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Brasil Brokers Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
BBRK3 CINS P1630V100 04/19/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratification of Mgmt For For For
Acquisition of Bamberg
Brokers
4 Ratification of Mgmt For For For
Acquisition of Miranda
Brokers
5 Ratification of Mgmt For For For
Acquisition of LBR
Brokers
________________________________________________________________________________
Brasil Brokers Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
BBRK3 CINS P1630V100 04/19/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Brasil Insurance Participacoes e Administracao SA
Ticker Security ID: Meeting Date Meeting Status
BRIN3 CINS P1830M108 02/20/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquistion of Carraro Mgmt For For For
Corretora de Seguros
Ltda
4 Merger of SMM Holding e Mgmt For For For
Empreendimentos
Ltda
________________________________________________________________________________
Brasil Insurance Participacoes e Administracao SA
Ticker Security ID: Meeting Date Meeting Status
BRIN3 CINS P1830M108 04/29/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors Mgmt For For For
5 Remuneration Policy Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Brasil Insurance Participacoes e Administracao SA
Ticker Security ID: Meeting Date Meeting Status
BRIN3 CINS P1830M108 06/26/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition Mgmt For For For
4 Acquisition of DR7 Mgmt For For For
Participacoes e
Empreendimentos
Ltda.the holder of 60%
of Omega Corretora de
Seguros
Ltda.
5 Acquisition of 49.99% Mgmt For For For
of Aral Administradora
de Beneficios
Ltda
6 Acquisition of Ralah Mgmt For For For
Participacoes e
Empreendimentos Ltda.,
the owner of 50% of
the share capital of
Aral Administradora de
Beneficios
Ltda.
________________________________________________________________________________
Brasil Insurance Participacoes e Administracao SA
Ticker Security ID: Meeting Date Meeting Status
BRIN3 CINS P1830M108 11/01/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Itax Acquisition Mgmt For Abstain Against
4 SBX Acquisition Mgmt For Abstain Against
5 Pada Holding Acquisition Mgmt For Abstain Against
________________________________________________________________________________
Brasil Insurance Participacoes e Administracao SA
Ticker Security ID: Meeting Date Meeting Status
BRIN3 CINS P1830M108 12/14/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition of Indico Mgmt For Abstain Against
Consultoria de
Beneficios e
Corretagem de
Seguros
3 Acquisition of Viva Bem Mgmt For Abstain Against
Gestao de
Saude
4 Merger of Larah Mgmt For Abstain Against
Participacoes e
Empreendimentos
5 Amendment to Meeting Mgmt For For For
Minutes
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Brazil Pharma SA
Ticker Security ID: Meeting Date Meeting Status
BPHA3 CINS P1815Q108 04/30/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 Remuneration Policy Mgmt For For For
7 Election of Directors; Mgmt For Against Against
Election of Chairman
and Vice
Chairman
________________________________________________________________________________
Brazil Pharma SA
Ticker Security ID: Meeting Date Meeting Status
BPHA3 CINS P1815Q108 04/30/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratification of Mgmt For For For
Appointment of
Appraiser
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Valuation Report Mgmt For For For
6 Merger Agreement Mgmt For For For
7 Exchange Ratio Mgmt For For For
8 Merger Protocol Mgmt For For For
9 Increase in Share Mgmt For For For
Capital
10 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
11 Change of Company Name Mgmt For For For
12 Consolidation of Mgmt For For For
Articles
13 Authority to Carry Out Mgmt For For For
Merger
Formalities
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Brookfield Incorporacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
BISA3 CINS P1901G105 04/29/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Benjamin Michael Mgmt For For For
Vaughan
5 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
Brookfield Incorporacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
BISA3 CINS P1901G105 04/29/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
4 Increase in Authorized Mgmt For For For
Capital
5 Amendments to Articles Mgmt For For For
Regarding Legal
Representation
6 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Brookfield Incorporacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
BISA3 CINS P1901G105 09/03/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Increase in Authorized Mgmt For For For
Share Capital;
Issuance of Shares w/
Preemptive
Rights
4 Relocation of Company's Mgmt For For For
Registered Office
________________________________________________________________________________
C&C Energia Ltd.
Ticker Security ID: Meeting Date Meeting Status
CZE CINS 12674A107 12/28/2012 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Merger/Acquisition Mgmt For For For
5 Platino Energy Stock Mgmt For For For
Option
Plan
6 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Canacol Energy Ltd.
Ticker Security ID: Meeting Date Meeting Status
CNE CINS 134808104 12/14/2012 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Charle Gamba Mgmt For For For
4 Elect Michael Hibberd Mgmt For Against Against
5 Elect Jason Bednar Mgmt For Against Against
6 Elect Stuart Hensman Mgmt For For For
7 Elect Luis Baena Mgmt For For For
8 Elect Alvaro Barrera Mgmt For For For
9 Elect David Winter Mgmt For For For
10 Elect Dominic Dacosta Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Amendments to Articles Mgmt For For For
Regarding Location of
Shareholder
Meetings
13 Share Mgmt For For For
Consolidation/Reverse
Stock
Split
14 Merger/Acquisition Mgmt For For For
15 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Capstone Mining Corp.
Ticker Security ID: Meeting Date Meeting Status
CS CINS 14068G104 05/08/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Lawrence I. Bell Mgmt For Against Against
4 Elect George L. Brack Mgmt For For For
5 Elect Chantal Gosselin Mgmt For For For
6 Elect GookHo Lee Mgmt For For For
7 Elect Kalidas V. Mgmt For Against Against
Madhavpeddi
8 Elect Dale C. Peniuk Mgmt For For For
9 Elect Darren M. Pylot Mgmt For For For
10 Elect Richard N. Zimmer Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Adoption of Advance Mgmt For For For
Notice
Policy
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Coca Cola Embonor SA
Ticker Security ID: Meeting Date Meeting Status
EMBONOR CINS P3698K133 04/19/2013 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Abstain Against
4 Directors' Fees Mgmt For Abstain Against
5 Appointment of Auditor Mgmt For Abstain Against
6 Related Party Mgmt For For For
Transactions
7 Publication of Company Mgmt For For For
Notices
8 Dividend Policy Mgmt For Abstain Against
9 Directors' Committee Mgmt For Abstain Against
Fees and
Budget
10 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Coca Cola Embonor SA
Ticker Security ID: Meeting Date Meeting Status
EMBONOR CINS P3698K133 04/19/2013 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Carry Out Mgmt For For For
Formalities
________________________________________________________________________________
Colossus Minerals Inc.
Ticker Security ID: Meeting Date Meeting Status
CSI CINS 19681L109 05/21/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Alberto Arias Mgmt For For For
3 Elect John Frostiak Mgmt For For For
4 Elect David Garofalo Mgmt For For For
5 Elect Greg Hall Mgmt For For For
6 Elect Mel Leiderman Mgmt For For For
7 Elect Claudio Mancuso Mgmt For For For
8 Elect Douglas Reeson Mgmt For Against Against
9 Elect John Turner Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Adoption of New General Mgmt For For For
Bylaws
________________________________________________________________________________
Companhia de Ferro Ligas da Bahia - Ferbasa
Ticker Security ID: Meeting Date Meeting Status
FESA4 CINS P3054X117 04/24/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Election of Directors Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Companhia Energetica do Ceara SA COELCE
Ticker Security ID: Meeting Date Meeting Status
COCE5 CINS P3056A107 04/29/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Election of Directors Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Compania Minera Autlan S.A.
Ticker Security ID: Meeting Date Meeting Status
AUTLAN CINS P0598H111 04/24/2013 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Report of the Audit and Mgmt For Abstain Against
Corporate Governance
Committees
3 Allocation of Mgmt For Abstain Against
Profits/Dividends
4 Election of Directors; Mgmt For Abstain Against
Election of Committee
Members;
Fees
5 Authority to Repurchase Mgmt For Abstain Against
Shares
6 Report on the Company's Mgmt For Abstain Against
Repurchase
Program
7 Authority to Carry Out Mgmt For For For
Formalities
8 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Compania Sud Americana De Vapores S.A.
Ticker Security ID: Meeting Date Meeting Status
VAPORES CINS P3064M101 04/29/2013 Voted
Meeting Type Country of Trade
Annual Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Election of Directors Mgmt For Abstain Against
3 Directors' Fees Mgmt For Abstain Against
4 Directors' Committee Mgmt For Abstain Against
Fees and
Budget
5 Appointment of Auditor Mgmt For For For
and Risk Rating
Agencies
6 Related Party Mgmt For For For
Transactions
7 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Compania Sud Americana De Vapores S.A.
Ticker Security ID: Meeting Date Meeting Status
VAPORES CINS P3064M101 04/29/2013 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Cancel Previous Mgmt For For For
Authority to Issue
Shares w/ Preemptive
Rights
3 Amendments to Articles Mgmt For For For
Regarding
Capital
4 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
5 Amendments to Articles Mgmt For For For
Regarding Shareholder
Meeting
Location
6 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Concentradora Fibra Hotelera Mexicana SA de CV
Ticker Security ID: Meeting Date Meeting Status
FIHO CINS P3515D148 04/24/2013 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Calling Meeting to Order Mgmt For For For
2 Accounts and Reports Mgmt For Abstain Against
3 Election of Directors Mgmt For Abstain Against
(Technical
Committee)
4 Authority to Issue Mgmt For Abstain Against
CBFIs w/ Preemptive
Rights
5 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Consorcio Ara S.A.B. De C.V.
Ticker Security ID: Meeting Date Meeting Status
ARA CINS P3084R106 04/23/2013 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Report on Tax Compliance Mgmt For Abstain Against
3 Allocation of Mgmt For Abstain Against
Profits/Dividends
4 Election of Directors; Mgmt For Abstain Against
Fees; Ratification of
Board
Acts
5 Election of Audit Mgmt For Abstain Against
Committee
Chairman
6 Election of Corporate Mgmt For Abstain Against
Governance Committee
Chairman
7 Authority to Repurchase Mgmt For Abstain Against
Shares; Report on the
Company's Share
Repurchase
Program
8 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Contax Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
CTAX4 CINS P3144E111 04/02/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Partial Spin-Off Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Conversion of Preferred Mgmt For For For
Shares to Common
Shares
7 Approval of Private Mgmt For For For
Stipulation Instrument
in Favor of Third
Parties
________________________________________________________________________________
Continental Gold Ltd.
Ticker Security ID: Meeting Date Meeting Status
CNL CINS G23850103 06/07/2013 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert W. Allen Mgmt For Against Against
2 Elect Ari B. Sussman Mgmt For For For
3 Elect Gary P. Barket Mgmt For For For
4 Elect Jaime I. Gutierrez Mgmt For For For
5 Elect Paul J. Murphy Mgmt For Against Against
6 Elect Leon Teicher Mgmt For For For
7 Elect Kenneth G. Thomas Mgmt For For For
8 Elect Timothy A. Warman Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Advance Notice Provision Mgmt For For For
________________________________________________________________________________
Corporacion GEO SAB de CV
Ticker Security ID: Meeting Date Meeting Status
GEOB CINS P3142C117 03/21/2013 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Report of the CEO Mgmt For Abstain Against
3 Report of the Audit and Mgmt For Abstain Against
Corporate Governance
Committees
4 Allocation of Mgmt For Abstain Against
Profits/Dividends
5 Authority to Repurchase Mgmt For Abstain Against
Shares
6 Election of Directors Mgmt For For For
7 Election of Board Mgmt For For For
Committee Members and
Chairmen
8 Director and Committee Mgmt For Abstain Against
Member
Fees
9 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Credito Real SAB de CV
Ticker Security ID: Meeting Date Meeting Status
CREAL CINS P32486105 03/19/2013 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For Abstain Against
Ratification of Board
Acts
2 Report on Tax Compliance Mgmt For Abstain Against
3 Allocation of Mgmt For Abstain Against
Profits/Dividends
4 Election of Directors; Mgmt For Abstain Against
Fees
5 Election of Committee Mgmt For Abstain Against
Chairmen
6 Authority to Repurchase Mgmt For Abstain Against
Shares; Report on
Repurchase
Program
7 Revocation and Granting Mgmt For Abstain Against
of Powers
8 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Credito Real SAB de CV
Ticker Security ID: Meeting Date Meeting Status
CREAL CINS P32486105 06/21/2013 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financings Mgmt For Abstain Against
2 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Cresud S.A.
Ticker Security ID: Meeting Date Meeting Status
CRES CUSIP 226406106 10/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Meeting Mgmt For For For
Delegates
2 Ratification of Mgmt For For For
Accounting Recognition
of Deferred Tax
Liability
3 Accounts and Reports Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Ratification of Mgmt For For For
Supervisory Council
Acts
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Mgmt For For For
Directors'
Fees
8 Ratification of Mgmt For Abstain Against
Supervisory Council's
Fees
9 Election of Directors Mgmt For Abstain Against
10 Election of Supervisory Mgmt For Abstain Against
Council
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Debt Mgmt For For For
Instruments Pursuant
to Global Note
Programme
13 Update to Shared Mgmt For For For
Services
Agreement
14 Income Tax on Personal Mgmt For For For
Assets of
Shareholders
15 Amendments to Articles Mgmt For For For
Regarding Board
Meetings
16 Amendments to Articles Mgmt For For For
Regarding Legal
Representation
17 Update to Incentive Plan Mgmt For Abstain Against
18 Ratification of Mgmt For For For
Internal
Reorganization
Prospectus
________________________________________________________________________________
Cruz Blanca Salud SA
Ticker Security ID: Meeting Date Meeting Status
CRUZBLANCA CINS P3491H105 04/26/2013 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Auditor's Report Mgmt For For For
4 Election of Directors Mgmt For Abstain Against
5 Directors' Fees; Board Mgmt For Abstain Against
of Directors'
Expenses
6 Directors' Committee Mgmt For Abstain Against
Fees; Directors'
Committee
Expenses
7 Related Party Mgmt For For For
Transactions
8 Appointment of Auditor Mgmt For Abstain Against
9 Appointment of Risk Mgmt For Abstain Against
Rating
Agency
10 Publication of Company Mgmt For For For
Notices
11 Allocation of Mgmt For For For
Profits/Dividends
12 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Desarrolladora Homex, S.A.B. De C.V.
Ticker Security ID: Meeting Date Meeting Status
HOMEX CUSIP 25030W100 04/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Authority to Repurchase Mgmt For Abstain Against
Shares
4 Election of Directors; Mgmt For Abstain Against
Election of Board
Chairman;
Fees
5 Election of Board Mgmt For Abstain Against
Committee
Chairmen
6 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Eletropaulo Metropolitana Eletricidade Sao Paulo S.A.
Ticker Security ID: Meeting Date Meeting Status
ELPL4 CINS P36476169 04/04/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Election of Supervisory Mgmt For Abstain Against
Council
________________________________________________________________________________
Eletropaulo Metropolitana Eletricidade Sao Paulo S.A.
Ticker Security ID: Meeting Date Meeting Status
ELPL4 CINS P36476169 06/21/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Election of Supervisory Mgmt N/A Abstain N/A
Council Member(s)
Representative of
Preferred
Shareholders
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Empresas Aquachile SA
Ticker Security ID: Meeting Date Meeting Status
AQUACHILE CINS P3764P107 02/26/2013 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
2 Amendment to Articles Mgmt For For For
Regarding Share
Capital
3 Purpose of the Mgmt For For For
Authority to Issue
Shares w/ Preemptive
Rights
4 Authority to Carry Out Mgmt For For For
Formalities
________________________________________________________________________________
Empresas AquaChile SA
Ticker Security ID: Meeting Date Meeting Status
AQUACHILE CINS P3764P107 04/18/2013 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Dividend policy Mgmt For Abstain Against
4 Directors' Fees Mgmt For For For
5 Presentation of Mgmt For For For
Directors' Expense
Report
6 Directors' Committee Mgmt For For For
Fees and
Budget
7 Presentation of Mgmt For For For
Directors' Committee
Report
8 Appointment of Auditor Mgmt For For For
9 Publication of Company Mgmt For For For
Notices
10 Related Party Mgmt For For For
Transactions
11 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Empresas Hites SA
Ticker Security ID: Meeting Date Meeting Status
HITES CINS P3765N101 04/25/2013 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Abstain Against
and Risk Rating
Agency
4 Presentation of Report Mgmt For For For
of the Directors'
Expenditures
5 Directors Fees Mgmt For Abstain Against
6 Directors' Committee Mgmt For Abstain Against
Fees and
Budget
7 Publication of Company Mgmt For For For
Notices
8 Related Party Mgmt For For For
Transactions
9 Presentation of Report Mgmt For For For
of Shareholder
Communication
Costs
10 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Empresas Iansa S.A.
Ticker Security ID: Meeting Date Meeting Status
IANSA CINS P5380Y107 03/27/2013 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Set Share Mgmt For Abstain Against
Price of Equity
Awards
2 Authority to Carry Out Mgmt For For For
Formalities
________________________________________________________________________________
Empresas Iansa S.A.
Ticker Security ID: Meeting Date Meeting Status
IANSA CINS P5380Y107 03/27/2013 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Dividend Policy Mgmt For Abstain Against
4 Investment and Finance Mgmt For Abstain Against
Policy
5 Appointment of Auditor Mgmt For Abstain Against
6 Appointment of Account Mgmt For Abstain Against
Inspectors and
Determination of
Fees
7 Appointment of Risk Mgmt For Abstain Against
Rating
Agencies
8 Ratification of Mgmt For For For
Directors' Fees and
Board
Expenditures
9 Directors' Committee Mgmt For Abstain Against
Fees and
Budget
10 Related Party Mgmt For For For
Transactions
11 Presentation of Mgmt For For For
Expenditure
Report
12 Publication of Company Mgmt For For For
Notices
13 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Endeavour Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
EDR CUSIP 29258Y103 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Ricardo M. Campoy Mgmt For For For
2.2 Elect Bradford J. Cooke Mgmt For For For
2.3 Elect Geoffrey A. Mgmt For For For
Handley
2.4 Elect Rex J. McLennan Mgmt For For For
2.5 Elect Kenneth Pickering Mgmt For For For
2.6 Elect Mario D. Mgmt For Withhold Against
Szotlender
2.7 Elect Godfrey J. Walton Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Adoption of Advance Mgmt For For For
Notice
Policy
________________________________________________________________________________
Equatorial Energia S.A.
Ticker Security ID: Meeting Date Meeting Status
EQTL11 CINS P3773H104 04/30/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Distribution of Dividend Mgmt For For For
6 Election of Directors Mgmt For Against Against
7 Remuneration Policy Mgmt For For For
8 Election of Supervisory Mgmt For For For
Council;
Fees
________________________________________________________________________________
Equatorial Energia S.A.
Ticker Security ID: Meeting Date Meeting Status
EQTL11 CINS P3773H104 04/30/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Increase in Authorized Mgmt For For For
Capital
4 Amendments to Articles Mgmt For For For
Regarding Board
Deliberations About
Convertible
Debentures
5 Amendments to Articles Mgmt For For For
Regarding Management
Board
6 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Estacio Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
ESTC3 CINS P3784E108 04/30/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
4 Stock Split Mgmt For For For
5 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Estacio Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
ESTC3 CINS P3784E108 04/30/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Capital Expenditure Mgmt For For For
Budget
6 Election of Supervisory Mgmt For For For
Council
Members
7 Remuneration Policy Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Estacio Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
ESTC3 CINS P3784E108 05/21/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Estacio Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
ESTC3 CINS P3784E108 11/28/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition of iDEZ Mgmt For For For
Empreendimentos
Educacionais
3 Acquisition of UNIUOL Mgmt For For For
Gestao de
Empreendimentos
Educacionais e
Participacoes
4 Acquisition of Mgmt For For For
Sociedade Educacional
do Rio Grande do
Sul
5 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Estacio Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
ESTC3 CINS P3784E108 07/03/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger/Acquisition Mgmt For Abstain Against
3 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Eternit SA
Ticker Security ID: Meeting Date Meeting Status
ETER3 CINS P3766A108 04/17/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Directors; Mgmt For For For
Election of Advisory
Council
7 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Eternit SA
Ticker Security ID: Meeting Date Meeting Status
ETER3 CINS P3766A108 04/17/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
Regarding Corporate
Purpose
4 Amendments to Articles Mgmt For For For
Regarding Wording and
Renumbering
5 Amendments to Articles Mgmt For For For
Regarding Chairman's
Vote
6 Amendment to Articles Mgmt For For For
Regarding Board
Meetings
________________________________________________________________________________
Even Construtora e Incorporadora S.A.
Ticker Security ID: Meeting Date Meeting Status
EVEN3 CINS P3904U107 04/29/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Capital Expenditure Mgmt For For For
Budget
6 Allocation of Mgmt For For For
Profits/Dividends
7 Election of Directors Mgmt For For For
8 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
Even Construtora e Incorporadora S.A.
Ticker Security ID: Meeting Date Meeting Status
EVEN3 CINS P3904U107 04/29/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
Regarding Legal
Representation
________________________________________________________________________________
Exeter Resource Corporation
Ticker Security ID: Meeting Date Meeting Status
XRC CUSIP 301835104 05/31/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Bryce G. Roxburgh Mgmt For For For
2.2 Elect Yale R. Simpson Mgmt For For For
2.3 Elect Robert G. Reynolds Mgmt For Withhold Against
2.4 Elect John C Simmons Mgmt For For For
2.5 Elect Julian Bavin Mgmt For Withhold Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendment to the Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
Extorre Gold Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
XG CINS 30227B109 08/15/2012 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ez Tec Empreendimentos E Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
EZTC3 CINS P3912H106 04/26/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amend Articles to Mgmt For For For
Increase Board
Size
________________________________________________________________________________
Ez Tec Empreendimentos E Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
EZTC3 CINS P3912H106 04/26/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Board Size Mgmt For For For
7 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Minority
Shareholders
8 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Ez Tec Empreendimentos E Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
EZTC3 CINS P3912H106 05/22/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Increase in Board Size Mgmt For Against Against
________________________________________________________________________________
Ferreycorp SAA
Ticker Security ID: Meeting Date Meeting Status
FERREYC1 CINS P3924F106 03/26/2013 Voted
Meeting Type Country of Trade
Annual Peru
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For Abstain Against
Profits/Dividends
6 Capitalization of Mgmt For Abstain Against
Reserves w/o Share
Issuance
7 Dividend Policy Mgmt For Abstain Against
8 Authority to Increase Mgmt For Abstain Against
Share Capital of
Subsidiary
9 Authority to Issue Debt Mgmt For Abstain Against
Instruments
10 Appointment of Auditor Mgmt For For For
11 Authority to Carry Out Mgmt For For For
Formalities
________________________________________________________________________________
First BanCorp.
Ticker Security ID: Meeting Date Meeting Status
FBP CUSIP 318672706 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Aurelio Mgmt For For For
Aleman-Bermudez
2 Elect Thomas M. Hagerty Mgmt For For For
3 Elect Michael P. Harmon Mgmt For For For
4 Elect Roberto R. Mgmt For For For
Herencia
5 Elect Jose Mgmt For For For
Menedez-Cortada
6 Elect Fernando Mgmt For For For
Rodriguez-Amaro
7 Elect Robert T. Gormley Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Cash Financial Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
FCFS CUSIP 31942D107 06/12/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jorge Montano Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Fleury SA
Ticker Security ID: Meeting Date Meeting Status
FLRY3 CINS P418BW104 04/09/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Fleury SA
Ticker Security ID: Meeting Date Meeting Status
FLRY3 CINS P418BW104 04/09/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends;
Capital Expenditure
Budget
6 Election of Board Mgmt For Abstain Against
Member(s)
Representative of
Minority
Shareholders
7 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Fleury SA
Ticker Security ID: Meeting Date Meeting Status
CINS P418BW104 12/31/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Agreement Mgmt For For For
3 Ratification of Mgmt For For For
Appointment of
Appraiser
4 Valuation Report Mgmt For For For
5 Merger by Absorption Mgmt For For For
6 Conversion of Felippe Mgmt For For For
Mattoso into a
Subsidiary
7 Authority to Carry Out Mgmt For For For
Merger by Absorption
Formalities
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Fortuna Silver Mines Inc.
Ticker Security ID: Meeting Date Meeting Status
FVI CINS 349915108 06/20/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Jorge G. Durant Mgmt For For For
4 Elect Simon T. Ridgway Mgmt For Against Against
5 Elect Tomas Guerrero Mgmt For For For
6 Elect Michael Iverson Mgmt For Against Against
7 Elect Mario D. Mgmt For Against Against
Szotlender
8 Elect Robert R. Gilmore Mgmt For For For
9 Elect Thomas Kelly Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Fresh Del Monte Produce Inc.
Ticker Security ID: Meeting Date Meeting Status
FDP CUSIP G36738105 05/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Amir Abu-Ghazaleh Mgmt For For For
2 Elect Salvatore Alfiero Mgmt For For For
3 Elect Edward Boykin Mgmt For For For
4 Approval of Financial Mgmt For For For
Statements
5 Ratification of Auditor Mgmt For For For
6 Allocation of Dividends Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Gafisa SA
Ticker Security ID: Meeting Date Meeting Status
GFSA3 CUSIP 362607301 04/19/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
3 Establishment of Mgmt For For For
Supervisory
Council
4 Election of Supervisory Mgmt For For For
Council
5 Supervisory Council Fees Mgmt For For For
________________________________________________________________________________
Gold Resource Corp.
Ticker Security ID: Meeting Date Meeting Status
GORO CUSIP 38068T105 06/20/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William W. Reid Mgmt For For For
1.2 Elect Jason D. Reid Mgmt For For For
1.3 Elect Bill M. Conrad Mgmt For Withhold Against
1.4 Elect Tor Falck Mgmt For Withhold Against
1.5 Elect Gary C. Huber Mgmt For For For
1.6 Elect Robert C. Muffly Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
GP Investments Ltd.
Ticker Security ID: Meeting Date Meeting Status
GPIV11 CINS G4035L107 04/30/2013 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Election of Meeting Mgmt For For For
Chairman
4 Confirmation of the Mgmt For For For
Meeting
5 Election of Directors Mgmt For For For
6 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Gran Tierra Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
GTE CUSIP 38500T101 06/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dana Coffield Mgmt For For For
1.2 Elect Jeffrey Scott Mgmt For For For
1.3 Elect Verne Johnson Mgmt For For For
1.4 Elect Nicholas G. Kirton Mgmt For For For
1.5 Elect J. Scott Price Mgmt For Withhold Against
1.6 Elect Gerald Macey Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Great Panther Silver Ltd.
Ticker Security ID: Meeting Date Meeting Status
GPR CUSIP 39115V101 06/27/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Robert A. Archer Mgmt For For For
2.2 Elect R.W. (Bob) Garnett Mgmt For For For
2.3 Elect Kenneth W. Major Mgmt For For For
2.4 Elect P. John Jennings Mgmt For For For
2.5 Elect Geoffrey Chater Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Share Option Plan Mgmt For For For
Renewal
5 Adoption of Advance Mgmt For For For
Notice
Requirement
6 Amendments to Articles Mgmt For For For
Regarding the Use of
Electronic
Record-Keeping and
Uncertificated
Securities
________________________________________________________________________________
Gruma SAB de CV
Ticker Security ID: Meeting Date Meeting Status
GRUMA.B CINS P4948K121 04/26/2013 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Report on Tax Compliance Mgmt For Abstain Against
3 Allocation of Mgmt For Abstain Against
Profits/Dividends
4 Authority to Repurchase Mgmt For Abstain Against
Shares; Report on the
Company's Repurchase
Program
5 Election of Directors; Mgmt For Abstain Against
Fees
6 Election of Chairmen of Mgmt For Abstain Against
the Audit and
Corporate Governance
Committees
7 Election of Meeting Mgmt For For For
Delegates
8 Minutes Mgmt For For For
________________________________________________________________________________
Gruma SAB de CV
Ticker Security ID: Meeting Date Meeting Status
GRUMA.B CINS P4948K121 05/15/2013 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger/Acquisition Mgmt For Abstain Against
3 Authority to Cancel Mgmt For For For
Treasury Shares and
Reduce Share
Capital
4 Amendments to Articles Mgmt For Abstain Against
5 Election of Meeting Mgmt For For For
Delegates
6 Minutes Mgmt For For For
________________________________________________________________________________
Gruma SAB de CV
Ticker Security ID: Meeting Date Meeting Status
GRUMA.B CINS P4948K121 12/13/2012 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Repurchase Mgmt For Abstain Against
Shares
2 Election of Directors; Mgmt For Abstain Against
Directors'
Fees
3 Election of Meeting Mgmt For For For
Delegates
4 Minutes Mgmt For For For
________________________________________________________________________________
Gruma SAB de CV
Ticker Security ID: Meeting Date Meeting Status
GRUMA.B CINS P4948K121 12/13/2012 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
Regarding Shareholder
Agreement
2 Election of Meeting Mgmt For For For
Delegates
3 Minutes Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Grupo Aeromexico Sab De Cv
Ticker Security ID: Meeting Date Meeting Status
AEROMEX CINS P4953T108 03/08/2013 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Abstain Against
2 Directors' Fees Mgmt For Abstain Against
3 Election of Board Mgmt For Abstain Against
Committee
Members
4 Election of meeting Mgmt For For For
delegates
5 Minutes Mgmt For For For
________________________________________________________________________________
Grupo Aeromexico SAB de CV
Ticker Security ID: Meeting Date Meeting Status
AEROMEX CINS P4953T108 04/30/2013 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Report of the Audit and Mgmt For Abstain Against
Corporate Governance
Committee
3 Report on Tax Compliance Mgmt For Abstain Against
4 Allocation of Mgmt For Abstain Against
Profits/Dividends
5 Authority to Repurchase Mgmt For Abstain Against
Shares; Report on the
Company's Repurchase
Program
6 Election of Directors Mgmt For Abstain Against
7 Stock Option Plan Mgmt For Abstain Against
8 Directors' Fees Mgmt For Abstain Against
9 Subscription of Shares Mgmt For Abstain Against
10 Ratification of Mgmt For For For
Contracts Between
Aerovias de Mexico SA
de CV and The Boeing
Company
11 Election of Meeting Mgmt For For For
Delegates
12 Minutes Mgmt For For For
________________________________________________________________________________
Grupo Aeroportuario Del Centro Norte SAB de CV
Ticker Security ID: Meeting Date Meeting Status
OMAB CINS P49530101 04/16/2013 Voted
Meeting Type Country of Trade
Mix Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For Abstain Against
5 Allocation of Mgmt For Abstain Against
Profits/Dividends;
Capitalization of
Reserves; Authority to
Repurchase
Shares
6 Election of Directors; Mgmt For Abstain Against
Election of Committee
Chairman
7 Directors' and Mgmt For Abstain Against
Committee Members'
Fees
8 Authority to Reduce Mgmt For For For
Share
Capital
9 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Grupo Aeroportuario Del Pacifico SA
Ticker Security ID: Meeting Date Meeting Status
GAP.B CUSIP 400506101 09/25/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Shareholders'
Equity
2 Authority to Cancel Mgmt For For For
Shares and Reduce
Fixed Share
Capital
3 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
4 Release of Mgmt For For For
Responsibility of
Directors
________________________________________________________________________________
Grupo Famsa SAB de CV
Ticker Security ID: Meeting Date Meeting Status
GFAMSA.A CINS P7700W100 04/19/2013 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements, Mgmt For Abstain Against
Report of the CEO,
Auditor's
Report
2 Report of the Board's Mgmt For Abstain Against
Opinion on CEO's
Report
3 Report of the Board Mgmt For Abstain Against
Regarding Accounting
Standards
4 Report of the Board Mgmt For Abstain Against
Regarding Own
Transactions and
Acts
5 Report of the Committees Mgmt For Abstain Against
6 Allocation of Mgmt For Abstain Against
Profits/Dividends
7 Report on Tax Compliance Mgmt For Abstain Against
8 Election of Directors Mgmt For Abstain Against
and Chairman;
Fees
9 Election of Board Mgmt For Abstain Against
Committee Chairmen;
Fees
10 Report on the Company's Mgmt For Abstain Against
Repurchase
Program
11 Authority to Repurchase Mgmt For Abstain Against
Shares
12 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Grupo Financiero Galicia SA
Ticker Security ID: Meeting Date Meeting Status
GGAL CUSIP 399909100 04/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Delegates Mgmt For For For
in Charge of Meeting
Minutes
2 Voting Recommendations Mgmt For For For
for Proposals 1, 2, 3,
5, 6, 7, 10, 11 and
12
3 Voting Recommendation Mgmt For For For
for Proposal
4
4 Voting Recommendation Mgmt For For For
for Proposal
8
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Board Mgmt For For For
and Supervisory
Council
Acts
8 Ratification of Mgmt For For For
Supervisory Council
Fees
9 Directors' Fees Mgmt For For For
10 Authority to Advance Mgmt For For For
Directors'
Fees
11 Election of Directors; Mgmt For For For
Board
Size
12 Election of Supervisory Mgmt For For For
Council
13 Ratification of Mgmt For For For
Auditor's
Fees
14 Appointment of Auditor Mgmt For For For
15 Extension of Authority Mgmt For Abstain Against
to Issue Debt
Instruments
16 Authority to Set Terms Mgmt For Abstain Against
of Debt
Issuance
________________________________________________________________________________
Grupo Financiero Galicia SA
Ticker Security ID: Meeting Date Meeting Status
GGAL CUSIP 399909100 08/02/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Meeting Mgmt For For For
Delegates
2 Authority to Increase Mgmt For For For
the Issuance of
Corporate
Bonds
3 Authority to Set Terms Mgmt For For For
of Corporate Bonds and
Carry out
Formalities
________________________________________________________________________________
Grupo Simec S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
SIMEC CINS P4984U108 04/08/2013 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Quorum Mgmt For For For
2 Report of the CEO Mgmt For Abstain Against
3 Accounts and Reports Mgmt For Abstain Against
4 Report of the Board of Mgmt For Abstain Against
Directors
5 Report of the Audit and Mgmt For Abstain Against
Corporate Governance
Committee
6 Report on Tax Compliance Mgmt For Abstain Against
7 Allocation of Mgmt For Abstain Against
Profits/Dividends
8 Election of Directors; Mgmt For Abstain Against
Election of Committee
Members;
Fees
9 Election of Meeting Mgmt For For For
Delegates
10 Minutes Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Harvest Natural Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
HNR CUSIP 41754V103 06/27/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen D. Mgmt For For For
Chesebro
1.2 Elect James A. Edmiston Mgmt For For For
1.3 Elect Igor Effimoff Mgmt For Withhold Against
1.4 Elect H. H. Hardee Mgmt For Withhold Against
1.5 Elect Robert E. Irelan Mgmt For For For
1.6 Elect Patrick M. Murray Mgmt For Withhold Against
1.7 Elect J. Michael Stinson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2010 Mgmt For Against Against
Long Term Incentive
Plan
________________________________________________________________________________
Helbor Empreendimentos S.A.
Ticker Security ID: Meeting Date Meeting Status
HBOR3 CINS P5171M106 01/11/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Agreement Mgmt For For For
3 Ratification of Mgmt For For For
Appointment of
Appraiser
4 Valuation Report Mgmt For For For
5 Merger by Absorption Mgmt For For For
6 Ratification of Mgmt For For For
Management Acts
Regarding Merger by
Absorption
7 Authority to Carry Out Mgmt For For For
Merger by Absorption
Formalities
________________________________________________________________________________
Helbor Empreendimentos S.A.
Ticker Security ID: Meeting Date Meeting Status
HBOR3 CINS P5171M106 04/19/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends;
Capital Expenditure
Budget
6 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Minority
Shareholders
7 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Helbor Empreendimentos S.A.
Ticker Security ID: Meeting Date Meeting Status
HBOR3 CINS P5171M106 04/19/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Capitalization of Mgmt For For For
Reserves for Bonus
Share
Issuance
4 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
HRT Participacoes em Petroleo S.A.
Ticker Security ID: Meeting Date Meeting Status
HRTP3 CINS P5280D104 04/29/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Election of Directors Mgmt For For For
6 Allocation of Profits Mgmt For For For
________________________________________________________________________________
HRT Participacoes em Petroleo S.A.
Ticker Security ID: Meeting Date Meeting Status
HRTP3 CINS P5280D104 09/17/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Board Size Mgmt For For For
5 Amendments to Articles Mgmt For For For
Regarding Board
Size
6 Resignation of Directors Mgmt For For For
7 Election of Directors Mgmt For For For
(Slate)
________________________________________________________________________________
Iguatemi Empresa de Shopping Centers S.A.
Ticker Security ID: Meeting Date Meeting Status
IGTA3 CINS P5352J104 04/24/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
Iguatemi Empresa de Shopping Centers S.A.
Ticker Security ID: Meeting Date Meeting Status
IGTA3 CINS P5352J104 10/17/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Stock Split Mgmt For For For
4 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
________________________________________________________________________________
International Meal Company Holdings SA
Ticker Security ID: Meeting Date Meeting Status
IMCH3 CINS P5789M100 04/26/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Policy Mgmt For For For
7 Election of Directors Mgmt For Against Against
________________________________________________________________________________
International Meal Company Holdings SA
Ticker Security ID: Meeting Date Meeting Status
IMCH3 CINS P5789M100 12/20/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Relocation of Company's Mgmt For For For
Registered
Office
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Inversiones Aguas Metropolitanas
Ticker Security ID: Meeting Date Meeting Status
IAM CINS P58595102 04/24/2013 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Dividend Policy Mgmt For For For
4 Related Party Mgmt For For For
Transactions
5 Appointment of Auditor Mgmt For For For
6 Appointment of Risk Mgmt For For For
Rating
Agencies
7 Directors' Fees Mgmt For For For
8 Presentation of the Mgmt For For For
Report on Board of
Directors'
Expenses
9 Directors' Committee Mgmt For For For
Fees and
Budget
10 Presentation of Mgmt For For For
Directors' Committee
Report
11 Publication of Company Mgmt For For For
Notices
12 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Iochpe-Maxion SA
Ticker Security ID: Meeting Date Meeting Status
MYPK3 CINS P58749105 04/16/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Capitalization of Mgmt For For For
Reserves w/o Share
Issue
4 Increase in Authorized Mgmt For For For
Share
Capital
________________________________________________________________________________
Iochpe-Maxion SA
Ticker Security ID: Meeting Date Meeting Status
MYPK3 CINS P58749105 04/16/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Directors Mgmt For Against Against
7 Remuneration Policy Mgmt For For For
________________________________________________________________________________
JHSF Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
JHSF3 CINS P6050T105 04/30/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
4 Amendment to Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
JHSF Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
JHSF3 CINS P6050T105 04/30/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Directors Mgmt For For For
7 Election of Chairman of Mgmt For Against Against
the
Board
8 Remuneration Policy Mgmt For For For
________________________________________________________________________________
JHSF Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
JHSF3 CINS P6050T105 12/20/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Article 30 Mgmt For For For
3 Amendments to Article 33 Mgmt For For For
4 Consolidation of Mgmt For For For
Articles
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
JSL S.A.
Ticker Security ID: Meeting Date Meeting Status
JSLG3 CINS P6065E101 04/26/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Minority
Shareholders
5 Remuneration Policy Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Julio Simoes Logistica (JSL) S.A.
Ticker Security ID: Meeting Date Meeting Status
JSLG3 CINS P6065E101 01/14/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Augusto Marques Mgmt For For For
da Cruz
Filho
5 Amendments to Articles Mgmt For Against Against
Regarding Alternate
Directors
6 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Julio Simoes Logistica (JSL) S.A.
Ticker Security ID: Meeting Date Meeting Status
JSLG3 CINS P6065E101 04/01/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
Regarding Registered
Office
________________________________________________________________________________
Kroton Educacional SA
Ticker Security ID: Meeting Date Meeting Status
KROT3 CINS P6115V129 09/28/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
5 Ratification of Mgmt For For For
Appointment of
Appraiser
6 Valuation Report Mgmt For For For
7 Acquisition Mgmt For For For
8 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
9 Board Size Mgmt For Against Against
10 Election of Directors Mgmt For For For
(Slate)
11 Amendments to Articles Mgmt For Against Against
Regarding Board Term
Length
12 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Kroton Educacional SA
Ticker Security ID: Meeting Date Meeting Status
KROT3 CINS P6115V103 09/28/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Election of Directors Mgmt For For For
(Slate)
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Kroton Educacional SA
Ticker Security ID: Meeting Date Meeting Status
KROT3 CINS P6115V111 09/28/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
5 Ratification of Mgmt For For For
Appointment of
Appraiser
6 Valuation Report Mgmt For For For
7 Acquisition Mgmt For For For
8 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
9 Board Size Mgmt For Against Against
10 Election of Directors Mgmt For For For
(Slate)
11 Amendments to Articles Mgmt For Against Against
Regarding Board Term
Length
12 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Kroton Educacional SA
Ticker Security ID: Meeting Date Meeting Status
KROT3 CINS P6115V129 11/30/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Adhesion to Novo Mercado Mgmt For For For
4 Conversion of Preferred Mgmt For For For
Shares to Common
Shares
5 Reverse Stock Split Mgmt For For For
6 Cancellation of Mgmt For For For
Certificate of Deposit
Units
7 Amendments to Articles Mgmt For For For
Regarding Novo Mercado
Regulations
________________________________________________________________________________
Kroton Educacional SA
Ticker Security ID: Meeting Date Meeting Status
KROT3 CINS P6115V111 11/30/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adhesion to Novo Mercado Mgmt For For For
3 Conversion of Preferred Mgmt For For For
Shares to Common
Shares
4 Reverse Stock Split Mgmt For For For
5 Cancellation of Mgmt For For For
Certificate of Deposit
Units
6 Amendments to Articles Mgmt For For For
Regarding Novo Mercado
Regulations
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
LLX Logistica S.A
Ticker Security ID: Meeting Date Meeting Status
LLXL3 CINS P6398Y105 08/16/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Appointment of Banco Mgmt For N/A N/A
BTG
Pactual
5 Appointment of Bank of Mgmt For N/A N/A
America Merrill Lynch
Banco
Multiplo
6 Appointment of Banco Mgmt For For For
Santander
(Brasil)
7 Delisting Mgmt N/A Abstain N/A
8 Termination of Level 1 Mgmt N/A Abstain N/A
Global Depository
Receipt
Program
9 Filing of Tender Offer Mgmt N/A Abstain N/A
Application
________________________________________________________________________________
LLX Logistica SA
Ticker Security ID: Meeting Date Meeting Status
LLXL3 CINS P6398Y105 04/30/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Board Mgmt For Abstain Against
Member(s)
Representative of
Minority
Shareholders
7 Remuneration Policy Mgmt For For For
________________________________________________________________________________
LLX Logistica SA
Ticker Security ID: Meeting Date Meeting Status
LLXL3 CINS P6398Y105 04/30/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Alteration of Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
LLX Logistica SA
Ticker Security ID: Meeting Date Meeting Status
LLXL3 CINS P6398Y105 10/24/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
5 Elect Aziz Ben Ammar Mgmt For For For
________________________________________________________________________________
LPS Brasil-Consultoria de Imoveis S.A.
Ticker Security ID: Meeting Date Meeting Status
LPSB3 CINS P6413J109 03/19/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Stock Split Mgmt For For For
4 Amendments to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
5 Increase in Authorized Mgmt For For For
Share Capital
________________________________________________________________________________
LPS Brasil-Consultoria de Imoveis S.A.
Ticker Security ID: Meeting Date Meeting Status
LPSB3 CINS P6413J109 04/22/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Remuneration Policy Mgmt For Against Against
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
LPS Brasil-Consultoria de Imoveis S.A.
Ticker Security ID: Meeting Date Meeting Status
LPSB3 CINS P6413J109 04/22/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratification of Mgmt For For For
Acquisitions
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Macquarie Mexico Real Estate Management, S.A. de C.V.
Ticker Security ID: Meeting Date Meeting Status
FIBRAMQ CINS P3515D155 04/26/2013 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts Mgmt For Abstain Against
2 Annual Report Mgmt For Abstain Against
3 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
MAG Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
MAG CINS 55903Q104 06/18/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Daniel T. MacInnis Mgmt For For For
3 Elect Jonathan A. Mgmt For For For
Rubenstein
4 Elect Eric H. Carlson Mgmt For For For
5 Elect Richard M. Mgmt For For For
Colterjohn
6 Elect Derek C. White Mgmt For For For
7 Elect Peter K. Megaw Mgmt For Against Against
8 Elect Frank R. Hallam Mgmt For Against Against
9 Elect Richard P. Clark Mgmt For Against Against
10 Elect Peter D. Barnes Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Continuation of Mgmt For For For
Shareholder Rights
Plan
________________________________________________________________________________
MAG Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
MAG CINS 55903Q104 10/05/2012 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Daniel MacInnis Mgmt For For For
4 Elect Jonathan Mgmt For For For
Rubenstein
5 Elect Eric Carlson Mgmt For For For
6 Elect Richard Colterjohn Mgmt For For For
7 Elect Derek White Mgmt For For For
8 Elect Peter Megaw Mgmt For Against Against
9 Elect Frank Hallam Mgmt For Against Against
10 Elect Richard Clark Mgmt For For For
11 Elect Peter Barnes Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Advance Notice Policy Mgmt For For For
________________________________________________________________________________
Magazine Luiza SA
Ticker Security ID: Meeting Date Meeting Status
MGLU3 CINS P6425Q109 04/29/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Director(s) Mgmt For Abstain Against
and Supervisory
Council Member(s)
Representative of
Minority
Shareholders
5 Remuneration Policy Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magnesita Refratarios SA
Ticker Security ID: Meeting Date Meeting Status
MAGG3 CINS P6426L109 04/19/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Comment - SHAREHOLDERS Mgmt For For For
SUBMITTING A VOTE TO
ELECT A MEMBER MUST
INCLUDE THE NAME OF
THE CANDIDATE TO BE
ELECTED. IF
INSTRUCTIONS ARE
RECEIVED WITHOUT A
CANDIDATE'S NAME, THE
VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST
THE COMPANY'S DEFAULT
CANDIDATE.
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Election of Directors Mgmt For Against Against
6 Election of Supervisory Mgmt For For For
Council
7 Remuneration Policy Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mahle Metal Leve SA
Ticker Security ID: Meeting Date Meeting Status
LEVE4 CINS P6528U106 04/19/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Capital Expenditure Mgmt For For For
Budget
6 Allocation of Mgmt For For For
Profits/Dividends
7 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Minority
Shareholders
8 Election of Supervisory Mgmt For Abstain Against
Council
9 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Masisa S.A.
Ticker Security ID: Meeting Date Meeting Status
MASISA CINS P6460H105 03/21/2013 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
2 Amendment to Articles Mgmt For For For
Regarding Share
Issuance
3 Authority to Carry Out Mgmt For For For
Formalities
________________________________________________________________________________
Masisa S.A.
Ticker Security ID: Meeting Date Meeting Status
MASISA CINS P6460H105 04/18/2013 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Election of Directors Mgmt For Abstain Against
3 Directors' Fees Mgmt For Abstain Against
4 Directors' Committee Mgmt For Abstain Against
Fees and
Budget
5 Presentation of Report Mgmt For For For
on Board of Directors'
Expenses
6 Presentation of Report Mgmt For For For
of Directors'
Committee
Expenses
7 Appointment of Auditor Mgmt For Abstain Against
and Risk Rating
Agency
8 Allocation of Mgmt For For For
Profits/Dividends
9 Related Party Mgmt For For For
Transactions
10 Publication of Company Mgmt For For For
Notices
11 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
McEwen Mining Inc.
Ticker Security ID: Meeting Date Meeting Status
MUX CUSIP 58039P107 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert R. McEwen Mgmt For For For
1.2 Elect Michele L. Ashby Mgmt For For For
1.3 Elect Leanne M. Baker Mgmt For Withhold Against
1.4 Elect Donald R. M. Quick Mgmt For For For
1.5 Elect Michael L. Stein Mgmt For For For
1.6 Elect Allen V. Ambrose Mgmt For For For
1.7 Elect Richard W. Mgmt For Withhold Against
Brissenden
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mills Estruturas e Servicos de Engenharia S.A.
Ticker Security ID: Meeting Date Meeting Status
MILS3 CINS P6799C108 04/26/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Capital Expenditure Mgmt For For For
Budget
4 Allocation of Mgmt For For For
Profits/Dividends
5 Election of Supervisory Mgmt For For For
Council
6 Remuneration Policy Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Minerva SA
Ticker Security ID: Meeting Date Meeting Status
BEEF3 CINS P6831V106 04/26/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Elect Norberto Lanzara Mgmt For Against Against
Giangrande Junior;
Board
Size
6 Election of Supervisory Mgmt For For For
Council
7 Remuneration Policy Mgmt For Against Against
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Minerva SA
Ticker Security ID: Meeting Date Meeting Status
BEEF3 CINS P6831V106 04/26/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Stock Option Plan Mgmt For Against Against
4 Ratification of Mgmt For For For
Acquisition of
Frigomerc
5 Amendment to Articles Mgmt For For For
Regarding Corporate
Purpose
6 Amendments to Articles Mgmt For For For
to Implement ANBIMA
Recommendations
7 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
________________________________________________________________________________
Mirabela Nickel Limited
Ticker Security ID: Meeting Date Meeting Status
MBN CINS Q6188C106 05/30/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Report Mgmt For For For
4 Spill Resolution Mgmt Against Against For
5 Elect Peter Nicholson Mgmt For For For
6 Re-elect Nick Sheard Mgmt For For For
7 Approve Long Term Mgmt For For For
Incentive
Plan
8 Equity Grant (MD/CEO Mgmt For For For
Ian Frank
Purdy)
9 Approve Termination Mgmt For For For
Benefits (MD/CEO Ian
Frank
Purdy)
10 Approve Termination Mgmt For For For
Benefits (COO Anthony
Peter
Kocken)
11 Approve Termination Mgmt For For For
Benefits (CFO
Christiaan Philippus
Els)
12 Amendment to Mgmt For For For
Constitution (Annual
Re-election of
Directors)
13 Renew Proportional Mgmt For For For
Takeover
Provisions
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
MMX Mineracao e Metalicos S.A.
Ticker Security ID: Meeting Date Meeting Status
MMXM3 CINS P6829U102 04/30/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Losses
6 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Minority
Shareholders
7 Remuneration Policy Mgmt For For For
________________________________________________________________________________
MMX Mineracao e Metalicos S.A.
Ticker Security ID: Meeting Date Meeting Status
MMXM3 CINS P6829U102 04/30/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
________________________________________________________________________________
NII Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
NIHD CUSIP 62913F201 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donald Guthrie Mgmt For Against Against
2 Elect Steven M. Shindler Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2012 Mgmt For Against Against
Incentive Compensation
Plan
5 Repeal of Classified Mgmt For For For
Board
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Norte Grande SA
Ticker Security ID: Meeting Date Meeting Status
NORTEGRAN CINS P5824Y101 07/31/2012 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Reports Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Investment and Finance Mgmt For Abstain Against
Policy
4 Allocation of Mgmt For For For
Profits/Dividends
5 Presentation of Mgmt For For For
Investment and Finance
Policy
6 Election of Directors Mgmt For Abstain Against
(Slate)
7 Directors' Fees Mgmt For Abstain Against
8 Report of the Mgmt For For For
Directors'
Committee
9 Directors' Committee Mgmt For Abstain Against
Fees and
Budget
10 Appointment of Auditor Mgmt For Abstain Against
11 Related Party Mgmt For For For
Transactions
12 Amendments to Articles Mgmt For Abstain Against
13 Consolidation of Mgmt For For For
Articles
14 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Oriental Financial Group Inc.
Ticker Security ID: Meeting Date Meeting Status
OFG CUSIP 68618W100 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jose Rafael Mgmt For For For
Fernandez
1.2 Elect Jose E. Rossi Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2007 Mgmt For For For
Omnibus Performance
Incentive
Plan
4 Company Name Change Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
OSX Brasil SA
Ticker Security ID: Meeting Date Meeting Status
OSXB3 CINS P7383A102 04/26/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Directors Mgmt For For For
7 Remuneration Policy Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Paranapanema S.A.
Ticker Security ID: Meeting Date Meeting Status
PMAM3 cins P7579L102 04/05/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Ratification of Mgmt For Abstain Against
Appointment of
Alternate Board
Members
6 Remuneration Policy Mgmt For For For
7 Election of Supervisory Mgmt For Abstain Against
Council Members;
Fees
________________________________________________________________________________
Parex Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
PXT CINS 69946Q104 05/22/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Curtis Bartlett Mgmt For For For
4 Elect John Bechtold Mgmt For For For
5 Elect Robert Engbloom Mgmt For For For
6 Elect Wayne Foo Mgmt For For For
7 Elect Norman McIntyre Mgmt For For For
8 Elect Ronald Miller Mgmt For For For
9 Elect W.A. Peneycad Mgmt For For For
10 Elect Paul Wright Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Restricted Share Unit Mgmt For Against Against
Plan
13 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Parque Arauco SA
Ticker Security ID: Meeting Date Meeting Status
PARAUCO CINS P76328106 04/25/2013 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Election of Directors Mgmt For Abstain Against
3 Directors' Fees; Mgmt For Abstain Against
Presentation of Board
Expenditure
Report
4 Directors' Committee Mgmt For Abstain Against
Fees and Budget;
Presentation of
Committee Expense
Report
5 Related Party Mgmt For For For
Transactions
6 Appointment of Auditors Mgmt For Abstain Against
7 Appointment of Risk Mgmt For Abstain Against
Rating
Agencies
8 Publication of Company Mgmt For For For
Notices
9 Allocation of Profits; Mgmt For For For
Dividend
Policy
10 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Patagonia Gold plc
Ticker Security ID: Meeting Date Meeting Status
PGD CINS G6938H109 01/08/2013 Voted
Meeting Type Country of Trade
Special United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Patagonia Gold plc
Ticker Security ID: Meeting Date Meeting Status
PGD CINS G6938H109 06/14/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Carlos J Miguens Mgmt For Against Against
3 Elect Gonzalo Tanoira Mgmt For Against Against
4 Elect Manuel de Prado Mgmt For For For
5 Elect Glenn R. Featherby Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Petrominerales Ltd.
Ticker Security ID: Meeting Date Meeting Status
PMG CINS 71673R107 05/09/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Alistair Macdonald Mgmt For Against Against
3 Elect Kenneth R. Mgmt For For For
McKinnon
4 Elect Ernesto Sarpi Mgmt For For For
5 Elect Enrique Mgmt For For For
Umana-Valenzuela
6 Elect John D. Wright Mgmt For Against Against
7 Elect Geir Ytreland Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Adoption of Advance Mgmt For For For
Notice
Requirement
10 Amendment to Mgmt For For For
Shareholder Rights
Plan
11 Share Dividend Program Mgmt For For For
________________________________________________________________________________
Popular, Inc.
Ticker Security ID: Meeting Date Meeting Status
BPOP CUSIP 733174700 04/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joaquin E. Mgmt For For For
Bacardi
III
2 Elect David Goel Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2004 Mgmt For For For
Omnibus Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Positivo Informatica SA
Ticker Security ID: Meeting Date Meeting Status
POSI3 CINS P7905T100 04/30/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
5 Remuneration Policy Mgmt For For For
6 Election of Board Mgmt For Abstain Against
Member(s)
Representative of
Minority
Shareholders
________________________________________________________________________________
Positivo Informatica SA
Ticker Security ID: Meeting Date Meeting Status
POSI3 CINS P7905T100 04/30/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Articles Mgmt For For For
Regarding Corporate
Purpose
4 Amendments to Articles Mgmt For For For
Regarding Novo
Mercado
5 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Primero Mining Corp.
Ticker Security ID: Meeting Date Meeting Status
P CINS 74164W106 05/08/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Wade D. Nesmith Mgmt For For For
3 Elect Joseph F. Conway Mgmt For For For
4 Elect David R. Demers Mgmt For For For
5 Elect Grant A. Edey Mgmt For For For
6 Elect Rohan Hazelton Mgmt For Against Against
7 Elect Timo Jauristo Mgmt For For For
8 Elect Eduardo Luna Mgmt For Against Against
9 Elect Robert A. Mgmt For For For
Quartermain
10 Elect Michael Riley Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Renewal of the Stock Mgmt For For For
Option
Plan
13 Approval of Employee Mgmt For For For
PSU
Plan
________________________________________________________________________________
QGEP Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
QGEP3 CINS P7920K100 04/19/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
6 Ratification of Mgmt For For For
Remuneration Paid to
Administrators
________________________________________________________________________________
Randon S.A. Implementos E Participacoes
Ticker Security ID: Meeting Date Meeting Status
RAPT4 CINS P7988W103 04/05/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Election of Board Mgmt For Abstain Against
Member(s)
Representative of
Minority/Preferred
Shareholders
8 Election of Supervisory Mgmt For Abstain Against
Council Member(s)
Representative of
Minority/Preferred
Shareholders
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Refinaria de Petroleos Manguinhos S.A.
Ticker Security ID: Meeting Date Meeting Status
RPMG3 CINS P8004U105 02/28/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratification of Request Mgmt For Abstain Against
for
Restructuring
________________________________________________________________________________
Refinaria de Petroleos Manguinhos S.A.
Ticker Security ID: Meeting Date Meeting Status
RPMG3 CINS P8004U105 11/06/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Discussion Regarding Mgmt N/A Abstain N/A
Expropriation
Decree
4 Presentation of Mgmt For For For
Business Development
Plan
5 Election of Chairman Mgmt For For For
and Vice Chairman;
Election of
Director
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Restoque Comercio Confeccoes de Roupas S.A.
Ticker Security ID: Meeting Date Meeting Status
LLIS3 CINS P6292Q109 04/26/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Stock Option Plan Mgmt For For For
4 Amendments to Articles Mgmt For For For
Regarding Management
Board
________________________________________________________________________________
Restoque Comercio Confeccoes de Roupas S.A.
Ticker Security ID: Meeting Date Meeting Status
LLIS3 CINS P6292Q109 04/26/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors; Mgmt For Against Against
Remuneration
Policy
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rio Alto Mining Limited
Ticker Security ID: Meeting Date Meeting Status
RIO CINS 76689T104 05/31/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Klaus M. Zeitler Mgmt For Against Against
4 Elect Alexander Black Mgmt For For For
5 Elect Anthony Hawkshaw Mgmt For Against Against
6 Elect Victor Gobitz Mgmt For For For
7 Elect Ram Ramachandran Mgmt For For For
8 Elect Roger Norwich Mgmt For Against Against
9 Elect Drago Guillermo Mgmt For For For
Kisic
Wagner
10 Elect Sidney P.H. Mgmt For For For
Robinson
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Renewal of Shareholder Mgmt For For For
Rights
Plan
13 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Ripley Corp SA
Ticker Security ID: Meeting Date Meeting Status
RIPLEY CINS P8130Y104 04/29/2013 Voted
Meeting Type Country of Trade
Annual Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends;
Dividend
Policy
3 Dividend Distribution Mgmt For For For
Procedure
4 Appointment of Auditor Mgmt For For For
5 Appointment of Risk Mgmt For For For
Rating
Agencies
6 Directors' Fees; Board Mgmt For For For
of Directors'
Expenses
7 Directors' Committee Mgmt For For For
Fees and
Budget
8 Presentation of Mgmt For For For
Directors' Committee
Report; Directors'
Committee
Expenses
9 Related Party Mgmt For For For
Transactions
10 Presentation of Report Mgmt For For For
on Shareholder
Communication
Costs
11 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Rossi Residencial S.A.
Ticker Security ID: Meeting Date Meeting Status
RSID3 CINS P8172J106 04/10/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
Regarding Unified
Terms
________________________________________________________________________________
Rossi Residencial S.A.
Ticker Security ID: Meeting Date Meeting Status
RSID3 CINS P8172J106 04/26/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Losses Mgmt For For For
5 Election of Directors Mgmt For Against Against
6 Election of Supervisory Mgmt For For For
Council
7 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Rossi Residencial S.A.
Ticker Security ID: Meeting Date Meeting Status
RSID3 CINS P8172J106 04/26/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Publication of Company Mgmt For For For
Notices
________________________________________________________________________________
Rossi Residencial S.A.
Ticker Security ID: Meeting Date Meeting Status
RSID3 CINS P8172J106 08/31/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to the Stock Mgmt For Against Against
Option
Plan
________________________________________________________________________________
Rossi Residencial S.A.
Ticker Security ID: Meeting Date Meeting Status
RSID3 CINS P8172J106 09/26/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share Capital
4 Increase in Authorized Mgmt For For For
Capital
5 Amendments to Articles Mgmt For For For
Regarding Board
Meeting
Observers
6 Amendments to Articles Mgmt For For For
Regarding Executive
Duties
7 Amendments to Articles Mgmt For For For
Regarding Expansion
Reserve
8 Amendments to Articles Mgmt For For For
Regarding
Terminology
9 Amendments to Articles Mgmt For For For
Regarding Novo Mercado
Regulations
________________________________________________________________________________
Rossi Residencial S.A.
Ticker Security ID: Meeting Date Meeting Status
RSID3 CINS P8172J106 12/07/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Restated Accounts and Mgmt For For For
Reports
________________________________________________________________________________
SalfaCorp S.A.
Ticker Security ID: Meeting Date Meeting Status
SALFACORP CINS P831B0108 04/24/2013 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Dividend Policy Mgmt For Abstain Against
4 Election of Directors Mgmt For Abstain Against
5 Directors' Fees Mgmt For Abstain Against
6 Directors' Committee Mgmt For Abstain Against
Fees and
Budget
7 Appointment of Auditors Mgmt For Abstain Against
and Risk Rating
Agencies
8 Related Party Mgmt For For For
Transactions; Board of
Directors'
Expenses
9 Publication of Company Mgmt For For For
Notices
10 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Sandstorm Gold Ltd.
Ticker Security ID: Meeting Date Meeting Status
SSL CINS 80013R206 05/10/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Nolan Watson Mgmt For For For
4 Elect David Awram Mgmt For Against Against
5 Elect David De Witt Mgmt For Against Against
6 Elect Andrew T. Mgmt For Against Against
Swarthout
7 Elect John P.A. Budreski Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Renew the Stock Option Mgmt For For For
Plan
10 Amendment to the Stock Mgmt For For For
Option
Plan
11 Amendment to the Mgmt For For For
Restricted Share
Plan
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Santos Brasil Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
STBR11 CINS P8338G111 03/26/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Amendments to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
________________________________________________________________________________
Santos Brasil Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
STBR11 CINS P8338G111 03/26/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Capital Expenditure Mgmt For For For
Budget
6 Allocation of Mgmt For For For
Profits/Dividends
7 Election of Directors Mgmt For For For
8 Election of Supervisory Mgmt For For For
Council
Members
9 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Sao Martinho SA
Ticker Security ID: Meeting Date Meeting Status
SMTO3 CINS P8493J108 04/25/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger by Absorption Mgmt For For For
Agreement
4 Ratification of Mgmt For For For
Appointment of
Appraiser
5 Valuation Report Mgmt For For For
6 Merger by Absorption Mgmt For For For
7 Ratification of Mgmt For For For
Acquisition of
Assets
________________________________________________________________________________
Saraiva S.A. Livreiros Editores
Ticker Security ID: Meeting Date Meeting Status
SLED4 CINS P8515A192 04/25/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Minority/Preferred
Shareholders
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Scorpio Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
SPM CINS 80917V105 06/13/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Ewan Mason Mgmt For For For
3 Elect Peter J. Hawley Mgmt For Against Against
4 Elect Pierre Lacombe Mgmt For For For
5 Elect Jonathan Berg Mgmt For Against Against
6 Elect Thomas Weng Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Renewal of the Stock Mgmt For For For
Option
Plan
9 Advance Notice Provision Mgmt For For For
________________________________________________________________________________
Silver Standard Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
SSO CUSIP 82823L106 05/09/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Peter W. Tomsett Mgmt For For For
2.2 Elect A.E. Michael Mgmt For For For
Anglin
2.3 Elect Richard C. Mgmt For For For
Campbell
2.4 Elect Gustavo A. Herrero Mgmt For For For
2.5 Elect Richard D. Mgmt For For For
Paterson
2.6 Elect Steven P. Reid Mgmt For For For
2.7 Elect John Smith Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Slc Agricola S.A.
Ticker Security ID: Meeting Date Meeting Status
SLCE3 CINS P8711D107 04/17/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Policy Mgmt For For For
7 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Minority
Shareholders
________________________________________________________________________________
Sociedad Matriz Saam SA
Ticker Security ID: Meeting Date Meeting Status
SMSAAM CINS P8717W109 04/26/2013 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For Against Against
4 Directors' Committee Mgmt For Against Against
Fees and
Budget
5 Presentation of Report Mgmt For For For
of Directors'
Committee
6 Appointment of Auditor Mgmt For For For
and Risk Rating
Agencies
7 Related Party Mgmt For For For
Transactions
8 Publication of Company Mgmt For For For
Notices
9 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Sonae Sierra Brasil SA
Ticker Security ID: Meeting Date Meeting Status
SSBR3 CINS P8731D103 04/25/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends;
Capital Expenditure
Budget
5 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Sonda SA
Ticker Security ID: Meeting Date Meeting Status
SONDA CINS P87262104 08/30/2012 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
2 Amendment to Articles Mgmt For For For
Regarding Share
Capital
3 Authority to Carry Out Mgmt For For For
Formalities
________________________________________________________________________________
Sulliden Gold Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
SUE CINS 865126106 10/10/2012 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Peter Tagliamonte Mgmt For For For
3 Elect Stan Bharti Mgmt For Against Against
4 Elect George Faught Mgmt For For For
5 Elect Bruce Humphrey Mgmt For Against Against
6 Elect Leonard Harris Mgmt For Against Against
7 Elect Pierre Pettigrew Mgmt For For For
8 Elect James Coleman Mgmt For Against Against
9 Elect Don Dudek Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Superior Industries International, Inc.
Ticker Security ID: Meeting Date Meeting Status
SUP CUSIP 868168105 05/17/2013 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt N/A TNA N/A
Board
2.1 Elect Dissident Nominee Mgmt N/A TNA N/A
Walter
Schenker
3 Elect Dissident Nominee Mgmt N/A TNA N/A
Walter
Schenker
4 Elect Management Mgmt N/A TNA N/A
Nominee Steven
Borick
5 Elect Management Mgmt N/A TNA N/A
Nominee Francisco
Uranga
6 Amendment to the 2008 Mgmt N/A TNA N/A
Equity Incentive
Plan
7 Approve the Material Mgmt N/A TNA N/A
Terms of the
Performance Goals
under the 2008 Equity
Incentive
Plan
8 Advisory Vote on Mgmt N/A TNA N/A
Executive
Compensation
________________________________________________________________________________
Superior Industries International, Inc.
Ticker Security ID: Meeting Date Meeting Status
SUP CUSIP 868168105 05/17/2013 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2.1 Elect Sheldon I. Ausman Mgmt For For For
3 Elect Sheldon I. Ausman Mgmt For For For
4 Elect Steven J. Borick Mgmt For For For
5 Elect Francisco S. Mgmt For For For
Uranga
6 Amendment to the 2008 Mgmt For For For
Equity Incentive
Plan
7 Approve the Material Mgmt For For For
Terms of the
Performance Goals
under the 2008 Equity
Incentive
Plan
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
T4F Entretenimento SA
Ticker Security ID: Meeting Date Meeting Status
SHOW3 CINS P9T44H103 04/17/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
5 Election of Directors Mgmt For For For
6 Remuneration Policy Mgmt For For For
________________________________________________________________________________
T4F Entretenimento SA
Ticker Security ID: Meeting Date Meeting Status
SHOW3 CINS P9T44H103 04/17/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
Regarding Wording and
Renumbering and
Allocation of
Profit
________________________________________________________________________________
Technos SA
Ticker Security ID: Meeting Date Meeting Status
TECN3 CINS P90188106 04/25/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Capital Expenditure Mgmt For For For
Budget
6 Remuneration Policy Mgmt For For For
7 Election of Directors Mgmt For For For
________________________________________________________________________________
Technos SA
Ticker Security ID: Meeting Date Meeting Status
TECN3 CINS P90188106 04/25/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratification of Mgmt For For For
Appointment of
Appraiser
4 Acquisition of Grupo Mgmt For For For
Dumont
Saab
________________________________________________________________________________
Tecnisa S.A.
Ticker Security ID: Meeting Date Meeting Status
TCSA3 CINS P9021P103 04/26/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Election of Supervisory Mgmt N/A Abstain N/A
Council Member(s)
Representative of
Minority
Shareholders
6 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Tegma Gestao Logistica SA
Ticker Security ID: Meeting Date Meeting Status
TGMA3 CINS P90284103 04/30/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Board Mgmt For Abstain Against
Member(s)
Representative of
Minority
Shareholders
7 Election of Supervisory Mgmt For Abstain Against
Council Member(s)
Representative of
Minority
Shareholders
8 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
Telec Brasileiras SA Telebras
Ticker Security ID: Meeting Date Meeting Status
TELB3 CINS P90286116 07/04/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Ratification of Share Mgmt For For For
Capital
Increase
5 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Telecomunicacoes Brasileiras S.A. - Telebras
Ticker Security ID: Meeting Date Meeting Status
TELB3 CINS P90286116 04/04/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Election of Board Mgmt For Abstain Against
Member(s)
Representative of
Minority/Preferred
Shareholders
8 Election of Supervisory Mgmt For Abstain Against
Council Member(s)
Representative of
Minority/Preferred
Shareholders
9 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Telecomunicacoes Brasileiras S.A. - Telebras
Ticker Security ID: Meeting Date Meeting Status
TELB3 CINS P90286116 11/21/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Elect Luciana Cortez Mgmt For For For
Roriz
Pontes
________________________________________________________________________________
Torex Gold Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
TXG CINS 891054108 06/19/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Fred Stanford Mgmt For For For
3 Elect Michael Murphy Mgmt For For For
4 Elect A. Terrance Mgmt For For For
MacGibbon
5 Elect David Fennell Mgmt For Against Against
6 Elect Andrew Adams Mgmt For For For
7 Elect Frank Davis Mgmt For Against Against
8 Elect James Crombie Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Advance Notice Provision Mgmt For For For
________________________________________________________________________________
Triple-S Management Corporation
Ticker Security ID: Meeting Date Meeting Status
GTS CUSIP 896749108 04/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Antonio F. Mgmt For For For
Faria-Soto
2 Elect Manuel Mgmt For For For
Figueroa-Collazo
3 Elect David H. Chafey, Mgmt For For For
Jr.
4 Elect Joseph A. Frick Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
TV Azteca SA De CV
Ticker Security ID: Meeting Date Meeting Status
AZTECA CINS P9423U163 04/30/2013 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reports of the CEO and Mgmt For Abstain Against
Audit
Committee
2 Accounts and Reports; Mgmt For Abstain Against
Allocation of
Profits
3 Distribution of Mgmt For Abstain Against
Dividends
4 Authority to Repurchase Mgmt For Abstain Against
Shares
5 Election of Directors; Mgmt For Abstain Against
Election of Audit
Committee Members and
Chairman;
Fees
6 Report on Tax Compliance Mgmt For Abstain Against
7 Election of Meeting Mgmt For For For
Delegates
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
TV Azteca SA De CV
Ticker Security ID: Meeting Date Meeting Status
AZTECA CINS P9423U163 06/17/2013 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Debt Mgmt For Abstain Against
Instruments
2 Election of Meeting Mgmt For For For
Delegates
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Unicasa Industria de Moveis S.A.
Ticker Security ID: Meeting Date Meeting Status
UCAS3 CINS P9449Z105 04/30/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Hugo Antonio Mgmt For For For
Jordao
Bethlem
4 Correction of Meeting Mgmt For For For
Minutes
________________________________________________________________________________
Unicasa Industria de Moveis S.A.
Ticker Security ID: Meeting Date Meeting Status
UCAS3 CINS P9449Z105 04/30/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Urbi Desarrollos Urbanos SAB de CV
Ticker Security ID: Meeting Date Meeting Status
URBI cins P9592Y103 04/26/2013 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Report on Tax Compliance Mgmt For Abstain Against
3 Allocation of Mgmt For Abstain Against
Profits/Dividends
4 Election of Directors; Mgmt For Abstain Against
Fees
5 Election of Board Mgmt For Abstain Against
Committee
Chairmen
6 Authority to Repurchase Mgmt For Abstain Against
Shares
7 Stock Option Plan Mgmt For Abstain Against
8 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Valid Solucoes e Servivos de Seguranca em Meios de Pagamento e
Ticker Security ID: Meeting Date Meeting Status
VLID3 CINS P9656C112 04/30/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Directors; Mgmt For For For
Board
Size
7 Remuneration Policy Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Valid Solucoes e Servivos de Seguranca em Meios de Pagamento e
Ticker Security ID: Meeting Date Meeting Status
VLID3 CINS P9656C112 04/30/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Articles Mgmt For For For
Regarding Corporate
Purpose
4 Authority to Carry Out Mgmt For For For
Formalities Regarding
Amendment to Corporate
Purpose
5 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Vanguarda Agro SA
Ticker Security ID: Meeting Date Meeting Status
VGR3 CINS P9724A106 04/15/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 Elect Helio Franca Mgmt For For For
7 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Vanguarda Agro SA
Ticker Security ID: Meeting Date Meeting Status
VGR3 CINS P9724A106 04/15/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Reverse Stock Split Mgmt For For For
4 Amendments to Articles Mgmt For For For
regarding
Reconciliation of
Share
Capital
________________________________________________________________________________
Vanguarda Agro SA
Ticker Security ID: Meeting Date Meeting Status
VAGR3 CINS P9724A106 07/06/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Vanguarda Agro SA
Ticker Security ID: Meeting Date Meeting Status
VAGR3 CINS P9724A106 11/23/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment Regarding Mgmt For For For
Executive Officers'
Terms
4 Amendment Regarding Mgmt For For For
Elimination of Poison
Pill
5 Increase in Authorized Mgmt For For For
Capital
6 Rights Issue Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Vina Concha y Toro S.A.
Ticker Security ID: Meeting Date Meeting Status
CONCHATORO CINS P9796J100 04/23/2013 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends;
Dividend
Policy
3 Appointment of Auditor Mgmt For Abstain Against
and Risk Rating
Agency
4 Directors' Fees Mgmt For Abstain Against
5 Directors' Committee Mgmt For Abstain Against
Fees and
Budget
6 Publication of Company Mgmt For For For
Notices
7 Related Party Mgmt For For For
Transactions
8 Transaction of Other Mgmt N/A Against N/A
Business
======================= Latin America Aggregate Bond ETF =======================
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
========================== Long Municipal Index ETF ===========================
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
=======================Morningstar Wide Moat Research ETF=======================
________________________________________________________________________________
Applied Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMAT CUSIP 038222105 03/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Aart J. de Geus Mgmt For For For
2 Elect Stephen R. Forrest Mgmt For For For
3 Elect Thomas J. Iannotti Mgmt For For For
4 Elect Susan M. James Mgmt For For For
5 Elect Alexander A. Mgmt For For For
Karsner
6 Elect Gerhard H. Parker Mgmt For For For
7 Elect Dennis D. Powell Mgmt For For For
8 Elect Willem P. Mgmt For For For
Roelandts
9 Elect James E. Rogers Mgmt For For For
10 Elect Michael R. Mgmt For For For
Splinter
11 Elect Robert H. Swan Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bank of New York Mellon Corporation
Ticker Security ID: Meeting Date Meeting Status
BK CUSIP 064058100 04/09/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ruth E. Bruch Mgmt For For For
2 Elect Nicholas M. Mgmt For For For
Donofrio
3 Elect Gerald L. Hassell Mgmt For For For
4 Elect Edmund F. Kelly Mgmt For For For
5 Elect Richard J. Kogan Mgmt For For For
6 Elect Michael J. Mgmt For For For
Kowalski
7 Elect John A. Luke, Jr. Mgmt For For For
8 Elect Mark A. Nordenberg Mgmt For For For
9 Elect Catherine A. Rein Mgmt For For For
10 Elect William C. Mgmt For For For
Richardson
11 Elect Samuel C. Scott Mgmt For For For
III
12 Elect Wesley W. von Mgmt For For For
Schack
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Berkshire Hathaway Inc.
Ticker Security ID: Meeting Date Meeting Status
BRK.A CUSIP 084670702 05/04/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Warren Buffett Mgmt For For For
1.2 Elect Charles Munger Mgmt For For For
1.3 Elect Howard Buffett Mgmt For For For
1.4 Elect Stephen Burke Mgmt For For For
1.5 Elect Susan Decker Mgmt For For For
1.6 Elect William Gates III Mgmt For For For
1.7 Elect David Gottesman Mgmt For For For
1.8 Elect Charlotte Guyman Mgmt For For For
1.9 Elect Donald Keough Mgmt For For For
1.10 Elect Thomas Murphy Mgmt For Withhold Against
1.11 Elect Ronald Olson Mgmt For For For
1.12 Elect Walter Scott, Jr. Mgmt For For For
1.13 Elect Meryl B. Witmer Mgmt For For For
2 Shareholder Proposal ShrHldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
________________________________________________________________________________
Caterpillar Inc.
Ticker Security ID: Meeting Date Meeting Status
CAT CUSIP 149123101 06/12/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David L. Calhoun Mgmt For For For
1.2 Elect Daniel M. Mgmt For For For
Dickinson
1.3 Elect Juan Gallardo Mgmt For For For
1.4 Elect David R. Goode Mgmt For For For
1.5 Elect Jesse J. Greene, Mgmt For For For
Jr.
1.6 Elect Jon M. Huntsman, Mgmt For For For
Jr.
1.7 Elect Peter A. Magowan Mgmt For For For
1.8 Elect Dennis A. Mgmt For For For
Muilenburg
1.9 Elect Douglas R. Mgmt For For For
Oberhelman
1.10 Elect William A. Osborn Mgmt For For For
1.11 Elect Charles D. Powell Mgmt For For For
1.12 Elect Edward B. Rust, Mgmt For For For
Jr.
1.13 Elect Susan C. Schwab Mgmt For For For
1.14 Elect Joshua I. Smith Mgmt For For For
1.15 Elect Miles D. White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Regarding ShrHldr Against For Against
Majority Vote for
Election of
Directors
5 Shareholder Proposal ShrHldr Against For Against
Regarding Right to Act
by Written
Consent
6 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
7 Shareholder Proposal ShrHldr Against Against For
Regarding Linking
Executive Pay to
Sustainability
8 Shareholder Proposal ShrHldr Against Against For
Regarding Review of
Human Rights
Policies
9 Shareholder Proposal ShrHldr Against Against For
Regarding Sales to the
Government of
Sudan
________________________________________________________________________________
Cisco Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 11/15/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carol Bartz Mgmt For For For
2 Elect Marc Benioff Mgmt For For For
3 Elect M. Michele Burns Mgmt For For For
4 Elect Michael Capellas Mgmt For For For
5 Elect Larry Carter Mgmt For For For
6 Elect John Chambers Mgmt For For For
7 Elect Brian Halla Mgmt For For For
8 Elect John Hennessy Mgmt For Against Against
9 Elect Kristina Johnson Mgmt For For For
10 Elect Richard Kovacevich Mgmt For For For
11 Elect Roderick McGeary Mgmt For For For
12 Elect Arun Sarin Mgmt For For For
13 Elect Steven West Mgmt For For For
14 Amendment to the Mgmt For For For
Executive Incentive
Plan
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
18 Shareholder Proposal ShrHldr Against Against For
Regarding Report on
Conflict
Minerals
________________________________________________________________________________
Compass Minerals International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CMP CUSIP 20451N101 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Eric Ford Mgmt For For For
1.2 Elect Francis J. Malecha Mgmt For For For
1.3 Elect Paul S. Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Exelon Corporation
Ticker Security ID: Meeting Date Meeting Status
EXC CUSIP 30161N101 04/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony K. Mgmt For For For
Anderson
2 Elect Ann C. Berzin Mgmt For For For
3 Elect John A. Canning Mgmt For For For
Jr.
4 Elect Christopher M. Mgmt For For For
Crane
5 Elect Yves C. de Balmann Mgmt For For For
6 Elect Nicholas Mgmt For For For
DeBenedictis
7 Elect Nelson A. Diaz Mgmt For For For
8 Elect Sue Ling Gin Mgmt For For For
9 Elect Paul L. Joskow Mgmt For For For
10 Elect Robert J. Lawless Mgmt For For For
11 Elect Richard W. Mies Mgmt For For For
12 Elect William C. Mgmt For For For
Richardson
13 Elect Thomas J. Ridge Mgmt For For For
14 Elect John W. Rogers, Mgmt For For For
Jr.
15 Elect Mayo A. Shattuck Mgmt For For For
III
16 Elect Stephen D. Mgmt For For For
Steinour
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Mgmt For Against Against
Executive
Compensation
19 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Expeditors International Of Washington, Inc.
Ticker Security ID: Meeting Date Meeting Status
EXPD CUSIP 302130109 05/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter J. Rose Mgmt For For For
2 Elect Robert R. Wright Mgmt For For For
3 Elect Mark A. Emmert Mgmt For For For
4 Elect R. Jordan Gates Mgmt For For For
5 Elect Dan P. Mgmt For For For
Kourkoumelis
6 Elect Michael J. Malone Mgmt For For For
7 Elect John W. Meisenbach Mgmt For For For
8 Elect Liane J. Pelletier Mgmt For For For
9 Elect James L.K. Wang Mgmt For For For
10 Elect Tay Yoshitani Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 2013 Stock Option Plan Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
________________________________________________________________________________
Express Scripts Holding Company
Ticker Security ID: Meeting Date Meeting Status
ESRX CUSIP 30219G108 05/09/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gary Benanav Mgmt For Against Against
2 Elect Maura Breen Mgmt For For For
3 Elect William DeLaney Mgmt For For For
4 Elect Nicholas LaHowchic Mgmt For For For
5 Elect Thomas Mac Mahon Mgmt For Against Against
6 Elect Frank Mergenthaler Mgmt For For For
7 Elect Woodrow Myers, Jr. Mgmt For For For
8 Elect John Parker, Jr. Mgmt For For For
9 Elect George Paz Mgmt For For For
10 Elect William Roper Mgmt For For For
11 Elect Samuel Skinner Mgmt For For For
12 Elect Seymour Sternberg Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charlene Mgmt For Against Against
Barshefsky
2 Elect Andy D. Bryant Mgmt For For For
3 Elect Susan L. Decker Mgmt For For For
4 Elect John J. Donahoe Mgmt For For For
5 Elect Reed E. Hundt Mgmt For For For
6 Elect James D. Plummer Mgmt For For For
7 Elect David S. Pottruck Mgmt For For For
8 Elect Frank D. Yeary Mgmt For For For
9 Elect David B. Yoffie Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2006 Mgmt For For For
Equity Incentive
Plan
13 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
________________________________________________________________________________
Martin Marietta Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
MLM CUSIP 573284106 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect C. Howard Nye Mgmt For For For
1.2 Elect Laree E. Perez Mgmt For Withhold Against
1.3 Elect Dennis L. Rediker Mgmt For Withhold Against
2 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
3 Ratification of Auditor Mgmt For Against Against
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Micros Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
MCRS CUSIP 594901100 11/16/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Louis Brown, Jr. Mgmt For For For
1.2 Elect B. Gary Dando Mgmt For For For
1.3 Elect A.L. Giannopoulos Mgmt For For For
1.4 Elect F.Suzanne Mgmt For For For
Jenniches
1.5 Elect John Puente Mgmt For Withhold Against
1.6 Elect Dwight Taylor Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1991 Mgmt For For For
Stock Option
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
National Oilwell Varco, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOV CUSIP 637071101 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Merrill A. Mgmt For For For
Miller,
Jr.
2 Elect Greg L. Armstrong Mgmt For For For
3 Elect Ben A. Guill Mgmt For For For
4 Elect David D. Harrison Mgmt For For For
5 Elect Roger L. Jarvis Mgmt For For For
6 Elect Eric L. Mattson Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
10 Approval of the Annual Mgmt For For For
Cash Incentive
Plan
________________________________________________________________________________
Northern Trust Corporation
Ticker Security ID: Meeting Date Meeting Status
NTRS CUSIP 665859104 04/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Linda Walker Bynoe Mgmt For For For
1.2 Elect Nicholas Chabraja Mgmt For Withhold Against
1.3 Elect Susan Crown Mgmt For For For
1.4 Elect Dipak Jain Mgmt For For For
1.5 Elect Robert Lane Mgmt For For For
1.6 Elect Edward Mooney Mgmt For For For
1.7 Elect Jose Luis Prado Mgmt For For For
1.8 Elect John Rowe Mgmt For For For
1.9 Elect Martin Slark Mgmt For For For
1.10 Elect David Smith, Jr. Mgmt For For For
1.11 Elect Charles Tribbett Mgmt For For For
III
1.12 Elect Frederick Waddell Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHldr Against For Against
Regarding Report on
Political
Spending
________________________________________________________________________________
Oracle Corporation
Ticker Security ID: Meeting Date Meeting Status
ORCL CUSIP 68389X105 11/07/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey Berg Mgmt For For For
1.2 Elect H. Raymond Bingham Mgmt For Withhold Against
1.3 Elect Michael Boskin Mgmt For For For
1.4 Elect Safra Catz Mgmt For Withhold Against
1.5 Elect Bruce Chizen Mgmt For Withhold Against
1.6 Elect George Conrades Mgmt For For For
1.7 Elect Lawrence Ellison Mgmt For For For
1.8 Elect Hector Mgmt For For For
Garcia-Molina
1.9 Elect Jeffrey Henley Mgmt For For For
1.10 Elect Mark Hurd Mgmt For For For
1.11 Elect Donald Lucas Mgmt For For For
1.12 Elect Naomi Seligman Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Amendment to the 1993 Mgmt For Against Against
Directors' Stock
Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHldr Against For Against
Regarding the Use of
Multiple Metrics for
Executive Performance
Measures
6 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
7 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
8 Shareholder Proposal ShrHldr Against For Against
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
St. Jude Medical, Inc.
Ticker Security ID: Meeting Date Meeting Status
STJ CUSIP 790849103 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stuart M. Essig Mgmt For For For
2 Elect Barbara B. Hill Mgmt For For For
3 Elect Michael A. Rocca Mgmt For For For
4 Repeal of Classified Mgmt For For For
Board
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The St. Joe Co.
Ticker Security ID: Meeting Date Meeting Status
JOE CUSIP 790148100 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Cesar L. Alvarez Mgmt For Against Against
2 Elect Bruce R. Berkowitz Mgmt For For For
3 Elect Park Brady Mgmt For For For
4 Elect Howard S. Frank Mgmt For For For
5 Elect Jeffrey C. Keil Mgmt For For For
6 Elect Stanley Martin Mgmt For For For
7 Elect Thomas P. Murphy, Mgmt For For For
Jr.
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
The Western Union Company
Ticker Security ID: Meeting Date Meeting Status
WU CUSIP 959802109 05/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dinyar S. Devitre Mgmt For For For
2 Elect Betsy D. Holden Mgmt For For For
3 Elect Wulf von Mgmt For For For
Schimmelmann
4 Elect Solomon D. Mgmt For For For
Trujillo
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Right to Call Special Mgmt For For For
Meetings
8 Shareholder Proposal ShrHldr Against Against For
Regarding
Incorporation of
Values in Political
Spending
________________________________________________________________________________
Vulcan Materials Company
Ticker Security ID: Meeting Date Meeting Status
VMC CUSIP 929160109 05/10/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas J. Mgmt For For For
McGregor
2 Elect Lee J. Styslinger Mgmt For For For
III
3 Elect Vincent J. Trosino Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Elimination of Mgmt For For For
Supermajority
Requirement
7 Repeal of Classified Mgmt For For For
Board
8 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Weight Watchers International, Inc.
Ticker Security ID: Meeting Date Meeting Status
WTW CUSIP 948626106 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven M. Mgmt For For For
Altschuler
1.2 Elect Philippe J. Mgmt For For For
Amouyal
1.3 Elect David P. Kirchhoff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Re-Approval of the Mgmt For For For
Material Terms of the
Performance Goals
Under the 2008 Stock
Incentive
Plan
===========================Mortgage REIT Income ETF=============================
________________________________________________________________________________
American Capital Agency Corp
Ticker Security ID: Meeting Date Meeting Status
000 CUSIP 02503X105 06/28/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert M Couch Mgmt For For For
2 Elect Morris A. Davis Mgmt For For For
3 Elect Randy E. Dobbs Mgmt For For For
4 Elect Larry K. Harvey Mgmt For For For
5 Elect Prue B. Larocca Mgmt For For For
6 Elect Alvin N. Puryear Mgmt For For For
7 Elect Malon Wilkus Mgmt For For For
8 Elect John R. Erickson Mgmt For Against Against
9 Elect Samuel A Flax Mgmt For For For
10 Increase of Preferred Mgmt For For For
Stock
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Annaly Capital Management, Inc.
Ticker Security ID: Meeting Date Meeting Status
NLY CUSIP 035710409 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kevin P. Brady Mgmt For For For
2 Elect E. Wayne Nordberg Mgmt For Against Against
3 Elect Kevin G. Keyes Mgmt For For For
4 Elect John H. Schaefer Mgmt For For For
5 Management Mgmt For For For
Externalization
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Anworth Mortgage Asset Corporation
Ticker Security ID: Meeting Date Meeting Status
ANH CUSIP 037347101 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lloyd McAdams Mgmt For For For
2 Elect Lee A. Ault, III Mgmt For For For
3 Elect Charles H. Black Mgmt For For For
4 Elect Joe E. Davis Mgmt For For For
5 Elect Robert C. Davis Mgmt For For For
6 Elect Joseph E. McAdams Mgmt For For For
7 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Apollo Commercial Real Estate Finance, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARI CUSIP 03762U105 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Douglas D. Abbey Mgmt For For For
1.2 Elect Joseph F. Azrack Mgmt For For For
1.3 Elect Mark C. Biderman Mgmt For For For
1.4 Elect Alice Connell Mgmt For For For
1.5 Elect Eric L. Press Mgmt For Withhold Against
1.6 Elect Michael E. Salvati Mgmt For For For
1.7 Elect Stuart A. Mgmt For For For
Rothstein
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Armour Residential REIT Inc.
Ticker Security ID: Meeting Date Meeting Status
ARR CUSIP 042315101 05/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott J. Ulm Mgmt For For For
1.2 Elect Jeffrey J. Zimmer Mgmt For For For
1.3 Elect Daniel C. Staton Mgmt For For For
1.4 Elect Marc H. Bell Mgmt For Withhold Against
1.5 Elect Thomas K. Guba Mgmt For For For
1.6 Elect Robert C. Hain Mgmt For Withhold Against
1.7 Elect John P. Hollihan Mgmt For For For
III
1.8 Elect Stewart J. Paperin Mgmt For For For
1.9 Elect Jordan Zimmerman Mgmt For For For
2 Amendment to the 2009 Mgmt For Against Against
Stock Incentive
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Capstead Mortgage Corporation
Ticker Security ID: Meeting Date Meeting Status
CMO CUSIP 14067E506 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jack Bernard Mgmt For For For
1.2 Elect Jack Biegler Mgmt For For For
1.3 Elect Michelle P. Mgmt For For For
Goolsby
1.4 Elect Andrew F. Jacobs Mgmt For For For
1.5 Elect Gary Keiser Mgmt For For For
1.6 Elect Christopher W. Mgmt For For For
Mahowald
1.7 Elect Michael G. O'Neil Mgmt For For For
1.8 Elect Mark S. Whiting Mgmt For For For
2 Advisory Vote on Mgmt For For For
Compensation
Philosophy
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Colony Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLNY CUSIP 19624R106 05/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas J. Mgmt For Withhold Against
Barrack,
Jr.
1.2 Elect Richard Saltzman Mgmt For For For
1.3 Elect George G. C. Mgmt For For For
Parker
1.4 Elect John A. Somers Mgmt For For For
1.5 Elect John L. Steffens Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CYS Investments Inc.
Ticker Security ID: Meeting Date Meeting Status
CYS CUSIP 12673A108 05/10/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin E. Grant Mgmt For For For
1.2 Elect Tanya S. Beder Mgmt For For For
1.3 Elect Douglas Crocker, Mgmt For For For
II
1.4 Elect Jeffrey P. Hughes Mgmt For For For
1.5 Elect Stephen P. Jonas Mgmt For For For
1.6 Elect Raymond A. Mgmt For For For
Redlingshafer,
Jr.
1.7 Elect James A. Stern Mgmt For For For
1.8 Elect David A. Tyson Mgmt For For For
2 2013 Equity Incentive Mgmt For Against Against
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dynex Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
DX CUSIP 26817Q506 06/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas A. Akin Mgmt For For For
1.2 Elect Byron L. Boston Mgmt For For For
1.3 Elect Michael R. Hughes Mgmt For For For
1.4 Elect Barry Igdaloff Mgmt For For For
1.5 Elect James C. Wheat III Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Technical Amendment to Mgmt For For For
Articles of
Incorporation
5 Technical Amendment to Mgmt For For For
Articles of
Incorporation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hatteras Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
HTS CUSIP 41902R103 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael R. Hough Mgmt For For For
1.2 Elect Benjamin M. Hough Mgmt For For For
1.3 Elect David W. Berson Mgmt For For For
1.4 Elect Ira G. Kawaller Mgmt For For For
1.5 Elect Jeffrey D. Miller Mgmt For For For
1.6 Elect Thomas D. Wren Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Invesco Mortgage Capital Inc.
Ticker Security ID: Meeting Date Meeting Status
IVR CUSIP 46131B100 05/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect G. Mark Armour Mgmt For Against Against
2 Elect James S. Balloun Mgmt For For For
3 Elect John S. Day Mgmt For For For
4 Elect Karen D. Kelley Mgmt For For For
5 Elect James R. Lientz, Mgmt For For For
Jr.
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
iStar Financial Inc.
Ticker Security ID: Meeting Date Meeting Status
SFI CUSIP 45031U408 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jay Sugarman Mgmt For For For
1.2 Elect Robert W. Holman, Mgmt For For For
Jr.
1.3 Elect Robin Josephs Mgmt For For For
1.4 Elect John G. McDonald Mgmt For For For
1.5 Elect Dale Anne Reiss Mgmt For For For
1.6 Elect Barry W. Ridings Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
MFA Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
MFA CUSIP 55272X102 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James A. Brodsky Mgmt For For For
2 Elect Alan L. Gosule Mgmt For Against Against
3 Elect Stewart Zimmerman Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Newcastle Investment Corp.
Ticker Security ID: Meeting Date Meeting Status
NCT CUSIP 65105M108 06/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin J. Finnerty Mgmt For Withhold Against
1.2 Elect Kenneth M. Riis Mgmt For For For
2 Increase of Authorized Mgmt For Against Against
Common
Stock
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NorthStar Realty Finance Corp.
Ticker Security ID: Meeting Date Meeting Status
NRF CUSIP 66704R100 05/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect C. Preston Butcher Mgmt For For For
1.2 Elect Stephen E. Mgmt For For For
Cummings
1.3 Elect David T. Hamamoto Mgmt For For For
1.4 Elect Judith A. Hannaway Mgmt For Withhold Against
1.5 Elect Oscar Junquera Mgmt For Withhold Against
1.6 Elect Wesley D. Minami Mgmt For For For
1.7 Elect Louis J. Paglia Mgmt For Withhold Against
1.8 Elect Sridhar Mgmt For For For
Sambamurthy
2 Amendment to the 2004 Mgmt For Against Against
Omnibus Stock
Incentive
Plan
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pennymac Mortgage Investment Trust
Ticker Security ID: Meeting Date Meeting Status
PMT CUSIP 70931T103 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Matthew Botein Mgmt For For For
1.2 Elect Scott W. Carnahan Mgmt For For For
1.3 Elect Frank P. Willey Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
RAIT Financial Trust
Ticker Security ID: Meeting Date Meeting Status
RAS CUSIP 749227609 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott F. Schaeffer Mgmt For For For
2 Elect Andrew Batinovich Mgmt For For For
3 Elect Edward S. Brown Mgmt For For For
4 Elect Frank A. Farnesi Mgmt For For For
5 Elect S. Kristin Kim Mgmt For For For
6 Elect Arthur Makadon Mgmt For For For
7 Elect Jon C. Sarkisian Mgmt For For For
8 Elect Andrew M. Mgmt For For For
Silberstein
9 Elect Murray Stempel, Mgmt For Against Against
III
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Redwood Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
RWT CUSIP 758075402 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard D. Baum Mgmt For For For
2 Elect Mariann Byerwalter Mgmt For For For
3 Elect Jeffrey T. Pero Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Increase of Authorized Mgmt For For For
Common
Stock
7 Amendment to the 2002 Mgmt For Against Against
Incentive
Plan
8 Amendment to the 2002 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Resource Capital Corp.
Ticker Security ID: Meeting Date Meeting Status
RSO CUSIP 76120W302 06/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Walter T. Beach Mgmt For For For
1.2 Elect Edward E. Cohen Mgmt For Withhold Against
1.3 Elect Jonathan Z. Cohen Mgmt For Withhold Against
1.4 Elect Richard L. Fore Mgmt For For For
1.5 Elect William B. Hart Mgmt For For For
1.6 Elect Gary Ickowicz Mgmt For For For
1.7 Elect Steven J. Kessler Mgmt For For For
1.8 Elect Murray S. Levin Mgmt For Withhold Against
1.9 Elect P. Sherrill Neff Mgmt For For For
1.10 Elect Stephanie H. Mgmt For For For
Wiggins
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Starwood Property Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
STWD CUSIP 85571B105 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard D. Bronson Mgmt For For For
1.2 Elect Jeffrey F. Mgmt For For For
DiModica
1.3 Elect Jeffrey G. Dishner Mgmt For Withhold Against
1.4 Elect Camille J. Douglas Mgmt For For For
1.5 Elect Boyd W. Fellows Mgmt For For For
1.6 Elect Barry S. Mgmt For For For
Sternlicht
1.7 Elect Strauss Zelnick Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to Equity Plan Mgmt For Against Against
________________________________________________________________________________
Two Harbors Investment Corp.
Ticker Security ID: Meeting Date Meeting Status
TWO CUSIP 90187B101 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James J. Bender Mgmt For For For
1.2 Elect Mark D. Ein Mgmt For Withhold Against
1.3 Elect William W. Johnson Mgmt For For For
1.4 Elect Stephen G. Kasnet Mgmt For Withhold Against
1.5 Elect W. Reid Sanders Mgmt For For For
1.6 Elect Thomas Siering Mgmt For For For
1.7 Elect Brian C. Taylor Mgmt For For For
1.8 Elect Hope D. Woodhouse Mgmt For For For
2 Amendment to the 2009 Mgmt For For For
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Winthrop Realty Trust
Ticker Security ID: Meeting Date Meeting Status
FUR CUSIP 976391300 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael L. Ashner Mgmt For For For
1.2 Elect Arthur Blasberg, Mgmt For For For
Jr.
1.3 Elect Howard Goldberg Mgmt For For For
1.4 Elect Thomas F. Mgmt For For For
McWilliams
1.5 Elect Lee Seidler Mgmt For For For
1.6 Elect Carolyn Tiffany Mgmt For For For
1.7 Elect Steven Zalkind Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Mgmt For For For
Long Term Stock
Incentive
Plan
=============================== Oil Services ETF ===============================
________________________________________________________________________________
Baker Hughes Incorporated
Ticker Security ID: Meeting Date Meeting Status
BHI CUSIP 057224107 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Larry D. Brady Mgmt For For For
1.2 Elect Clarence P. Mgmt For For For
Cazalot,
Jr.
1.3 Elect Martin S. Mgmt For For For
Craighead
1.4 Elect Lynn L. Elsenhans Mgmt For For For
1.5 Elect Anthony G. Mgmt For For For
Fernandes
1.6 Elect Claire W. Gargalli Mgmt For For For
1.7 Elect Pierre J. Jungels Mgmt For For For
1.8 Elect James A. Lash Mgmt For For For
1.9 Elect J. Larry Nichols Mgmt For For For
1.10 Elect James W. Stewart Mgmt For For For
1.11 Elect Charles L. Watson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
5 Amendment to the 2002 Mgmt For For For
Director and Officer
Long-Term Incentive
Plan
________________________________________________________________________________
Cameron International Corporation
Ticker Security ID: Meeting Date Meeting Status
CAM CUSIP 13342B105 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James T. Hackett Mgmt For For For
2 Elect Michael E. Patrick Mgmt For For For
3 Elect Jon Erik Mgmt For For For
Reinhardsen
4 Elect Bruce W. Wilkinson Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Amendment to the 2005 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Carbo Ceramics Inc.
Ticker Security ID: Meeting Date Meeting Status
CRR CUSIP 140781105 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sigmund L. Mgmt For For For
Cornelius
1.2 Elect James B. Jennings Mgmt For For For
1.3 Elect Gary A. Kolstad Mgmt For For For
1.4 Elect Henry E. Lentz Mgmt For For For
1.5 Elect Randy L. Limbacher Mgmt For For For
1.6 Elect William C. Morris Mgmt For For For
1.7 Elect Robert S. Rubin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Core Laboratories N.V.
Ticker Security ID: Meeting Date Meeting Status
CLB CUSIP N22717107 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect D. John Ogren Mgmt For For For
2 Elect Lucia van Geuns Mgmt For For For
3 Elect Charles L. Dunlap Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Accounts and Reports Mgmt For Abstain Against
7 Authority to Cancel Mgmt For For For
Shares
8 Authority to Repurchase Mgmt For For For
Shares
9 Authority to Issue Mgmt For For For
Common and Preference
Shares w/ Preemptive
Rights
10 Elimination of Mgmt For For For
Preemptive
Rights
________________________________________________________________________________
Diamond Offshore Drilling, Inc.
Ticker Security ID: Meeting Date Meeting Status
DO CUSIP 25271C102 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James S. Tisch Mgmt For For For
2 Elect Lawrence R. Mgmt For For For
Dickerson
3 Elect John R. Bolton Mgmt For For For
4 Elect Charles L. Mgmt For For For
Fabrikant
5 Elect Paul G. Gaffney II Mgmt For For For
6 Elect Edward Grebow Mgmt For For For
7 Elect Herbert C. Hofmann Mgmt For For For
8 Elect Clifford M Sobel Mgmt For For For
9 Elect Andrew H. Tisch Mgmt For For For
10 Elect Raymond S. Troubh Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Dresser-Rand Group Inc.
Ticker Security ID: Meeting Date Meeting Status
DRC CUSIP 261608103 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William E. Mgmt For For For
Macaulay
2 Elect Vincent R. Volpe Mgmt For For For
Jr.
3 Elect Rita V. Foley Mgmt For For For
4 Elect Louis A. Raspino Mgmt For For For
5 Elect Philip R. Roth Mgmt For For For
6 Elect Stephen A. Snider Mgmt For For For
7 Elect Michael L. Mgmt For For For
Underwood
8 Elect Joseph C. Winkler Mgmt For For For
III
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Amendment to the 2008 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Ensco plc
Ticker Security ID: Meeting Date Meeting Status
ESV CUSIP G3157S106 05/20/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Francis S Kalman Mgmt For For For
2 Elect Roxanne J. Decyk Mgmt For For For
3 Elect Mary Francis Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Ratification of Mgmt For For For
Statutory
Auditor
6 Authority to Set Mgmt For For For
Auditor's
Fees
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Directors' Remuneration Mgmt For For For
Report
9 Accounts and Reports Mgmt For For For
10 Repeal of Classified Mgmt For For For
Board
11 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
FMC Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
FTI CUSIP 30249U101 05/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eleazar de Mgmt For For For
Carvalho
Filho
2 Elect Claire S. Farley Mgmt For For For
3 Elect Joseph H. Mgmt For For For
Netherland
4 Ratification of Auditor Mgmt For Against Against
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Amendment to the Mgmt For For For
Incentive Compensation
and Stock
Plan
7 Shareholder Proposal ShrHldr Against For Against
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Halliburton Company
Ticker Security ID: Meeting Date Meeting Status
HAL CUSIP 406216101 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan M. Bennett Mgmt For For For
2 Elect James Boyd Mgmt For For For
3 Elect Milton Carroll Mgmt For For For
4 Elect Nance Dicciani Mgmt For For For
5 Elect Murry Gerber Mgmt For For For
6 Elect Jose Grubisich Mgmt For For For
7 Elect Abdallah Jum'ah Mgmt For For For
8 Elect David Lesar Mgmt For For For
9 Elect Robert Malone Mgmt For For For
10 Elect Landis Martin Mgmt For Against Against
11 Elect Debra Reed Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to Company Mgmt For For For
Stock and Incentive
Plan
15 Shareholder Proposal ShrHldr Against Against For
Regarding Review of
Human Rights
Policies
________________________________________________________________________________
Helmerich & Payne, Inc.
Ticker Security ID: Meeting Date Meeting Status
HP CUSIP 423452101 03/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Hans Helmerich Mgmt For For For
1.2 Elect John W. Lindsay Mgmt For For For
1.3 Elect Paula Marshall Mgmt For For For
1.4 Elect Randy A. Foutch Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHldr N/A For N/A
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
McDermott International, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDR CUSIP 580037109 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John F. Bookout Mgmt For For For
III
1.2 Elect Roger A. Brown Mgmt For For For
1.3 Elect Stephen G. Hanks Mgmt For For For
1.4 Elect Stephen M. Johnson Mgmt For For For
1.5 Elect D. Bradley Mgmt For For For
McWilliams
1.6 Elect William H. Mgmt For For For
Schumann
III
1.7 Elect Mary Mgmt For For For
Shafer-Malicki
1.8 Elect David A. Trice Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nabors Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
NBR CUSIP G6359F103 06/04/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James R. Crane Mgmt For For For
1.2 Elect Michael C. Linn Mgmt For For For
1.3 Elect John V. Lombardi Mgmt For Withhold Against
1.4 Elect Howard Wolf Mgmt For For For
1.5 Elect John Yearwood Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
and Authority to Set
Fees
3 2013 Incentive Bonus Mgmt For For For
Plan
4 2013 Stock Plan Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Shareholder Proposal ShrHldr Against Against For
Regarding Shareholder
Approval
of
Specific Performance
Metrics in Equity
Compensation
Plans
7 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
8 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares
9 Shareholder Proposal ShrHldr Against For Against
Regarding Approval of
Severance
Agreements
10 Shareholder Proposal ShrHldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
National Oilwell Varco, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOV CUSIP 637071101 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Merrill A. Mgmt For For For
Miller,
Jr.
2 Elect Greg L. Armstrong Mgmt For For For
3 Elect Ben A. Guill Mgmt For For For
4 Elect David D. Harrison Mgmt For For For
5 Elect Roger L. Jarvis Mgmt For For For
6 Elect Eric L. Mattson Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
10 Approval of the Annual Mgmt For For For
Cash Incentive
Plan
________________________________________________________________________________
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP H5833N103 04/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael A. Cawley Mgmt For For For
1.2 Elect Gordon T. Hall Mgmt For For For
1.3 Elect Ashley Almanza Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
5 Discharge of Directors Mgmt For For For
& Officers for Fiscal
Year
2012
6 Advisory Vote On Mgmt For For For
Executive
Compensation
7 Authority to Issue Mgmt For For For
Shares
________________________________________________________________________________
Oceaneering International, Inc.
Ticker Security ID: Meeting Date Meeting Status
OII CUSIP 675232102 04/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul B. Murphy Jr. Mgmt For For For
1.2 Elect Harris J. Pappas Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Oil States International, Inc.
Ticker Security ID: Meeting Date Meeting Status
OIS CUSIP 678026105 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Martin A. Lambert Mgmt For For For
1.2 Elect Mark G. Papa Mgmt For Withhold Against
1.3 Elect Stephen A. Wells Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2001 Mgmt For For For
Equity Participation
Plan
5 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Patterson-UTI Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
PTEN CUSIP 703481101 06/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark S. Siegel Mgmt For For For
1.2 Elect Kenneth N. Berns Mgmt For For For
1.3 Elect Charles O. Buckner Mgmt For For For
1.4 Elect Michael W. Conlon Mgmt For For For
1.5 Elect Curtis W. Huff Mgmt For For For
1.6 Elect Terry H. Hunt Mgmt For For For
1.7 Elect Cloyce A. Talbott Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rowan Companies plc
Ticker Security ID: Meeting Date Meeting Status
RDC CUSIP G7665A101 04/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William T. Fox III Mgmt For For For
2 Elect Sir Graham Hearne Mgmt For For For
3 Elect Henry E. Lentz Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Ratification of Mgmt For For For
Statutory
Auditor
6 Ratification of Mgmt For For For
Statutory Auditors'
Fees
7 2013 Incentive Plan Mgmt For For For
8 U.K. Remuneration Report Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
ROWAN COMPANIES PLC
Ticker Security ID: Meeting Date Meeting Status
RDC CUSIP G7665A101 07/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas Hix Mgmt For For For
2 Elect Suzanne Nimocks Mgmt For For For
3 Elect P. Dexter Peacock Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 Election of Statutory Mgmt For For For
Auditors
6 Ratification of Mgmt For For For
Statutory Auditors'
Fees
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Schlumberger N.V. (Schlumberger Limited)
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/10/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter L.S. Currie Mgmt For For For
2 Elect Anthony Isaac Mgmt For Against Against
3 Elect K.V. Kamath Mgmt For For For
4 Elect Paal Kibsgaard Mgmt For For For
5 Elect Nikolay Mgmt For For For
Kudryavtsev
6 Elect Adrian Lajous Mgmt For For For
7 Elect Michael E. Marks Mgmt For For For
8 Elect Lubna Olayan Mgmt For For For
9 Elect Leo Rafael Reif Mgmt For For For
10 Elect Tore I. Sandvold Mgmt For For For
11 Elect Henri Seydoux Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of Financial Mgmt For For For
Statements/Dividends
14 Ratification of Auditor Mgmt For For For
15 2013 Omnibus Incentive Mgmt For For For
Plan
16 Amendment to the Mgmt For For For
Discounted Stock
Purchase
Plan
________________________________________________________________________________
Seadrill Limited
Ticker Security ID: Meeting Date Meeting Status
SDRL CUSIP G7945E105 09/21/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John Fredriksen Mgmt For Against Against
2 Elect Tor Olav Troim Mgmt For Against Against
3 Elect Kate Blankenship Mgmt For Against Against
4 Elect Kathrine Mgmt For For For
Fredriksen
5 Elect Carl Erik Steen Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Directors' Fees Mgmt For Against Against
________________________________________________________________________________
Superior Energy Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPN CUSIP 868157108 06/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Harold J. Mgmt For For For
Bouillion
1.2 Elect Enoch L. Dawkins Mgmt For Withhold Against
1.3 Elect David D. Dunlap Mgmt For For For
1.4 Elect James M. Funk Mgmt For For For
1.5 Elect Terence E. Hall Mgmt For For For
1.6 Elect Ernest E. Howard, Mgmt For Withhold Against
III
1.7 Elect Peter D. Kinnear Mgmt For For For
1.8 Elect Michael McShane Mgmt For For For
1.9 Elect W. Matt Ralls Mgmt For For For
1.10 Elect Justin L. Sullivan Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 2013 Stock Incentive Mgmt For For For
Plan
4 2013 Employee Stock Mgmt For For For
Purchase
Plan
5 Amendment to Remove the Mgmt For For For
Limitation of Non-U.S.
Citizen Stock
Ownership
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tenaris S.A.
Ticker Security ID: Meeting Date Meeting Status
TEN CUSIP 88031M109 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Mgmt N/A For N/A
Accounts and
Reports
2 Consolidated Accounts Mgmt N/A For N/A
and
Reports
3 Company Accounts and Mgmt N/A For N/A
Reports
4 Allocation of Mgmt N/A For N/A
Profits/Dividends
5 Ratification of Board Mgmt N/A For N/A
Acts
6 Election of Directors Mgmt N/A Against N/A
7 Directors' Fees Mgmt N/A For N/A
8 Appointment of Auditor Mgmt N/A For N/A
and Authority to Set
Fees
9 Electronic Mgmt N/A For N/A
Communications
________________________________________________________________________________
Tenaris S.A.
Ticker Security ID: Meeting Date Meeting Status
TEN CUSIP 88031M109 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Mgmt N/A For N/A
Accounts and
Reports
2 Consolidated Accounts Mgmt N/A For N/A
and
Reports
3 Company Accounts and Mgmt N/A For N/A
Reports
4 Allocation of Mgmt N/A For N/A
Profits/Dividends
5 Ratification of Board Mgmt N/A For N/A
Acts
6 Election of Directors Mgmt N/A Against N/A
7 Directors' Fees Mgmt N/A For N/A
8 Appointment of Auditor Mgmt N/A For N/A
and Authority to Set
Fees
9 Electronic Mgmt N/A For N/A
Communications
________________________________________________________________________________
Tidewater Inc.
Ticker Security ID: Meeting Date Meeting Status
TDW CUSIP 886423102 07/19/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect M. Jay Allison Mgmt For For For
1.2 Elect James Day Mgmt For For For
1.3 Elect Richard du Moulin Mgmt For For For
1.4 Elect Morris Foster Mgmt For For For
1.5 Elect J. Wayne Leonard Mgmt For For For
1.6 Elect Jon Madonna Mgmt For For For
1.7 Elect Joseph Netherland Mgmt For For For
1.8 Elect Richard Pattarozzi Mgmt For For For
1.9 Elect Jeffrey Platt Mgmt For For For
1.10 Elect Nicholas Sutton Mgmt For For For
1.11 Elect Cindy Taylor Mgmt For For For
1.12 Elect Dean Taylor Mgmt For For For
1.13 Elect Jack Thompson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP H8817H100 05/17/2013 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt N/A TNA N/A
2 Allocation of Mgmt N/A TNA N/A
Profits/Dividends
3 Payment of a Dividend Mgmt N/A TNA N/A
in
Principle
4 Management Proposal Mgmt N/A TNA N/A
Regarding Dividend of
$2.24 Per
Share
5 Shareholder Proposal Mgmt N/A TNA N/A
Regarding Dividend of
$4.00 Per
Share
6 Authority to Issue Mgmt N/A TNA N/A
Shares
7 Shareholder Proposal Mgmt N/A TNA N/A
Regarding
Declassification of
Board
8 Elect Frederico Curado Mgmt N/A TNA N/A
9 Elect Steven Newman Mgmt N/A TNA N/A
10 Elect Thomas Cason Mgmt N/A TNA N/A
11 Elect Robert Sprague Mgmt N/A TNA N/A
12 Elect J. Michael Talbert Mgmt N/A TNA N/A
13 Elect John Lipinski Mgmt N/A TNA N/A
14 Elect Jose Maria Alapont Mgmt N/A TNA N/A
15 Elect Samuel Merksamer Mgmt N/A TNA N/A
16 Appointment of Auditor Mgmt N/A TNA N/A
17 Advisory Vote on Mgmt N/A TNA N/A
Executive
Compensation
________________________________________________________________________________
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP H8817H100 05/17/2013 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Payment of a Dividend Mgmt For For For
in
Principle
4 Management Proposal Mgmt For For For
Regarding Dividend of
$2.24 Per
Share
5 Shareholder Proposal Mgmt N/A Against N/A
Regarding Dividend of
$4.00 Per
Share
6 Authority to Issue Mgmt For For For
Shares
7 Shareholder Proposal Mgmt N/A For N/A
Regarding
Declassification of
Board
8 Elect Frederico Curado Mgmt For For For
9 Elect Steven Newman Mgmt For For For
10 Elect Thomas Cason Mgmt For For For
11 Elect Robert Sprague Mgmt For For For
12 Elect J. Michael Talbert Mgmt For Against Against
13 Elect John Lipinski Mgmt Against Against For
14 Elect Jose Maria Alapont Mgmt Against Against For
15 Elect Samuel Merksamer Mgmt Against For Against
16 Appointment of Auditor Mgmt For For For
17 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Weatherford International Ltd.
Ticker Security ID: Meeting Date Meeting Status
WFT CUSIP H27013103 06/20/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For Against Against
Acts
3 Elect Bernard J. Mgmt For For For
Duroc-Danner
4 Elect Nicholas F. Brady Mgmt For For For
5 Elect David J. Butters Mgmt For Against Against
6 Elect John D. Gass Mgmt For For For
7 Elect Francis S. Kalman Mgmt For For For
8 Elect William E. Mgmt For For For
Macaulay
9 Elect Robert K. Moses, Mgmt For Against Against
Jr.
10 Elect Guillermo Ortiz Mgmt For Against Against
11 Elect Emyr J. Parry Mgmt For For For
12 Elect Robert A. Rayne Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Increase in Authorized Mgmt For For For
Capital
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
============================== Pharmaceutical ETF ==============================
________________________________________________________________________________
Abbott Laboratories
Ticker Security ID: Meeting Date Meeting Status
ABT CUSIP 002824100 04/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Alpern Mgmt For For For
1.2 Elect Roxanne S. Austin Mgmt For For For
1.3 Elect Sally E. Blount Mgmt For For For
1.4 Elect W. James Farrell Mgmt For For For
1.5 Elect Edward M. Liddy Mgmt For For For
1.6 Elect Nancy McKinstry Mgmt For For For
1.7 Elect Phebe N. Novakovic Mgmt For For For
1.8 Elect William A. Osborn Mgmt For For For
1.9 Elect Samuel C. Scott Mgmt For For For
III
1.10 Elect Glenn F. Tilton Mgmt For For For
1.11 Elect Miles D. White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Shareholder Proposal ShrHldr Against Against For
Regarding Genetically
Modified
Organisms
5 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
6 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
7 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares
8 Shareholder Proposal ShrHldr Against For Against
Regarding Excluding
Compliance Costs for
the Purposes of
Executive
Compensation
9 Shareholder Proposal ShrHldr Against Against For
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Actavis, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACT CUSIP 00507K103 05/10/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jack Michelson Mgmt For For For
2 Elect Ronald R. Taylor Mgmt For For For
3 Elect Andrew L. Turner Mgmt For For For
4 Elect Paul M. Bisaro Mgmt For For For
5 Elect Christopher W. Mgmt For For For
Bodine
6 Elect Michel J. Feldman Mgmt For For For
7 Elect Fred G. Weiss Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
10 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
________________________________________________________________________________
Allergan, Inc.
Ticker Security ID: Meeting Date Meeting Status
AGN CUSIP 018490102 04/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David E.I. Pyott Mgmt For For For
2 Elect Michael R. Mgmt For For For
Gallagher
3 Elect Deborah Dunsire Mgmt For For For
4 Elect Dawn E. Hudson Mgmt For For For
5 Elect Trevor M. Jones Mgmt For For For
6 Elect Louis J. Lavigne, Mgmt For For For
Jr.
7 Elect Peter J. McDonnell Mgmt For For For
8 Elect Timothy D. Proctor Mgmt For For For
9 Elect Russell T. Ray Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Right to Call a Special Mgmt For For For
Meeting
13 Shareholder Proposal ShrHldr Against For Against
Regarding Right to Act
by Written
Consent
14 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Astrazeneca plc
Ticker Security ID: Meeting Date Meeting Status
AZN CUSIP 046353108 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Leif Johansson Mgmt For For For
6 Elect Pascal Soriot Mgmt For For For
7 Elect Simon J. Lowth Mgmt For For For
8 Elect Genevieve B. Mgmt For For For
Berger
9 Elect D. Bruce Mgmt For For For
Burlington
10 Elect Graham Chipchase Mgmt For For For
11 Elect Jean-Philippe Mgmt For Against Against
Courtois
12 Elect Rudy H.P. Markham Mgmt For For For
13 Elect Nancy Rothwell Mgmt For For For
14 Elect Shriti Vadera Mgmt For For For
15 Elect John S. Varley Mgmt For For For
16 Elect Marcus Wallenberg Mgmt For Against Against
17 Directors' Remuneration Mgmt For For For
Report
18 Authorisation of Mgmt For For For
Political
Donations
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Repurchase Mgmt For For For
Shares
22 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Bristol-Myers Squibb Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lamberto Mgmt For For For
Andreotti
2 Elect Lewis B. Campbell Mgmt For Against Against
3 Elect James M. Cornelius Mgmt For For For
4 Elect Laurie H. Glimcher Mgmt For For For
5 Elect Michael Grobstein Mgmt For For For
6 Elect Alan J. Lacy Mgmt For For For
7 Elect Vicki L. Sato Mgmt For For For
8 Elect Elliott Sigal Mgmt For For For
9 Elect Gerald L. Storch Mgmt For For For
10 Elect Togo D. West, Jr. Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Elan Corporation, plc
Ticker Security ID: Meeting Date Meeting Status
ELN CUSIP 284131208 04/12/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase of Shares Mgmt For For For
________________________________________________________________________________
Elan Corporation, plc
Ticker Security ID: Meeting Date Meeting Status
ELN CUSIP 284131208 05/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For Against Against
Report
3 Elect Robert A. Ingram Mgmt For For For
4 Elect P. Gary Kennedy Mgmt For For For
5 Elect Patrick Kennedy Mgmt For For For
6 Elect G. Kelly Martin Mgmt For For For
7 Elect Kieran McGowan Mgmt For For For
8 Elect Kyran McLaughlin Mgmt For Against Against
9 Elect Donal O'Connor Mgmt For For For
10 Elect Richard Pilnik Mgmt For For For
11 Elect Andrew von Mgmt For For For
Eschenbach
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Reduction in Share Mgmt For For For
Capital
16 Authority to Repurchase Mgmt For For For
Shares
17 Authority to Set Price Mgmt For For For
of Reissued Treasury
Shares
18 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Elan Corporation, plc
Ticker Security ID: Meeting Date Meeting Status
ELN CUSIP 284131208 06/17/2013 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Theravance Royalty Mgmt N/A TNA N/A
Participation
Agreement
2 Acquisition of AOP Mgmt N/A TNA N/A
Orphan
Pharmaceuticals
3 Partial Divestiture of Mgmt N/A TNA N/A
the ELND005
Business
4 Share Repurchase Program Mgmt N/A TNA N/A
________________________________________________________________________________
Elan Corporation, plc
Ticker Security ID: Meeting Date Meeting Status
ELN CUSIP 284131208 06/17/2013 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Theravance Royalty Mgmt For Against Against
Participation
Agreement
2 Acquisition of AOP Mgmt For Against Against
Orphan
Pharmaceuticals
3 Partial Divestiture of Mgmt For Against Against
the ELND005
Business
4 Share Repurchase Program Mgmt For Against Against
________________________________________________________________________________
Elan Corporation, plc
Ticker Security ID: Meeting Date Meeting Status
ELN CUSIP 284131208 12/12/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Prothena Spin-Off Mgmt For For For
________________________________________________________________________________
Eli Lilly and Company
Ticker Security ID: Meeting Date Meeting Status
LLY CUSIP 532457108 05/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ralph Alvarez Mgmt For For For
2 Elect Sir Winfried Mgmt For For For
Bischoff
3 Elect R. David Hoover Mgmt For For For
4 Elect Franklyn G. Mgmt For For For
Prendergast
5 Elect Kathi P. Seifert Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Reapproval of Material Mgmt For For For
Terms of Performance
Goals for the 2002
Lilly Stock
Plan
________________________________________________________________________________
Endo Health Solutions Inc.
Ticker Security ID: Meeting Date Meeting Status
ENDP CUSIP 29264F205 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roger H. Kimmel Mgmt For For For
2 Elect Rajiv De Silva Mgmt For For For
3 Elect John J. Delucca Mgmt For For For
4 Elect Nancy J. Hutson Mgmt For For For
5 Elect Michael Hyatt Mgmt For For For
6 Elect William P. Mgmt For For For
Montague
7 Elect David B. Nash Mgmt For For For
8 Elect Joseph C. Scodari Mgmt For For For
9 Elect Jill D. Smith Mgmt For For For
10 Elect William F. Mgmt For For For
Spengler
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Forest Laboratories, Inc.
Ticker Security ID: Meeting Date Meeting Status
FRX CUSIP 345838106 08/15/2012 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dissident Nominee Mgmt N/A TNA N/A
Eric
Ende
1.2 Elect Dissident Nominee Mgmt N/A TNA N/A
Pierre
Legault
1.3 Elect Dissident Nominee Mgmt N/A TNA N/A
Andrew
Fromkin
1.4 Elect Dissident Nominee Mgmt N/A TNA N/A
Daniel
Ninivaggi
1.5 Elect Management Mgmt N/A TNA N/A
Nominee Howard
Solomon
1.6 Elect Management Mgmt N/A TNA N/A
Nominee Nesli
Basgoz
1.7 Elect Management Mgmt N/A TNA N/A
Nominee Christopher
Coughlin
1.8 Elect Management Mgmt N/A TNA N/A
Nominee Gerald
Lieberman
1.9 Elect Management Mgmt N/A TNA N/A
Nominee Brenton
Saunders
1.10 Elect Management Mgmt N/A TNA N/A
Nominee Peter
Zimetbaum
2 Advisory Vote on Mgmt N/A TNA N/A
Executive
Compensation
3 Ratification of Auditor Mgmt N/A TNA N/A
4 Shareholder Proposal ShrHldr N/A TNA N/A
Regarding Proxy
Access
5 Shareholder Proposal ShrHldr N/A TNA N/A
Regarding Repeal of
Bylaw
Provisions
________________________________________________________________________________
Forest Laboratories, Inc.
Ticker Security ID: Meeting Date Meeting Status
FRX CUSIP 345838106 08/15/2012 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Howard Solomon Mgmt For For For
1.2 Elect Nesli Basgoz Mgmt For For For
1.3 Elect Christopher Mgmt For For For
Coughlin
1.4 Elect Dan Goldwasser Mgmt For For For
1.5 Elect Kenneth Goodman Mgmt For For For
1.6 Elect Gerald Lieberman Mgmt For For For
1.7 Elect Lawrence Olanoff Mgmt For For For
1.8 Elect Lester Salans Mgmt For For For
1.9 Elect Brenton Saunders Mgmt For For For
1.10 Elect Peter Zimetbaum Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHldr Against For Against
Regarding Proxy
Access
5 Shareholder Proposal ShrHldr Against Against For
Regarding Repeal of
Bylaw
Provisions
________________________________________________________________________________
Glaxosmithkline plc
Ticker Security ID: Meeting Date Meeting Status
GSK CUSIP 37733W105 05/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Elect Lynn L. Elsenhans Mgmt For For For
4 Elect Jing Ulrich Mgmt For For For
5 Elect Hans Wijers Mgmt For For For
6 Elect Sir Christopher Mgmt For Against Against
Gent
7 Elect Sir Andrew Witty Mgmt For For For
8 Elect Sir Roy Anderson Mgmt For For For
9 Elect Stephanie A. Burns Mgmt For For For
10 Elect Stacey Cartwright Mgmt For For For
11 Elect Simon Dingemans Mgmt For For For
12 Elect Judy C. Lewent Mgmt For For For
13 Elect Sir Deryck C. Mgmt For For For
Maughan
14 Elect Daniel Podolsky Mgmt For For For
15 Elect Moncef Slaoui Mgmt For For For
16 Elect Tom de Swaan Mgmt For Against Against
17 Elect Sir Robert Wilson Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Mgmt For For For
Auditor's
Fees
20 Authorisation of Mgmt For For For
Political
Donations
21 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Authority to Repurchase Mgmt For For For
Shares
24 Exemption from Mgmt For For For
Statement of Senior
Auditor's
Name
25 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Hospira, Inc.
Ticker Security ID: Meeting Date Meeting Status
HSP CUSIP 441060100 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Connie R. Curran Mgmt For For For
2 Elect William G. Dempsey Mgmt For For For
3 Elect Dennis M. Fenton Mgmt For For For
4 Elect Heino von Mgmt For For For
Prondzynski
5 Elect Mark F. Wheeler Mgmt For For For
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
8 Shareholder Proposal ShrHldr Against For Against
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary Sue Coleman Mgmt For For For
2 Elect James G. Cullen Mgmt For For For
3 Elect Ian E.L. Davis Mgmt For For For
4 Elect Alex Gorsky Mgmt For For For
5 Elect Michael M. E. Mgmt For For For
Johns
6 Elect Susan L. Lindquist Mgmt For For For
7 Elect Anne M. Mulcahy Mgmt For Against Against
8 Elect Leo F. Mullin Mgmt For For For
9 Elect William D. Perez Mgmt For For For
10 Elect Charles Prince Mgmt For Against Against
11 Elect A. Eugene Mgmt For For For
Washington
12 Elect Ronald A. Williams Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
16 Shareholder Proposal ShrHldr Against Against For
Regarding Political
Contributions and
Corporate Values
Report
17 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Medicis Pharmaceutical Corporation
Ticker Security ID: Meeting Date Meeting Status
MRX CUSIP 584690309 12/07/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
3 Advisory Vote on Golden Mgmt For Against Against
Parachutes
________________________________________________________________________________
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 58933Y105 05/28/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie A. Brun Mgmt For For For
2 Elect Thomas R. Cech Mgmt For For For
3 Elect Kenneth C. Frazier Mgmt For For For
4 Elect Thomas H. Glocer Mgmt For For For
5 Elect William B. Mgmt For For For
Harrison,
Jr.
6 Elect C. Robert Kidder Mgmt For For For
7 Elect Rochelle B. Mgmt For For For
Lazarus
8 Elect Carlos E. Represas Mgmt For For For
9 Elect Patricia F. Russo Mgmt For For For
10 Elect Craig B. Thompson Mgmt For For For
11 Elect Wendell P. Weeks Mgmt For For For
12 Elect Peter C. Wendell Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHldr Against For Against
Regarding Right to Act
by Written
Consent
16 Shareholder Proposal ShrHldr Against Against For
Regarding Right to
Call a Special
Meeting
17 Shareholder Proposal ShrHldr Against Against For
Regarding Political
and Charitable
Contributions
Report
18 Shareholder Proposal ShrHldr Against Against For
Regarding Report on
Public Policy
Advocacy
________________________________________________________________________________
Mylan Inc.
Ticker Security ID: Meeting Date Meeting Status
MYL CUSIP 628530107 05/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Heather Bresch Mgmt For For For
2 Elect Wendy Cameron Mgmt For For For
3 Elect Robert J. Cindrich Mgmt For For For
4 Elect Robert J. Coury Mgmt For For For
5 Elect Neil F. Dimick Mgmt For For For
6 Elect Melina Higgins Mgmt For For For
7 Elect Douglas J. Leech Mgmt For For For
8 Elect Rajiv Malik Mgmt For For For
9 Elect Joseph C. Maroon Mgmt For For For
10 Elect Mark Parrish Mgmt For For For
11 Elect Rodney L. Piatt Mgmt For For For
12 Elect C. B. Todd Mgmt For For For
13 Elect Randall L. Mgmt For For For
Vanderveen
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CUSIP 66987V109 02/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
and Management
Acts
3 Allocation of Mgmt For For For
Profits/Dividends
4 Compensation Policy Mgmt For For For
5 Elect Verena Briner Mgmt For For For
6 Elect Jorg Reinhardt Mgmt For For For
7 Elect Charles Sawyers Mgmt For For For
8 Elect William Winters Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Miscellaneous Mgmt For Abstain Against
Shareholder Proposals
or
Countermotions
________________________________________________________________________________
Perrigo Company
Ticker Security ID: Meeting Date Meeting Status
PRGO CUSIP 714290103 11/06/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gary Cohen Mgmt For For For
1.2 Elect David Gibbons Mgmt For For For
1.3 Elect Ran Gottfried Mgmt For For For
1.4 Elect Ellen Hoffing Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis A. Ausiello Mgmt For For For
2 Elect M. Anthony Burns Mgmt For For For
3 Elect W. Don Cornwell Mgmt For For For
4 Elect Frances D. Mgmt For For For
Fergusson
5 Elect William H. Gray, Mgmt For For For
III
6 Elect Helen H. Hobbs Mgmt For For For
7 Elect Constance J. Mgmt For For For
Horner
8 Elect James M. Kilts Mgmt For For For
9 Elect George A. Lorch Mgmt For For For
10 Elect Suzanne Nora Mgmt For For For
Johnson
11 Elect Ian C. Read Mgmt For For For
12 Elect Stephen W. Sanger Mgmt For For For
13 Elect Marc Mgmt For For For
Tessier-Lavigne
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
17 Shareholder Proposal ShrHldr Against For Against
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
Salix Pharmaceuticals, Ltd.
Ticker Security ID: Meeting Date Meeting Status
SLXP CUSIP 795435106 06/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John F. Chappell Mgmt For For For
1.2 Elect Thomas W. D'Alonzo Mgmt For For For
1.3 Elect William P. Keane Mgmt For For For
1.4 Elect Carolyn J. Logan Mgmt For For For
1.5 Elect Mark A. Sirgo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Sanofi
Ticker Security ID: Meeting Date Meeting Status
SAN CUSIP 80105N105 05/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Fabienne Mgmt For For For
Lecorvaisier
5 Authority to Repurchase Mgmt For For For
Shares
6 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
w/ Preemptive
Rights
7 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
w/o Preemptive
Rights
8 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in
Kind
9 Greenshoe Mgmt For For For
10 Authority to Increase Mgmt For For For
Capital Through
Capitalizations
11 Employee Stock Purchase Mgmt For For For
Plan
12 Authority to Issue Mgmt For For For
Restricted
Shares
13 Authority to Grant Mgmt For For For
Stock
Options
14 Authority to Cancel Mgmt For For For
Shares and Reduce
Share
Capital
15 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Shire Plc
Ticker Security ID: Meeting Date Meeting Status
SHP CUSIP 82481R106 04/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Elect William M. Burns Mgmt For For For
4 Elect Matthew W. Emmens Mgmt For For For
5 Elect David Ginsburg Mgmt For For For
6 Elect Graham Mgmt For For For
Hetherington
7 Elect David Kappler Mgmt For For For
8 Elect Susan Kilsby Mgmt For For For
9 Elect Anne Minto Mgmt For For For
10 Elect David M. Stout Mgmt For For For
11 Elect Steven Gillis Mgmt For For For
12 Elect Flemming Ornskov Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Repurchase Mgmt For For For
Shares
18 Authority to Set Mgmt For Against Against
General Meeting
Notice
Period at 14 Days
________________________________________________________________________________
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEVA CUSIP 881624209 09/12/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Phillip Frost Mgmt For Against Against
3 Elect Roger Abravanel Mgmt For For For
4 Elect Richard Lerner Mgmt For For For
5 Elect Galia Maor Mgmt For For For
6 Elect Erez Vigodman Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Fee and Reimbursement Mgmt For For For
to Chairman Phillip
Frost
9 Payment to Vice Mgmt For For For
Chairman Moshe
Many
10 Amendments to Articles Mgmt For For For
11 Indemnification of Mgmt For For For
Directors/Officers
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Valeant Pharmaceuticals International Inc.
Ticker Security ID: Meeting Date Meeting Status
VRX CUSIP 91911K102 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald H. Farmer Mgmt For For For
1.2 Elect Robert A. Ingram Mgmt For For For
1.3 Elect Theo Melas-Kyriazi Mgmt For For For
1.4 Elect G. Mason Morfit Mgmt For For For
1.5 Elect Laurence E. Paul Mgmt For For For
1.6 Elect J. Michael Pearson Mgmt For For For
1.7 Elect Robert N. Power Mgmt For For For
1.8 Elect Norma A. Provencio Mgmt For For For
1.9 Elect Howard B. Schiller Mgmt For Withhold Against
1.10 Elect Lloyd M. Segal Mgmt For For For
1.11 Elect Katharine B. Mgmt For For For
Stevenson
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Change of Continuance Mgmt For For For
________________________________________________________________________________
Warner Chilcott plc
Ticker Security ID: Meeting Date Meeting Status
WCRX CUSIP G94368100 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John P. Mgmt For Against Against
Connaughton
2 Elect Tamar D. Howson Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
=============================== Poland ETF ====================================
________________________________________________________________________________
Asseco Poland SA
Ticker Security ID: Meeting Date Meeting Status
SFT CINS X02540130 04/24/2013 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening; Election of Mgmt For For For
Presiding
Chairman
3 Compliance with Rules Mgmt For For For
of
Convocation
4 Agenda Mgmt For For For
5 Presentation of Mgmt For For For
Management Board
Report
6 Presentation of Mgmt For For For
Accounts and
Reports
7 Presentation of Mgmt For For For
Auditor's
Report
8 Presentation of Mgmt For For For
Supervisory Board
Report
9 Accounts and Reports Mgmt For For For
10 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
11 Presentation of Mgmt For For For
Auditor's Report
(Consolidated)
12 Accounts and Reports Mgmt For For For
(Consolidated)
13 Ratification of Mgmt For For For
Management Board
Acts
14 Ratification of Mgmt For For For
Supervisory Board
Acts
15 Allocation of Mgmt For For For
Profits/Dividend
16 Closing Mgmt For For For
________________________________________________________________________________
Asseco Poland SA
Ticker Security ID: Meeting Date Meeting Status
SFT CINS X02540130 08/02/2012 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening Mgmt For For For
3 Compliance with Rules Mgmt For For For
of
Convocation
4 Agenda Mgmt For For For
5 Elect Wieslaw Walendziak Mgmt For For For
6 Property Sale Mgmt For For For
7 Closing Mgmt For For For
________________________________________________________________________________
Asseco Poland SA
Ticker Security ID: Meeting Date Meeting Status
SFT CINS X02540130 10/23/2012 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting; Mgmt For For For
Election of Presiding
Chairman
3 Compliance with Rules Mgmt For For For
of
Convocation
4 Agenda Mgmt For For For
5 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
6 Supervisory Board Size Mgmt For For For
7 Election of Supervisory Mgmt For Abstain Against
Board
8 Conclusion of Meeting Mgmt For For For
________________________________________________________________________________
Bank Handlowy w Warszawie S.A.
Ticker Security ID: Meeting Date Meeting Status
BHW CINS X05318104 06/20/2013 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Election of scrutiny Mgmt For For For
commission
7 Accounts and Reports Mgmt For For For
8 Supervisory Board Report Mgmt For For For
9 Accounts and Reports Mgmt For For For
(Consolidated)
10 Ratification of Mgmt For For For
Management Board
Acts
11 Ratification of Mgmt For For For
Supervisory Board
Acts
12 Allocation of Mgmt For For For
Profits/Dividends
13 Amendments to Articles Mgmt For For For
14 Changes to the Mgmt For Abstain Against
Supervisory
Board
15 Presentation of Polish Mgmt For For For
Financial Supervision
Authority's opinion on
Guidelines of European
Banking
Authority
16 Closing of Meeting Mgmt For For For
________________________________________________________________________________
Bank Millennium SA
Ticker Security ID: Meeting Date Meeting Status
MIL CINS X05407105 04/11/2013 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Election of Presiding Mgmt For For For
Chairman
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Election of Voting Mgmt For For For
Committee
9 Accounts and Reports Mgmt For For For
10 Consolidated Accounts Mgmt For For For
and
Reports
11 Ratification of Mgmt For For For
Management
Acts
12 Ratification of Mgmt For For For
Supervisory Board
Acts
13 Allocation of Mgmt For For For
Profits/Dividends
14 Amendments to Articles Mgmt For For For
15 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank Polska Kasa Opieki S.A.
Ticker Security ID: Meeting Date Meeting Status
PEO CINS X0641X106 06/12/2013 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Election of Voting Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Management Board Report Mgmt For For For
14 Accounts and Reports Mgmt For For For
15 Management Board Report Mgmt For For For
(Consolidated)
16 Accounts and Reports Mgmt For For For
(Consolidated)
17 Allocation of Mgmt For For For
Profits/Dividends
18 Supervisory Board Report Mgmt For For For
19 Ratify Alicja Mgmt For For For
Kornasiewicz
20 Ratify Krzysztof Mgmt For For For
Pawlowski
21 Ratify Oliver Greene Mgmt For For For
22 Ratify Jerzy Woznicki Mgmt For For For
23 Ratify Roberto Nicastro Mgmt For For For
24 Ratify Alessandro Decio Mgmt For For For
25 Ratify Leszek Pawlowicz Mgmt For For For
26 Ratify Pawel Dangel Mgmt For For For
27 Ratify Laura Penna Mgmt For For For
28 Ratify Wioletta Mgmt For For For
Rosolowska
29 Ratify Doris Tomanek Mgmt For For For
30 Ratify Enrico Pavoni Mgmt For For For
31 Ratify Luigi Lovaglio Mgmt For For For
32 Ratify Diego Biondo Mgmt For For For
33 Ratify Marco Iannaccone Mgmt For For For
34 Ratify Andrzej Kopyrski Mgmt For For For
35 Ratify Grzegorz Piwowar Mgmt For For For
36 Ratify Marian Wazynski Mgmt For For For
37 Changes to Supervisory Mgmt For Abstain Against
Board
38 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
39 Amendments to Articles Mgmt For For For
40 Approval of Uniform Mgmt For For For
Text of
Articles
41 Non-Voting Agenda Item N/A N/A N/A N/A
42 Non-Voting Agenda Item N/A N/A N/A N/A
43 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bogdanka PDA SA
Ticker Security ID: Meeting Date Meeting Status
LWB CINS X5152C102 06/27/2013 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Agenda Mgmt For For For
7 Election of Scrutiny Mgmt For For For
Commission
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Report of the Mgmt For For For
Management
Board
14 Accounts and Reports Mgmt For For For
(Consolidated)
15 Report of the Mgmt For For For
Management Board
(Consolidated)
16 Ratify Miroslaw Taras Mgmt For For For
17 Ratify Zbigniew Stopa Mgmt For For For
18 Ratify Waldemar Mgmt For For For
Barnaciak
19 Ratify Krystyna Mgmt For For For
Borkowska
20 Ratify Lech Tor Mgmt For For For
21 Report of the Mgmt For For For
Supervisory
Board
22 Ratify Eryk Karski Mgmt For For For
23 Ratify Stefan Kawalec Mgmt For For For
24 Ratify Jadwiga Mgmt For For For
Kalinowska
25 Ratify Adam Partyka Mgmt For For For
26 Ratify Andrzej Lulek Mgmt For For For
27 Ratify Ewa Pawluczuk Mgmt For For For
28 Ratify Witold Danilowicz Mgmt For For For
29 Ratify Raimondo Eggink Mgmt For For For
30 Ratify Robert Bednarski Mgmt For For For
31 Ratify Dariusz Formela Mgmt For For For
32 Ratify Tomasz Mosiek Mgmt For For For
33 Allocation of Mgmt For For For
Profits/Dividends
34 Approve Dividend Date Mgmt For For For
35 Management and Key Mgmt For For For
Employee Warrant
Plan
36 Amendments to Articles Mgmt For For For
Regarding
Capital
37 Amendments to Articles Mgmt For For For
Regarding
Equity
38 Amendments to Articles Mgmt For For For
Regarding Interim
Dividends
39 Amendments to Articles Mgmt For For For
Regarding Supervisory
Board
40 Amendments to Articles Mgmt For For For
Regarding
Responsibility of
Supervisory
Board
41 Amendments to Articles Mgmt For For For
Regarding General
Meeting
42 Amendments to Statutes Mgmt For For For
43 Transaction of Other Mgmt For Against Against
Business
44 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
BRE Bank SA
Ticker Security ID: Meeting Date Meeting Status
BRE CINS X0742L100 04/11/2013 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Election of Voting Mgmt For For For
Committee
5 Report of Management Mgmt For For For
Board
6 Report of Supervisory Mgmt For For For
Board
7 Presentation of Mgmt For For For
Accounts and
Reports
8 Presentation of Mgmt For For For
Consolidated Accounts
and
Reports
9 Accounts and Reports Mgmt For For For
10 Allocation of Profits Mgmt For For For
11 Ratify Cezary Mgmt For For For
Stypulkowski
12 Ratify Karin Katerbau Mgmt For For For
13 Ratify Wieslaw Thor Mgmt For For For
14 Ratify Przemyslaw Mgmt For For For
Gdanski
15 Ratify Hans Dieter Mgmt For For For
Kemler
16 Ratify Jaroslaw Mgmt For For For
Mastalerz
17 Ratify Christian Rhino Mgmt For For For
18 Ratify Cezary Kocik Mgmt For For For
19 Ratify Jorg Hessenmuller Mgmt For For For
20 Ratification of Mgmt For For For
Cooptation of Dirk
Wilhelm
Schuh
21 Ratify Maciej Lesny Mgmt For For For
22 Ratify Ulrich Sieber Mgmt For For For
23 Ratify Andre Carls Mgmt For For For
24 Ratify Thorsten Kanzler Mgmt For For For
25 Ratify Sascha Klaus Mgmt For For For
26 Ratify Teresa Mokrysz Mgmt For For For
27 Ratify Eric Strutz Mgmt For For For
28 Ratify Waldemar Stawski Mgmt For For For
29 Ratify Jan Szomburg Mgmt For For For
30 Ratify Marek Wierzbowski Mgmt For For For
31 Ratify Stephan Engels Mgmt For For For
32 Ratify Dirk Wilhelm Mgmt For For For
Schuh
33 Consolidated Accounts Mgmt For For For
and
Reports
34 Change in Company Name Mgmt For For For
35 Amendments to Articles Mgmt For For For
36 Amendments to Meeting Mgmt For For For
Regulatons
37 Amendments to Resolution Mgmt For For For
38 Amendments to Resolution Mgmt For For For
39 Amendments to Resolution Mgmt For For For
40 Amendments to Resolution Mgmt For For For
41 Supervisory Board Size Mgmt For Abstain Against
42 Election of Supervisory Mgmt For Abstain Against
Board
43 Appointment of Auditor Mgmt For Abstain Against
44 Closing of Meeting Mgmt For For For
________________________________________________________________________________
Cyfrowy Polsat SA
Ticker Security ID: Meeting Date Meeting Status
CINS X1809Y100 06/11/2013 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Scrutiny Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Management Board Report Mgmt For For For
11 Accounts and Reports Mgmt For For For
12 Management Board Report Mgmt For For For
(Consolidated)
13 Accounts and Reports Mgmt For For For
(Consolidated)
14 Supervisory Board Report Mgmt For For For
15 Ratification of Mgmt For For For
Management Board
Acts
16 Ratification of Mgmt For For For
Supervisory Board
Acts
17 Allocation of Mgmt For For For
Profits/Dividends
18 Amendments to Articles Mgmt For For For
19 Closing of Meeting Mgmt For For For
________________________________________________________________________________
Cyfrowy Polsat SA
Ticker Security ID: Meeting Date Meeting Status
CPS CINS X1809Y100 12/04/2012 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Voting List Mgmt For For For
5 Election of Ballot Mgmt For For For
Committee
6 Agenda Mgmt For For For
7 Merger by Absorption Mgmt For For For
8 Conclusion of Meeting Mgmt For For For
________________________________________________________________________________
Enea SA
Ticker Security ID: Meeting Date Meeting Status
ENA CINS X2232G104 04/24/2013 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Supervisory Board
Report
7 Presentation of Mgmt For For For
Auditor's Report and
Management Board
Report
8 Management Board Report Mgmt For For For
9 Accounts and Reports Mgmt For For For
10 Accounts and Reports Mgmt For For For
(Consolidated)
11 Management Board Report Mgmt For For For
(Consolidated)
12 Allocation of Mgmt For For For
Profits/Dividends
13 Ratify Maciej Owczarek Mgmt For For For
14 Ratify Krzysztof Mgmt For For For
Zborowski
15 Ratify Hubert Rozpedek Mgmt For For For
16 Ratify Janusz Bil Mgmt For For For
17 Ratify Tadeusz Dachowski Mgmt For For For
18 Ratify Pawel Lisiewicz Mgmt For For For
19 Ratify Agnieszka Mgmt For For For
Mankowska
20 Ratify Mieczyslaw Mgmt For For For
Plucinski
21 Ratify Malgorzata Mgmt For For For
Aniolek
22 Ratify Wojciech Mgmt For For For
Chmielewski
23 Ratify Michal Kowalewski Mgmt For For For
24 Ratify Jeremi Mgmt For For For
Mordasewicz
25 Ratify Graham Wood Mgmt For For For
26 Ratify Slawomir Mgmt For For For
Bzezinski
27 Ratify Sandra Malinowska Mgmt For For For
28 Ratify Przemyslaw Mgmt For For For
Lyczynski
29 Ratify Tadeusz Miklosz Mgmt For For For
30 Ratify Michal Jarczynski Mgmt For For For
31 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
32 Presentation of Mgmt For For For
Election of the
President of
Management Board
Results
33 Presentation of Mgmt For For For
Election of Management
Board
Results
34 Closing of Meeting Mgmt For For For
35 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Enea SA
Ticker Security ID: Meeting Date Meeting Status
ENA CINS X2232G104 10/22/2012 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Board Size Mgmt For Abstain Against
7 Changes to Composition Mgmt For Abstain Against
of Supervisory
Board
8 Presentation of Mgmt For For For
Management Board
Response
9 Conclusion of Meeting Mgmt For For For
________________________________________________________________________________
Enea SA
Ticker Security ID: Meeting Date Meeting Status
ENA CINS X2232G104 12/19/2012 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Opening of Meeting Mgmt For For For
4 Election of Presiding Mgmt For For For
Chairman
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Restructuring Mgmt For For For
8 SHP Regarding ShrHldr N/A Against N/A
Amendments to
Articles
9 Conclusion of Meeting Mgmt For For For
________________________________________________________________________________
Eurocash SA
Ticker Security ID: Meeting Date Meeting Status
EUR CINS X2382S106 05/20/2013 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Opening of Meeting Mgmt For For For
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Presiding Mgmt For For For
Chairman
6 Voting List Mgmt For For For
7 Agenda Mgmt For For For
8 Presentation of Mgmt For For For
Accounts and
Reports
9 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
10 Presentation of Mgmt For For For
Supervisory Board
Report
11 Management Board Mgmt For For For
Report; Accounts and
Reports
12 Management Board Mgmt For For For
Report; Accounts and
Reports
(Consolidated)
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Mgmt For For For
Management Board
Acts
15 Ratification of Mgmt For For For
Supervisory Board
Acts
16 Election of Supervisory Mgmt For Abstain Against
Board
17 Amendment to List of Mgmt For For For
Entitled Employees for
8th Incentive Plan for
2012
18 Amendment to List of Mgmt For For For
Entitled Employees for
9th Incentive Plan for
2013
19 Supervisory Board Fees Mgmt For For For
20 Closing of Meeting Mgmt For For For
________________________________________________________________________________
Getin Holding S.A.
Ticker Security ID: Meeting Date Meeting Status
GTN CINS X3203X100 04/17/2013 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with the Mgmt For For For
Rules of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Supervisory Board
Report
7 Supervisory Board Report Mgmt For For For
8 Management Board Report Mgmt For For For
9 Accounts and Reports Mgmt For For For
10 Report of the Mgmt For For For
Management Board
(Consolidated)
11 Accounts and Reports Mgmt For For For
(Consolidated)
12 Ratification of Mgmt For For For
Management Board
Acts
13 Ratification of Mgmt For For For
Supervisory Board
Acts
14 Election of Supervisory Mgmt For For For
Board
15 Presentation of Mgmt For For For
Allocation of
Profits/Dividends
16 Allocation of Mgmt For For For
Profits/Dividends
17 Transfer of Reserves Mgmt For For For
18 Cancellation of Shares Mgmt For For For
19 Authority to Reduce Mgmt For For For
Share
Capital
20 Amendments to Articles Mgmt For For For
21 Closing of Meeting Mgmt For For For
________________________________________________________________________________
Getin Noble Bank S.A.
Ticker Security ID: Meeting Date Meeting Status
GNB CINS X3214S108 06/12/2013 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Supervisory Board
Report
7 Supervisory Board Report Mgmt For For For
8 Management Board Report Mgmt For For For
9 Accounts and Reports Mgmt For For For
10 Consolidated Management Mgmt For For For
Board
Report
11 Consolidated Accounts Mgmt For For For
and
Reports
12 Presentation of Mgmt For For For
Allocation of
Profits/Dividends
13 Allocation of Mgmt For For For
Profits/Dividends
14 Authority to Repurchase Mgmt For For For
Shares
15 Ratification of Mgmt For For For
Management Board
Acts
16 Ratification of Mgmt For For For
Supervisory Board
Acts
17 Allocation of Funds Mgmt For For For
from Stock Option Plan
to Reserve
Capital
18 Approval of Uniform Mgmt For For For
Text of
Articles
19 Closing of Meeting Mgmt For For For
________________________________________________________________________________
Getin Noble Bank S.A.
Ticker Security ID: Meeting Date Meeting Status
GNB CINS X3214S108 07/10/2012 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
7 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
8 Amendments to Articles Mgmt For For For
Pursuant to Share
Issuances
9 Changes to Composition Mgmt For Abstain Against
of Supervisory
Board
10 Supervisory Board Fees Mgmt For Abstain Against
11 Closing Mgmt For For For
________________________________________________________________________________
Gielda Papierow Wartosciowych w Warszawie S.A.
Ticker Security ID: Meeting Date Meeting Status
GPW CINS X980AG100 01/17/2013 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Changes to the Mgmt For For For
Management
Board
7 Closing Mgmt For For For
________________________________________________________________________________
Gielda Papierow Wartosciowych w Warszawie S.A.
Ticker Security ID: Meeting Date Meeting Status
GPW CINS X980AG100 06/21/2013 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Opening of Meeting Mgmt For For For
4 Election of Presiding Mgmt For For For
Chairman
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Management Board
Report
8 Presentation of Mgmt For For For
Supervisory Board
Report on Management
Board
Report
9 Presentation of Mgmt For For For
Supervisory Board
Report on its
Activities
10 Management Board Report Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Accounts and Reports Mgmt For For For
13 Ratification of Mgmt For For For
Supervisory Board
Acts
14 Ratification of Mgmt For For For
Management Board
Acts
15 Election of an Mgmt For Abstain Against
Independent Member of
the Supervisory
Board
16 Amendments to Articles Mgmt For For For
17 Election of judges of Mgmt For Abstain Against
the Exchange
Court
18 Election of the Mgmt For Abstain Against
Chairman and the Vice
Chairman of the
Exchange
Court
19 Changes to Supervisory Mgmt For Abstain Against
Board
20 Closing of Meeting Mgmt For For For
________________________________________________________________________________
Globe Trade Centre SA
Ticker Security ID: Meeting Date Meeting Status
GLT CINS X3204U113 04/24/2013 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of Convocation;
Adoption of
Resolutions;
Agenda
5 Accounts and Reports Mgmt For For For
6 Accounts and Reports Mgmt For For For
(Consolidated)
7 Coverage of Loss Mgmt For For For
8 Ratification of Mgmt For For For
Management
Acts
9 Ratification of Mgmt For For For
Supervisory Board
Acts
10 Property Sale Mgmt For For For
11 Election of Independent Mgmt For Abstain Against
Member of Supervisory
Board
12 Supervisory Board Mgmt For For For
Members'
Remuneration
13 Closing of Meeting Mgmt For For For
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Grupa Lotos SA
Ticker Security ID: Meeting Date Meeting Status
LTS CINS X32440103 06/28/2013 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Accounts and
Reports
7 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
8 Presentation of Mgmt For For For
Supervisory Board
Report
9 Accounts and Reports Mgmt For For For
10 Consolidated Accounts Mgmt For For For
and
Reports
11 Allocation of Mgmt For For For
Profits/Dividends
12 Ratification of Mgmt For For For
Management
Acts
13 Ratification of Mgmt For For For
Supervisory Board
Acts
14 Bonus Mgmt For For For
15 Approval of Sale of Mgmt For For For
Fuel
Depot
16 Closing of Meeting Mgmt For For For
________________________________________________________________________________
Grupa Lotos SA
Ticker Security ID: Meeting Date Meeting Status
LTS CINS X32440103 11/28/2012 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Conclusion of Meeting Mgmt For For For
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 05/28/2013 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Voting Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Management Board
Report
8 Presentation of Mgmt For For For
Accounts and
Reports
9 Presentation of Mgmt For For For
Allocation of
Profits/Dividends
10 Presentation of Mgmt For For For
Supervisory Board
Report on Management
Board
Report
11 Presentation of Mgmt For For For
Supervisory Board
Report on Accounts and
Reports
12 Presentation of Mgmt For For For
Supervisory Board
Report on Allocation
of
Profits/Dividends
13 Presentation of Mgmt For For For
Supervisory Board
Report on Own
Activity
14 Presentation of Mgmt For For For
Supervisory Board
Report on Audit
Committee
15 Management Board Report Mgmt For For For
16 Accounts and Reports Mgmt For For For
17 Allocation of Mgmt For For For
Profits/Dividends
18 Presentation of Mgmt For For For
Management Board
Report
(Consolidated)
19 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
20 Presentation of Mgmt For For For
Supervisory Board
Report on Management
Board Report
(Consolidated)
21 Presentation of Mgmt For For For
Supervisory Board
Report on Accounts and
Reports
(Consolidated)
22 Management Board Report Mgmt For For For
(Consolidated)
23 Accounts and Reports Mgmt For For For
(Consolidated)
24 Ratification of Mgmt For For For
Management Board
Acts
25 Ratification of Mgmt For For For
Supervisory Board
Acts
26 Transfer of Reserves Mgmt For For For
27 Increase in Equity of Mgmt For For For
Subsidiary
28 Closing of Meeting Mgmt For For For
________________________________________________________________________________
Jeronimo Martins, SGPS S.A.
Ticker Security ID: Meeting Date Meeting Status
JMT CINS X40338109 04/10/2013 Voted
Meeting Type Country of Trade
Special Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Consolidated Accounts Mgmt For For For
and
Reports
5 Ratification of Board Mgmt For For For
and Supervisory
Council
Acts
6 Remuneration Report Mgmt For Against Against
7 Election of Corporate Mgmt For For For
Bodies
8 Election of Mgmt For For For
Remuneration Committee
Members
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jeronimo Martins, SGPS S.A.
Ticker Security ID: Meeting Date Meeting Status
JMT CINS X40338109 12/19/2012 Voted
Meeting Type Country of Trade
Special Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Balance Sheet Mgmt For For For
3 Special Dividend Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
KGHM Polska Miedz
Ticker Security ID: Meeting Date Meeting Status
KGH CINS X45213109 06/19/2013 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Opening of Meeting Mgmt For For For
4 Election of Presiding Mgmt For For For
Chairman
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Accounts and
Reports
8 Presentation of Mgmt For For For
Allocation of
Profits/Dividends
9 Presentation of Mgmt For For For
Coverage of Negative
Reserves
10 Presentation of Mgmt For For For
Supervisory Board
Report
11 Presentation of Mgmt For For For
Supervisory Board
Report
(Assessment)
12 Presentation of Mgmt For For For
Supervisory Board
Report
(Activities)
13 Management Board Report Mgmt For For For
14 Accounts and Reports Mgmt For For For
15 Allocation of Mgmt For For For
Profits/Dividends
16 Transfer of Profits to Mgmt For For For
Cover
Reserves
17 Ratification of Mgmt For For For
Management
Acts
18 Ratification of Mgmt For For For
Supervisory Board
Acts
19 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
20 Presentation of Mgmt For For For
Supervisory Board
Report
(Consolidated)
21 Management Board Report Mgmt For For For
(Consolidated)
22 Accounts and Reports Mgmt For For For
(Consolidated)
23 Election of Supervisory Mgmt For For For
Board Members
(Employee
Representatives)
24 SHP Regarding Changes ShrHldr For Abstain Against
to Supervisory
Board
25 Closing of Meeting Mgmt For For For
________________________________________________________________________________
KGHM Polska Miedz
Ticker Security ID: Meeting Date Meeting Status
KGH CINS X45213109 09/03/2012 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Agenda Mgmt For For For
6 Recall Supervisory Mgmt For Abstain Against
Board
Member
7 Elect Supervisory Board Mgmt For Abstain Against
Member
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
KGHM Polska Miedz
Ticker Security ID: Meeting Date Meeting Status
KGH CINS X45213109 11/21/2012 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Election of Supervisory Mgmt For For For
Board
Members
7 Closing Mgmt For For For
________________________________________________________________________________
Netia SA
Ticker Security ID: Meeting Date Meeting Status
NET CINS X58396106 06/28/2013 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Opening of Meeting Mgmt For For For
4 Election of Presiding Mgmt For For For
Chairman
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Presentation of Mgmt For For For
Accounts and
Reports
7 Accounts and Reports Mgmt For For For
8 Ratification of Mgmt For For For
Supervisory and
Management Boards'
Acts
9 Coverage of Losses Mgmt For For For
10 Cancellation of Mgmt For For For
Treasury
Shares
11 Authority to Reduce Mgmt For For For
Share
Capital
12 Transfer of Reserves Mgmt For For For
13 Amendments to Articles Mgmt For For For
Regarding Cancellation
of
Shares
14 Approval of Uniform Mgmt For For For
Text of
Articles
15 Election of Supervisory Mgmt For Abstain Against
Board
16 Amendment to Equity Mgmt For For For
Compensation
Plan
17 Closing of Meeting Mgmt For For For
________________________________________________________________________________
PGE Polska Grupa Energetyczna SA
Ticker Security ID: Meeting Date Meeting Status
PGE CINS X6447Z104 06/27/2013 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Opening of Meeting Mgmt For For For
4 Election of Presiding Mgmt For For For
Chairman
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Election of the Mgmt For For For
Scrutiny
Commission
8 Management Recruitment Mgmt For For For
Procedure
9 Accounts and Reports Mgmt For For For
10 Management Board Report Mgmt For For For
11 Consolidated Accounts Mgmt For For For
and
Reports
12 Management Board Report Mgmt For For For
(Consolidated)
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Mgmt For For For
Management and
Supervisory Board
Acts
15 SHP Regarding ShrHldr N/A For N/A
Supervisory Board
Size
16 SHP Regarding ShrHldr N/A Abstain N/A
Supervisory Board
Composition
17 SHP Regarding Changes ShrHldr N/A For N/A
to Roles of Governing
Bodies
18 Merger by Absorption Mgmt For For For
19 Closing of Meeting Mgmt For For For
________________________________________________________________________________
PGNiG S.A.
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 01/30/2013 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening Mgmt For For For
3 Meeting Chairman Mgmt For For For
4 Attendance List Mgmt For For For
5 Meeting Conventions Mgmt For For For
6 Agenda Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Restructuring Mgmt For For For
9 Closing Mgmt For For For
________________________________________________________________________________
PGNiG S.A.
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 03/25/2013 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening Mgmt For For For
3 Meeting Chairman Mgmt For For For
4 Attendance List Mgmt For For For
5 Meeting Conventions Mgmt For For For
6 Agenda Mgmt For For For
7 Restructuring Mgmt For For For
8 Closing Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PGNiG S.A.
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 04/24/2013 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Voting List Mgmt For For For
7 Accounts and Reports Mgmt For For For
8 Accounts and Reports Mgmt For For For
(Consolidated)
9 Ratification of Mgmt For For For
Management Board
Acts
10 Ratification of Mgmt For For For
Supervisory Board
Acts
11 Allocation of Mgmt For For For
Profits/Dividends
12 Approve merger with Mgmt For For For
Investgas
S.A.
13 Approve Merger with Mgmt For For For
Karpacka Spolka
Gazownictwa,
Gornoslaska Spolka
Gazownictwa,
Mazowiecka Spolka
Gazownictwa,
Wielkopolska Spolka
Gazownictwa, Pomorska
Spolka Gazownictwa,
and Dolnoslaska Spolka
Gazownictwa
14 Approve Sale of Gas Mgmt For For For
Pipeline
15 Approve Sale of Real Mgmt For For For
Estate
16 Close of Meeting Mgmt For For For
________________________________________________________________________________
PGNiG S.A.
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 06/26/2013 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Opening of Meeting Mgmt For For For
4 Election of Presiding Mgmt For For For
Chairman
5 Attendance List Mgmt For For For
6 Compliance with Rules Mgmt For For For
of
Convocation
7 Agenda Mgmt For For For
8 Merger by Absorption Mgmt For For For
9 Allocation of Reserve Mgmt For For For
Capital Funds to
Former Employees of
Geofizyka Krakow
S.A.
10 Allocation of Reserve Mgmt For For For
Capital Funds to
Former Employees of
PNiG Jaslo
S.A.
11 SHP Regarding ShrHldr N/A For N/A
Amendments to
Articles
12 SHP Regarding ShrHldr N/A Abstain N/A
Supervisory Board
Composition
13 Closing of Meeting Mgmt For For For
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PGNiG S.A.
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 08/22/2012 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Voting List Mgmt For For For
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 One-Off Termination Mgmt For For For
Payment to
Employees
8 Conclusion of Meeting Mgmt For For For
________________________________________________________________________________
PGNiG S.A.
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 12/06/2012 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Voting List Mgmt For For For
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Redundancy Payment from Mgmt For For For
Central Restructuring
Fund
8 Amendments to Articles Mgmt For Against Against
9 Restructuring Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Restructuring of Mgmt For For For
Geovita
SA
12 Authority to Dispose of Mgmt For For For
Assets through Public
Invitation to
Negotiations
13 Conclusion of Meeting Mgmt For For For
________________________________________________________________________________
PGNiG S.A.
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 12/18/2012 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening Mgmt For For For
3 Meeting Chairman Mgmt For For For
4 Attendance List Mgmt For For For
5 Meeting Conventions Mgmt For For For
6 Agenda Mgmt For For For
7 Restructuring Mgmt For For For
8 Property Sale Mgmt For For For
9 Closing Mgmt For For For
________________________________________________________________________________
PKO Bank SA
Ticker Security ID: Meeting Date Meeting Status
PKO CINS X6919X108 06/20/2013 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Accounts and
Reports
7 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
8 Presentation of Mgmt For For For
Supervisory Board
Report
9 Management Board Report Mgmt For For For
10 Financial Statements Mgmt For For For
11 Management Board Report Mgmt For For For
(Consolidated)
12 Financial Statements Mgmt For For For
(Consolidated)
13 Supervisory Board Report Mgmt For For For
14 Allocation of Profits Mgmt For For For
15 Dividends Mgmt For For For
16 Ratification of Mgmt For For For
Management Board
Acts
17 Ratification of Mgmt For For For
Supervisory Board
Acts
18 Changes to Supervisory Mgmt For Abstain Against
Board
19 Presentation of Mgmt For For For
Supervisory Board
Report (Sale of
Assets)
20 Closing of Meeting Mgmt For For For
________________________________________________________________________________
Polimex-Mostostal SA
Ticker Security ID: Meeting Date Meeting Status
PXM CINS X55869105 02/15/2013 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Voting Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Changes to Composition Mgmt For Abstain Against
of Supervisory
Board
8 Amendments to Articles Mgmt For For For
9 Amendments to Mgmt For For For
Supervisory Board
Regulations
10 Authority to Pledge Mgmt For For For
Assets
11 Conclusion of Meeting Mgmt For For For
________________________________________________________________________________
Polimex-Mostostal SA
Ticker Security ID: Meeting Date Meeting Status
PXM CINS X55869105 06/03/2013 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Voting List Mgmt For For For
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Election of Scrutiny Mgmt For For For
Commission
7 Agenda Mgmt For For For
8 Accounts and Reports Mgmt For For For
9 Accounts and Reports Mgmt For For For
(Consolidated)
10 Supervisory Board Mgmt For For For
Report
(Activities)
11 Supervisory Board Mgmt For For For
Report (Financial
Statements)
12 Supervisory Board Mgmt For For For
Report
(Management)
13 Ratification of Mgmt For For For
Supervisory Board and
Management Board
Acts
14 Coverage of Loss Mgmt For For For
15 Resolutions Pursuant to Mgmt For For For
Article 397 of the
Polish Company
Law
16 Amendments to Articles Mgmt For Abstain Against
17 Election of Supervisory Mgmt For Abstain Against
Board
18 Adoption of New Articles Mgmt For Abstain Against
19 Closing of Meeting Mgmt For For For
________________________________________________________________________________
Polimex-Mostostal SA
Ticker Security ID: Meeting Date Meeting Status
PXM CINS X55869105 10/15/2012 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Voting Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
10 Authority to Issue Mgmt For For For
Warrants w/o
Preemptive
Rights
11 Approval of Uniform Mgmt For For For
Text of
Articles
12 Property Sale Mgmt For For For
13 Property Sale Mgmt For For For
14 Property Sale Mgmt For For For
15 Changes to Composition Mgmt For Abstain Against
of Supervisory
Board
16 Conclusion of Meeting Mgmt For For For
________________________________________________________________________________
Polski Koncern Naftowy ORLEN S.A
Ticker Security ID: Meeting Date Meeting Status
PKN CINS X6922W204 06/27/2013 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Election of Voting Mgmt For For For
Commission
7 Presentation of Mgmt For For For
Accounts and
Reports
8 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
9 Presentation of Mgmt For For For
Supervisory Board
Report
10 Management Board Report Mgmt For For For
11 Accounts and Reports Mgmt For For For
12 Management Board Report Mgmt For For For
(Consolidated)
13 Consolidated Accounts Mgmt For For For
and
Reports
14 Allocation of Mgmt For For For
Profits/Dividends
15 Ratification of Mgmt For For For
Management Board
Acts
16 Ratification of Mgmt For For For
Supervisory Board
Acts
17 Amendment to Articles Mgmt For For For
18 Board Size Mgmt For For For
19 Election of Supervisory Mgmt For Abstain Against
Board
20 Closing of Meeting Mgmt For For For
________________________________________________________________________________
PZU Group SA
Ticker Security ID: Meeting Date Meeting Status
PZU CINS X6919T107 05/23/2013 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Accounts and Reports
(Company)
7 Presentation of Mgmt For For For
Management Board
Report
(Company)
8 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
9 Presentation of Mgmt For For For
Management Board
Report
(Consolidated)
10 Presentation of Mgmt For For For
Supervisory Board
Report
11 Presentation of Mgmt For For For
Supervisory Board
Activity
Report
12 Accounts and Reports Mgmt For For For
(Company)
13 Management Board Report Mgmt For For For
(Company)
14 Accounts and Reports Mgmt For For For
(Consolidated)
15 Management Board Report Mgmt For For For
(Consolidated)
16 Allocation of Mgmt For For For
Profits/Dividends
17 Ratification of Mgmt For For For
Management Board
Acts
18 Ratification of Mgmt For For For
Supervisory Board
Acts
19 Closing of Meeting Mgmt For For For
________________________________________________________________________________
Synthos S.A.
Ticker Security ID: Meeting Date Meeting Status
DWR CINS X9803F100 04/03/2013 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Compliance with Rules Mgmt For For For
of
Convocation
4 Agenda Mgmt For For For
5 Presentation of Mgmt For For For
Supervisory Board
Report
6 Report of Management Mgmt For For For
Board
7 Accounts and Reports Mgmt For For For
8 Consolidated Accounts Mgmt For For For
and
Reports
9 Allocation of Profits Mgmt For For For
10 Transfer of Reserves Mgmt For For For
11 Allocation of Dividends Mgmt For For For
12 Ratification of Mgmt For For For
Management Board
Acts
13 Ratification of Mgmt For For For
Supervisory Board
Acts
14 Closing of Meeting Mgmt For For For
________________________________________________________________________________
Tauron Polska Energia SA
Ticker Security ID: Meeting Date Meeting Status
TPE CINS X893AL104 05/16/2013 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Voting List Mgmt For For For
7 Election of scrutiny Mgmt For For For
commission
8 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
9 Presentation of Mgmt For For For
Management Board
Report
(Consolidated)
10 Presentation of Mgmt For For For
Accounts and Reports
(IFRS)
11 Presentation of Mgmt For For For
Management Board
Report
12 Presentation of Mgmt For For For
Management Board
Report on Allocation
of
Profits/Dividend
13 Presentation of Mgmt For For For
Supervisory Board
Report on External
Control and Risk
Management
14 Presentation of Mgmt For For For
Supervisory Board
Report on Accounts and
Reports
15 Presentation of Mgmt For For For
Supervisory Board
Report on
Management
16 Accounts and Reports Mgmt For For For
(Consolidated)
17 Report of the Mgmt For For For
Management Board
(Consolidated)
18 Accounts and Reports Mgmt For For For
(Company)
19 Report of the Mgmt For For For
Management Board
(Company)
20 Allocation of Mgmt For For For
Profits/Dividends
21 Ratification of Mgmt For For For
Management Board
Acts
22 Ratification of Mgmt For For For
Supervisory Board
Acts
23 Amendments to Articles Mgmt For For For
24 Amendments to Meeting Mgmt For For For
Regulations
25 Closing of Meeting Mgmt For For For
________________________________________________________________________________
Telekomunikacja Polska
Ticker Security ID: Meeting Date Meeting Status
TPS CINS X6669J101 04/11/2013 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Agenda Mgmt For For For
6 Election of Scrutiny Mgmt For For For
Commission
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Management Board Report Mgmt For For For
14 Financial Statements Mgmt For For For
15 Allocation of Mgmt For For For
Profits/Dividends
16 Management Board Report Mgmt For For For
(Consolidated)
17 Financial Statements Mgmt For For For
(Consolidated)
18 Ratification of Mgmt For For For
Supervisory and
Management Board
Acts
19 Amendments to Mgmt For Abstain Against
Regulations on
Supervisory Board
Fees
20 Cancellation of Shares Mgmt For For For
21 Amendments to Articles Mgmt For For For
Pursuant to Share
Cancellation
22 Amendment to Article Mgmt For For For
23.2
23 Uniform Text of Articles Mgmt For For For
24 Changes in the Mgmt For Abstain Against
Supervisory Board
Composition
25 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Tvn SA
Ticker Security ID: Meeting Date Meeting Status
TVN CINS X9283W102 04/15/2013 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Election of Voting Mgmt For For For
Commission
7 Accounts and Reports Mgmt For For For
8 Report of Management Mgmt For For For
Board
9 Consolidated Accounts Mgmt For For For
and
Reports
10 Ratification of Mgmt For For For
Management Board
Acts
11 Ratification of Board Mgmt For For For
Acts
12 Allocation of Mgmt For For For
Profits/Dividends
13 Dividend Payment Date Mgmt For For For
14 Report of Supervisory Mgmt For For For
Board
15 Report of Supervisory Mgmt For For For
Board and
Committees
16 Supervisory Board Mgmt For For For
Members'
Fees
17 Closing of Meeting Mgmt For For For
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tvn SA
Ticker Security ID: Meeting Date Meeting Status
TVN CINS X9283W102 11/30/2012 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Election of scrutiny Mgmt For For For
commission
7 Amendments to Articles Mgmt For For For
8 Approval of Uniform Mgmt For For For
Text of
Articles
9 Changes to Composition Mgmt For Abstain Against
of Supervisory
Board
10 Conclusion of Meeting Mgmt For For For
======================== Pre-Refunded Municipal Index ETF ======================
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
======================= Rare Earth/Strategic Metals ETF ========================
________________________________________________________________________________
5N Plus Inc.
Ticker Security ID: Meeting Date Meeting Status
VNP CINS 33833X101 06/27/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Jacques L'Ecuyer Mgmt For For For
3 Elect Jean-Marie Mgmt For For For
Bourassa
4 Elect John Davis Mgmt For For For
5 Elect Pierre Shoiry Mgmt For For For
6 Elect Dennis Wood Mgmt For Against Against
7 Elect Jean Bazin Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Alkane Resources Limited
Ticker Security ID: Meeting Date Meeting Status
ALK CINS Q02024117 05/16/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Anthony D. Mgmt For For For
Lethlean
4 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
5 Equity Grant (MD Ian Mgmt For For For
Chalmers)
________________________________________________________________________________
Assore Limited
Ticker Security ID: Meeting Date Meeting Status
ASR CINS S07525116 11/30/2012 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Ed Southey Mgmt For Against Against
2 Re-elect Robert Mgmt For For For
Carpenter
3 Re-elect Sydney Mhlarhi Mgmt For For For
4 Re-elect Alistair Mgmt For Against Against
Stalker
5 Re-elect Bastiaan van Mgmt For Against Against
Aswegen
6 Elect Audit and Risk Mgmt For Abstain Against
Committee
Members
7 Approve Remuneration Mgmt For Against Against
Policy
8 Approve NEDs' Fees Mgmt For For For
9 Approve Financial Mgmt For For For
Assistance
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Avalon Rare Metals Inc.
Ticker Security ID: Meeting Date Meeting Status
AVL CINS 053470100 01/29/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Donald Bubar Mgmt For For For
4 Elect Alan Ferry Mgmt For For For
5 Elect Phil Fontaine Mgmt For For For
6 Elect Brian MacEachen Mgmt For For For
7 Elect Peter McCarter Mgmt For For For
8 Elect Richard Morland Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 06/07/2013 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Repurchase Mgmt For For For
H
Shares
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 06/07/2013 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Financial Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' Report Mgmt For For For
8 Supervisors' Report Mgmt For For For
9 Annual Report Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Indemnification of Mgmt For For For
Directors/Officers
12 Amendments to Rules for Mgmt For For For
Management of
Provision of Securitie
to Third
parties
13 Amendments to Rules for Mgmt For For For
Management of Funds
Raised from Capital
Markets
14 Amendments to Rules for Mgmt For For For
External Investment
Management
15 Amendment to Investment Mgmt For For For
Policy
16 Budget Report Mgmt For For For
17 Amendments to Articles Mgmt For For For
18 Elect GU Meifeng Mgmt For For For
19 Authority to Repurchase Mgmt For For For
H
Shares
20 Authority to Issue Mgmt For For For
Domestic Debt
Instruments
21 Authority to Issue Mgmt For For For
Overseas Debt
Instruments
22 Authority to Issue Debt Mgmt For For For
Financing Notes
through Private
Placement
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 08/17/2012 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect DUAN Yuxian Mgmt For Against Against
4 Elect LI Chaochun Mgmt For For For
5 Elect WU Wenjun Mgmt For For For
6 Elect LI Faben Mgmt For For For
7 Elect WANG Qinxi Mgmt For For For
8 Elect ZHANG Yufeng Mgmt For Against Against
9 Elect SHU Hedong Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Elect YIN Dongfang Mgmt For Against Against
12 Elect ZHANG Zhenhao Mgmt For For For
13 Supervisors' Fees Mgmt For For For
14 Elect XU Shan Mgmt For For For
15 Elect BAI Yanchun Mgmt For For For
16 Elect CHENG Gordon Mgmt For For For
17 Elect XU Xu Mgmt For For For
18 Independent Directors' Mgmt For For For
Fees
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 12/21/2012 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Allocation of Interim Mgmt For For For
Dividend
5 Amendments to Articles Mgmt For Against Against
6 Amendments to Rules for Mgmt For For For
Board
Meetings
7 Authority to Repurchase Mgmt For For For
Shares
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 12/21/2012 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Repurchase Mgmt For For For
Shares
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Rare Earth Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0769 CINS G21089100 06/06/2013 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect JIANG Quanlong Mgmt For For For
5 Elect JIN Zhong Mgmt For For For
6 Elect WANG Guozhen Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Repurchase Mgmt For For For
Shares
11 Authorithy to Issue Mgmt For Against Against
repurchased
shares
________________________________________________________________________________
Compania Minera Autlan S.A.
Ticker Security ID: Meeting Date Meeting Status
AUTLAN CINS P0598H111 04/24/2013 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Report of the Audit and Mgmt For Abstain Against
Corporate Governance
Committees
3 Allocation of Mgmt For Abstain Against
Profits/Dividends
4 Election of Directors; Mgmt For Abstain Against
Election of Committee
Members;
Fees
5 Authority to Repurchase Mgmt For Abstain Against
Shares
6 Report on the Company's Mgmt For Abstain Against
Repurchase
Program
7 Authority to Carry Out Mgmt For For For
Formalities
8 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Eramet S.A.
Ticker Security ID: Meeting Date Meeting Status
ERA CINS F3145H130 05/15/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Related Party Mgmt For For For
Transactions
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of the Mgmt For Against Against
Co-option of Thomas
Devedjian
(FSI)
9 Ratification of the Mgmt For Against Against
Co-option of Claude
Tendil
10 Ratification of the Mgmt For For For
Co-option of Caroline
Gregoire Sainte
Marie
11 Ratification of the Mgmt For For For
Co-option of Thierry
Le
Henaff
12 Elect Thierry Le Henaff Mgmt For For For
13 Elect Michel Quintard Mgmt For For For
14 Elect Michel Antseleve Mgmt For For For
15 Elect Frederic Tona Mgmt For For For
16 Directors' Fees Mgmt For For For
17 Authority to Repurchase Mgmt For Against Against
Shares
18 Authority to Increase Mgmt For For For
Capital Through
Capitalizations
19 Authority to Issue Mgmt For Abstain Against
Shares and/or
Convertible Securities
w/ Preemptive
Rights
20 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible Securities
w/o Preemptive
Rights
21 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible Securities
for Private
Placement
22 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights in
Consideration for
Securities Issued by
Subsidiaries
23 Authority to Increase Mgmt For Against Against
Capital in
Consideration for
Contributions in
Kind
24 Global Ceiling on Mgmt For For For
Capital
Increases
25 Authority to Use Mgmt For Against Against
Capital Authorities as
a Takeover
Defense
26 Employee Stock Purchase Mgmt For For For
Plan
27 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
28 Amendment Regarding Mgmt For For For
Board
Size
29 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Galaxy Resources Limited
Ticker Security ID: Meeting Date Meeting Status
GXY CINS Q39596103 02/15/2013 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratify Issue of Mgmt For For For
Securities (M&G
Investment Management
Ltd)
3 Ratify Issue of Mgmt For For For
Securities (Deutsche
Bank
AG)
4 Approve Issue of Mgmt For For For
Securities (Deutsche
Bank
AG)
________________________________________________________________________________
Galaxy Resources Limited
Ticker Security ID: Meeting Date Meeting Status
GXY CINS Q39596103 05/31/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For Against Against
3 Re-elect Craig L. Mgmt For Against Against
Readhead
________________________________________________________________________________
Galaxy Resources Limited
Ticker Security ID: Meeting Date Meeting Status
GXY CINS Q39596103 06/07/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Craig L. Mgmt For Against Against
Readhead
________________________________________________________________________________
General Moly, Inc.
Ticker Security ID: Meeting Date Meeting Status
GMO CUSIP 370373102 06/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bruce D. Hansen Mgmt For For For
2 Elect Mark A. Lettes Mgmt For For For
3 Elect Nelson F. Chen Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Great Western Minerals Group Limited
Ticker Security ID: Meeting Date Meeting Status
GWG CINS 39141Y103 09/12/2012 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Gary Billingsley Mgmt For For For
3 Elect James Engdahl Mgmt For For For
4 Elect Robert Quinn Mgmt For Against Against
5 Elect William McKnight Mgmt For For For
6 Elect J. Rupert Allan Mgmt For For For
7 Elect Ian McNaughton Mgmt For For For
8 Elect David Kennedy Mgmt For For For
9 Elect George Ireland Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Stock Option Plan Mgmt For For For
Renewal
12 Share Consolidation Mgmt For For For
________________________________________________________________________________
Hunan Nonferrous Metals Corp.
Ticker Security ID: Meeting Date Meeting Status
2626 CINS Y3767E109 08/28/2012 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Disposal and Acquisition Mgmt For Against Against
4 Amendments to Articles Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hunan Nonferrous Metals Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
2626 CINS Y3767E109 05/20/2013 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
7 Elect Yang Guang Mgmt For For For
8 Transaction of Other Mgmt For Against Against
Business
9 Authority to Issue Mgmt For Against Against
Domestic and H Shares
w/o Preemptive
Rights
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hunan Nonferrous Metals Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
2626 CINS Y3767E109 10/19/2012 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Transaction Mgmt For For For
3 Annual Caps Mgmt For For For
4 Transaction Mgmt For For For
5 Annual Caps Mgmt For For For
________________________________________________________________________________
Iluka Resources Limited
Ticker Security ID: Meeting Date Meeting Status
ILU CINS Q4875J104 05/22/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Stephen Turner Mgmt For For For
3 Re-elect Wayne G. Osborn Mgmt For For For
4 Elect Gregory J.W. Mgmt For For For
Martin
5 Elect James H. Ranck Mgmt For For For
6 Remuneration Report Mgmt For For For
________________________________________________________________________________
Kenmare Resources Plc
Ticker Security ID: Meeting Date Meeting Status
KMR CINS G52332106 05/29/2013 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For Against Against
Report
3 Elect Sofia Bianchi Mgmt For For For
4 Elect Michael Carvill Mgmt For For For
5 Elect Jacob Deysel Mgmt For For For
6 Elect Terence Mgmt For For For
Fitzpatrick
7 Elect Elizabeth Headon Mgmt For For For
8 Elect Justin Loasby Mgmt For For For
9 Elect Anthony C. Lowrie Mgmt For For For
10 Elect Tony McCluskey Mgmt For For For
11 Elect Steven McTiernan Mgmt For For For
12 Elect Gabriel Smith Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Directors' Fees Mgmt For For For
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Lynas Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
LYC CINS Q5683J103 11/20/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect David Davidson Mgmt For For For
4 Re-elect Jacob Klein Mgmt For Against Against
5 Amendment to Mgmt For For For
Constitution
6 Approve Increase in Mgmt For For For
NEDS' Fee
Cap
7 Ratify the Placement of Mgmt For For For
Securities
________________________________________________________________________________
Molibdenos y Metales SA
Ticker Security ID: Meeting Date Meeting Status
MOLYMET CINS P6877L103 04/18/2013 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditors Mgmt For Abstain Against
3 Appointment of Risk Mgmt For Abstain Against
Rating
Agencies
4 Directors' Fees Mgmt For Abstain Against
5 Directors' Committee Mgmt For Abstain Against
Fees and
Budget
6 Publication of Company Mgmt For For For
Notices
7 Allocation of Mgmt For For For
Profits/Dividends
8 Related Party Mgmt For For For
Transactions
9 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Molycorp Inc.
Ticker Security ID: Meeting Date Meeting Status
MCP CUSIP 608753109 06/27/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ross R. Bhappu Mgmt For For For
1.2 Elect Constantine E. Mgmt For For For
Karayannopoulos
1.3 Elect Mark S. Kristoff Mgmt For Withhold Against
1.4 Elect Alec Machiels Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Molycorp Inc.
Ticker Security ID: Meeting Date Meeting Status
MCP CINS 608753109 06/27/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Ross R. Bhappu Mgmt For For For
3 Elect Constantine E. Mgmt For For For
Karayannopoulos
4 Elect Mark S. Kristoff Mgmt For Against Against
5 Elect Alec Machiels Mgmt For For For
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
North Mining Shares Company Limited
Ticker Security ID: Meeting Date Meeting Status
0433 CINS G6661B121 05/28/2013 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For Against Against
4 Elect QIAN Yi Dong Mgmt For Against Against
5 Elect CHENG Chak Ho Mgmt For Against Against
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Authority to Repurchase Mgmt For For For
Shares
10 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Osaka Titanium Technologies Co.,Ltd. (fka: Sumitomo Titanium)
Ticker Security ID: Meeting Date Meeting Status
5726 CINS J7794L108 06/19/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shohzoh Nishizawa Mgmt For Against Against
2 Elect Shinichi Ogawa Mgmt For For For
3 Elect Yuichi Seki Mgmt For For For
4 Elect Fumio Ohtaguro Mgmt For For For
5 Elect Mitsuo Takamura Mgmt For For For
6 Elect Yoshiki Morishita Mgmt For For For
7 Elect Atsushi Itoh Mgmt For For For
8 Elect Yohichi Aminaga Mgmt For For For
9 Elect Masato Ichise Mgmt For For For
10 Elect Tsuneaki Nishikawa Mgmt For For For
11 Elect Akira Takamatsu Mgmt For For For
________________________________________________________________________________
Rare Element Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
RES CUSIP 75381M102 06/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect M. Norman Anderson Mgmt For For For
2 Elect Norman W. Mgmt For For For
Burmeister
3 Elect Gregory E. Mgmt For For For
McKelvey
4 Elect Donald E. Ranta Mgmt For For For
5 Elect Paul Schlauch Mgmt For For For
6 Elect Randall J. Scott Mgmt For For For
7 Elect Lowell A. Shonk Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Rare Element Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
RES CUSIP 75381M102 12/11/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect M. Norman Anderson Mgmt For For For
2 Elect Mark Brown Mgmt For Abstain Against
3 Elect Norman Burmeister Mgmt For For For
4 Elect Gregory McKelvey Mgmt For Abstain Against
5 Elect Donald Ranta Mgmt For For For
6 Elect Paul Schlauch Mgmt For For For
7 Elect Randall Scott Mgmt For For For
8 Elect Paul Zink Mgmt For For For
9 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
RTI International Metals, Inc.
Ticker Security ID: Meeting Date Meeting Status
RTI CUSIP 74973W107 04/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel I. Booker Mgmt For For For
1.2 Elect Ronald L. Gallatin Mgmt For For For
1.3 Elect Robert M. Mgmt For For For
Hernandez
1.4 Elect Dawne S. Hickton Mgmt For For For
1.5 Elect Edith E. Holiday Mgmt For For For
1.6 Elect Jerry Howard Mgmt For For For
1.7 Elect Rokus L. van Mgmt For For For
Iperen
1.8 Elect Mario Longhi Mgmt For For For
1.9 Elect Bryan T. Moss Mgmt For For For
1.10 Elect James A. Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Thompson Creek Metals Company Inc.
Ticker Security ID: Meeting Date Meeting Status
TCM CUSIP 884768102 05/09/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Denis C. Arsenault Mgmt For Withhold Against
1.2 Elect Carol T. Banducci Mgmt For For For
1.3 Elect James L. Freer Mgmt For For For
1.4 Elect James P. Geyer Mgmt For For For
1.5 Elect Timothy J. Haddon Mgmt For For For
1.6 Elect Kevin Loughrey Mgmt For For For
1.7 Elect Thomas J. O'Neil Mgmt For For For
2 Amendment to the 2010 Mgmt For Against Against
Long-Term Incentive
Plan
3 Amendment to the 2010 Mgmt For For For
Employee Stock
Purchase
Plan
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Toho Titanium Company Limited
Ticker Security ID: Meeting Date Meeting Status
5727 CINS J85366102 06/27/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kiyonobu Sugiuchi Mgmt For Against Against
2 Elect Tomoyuki Urabe Mgmt For For For
3 Elect Masaji Funatsu Mgmt For For For
4 Elect Susumu Kosemura Mgmt For For For
5 Elect Ryohich Kanai Mgmt For For For
6 Elect Seiji Hosokai Mgmt For For For
7 Elect Ichiroh Uchijima Mgmt For For For
8 Elect Seiichi Murayama Mgmt For For For
9 Elect Yoshihisa Murasawa Mgmt For For For
10 Elect Kazuhiro Hori as Mgmt For Against Against
a Statutory
Auditor
============================ Renminbi Bond ETF ================================
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
=================================== Retail ETF =================================
________________________________________________________________________________
Amazon.com, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMZN CUSIP 023135106 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey P. Bezos Mgmt For For For
2 Elect Tom A. Alberg Mgmt For For For
3 Elect John Seely Brown Mgmt For For For
4 Elect William B. Gordon Mgmt For For For
5 Elect Jamie S. Gorelick Mgmt For For For
6 Elect Alain Monie Mgmt For For For
7 Elect Jonathan Mgmt For For For
Rubinstein
8 Elect Thomas O. Ryder Mgmt For Against Against
9 Elect Patricia Q. Mgmt For For For
Stonesifer
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal ShrHldr Against For Against
Regarding Report on
Political
Spending
________________________________________________________________________________
AmerisourceBergen Corporation
Ticker Security ID: Meeting Date Meeting Status
ABC CUSIP 03073E105 02/28/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven H. Collis Mgmt For For For
2 Elect Douglas R. Conant Mgmt For For For
3 Elect Richard W. Mgmt For For For
Gochnauer
4 Elect Richard C. Gozon Mgmt For For For
5 Elect Edward E. Mgmt For For For
Hagenlocker
6 Elect Kathleen W Hyle Mgmt For For For
7 Elect Michael J. Long Mgmt For For For
8 Elect Henry W. McGee Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
AutoZone, Inc.
Ticker Security ID: Meeting Date Meeting Status
AZO CUSIP 053332102 12/12/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sue Gove Mgmt For For For
2 Elect Earl Graves, Jr. Mgmt For For For
3 Elect Enderson Guimaraes Mgmt For For For
4 Elect J.R. Hyde III Mgmt For For For
5 Elect W. Andrew McKenna Mgmt For For For
6 Elect George Mrkonic Mgmt For For For
7 Elect Luis Nieto Mgmt For For For
8 Elect William Rhodes Mgmt For For For
III
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bed Bath & Beyond Inc.
Ticker Security ID: Meeting Date Meeting Status
BBBY CUSIP 075896100 06/28/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Warren Eisenberg Mgmt For For For
2 Elect Leonard Feinstein Mgmt For For For
3 Elect Steven H. Temares Mgmt For For For
4 Elect Dean S. Adler Mgmt For For For
5 Elect Stanley F. Barshay Mgmt For For For
6 Elect Klaus Eppler Mgmt For For For
7 Elect Patrick R. Gaston Mgmt For For For
8 Elect Jordan Heller Mgmt For For For
9 Elect Victoria A. Mgmt For For For
Morrison
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Best Buy Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
BBY CUSIP 086516101 06/20/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bradbury H. Mgmt For For For
Anderson
2 Elect Sanjay Khosla Mgmt For For For
3 Elect Allen U. Lenzmeier Mgmt For Against Against
4 Elect Hatim A. Tyabji Mgmt For For For
5 Elect Russell P. Fradin Mgmt For For For
6 Elect Hubert Joly Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Cardinal Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
CAH CUSIP 14149Y108 11/02/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Colleen Arnold Mgmt For For For
2 Elect George Barrett Mgmt For For For
3 Elect Glenn Britt Mgmt For For For
4 Elect Carrie Cox Mgmt For For For
5 Elect Calvin Darden Mgmt For For For
6 Elect Bruce Downey Mgmt For For For
7 Elect John Finn Mgmt For For For
8 Elect Clayton Jones Mgmt For For For
9 Elect Gregory Kenny Mgmt For For For
10 Elect David King Mgmt For For For
11 Elect Richard Notebaert Mgmt For For For
12 Elect Jean Spaulding Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
________________________________________________________________________________
Costco Wholesale Corporation
Ticker Security ID: Meeting Date Meeting Status
COST CUSIP 22160K105 01/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Benjamin Carson, Mgmt For For For
Sr.
1.2 Elect William Gates Mgmt For For For
1.3 Elect Hamilton James Mgmt For For For
1.4 Elect W. Craig Jelinek Mgmt For For For
1.5 Elect Jill Ruckelshaus Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
CVS Caremark Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/09/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect C. David Brown II Mgmt For For For
2 Elect David W. Dorman Mgmt For For For
3 Elect Anne M. Finucane Mgmt For For For
4 Elect Kristen E. Gibney Mgmt For For For
Williams
5 Elect Larry J. Merlo Mgmt For For For
6 Elect Jean-Pierre Millon Mgmt For For For
7 Elect Richard J. Swift Mgmt For For For
8 Elect William C. Weldon Mgmt For For For
9 Elect Tony L. White Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2007 Mgmt For For For
Employee Stock
Purchase
Plan
13 Reduction of Voting Mgmt For For For
Thresholds in the Fair
Price
Provision
14 Shareholder Proposal ShrHldr Against Against For
Regarding Report on
Political
Spending
15 Shareholder Proposal ShrHldr Against Against For
Regarding Compensation
in the Event of a
Change in
Control
16 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Dollar General Corporation
Ticker Security ID: Meeting Date Meeting Status
DG CUSIP 256677105 05/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raj Agrawal Mgmt For Withhold Against
1.2 Elect Warren F. Bryant Mgmt For For For
1.3 Elect Michael M. Calbert Mgmt For For For
1.4 Elect Sandra B. Cochran Mgmt For Withhold Against
1.5 Elect Richard W. Mgmt For For For
Dreiling
1.6 Elect Patricia Mgmt For For For
Fili-Krushel
1.7 Elect Adrian Jones Mgmt For Withhold Against
1.8 Elect William C. Rhodes Mgmt For For For
III
1.9 Elect David B. Rickard Mgmt For For For
2 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gap Inc.
Ticker Security ID: Meeting Date Meeting Status
GPS CUSIP 364760108 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Adrian D.P. Mgmt For For For
Bellamy
2 Elect Domenico De Sole Mgmt For For For
3 Elect Robert J. Fisher Mgmt For For For
4 Elect William S. Fisher Mgmt For For For
5 Elect Isabella D. Goren Mgmt For For For
6 Elect Bob L. Martin Mgmt For For For
7 Elect Jorge P. Montoya Mgmt For For For
8 Elect Glenn K. Murphy Mgmt For For For
9 Elect Mayo A. Shattuck Mgmt For For For
III
10 Elect Katherine Tsang Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
J.C. Penney Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
JCP CUSIP 708160106 05/17/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William A. Ackman Mgmt For For For
2 Elect Colleen C. Barrett Mgmt For Against Against
3 Elect Thomas J. Engibous Mgmt For For For
4 Elect Kent B. Foster Mgmt For For For
5 Elect Geraldine B. Mgmt For Against Against
Laybourne
6 Elect Leonard H. Roberts Mgmt For For For
7 Elect Steven Roth Mgmt For For For
8 Elect Javier G. Teruel Mgmt For For For
9 Elect R. Gerald Turner Mgmt For Against Against
10 Elect Myron E. Ullman Mgmt For For For
III
11 Elect Mary Beth West Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Kohl's Corporation
Ticker Security ID: Meeting Date Meeting Status
KSS CUSIP 500255104 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Boneparth Mgmt For For For
2 Elect Steven Burd Mgmt For For For
3 Elect Dale Jones Mgmt For For For
4 Elect Kevin Mansell Mgmt For For For
5 Elect John Schlifske Mgmt For For For
6 Elect Frank Sica Mgmt For For For
7 Elect Peter Sommerhauser Mgmt For Against Against
8 Elect Stephanie Streeter Mgmt For For For
9 Elect Nina Vaca Mgmt For For For
10 Elect Stephen Watson Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHldr Against Against For
Regarding Fur
Policy
14 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
L Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
LTD CUSIP 501797104 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis Hersch Mgmt For For For
2 Elect David Kollat Mgmt For Against Against
3 Elect William Loomis, Mgmt For For For
Jr.
4 Elect Leslie Wexner Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
7 Repeal of Classified Mgmt For For For
Board
8 Shareholder Proposal ShrHldr Against Against For
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Lowe's Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP 548661107 05/31/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raul Alvarez Mgmt For For For
1.2 Elect David W. Bernauer Mgmt For For For
1.3 Elect Leonard L. Berry Mgmt For For For
1.4 Elect Peter C. Browning Mgmt For Withhold Against
1.5 Elect Richard W. Mgmt For For For
Dreiling
1.6 Elect Dawn E. Hudson Mgmt For For For
1.7 Elect Robert L. Johnson Mgmt For For For
1.8 Elect Marshall O. Larsen Mgmt For For For
1.9 Elect Richard K. Mgmt For For For
Lochridge
1.10 Elect Robert A. Niblock Mgmt For For For
1.11 Elect Eric C. Wiseman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
________________________________________________________________________________
Macy's Inc.
Ticker Security ID: Meeting Date Meeting Status
M CUSIP 55616P104 05/17/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen F. Mgmt For For For
Bollenbach
2 Elect Deirdre P. Mgmt For For For
Connelly
3 Elect Meyer Feldberg Mgmt For For For
4 Elect Sara Levinson Mgmt For For For
5 Elect Terry J. Lundgren Mgmt For For For
6 Elect Joseph Neubauer Mgmt For Against Against
7 Elect Joyce M. Roche Mgmt For For For
8 Elect Paul C. Varga Mgmt For For For
9 Elect Craig E. Weatherup Mgmt For For For
10 Elect Marna C. Mgmt For For For
Whittington
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Mckesson Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andy Bryant Mgmt For For For
2 Elect Wayne Budd Mgmt For For For
3 Elect John Hammergren Mgmt For For For
4 Elect Alton Irby III Mgmt For For For
5 Elect M. Christine Mgmt For For For
Jacobs
6 Elect Marie Knowles Mgmt For For For
7 Elect David Lawrence Mgmt For For For
8 Elect Edward Mueller Mgmt For For For
9 Elect Jane Shaw Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Shareholder Proposal ShrHldr Against For Against
Regarding Right to Act
by Written
Consent
13 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
14 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
15 Shareholder Proposal ShrHldr Against For Against
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Ross Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROST CUSIP 778296103 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Balmuth Mgmt For For For
2 Elect K. Gunnar Mgmt For For For
Bjorklund
3 Elect Sharon D. Garrett Mgmt For For For
4 Elect Michael J. Bush Mgmt For For For
5 Elect Norman A. Ferber Mgmt For Against Against
6 Elect Gregory L. Quesnel Mgmt For For For
7 Amendment to 2008 Mgmt For For For
Equity Incentive Plan
for 162(m)
Purposes
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Staples, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPLS CUSIP 855030102 06/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Basil L. Anderson Mgmt For For For
2 Elect Arthur M. Blank Mgmt For For For
3 Elect Drew G. Faust Mgmt For For For
4 Elect Justin King Mgmt For For For
5 Elect Carol Meyrowitz Mgmt For For For
6 Elect Rowland T. Mgmt For For For
Moriarty
7 Elect Robert C. Nakasone Mgmt For For For
8 Elect Ronald L. Sargent Mgmt For For For
9 Elect Elizabeth A. Smith Mgmt For For For
10 Elect Robert E. Sulentic Mgmt For For For
11 Elect Raul Vazquez Mgmt For For For
12 Elect Vijay Vishwanath Mgmt For For For
13 Elect Paul F. Walsh Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHldr Against For Against
Regarding Proxy
Access
17 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Sysco Corporation
Ticker Security ID: Meeting Date Meeting Status
SYY CUSIP 871829107 11/14/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jonathan Golden Mgmt For Against Against
2 Elect Joseph Hafner, Jr. Mgmt For For For
3 Elect Nancy Newcomb Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Target Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 06/12/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roxanne S. Austin Mgmt For For For
2 Elect Douglas M. Baker, Mgmt For For For
Jr.
3 Elect Henrique de Castro Mgmt For For For
4 Elect Calvin Darden Mgmt For For For
5 Elect Mary N. Dillon Mgmt For For For
6 Elect James A. Johnson Mgmt For Against Against
7 Elect Mary E. Minnick Mgmt For For For
8 Elect Anne M. Mulcahy Mgmt For Against Against
9 Elect Derica W. Rice Mgmt For For For
10 Elect Gregg W. Mgmt For For For
Steinhafel
11 Elect John G. Stumpf Mgmt For For For
12 Elect Solomon D. Mgmt For For For
Trujillo
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
16 Shareholder Proposal ShrHldr Against Against For
Regarding Report on
Electronic
Waste
________________________________________________________________________________
The Home Depot, Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect Francis S. Blake Mgmt For For For
3 Elect Ari Bousbib Mgmt For For For
4 Elect Gregory D. Mgmt For For For
Brenneman
5 Elect J. Frank Brown Mgmt For For For
6 Elect Albert P. Carey Mgmt For For For
7 Elect Armando M. Codina Mgmt For Against Against
8 Elect Bonnie G. Hill Mgmt For For For
9 Elect Karen Katen Mgmt For For For
10 Elect Mark Vadon Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of the Mgmt For For For
Material Terms under
the Management
Incentive
Plan
14 Amendment to the 2005 Mgmt For For For
Omnibus Stock
Incentive
Plan
15 SHAREHOLDER PROPOSAL ShrHldr Against Against For
REGARDING EMPLOYMENT
DIVERSITY
REPORT
16 SHAREHOLDER PROPOSAL ShrHldr Against Against For
REGARDING STORMWATER
MANAGEMENT
POLICY
________________________________________________________________________________
The Kroger Co.
Ticker Security ID: Meeting Date Meeting Status
KR CUSIP 501044101 06/27/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Reuben V. Anderson Mgmt For For For
2 Elect Robert D. Beyer Mgmt For For For
3 Elect David B. Dillon Mgmt For For For
4 Elect Susan J. Kropf Mgmt For For For
5 Elect John T. LaMacchia Mgmt For For For
6 Elect David B. Lewis Mgmt For For For
7 Elect W. Rodney McMullen Mgmt For For For
8 Elect Jorge P. Montoya Mgmt For For For
9 Elect Clyde R. Moore Mgmt For For For
10 Elect Susan M. Phillips Mgmt For For For
11 Elect Steven R. Rogel Mgmt For For For
12 Elect James A. Runde Mgmt For For For
13 Elect Ronald L. Sargent Mgmt For For For
14 Elect Bobby S. Shackouls Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHldr Against Against For
Regarding Human
Rights
Report
18 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
19 Shareholder Proposal ShrHldr Against Against For
Regarding Extended
Producer
Responsibility
20 Shareholder Proposal ShrHldr Against Against For
Regarding Adopting
Sustainable Palm Oil
Policy
________________________________________________________________________________
The TJX Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TJX CUSIP 872540109 06/11/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zein Abdalla Mgmt For For For
2 Elect Jose B. Alvarez Mgmt For For For
3 Elect Alan M. Bennett Mgmt For For For
4 Elect Bernard Cammarata Mgmt For For For
5 Elect David T. Ching Mgmt For For For
6 Elect Michael F. Hines Mgmt For For For
7 Elect Amy B. Lane Mgmt For For For
8 Elect Dawn G. Lepore Mgmt For For For
9 Elect Carol Meyrowitz Mgmt For For For
10 Elect John F. O'Brien Mgmt For For For
11 Elect Willow B. Shire Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the Stock Mgmt For For For
Incentive
Plan
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Wal-Mart Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMT CUSIP 931142103 06/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Aida M. Alvarez Mgmt For Against Against
2 Elect James I. Cash, Jr. Mgmt For Against Against
3 Elect Roger C. Corbett Mgmt For For For
4 Elect Douglas N. Daft Mgmt For For For
5 Elect Michael T. Duke Mgmt For Against Against
6 Elect Timothy P. Flynn Mgmt For For For
7 Elect Marissa A. Mayer Mgmt For For For
8 Elect Gregory B. Penner Mgmt For For For
9 Elect Steven S. Mgmt For For For
Reinemund
10 Elect H. Lee Scott, Jr. Mgmt For Against Against
11 Elect Jim C. Walton Mgmt For For For
12 Elect S. Robson Walton Mgmt For For For
13 Elect Christopher J. Mgmt For Against Against
Williams
14 Elect Linda S. Wolf Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Approval of the Mgmt For For For
Management Incentive
Plan
18 Shareholder Proposal ShrHldr Against For Against
Regarding Right to
Call Special
Meeting
19 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares
20 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
21 Shareholder Proposal ShrHldr Against For Against
Regarding Recoupment
Report
________________________________________________________________________________
Walgreen Co.
Ticker Security ID: Meeting Date Meeting Status
WAG CUSIP 931422109 01/09/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janice Babiak Mgmt For For For
2 Elect David J. Brailer Mgmt For For For
3 Elect Steven Davis Mgmt For For For
4 Elect William Foote Mgmt For For For
5 Elect Mark Frissora Mgmt For For For
6 Elect Ginger Graham Mgmt For For For
7 Elect Alan McNally Mgmt For For For
8 Elect Dominic Murphy Mgmt For For For
9 Elect Stefano Pessina Mgmt For For For
10 Elect Nancy Schlichting Mgmt For For For
11 Elect Alejandro Silva Mgmt For For For
12 Elect James Skinner Mgmt For For For
13 Elect Gregory Wasson Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 2013 Omnibus Incentive Mgmt For For For
Plan
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHldr Against For Against
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Whole Foods Market, Inc.
Ticker Security ID: Meeting Date Meeting Status
WFM CUSIP 966837106 03/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John B. Elstrott Mgmt For For For
1.2 Elect Gabrielle E. Mgmt For For For
Greene
1.3 Elect Hass Hassan Mgmt For For For
1.4 Elect Stephanie Kugelman Mgmt For For For
1.5 Elect John P. Mackey Mgmt For For For
1.6 Elect Walter Robb Mgmt For For For
1.7 Elect Jonathan A. Mgmt For For For
Seiffer
1.8 Elect Morris J. Siegel Mgmt For For For
1.9 Elect Jonathan D. Mgmt For For For
Sokoloff
1.10 Elect Ralph Z. Sorenson Mgmt For For For
1.11 Elect William A. Tindell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2009 Mgmt For For For
Stock Incentive
Plan
5 Shareholder Proposal ShrHldr Against Against For
Regarding Extended
Producer
Responsibility
6 Shareholder Proposal ShrHldr Against Against For
Regarding Independent
Board
Chairman
================================ Russia ETF =================================
________________________________________________________________________________
Alliance Oil Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
AOIL CINS G0252S106 05/22/2013 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Board Size Mgmt For For For
15 Directors' Fees Mgmt For For For
16 Election of Directors Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Appointment of Auditor Mgmt For For For
19 Nomination Committee Mgmt For For For
20 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
21 Special Dividend Mgmt For For For
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Alliance Oil Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
AOIL CINS G0252S106 12/14/2012 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Issuance of Preferred Mgmt For For For
Shares
12 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
CTC Media, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTCM CUSIP 12642X106 04/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Werner Klatten Mgmt For For For
1.2 Elect Dimitry Lebedev Mgmt For For For
1.3 Elect Jorgen Madsen Mgmt For For For
Lindemann
2 Ratification of Auditor Mgmt For For For
3 2013 Equity Incentive Mgmt For For For
Plan
________________________________________________________________________________
E.ON Rossiya OAO
Ticker Security ID: Meeting Date Meeting Status
OGK4 CINS X2156X109 02/21/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Early Termination of Mgmt For For For
Board
Powers
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Maxim G. Shirokov Mgmt For Abstain Against
5 Elect Albert Reutersberg Mgmt For Abstain Against
6 Elect Gunter E. Rummler Mgmt For Abstain Against
7 Elect Sergei M. Guriev Mgmt For For For
8 Elect Karl-Heinz Mgmt For Abstain Against
Feldmann
9 Elect Reiner Hartmann Mgmt For Abstain Against
10 Elect Mike Winkel Mgmt For Abstain Against
11 Elect Sergey V. Malinov Mgmt For For For
12 Elect Jorgen Kildal Mgmt For Abstain Against
13 Amendments to Charter Mgmt For For For
14 Amendments to Mgmt For For For
Regulations Regarding
Management
15 Amendments to Mgmt For For For
Regulations Regarding
the
Board
________________________________________________________________________________
E.ON Rossiya OAO
Ticker Security ID: Meeting Date Meeting Status
OGK4 CINS X2156X109 06/27/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Albert Reutersberg Mgmt N/A Abstain N/A
5 Elect Maxim G. Shirokov Mgmt N/A Abstain N/A
6 Elect Gunter E. Rummler Mgmt N/A Abstain N/A
7 Elect Sergei M. Guriev Mgmt N/A For N/A
8 Elect Karl-Heinz Mgmt For Abstain Against
Feldmann
9 Elect Reiner Hartmann Mgmt N/A Abstain N/A
10 Elect Mike Winkel Mgmt N/A Abstain N/A
11 Elect Sergey V. Malinov Mgmt For For For
12 Elect Jorgen Kildal Mgmt N/A Abstain N/A
13 Elect Michael Wilhelm Mgmt For For For
14 Elect Thomas Fecker Mgmt For For For
15 Elect Aleksey Asyaev Mgmt For For For
16 Elect Mikhail Rabkin Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Amendments to Charter Mgmt For Abstain Against
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Eurasia Drilling Company Limited
Ticker Security ID: Meeting Date Meeting Status
EDCL CINS 29843U202 09/28/2012 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martin Hansen Mgmt For Against Against
2 Elect Maurice Dijols Mgmt For Against Against
3 Elect Anatoly Kozyrev Mgmt For For For
4 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Evraz Plc
Ticker Security ID: Meeting Date Meeting Status
EVR CINS ADPC01618 06/13/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For Against Against
Report
3 Elect Alexander Abramov Mgmt For For For
4 Elect Duncan Baxter Mgmt For For For
5 Elect Alexander Frolov Mgmt For For For
6 Elect James Karl Gruber Mgmt For For For
7 Elect Alexander Izosimov Mgmt For For For
8 Elect Sir Michael Peat Mgmt For For For
9 Elect Olga Pokrovskaya Mgmt For Against Against
10 Elect Terry Robinson Mgmt For For For
11 Elect Eugene Shvidler Mgmt For For For
12 Elect Eugene Tenenbaum Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Repurchase Mgmt For For For
Shares
18 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Federal Grid Company of Unified Energy Systems OJSC
Ticker Security ID: Meeting Date Meeting Status
FEES CINS X2393G109 06/27/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Dividends Mgmt For For For
6 Directors' Fees Mgmt For Against Against
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Georgi V. Boos Mgmt N/A For N/A
9 Elect Oleg M. Budargin Mgmt N/A Abstain N/A
10 Elect Pavel S. Grachev Mgmt N/A Abstain N/A
11 Elect Boris Kovalchuk Mgmt N/A Abstain N/A
12 Elect Vyacheslav M. Mgmt N/A Abstain N/A
Kravchenko
13 Elect Andrei E. Murov Mgmt N/A Abstain N/A
14 Elect Sergei V. Mgmt N/A Abstain N/A
Serebryannikov
15 Elect Denis V. Fedorov Mgmt N/A Abstain N/A
16 Elect Ernesto Ferlengi Mgmt N/A Abstain N/A
17 Elect Sergei I. Shmatko Mgmt N/A Abstain N/A
18 Elect Nikolai G Mgmt N/A Abstain N/A
Shulginov
19 Elect Anna V. Drokova Mgmt For For For
20 Elect Leonid V. Neganov Mgmt For For For
21 Elect Karin K. Mgmt For For For
Samakhuzhin
22 Elect Elena B. Titova Mgmt For For For
23 Elect Vladimir V. Mgmt For For For
Khvorov
24 Appointment of Auditor Mgmt For For For
25 Indemnification of Mgmt For For For
Directors/Officers
26 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Gazprom OAO
Ticker Security ID: Meeting Date Meeting Status
GAZP CINS 368287207 06/28/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Dividends Mgmt For For For
6 Terms of Dividend Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Directors' Fees Mgmt For Against Against
9 Audit Commission's Fees Mgmt For For For
10 Amendments to Charter Mgmt For Abstain Against
11 Amendments to General Mgmt For Abstain Against
Meeting
Regulations
12 Amendments to Audit Mgmt For Abstain Against
Commission
Regulations
13 Related Party Mgmt For For For
Transactions
14 Related Party Mgmt For For For
Transactions
15 Related Party Mgmt For For For
Transactions
16 Related Party Mgmt For For For
Transactions
17 Related Party Mgmt For For For
Transactions
18 Related Party Mgmt For For For
Transactions
19 Related Party Mgmt For For For
Transactions
20 Related Party Mgmt For For For
Transactions
21 Related Party Mgmt For For For
Transactions
22 Related Party Mgmt For For For
Transactions
23 Related Party Mgmt For For For
Transactions
24 Related Party Mgmt For For For
Transactions
25 Related Party Mgmt For For For
Transactions
26 Related Party Mgmt For For For
Transactions
27 Related Party Mgmt For For For
Transactions
28 Related Party Mgmt For For For
Transactions
29 Related Party Mgmt For For For
Transactions
30 Related Party Mgmt For For For
Transactions
31 Related Party Mgmt For For For
Transactions
32 Related Party Mgmt For For For
Transactions
33 Related Party Mgmt For For For
Transactions
34 Related Party Mgmt For For For
Transactions
35 Related Party Mgmt For For For
Transactions
36 Related Party Mgmt For For For
Transactions
37 Related Party Mgmt For For For
Transactions
38 Related Party Mgmt For For For
Transactions
39 Related Party Mgmt For For For
Transactions
40 Related Party Mgmt For For For
Transactions
41 Related Party Mgmt For For For
Transactions
42 Related Party Mgmt For For For
Transactions
43 Related Party Mgmt For For For
Transactions
44 Related Party Mgmt For For For
Transactions
45 Related Party Mgmt For For For
Transactions
46 Related Party Mgmt For For For
Transactions
47 Related Party Mgmt For For For
Transactions
48 Related Party Mgmt For For For
Transactions
49 Related Party Mgmt For For For
Transactions
50 Related Party Mgmt For For For
Transactions
51 Related Party Mgmt For For For
Transactions
52 Related Party Mgmt For For For
Transactions
53 Related Party Mgmt For For For
Transactions
54 Related Party Mgmt For For For
Transactions
55 Related Party Mgmt For For For
Transactions
56 Related Party Mgmt For For For
Transactions
57 Related Party Mgmt For For For
Transactions
58 Related Party Mgmt For For For
Transactions
59 Related Party Mgmt For For For
Transactions
60 Related Party Mgmt For For For
Transactions
61 Related Party Mgmt For For For
Transactions
62 Related Party Mgmt For For For
Transactions
63 Related Party Mgmt For For For
Transactions
64 Related Party Mgmt For For For
Transactions
65 Related Party Mgmt For For For
Transactions
66 Related Party Mgmt For For For
Transactions
67 Related Party Mgmt For For For
Transactions
68 Related Party Mgmt For For For
Transactions
69 Related Party Mgmt For For For
Transactions
70 Related Party Mgmt For For For
Transactions
71 Related Party Mgmt For For For
Transactions
72 Related Party Mgmt For For For
Transactions
73 Related Party Mgmt For For For
Transactions
74 Related Party Mgmt For For For
Transactions
75 Related Party Mgmt For For For
Transactions
76 Related Party Mgmt For For For
Transactions
77 Related Party Mgmt For For For
Transactions
78 Related Party Mgmt For For For
Transactions
79 Related Party Mgmt For For For
Transactions
80 Non-Voting Agenda Item N/A N/A N/A N/A
81 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gazprom OAO
Ticker Security ID: Meeting Date Meeting Status
GAZP CINS 368287207 06/28/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transactions
3 Related Party Mgmt For For For
Transactions
4 Related Party Mgmt For For For
Transactions
5 Related Party Mgmt For For For
Transactions
6 Related Party Mgmt For For For
Transactions
7 Related Party Mgmt For For For
Transactions
8 Related Party Mgmt For For For
Transactions
9 Related Party Mgmt For For For
Transactions
10 Related Party Mgmt For For For
Transactions
11 Related Party Mgmt For For For
Transactions
12 Related Party Mgmt For For For
Transactions
13 Related Party Mgmt For For For
Transactions
14 Related Party Mgmt For For For
Transactions
15 Related Party Mgmt For For For
Transactions
16 Related Party Mgmt For For For
Transactions
17 Related Party Mgmt For For For
Transactions
18 Related Party Mgmt For For For
Transactions
19 Related Party Mgmt For For For
Transactions
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Elect Andrey I. Akimov Mgmt N/A Abstain N/A
22 Elect Farit R. Mgmt N/A Abstain N/A
Gazizullin
23 Elect Viktor A. Zubkov Mgmt N/A Abstain N/A
24 Elect Elena Y. Karpel Mgmt N/A Abstain N/A
25 Elect Timur Kulibaev Mgmt N/A Abstain N/A
26 Elect Vitaly A. Markelov Mgmt N/A Abstain N/A
27 Elect Viktor G Martynov Mgmt N/A Abstain N/A
28 Elect Vladimir A. Mau Mgmt N/A Abstain N/A
29 Elect Alexey B Miller Mgmt N/A Abstain N/A
30 Elect Valery A. Musin Mgmt N/A For N/A
31 Elect Mikhail L. Sereda Mgmt N/A Abstain N/A
32 Non-Voting Agenda Item N/A N/A N/A N/A
33 Elect Viktor Antoshin Mgmt For For For
34 Elect Dmitry Arkhipov Mgmt For N/A N/A
35 Elect Andrey Belobrov Mgmt For N/A N/A
36 Elect Vadim Bikulov Mgmt For For For
37 Elect Mikhail Kuzovlev Mgmt For For For
38 Elect Marina Mikhina Mgmt For For For
39 Elect Lidiya Morozova Mgmt For For For
40 Elect Anna Nesterova Mgmt For For For
41 Elect Georgiy Nozadze Mgmt For For For
42 Elect Yuriy Nosov Mgmt For N/A N/A
43 Elect Karen Oganyan Mgmt For For For
44 Elect Aleksandr Yugov Mgmt For For For
45 Non-Voting Agenda Item N/A N/A N/A N/A
46 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Global Ports Investments Plc
Ticker Security ID: Meeting Date Meeting Status
GLPR CINS 37951Q202 01/23/2013 Voted
Meeting Type Country of Trade
Special Cyprus
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Resignation of Current Mgmt For For For
Board
3 Elect Kim Fejfer; Mgmt For For For
Directors'
Fees
4 Elect Alexander Mgmt For For For
Iodchin; Directors'
Fees
5 Elect Robert Korbijn; Mgmt For For For
Directors'
Fees
6 Elect Mikhail Loganov; Mgmt For For For
Directors'
Fees
7 Elect Tiemen Meester; Mgmt For For For
Directors'
Fees
8 Elect Laura Michael; Mgmt For For For
Directors'
Fees
9 Elect Nikita Mishin; Mgmt For For For
Directors'
Fees
10 Elect Alexander Mgmt For For For
Nazarchuk; Directors'
Fees
11 Elect Konstantin Mgmt For For For
Shirokov; Directors'
Fees
12 Elect Bryan Smith; Mgmt For For For
Directors'
Fees
13 Elect George Mgmt For For For
Sophocleous;
Directors'
Fees
14 Elect Chrystalla Mgmt For For For
Stylianou; Directors'
Fees
15 Elect Michalis Mgmt For For For
Thomaides; Directors'
Fees
16 Elect Siobhan Walker; Mgmt For For For
Directors'
Fees
17 Special Dividend Mgmt For For For
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Global Ports Investments PLC
Ticker Security ID: Meeting Date Meeting Status
GLPR CINS 37951Q202 04/29/2013 Voted
Meeting Type Country of Trade
Annual Cyprus
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Elect Kim Fejfer Mgmt For For For
5 Elect Alexander Iodchin Mgmt For For For
6 Elect Robert Dirk Mgmt For For For
Korbijn
7 Elect Mikhail Loganov Mgmt For For For
8 Elect Tiemen Meester Mgmt For For For
9 Elect Laura Michael Mgmt For For For
10 Elect Nikita Mishin Mgmt For For For
11 Elect Alexander Mgmt For For For
Nazarchuk
12 Elect Konstantin Mgmt For For For
Shirokov
13 Elect Bryan Smith Mgmt For For For
14 Elect George Sophocleous Mgmt For For For
15 Elect Chrystalla Mgmt For For For
Stylianou
16 Elect Michalis Thomaides Mgmt For For For
17 Elect Siobhan Walker Mgmt For For For
18 Allocation of Mgmt For For For
Profits/Dividends
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Global Ports Investments Plc
Ticker Security ID: Meeting Date Meeting Status
GLPR CINS 37951Q202 10/16/2012 Voted
Meeting Type Country of Trade
Special Cyprus
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Reclassification of Mgmt For For For
Authorized
Capital
3 Reclassification of Mgmt For For For
Issued Share
Capital
4 Amendments to Articles Mgmt For For For
5 Amendments to Terms of Mgmt For For For
Reference
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
GlobalTrans Investment Plc
Ticker Security ID: Meeting Date Meeting Status
GLTR CINS 37949E204 04/19/2013 Voted
Meeting Type Country of Trade
Annual Cyprus
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
4 Board Authorities Mgmt For Abstain Against
5 Board Size Mgmt For Abstain Against
6 Elect Alexander Eliseev Mgmt For Abstain Against
7 Elect Michael Zampelas Mgmt For Abstain Against
8 Elect George Papaioannou Mgmt For Abstain Against
9 Elect J. Carroll Colley Mgmt For Abstain Against
10 Elect Johann Durrer Mgmt For Abstain Against
11 Elect Sergey Maltsev Mgmt For Abstain Against
12 Elect Mikhail Loganov Mgmt For Abstain Against
13 Elect Elia Nicolaou Mgmt For Abstain Against
14 Elect Konstantin Mgmt For Abstain Against
Shirokov
15 Elect Andrey Gomon Mgmt For Abstain Against
16 Elect Alexander Mgmt For Abstain Against
Storozhev
17 Elect Alexander Tarasov Mgmt For Abstain Against
18 Elect Marios Tofaros Mgmt For Abstain Against
19 Elect Sergey Tolmachev Mgmt For Abstain Against
20 Elect Melina Pyrgou Mgmt For Abstain Against
________________________________________________________________________________
Gruppa LSR OAO (LSR Group OJSC)
Ticker Security ID: Meeting Date Meeting Status
LSRG CINS 50218G206 04/05/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Board Size Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Kirill G. Androsov Mgmt For For For
8 Elect Ilgiz N Valitov Mgmt For Abstain Against
9 Elect Dmitry Goncharov Mgmt For Abstain Against
10 Elect Andrey Molchanov Mgmt For Abstain Against
11 Elect Mikhail Romanov Mgmt For Abstain Against
12 Elect Sergey Mgmt For Abstain Against
Skaterschikov
13 Elect Mark A Temkin Mgmt For For For
14 Elect Elena Tumanova Mgmt For Abstain Against
15 Elect Olga M. Sheikina Mgmt For Abstain Against
16 Elect Natalia S. Mgmt For For For
Klevtsova
17 Elect Yury I Terentiev Mgmt For For For
18 Elect Ludmila V Fradina Mgmt For For For
19 Appointment of Auditor Mgmt For For For
(RAS)
20 Appointment of Auditor Mgmt For For For
(IFRS)
21 Amendments to Charter Mgmt For Abstain Against
22 Related Party Mgmt For Abstain Against
Transactions
23 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Inter Rao Ues JSC
Ticker Security ID: Meeting Date Meeting Status
IRAO CINS X39961101 06/25/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' Fees Mgmt For For For
6 Audit Commission Fees Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Oleg M. Budargin Mgmt N/A Abstain N/A
9 Elect Anatoly A. Mgmt N/A Abstain N/A
Gavrilenko
10 Elect Vladimir A Mgmt N/A Abstain N/A
Dmitriyev
11 Elect Vladimir L. Kvint Mgmt N/A Abstain N/A
12 Elect Boris Kovalchuk Mgmt N/A Abstain N/A
13 Elect Vyacheslav M. Mgmt N/A Abstain N/A
Kravchenko
14 Elect Alexander Lokshin Mgmt N/A Abstain N/A
15 Elect Aleksey V. Nuzhdov Mgmt N/A Abstain N/A
16 Elect Riccardo Puliti Mgmt N/A For N/A
17 Elect Ronald Pollett Mgmt N/A For N/A
18 Elect Vladimir O. Mgmt N/A Abstain N/A
Potanin
19 Elect Kirill G. Seleznev Mgmt N/A Abstain N/A
20 Elect Igor I. Sechin Mgmt N/A Abstain N/A
21 Elect Denis V. Fedorov Mgmt N/A Abstain N/A
22 Elect Dmitry E. Shugayev Mgmt N/A Abstain N/A
23 Elect Andrey V. Ardeev Mgmt For For For
24 Elect Nikolay Varlamov Mgmt For For For
25 Elect Anna V. Drokova Mgmt For For For
26 Elect Elena Kabizskina Mgmt For For For
27 Elect Ekaterina Kheimits Mgmt For For For
28 Elect Yuri Scherbakob Mgmt For Abstain Against
29 Appointment of Auditor Mgmt For For For
30 Amendments to Charter Mgmt For For For
31 Amendments to Board Mgmt For For For
Regulations
32 Cost of Indemnification Mgmt For For For
of
Directors/Officers
33 Indemnification of Mgmt For For For
Directors/Officers;
Related Party
Transactions
34 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Irkutsk Electronetwork Company OJSC
Ticker Security ID: Meeting Date Meeting Status
IESK CINS X4037W110 06/05/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For Abstain Against
5 Election of Directors Mgmt For Abstain Against
6 Election of Audit Mgmt For For For
Commission
7 Directors' Fees Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
JSC IDGC Holding (Holding MRSK - Interregional Distribution Grid
Ticker Security ID: Meeting Date Meeting Status
MRKH CINS X3490A102 03/23/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Charter Mgmt For For For
________________________________________________________________________________
JSC IDGC Holding (Holding MRSK - Interregional Distribution Grid
Ticker Security ID: Meeting Date Meeting Status
MRKH CINS X3490A102 05/06/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Determination of Mgmt For For For
Characteristics of
Shares to be
Issued
2 Amendments to Charter Mgmt For For For
3 Increase in Capital Mgmt For For For
Through Issuance of
Shares
4 Related Party Mgmt For For For
Transactions
5 Early Termination of Mgmt For For For
Board
Powers
________________________________________________________________________________
JSC IDGC Holding (Holding MRSK - Interregional Distribution Grid
Ticker Security ID: Meeting Date Meeting Status
MRKH CINS X3490A102 06/28/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Dividends Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Georgy V. Boos Mgmt N/A For N/A
9 Elect Oleg M. Budarghin Mgmt N/A Abstain N/A
10 Elect Vyacheslav M. Mgmt N/A Abstain N/A
Kravchenko
11 Elect Denis S. Morozov Mgmt N/A Abstain N/A
12 Elect Andrei E. Murov Mgmt N/A Abstain N/A
13 Elect Ernesto Ferlenghi Mgmt N/A For N/A
14 Elect Sergey I. Shmatko Mgmt N/A Abstain N/A
15 Elect Boris Ayuyev Mgmt N/A Abstain N/A
16 Elect Elena B. Titova Mgmt N/A For N/A
17 Elect Maria V. Ochirova Mgmt N/A For N/A
18 Elect Seppo Y. Remes Mgmt N/A For N/A
19 Elect Andrey N. Shishkin Mgmt N/A Abstain N/A
20 Elect Vasily V. Nikonov Mgmt N/A Abstain N/A
21 Elect Stanislav O. Mgmt N/A Abstain N/A
Ashirov
22 Elect Valery A. Gulyaev Mgmt N/A Abstain N/A
23 Elect Pavel O. Shatsky Mgmt N/A Abstain N/A
24 Elect Anna V. Drokova Mgmt For For For
25 Elect Karim K. Mgmt For For For
Samakhuzhin
26 Elect Alan F Khadziev Mgmt For For For
27 Elect Vladimir V. Mgmt For For For
Khvorov
28 Elect Nikolai G. Mgmt For For For
Shulghinov
29 Elect Dinur R. Arifulin Mgmt For For For
30 Appointment of Auditor Mgmt For For For
31 Indemnification of Mgmt For For For
Directors/Officers
32 Related Party Mgmt For For For
Transactions
(Kubanenergo)
33 Related Party Mgmt For For For
Transactions
(Chechenenergo)
34 Related Party Mgmt For For For
Transactions
(Tyumenenergo)
35 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
JSC IDGC Holding (Holding MRSK - Interregional Distribution Grid
Ticker Security ID: Meeting Date Meeting Status
MRKH CINS X3490A102 11/13/2012 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Shares w/ Mgmt For For For
and w/o Preemptive
Rights
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
JSC VTB Bank
Ticker Security ID: Meeting Date Meeting Status
VTBR CINS 46630Q202 06/28/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Board Size Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect David Bonderman Mgmt N/A Abstain N/A
9 Elect Matthias Warnig Mgmt N/A Abstain N/A
10 Elect Yves-Thibault de Mgmt N/A For N/A
Silguy
11 Elect Sergey Dubinin Mgmt N/A Abstain N/A
12 Elect Andrey L. Kostin Mgmt N/A Abstain N/A
13 Elect Nikolai M. Mgmt N/A For N/A
Kropachev
14 Elect Gennady G. Mgmt N/A Abstain N/A
Melikyan
15 Elect Shahmar Movsumov Mgmt N/A For N/A
16 Elect Alexey V. Moiseev Mgmt N/A Abstain N/A
17 Elect Elena V. Popova Mgmt N/A Abstain N/A
18 Elect Alexey V. Ulyukaev Mgmt N/A Abstain N/A
19 Number of Statutory Mgmt For For For
Auditors
20 Election of Audit Mgmt For For For
Commission
21 Appointment of Auditor Mgmt For For For
22 Amendments to Charter Mgmt For For For
23 Amendments to Mgmt For For For
Regulations on the
Annual General
Meeting
24 Amendments to Mgmt For For For
Regulations on
Board
25 Amendments to Mgmt For For For
Regulations on
Management
26 Termination of Mgmt For For For
Company's Membership
in Non-Profit
Organization
27 Related Party Mgmt For For For
Transactions
28 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lukoil OAO
Ticker Security ID: Meeting Date Meeting Status
LKO CINS 677862104 06/27/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Vagit Y. Alekperov Mgmt N/A Abstain N/A
4 Elect Victor V. Blazheev Mgmt N/A For N/A
5 Elect Leonid A. Fedun Mgmt N/A Abstain N/A
6 Elect Valery I. Grayfer Mgmt N/A Abstain N/A
7 Elect Igor S. Ivanov Mgmt N/A For N/A
8 Elect Ravil U. Maganov Mgmt N/A Abstain N/A
9 Elect Richard H. Matzke Mgmt N/A For N/A
10 Elect Sergei A. Mgmt N/A Abstain N/A
Mikhailov
11 Elect Mark Mobius Mgmt N/A For N/A
12 Elect Guglielmo Moscato Mgmt N/A For N/A
13 Elect Nikolai M Nikolaev Mgmt N/A Abstain N/A
14 Elect Ivan Pictet Mgmt N/A For N/A
15 Elect Mikhail B. Mgmt For For For
Maksimov
16 Elect Vladimir N. Mgmt For For For
Nikitenko
17 Elect Aleksandr V. Mgmt For For For
Surkov
18 2013 Directors' Fees Mgmt For For For
19 Directors' Fees Mgmt For For For
20 2013 Audit Commission's Mgmt For For For
Fees
21 Audit Commission's Fees Mgmt For For For
22 Appointment of Auditor Mgmt For For For
23 Amendments to Charter Mgmt For For For
24 Indemnification of Mgmt For For For
Directors/Officers
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lukoil OAO
Ticker Security ID: Meeting Date Meeting Status
LKO CINS 677862104 12/18/2012 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
2 Adoption of New Mgmt For For For
Regulations on
Shareholder
Meetings
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magnit OAO
Ticker Security ID: Meeting Date Meeting Status
MGNT CINS 55953Q202 05/24/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Andrey N. Mgmt For Abstain Against
Arutyunyan
5 Elect Valeriy V Butenko Mgmt For Abstain Against
6 Elect Sergey N. Galitsky Mgmt For Abstain Against
7 Elect Alexander L. Mgmt For For For
Zayonts
8 Elect Alexei P Makhnev Mgmt For Abstain Against
9 Elect Khachatur E. Mgmt For Abstain Against
Pombykhchan
10 Elect Aslan Mgmt For Abstain Against
Shkhachemukov
11 Elect Roman G Yefimenko Mgmt For For For
12 Elect Angela Udovichenko Mgmt For For For
13 Elect Denis Fedotov Mgmt For For For
14 Appointment of Faber Mgmt For For For
Lex as Russian
Accounting Standards
(RAS)
Auditor
15 Appointment of Ernst & Mgmt For For For
Young as IFRS
Auditor
16 Election of Counting Mgmt For For For
Commission
17 Amendments to Charter Mgmt For For For
18 Amendments to Mgmt For For For
Regulations on General
Meetings
19 Related Party Major Mgmt For For For
Transaction
20 Related Party Mgmt For For For
Transaction with
Subsidiary and VTB
Bank
21 Related Party Mgmt For For For
Transaction with
Subsidiary and
ROSBANK
22 Related Party Mgmt For For For
Transaction with
Subsidiary and
Sberbank
23 Related Party Mgmt For For For
Transaction with
Subsidiary and ALFA
Bank
24 Related Party Mgmt For For For
Transaction with
Subsidiary and
Sviaz-Bank
________________________________________________________________________________
Magnit OAO
Ticker Security ID: Meeting Date Meeting Status
MGNT CINS 55953Q202 09/14/2012 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
________________________________________________________________________________
Magnitogorsk Iron & Steel Works OJSC
Ticker Security ID: Meeting Date Meeting Status
MAGN CINS 559189204 04/18/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transaction
2 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Magnitogorsk Iron & Steel Works OJSC
Ticker Security ID: Meeting Date Meeting Status
MAGN CINS 559189204 05/24/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For For For
5 Amendments to Charter Mgmt For For For
6 Adoption of New Charter Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Victor F. Mgmt N/A Abstain N/A
Rashnikov
9 Elect Vitaliy V. Mgmt N/A Abstain N/A
Bakhmetyev
10 Elect Boris A. Dubrovsky Mgmt N/A Abstain N/A
11 Elect David Logan Mgmt For For For
12 Elect Nikolai V. Lyadov Mgmt N/A Abstain N/A
13 Elect Olga V Rashnikova Mgmt N/A Abstain N/A
14 Elect Zumrud K. Mgmt For For For
Rustamova
15 Elect Bernard Sucher Mgmt For For For
16 Elect David J. Herman Mgmt For For For
17 Elect Peter Charow Mgmt For For For
18 Elect Aleksandr V. Mgmt N/A For N/A
Maslennikov
19 Elect Oksana V. Mgmt N/A For N/A
Dyuldina
20 Elect Galina A. Akimova Mgmt N/A For N/A
21 Elect Elena Bolmosova Mgmt N/A For N/A
22 Elect Andrey Fokin Mgmt N/A For N/A
23 Appointment of Auditor Mgmt For For For
24 Directors' Fees Mgmt For For For
25 Audit Commission Fees Mgmt For For For
26 Adoption of Management Mgmt For For For
Board Regulations
Regarding the Audit
Commission
27 Adoption of Management Mgmt For For For
Board Regulations
Regarding the General
Shareholders
Meeting
28 Related Party Mgmt For For For
Transaction with
MMK-Metiz
29 Related Party Mgmt For For For
Transaction Regarding
the Company's
Guarantee
________________________________________________________________________________
Magnitogorsk Iron & Steel Works OJSC
Ticker Security ID: Meeting Date Meeting Status
MAGN CINS 559189204 12/29/2012 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
________________________________________________________________________________
Mail.ru Group Ltd
Ticker Security ID: Meeting Date Meeting Status
MLRUY CINS 560317208 06/07/2013 Voted
Meeting Type Country of Trade
Annual Virgin Islands (British)
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Brett Sinclair Mgmt For For For
Armitage
5 Elect Boris Dobrodeev Mgmt For For For
6 Elect Dmitry Grishin Mgmt For Abstain Against
7 Elect Matthew Hammond Mgmt For Abstain Against
8 Elect Charles St Leger Mgmt For Abstain Against
Searle
9 Elect Vasileios Sgourdos Mgmt For Abstain Against
10 Elect Mark Remon Sorour Mgmt For Abstain Against
11 Elect Vladimir Mgmt For Abstain Against
Streshinsky
12 Elect Ivan Tavrin Mgmt For Abstain Against
13 Elect Verdi Israelyan Mgmt For Abstain Against
________________________________________________________________________________
Mechel OAO
Ticker Security ID: Meeting Date Meeting Status
MTLR CUSIP 583840103 06/28/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt N/A For N/A
2 Accounts Mgmt N/A For N/A
3 Allocation of Mgmt N/A For N/A
Profits/Dividends
4.1 Elect David A. Johnson Mgmt For Withhold Against
4.2 Elect Vladimir V. Gusev Mgmt For Withhold Against
4.3 Elect Igor V. Zyuzin Mgmt For Withhold Against
4.4 Elect Igor S. Mgmt For For For
Kozhukhovksy
4.5 Elect Malyshev Yuri Mgmt For For For
Nikolaevich
4.6 Elect Yevgeny V. Mikhel Mgmt For Withhold Against
4.7 Elect Alexey G. Mgmt For Withhold Against
Ivanushkin
4.8 Elect Roger I. Gale Mgmt For Withhold Against
4.9 Elect Viktor A Trigubco Mgmt For Withhold Against
5 Elect Evgeniy A. Mgmt N/A For N/A
Yaminskiy
6 Elect Aleksey V. Mgmt N/A For N/A
Vlasenko
7 Elect Andrei V Stepanov Mgmt N/A For N/A
8 Appointment of Auditor Mgmt N/A For N/A
9 Amendments to Articles Mgmt N/A For N/A
10 Directors' Fee Policy Mgmt N/A Abstain N/A
11 Related Party Mgmt N/A For N/A
Transactions
________________________________________________________________________________
Mechel OAO
Ticker Security ID: Meeting Date Meeting Status
MTLR CUSIP 583840103 09/28/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions (Various
Parties)
2 Related Party Mgmt For For For
Transactions
(Gazprombank)
3 Related Party Mgmt For For For
Transactions
(Gazprombank)
________________________________________________________________________________
Megafon Ojsc
Ticker Security ID: Meeting Date Meeting Status
MFON CINS 58517T209 06/28/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Dividends Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Lars Nyberg Mgmt N/A Abstain N/A
7 Elect Cecilia Edstrom Mgmt N/A Abstain N/A
8 Elect Tero Erkki Mgmt N/A Abstain N/A
Kivisaari
9 Elect Jan Henrik Ahrnell Mgmt N/A Abstain N/A
10 Elect Jan Rudberg Mgmt N/A For N/A
11 Elect Paul Myners Mgmt N/A For N/A
12 Elect Jan Erixon Mgmt N/A Abstain N/A
13 Elect Sergey Soldatenkov Mgmt N/A Abstain N/A
14 Elect Vladimir Mgmt N/A Abstain N/A
Streshinsky
15 Elect Ivan Mgmt For For For
Vladimirovich
Tavrin
16 Elect Alexander Mgmt For For For
Vladimirovich
Bashmakov
17 Elect Anait Grigorievna Mgmt For For For
Gasparyan
18 Elect Mikhail Mgmt For For For
Andreevich
Dubin
19 Elect Valery Mgmt For For For
Viktorovich
Ermakov
20 Elect Gevork Mgmt For For For
Arutyunovich
Vermishyan
21 Elect Eduard Mgmt For For For
Georgievich
Ostrovsky
22 Elect Anna Andreevna Mgmt For For For
Serebryanikova
23 Elect Evgeniy Mgmt For For For
Nikolaevich
Chermashentsev
24 Elect Igor Mgmt For For For
Vladimirovich
Shirokov
25 Elect Valery Mgmt For For For
Leonidovich
Velichko
26 Elect Aleksandr Mgmt For For For
Sergeevich
Grigoriev
27 Elect Yuriy Mgmt For For For
Grigorievich
Zhuravel
28 Elect Pavel Viktorovich Mgmt For For For
Korchagin
29 Elect Konstantin Mgmt For For For
Michailovich
Likhodedov
30 Elect Alexei Borisovich Mgmt For For For
Semenov
31 Elect Aleksey Mgmt For For For
Leonidovich
Tyutin
32 Elect Stanislav Mgmt For For For
Alexandrovich
Frolov
33 Appointment of Auditor Mgmt For For For
34 Elect Sami Petteri Mgmt For For For
Haavisto
35 Elect Yuri A. Zheimo Mgmt For For For
36 Elect Pavel S. Kaplun Mgmt For For For
37 Directors' Fees Mgmt For For For
38 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Mobile Telesystems OJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CUSIP 607409 02/14/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Early Termination of Mgmt For For For
Board
Powers
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Anton Abugov Mgmt For Abstain Against
5 Elect Aleksey Buyanov Mgmt For Abstain Against
6 Elect Alexander Gorbunov Mgmt For Abstain Against
7 Elect Andrey Dubovskov Mgmt For Abstain Against
8 Elect Ron Sommer Mgmt For Abstain Against
9 Elect Michel Combes Mgmt For For For
10 Elect Stanley Miller Mgmt For For For
11 Elect Vsevolod Rosanov Mgmt For Abstain Against
12 Elect Thomas Holtrop Mgmt For For For
13 Elect Irina Borisenkova Mgmt For For For
14 Elect Maxim Mamonov Mgmt For For For
15 Elect Alexander Mgmt For For For
Obermeister
16 Membership in the Mgmt For For For
Association National
Payment
Council
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mobile Telesystems OJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CUSIP 607409 06/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Accounts and Reports; Mgmt For For For
Allocation of
Profits
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Anton V. Abugov Mgmt For Abstain Against
5 Elect Alexander Gorbunov Mgmt For Abstain Against
6 Elect Sergey A. Drozdov Mgmt For Abstain Against
7 Elect Andrey A. Mgmt For Abstain Against
Dubovskov
8 Elect Ron Sommer Mgmt For Abstain Against
9 Elect Michel Combes Mgmt For For For
10 Elect Stanley Miller Mgmt For For For
11 Elect Vsevolod V. Mgmt For Abstain Against
Rosanov
12 Elect Thomas Holtrop Mgmt For For For
13 Elect Irina R. Mgmt For For For
Borisenkova
14 Elect Maxim A. Mamonov Mgmt For For For
15 Elect Jakub Osmanovich Mgmt For For For
Paragulgov
16 Appointment of Auditor Mgmt For For For
17 Amendments to Charter Mgmt For For For
18 Amendments to Mgmt For For For
Regulations of General
Shareholders
Meeting
19 Amendments to Mgmt For For For
Regulations of Board
of
Directors
20 Amendments to Mgmt For For For
Regulations of
Management
Board
21 Amendments to Mgmt For For For
Regulations of
President
________________________________________________________________________________
Mosenergo OAO
Ticker Security ID: Meeting Date Meeting Status
MSNG CINS X55075109 06/05/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Anatoli A Mgmt For Abstain Against
Gavrilenko
7 Elect Valeri A Golubyov Mgmt For Abstain Against
8 Elect Yury E. Dolin Mgmt For Abstain Against
9 Elect Aleksandr P Dushko Mgmt For Abstain Against
10 Elect Irina Y. Korobkina Mgmt For Abstain Against
11 Elect Alexei A Mityshov Mgmt For Abstain Against
12 Elect Elena V. Mgmt For Abstain Against
Mikhailova
13 Elect Kirill G. Seleznev Mgmt For Abstain Against
14 Elect Denis V. Fedorov Mgmt For Abstain Against
15 Elect Mikhail Khodursky Mgmt For Abstain Against
16 Elect Damir Shavaleev Mgmt For Abstain Against
17 Elect Pavel O. Shatsky Mgmt For Abstain Against
18 Elect Vitaly G Yakovlev Mgmt For Abstain Against
19 Elect Pyotr P Biryukov Mgmt For Abstain Against
20 Elect Andrei Ryumin Mgmt For Abstain Against
21 Elect Vladimir Mgmt For Abstain Against
Pogrebenko
22 Elect Andrei U Berezin Mgmt For Abstain Against
23 Elect Pavel Livinsky Mgmt For Abstain Against
24 Elect Ilnar I. Mgmt For Abstain Against
Mirsiyapov
25 Elect Dmitri Archipov Mgmt For For For
26 Elect Andrei V. Belobrov Mgmt For For For
27 Elect Evgeniy N. Mgmt For For For
Zemlyanoy
28 Elect Vitaly A. Kovalev Mgmt For For For
29 Elect Yury A. Linovitsky Mgmt For For For
30 Elect Yuriy Krivobok Mgmt For For For
31 Elect Tatiana Nazarova Mgmt For For For
32 Appointment of Auditor Mgmt For For For
33 Directors' Fees Mgmt For For For
34 Amendments to Charter Mgmt For For For
35 Amendments to Mgmt For For For
Regulations on General
Shareholder
Meeting
36 Amendments to Mgmt For For For
Regulations on the
General
Director
37 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Novatek Oao
Ticker Security ID: Meeting Date Meeting Status
NVTK CINS 669888109 01/09/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Related Party Mgmt For For For
Transactions
3 Related Party Mgmt For For For
Transactions
4 Related Party Mgmt For For For
Transactions
5 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Novatek Oao
Ticker Security ID: Meeting Date Meeting Status
NVTK CINS 669888109 04/25/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Andrey Igorevich Mgmt For Abstain Against
Akimov
4 Elect Burckhard Bergmann Mgmt For For For
5 Elect Ives Louis Mgmt For Abstain Against
Darricarrere
6 Elect Mark A. Gyetvay Mgmt For Abstain Against
7 Elect Vladimir A. Mgmt For Abstain Against
Dmitriev
8 Elect Leonid V. Mgmt For Abstain Against
Mikhelson
9 Elect Alexander Y. Mgmt For For For
Natalenko
10 Elect Kirill G. Seleznev Mgmt For Abstain Against
11 Elect Gennady Timchenko Mgmt For Abstain Against
12 Elect Maria A. Panasenko Mgmt For For For
13 Elect Igor A Ryaskov Mgmt For For For
14 Elect Sergey Fomichev Mgmt For For For
15 Elect Nikolay Shulikin Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Directors Fees Mgmt For Abstain Against
18 Audit Commission's Fees Mgmt For For For
19 Agreement of Gas Mgmt For For For
Transportation with
OJSC
Gazprom
20 Agreement of Gas Mgmt For For For
Storage with OJSC
Gazprom
________________________________________________________________________________
Novatek Oao
Ticker Security ID: Meeting Date Meeting Status
NVTK CINS 669888109 10/16/2012 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
2 Related Party Mgmt For For For
Transactions
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Novolipetsk Steel OJSC
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 06/07/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Oleg Bagrin Mgmt For Abstain Against
6 Elect Helmut Wieser Mgmt For For For
7 Elect Nikolay Gagarin Mgmt For Abstain Against
8 Elect Karl Doering Mgmt For Abstain Against
9 Elect Vladimir Lisin Mgmt For Abstain Against
10 Elect Karen Sarkisov Mgmt For Abstain Against
11 Elect Vladimir Mgmt For Abstain Against
Skorohodov
12 Elect Benedict Sciortino Mgmt For Abstain Against
13 Elect Franz Struzl Mgmt For For For
14 Elect Oleg Bagrin as Mgmt For For For
Company's
President
15 Elect Lyudmila Kladenko Mgmt For Abstain Against
16 Elect Valery Kulikov Mgmt For Abstain Against
17 Elect Sergey Nesmeyanov Mgmt For Abstain Against
18 Elect Larisa Mgmt For Abstain Against
Ovsyannikova
19 Elect Galina Shipilova Mgmt For Abstain Against
20 Appointment of Auditor Mgmt For For For
(RAS)
21 Appointment of Auditor Mgmt For For For
(US
GAAP)
22 Amendments to Internal Mgmt For Abstain Against
Regulations
23 Amendments to Mgmt For Abstain Against
Regulations Regarding
the General
Meeting
24 Amendments to Mgmt For Abstain Against
Regulations Regarding
the
Board
25 Amendments to Mgmt For Abstain Against
Regulations Regarding
Management
26 Amendments to Mgmt For Abstain Against
Regulations Regarding
the Audit
Commission
27 Directors' Fees Mgmt For For For
28 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Novolipetsk Steel OJSC
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 10/25/2012 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Early Termination of Mgmt For For For
the Powers of the
President
2 Elect Oleg V. Bagrin as Mgmt For For For
President
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
O'Key Group SA
Ticker Security ID: Meeting Date Meeting Status
OKEY CINS 670866201 06/12/2013 Take No Action
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A TNA N/A
2 Non-Voting Agenda Item N/A N/A TNA N/A
3 Non-Voting Agenda Item N/A N/A TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Consolidated Accounts Mgmt For TNA N/A
and
Reports
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Directors' Fees Mgmt For TNA N/A
8 Ratification of Board Mgmt For TNA N/A
Acts
9 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
________________________________________________________________________________
OJSC MMC Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CUSIP 46626D108 01/29/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Cancel Mgmt For For For
Shares and Reduce
Share
Capital
2 Amendments to Charter Mgmt For For For
________________________________________________________________________________
OJSC MMC Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CINS 46626D108 01/29/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Cancel Mgmt For For For
Shares and Reduce
Share
Capital
2 Amendments to Charter Mgmt For For For
________________________________________________________________________________
OJSC MMC Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CUSIP 46626D108 03/11/2013 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Early Termination of Mgmt For For For
Board
Powers
2 Elect Enos N. Banda Mgmt For For For
3 Elect Sergey Barbashev Mgmt N/A Abstain N/A
4 Elect Alexey Bashkirov Mgmt N/A Abstain N/A
5 Elect Sergey Bratukhin Mgmt N/A Abstain N/A
6 Elect Andrey E. Bougrov Mgmt N/A Abstain N/A
7 Elect Andrey Varichev Mgmt N/A Abstain N/A
8 Elect Marianna A. Mgmt N/A Abstain N/A
Zakharova
9 Elect Valery A Matvienko Mgmt N/A Abstain N/A
10 Elect Stalbek S Mishakov Mgmt N/A Abstain N/A
11 Elect Gareth Penny Mgmt For For For
12 Elect Cornelis Johannes Mgmt For For For
Gerhard
Prinsloo
13 Elect Maxim M. Sokov Mgmt N/A Abstain N/A
14 Elect Vladislav A. Mgmt N/A Abstain N/A
Soloviev
15 Elect Sergey V. Chemezov Mgmt N/A Abstain N/A
________________________________________________________________________________
OJSC MMC Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CINS 46626D108 03/11/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Early Termination of Mgmt For For For
Board
Powers
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Enos N. Banda Mgmt For For For
4 Elect Sergey Barbashev Mgmt N/A Abstain N/A
5 Elect Alexey Bashkirov Mgmt N/A Abstain N/A
6 Elect Sergey Bratukhin Mgmt N/A Abstain N/A
7 Elect Andrey E. Bougrov Mgmt N/A Abstain N/A
8 Elect Andrey Varichev Mgmt N/A Abstain N/A
9 Elect Marianna A. Mgmt N/A Abstain N/A
Zakharova
10 Elect Valery A Matvienko Mgmt N/A Abstain N/A
11 Elect Stalbek S Mishakov Mgmt N/A Abstain N/A
12 Elect Gareth Penny Mgmt For For For
13 Elect Cornelis Johannes Mgmt For For For
Gerhard
Prinsloo
14 Elect Maxim M. Sokov Mgmt N/A Abstain N/A
15 Elect Vladislav A. Mgmt N/A Abstain N/A
Soloviev
16 Elect Sergey V. Chemezov Mgmt N/A Abstain N/A
________________________________________________________________________________
OJSC MMC Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CUSIP 46626D108 06/06/2013 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Consolidated Financial Mgmt For For For
Statements
(IFRS)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Sergey Barbashev Mgmt Abstain Abstain For
6 Elect Alexey Bashkirov Mgmt Abstain Abstain For
7 Elect Sergey Bratukhin Mgmt For Abstain Against
8 Elect Andrey E. Bougrov Mgmt Abstain Abstain For
9 Elect Marianna A. Mgmt Abstain Abstain For
Zakharova
10 Elect Valery A Matvienko Mgmt Abstain Abstain For
11 Elect Stalbek S Mishakov Mgmt Abstain Abstain For
12 Elect Gareth Penny Mgmt For For For
13 Elect Cornelis Johannes Mgmt For For For
Gerhard
Prinsloo
14 Elect Maxim M. Sokov Mgmt Abstain Abstain For
15 Elect Vladislav A. Mgmt Abstain Abstain For
Soloviev
16 Elect Sergey V. Chemezov Mgmt For Abstain Against
17 Elect Robert W Edwards Mgmt For For For
18 Elect Petr V. Voznenko Mgmt For For For
19 Elect Natalia V. Mgmt For For For
Gololobova
20 Elect Dmitry V. Mgmt For For For
Pershinkov
21 Elect Georgiy Svanidze Mgmt For For For
22 Elect Vladimir N. Mgmt For For For
Shilkov
23 Appointment of Auditor Mgmt For For For
24 Appointment of Auditor Mgmt For For For
(Consolidated
Financial
Statements)
25 Independent Directors' Mgmt For For For
Fees
26 Indemnification of Mgmt For For For
Directors/Officers
27 Liability Insurance Mgmt For For For
28 Authority to Reduce Mgmt For For For
Share
Capital
29 Amendments to Charter Mgmt For For For
30 Related Party Mgmt For For For
Transactions
(Additional agreement
No.
1)
31 Related Party Mgmt For For For
Transactions (Order to
Commission
Contract)
32 Related Party Mgmt For For For
Transactions with
Sberbank
33 Related Party Mgmt For For For
Transactions
Sberbank
34 Related Party Mgmt For For For
Transactions with
Kola
________________________________________________________________________________
OJSC MMC Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CINS 46626D108 06/06/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Consolidated Financial Mgmt For For For
Statements
(IFRS)
5 Allocation of Mgmt For For For
Profits/Dividends
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Sergey Barbashev Mgmt Abstain Abstain For
8 Elect Alexey Bashkirov Mgmt Abstain Abstain For
9 Elect Sergey Bratukhin Mgmt For Abstain Against
10 Elect Andrey E. Bougrov Mgmt Abstain Abstain For
11 Elect Marianna A. Mgmt Abstain Abstain For
Zakharova
12 Elect Valery A Matvienko Mgmt Abstain Abstain For
13 Elect Stalbek S Mishakov Mgmt Abstain Abstain For
14 Elect Gareth Penny Mgmt For For For
15 Elect Cornelis Johannes Mgmt For For For
Gerhard
Prinsloo
16 Elect Maxim M. Sokov Mgmt Abstain Abstain For
17 Elect Vladislav A. Mgmt Abstain Abstain For
Soloviev
18 Elect Sergey V. Chemezov Mgmt For Abstain Against
19 Elect Robert W Edwards Mgmt For For For
20 Elect Petr V. Voznenko Mgmt For For For
21 Elect Natalia V. Mgmt For For For
Gololobova
22 Elect Dmitry V. Mgmt For For For
Pershinkov
23 Elect Georgiy Svanidze Mgmt For For For
24 Elect Vladimir N. Mgmt For For For
Shilkov
25 Appointment of Auditor Mgmt For For For
26 Appointment of Auditor Mgmt For For For
(Consolidated
Financial
Statements)
27 Independent Directors' Mgmt For For For
Fees
28 Indemnification of Mgmt For For For
Directors/Officers
29 Liability Insurance Mgmt For For For
30 Authority to Reduce Mgmt For For For
Share
Capital
31 Amendments to Charter Mgmt For For For
32 Related Party Mgmt For For For
Transactions
(Additional agreement
No.
1)
33 Related Party Mgmt For For For
Transactions (Order to
Commission
Contract)
34 Related Party Mgmt For For For
Transactions with
Sberbank
35 Related Party Mgmt For For For
Transactions
Sberbank
36 Related Party Mgmt For For For
Transactions with
Kola
37 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Petropavlovsk Plc
Ticker Security ID: Meeting Date Meeting Status
POG CINS G7053A101 03/07/2013 Voted
Meeting Type Country of Trade
Special United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issue of Shares by IRC Mgmt For For For
Limited
2 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Petropavlovsk Plc
Ticker Security ID: Meeting Date Meeting Status
CINS G7053A101 06/11/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Elect Peter Hambro Mgmt For For For
7 Elect Sergey Ermolenko Mgmt For For For
8 Elect Andrey Maruta Mgmt For For For
9 Elect Alfiya Mgmt For For For
Samokhvalova
10 Elect Martin Smith Mgmt For For For
11 Elect Graham Birch Mgmt For For For
12 Elect Rachel English Mgmt For For For
13 Elect Sir Malcom Field Mgmt For For For
14 Elect Lord Guthrie Mgmt For For For
15 Elect David Humphreys Mgmt For For For
16 Elect Sir Roderic Lyne Mgmt For For For
17 Elect Charles McVeigh Mgmt For For For
III
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Repurchase Mgmt For For For
Shares
21 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Polymetal International Plc
Ticker Security ID: Meeting Date Meeting Status
POLY CINS G7179S101 06/12/2013 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Bobby Godsell Mgmt For For For
5 Elect Vitaly N. Nesis Mgmt For For For
6 Elect Konstantin Yanakov Mgmt For For For
7 Elect Marina Gronberg Mgmt For For For
8 Elect Jean-Pascal Mgmt For For For
Duvieusart
9 Elect Charles Balfour Mgmt For For For
10 Elect Jonathan Best Mgmt For Against Against
11 Elect Russell Skirrow Mgmt For For For
12 Elect Leonard Homeniuk Mgmt For Against Against
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Long-Term Incentive Plan Mgmt For For For
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Polyus Gold International Limited
Ticker Security ID: Meeting Date Meeting Status
PGIL CINS G7166H100 05/31/2013 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For Against Against
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Adrian Coates Mgmt For For For
5 Elect German Pikhoya Mgmt For For For
6 Elect Lord Patrick J. Mgmt For For For
Clanwilliam
7 Elect Bruce Buck Mgmt For For For
8 Elect Kobus Moolman Mgmt For For For
9 Elect Anna Kolonchina Mgmt For For For
10 Elect Igor Gorin Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Repurchase Mgmt For For For
Shares
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Raspadskaya Oao
Ticker Security ID: Meeting Date Meeting Status
RASP CINS X7457E106 05/27/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Allocation of Profits
and
Dividends
2 Election of Audit Mgmt For Abstain Against
Commission
3 Appointment of Auditor Mgmt For For For
(Russian Accounting
Standards)
4 Appointment of Auditor Mgmt For For For
(International
Financial Reporting
Standards)
5 Adoption of New Charter Mgmt For Abstain Against
6 Transfer of Powers to Mgmt For For For
the Managing
Company
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Gennady Kozovoy Mgmt N/A Abstain N/A
9 Elect Ilya Lifshits Mgmt N/A Abstain N/A
10 Elect Sergey Stepanov Mgmt N/A Abstain N/A
11 Elect Jeffrey R. Mgmt N/A For N/A
Townsend
12 Elect John Terry Mgmt N/A Abstain N/A
Robinson
13 Elect Alexander Frolov Mgmt N/A Abstain N/A
14 Elect Eric Stoyle Mgmt N/A For N/A
________________________________________________________________________________
Raspadskaya Oao
Ticker Security ID: Meeting Date Meeting Status
RASP CINS X7457E106 10/23/2012 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Cancel Mgmt For Abstain Against
Shares and Reduce
Share
Capital
2 Appointment of Auditor Mgmt For Abstain Against
________________________________________________________________________________
Rosneft Oil Co OAO
Ticker Security ID: Meeting Date Meeting Status
ROSN CINS 67812M207 06/18/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Rosneft Oil Co OAO
Ticker Security ID: Meeting Date Meeting Status
ROSN CINS 67812M207 06/20/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Dividends Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Matthias Warnig Mgmt N/A Abstain N/A
9 Elect Robert W. Dudley Mgmt N/A Abstain N/A
10 Elect Andrey L. Kostin Mgmt N/A Abstain N/A
11 Elect Nikolay Pavlovich Mgmt N/A Abstain N/A
Laverov
12 Elect John J. Mack Mgmt N/A For N/A
13 Elect Alexander Mgmt N/A Abstain N/A
Dmitrievich
Nekipelov
14 Elect Igor I. Sechin Mgmt N/A Abstain N/A
15 Elect Donald Humphreys Mgmt N/A For N/A
16 Elect Sergey V. Chemezov Mgmt N/A Abstain N/A
17 Elect Dmitry Mgmt N/A Abstain N/A
Evgenievich
Shugayev
18 Elect Oleg Zenkov Mgmt For For For
19 Elect Mikhail V. Mgmt For For For
Kuzovlev
20 Elect Aleksey B Mironov Mgmt For For For
21 Elect Georgy A. Nozadze Mgmt For For For
22 Elect Alexander S. Yugov Mgmt For For For
23 Appointment of Auditor Mgmt For For For
24 Amendments to Charter Mgmt For For For
25 Amendments to the Mgmt For For For
Regulations on the
General Meeting of
Shareholders
26 Related-Party Mgmt For For For
Transaction with OAO
VBRR Bank Regarding
Deposit
Agreements
27 Related-Party Mgmt For For For
Transaction with OAO
VTB Bank Regarding
Deposit
Agreements
28 Related-Party Mgmt For For For
Transaction with OAO
Gazprombank Regarding
Deposit
Agreements
29 Related-Party Mgmt For For For
Transaction with Bank
Rossiya Regarding
Deposit
Agreements
30 Related-Party Mgmt For For For
Transaction with OAO
VBRR Bank Regarding
Foreign Currency
Exchange
Agreements
31 Related-Party Mgmt For For For
Transaction with OAO
VTB Bank Regarding
Foreign Currency
Exchange
Agreements
32 Related-Party Mgmt For For For
Transaction with OAO
Gazprombank Regarding
Foreign Currency
Exchange
Agreements
33 Related-Party Mgmt For For For
Transaction with OAO
VBRR Bank Regarding
Loan
Agreements
34 Related-Party Mgmt For For For
Transaction with OAO
VTB Bank Regarding
Loan
Agreements
35 Related-Party Mgmt For For For
Transaction with OAO
Gazprombank Regarding
Loan
Agreements
36 Related-Party Mgmt For For For
Transaction with OAO
VBRR Bank Regarding
Sale/Purchase of
Options and
Forwards
37 Related-Party Mgmt For For For
Transaction with OAO
Gazprombank Regarding
Sale/Purchase of
Options and
Forwards
38 Related-Party Mgmt For For For
Transaction with OAO
VTB Bank Regarding
Sale/Purchase of
Options and
Forwards
39 Related-Party Mgmt For For For
Transaction with OAO
Gazprombank Regarding
Cross-Currency
Swap
40 Related-Party Mgmt For For For
Transaction with OAO
VTB Bank Regarding
Cross-Currency
Swap
41 Related-Party Mgmt For For For
Transaction with OAO
VBRR Bank Regarding
Repurchase Agreements
(REPO)
42 Related-Party Mgmt For For For
Transaction with OAO
Gazprombank Regarding
Repurchase Agreements
(REPO)
43 Related-Party Mgmt For For For
Transaction with OAO
VTB Bank Regarding
Repurchase Agreements
(REPO)
44 Related-Party Mgmt For For For
Transaction with OAO
VBRR Bank Regarding
Sale/Purchase of Bonds
and Promissory
Notes
45 Related-Party Mgmt For For For
Transaction with OAO
Gazprombank Regarding
Sale/Purchase of Bonds
and Promissory
Notes
46 Related-Party Mgmt For For For
Transaction with OAO
Bank VTB Regarding
Sale/Purchase of Bonds
and Promissory
Notes
47 Related-Party Mgmt For For For
Transaction with OAO
Gazprombank Regarding
Sale/Purchase of
Credit Linked
Notes
48 Related-Party Mgmt For For For
Transaction with OAO
VTB Bank Regarding
Sale/Purchase of
Credit Linked
Notes
49 Related-Party Mgmt For For For
Transaction with OOO
RN Yuganskneftegas
Regarding Production
of Oil and
Gas
50 Related-Party Mgmt For For For
Transaction with OOO
RN Yuganskneftegas
Regarding Leasing of
Fixed
Assets
51 Related-Party Mgmt For For For
Transaction with OAO
TNK-BP Holding
Regarding Purchase of
Oil
52 Related-Party Mgmt For For For
Transaction with OAO
TNK-BP Holding
Regarding Sale of
Oil
53 Related-Party Mgmt For For For
Transaction with ZAO
Vankorneft Regarding
Oil
Supply
54 Related-Party Mgmt For For For
Transaction with OAO
AK Transneft Regarding
Transportation of
Crude
Oil
55 Cost of Related-Party Mgmt For For For
Transaction with OAO
SOGAZ Regarding
Liability Insurance
for Directors,
Executives, the
Company, and
Subsidiaries
56 Related-Party Mgmt For For For
Transaction with OAO
SOGAZ Regarding
Liability Insurance
for Directors,
Executives, the
Company, and
Subsidiaries
57 Related-Party Mgmt For For For
Transactions with ENI
S.p.A. and its
Affiliated
Companies
58 Related-Party Mgmt For For For
Transactions with
Statoil ASA and its
Affiliated
Companies
59 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rosneft Oil Co OAO
Ticker Security ID: Meeting Date Meeting Status
ROSN CINS 67812M207 11/30/2012 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits Mgmt For For For
3 Special Dividend Mgmt For For For
4 Early Termination of Mgmt For For For
Board
Powers
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Matthias Warnig Mgmt For Abstain Against
7 Elect Mikhail Mgmt For Abstain Against
Valerievich
Kuzovlev
8 Elect Nikolay Pavlovich Mgmt For Abstain Against
Laverov
9 Elect Alexander Mgmt For Abstain Against
Dmitrievich
Nekipelov
10 Elect Hans-Joerg Rudloff Mgmt For For For
11 Elect Igor Ivanovich Mgmt For Abstain Against
Sechin
12 Elect Sergey Mgmt For Abstain Against
Vladimirovich
Shishin
13 Elect Dmitry Mgmt For Abstain Against
Evgenievich
Shugayev
14 Elect Ilya Viktorovich Mgmt For Abstain Against
Scherbovich
15 Related Party Mgmt For For For
Transactions
16 Related Party Mgmt For For For
Transactions
17 Related Party Mgmt For For For
Transactions
18 Related Party Mgmt For For For
Transactions
19 Related Party Mgmt For For For
Transactions
20 Related Party Mgmt For For For
Transactions
21 Related Party Mgmt For For For
Transactions
22 Related Party Mgmt For For For
Transactions
23 Related Party Mgmt For For For
Transactions
24 Related Party Mgmt For For For
Transactions
25 Related Party Mgmt For For For
Transactions
26 Related Party Mgmt For For For
Transactions
27 Related Party Mgmt For For For
Transactions
28 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rostelecom OAO
Ticker Security ID: Meeting Date Meeting Status
RTKM CINS 778529107 06/17/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Ruben A. Mgmt N/A For N/A
Aganbegyan
6 Elect Sergey A. Azatyan Mgmt N/A Abstain N/A
7 Elect Mikhail Y. Alexeev Mgmt N/A For N/A
8 Elect Vladimir Bondarik Mgmt N/A Abstain N/A
9 Elect Valentina Mgmt N/A Abstain N/A
Veremyanina
10 Elect Yury Voytsekhovsky Mgmt N/A For N/A
11 Elect Dmitry Gurevich Mgmt N/A Abstain N/A
12 Elect Mikhail M. Mgmt N/A Abstain N/A
Zadornov
13 Elect Anton Zlatopolsky Mgmt N/A Abstain N/A
14 Elect Sergei Kalugin Mgmt N/A Abstain N/A
15 Elect Elena Kataeva Mgmt N/A Abstain N/A
16 Elect Yury Kudimov Mgmt N/A Abstain N/A
17 Elect Nikolai Mgmt N/A For N/A
Kudryavtsev
18 Elect Pavel V. Kuzmin Mgmt N/A Abstain N/A
19 Elect Denis Kulikov Mgmt N/A Abstain N/A
20 Elect Sergei Kulikov Mgmt N/A Abstain N/A
21 Elect Alexei Malinin Mgmt N/A Abstain N/A
22 Elect Oleg Malis Mgmt N/A For N/A
23 Elect Anatoly Milyukov Mgmt N/A Abstain N/A
24 Elect Boris Nemsic Mgmt N/A For N/A
25 Elect Artem Obolensky Mgmt N/A Abstain N/A
26 Elect Alexander Mgmt N/A Abstain N/A
Provotorov
27 Elect Alexander Mgmt N/A Abstain N/A
Pchelintsev
28 Elect Ivan Rodionov Mgmt N/A Abstain N/A
29 Elect Evgeny Roitman Mgmt N/A Abstain N/A
30 Elect Arkady Rotenberg Mgmt N/A Abstain N/A
31 Elect Nikolai Sabitov Mgmt N/A Abstain N/A
32 Elect Vadim Semenov Mgmt N/A Abstain N/A
33 Elect Dmitry Strashnov Mgmt N/A For N/A
34 Elect Ashot Mgmt N/A Abstain N/A
Khachaturyants
35 Elect Evgeny Yuryev Mgmt N/A Abstain N/A
36 Non-Voting Agenda Item N/A N/A N/A N/A
37 Elect Mikhail V. Mgmt For N/A N/A
Batmanov
38 Elect Svetlana Bocharova Mgmt For N/A N/A
39 Elect Valentina Mgmt For For For
Veremyanina
40 Elect Vasiliy V. Garshin Mgmt For For For
41 Elect Bogdan Golubitsky Mgmt For N/A N/A
42 Elect Alexander Zharko Mgmt For Abstain Against
43 Elect Irina V. Mgmt For Abstain Against
Zelentsova
44 Elect Olga Koroleva Mgmt For For For
45 Elect Vyacheslav Ulupov Mgmt For For For
46 Elect Alexander V. Mgmt For For For
Shevchuk
47 Appointment of Auditor Mgmt For For For
48 Amendments to Charter Mgmt For For For
49 Amendments to Mgmt For For For
Regulations on the
Board of
Directors
50 Directors' Fees Mgmt For For For
51 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rostelecom OAO
Ticker Security ID: Meeting Date Meeting Status
RTKM CINS 778529107 06/26/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Reorganization Mgmt For For For
2 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
RusHydro JSC (RusGidro)
Ticker Security ID: Meeting Date Meeting Status
HYDR CINS 466294105 04/19/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Early Termination of Mgmt For For For
Board
powers
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Boris I Ayuev Mgmt For Abstain Against
4 Elect Eduard Volkov Mgmt For For For
5 Election of Directors Mgmt For For For
6 Elect Yevgeny V Dod Mgmt For Abstain Against
7 Elect Ilya N Gubin Mgmt For Abstain Against
8 Elect Viktor Zimin Mgmt For Abstain Against
9 Elect Victor V Kudryaviy Mgmt For For For
10 Elect Denis S. Morozov Mgmt For For For
11 Elect Denis A. Mgmt For Abstain Against
Nozdrachev
12 Elect Vyacheslav Mgmt For For For
Pivovarov
13 Elect Mikhail Mgmt For Abstain Against
Poluboyarinov
14 Elect Bernd Pfaffenbach Mgmt For For For
15 Elect Valdimir Mgmt For For For
Stolyarenko
16 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
RusHydro JSC (RusGidro)
Ticker Security ID: Meeting Date Meeting Status
HYDR CINS 466294105 06/28/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Boris I Ayuev Mgmt N/A Abstain N/A
5 Elect Christian Andreas Mgmt N/A For N/A
Berndt
6 Elect Andrey Bugrov Mgmt N/A For N/A
7 Elect Maksim S. Bystrov Mgmt N/A Abstain N/A
8 Elect Pavel S. Grachev Mgmt N/A Abstain N/A
9 Elect Ilya N Gubin Mgmt N/A Abstain N/A
10 Elect Victor Mgmt N/A For N/A
Danilov-Danilyan
11 Elect Yevgeny V Dod Mgmt N/A Abstain N/A
12 Elect Viktor Zimin Mgmt N/A Abstain N/A
13 Elect Sergey N. Ivanov Mgmt N/A For N/A
14 Elect Victor V Kudryaviy Mgmt N/A For N/A
15 Elect Denis S. Morozov Mgmt N/A Abstain N/A
16 Elect Vyacheslav Mgmt N/A For N/A
Pivovarov
17 Elect Mikhail Mgmt N/A Abstain N/A
Poluboyarinov
18 Elect Bernd Pfaffenbach Mgmt N/A For N/A
19 Elect Valdimir Mgmt N/A Abstain N/A
Stolyarenko
20 Elect Sergey V. Shishin Mgmt N/A Abstain N/A
21 Elect Anna V. Drokova Mgmt For For For
22 Elect Leonid V. Neganov Mgmt For For For
23 Elect Maria G Tikhonova Mgmt For For For
24 Elect Alan F Khadziev Mgmt For For For
25 Elect Vladimir V. Mgmt For For For
Khvorov
26 Appointment of Auditor Mgmt For For For
27 Directors' Fees Mgmt For For For
28 Amendments to Charter Mgmt For For For
29 Amendments to General Mgmt For For For
Meeting
Regulations
30 Related-Party Mgmt For For For
Transactions
________________________________________________________________________________
RusHydro JSC (RusGidro)
Ticker Security ID: Meeting Date Meeting Status
HYDR CUSIP 466294105 11/16/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
2 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
RusHydro JSC (RusGidro)
Ticker Security ID: Meeting Date Meeting Status
HYDR CINS 466294105 11/16/2012 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
2 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Sberbank
Ticker Security ID: Meeting Date Meeting Status
SBER CINS 80585Y308 05/31/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect German O. Gref Mgmt For Abstain Against
7 Elect Sergey M. Guriev Mgmt For For For
8 Elect Mikhail E. Mgmt For For For
Dmitriev
9 Elect Bella I. Zlatkis Mgmt For Abstain Against
10 Elect Nadezhda Y. Mgmt For Abstain Against
Ivanova
11 Elect Sergey M. Ignatyev Mgmt For Abstain Against
12 Elect Alexey L Kudrin Mgmt For Abstain Against
13 Elect Ilia Vadimovich Mgmt For Abstain Against
Lomakin-Rumyantsev
14 Elect Georgy I. Mgmt For Abstain Against
Luntovsky
15 Elect Mikhail Mgmt For For For
Matovnikov
16 Elect Vladimir A. Mau Mgmt For Abstain Against
17 Elect Alexey Mgmt For Abstain Against
Vladimirovich
Moiseev
18 Elect Alessandro Profumo Mgmt For Abstain Against
19 Elect Sergey H. Mgmt For Abstain Against
Sinelnikov-Murylev
20 Elect Dmitry Tulin Mgmt For For For
21 Elect Alexey V. Ulyukaev Mgmt For Abstain Against
22 Elect Ronald Freeman Mgmt For Abstain Against
23 Elect Sergei A. Shvetsov Mgmt For Abstain Against
24 Elect Ahmet Mahfi Mgmt For For For
Egilmez
25 Elect N.P Borodina Mgmt For For For
26 Elect V.M. Volkov Mgmt For For For
27 Electi M.L. Dolzhnikov Mgmt For For For
28 Elect Y.Y. Isakhanova Mgmt For For For
29 Elect A.E. Minenko Mgmt For For For
30 Elect O.V. Polyakova Mgmt For For For
31 Elect N.V. Revina Mgmt For For For
32 Director and Audit Mgmt For For For
Commission
Fees
33 Non-Voting Agenda Item N/A N/A N/A N/A
34 Regulations on Mgmt For For For
Remuneration and
Compensation of Board
Members; Amount of
Base
Remuneration
35 New Edition of Charter Mgmt For For For
36 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Severstal Cherepovets Metal Factory
Ticker Security ID: Meeting Date Meeting Status
CHEMK CINS 818150302 12/20/2012 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Severstal OAO
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 06/13/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Alexey A. Mgmt For Abstain Against
Mordashov
4 Elect Mikhail V. Noskov Mgmt For Abstain Against
5 Elect Aleksandr Grubman Mgmt For Abstain Against
6 Elect Alexey Kulichenko Mgmt For Abstain Against
7 Elect Sergey Kuznetsov Mgmt For Abstain Against
8 Elect Christopher Clark Mgmt For For For
9 Elect Rolf Stomberg Mgmt For For For
10 Elect Martin D. Angle Mgmt For For For
11 Elect Ronald Freeman Mgmt For For For
12 Elect Peter Kraljic Mgmt For For For
13 Elect CEO Mgmt For For For
14 Accounts and Reports Mgmt For For For
15 Allocation of Mgmt For For For
Profits/Dividends
16 Dividends for Q1 2013 Mgmt For For For
17 Elect Roman Antonov Mgmt For Abstain Against
18 Elect Svetlana Guseva Mgmt For Abstain Against
19 Elect Nikolay V. Lavrov Mgmt For Abstain Against
20 Appointment of Auditor Mgmt For For For
21 Amendments to Charter Mgmt For Abstain Against
22 Directors' Fees Mgmt For Abstain Against
23 Related Party Mgmt For Abstain Against
Transactions
________________________________________________________________________________
Severstal OAO
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 09/27/2012 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
________________________________________________________________________________
Sistema JSFC
Ticker Security ID: Meeting Date Meeting Status
AFKC CINS 48122U204 06/29/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Natalia Demeshkina Mgmt For For For
5 Elect Ekaterina Y. Mgmt For For For
Kuznetsova
6 Elect Maxim A. Mamonov Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Sergey Boev Mgmt For For For
Fedotovich
9 Elect Alexander Y. Mgmt For Abstain Against
Goncharuk
10 Elect Brian Dickie Mgmt For For For
11 Elect Vladimir P. Mgmt For Abstain Against
Evtushenkov
12 Elect Dmitry L. Zubov Mgmt For Abstain Against
13 Elect Robert S. Mgmt For For For
Kocharyan
14 Elect Jeannot Krecke Mgmt For For For
15 Elect Peter Mandelson Mgmt For For For
16 Elect Roger Munnigs Mgmt For For For
17 Elect Marc Holtzman Mgmt For For For
18 Elect Serge Tchuruk Mgmt For For For
19 Elect Mikhail V. Mgmt For Abstain Against
Shamolin
20 Elect David Iakobachvili Mgmt For For For
21 Appointment of Auditor Mgmt For For For
According to Russian
Accounting
Standards
22 Appointment of Auditor Mgmt For For For
According to US
GAAP
23 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Sistema JSFC
Ticker Security ID: Meeting Date Meeting Status
AFKC CINS 48122U204 11/01/2012 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/ or w/out
Preemptive
Rights
________________________________________________________________________________
Surgutneftegaz OJSC
Ticker Security ID: Meeting Date Meeting Status
SNGS CUSIP 868861204 06/28/2013 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For Abstain Against
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Sergey A Ananiev Mgmt N/A Abstain N/A
5 Elect Vladimir L Mgmt N/A Abstain N/A
Bogdanov
6 Elect Alexander N Mgmt N/A Abstain N/A
Bulanov
7 Elect Igor N Gorbunov Mgmt N/A Abstain N/A
8 Elect Oleg Y. Egorov Mgmt N/A Abstain N/A
9 Elect Vladimir Erokhin Mgmt N/A Abstain N/A
10 Elect Taisiya P. Mgmt N/A Abstain N/A
Klinovskaya
11 Elect Nikolay I Matveev Mgmt N/A Abstain N/A
12 Elect Alexander F Mgmt N/A Abstain N/A
Rezyapov
13 Elect Vladimir A. Mgmt N/A Abstain N/A
Shashkov
14 Elect Valentina Komarova Mgmt For For For
15 Elect Valentina V. Mgmt For Abstain Against
Musikhina
16 Elect Tamara Oleynik Mgmt For Abstain Against
17 Appointment of Auditor Mgmt For For For
18 Related Party Mgmt For Abstain Against
Transactions
________________________________________________________________________________
Surgutneftegaz OJSC
Ticker Security ID: Meeting Date Meeting Status
SNGS CINS 868861204 06/28/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For Abstain Against
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Sergey A Ananiev Mgmt N/A Abstain N/A
6 Elect Vladimir L Mgmt N/A Abstain N/A
Bogdanov
7 Elect Alexander N Mgmt N/A Abstain N/A
Bulanov
8 Elect Igor N Gorbunov Mgmt N/A Abstain N/A
9 Elect Oleg Y. Egorov Mgmt N/A Abstain N/A
10 Elect Vladimir Erokhin Mgmt N/A Abstain N/A
11 Elect Taisiya P. Mgmt N/A Abstain N/A
Klinovskaya
12 Elect Nikolay I Matveev Mgmt N/A Abstain N/A
13 Elect Alexander F Mgmt N/A Abstain N/A
Rezyapov
14 Elect Vladimir A. Mgmt N/A Abstain N/A
Shashkov
15 Elect Valentina Komarova Mgmt For For For
16 Elect Valentina V. Mgmt For Abstain Against
Musikhina
17 Elect Tamara Oleynik Mgmt For Abstain Against
18 Appointment of Auditor Mgmt For For For
19 Related Party Mgmt For Abstain Against
Transactions
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tatneft OAO
Ticker Security ID: Meeting Date Meeting Status
TATN CINS 670831205 06/28/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Shafagat F. Mgmt N/A Abstain N/A
Takhautdinov
7 Elect Radik R. Mgmt N/A Abstain N/A
Gaizatullin
8 Elect Sushovan Ghosh Mgmt N/A For N/A
9 Elect Nail G. Ibragimov Mgmt N/A Abstain N/A
10 Elect Rais S. Khisamov Mgmt N/A Abstain N/A
11 Elect Vladimir P. Mgmt N/A Abstain N/A
Lavushchenko
12 Elect Nail U. Maganov Mgmt N/A Abstain N/A
13 Elect Renat H. Muslimov Mgmt N/A Abstain N/A
14 Elect Renat K. Sabirov Mgmt N/A Abstain N/A
15 Elect Valery Y. Sorokin Mgmt N/A Abstain N/A
16 Elect Mirgaziyan Z. Mgmt N/A Abstain N/A
Taziev
17 Elect Azat K. Khamaev Mgmt N/A Abstain N/A
18 Elect Maria L. Mgmt N/A For N/A
Voskresenskaya
19 Elect Rene Steiner Mgmt N/A For N/A
20 Elect Ksenia G. Mgmt For For For
Borzunova
21 Elect Ferdinand R. Mgmt For For For
Galiullin
22 Elect Ranilya R. Mgmt For For For
Gizatova
23 Elect Venera G. Kuzmina Mgmt For For For
24 Elect Nikolai K. Lapin Mgmt For For For
25 Elect Liliya R. Mgmt For For For
Rakhimzyanova
26 Elect Alfiya A. Mgmt For For For
Sinegaeva
27 Elect Tatiana V. Mgmt For For For
Tsyganova
28 Appointment of Auditor Mgmt For For For
29 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
TMK OAO (Trubnaya Metallurgicheskaya Komp)
Ticker Security ID: Meeting Date Meeting Status
TRMK CINS 87260R201 06/25/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits; Mgmt For For For
Dividends
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Dmitry Pumpyansky Mgmt N/A Abstain N/A
5 Elect Alexander Shiryaev Mgmt N/A Abstain N/A
6 Elect Andrey Kaplunov Mgmt N/A Abstain N/A
7 Elect Igor Khmelevsky Mgmt N/A Abstain N/A
8 Elect Mikhail Y. Alexeev Mgmt N/A For N/A
9 Elect Aleksander N. Mgmt N/A For N/A
Shokhin
10 Elect Bob Foresman Mgmt N/A For N/A
11 Elect Peter O'Brian Mgmt N/A For N/A
12 Elect Elena Blagova Mgmt N/A Abstain N/A
13 Elect Oleg A. Shegolev Mgmt N/A For N/A
14 Elect Sergey Papin Mgmt N/A Abstain N/A
15 Elect Aleksandr V Mgmt For Abstain Against
Maksimenko
16 Elect Aleksandr P Mgmt For Abstain Against
Vorobyov
17 Elect Nina V Posdnyakova Mgmt For Abstain Against
18 Appointment of Auditor Mgmt For For For
19 Related Party Mgmt For For For
Transactions
(Loan)
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Related Party Mgmt For For For
Transactions
(Loan)
22 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
TMK OAO (Trubnaya Metallurgicheskaya Komp)
Ticker Security ID: Meeting Date Meeting Status
TRMK CINS 87260R201 11/02/2012 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
2 Amendments to the Board Mgmt For For For
of Directors
Regulations
3 Related Party Mgmt For For For
Transactions
4 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
United Company RUSAL Plc
Ticker Security ID: Meeting Date Meeting Status
0486 CINS G9227K106 06/14/2013 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Elect Vera Kurochkina Mgmt For For For
6 Elect Artem Volynets Mgmt For For For
7 Elect Ivan Glasenberg Mgmt For For For
8 Elect Peter Nigel Kenny Mgmt For For For
9 Elect Philip Lader Mgmt For For For
10 Elect Gulzhan Mgmt For For For
Moldazhanova
11 Elect Christophe Mgmt For Against Against
Charlier
12 Elect Alexandra Bouriko Mgmt For For For
13 Elect Ekaterina Nikitina Mgmt For For For
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
16 Authority to Repurchase Mgmt For For For
Shares
17 Authority to Issue Mgmt For Against Against
Additional
Shares
18 Shareholder Proposal ShrHldr Against Against For
Regarding Removal of
Elsie Leung
Oi-sie
19 Shareholder Proposal ShrHldr Against Against For
Regarding Election of
Dmitry
Vasiliev
20 Confidence Vote in Mgmt For For For
Elsie Leung
Oi-sie
________________________________________________________________________________
Uralkaliy OAO (Uralkali JSC)
Ticker Security ID: Meeting Date Meeting Status
URKA CINS 91688E206 06/04/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Meeting Procedure Mgmt For For For
3 Annual Report Mgmt For For For
4 Consolidated Financial Mgmt For For For
Statements
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect Lidya Nikonova Mgmt For For For
7 Elect Alexandra Orlova Mgmt For For For
8 Elect Marina Parieva Mgmt For For For
9 Elect Artem Tkachev Mgmt For For For
10 Elect Ksenia Tola Mgmt For For For
11 Amendments to Charter Mgmt For For For
12 Amendments to Mgmt For For For
Regulations on the
Board of
Directors
13 Amendments to Mgmt For For For
Regulations on the
General Meeting of
Shareholders
14 Amendments to Mgmt For For For
Regulations on the
Revision
Commission
15 Amendments to Mgmt For For For
Regulations on the
Remuneration and
Reimbursement of the
Board of
Directors
16 Amendments to Mgmt For For For
Regulations on the
Management
Board
17 Indemnification of Mgmt For For For
Directors (Deeds of
Indemnity)
18 Indemnification of Mgmt For For For
Directors
19 Related Party Mgmt For For For
Transactions with OAO
Ural Scientific and
Research Project
Institute of
Halurgy
20 Related Party Mgmt For For For
Transactions ZAO VNII
Galurgii
21 Related Party Mgmt For For For
Transactions ZAO
Solikamsk Construction
Trust
22 Related Party Mgmt For For For
Transactions ZAO
Registrator
Intraco
23 Related Party Mgmt For For For
Transactions Security
Agency
Sheriff-Berezniki
24 Related Party Mgmt For For For
Transactions ZAO
Solikamsk Construction
Trust
25 Related Party Mgmt For For For
Transactions OAO Ural
Scientific and
Research Project
Institute of
Halurgy
26 Related Party Mgmt For For For
Transactions OOO
Silvinit
Transport
27 Related Party Mgmt For For For
Transactions OAO Ural
Scientific and
Research Project
Institute of
Halurgy
28 Related Party Mgmt For For For
Transactions ZAO
Solikamsk Construction
Trust
29 Related Party Mgmt For For For
Transactions ZAO
Belarusian Potash
Company
30 Related Party Mgmt For For For
Transactions OAO
Solikamsk Magnesium
Plant
31 Related Party Mgmt For For For
Transactions OAO
Kopeisk
Machine-Building
Plant
32 Related Party Mgmt For For For
Transactions ZAO
Solikamsk Construction
Trust
33 Related Party Mgmt For For For
Transactions Property
Contributions to
Subsidiaries
34 Non-Voting Agenda Item N/A N/A N/A N/A
35 Elect Anton B. Averin Mgmt For Abstain Against
36 Elect Vladislav Mgmt For Abstain Against
Baumgertner
37 Elect Alexander S. Mgmt For For For
Voloshin
38 Elect Anna A. Kolonchina Mgmt For Abstain Against
39 Elect Alexander E. Mgmt For Abstain Against
Malakh
40 Elect Vladislav Mamulkin Mgmt For Abstain Against
41 Elect Robert J. Margetts Mgmt For For For
42 Elect Paul J. Ostling Mgmt For For For
43 Elect Gordon H. Sage Mgmt For For For
44 Appointment of Auditor Mgmt For For For
(IFRS)
45 Appointment of Auditor Mgmt For For For
(IFRS and Federal
Law)
46 Appointment of Auditor Mgmt For For For
(Russian Accounting
Standards)
47 Directors and Officers Mgmt For For For
Liability
Insurance
48 Directors and Officers Mgmt For For For
Liability
Insurance
49 Related Party Mgmt For For For
Transactions
(Insurance
Agreement)
50 Related Party Mgmt For For For
Transactions (Public
Offering of Securities
Insurance)
________________________________________________________________________________
Uralkaliy OAO (Uralkali JSC)
Ticker Security ID: Meeting Date Meeting Status
URKA CINS 91688E206 12/12/2012 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
2 Adoption of New Charter Mgmt For For For
3 Amendments to Board Mgmt For For For
Regulations
4 Adoption of New Mgmt For For For
Regulations on Board
Remuneration
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
VimpelCom Ltd.
Ticker Security ID: Meeting Date Meeting Status
VIP CUSIP 92719A106 04/24/2013 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hans Peter Mgmt N/A For N/A
Kohlhammer
2 Elect Leonid R. Mgmt N/A For N/A
Novoselsky
3 Elect Mikhail Fridman Mgmt N/A Abstain N/A
4 Elect Kjell Morten Mgmt N/A Abstain N/A
Johnsen
5 Elect Andrei Baranov Mgmt N/A Abstain N/A
6 Elect Alexey M. Mgmt N/A Abstain N/A
Reznikovich
7 Elect Ole Bjorn Sjulstad Mgmt N/A Abstain N/A
8 Elect Jon Fredrik Mgmt N/A Abstain N/A
Baksaas
9 Elect Sergei Tesliuk Mgmt N/A Abstain N/A
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
VimpelCom Ltd.
Ticker Security ID: Meeting Date Meeting Status
VIP CUSIP 92719A106 12/21/2012 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Supervisory Board Size Mgmt For For For
2 Elect Jon Baksaas Mgmt For Abstain Against
3 Elect Andrei Baranov Mgmt For Abstain Against
4 Elect Augie Fabela Mgmt For Abstain Against
5 Elect Mikhail Fridman Mgmt For Abstain Against
6 Elect Kjell Johnsen Mgmt For Abstain Against
7 Elect Hans Peter Mgmt For For For
Kohlhammer
8 Elect Yuri Musatov Mgmt For Abstain Against
9 Elect Leonid R. Mgmt For For For
Novoselsky
10 Elect Alexey Reznikovich Mgmt For Abstain Against
11 Elect Ole Bjorn Sjulstad Mgmt For Abstain Against
12 Elect Morten Sorby Mgmt For Abstain Against
13 Elect Sergei Tesliuk Mgmt For Abstain Against
14 Elect Torbjorn Wist Mgmt For Abstain Against
15 Appointment of Auditor Mgmt For Abstain Against
16 Cancellation of Mgmt For For For
Authorized
Capital
________________________________________________________________________________
X5 Retail Group N.V.
Ticker Security ID: Meeting Date Meeting Status
FIVE CINS 98387E205 04/29/2013 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Elect Mikhail Fridman Mgmt For For For
9 Elect Stephan DuCharme Mgmt For For For
10 Elect Sergey Piven Mgmt For For For
11 Amendment to Mgmt For Against Against
Compensation
Guidelines
12 Supervisory Board Fees Mgmt For Against Against
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Suppress Mgmt For For For
Preemptive
Rights
15 Authority to Repurchase Mgmt For For For
Shares
16 Appointment of Auditor Mgmt For For For
17 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
X5 Retail Group N.V.
Ticker Security ID: Meeting Date Meeting Status
FIVE CINS 98387E205 12/07/2012 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Non-Voting Agenda Item N/A N/A N/A N/A
============================ Russia Small- Cap ETF ============================
________________________________________________________________________________
Aeroflot
Ticker Security ID: Meeting Date Meeting Status
AFLT CINS X00096101 06/24/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Meeting Procedures Mgmt For For For
3 Annual Report Mgmt For For For
4 Financial Statements Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 Dividends Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Mikhail Alekseev Mgmt N/A For N/A
9 Elect Kirill G. Androsov Mgmt N/A Abstain N/A
10 Elect Alexey A. Mgmt N/A For N/A
Germanovich
11 Elect Igor V. Kogan Mgmt N/A For N/A
12 Elect Igor A. Lozhevsky Mgmt N/A For N/A
13 Elect Vitaly G. Saveliev Mgmt N/A Abstain N/A
14 Elect Vassily Mgmt N/A Abstain N/A
Vassilievich
Sidorov
15 Elect Sergey V. Chemizov Mgmt N/A Abstain N/A
16 Elect Roman V. Pakhomov Mgmt N/A Abstain N/A
17 Elect Dmitry P. Saprykin Mgmt N/A Abstain N/A
18 Elect Sergey V. Mgmt N/A Abstain N/A
Aleksashenko
19 Elect Egor Lebedev Mgmt N/A Abstain N/A
20 Elect Andrey F. Manoilo Mgmt N/A Abstain N/A
21 Elect Marlen Manasov Mgmt N/A For N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Elect Igor Belikov Mgmt For For For
24 Elect Alexander S Mgmt For N/A N/A
Vasilchenko
25 Elect Marina Demnina Mgmt For N/A N/A
26 Elect Vera Mironova Mgmt For Abstain Against
27 Elect Marina V. Mikhina Mgmt For Abstain Against
28 Elect Sergey I. Poma Mgmt For For For
29 Elect Margarita V. Mgmt For Abstain Against
Yakimets
30 Appointment of Auditor Mgmt For For For
31 Amendments to Mgmt For Abstain Against
Regulation on
Remuneration and
Compensation (Board of
Directors)
32 Directors' Fees Mgmt For For For
33 Amendments to Mgmt For Abstain Against
Regulation on
Remuneration and
Compensation (Audit
Committee)
34 Audit Commission's Fees Mgmt For For For
35 Amendments to Charter Mgmt For For For
36 Amendments to Mgmt For For For
Regulations on Board
of
Directors
37 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Akron OAO (Acron JSC)
Ticker Security ID: Meeting Date Meeting Status
AKRN CINS X00311104 05/30/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Election of Directors Mgmt For For For
6 Elect Vladimir V. Mgmt For Abstain Against
Gavrikov
7 Elect Egor M. Gissin Mgmt For Abstain Against
8 Elect Alexander A. Mgmt For Abstain Against
Dynkin
9 Elect Viktor A. Kochubey Mgmt For Abstain Against
10 Elect Alexander V. Popov Mgmt For Abstain Against
11 Elect Igor Repin Mgmt For For For
12 Elect Dmitry Khabrat Mgmt For Abstain Against
13 Elect Valery P. Shvalyuk Mgmt For Abstain Against
14 Directors' Fees Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Election of the Audit Mgmt For For For
Commission
17 Elect Irina N. Klassen Mgmt For For For
18 Elect Nadezhda A. Mgmt For For For
Preobrazhenskaya
19 Elect Tatyana I. Mgmt For For For
Strigalyova
20 Elect Tatyana V. Mgmt For For For
Khrapova
21 Future Related Party Mgmt For For For
Transactions
22 Related Party Mgmt For For For
Transactions
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Akron OAO (Acron JSC)
Ticker Security ID: Meeting Date Meeting Status
AKRN CINS X00311104 12/19/2012 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Charter: Mgmt For For For
Corporate
Purpose
2 Interim Dividend Mgmt For For For
________________________________________________________________________________
Alliance Oil Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
AOIL CINS G0252S106 05/22/2013 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Board Size Mgmt For For For
15 Directors' Fees Mgmt For For For
16 Election of Directors Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Appointment of Auditor Mgmt For For For
19 Nomination Committee Mgmt For For For
20 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
21 Special Dividend Mgmt For For For
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Alliance Oil Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
AOIL CINS G0252S106 12/14/2012 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Issuance of Preferred Mgmt For For For
Shares
12 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
CTC Media, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTCM CUSIP 12642X106 04/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Werner Klatten Mgmt For For For
1.2 Elect Dimitry Lebedev Mgmt For For For
1.3 Elect Jorgen Madsen Mgmt For For For
Lindemann
2 Ratification of Auditor Mgmt For For For
3 2013 Equity Incentive Mgmt For For For
Plan
________________________________________________________________________________
Etalon Group Limited
Ticker Security ID: Meeting Date Meeting Status
ETLN CINS 29760G103 12/13/2012 Voted
Meeting Type Country of Trade
Annual Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Authority to Set Mgmt For For For
Auditor's
Fees
3 Elect Anton Podriadine Mgmt For For For
4 Elect Martin Cocker Mgmt For For For
5 Accounts and Reports Mgmt For For For
________________________________________________________________________________
Exillon Energy Plc
Ticker Security ID: Meeting Date Meeting Status
EXI CINS G3310L105 03/19/2013 Voted
Meeting Type Country of Trade
Special ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 SHP to Remove David ShrHldr Against Against For
Herbert as a
Director
3 SHP to Elect Yves Merer ShrHldr Against Against For
as a
Director
4 SHP to Elect James ShrHldr Against Against For
Dewar as a
Director
5 SHP to Elect Andrey ShrHldr Against Against For
Kruglykhin as a
Director
________________________________________________________________________________
Exillon Energy Plc
Ticker Security ID: Meeting Date Meeting Status
EXI CINS G3310L105 06/26/2013 Voted
Meeting Type Country of Trade
Annual ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For Against Against
Report
3 Elect Dr. David Herbert Mgmt For For For
4 Elect Mark Martin Mgmt For For For
5 Elect L. Stuard Detmer Mgmt For For For
6 Elect Anne Belveze Mgmt For For For
7 Elect Ezio Bracco Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Authority to Set Mgmt For For For
Auditor's
Fees
10 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Authority to Repurchase Mgmt For For For
Shares
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at
14
Days
18 Adoption of New Articles Mgmt For Against Against
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
GlobalTrans Investment Plc
Ticker Security ID: Meeting Date Meeting Status
GLTR CINS 37949E204 04/19/2013 Voted
Meeting Type Country of Trade
Annual Cyprus
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
4 Board Authorities Mgmt For Abstain Against
5 Board Size Mgmt For Abstain Against
6 Elect Alexander Eliseev Mgmt For Abstain Against
7 Elect Michael Zampelas Mgmt For Abstain Against
8 Elect George Papaioannou Mgmt For Abstain Against
9 Elect J. Carroll Colley Mgmt For Abstain Against
10 Elect Johann Durrer Mgmt For Abstain Against
11 Elect Sergey Maltsev Mgmt For Abstain Against
12 Elect Mikhail Loganov Mgmt For Abstain Against
13 Elect Elia Nicolaou Mgmt For Abstain Against
14 Elect Konstantin Mgmt For Abstain Against
Shirokov
15 Elect Andrey Gomon Mgmt For Abstain Against
16 Elect Alexander Mgmt For Abstain Against
Storozhev
17 Elect Alexander Tarasov Mgmt For Abstain Against
18 Elect Marios Tofaros Mgmt For Abstain Against
19 Elect Sergey Tolmachev Mgmt For Abstain Against
20 Elect Melina Pyrgou Mgmt For Abstain Against
________________________________________________________________________________
Gruppa LSR OAO (LSR Group OJSC)
Ticker Security ID: Meeting Date Meeting Status
LSRG CINS 50218G206 04/05/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Board Size Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Kirill G. Androsov Mgmt For For For
8 Elect Ilgiz N Valitov Mgmt For Abstain Against
9 Elect Dmitry Goncharov Mgmt For Abstain Against
10 Elect Andrey Molchanov Mgmt For Abstain Against
11 Elect Mikhail Romanov Mgmt For Abstain Against
12 Elect Sergey Mgmt For Abstain Against
Skaterschikov
13 Elect Mark A Temkin Mgmt For For For
14 Elect Elena Tumanova Mgmt For Abstain Against
15 Elect Olga M. Sheikina Mgmt For Abstain Against
16 Elect Natalia S. Mgmt For For For
Klevtsova
17 Elect Yury I Terentiev Mgmt For For For
18 Elect Ludmila V Fradina Mgmt For For For
19 Appointment of Auditor Mgmt For For For
(RAS)
20 Appointment of Auditor Mgmt For For For
(IFRS)
21 Amendments to Charter Mgmt For Abstain Against
22 Related Party Mgmt For Abstain Against
Transactions
23 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Heritage Oil Plc
Ticker Security ID: Meeting Date Meeting Status
HOIL CINS G4509M102 06/20/2013 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For Against Against
Report
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Michael Hibberd Mgmt For Against Against
6 Elect Anthony Buckingham Mgmt For For For
7 Elect Paul Atherton Mgmt For For For
8 Elect Sir Michael J. Mgmt For For For
Wilkes
9 Elect John G.F. McLeod Mgmt For For For
10 Elect Gregory G. Mgmt For Against Against
Turnbull
11 Elect Carmen Rodriguez Mgmt For For For
12 Elect Mark Erwin Mgmt For For For
13 Waiver of Mandatory Mgmt For Against Against
Takeover Requirement
(Anthony
Buckingham)
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
16 Authority to Repurchase Mgmt For For For
Shares
17 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Heritage Oil Plc
Ticker Security ID: Meeting Date Meeting Status
HOIL CINS G4509M102 08/30/2012 Voted
Meeting Type Country of Trade
Special Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Contingent Deposit Mgmt For For For
3 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
________________________________________________________________________________
Heritage Oil Plc
Ticker Security ID: Meeting Date Meeting Status
HOIL CINS G4509M102 12/12/2012 Voted
Meeting Type Country of Trade
Special Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Divestiture Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
High River Gold Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
HRG CINS 42979J107 07/16/2012 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Election of Directors Mgmt For For For
(Slate)
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Highland Gold Mining
Ticker Security ID: Meeting Date Meeting Status
CINS G4472X101 06/11/2013 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Valery Oyf Mgmt For Against Against
5 Elect Alla Baranovskaya Mgmt For Against Against
6 Elect Sergey Mineev Mgmt For For For
7 Elect Andrey Solovyov Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Authority to Set Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Integra Group
Ticker Security ID: Meeting Date Meeting Status
INTE CINS 45822B205 12/03/2012 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Felix Lubashevsky Mgmt For For For
2 Elect Iosif Bakaleynik Mgmt For For For
3 Elect Antonio Campo Mgmt For For For
________________________________________________________________________________
IRC Limited
Ticker Security ID: Meeting Date Meeting Status
1029 CINS Y41792105 03/11/2013 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Private Placement Mgmt For For For
4 Petropavlovsk Agreements Mgmt For For For
________________________________________________________________________________
IRC Limited
Ticker Security ID: Meeting Date Meeting Status
1029 CINS Y41792105 04/12/2013 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect George Jay Hambro Mgmt For Against Against
6 Elect Raymond WOO Kar Mgmt For For For
Tung
7 Elect Daniel Bradshaw Mgmt For For For
8 Authority to Repurchase Mgmt For For For
Shares
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Elect CAI Sui Xin Mgmt For For For
11 Elect LIU Qingchun Mgmt For For For
________________________________________________________________________________
ITE Group plc
Ticker Security ID: Meeting Date Meeting Status
ITE CINS G63336104 01/31/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Neil England Mgmt For For For
4 Elect Michael Hartley Mgmt For For For
5 Elect Linda Jensen Mgmt For For For
6 Elect Neil Jones Mgmt For For For
7 Elect Marco Sodi Mgmt For For For
8 Elect Edward Strachan Mgmt For For For
9 Elect Russell Taylor Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Directors' Remuneration Mgmt For Against Against
Report
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Repurchase Mgmt For For For
Shares
16 Directors' Fees Mgmt For For For
17 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Mosenergo OAO
Ticker Security ID: Meeting Date Meeting Status
MSNG CINS X55075109 06/05/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Anatoli A Mgmt For Abstain Against
Gavrilenko
7 Elect Valeri A Golubyov Mgmt For Abstain Against
8 Elect Yury E. Dolin Mgmt For Abstain Against
9 Elect Aleksandr P Dushko Mgmt For Abstain Against
10 Elect Irina Y. Korobkina Mgmt For Abstain Against
11 Elect Alexei A Mityshov Mgmt For Abstain Against
12 Elect Elena V. Mgmt For Abstain Against
Mikhailova
13 Elect Kirill G. Seleznev Mgmt For Abstain Against
14 Elect Denis V. Fedorov Mgmt For Abstain Against
15 Elect Mikhail Khodursky Mgmt For Abstain Against
16 Elect Damir Shavaleev Mgmt For Abstain Against
17 Elect Pavel O. Shatsky Mgmt For Abstain Against
18 Elect Vitaly G Yakovlev Mgmt For Abstain Against
19 Elect Pyotr P Biryukov Mgmt For Abstain Against
20 Elect Andrei Ryumin Mgmt For Abstain Against
21 Elect Vladimir Mgmt For Abstain Against
Pogrebenko
22 Elect Andrei U Berezin Mgmt For Abstain Against
23 Elect Pavel Livinsky Mgmt For Abstain Against
24 Elect Ilnar I. Mgmt For Abstain Against
Mirsiyapov
25 Elect Dmitri Archipov Mgmt For For For
26 Elect Andrei V. Belobrov Mgmt For For For
27 Elect Evgeniy N. Mgmt For For For
Zemlyanoy
28 Elect Vitaly A. Kovalev Mgmt For For For
29 Elect Yury A. Linovitsky Mgmt For For For
30 Elect Yuriy Krivobok Mgmt For For For
31 Elect Tatiana Nazarova Mgmt For For For
32 Appointment of Auditor Mgmt For For For
33 Directors' Fees Mgmt For For For
34 Amendments to Charter Mgmt For For For
35 Amendments to Mgmt For For For
Regulations on General
Shareholder
Meeting
36 Amendments to Mgmt For For For
Regulations on the
General
Director
37 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Novorossiysk Commercial Sea Port JSC (Novorossiyskiy morskoy
Ticker Security ID: Meeting Date Meeting Status
NMTP CINS 67011U208 06/17/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statement Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For Abstain Against
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Alexander Tikhonov Mgmt For Against Against
7 Elect Vitaly Sergeichuk Mgmt For Against Against
8 Elect Rado Antolovich Mgmt For Against Against
9 Elect Mikhail Barkov Mgmt For Against Against
10 Elect Aleksander S Mgmt For Against Against
Vinokurov
11 Elect Maksim S Grishanin Mgmt For Against Against
12 Elect Sergei Kireev Mgmt For Against Against
13 Elect Marat M Shaidaev Mgmt For Against Against
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Elect Galina Baturina Mgmt For N/A N/A
16 Elect Oleg Zenkov Mgmt For N/A N/A
17 Elect Veronika A. Mgmt For N/A N/A
Makeeva
18 Elect Eduard B. Matko Mgmt For Abstain Against
19 Elect Ekaterina Vlasova Mgmt For For For
20 Elect Tatyana Mgmt For Abstain Against
Nesmeyanova
21 Elect Margarita Russkikh Mgmt For For For
22 Elect Artur Shamkut Mgmt For For For
23 Appointment of Auditor Mgmt For Abstain Against
24 Amendments to Charter Mgmt For Abstain Against
25 Directors' and Audit Mgmt For Abstain Against
Commission Members'
Fees
________________________________________________________________________________
Novorossiysk Commercial Sea Port JSC (Novorossiyskiy morskoy
Ticker Security ID: Meeting Date Meeting Status
NMTP CINS 67011U208 06/18/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Early Termination of Mgmt For For For
CEO
Powers
2 Appointment of CEO Mgmt For For For
3 Early Termination of Mgmt For For For
Board
Powers
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Marat M Shaidaev Mgmt N/A Against N/A
6 Elect Anna Belova Mgmt N/A Against N/A
7 Elect Aleksander S Mgmt N/A Against N/A
Vinokurov
8 Elect Maksim S Grishanin Mgmt N/A Against N/A
9 Elect Mikhail Barkov Mgmt N/A Against N/A
10 Elect Vitaly Sergeichuk Mgmt N/A Against N/A
11 Elect Alexander Tikhonov Mgmt N/A Against N/A
12 Elect Sergei Kireev Mgmt N/A Against N/A
________________________________________________________________________________
Novorossiysk Commercial Sea Port JSC (Novorossiyskiy morskoy
Ticker Security ID: Meeting Date Meeting Status
NMTP CINS 67011U208 07/09/2012 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Early Termination of Mgmt For For For
the Powers of the
CEO
2 Elect Rado Antolovic as Mgmt For For For
CEO
________________________________________________________________________________
O'Key Group SA
Ticker Security ID: Meeting Date Meeting Status
OKEY CINS 670866201 06/12/2013 Take No Action
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A TNA N/A
2 Non-Voting Agenda Item N/A N/A TNA N/A
3 Non-Voting Agenda Item N/A N/A TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Consolidated Accounts Mgmt For TNA N/A
and
Reports
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Directors' Fees Mgmt For TNA N/A
8 Ratification of Board Mgmt For TNA N/A
Acts
9 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
________________________________________________________________________________
OGK-2 JSC (Second Generation Company of Wholesale Electricity
Ticker Security ID: Meeting Date Meeting Status
OGKB CINS X7762E106 05/28/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Denis Nikolaevich Mgmt For Abstain Against
Bashuk
6 Elect Sergei Mgmt For Abstain Against
Viktorovich
Yezhov
7 Elect Alexander S Mgmt For Abstain Against
Ivannikov
8 Elect Irina Y. Korobkina Mgmt For Abstain Against
9 Elect Denis V. Kulikov Mgmt For For For
10 Elect Alexey Mitushov Mgmt For Abstain Against
11 Elect Ilnar I. Mgmt For Abstain Against
Mirsiyapov
12 Elect Aleksandr Rogov Mgmt For Abstain Against
13 Elect Yelena Senchenko Mgmt For Abstain Against
14 Elect Mikhail Sorokin Mgmt For Abstain Against
15 Elect Denis V. Fedorov Mgmt For Abstain Against
16 Elect Sergey Fil Mgmt For Abstain Against
17 Elect Mikhail Khodursky Mgmt For Abstain Against
18 Elect Damir Shavalev Mgmt For Abstain Against
19 Elect Pavel Shatskiy Mgmt For Abstain Against
20 Elect Nikolay N. Mgmt For For For
Gerasimets
21 Elect Evgeniy Zemlyanoy Mgmt For For For
22 Elect Irina Ilishkina Mgmt For For For
23 Elect Petr Korunov Mgmt For For For
24 Elect Yury A. Linovitsky Mgmt For For For
25 Appointment of Auditor Mgmt For For For
26 Amendments to Charter Mgmt For Abstain Against
27 Amendments to Mgmt For Abstain Against
Regulations for the
General Shareholders'
Meeting
28 Amendments to Mgmt For Abstain Against
Regulations for the
General
Director
29 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Petropavlovsk Plc
Ticker Security ID: Meeting Date Meeting Status
POG CINS G7053A101 03/07/2013 Voted
Meeting Type Country of Trade
Special United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issue of Shares by IRC Mgmt For For For
Limited
2 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Petropavlovsk Plc
Ticker Security ID: Meeting Date Meeting Status
CINS G7053A101 06/11/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Elect Peter Hambro Mgmt For For For
7 Elect Sergey Ermolenko Mgmt For For For
8 Elect Andrey Maruta Mgmt For For For
9 Elect Alfiya Mgmt For For For
Samokhvalova
10 Elect Martin Smith Mgmt For For For
11 Elect Graham Birch Mgmt For For For
12 Elect Rachel English Mgmt For For For
13 Elect Sir Malcom Field Mgmt For For For
14 Elect Lord Guthrie Mgmt For For For
15 Elect David Humphreys Mgmt For For For
16 Elect Sir Roderic Lyne Mgmt For For For
17 Elect Charles McVeigh Mgmt For For For
III
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Repurchase Mgmt For For For
Shares
21 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
PIK Group
Ticker Security ID: Meeting Date Meeting Status
PIK CINS 69338N206 02/15/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interested Party Mgmt For Abstain Against
Transaction
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
PIK Group
Ticker Security ID: Meeting Date Meeting Status
PIK CINS 69338N206 06/10/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Anna A. Kolonchina Mgmt N/A Abstain N/A
5 Elect Vladislav Mamulkin Mgmt N/A Abstain N/A
6 Elect Pavel A. Poselonov Mgmt N/A Abstain N/A
7 Elect Anton B. Averin Mgmt N/A Abstain N/A
8 Elect Sergey Shibaev Mgmt N/A For N/A
9 Elect Dmitry Kanushkin Mgmt N/A Abstain N/A
10 Elect Lee Timmins Mgmt N/A For N/A
11 Elect Zumrud K. Mgmt N/A Abstain N/A
Rustamova
12 Elect Robert Tsenin Mgmt N/A For N/A
13 Elect Alexander V. Mgmt N/A Abstain N/A
Gubarev
14 Elect Kirill V. Pisarev Mgmt N/A Abstain N/A
15 Elect Jean Pierre Mgmt N/A Abstain N/A
Saltiel
16 Elect Ilya Stepanishchev Mgmt N/A Abstain N/A
17 Directors' Fees Mgmt For Abstain Against
18 Elect Ludmilla P. Mgmt For For For
Monetova
19 Elect Elena A. Ivanova Mgmt For For For
20 Elect Anna S. Antonova Mgmt For For For
21 Appointment of Auditor Mgmt For Abstain Against
22 Indemnification of Mgmt For Abstain Against
Directors/Officers
23 Related Party Mgmt For For For
Transactions
24 Related Party Mgmt For For For
Transactions
25 Related Party Mgmt For For For
Transactions
26 Related Party Mgmt For For For
Transactions
27 Non-Voting Agenda Item N/A N/A N/A N/A
28 Related Party Mgmt For For For
Transactions
29 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
PIK Group
Ticker Security ID: Meeting Date Meeting Status
PIK CINS 69338N206 12/10/2012 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For Abstain Against
Shares w/ or w/o
Preemptive
Rights
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Quindell Portfolio Plc
Ticker Security ID: Meeting Date Meeting Status
QPP CINS G6196Y109 06/28/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Elect Jason Cale Mgmt For Against Against
4 Elect Stephen Scott Mgmt For Against Against
5 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
6 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
7 Authority to Repurchase Mgmt For Against Against
Shares
8 Amendments to Articles Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Raspadskaya Oao
Ticker Security ID: Meeting Date Meeting Status
RASP CINS X7457E106 05/27/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Allocation of Profits
and
Dividends
2 Election of Audit Mgmt For Abstain Against
Commission
3 Appointment of Auditor Mgmt For For For
(Russian Accounting
Standards)
4 Appointment of Auditor Mgmt For For For
(International
Financial Reporting
Standards)
5 Adoption of New Charter Mgmt For Abstain Against
6 Transfer of Powers to Mgmt For For For
the Managing
Company
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Gennady Kozovoy Mgmt N/A Abstain N/A
9 Elect Ilya Lifshits Mgmt N/A Abstain N/A
10 Elect Sergey Stepanov Mgmt N/A Abstain N/A
11 Elect Jeffrey R. Mgmt N/A For N/A
Townsend
12 Elect John Terry Mgmt N/A Abstain N/A
Robinson
13 Elect Alexander Frolov Mgmt N/A Abstain N/A
14 Elect Eric Stoyle Mgmt N/A For N/A
________________________________________________________________________________
Raven Russia Limited
Ticker Security ID: Meeting Date Meeting Status
RUS CINS G73741103 05/07/2013 Voted
Meeting Type Country of Trade
Annual Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For Against Against
Report
3 Elect Richard W. Jewson Mgmt For For For
4 Elect Anton Bilton Mgmt For For For
5 Elect Glyn Vincent Mgmt For For For
Hirsch
6 Elect Mark Sinclair Mgmt For For For
7 Elect Colin Smith Mgmt For For For
8 Elect Christopher Mgmt For For For
Sherwell
9 Elect Stephen Coe Mgmt For For For
10 Elect David Moore Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
13 Authority to Repurchase Mgmt For For For
Ordinary
Shares
14 Authority to Repurchase Mgmt For For For
Preference
Shares
15 Authority to Repurchase Mgmt For For For
Shares Pursuant to
Tender
Offer
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Raven Russia Limited
Ticker Security ID: Meeting Date Meeting Status
RUS CINS G73741103 10/17/2012 Voted
Meeting Type Country of Trade
Special Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Tender Offer Mgmt For For For
________________________________________________________________________________
Ruspetro Plc
Ticker Security ID: Meeting Date Meeting Status
RPO CINS G7722P109 02/18/2013 Voted
Meeting Type Country of Trade
Special United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Issuance to Mgmt For For For
Facilitate Conversion
& General Authority to
Issue
Shares
2 Related Party Mgmt For For For
Transactions
(Supplemental
Deed)
3 Related Party Mgmt For For For
Transactions
(Conversion)
4 Waiver of Mandatory Mgmt For For For
Takeover
Requirement
5 Issuance of Shares w/o Mgmt For For For
Preemptive Rights
(Conversion & General
Authority)
________________________________________________________________________________
RusPetro Plc
Ticker Security ID: Meeting Date Meeting Status
RPO CINS G7722P109 04/17/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Donald Wolcott Mgmt For For For
5 Elect Thomas Reed Mgmt For For For
6 Elect Alexander Mgmt For Against Against
Chistyakov
7 Elect Christopher Clark Mgmt For For For
8 Elect Robert Jenkins Mgmt For For For
9 Elect James McBurney Mgmt For For For
10 Elect James Gerson Mgmt For For For
11 Elect Rolf Stomberg Mgmt For For For
12 Elect Joe Mach Mgmt For For For
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Repurchase Mgmt For For For
Shares
16 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
TMK OAO (Trubnaya Metallurgicheskaya Komp)
Ticker Security ID: Meeting Date Meeting Status
TRMK CINS 87260R201 06/25/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits; Mgmt For For For
Dividends
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Dmitry Pumpyansky Mgmt N/A Abstain N/A
5 Elect Alexander Shiryaev Mgmt N/A Abstain N/A
6 Elect Andrey Kaplunov Mgmt N/A Abstain N/A
7 Elect Igor Khmelevsky Mgmt N/A Abstain N/A
8 Elect Mikhail Y. Alexeev Mgmt N/A For N/A
9 Elect Aleksander N. Mgmt N/A For N/A
Shokhin
10 Elect Bob Foresman Mgmt N/A For N/A
11 Elect Peter O'Brian Mgmt N/A For N/A
12 Elect Elena Blagova Mgmt N/A Abstain N/A
13 Elect Oleg A. Shegolev Mgmt N/A For N/A
14 Elect Sergey Papin Mgmt N/A Abstain N/A
15 Elect Aleksandr V Mgmt For Abstain Against
Maksimenko
16 Elect Aleksandr P Mgmt For Abstain Against
Vorobyov
17 Elect Nina V Posdnyakova Mgmt For Abstain Against
18 Appointment of Auditor Mgmt For For For
19 Related Party Mgmt For For For
Transactions
(Loan)
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Related Party Mgmt For For For
Transactions
(Loan)
22 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Vostok Nafta Investment Ltd.
Ticker Security ID: Meeting Date Meeting Status
VNILSDB CINS G9391A108 05/07/2013 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Voting List Mgmt For For For
6 Agenda Mgmt For For For
7 Election of Individuals Mgmt For For For
to Check
Minutes
8 Compliance with Rules Mgmt For For For
of
Convocation
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Accounts and Reports Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends
13 Board Size Mgmt For For For
14 Directors' and Mgmt For Against Against
Auditors'
Fees
15 Election of Directors; Mgmt For For For
Appointment of
Auditor
16 Nomination Committee Mgmt For For For
17 Compensation Guidelines Mgmt For Against Against
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vostok Nafta Investment Ltd.
Ticker Security ID: Meeting Date Meeting Status
VNILSDB CINS G9391A108 05/24/2013 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Reverse Stock Split Mgmt For For For
10 Mandatory Share Mgmt For For For
Redemption
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Vostok Nafta Investment Ltd.
Ticker Security ID: Meeting Date Meeting Status
VNILSDB CINS G93886136 08/29/2012 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Voting List Mgmt For For For
6 Election of Individuals Mgmt For For For
to Check
Minutes
7 Compliance with Rules Mgmt For For For
of
Convocation
8 Amendments to Articles Mgmt For For For
Pursuant to Share
Redemption
Plan
9 Stock Split Mgmt For For For
10 Reduction in Share Mgmt For For For
Capital
11 Non-Voting Agenda Item N/A N/A N/A N/A
======================== RVE Hard Asset Producers ETF ==========================
________________________________________________________________________________
Acerinox, S.A.
Ticker Security ID: Meeting Date Meeting Status
ACX CINS E0060D145 06/04/2013 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Board Mgmt For For For
Acts
5 Capitalization of Mgmt For For For
Reserves for Bonus
Share
Issue
6 Authority to Repurchase Mgmt For For For
Shares
7 Appointment of Auditor Mgmt For For For
8 Elect Diego Prado Mgmt For For For
Perez-Seoane
9 Elect Ryo Hattori Mgmt For For For
10 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
11 Directors' Fees Mgmt For For For
12 Remuneration Report Mgmt For Against Against
13 Authority to Carry Out Mgmt For For For
Formalities
14 Minutes Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Adecoagro S.A.
Ticker Security ID: Meeting Date Meeting Status
AGRO CUSIP L00849106 04/17/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Consolidated Financial Mgmt For For For
Statements
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Board Mgmt For For For
Acts
5 Director Fees Mgmt For Abstain Against
6 Appointment of Auditor Mgmt For Abstain Against
7 Elect Alan L Boyce Mgmt For For For
8 Elect Andres Velasco Mgmt For For For
9 Elect Paulo Vieira Mgmt For Against Against
________________________________________________________________________________
African Minerals Limited
Ticker Security ID: Meeting Date Meeting Status
AMI CINS G0114P100 08/02/2012 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For Abstain Against
Report
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Board Size Mgmt For For For
5 Elect Vasile (Frank) Mgmt For Against Against
Timis
6 Elect Gibril Bangura Mgmt For For For
7 Elect Dermot Coughlan Mgmt For Against Against
8 Elect Cui Jurong Mgmt For For For
9 Amendments to Bye-Laws Mgmt For Against Against
Regarding Share
Interest
Enquiries
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
African Rainbow Minerals Limited
Ticker Security ID: Meeting Date Meeting Status
ARI CINS S01680107 12/07/2012 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Patrice Motsepe Mgmt For For For
3 Re-elect Anton Botha Mgmt For For For
4 Re-elect Joaquim Mgmt For Against Against
Chissano
5 Re-elect Alex Maditsi Mgmt For For For
6 Re-elect Andre Wilkens Mgmt For For For
7 Appointment of Auditor Mgmt For Abstain Against
8 Elect Audit and Risk Mgmt For Against Against
Committee Chairman
(Michael
King)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Manana
Bakane-Tuoane)
10 Elect Audit and Risk Mgmt For For For
Committee Member (Tom
Boardman)
11 Elect Audit and Risk Mgmt For For For
Committee Member
(Anton
Botha)
12 Elect Audit and Risk Mgmt For For For
Committee Member (Alex
Maditsi)
13 Elect Audit and Risk Mgmt For For For
Committee Member
(Rejoice
Simelane)
14 Approve Remuneration Mgmt For For For
Policy
15 Approve Social and Mgmt For For For
Ethics Committee
Report
16 Authorisation of Legal Mgmt For For For
Formalities
17 Approve NEDs' Fees Mgmt For For For
(Annual
Retainer)
18 Approve NEDs' Fees Mgmt For For For
(Board
Meeting)
19 Approve NEDs' Fees Mgmt For For For
(Committee
Meeting)
20 Approve NEDs' Fees Mgmt For For For
(Lead Independent
Director)
21 Adopt New Memorandum Mgmt For For For
________________________________________________________________________________
AGCO Corporation
Ticker Security ID: Meeting Date Meeting Status
AGCO CUSIP 001084102 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect P. George Benson Mgmt For For For
2 Elect Wolfgang Deml Mgmt For For For
3 Elect Luiz Fernando Mgmt For For For
Furlan
4 Elect George E. Minnich Mgmt For For For
5 Elect Martin H. Mgmt For For For
Richenhagen
6 Elect Gerald L. Shaheen Mgmt For For For
7 Elect Mallika Srinivasan Mgmt For For For
8 Elect Hendrikus Visser Mgmt For For For
9 Amendment to the Mgmt For For For
Management Incentive
Plan
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Agnico-Eagle Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
AEM CUSIP 008474108 04/26/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leanne M. Baker Mgmt For Withhold Against
1.2 Elect Douglas R. Mgmt For For For
Beaumont
1.3 Elect Sean Boyd Mgmt For For For
1.4 Elect Martine A. Celej Mgmt For For For
1.5 Elect Clifford J Davis Mgmt For For For
1.6 Elect Robert J. Gemmell Mgmt For Withhold Against
1.7 Elect Bernard Kraft Mgmt For For For
1.8 Elect Mel Leiderman Mgmt For For For
1.9 Elect James D. Nasso Mgmt For For For
1.10 Elect Sean Riley Mgmt For For For
1.11 Elect J. Merfyn Roberts Mgmt For For For
1.12 Elect Howard R. Mgmt For For For
Stockford
1.13 Elect Pertti Voutilainen Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Stock Mgmt For For For
Option
Plan
4 Change of Company Name Mgmt For For For
5 Advance Notice By-Law Mgmt For For For
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Agrium Inc.
Ticker Security ID: Meeting Date Meeting Status
AGU CUSIP 008916108 04/09/2013 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For TNA N/A
2 Advisory Vote on Mgmt For TNA N/A
Executive
Compensation
3 Amendment to Mgmt For TNA N/A
Shareholder Rights
Plan
4.1 Elect David C. Everitt Mgmt For TNA N/A
4.2 Elect Russell K. Girling Mgmt For TNA N/A
4.3 Elect Susan A. Henry Mgmt For TNA N/A
4.4 Elect Russell J. Horner Mgmt For TNA N/A
4.5 Elect David J. Lesar Mgmt For TNA N/A
4.6 Elect John E. Lowe Mgmt For TNA N/A
4.7 Elect A. Anne McLellan Mgmt For TNA N/A
4.8 Elect Derek G. Pannell Mgmt For TNA N/A
4.9 Elect Frank W. Proto Mgmt For TNA N/A
4.10 Elect Mayo M. Schmidt Mgmt For TNA N/A
4.11 Elect Michael M. Wilson Mgmt For TNA N/A
4.12 Elect Victor J. Mgmt For TNA N/A
Zaleschuk
________________________________________________________________________________
Agrium Inc.
Ticker Security ID: Meeting Date Meeting Status
AGU CUSIP 008916108 04/09/2013 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt N/A For N/A
2 Advisory Vote on Mgmt N/A For N/A
Executive
Compensation
3 Amendment to Mgmt N/A For N/A
Shareholder Rights
Plan
4 Elect Dissident Nominee Mgmt N/A For N/A
Barry
Rosenstein
5 Elect Dissident Nominee Mgmt N/A For N/A
Mitchell
Jacobson
6 Elect Dissident Nominee Mgmt N/A For N/A
Stephen
Clark
7 Elect Dissident Nominee Mgmt N/A For N/A
David
Bullock
8 Elect Dissident Nominee Mgmt N/A Withhold N/A
Lyle
Vanclief
9 Elect Management Mgmt N/A For N/A
Nominee David
Everitt
10 Elect Management Mgmt N/A For N/A
Nominee Russell
Girling
11 Elect Management Mgmt N/A For N/A
Nominee David
Lesar
12 Elect Management Mgmt N/A For N/A
Nominee John
Lowe
13 Elect Management Mgmt N/A For N/A
Nominee A. Anne
McLellan
14 Elect Management Mgmt N/A For N/A
Nominee Michael
Wilson
15 Elect Management Mgmt N/A For N/A
Nominee Victor
Zaleschuk
________________________________________________________________________________
Aguas Andinas S.A.
Ticker Security ID: Meeting Date Meeting Status
AGUASA CINS P4171M125 04/23/2013 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Dividend Policy Mgmt For For For
4 Related Party Mgmt For For For
Transactions
5 Appointment of Auditor Mgmt For For For
6 Appointment of Risk Mgmt For For For
Rating
Agencies
7 Directors' Fees Mgmt For For For
8 Report on Board of Mgmt For For For
Directors'
Expenses
9 Directors' Committee Mgmt For For For
Fees and
Budget
10 Report on Directors' Mgmt For For For
Committee Acts and
Expenditures
11 Publication of Company Mgmt For For For
Notices
12 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Alacer Gold Corp
Ticker Security ID: Meeting Date Meeting Status
CINS 010679108 06/11/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Timothy J. Haddon Mgmt For For For
3 Elect David F. Quinlivan Mgmt For For For
4 Elect Jan A. Castro Mgmt For For For
5 Elect Stephanie J. Unwin Mgmt For For For
6 Elect Edward C. Mgmt For For For
Dowling,
Jr.
7 Elect Rohan I. Williams Mgmt For Against Against
8 Elect Richard P. Graff Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Amendment to Mgmt For For For
Shareholder Rights
Plan
________________________________________________________________________________
Alamos Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AGI CINS 011527108 06/06/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Mark Wayne Mgmt For Against Against
4 Elect John A. McCluskey Mgmt For For For
5 Elect Kenneth G. Stowe Mgmt For For For
6 Elect David Gower Mgmt For For For
7 Elect Paul J. Murphy Mgmt For For For
8 Elect Anthony Garson Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Alcoa Inc.
Ticker Security ID: Meeting Date Meeting Status
AA CUSIP 013817101 05/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Arthur D. Mgmt For For For
Collins,
Jr.
2 Elect Michael G. Morris Mgmt For For For
3 Elect E. Stanley O'Neal Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 2013 Stock Incentive Mgmt For For For
Plan
7 Right to Call a Special Mgmt For For For
Meeting
________________________________________________________________________________
Allegheny Technologies Incorporated
Ticker Security ID: Meeting Date Meeting Status
ATI CUSIP 01741R102 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard J. Mgmt For For For
Harshman
1.2 Elect Carolyn Corvi Mgmt For For For
1.3 Elect Barbara S. Mgmt For For For
Jeremiah
1.4 Elect John D. Turner Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Allied Nevada Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
ANV CUSIP 019344100 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Buchan Mgmt For Withhold Against
1.2 Elect Scott A. Caldwell Mgmt For For For
1.3 Elect John W. Ivany Mgmt For For For
1.4 Elect Cameron Mingay Mgmt For Withhold Against
1.5 Elect Terry M. Palmer Mgmt For For For
1.6 Elect Carl Pescio Mgmt For For For
1.7 Elect A. Murray Sinclair Mgmt For Withhold Against
1.8 Elect Robert Wardell Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alumina Limited
Ticker Security ID: Meeting Date Meeting Status
AWC CINS Q0269M109 05/03/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Peter A. F. Hay Mgmt For For For
4 Re-elect Emma Stein Mgmt For For For
5 Elect ZENG Chen Mgmt For For For
6 Equity Grant (CEO John Mgmt For For For
Bevan)
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CUSIP 022276109 06/27/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
6 Elect XIONG Weiping Mgmt For Against Against
7 Elect LUO Jianchuan Mgmt For For For
8 Elect LIU Xiangmin Mgmt For For For
9 Elect JIANG Yinggang Mgmt For For For
10 Elect LIU Caiming Mgmt For For For
11 Elect WANG Jun Mgmt For For For
12 Elect WU Jianchang Mgmt For For For
13 Elect ZHAO Tiechui Mgmt For For For
14 Elect MA Si-hang, Mgmt For For For
Frederick
15 Elect ZHAO Zhao Mgmt For Against Against
16 Elect ZHANG Zhankui Mgmt For For For
17 Directors' and Mgmt For For For
Supervisors'
Fees
18 Renewal of Liability Mgmt For Abstain Against
Insurance
19 Sales of Equity Mgmt For For For
Ownership of
Subsidiaries
20 Disposal of Northwest Mgmt For For For
Aluminum Fabrication
Branch
21 Disposal of Alumina Mgmt For For For
assets of Guizhou
Branch
22 Extension of Guarantees Mgmt For For For
to Chalco
HK
23 Extension of Guarantees Mgmt For For For
to Chalco
Trading
24 Provision of Guarantees Mgmt For For For
to
Subsidiaries
25 Authority to Issue Debt Mgmt For Against Against
Instruments
26 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
27 Authority to Issue Mgmt For Against Against
Overseas Perpetual
Bond
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CUSIP 022276109 10/12/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Adoption of Mgmt For For For
Shareholders Return
Plan
3 Number of A Shares Mgmt For For For
4 Pricing Base Date Mgmt For For For
5 Validity Period Mgmt For For For
6 Consequential Changes Mgmt For For For
to A Share Issue
Plan
7 Extension of Validity Mgmt For For For
Period
8 Amendments to Articles Mgmt For For For
9 Increase in Debt Mgmt For For For
Instruments
Issuance
10 Number of A Shares Mgmt For For For
11 Pricing Base Date Mgmt For For For
12 Validity Period Mgmt For For For
13 Consequential Changes Mgmt For For For
to A Share Issue
Plan
14 Extension of Validity Mgmt For For For
Period
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CUSIP 022276109 11/27/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 General Agreement on Mgmt For For For
Mutual Provision of
Production Supplies
and Ancillary
Services
2 Provision of Mgmt For For For
Engineering,
Construction and
Supervisory Services
Agreement
3 Xinan Aluminum Mutual Mgmt For For For
Provision of Products
and Services Framework
Agreement
4 Renewed Financial Mgmt For Against Against
Services
Agreement
________________________________________________________________________________
American States Water Company
Ticker Security ID: Meeting Date Meeting Status
AWR CUSIP 029899101 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Diana M. Bonta Mgmt For For For
1.2 Elect Robert J. Sprowls Mgmt For For For
1.3 Elect Lloyd E. Ross Mgmt For For For
2 2013 Non-Employee Mgmt For For For
Directors Stock
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Anadarko Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
APC CUSIP 032511107 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kevin P. Chilton Mgmt For For For
2 Elect Luke R. Corbett Mgmt For For For
3 Elect H. Paulett Mgmt For For For
Eberhart
4 Elect Peter J. Fluor Mgmt For For For
5 Elect Richard L. George Mgmt For For For
6 Elect Preston M. Geren, Mgmt For For For
III
7 Elect Charles W. Mgmt For For For
Goodyear
8 Elect John R. Gordon Mgmt For For For
9 Elect Eric D. Mullins Mgmt For For For
10 Elect Paula Rosput Mgmt For For For
Reynolds
11 Elect R. A. Walker Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Shareholder Proposal ShrHldr Against Against For
Regarding Report on
Political
Spending
________________________________________________________________________________
Andersons, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANDE CUSIP 034164103 05/10/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Anderson
1.2 Elect Gerard M Anderson Mgmt For Withhold Against
1.3 Elect Catherine M. Mgmt For Withhold Against
Kilbane
1.4 Elect Robert J. King, Mgmt For For For
Jr.
1.5 Elect Ross W. Manire Mgmt For For For
1.6 Elect Donald L. Mennel Mgmt For Withhold Against
1.7 Elect David L. Nichols Mgmt For Withhold Against
1.8 Elect John T. Stout, Jr. Mgmt For For For
1.9 Elect Jacqueline F. Mgmt For Withhold Against
Woods
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Angang Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0347 CINS Y0132D105 01/30/2013 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Assets Exchange Mgmt For For For
Agreement
3 Share Transfer Agreement Mgmt For For For
4 Entrustment Agreement Mgmt For For For
5 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Angang Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0347 CINS Y0132D105 05/31/2013 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' and Mgmt For For For
Supervisors'
Fees
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Supply of Materials and Mgmt For For For
Services
Agreement
9 Supply of Materials Mgmt For For For
Agreement
10 Financial Services Mgmt For Against Against
Agreement
11 Issuance of Bonds Mgmt For Against Against
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Anglo American Platinum Limited
Ticker Security ID: Meeting Date Meeting Status
AMS CINS S9122P108 04/26/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Brian Richard Mgmt For For For
Beamish
3 Re-elect Valli Moosa Mgmt For For For
4 Re-elect Wendy Mgmt For For For
Lucas-Bull
5 Elect Christopher I. Mgmt For For For
Griffith
6 Elect Khanyisile T. Mgmt For For For
Kweyama
7 Elect John M. Vice Mgmt For For For
8 Elect Audit Committee Mgmt For For For
Member (Richard
Dunne)
9 Elect Audit Committee Mgmt For For For
Member (Vali
Moosa)
10 Elect Audit Committee Mgmt For For For
Member (John
Vice)
11 Appointment of Auditor Mgmt For For For
12 Approve remuneration Mgmt For For For
policy
13 General Authority to Mgmt For For For
Issue
Shares
14 Adopt New Memorandum Mgmt For For For
15 Approve NEDs' Fees Mgmt For For For
16 Approve NEDs' Fees Mgmt For For For
(Special Board
Fee)
17 Authority to Repurchase Mgmt For For For
Shares
18 Approve Financial Mgmt For For For
Assistance
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Anglo American plc
Ticker Security ID: Meeting Date Meeting Status
AAL CINS G03764134 04/19/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Mark Cutifani Mgmt For For For
4 Elect Byron E. Grote Mgmt For For For
5 Elect Anne L. Stevens Mgmt For For For
6 Elect David J. Challen Mgmt For For For
7 Elect Sir CK Chow Mgmt For For For
8 Elect Sir Philip Hampton Mgmt For For For
9 Elect Rene Medori Mgmt For For For
10 Elect Phuthuma F. Nhleko Mgmt For For For
11 Elect Ray O'Rourke Mgmt For For For
12 Elect Sir John Parker Mgmt For For For
13 Elect Jack E. Thompson Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Directors' Remuneration Mgmt For Against Against
Report
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Repurchase Mgmt For For For
Shares
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Anglogold Ashanti Limited
Ticker Security ID: Meeting Date Meeting Status
ANG CUSIP 035128206 03/11/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Amendments to Mgmt For For For
the Long Term
Incentive Plan
2005
2 Approve Amendments to Mgmt For For For
the Bonus Share Plan
2005
3 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Anglogold Ashanti Limited
Ticker Security ID: Meeting Date Meeting Status
ANG CUSIP 035128206 03/27/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adopt New Memorandum Mgmt For For For
2 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Anglogold Ashanti Limited
Ticker Security ID: Meeting Date Meeting Status
ANG CUSIP 035128206 05/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Michael J. Mgmt For For For
Kirkwood
3 Elect Anthony M. O'Neill Mgmt For For For
4 Re-elect Srinivasan Mgmt For For For
Venkatakrishnan
5 Election of Audit and Mgmt For For For
Corporate Governance
Committee Member
(Wiseman
Nkuhlu)
6 Election of Audit and Mgmt For For For
Corporate Governance
Committee Member
(Michael
Kirkwood)
7 Election of Audit and Mgmt For For For
Corporate Governance
Committee Member
(Rhidwaan
Gasant)
8 Election of Audit and Mgmt For For For
Corporate Governance
Committee Member
(Nozipho
January-Bardill)
9 General Authority to Mgmt For For For
Issue
Shares
10 Authority to Issue Mgmt For For For
Shares for
Cash
11 Approve Remuneration Mgmt For For For
Policy
12 Approve NEDs' Fees Mgmt For For For
(Board
Fees)
13 Approve NEDs' Fees Mgmt For For For
(Committee
Fees)
14 Authority to Repurchase Mgmt For For For
Shares
15 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Antofagasta plc
Ticker Security ID: Meeting Date Meeting Status
ANTO CINS G0398N128 06/12/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Jean-Paul Luksic Mgmt For For For
Fontbona
5 Elect William M. Hayes Mgmt For For For
6 Elect Gonzalo Menendez Mgmt For For For
Duque
7 Elect Ramon F. Jara Mgmt For Against Against
8 Elect Juan Claro Mgmt For For For
Gonzalez
9 Elect Hugo Dryland Mgmt For Against Against
10 Elect Timothy C. Baker Mgmt For For For
11 Elect Manuel Lino S. De Mgmt For For For
Sousa-Oliveira
12 Elect Nelson Pizarro Mgmt For For For
13 Elect Andronico Luksic Mgmt For For For
Craig
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Authority to Repurchase Mgmt For For For
Shares
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Apache Corporation
Ticker Security ID: Meeting Date Meeting Status
APA CUSIP 037411105 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eugene C. Fiedorek Mgmt For For For
2 Elect Chansoo Joung Mgmt For For For
3 Elect William C. Mgmt For For For
Montgomery
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Amendment to the 2011 Mgmt For For For
Omnibus Equity
Compensation
Plan
7 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Aqua America, Inc.
Ticker Security ID: Meeting Date Meeting Status
WTR CUSIP 03836W103 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Nicholas Mgmt For For For
DeBenedictis
1.2 Elect Richard H. Glanton Mgmt For For For
1.3 Elect Lon R. Greenberg Mgmt For For For
1.4 Elect William P. Mgmt For For For
Hankowsky
1.5 Elect Wendell F. Holland Mgmt For Withhold Against
1.6 Elect Andrew J. Mgmt For For For
Sordoni,
III
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHldr Against Against For
Regarding Human Right
to
Water
________________________________________________________________________________
ARC Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
ARX CINS 00208D408 05/15/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect John P. Dielwart Mgmt For For For
3 Elect Fred J. Dyment Mgmt For Against Against
4 Elect Timothy J. Hearn Mgmt For For For
5 Elect James C. Houck Mgmt For For For
6 Elect Harold N. Kvisle Mgmt For For For
7 Elect Kathleen M. Mgmt For For For
O'Neill
8 Elect Herbert C. Mgmt For For For
Pinder,
Jr.
9 Elect Myron M Stadnyk Mgmt For For For
10 Elect Mac H. Van Mgmt For For For
Wielingen
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of Stock Mgmt For For For
Dividend
Program
________________________________________________________________________________
ArcelorMittal S.A.
Ticker Security ID: Meeting Date Meeting Status
MT CINS L0302D129 05/08/2013 Take No Action
Meeting Type Country of Trade
Mix Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Consolidated Accounts Mgmt For TNA N/A
and
Reports
3 Accounts and Reports Mgmt For TNA N/A
4 Allocation of Mgmt For TNA N/A
Losses/Dividends
5 Directors' Fees Mgmt For TNA N/A
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Elect Vanisha Mittal Mgmt For TNA N/A
Bhatia
8 Elect Suzanne P. Nimocks Mgmt For TNA N/A
9 Elect Jeannot Krecke Mgmt For TNA N/A
10 Appointment of Deloitte Mgmt For TNA N/A
11 Performance Share Unit Mgmt For TNA N/A
Plan
12 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive
Rights
________________________________________________________________________________
ArcelorMittal South Africa Ltd.
Ticker Security ID: Meeting Date Meeting Status
ACL CINS S05944111 09/10/2012 Voted
Meeting Type Country of Trade
Special South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve NEDs' Fees Mgmt For For For
________________________________________________________________________________
Archer-Daniels-Midland Company
Ticker Security ID: Meeting Date Meeting Status
ADM CUSIP 039483102 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan L. Boeckmann Mgmt For For For
2 Elect George W. Buckley Mgmt For For For
3 Elect Mollie Hale Carter Mgmt For For For
4 Elect Terrell K. Crews Mgmt For For For
5 Elect Pierre Dufour Mgmt For For For
6 Elect Donald E. Mgmt For For For
Felsinger
7 Elect Antonio Maciel Mgmt For For For
Neto
8 Elect Patrick J. Moore Mgmt For For For
9 Elect Thomas F. O'Neill Mgmt For For For
10 Elect Daniel Shih Mgmt For For For
11 Elect Kelvin R. Mgmt For For For
Westbrook
12 Elect Patricia A. Woertz Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Archer-Daniels-Midland Company
Ticker Security ID: Meeting Date Meeting Status
ADM CUSIP 039483102 11/01/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan Boeckmann Mgmt For For For
2 Elect George Buckley Mgmt For For For
3 Elect Mollie Carter Mgmt For For For
4 Elect Terrell Crews Mgmt For For For
5 Elect Pierre Dufour Mgmt For For For
6 Elect Donald Felsinger Mgmt For For For
7 Elect Antonio Maciel Mgmt For For For
Neto
8 Elect Patrick Moore Mgmt For For For
9 Elect Thomas O'Neill Mgmt For For For
10 Elect Daniel Shih Mgmt For For For
11 Elect Kelvin Westbrook Mgmt For For For
12 Elect Patricia Woertz Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Assore Limited
Ticker Security ID: Meeting Date Meeting Status
ASR CINS S07525116 11/30/2012 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Ed Southey Mgmt For Against Against
2 Re-elect Robert Mgmt For For For
Carpenter
3 Re-elect Sydney Mhlarhi Mgmt For For For
4 Re-elect Alistair Mgmt For Against Against
Stalker
5 Re-elect Bastiaan van Mgmt For Against Against
Aswegen
6 Elect Audit and Risk Mgmt For Abstain Against
Committee
Members
7 Approve Remuneration Mgmt For Against Against
Policy
8 Approve NEDs' Fees Mgmt For For For
9 Approve Financial Mgmt For For For
Assistance
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Astra Agro Lestari Tbk
Ticker Security ID: Meeting Date Meeting Status
AALI CINS Y7116Q119 04/23/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate) and
Determination of their
Remuneration
4 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Astral Foods Limited
Ticker Security ID: Meeting Date Meeting Status
ARL CINS S0752H102 02/14/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Gary Arnold Mgmt For For For
3 Re-elect Theunis Eloff Mgmt For For For
4 Re-elect Nombasa Tsengwa Mgmt For For For
5 Re-elect Theo Delport Mgmt For For For
6 Elect Audit and Risk Mgmt For For For
Management Committee
Member (Malcolm
Macdonald)
7 Elect Audit and Risk Mgmt For For For
Management Committee
Member (Theunis
Eloff)
8 Elect Audit and Risk Mgmt For For For
Management Committee
Member (Izak S.
Fourie)
9 Elect Social and Ethics Mgmt For For For
Committee Member
(Theunis
Eloff)
10 Elect Social and Ethics Mgmt For For For
Committee Member (Gary
D.
Arnold)
11 Elect Social and Ethics Mgmt For For For
Committee Member (Len
Hansen)
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Approve Remuneration Mgmt For For For
Policy
15 Authorisation of Legal Mgmt For For For
Formalities
16 Authority to Repurchase Mgmt For For For
Shares
17 Approve NEDs' Fees Mgmt For For For
18 Approve Financial Mgmt For For For
Assistance
19 Authority to Issue Mgmt For For For
Shares Pursuant to
Share Option
Scheme
20 Adopt New Memorandum of Mgmt For For For
Incorporation
________________________________________________________________________________
AuRico Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AUQ CUSIP 05155C105 05/13/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Colin K. Benner Mgmt For Withhold Against
1.2 Elect Luis M. Chavez Mgmt For For For
1.3 Elect Richard M. Mgmt For For For
Colterjohn
1.4 Elect Mark J. Daniel Mgmt For Withhold Against
1.5 Elect Patrick D. Downey Mgmt For For For
1.6 Elect Alan R. Edwards Mgmt For Withhold Against
1.7 Elect Scott G. Perry Mgmt For For For
1.8 Elect Ronald E. Smith Mgmt For Withhold Against
1.9 Elect Joseph G. Spiteri Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Renewal of Shareholder Mgmt For For For
Rights
Plan
4 Omnibus Long-Term Mgmt For For For
Incentive
Plan
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Aurubis AG
Ticker Security ID: Meeting Date Meeting Status
NDA CINS D10004105 02/28/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Elect Sandra Luth Mgmt For TNA N/A
10 Elect Burkhard Becker Mgmt For TNA N/A
11 Elect Bernd Drouven Mgmt For TNA N/A
12 Elect Heinz Jorg Mgmt For TNA N/A
Fuhrmann
13 Elect Fritz Vahrenholt Mgmt For TNA N/A
14 Elect Ernst J. Wortberg Mgmt For TNA N/A
15 Authority to Repurchase Mgmt For TNA N/A
Shares
________________________________________________________________________________
B2Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
BTO CINS 11777Q209 06/14/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Clive T. Johnson Mgmt For For For
4 Elect Robert Cross Mgmt For Against Against
5 Elect Robert Gayton Mgmt For Against Against
6 Elect Barry D. Rayment Mgmt For For For
7 Elect Jerry R. Korpan Mgmt For For For
8 Elect John W. Ivany Mgmt For For For
9 Elect Bongani Mtshisi Mgmt For For For
10 Elect Michael Carrick Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Baker Hughes Incorporated
Ticker Security ID: Meeting Date Meeting Status
BHI CUSIP 057224107 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Larry D. Brady Mgmt For For For
1.2 Elect Clarence P. Mgmt For For For
Cazalot,
Jr.
1.3 Elect Martin S. Mgmt For For For
Craighead
1.4 Elect Lynn L. Elsenhans Mgmt For For For
1.5 Elect Anthony G. Mgmt For For For
Fernandes
1.6 Elect Claire W. Gargalli Mgmt For For For
1.7 Elect Pierre J. Jungels Mgmt For For For
1.8 Elect James A. Lash Mgmt For For For
1.9 Elect J. Larry Nichols Mgmt For For For
1.10 Elect James W. Stewart Mgmt For For For
1.11 Elect Charles L. Watson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
5 Amendment to the 2002 Mgmt For For For
Director and Officer
Long-Term Incentive
Plan
________________________________________________________________________________
Barrick Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
ABX CUSIP 067901108 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Howard L. Beck Mgmt For For For
1.2 Elect Charles W. D. Mgmt For Withhold Against
Birchall
1.3 Elect Donald J. Carty Mgmt For For For
1.4 Elect Gustavo A. Mgmt For For For
Cisneros
1.5 Elect Robert M. Franklin Mgmt For For For
1.6 Elect J. Brett Harvey Mgmt For For For
1.7 Elect Dambisa Moyo Mgmt For For For
1.8 Elect Brian Mulroney Mgmt For Withhold Against
1.9 Elect Anthony Munk Mgmt For Withhold Against
1.10 Elect Peter Munk Mgmt For For For
1.11 Elect Steven J. Shapiro Mgmt For For For
1.12 Elect Jamie C. Sokalsky Mgmt For For For
1.13 Elect John L. Thornton Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Baywa AG
Ticker Security ID: Meeting Date Meeting Status
BYW6 CINS D08232114 06/04/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratification of Mgmt For TNA N/A
Management Board
Acts
9 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
10 Elect Klaus Buchleitner Mgmt For TNA N/A
11 Elect Stephan Gotzl Mgmt For TNA N/A
12 Elect Monika Hohlmeier Mgmt For TNA N/A
13 Elect Johann Lang Mgmt For TNA N/A
14 Elect Albrecht Merz Mgmt For TNA N/A
15 Elect Manfred Nussel Mgmt For TNA N/A
16 Elect Joachim Rukwied Mgmt For TNA N/A
17 Elect Gregor Scheller Mgmt For TNA N/A
18 Increase in Authorized Mgmt For TNA N/A
Capital
19 Amendments to Mgmt For TNA N/A
Intra-Company
Contracts
20 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
BG Group plc
Ticker Security ID: Meeting Date Meeting Status
BG CINS G1245Z108 05/23/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Den Jones Mgmt For For For
5 Elect LIM Haw Kuang Mgmt For For For
6 Elect Peter Backhouse Mgmt For For For
7 Elect Vivienne Cox Mgmt For For For
8 Elect Chris Finlayson Mgmt For For For
9 Elect Andrew Gould Mgmt For For For
10 Elect Baroness Hogg Mgmt For For For
11 Elect John Hood Mgmt For For For
12 Elect Martin Houston Mgmt For For For
13 Elect Caio Koch-Weser Mgmt For For For
14 Elect Sir David Manning Mgmt For For For
15 Elect Mark Seligman Mgmt For For For
16 Elect Patrick W. Thomas Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor's
Fees
19 Authorisation of Mgmt For For For
Political
Donations
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Repurchase Mgmt For For For
Shares
23 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
BHP Billiton Limited
Ticker Security ID: Meeting Date Meeting Status
BHP CINS Q1498M100 11/29/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
2 Elect Pat Davies (BHP Mgmt For For For
Billiton plc and BHP
Billiton
Limited)
3 Re-elect Malcolm Mgmt For For For
Broomhead (BHP
Billiton plc and BHP
Billiton
Limited)
4 Re-elect John Buchanan Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
5 Re-elect Carlos Mgmt For For For
Cordeiro (BHP Billiton
plc and BHP Billiton
Limited)
6 Re-elect David Crawford Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
7 Re-elect Carolyn Hewson Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
8 Re-elect Marius Mgmt For For For
Kloppers (BHP Billiton
plc and BHP Billiton
Limited)
9 Re-elect Lindsay Mgmt For For For
Maxsted (BHP Billiton
plc and BHP Billiton
Limited)
10 Re-elect Wayne Murdy Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
11 Re-elect Keith Rumble Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
12 Re-elect John Schubert Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
13 Re-elect Shriti Vadera Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
14 Re-elect Jacques Nasser Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
15 Appoint Auditor and Mgmt For For For
Authorise Board to Set
Fees
16 Authorise Board to Mgmt For For For
Issue Shares w/
Preemptive Rights (BHP
Billiton
plc)
17 Authorise Board to Mgmt For For For
Issue Shares w/o
Preemptive Rights (BHP
Billiton
plc)
18 Authorise Board to Mgmt For For For
Repurchase Shares (BHP
Billiton
plc)
19 Remuneration Report Mgmt For For For
20 Approve Equity Grant Mgmt For For For
(CEO Marius
Kloppers)
21 Non-Voting Meeting Note N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Boliden AB
Ticker Security ID: Meeting Date Meeting Status
BOL CINS W17218103 05/03/2013 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Accounts and Reports Mgmt For For For
16 Allocation of Mgmt For For For
Profits/Dividends
17 Ratification of Board Mgmt For For For
and Management
Acts
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Board Size Mgmt For For For
20 Directors' Fees Mgmt For For For
21 Election of Directors Mgmt For For For
22 Authority to Set Mgmt For For For
Auditor's
Fees
23 Appointment of Auditor Mgmt For For For
24 Compensation Guidelines Mgmt For Against Against
25 Nominating Committee Mgmt For For For
26 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
BP plc
Ticker Security ID: Meeting Date Meeting Status
BP CINS G12793108 04/11/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Elect Robert W. Dudley Mgmt For For For
4 Elect Iain C. Conn Mgmt For For For
5 Elect Brian Gilvary Mgmt For For For
6 Elect Paul M. Anderson Mgmt For For For
7 Elect Frank L. Bowman Mgmt For For For
8 Elect Antony Burgmans Mgmt For For For
9 Elect Cynthia B. Carroll Mgmt For For For
10 Elect George David Mgmt For Against Against
11 Elect Ian E.L. Davis Mgmt For For For
12 Elect Dame Ann Dowling Mgmt For For For
13 Elect Brendan R. Nelson Mgmt For For For
14 Elect Phuthuma F. Nhleko Mgmt For For For
15 Elect Andrew B. Shilston Mgmt For For For
16 Elect Carl-Henric Mgmt For For For
Svanberg
17 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
18 Authority to Repurchase Mgmt For For For
Shares
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Buckeye Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
BKI CUSIP 118255108 10/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Red Cavaney Mgmt For For For
1.2 Elect John Crowe Mgmt For For For
1.3 Elect David Ferraro Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Mgmt For For For
Board
4 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
5 Amendment to the 2007 Mgmt For Against Against
Omnibus Incentive
Plan
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bunge Limited
Ticker Security ID: Meeting Date Meeting Status
BG CUSIP G16962105 05/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bernard de La Mgmt For For For
Tour d'Auvergne
Lauraguais
2 Elect William Engels Mgmt For For For
3 Elect L. Patrick Lupo Mgmt For For For
4 Elect Soren Schroder Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Cabot Oil & Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
COG CUSIP 127097103 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert L. Keiser Mgmt For For For
2 Elect W. Matt Ralls Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Shareholder Proposal ShrHldr Against For Against
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Calbee Inc
Ticker Security ID: Meeting Date Meeting Status
2229 CINS J05190103 06/26/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect WEI Hong Ming as Mgmt For For For
Director
3 Bonus Mgmt For Against Against
________________________________________________________________________________
Cameco Corporation
Ticker Security ID: Meeting Date Meeting Status
CCO CUSIP 13321L108 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Miscellaneous - Mgmt For Abstain Against
Resident
Status
2.1 Elect Ian Bruce Mgmt For For For
2.2 Elect Daniel Camus Mgmt For For For
2.3 Elect John H. Clappison Mgmt For For For
2.4 Elect Joe F. Colvin Mgmt For For For
2.5 Elect James R. Curtiss Mgmt For For For
2.6 Elect Donald H.F. Mgmt For Withhold Against
Deranger
2.7 Elect Timothy S. Gitzel Mgmt For For For
2.8 Elect James K. Gowans Mgmt For For For
2.9 Elect Nancy E. Hopkins Mgmt For For For
2.10 Elect A. Anne McLellan Mgmt For For For
2.11 Elect A. Neil McMillan Mgmt For For For
2.12 Elect Victor J. Mgmt For For For
Zaleschuk
3 Appointment of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cameron International Corporation
Ticker Security ID: Meeting Date Meeting Status
CAM CUSIP 13342B105 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James T. Hackett Mgmt For For For
2 Elect Michael E. Patrick Mgmt For For For
3 Elect Jon Erik Mgmt For For For
Reinhardsen
4 Elect Bruce W. Wilkinson Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Amendment to the 2005 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Canadian Natural Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
CNQ CUSIP 136385101 05/02/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Catherine M. Best Mgmt For For For
1.2 Elect N. Murray Edwards Mgmt For For For
1.3 Elect Timothy W. Mgmt For For For
Faithfull
1.4 Elect Gary A. Filmon Mgmt For For For
1.5 Elect Christopher L. Mgmt For For For
Fong
1.6 Elect Gordon D. Giffin Mgmt For For For
1.7 Elect Wilfred A. Gobert Mgmt For For For
1.8 Elect Steve W. Laut Mgmt For For For
1.9 Elect Keith A.J. Mgmt For For For
MacPhail
1.10 Elect Frank J. McKenna Mgmt For For For
1.11 Elect Eldon R. Smith Mgmt For For For
1.12 Elect David A. Tuer Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Stock Option Plan Mgmt For For For
Renewal
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Canfor Corporation
Ticker Security ID: Meeting Date Meeting Status
CFP CINS 137576104 05/01/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Peter J.G. Bentley Mgmt For For For
3 Elect Glen D. Clark Mgmt For For For
4 Elect Ronald L. Cliff Mgmt For For For
5 Elect Michael J. Mgmt For Against Against
Korenberg
6 Elect James A. Pattison Mgmt For For For
7 Elect Conrad A. Pinette Mgmt For For For
8 Elect J. Mack Singleton Mgmt For For For
9 Elect Ross S. Smith Mgmt For For For
10 Elect William W. Stinson Mgmt For For For
11 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Cap SA
Ticker Security ID: Meeting Date Meeting Status
CAP CINS P25625107 04/18/2013 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Abstain Against
4 Directors' Fees Mgmt For Abstain Against
5 Directors' Committee Mgmt For Abstain Against
Fees and
Budget
6 Appointment of Risk Mgmt For Abstain Against
Rating
Agency
7 Related Party Mgmt For For For
Transactions
8 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Carpenter Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
CRS CUSIP 144285103 10/08/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carl Anderson, Jr. Mgmt For For For
1.2 Elect Philip Anderson Mgmt For For For
1.3 Elect Jeffrey Wadsworth Mgmt For For For
1.4 Elect William Wulfsohn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Centerra Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
CG CINS 152006102 05/10/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Ian Atkinson Mgmt For For For
3 Elect Richard Connor Mgmt For For For
4 Elect Raphael Girard Mgmt For Against Against
5 Elect Karybek Ibraev Mgmt For For For
6 Elect Stephen A. Lang Mgmt For Against Against
7 Elect John W. Lill Mgmt For For For
8 Elect Amangeldy Muraliev Mgmt For Against Against
9 Elect Sheryl K. Pressler Mgmt For Against Against
10 Elect Terry V. Rogers Mgmt For For For
11 Elect Bruce V. Walter Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Centrica plc
Ticker Security ID: Meeting Date Meeting Status
CNA CINS G2018Z143 05/13/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Roger Carr Mgmt For For For
5 Elect Sam H. Laidlaw Mgmt For For For
6 Elect Phil Bentley Mgmt For For For
7 Elect Margherita Della Mgmt For For For
Valle
8 Elect Mary Francis Mgmt For For For
9 Elect Mark Hanafin Mgmt For For For
10 Elect Lesley Knox Mgmt For For For
11 Elect Nick Luff Mgmt For For For
12 Elect Ian K. Meakins Mgmt For For For
13 Elect Paul Rayner Mgmt For For For
14 Elect Chris Weston Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authorisation of Mgmt For For For
Political
Donations
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Repurchase Mgmt For For For
Shares
21 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Cermaq ASA
Ticker Security ID: Meeting Date Meeting Status
CEQ CINS R1536Z104 05/21/2013 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Election of Presiding Mgmt For TNA N/A
Chairman
6 Election of Individual Mgmt For TNA N/A
to Check
Minutes
7 Notice of Meeting and Mgmt For TNA N/A
Agenda
8 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
9 Corporate Governance Mgmt For TNA N/A
Report
10 Compensation Guidelines Mgmt For TNA N/A
11 Authority to Repurchase Mgmt For TNA N/A
Shares Pursuant to
Share Option
Program
12 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
13 Directors' Fees Mgmt For TNA N/A
14 Nomination Committee Mgmt For TNA N/A
Fees
15 Audit Committee Fees Mgmt For TNA N/A
16 Compensation Committee Mgmt For TNA N/A
Fees
17 Elect Rebekka Glasser Mgmt For TNA N/A
Herlofsen
18 Elect Helge Midttun Mgmt For TNA N/A
19 Elect Ase Aulie Michelet Mgmt For TNA N/A
20 Elect Samuel Dyer Coriat Mgmt For TNA N/A
21 Acquisition (Rights Mgmt For TNA N/A
Offering)
22 Acquisition (Share Mgmt For TNA N/A
Issuance)
________________________________________________________________________________
CF Industries Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP 125269100 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert C. Mgmt For For For
Arzbaecher
2 Elect Stephen J. Hagge Mgmt For For For
3 Elect Edward A. Schmitt Mgmt For For For
4 Repeal of Classified Mgmt For For For
Board
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal ShrHldr Against For Against
Regarding Simple
Majority
Vote
8 Shareholder Proposal ShrHldr Against Against For
Regarding Board
Diversity
9 Shareholder Proposal ShrHldr Against For Against
Regarding Political
Spending
Report
10 Shareholder Proposal ShrHldr Against For Against
Regarding
Sustainability
Report
________________________________________________________________________________
Chaoda Modern Agriculture (Holdings) Ltd.
Ticker Security ID: Meeting Date Meeting Status
CINS G2046Q107 12/31/2012 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect KWOK Ho Mgmt For Against Against
4 Elect FUNG Chi Kin Mgmt For Against Against
5 Elect TAM Ching Ho Mgmt For Against Against
6 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Chesapeake Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
CHK CUSIP 165167107 06/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bob G. Alexander Mgmt For For For
2 Elect Merrill A. Mgmt For For For
Miller,
Jr.
3 Elect Thomas L. Ryan Mgmt For Against Against
4 Elect Vincent J. Mgmt For For For
Intrieri
5 Elect Frederic M. Poses Mgmt For For For
6 Elect Archie W. Dunham Mgmt For For For
7 Elect R. Brad Martin Mgmt For For For
8 Elect Louis A. Raspino Mgmt For For For
9 Repeal of Classified Mgmt For For For
Board
10 Amendment to Bylaws to Mgmt For For For
Permit Shareholder
Proxy
Access
11 Elimination of Mgmt For For For
Supermajority
Requirement
12 Amendment to the 2003 Mgmt For For For
Stock Award Plan for
Non-Employee
Directors
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the Long Mgmt For For For
Term Incentive
Plan
15 2013 Annual Incentive Mgmt For For For
Plan
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHldr Against Against For
Regarding Risk
Oversight
Committee
18 Shareholder Proposal ShrHldr Against Against For
Regarding
Reincorporation
19 Shareholder Proposal ShrHldr Against For Against
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Chevron Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linnet F. Deily Mgmt For For For
2 Elect Robert E. Denham Mgmt For For For
3 Elect Alice P. Gast Mgmt For For For
4 Elect Enrique Mgmt For For For
Hernandez,
Jr.
5 Elect George L. Kirkland Mgmt For For For
6 Elect Charles W. Mgmt For For For
Moorman,
IV
7 Elect Kevin W. Sharer Mgmt For For For
8 Elect John G. Stumpf Mgmt For For For
9 Elect Ronald D. Sugar Mgmt For For For
10 Elect Carl Ware Mgmt For For For
11 Elect John S. Watson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
15 Shareholder Proposal ShrHldr Against Against For
Regarding Hydraulic
Fracturing
16 Shareholder Proposal ShrHldr Against Against For
Regarding Offshore
Drilling
Report
17 Shareholder Proposal ShrHldr Against Against For
Regarding Report on
Climate
Change
18 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
19 Shareholder Proposal ShrHldr Against Against For
Regarding Prohibition
on Political
Spending
20 Shareholder Proposal ShrHldr Against Against For
Regarding Cumulative
Voting
21 Shareholder Proposal ShrHldr Against Against For
Regarding Right to
Call a Special
Meeting
22 Shareholder Proposal ShrHldr Against Against For
Regarding
Environmental
Expertise on
Board
23 Shareholder Proposal ShrHldr Against Against For
Regarding Country
Selection
Guidelines
________________________________________________________________________________
China Agri-Industries Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0606 CINS Y1375F104 06/06/2013 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect YU Xubo Mgmt For Against Against
6 Elect MA Wangjun Mgmt For Against Against
7 Elect Ambrose LAM Wai Mgmt For For For
Hon
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Coal Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1898 CINS Y1434L100 02/01/2013 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect LI Yanjiang Mgmt For For For
3 Elect ZHOU Qinye Mgmt For For For
________________________________________________________________________________
China Coal Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1898 CINS Y1434L100 05/13/2013 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Financial Budget Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Fees of Directors and Mgmt For For For
Supervisors
________________________________________________________________________________
China Coal Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1898 CINS Y1434L100 12/11/2012 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For For For
Guarantees
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Hongqiao Group Limited
Ticker Security ID: Meeting Date Meeting Status
1378 CINS G21150100 05/07/2013 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect ZHENG Shuliang Mgmt For For For
5 Elect QI Xingli Mgmt For For For
6 Elect YANG Congsen Mgmt For For For
7 Elect ZHANG Jinglei Mgmt For For For
8 Elect XING Jian Mgmt For For For
9 Elect CHEN Yinghai Mgmt For For For
10 Elect HAN Benwen Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Allocation of Mgmt For For For
Profits/Dividends
14 Authority to Repurchase Mgmt For For For
Shares
15 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 06/07/2013 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Repurchase Mgmt For For For
H
Shares
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 06/07/2013 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Financial Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' Report Mgmt For For For
8 Supervisors' Report Mgmt For For For
9 Annual Report Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Indemnification of Mgmt For For For
Directors/Officers
12 Amendments to Rules for Mgmt For For For
Management of
Provision of Securitie
to Third
parties
13 Amendments to Rules for Mgmt For For For
Management of Funds
Raised from Capital
Markets
14 Amendments to Rules for Mgmt For For For
External Investment
Management
15 Amendment to Investment Mgmt For For For
Policy
16 Budget Report Mgmt For For For
17 Amendments to Articles Mgmt For For For
18 Elect GU Meifeng Mgmt For For For
19 Authority to Repurchase Mgmt For For For
H
Shares
20 Authority to Issue Mgmt For For For
Domestic Debt
Instruments
21 Authority to Issue Mgmt For For For
Overseas Debt
Instruments
22 Authority to Issue Debt Mgmt For For For
Financing Notes
through Private
Placement
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 08/17/2012 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect DUAN Yuxian Mgmt For Against Against
4 Elect LI Chaochun Mgmt For For For
5 Elect WU Wenjun Mgmt For For For
6 Elect LI Faben Mgmt For For For
7 Elect WANG Qinxi Mgmt For For For
8 Elect ZHANG Yufeng Mgmt For Against Against
9 Elect SHU Hedong Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Elect YIN Dongfang Mgmt For Against Against
12 Elect ZHANG Zhenhao Mgmt For For For
13 Supervisors' Fees Mgmt For For For
14 Elect XU Shan Mgmt For For For
15 Elect BAI Yanchun Mgmt For For For
16 Elect CHENG Gordon Mgmt For For For
17 Elect XU Xu Mgmt For For For
18 Independent Directors' Mgmt For For For
Fees
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 12/21/2012 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Allocation of Interim Mgmt For For For
Dividend
5 Amendments to Articles Mgmt For Against Against
6 Amendments to Rules for Mgmt For For For
Board
Meetings
7 Authority to Repurchase Mgmt For For For
Shares
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 12/21/2012 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Repurchase Mgmt For For For
Shares
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Oilfield Services Limited
Ticker Security ID: Meeting Date Meeting Status
2883 CINS Y15002101 05/24/2013 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Felix FONG Wo Mgmt For For For
8 Elect CHEN Quansheng Mgmt For For For
9 Elect Zeng Quan Mgmt For For For
10 Elect Zhang Zhaoshan Mgmt For For For
11 Amendments to Articles Mgmt For For For
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C113 06/21/2013 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Fees of Directors and Mgmt For For For
Supervisors
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Revision of Annual Cap Mgmt For For For
under the Current
Mutual Coal Supply
Agreement
10 Supplementary Agreement Mgmt For For For
to the Current
Financial Services
Agreement and Revised
Annual
Caps
11 Mutual Coal Supply Mgmt For For For
Agreement
12 Mutual Supplies and Mgmt For For For
Services
Agreement
13 Financial Services Mgmt For For For
Agreement
14 Change in Use of Mgmt For For For
Proceeds
15 Amendments to Articles Mgmt For For For
16 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Authority to Repurchase Mgmt For For For
Shares
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C113 06/21/2013 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Repurchase Mgmt For For For
Shares
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C113 09/14/2012 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Issue Debt Mgmt For Abstain Against
Instruments
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
China Steel Corp.
Ticker Security ID: Meeting Date Meeting Status
2002 CINS Y15041109 06/19/2013 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Capitalization of Mgmt For For For
Profits and Issuance
of New
Shares
12 Amendments to Articles Mgmt For For For
13 Establishment of Mgmt For For For
Procedural Rules:
Capital
Loans
14 Amendments to Mgmt For For For
Procedural Rules:
Endorsements and
Guarantees
15 Elect ZOU Ruoqi Mgmt For For For
16 Elect LIU Mingzhong Mgmt For For For
17 Elect OU Jiarui Mgmt For For For
18 Elect SONG Zhiyu Mgmt For For For
19 Elect LI Qingchao Mgmt For For For
20 Elect LIU Jigang Mgmt For For For
21 Elect WEI Zhaojin Mgmt For For For
22 Elect WENG Zhengyi Mgmt For For For
23 Elect LI Shenyi Mgmt For For For
24 Elect ZHANG Zu'en Mgmt For For For
25 Elect LIANG Dingpeng Mgmt For For For
26 Elect SU Mingde as Mgmt For Against Against
Supervisor
27 Elect DENG Sitang as Mgmt For For For
Supervisor
28 Elect CHENG Yilin as Mgmt For For For
Supervisor
29 Non-Compete Mgmt For Against Against
Restrictions for
Directors
30 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cimarex Energy Co.
Ticker Security ID: Meeting Date Meeting Status
XEC CUSIP 171798101 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hans Helmerich Mgmt For Against Against
2 Elect Harold R. Logan, Mgmt For For For
Jr.
3 Elect Monroe W. Mgmt For For For
Robertson
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cliffs Natural Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CLF CUSIP 18683K101 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph A. Carrabba Mgmt For For For
2 Elect Susan M. Mgmt For For For
Cunningham
3 Elect Barry J. Eldridge Mgmt For For For
4 Elect Andres R. Gluski Mgmt For For For
5 Elect Susan M. Green Mgmt For For For
6 Elect Janice K. Henry Mgmt For For For
7 Elect James Kirsch Mgmt For For For
8 Elect Francis R. Mgmt For For For
McAllister
9 Elect Richard K. Mgmt For For For
Riederer
10 Elect Timothy W. Mgmt For For For
Sullivan
11 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
12 Elimination of Mgmt For For For
Cumulative
Voting
13 Amend the Regulations Mgmt For Against Against
Without Shareholder
Approval
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CNH Global N.V.
Ticker Security ID: Meeting Date Meeting Status
CNH CUSIP N20935206 12/17/2012 Take No Action
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For TNA N/A
2 Special Dividend Mgmt For TNA N/A
3 Transfer of Reserves Mgmt For TNA N/A
4 Compensation of Special Mgmt For TNA N/A
Committee
________________________________________________________________________________
Cnooc Ltd.
Ticker Security ID: Meeting Date Meeting Status
0883 CINS Y1662W117 05/24/2013 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect YANG Hua Mgmt For For For
6 Elect ZHOU Shouwei Mgmt For Against Against
7 Elect CHIU Sung Hong Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Cnooc Ltd.
Ticker Security ID: Meeting Date Meeting Status
0883 CINS Y1662W117 08/21/2012 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 The Coalbed Methane Mgmt For For For
Resources Exploration
and Development
Cooperation
Agreement
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cnooc Ltd.
Ticker Security ID: Meeting Date Meeting Status
0883 CINS Y1662W117 11/21/2012 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Revised Annual Caps of Mgmt For For For
Framework
Agreement
________________________________________________________________________________
Coeur d'Alene Corporation
Ticker Security ID: Meeting Date Meeting Status
CDE CUSIP 192108504 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Linda Adamany Mgmt For For For
1.2 Elect Kevin S. Mgmt For For For
Crutchfield
1.3 Elect Sebastian Edwards Mgmt For For For
1.4 Elect Randolph Gress Mgmt For For For
1.5 Elect Mitchell J. Krebs Mgmt For For For
1.6 Elect Robert E. Mellor Mgmt For For For
1.7 Elect John H. Robinson Mgmt For For For
1.8 Elect J. Kenneth Mgmt For For For
Thompson
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Reincorporation from Mgmt For For For
Idaho to
Delaware
________________________________________________________________________________
Companhia de Saneamento Basico do Estado de Sao Paulo -
Ticker Security ID: Meeting Date Meeting Status
SBSP3 CUSIP 20441A102 04/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Remuneration Policy Mgmt For For For
2 Stock Split Mgmt For For For
3 Amendments to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Supervisory Mgmt For For For
Council;
Fees
________________________________________________________________________________
Compania de Minas Buenaventura S.A.A.
Ticker Security ID: Meeting Date Meeting Status
BUENAVC1 CUSIP 204448104 03/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt N/A For N/A
2 Accounts and Reports Mgmt N/A For N/A
3 Allocation of Mgmt N/A For N/A
Profits/Dividends
4 Appointment of Auditor Mgmt N/A For N/A
5 Merger by Absorption Mgmt N/A For N/A
6 Merger by Absorption Mgmt N/A For N/A
________________________________________________________________________________
Compania de Minas Buenaventura S.A.A.
Ticker Security ID: Meeting Date Meeting Status
BUENAVC1 CUSIP 204448104 03/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt N/A For N/A
2 Accounts and Reports Mgmt N/A For N/A
3 Allocation of Mgmt N/A For N/A
Profits/Dividends
4 Appointment of Auditor Mgmt N/A For N/A
5 Merger by Absorption Mgmt N/A For N/A
6 Merger by Absorption Mgmt N/A For N/A
________________________________________________________________________________
Compania de Minas Buenaventura S.A.A.
Ticker Security ID: Meeting Date Meeting Status
BUENAVC1 CUSIP 204448104 06/07/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Debt Mgmt For Abstain Against
Instruments
________________________________________________________________________________
Concho Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CXO CUSIP 20605P101 06/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gary A. Merriman Mgmt For For For
1.2 Elect Ray M. Poage Mgmt For For For
1.3 Elect A. Wellford Tabor Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
ConocoPhillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard L. Mgmt For For For
Armitage
2 Elect Richard H. Mgmt For For For
Auchinleck
3 Elect James E. Mgmt For For For
Copeland,
Jr.
4 Elect Jody L Freeman Mgmt For For For
5 Elect Gay Huey Evans Mgmt For For For
6 Elect Ryan M. Lance Mgmt For For For
7 Elect Mohd H. Marican Mgmt For For For
8 Elect Robert A. Niblock Mgmt For For For
9 Elect Harald J. Norvik Mgmt For For For
10 Elect William E. Wade, Mgmt For For For
Jr.
11 Ratification of Auditor Mgmt For Against Against
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
14 Shareholder Proposal ShrHldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
15 Shareholder Proposal ShrHldr Against For Against
Regarding Adopting
Gender Identity and
Expression Anti-Bias
Policy
________________________________________________________________________________
CONSOL Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
CNX CUSIP 20854P109 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Brett Harvey Mgmt For For For
1.2 Elect Philip W. Baxter Mgmt For Withhold Against
1.3 Elect James E. Mgmt For Withhold Against
Altmeyer,
Sr.
1.4 Elect William E. Davis Mgmt For For For
1.5 Elect Raj K. Gupta Mgmt For For For
1.6 Elect David C. Mgmt For Withhold Against
Hardesty,
Jr.
1.7 Elect John T. Mills Mgmt For Withhold Against
1.8 Elect William P. Powell Mgmt For Withhold Against
1.9 Elect Joseph T. Williams Mgmt For Withhold Against
2 Amendment to the Mgmt For For For
Executive Annual
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Shareholder Proposal ShrHldr Against Against For
Regarding Political
Spending
Report
6 Shareholder Proposal ShrHldr Against Against For
Regarding Climate
Change
Report
________________________________________________________________________________
Continental Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CLR CUSIP 212015101 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Harold G. Hamm Mgmt For For For
1.2 Elect John T. McNabb II Mgmt For Withhold Against
1.3 Elect David L. Boren Mgmt For For For
2 2013 Long-Term Mgmt For For For
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Continental Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CLR CUSIP 212015101 08/10/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
________________________________________________________________________________
Core Laboratories N.V.
Ticker Security ID: Meeting Date Meeting Status
CLB CUSIP N22717107 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect D. John Ogren Mgmt For For For
2 Elect Lucia van Geuns Mgmt For For For
3 Elect Charles L. Dunlap Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Accounts and Reports Mgmt For Abstain Against
7 Authority to Cancel Mgmt For For For
Shares
8 Authority to Repurchase Mgmt For For For
Shares
9 Authority to Issue Mgmt For For For
Common and Preference
Shares w/ Preemptive
Rights
10 Elimination of Mgmt For For For
Preemptive
Rights
________________________________________________________________________________
Daido Steel Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
5471 CINS J08778110 06/27/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Yoshitsugu Mgmt For Against Against
Sakamoto
3 Elect Kazuhiko Mgmt For Against Against
Hirabayashi
4 Elect Hajime Amano Mgmt For Against Against
5 Elect Shigenobu Tokuoka Mgmt For Against Against
as Statutory
Auditor
6 Elect Yutaka Hattori as Mgmt For For For
Alternate Statutory
Auditor
7 Bonus Mgmt For Against Against
8 Renewal of Takeover Mgmt For Against Against
Defense
Plan
________________________________________________________________________________
Darling International Inc.
Ticker Security ID: Meeting Date Meeting Status
DAR CUSIP 237266101 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
2 Elect O. Thomas Albrecht Mgmt For For For
3 Elect D. Eugene Ewing Mgmt For For For
4 Elect Charles Macaluso Mgmt For For For
5 Elect John D. March Mgmt For For For
6 Elect Michael Rescoe Mgmt For For For
7 Elect Michael Urbut Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/27/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel R. Allen Mgmt For For For
2 Elect Crandall C. Bowles Mgmt For For For
3 Elect Vance D. Coffman Mgmt For For For
4 Elect Charles O. Mgmt For For For
Holliday,
Jr.
5 Elect Dipak C. Jain Mgmt For For For
6 Elect Clayton M. Jones Mgmt For For For
7 Elect Joachim Milberg Mgmt For For For
8 Elect Richard B. Myers Mgmt For For For
9 Elect Thomas H. Patrick Mgmt For For For
10 Elect Aulana L. Peters Mgmt For For For
11 Elect Sherry M. Smith Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Re-approval of Mid-Term Mgmt For For For
Incentive
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Denbury Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
DNR CUSIP 247916208 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Wieland F. Mgmt For For For
Wettstein
1.2 Elect Michael L. Beatty Mgmt For For For
1.3 Elect Michael B. Decker Mgmt For For For
1.4 Elect Ronald G. Greene Mgmt For For For
1.5 Elect Gregory L. Mgmt For For For
McMichael
1.6 Elect Kevin O. Meyers Mgmt For For For
1.7 Elect Phil Rykhoek Mgmt For For For
1.8 Elect Randy Stein Mgmt For For For
1.9 Elect Laura A. Sugg Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
4 Amendment to the 2004 Mgmt For For For
Omnibus Stock and
Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Detour Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
DGC CINS 250669108 05/09/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Peter A. Mgmt For Against Against
Crossgrove
3 Elect Louis Dionne Mgmt For Against Against
4 Elect Robert E. Doyle Mgmt For Against Against
5 Elect Andre Falzon Mgmt For For For
6 Elect Ingrid J. Hibbard Mgmt For Against Against
7 Elect J. Michael Kenyon Mgmt For Against Against
8 Elect Alex G. Morrison Mgmt For For For
9 Elect Gerald S. Panneton Mgmt For For For
10 Elect Jonathan A. Mgmt For For For
Rubenstein
11 Elect Graham Wozniak Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Amendments to By-Laws Mgmt For For For
Regarding Advance
Notice Provisions and
Quorum
Requirments
14 Amendments to Articles Mgmt For For For
Regarding Board
Size
15 Renewal of the Share Mgmt For For For
Option
Plan
________________________________________________________________________________
Devon Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUSIP 25179M103 06/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert H. Henry Mgmt For Withhold Against
1.2 Elect John A. Hill Mgmt For For For
1.3 Elect Michael M. Mgmt For For For
Kanovsky
1.4 Elect Robert A. Mgmt For For For
Mosbacher,
Jr.
1.5 Elect J. Larry Nichols Mgmt For For For
1.6 Elect Duane C. Radtke Mgmt For For For
1.7 Elect Mary P. Mgmt For For For
Ricciardello
1.8 Elect John Richels Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHldr Against For Against
Regarding Lobbying
Report
5 Shareholder Proposal ShrHldr Against For Against
Regarding Majority
Vote for Election of
Directors
6 Shareholder Proposal ShrHldr Against For Against
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
Diamond Offshore Drilling, Inc.
Ticker Security ID: Meeting Date Meeting Status
DO CUSIP 25271C102 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James S. Tisch Mgmt For For For
2 Elect Lawrence R. Mgmt For For For
Dickerson
3 Elect John R. Bolton Mgmt For For For
4 Elect Charles L. Mgmt For For For
Fabrikant
5 Elect Paul G. Gaffney II Mgmt For For For
6 Elect Edward Grebow Mgmt For For For
7 Elect Herbert C. Hofmann Mgmt For For For
8 Elect Clifford M Sobel Mgmt For For For
9 Elect Andrew H. Tisch Mgmt For For For
10 Elect Raymond S. Troubh Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Domtar Corporation
Ticker Security ID: Meeting Date Meeting Status
UFS CUSIP 257559203 05/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Giannella Alvarez Mgmt For For For
2 Elect Robert E Apple Mgmt For For For
3 Elect Louis P. Gignac Mgmt For For For
4 Elect Brian M. Levitt Mgmt For For For
5 Elect Harold H. MacKay Mgmt For For For
6 Elect David G. Maffucci Mgmt For For For
7 Elect Robert J. Steacy Mgmt For For For
8 Elect Pamela B. Strobel Mgmt For For For
9 Elect Denis Turcotte Mgmt For For For
10 Elect John D. Williams Mgmt For For For
11 Advisory Vote to Mgmt For For For
Approve Named
Executive Officer
Compensation
12 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Dongfang Electric Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1072 CINS Y20958107 05/24/2013 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For Against Against
Domestic and H Shares
w/o Preemptive
Rights
________________________________________________________________________________
Dongfang Electric Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1072 CINS Y20958107 12/14/2012 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 H Share Appreciation Mgmt For For For
Rights
Scheme
3 Ratification of Board Mgmt For For For
Acts
4 Amendments to Article Mgmt For For For
191
5 Amendments to Article Mgmt For For For
198
6 Amendments to Article Mgmt For For For
124
7 Ratification of Board Mgmt For For For
Acts
8 Liability Insurance Mgmt For Abstain Against
________________________________________________________________________________
DS Smith plc
Ticker Security ID: Meeting Date Meeting Status
SMDS CINS G2848Q123 09/04/2012 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For For For
Report
4 Elect Gareth Davis Mgmt For For For
5 Elect Miles Roberts Mgmt For For For
6 Elect Steve Dryden Mgmt For For For
7 Elect Christopher Bunker Mgmt For For For
8 Elect Philippe Mellier Mgmt For For For
9 Elect Jonathan Nicholls Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
14 Authority to Repurchase Mgmt For For For
Shares
15 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
days
________________________________________________________________________________
Eldorado Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
ELD CUSIP 284902103 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ross Cory Mgmt For For For
1.2 Elect Robert R. Gilmore Mgmt For For For
1.3 Elect Geoffrey A. Mgmt For For For
Handley
1.4 Elect Wayne D. Lenton Mgmt For Withhold Against
1.5 Elect Michael A. Price Mgmt For For For
1.6 Elect Steven P. Reid Mgmt For For For
1.7 Elect Jonathan A. Mgmt For For For
Rubenstein
1.8 Elect Donald Shumka Mgmt For Withhold Against
1.9 Elect Paul N. Wright Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Empresas CMPC S.A.
Ticker Security ID: Meeting Date Meeting Status
CMPC CINS P3712V107 01/24/2013 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Shares w/ Mgmt For For For
or w/o Preemptive
Rights
________________________________________________________________________________
Empresas CMPC S.A.
Ticker Security ID: Meeting Date Meeting Status
CMPC CINS P3712V107 04/25/2013 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Related Party Mgmt For For For
Transactions
4 Appointment of Auditor Mgmt For Abstain Against
and Risk Rating
Agencies
5 Directors' Fees; Mgmt For Abstain Against
Directors' Committee
Fees and
Budget
6 Dividend Policy Mgmt For Abstain Against
7 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Enbridge Inc.
Ticker Security ID: Meeting Date Meeting Status
ENB CUSIP 29250N105 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A. Arledge Mgmt For For For
1.2 Elect James J. Blanchard Mgmt For For For
1.3 Elect J. Lorne Mgmt For For For
Braithwaite
1.4 Elect J. Herb England Mgmt For For For
1.5 Elect Charles W. Fischer Mgmt For For For
1.6 Elect V. Maureen Mgmt For For For
Kempston
Darkes
1.7 Elect David A. Leslie Mgmt For For For
1.8 Elect Al Monaco Mgmt For For For
1.9 Elect George K. Petty Mgmt For For For
1.10 Elect Charles E. Shultz Mgmt For For For
1.11 Elect Dan C. Tutcher Mgmt For For For
1.12 Elect Catherine L. Mgmt For For For
Williams
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Encana Corporation
Ticker Security ID: Meeting Date Meeting Status
ECA CUSIP 292505104 04/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter A. Dea Mgmt For For For
1.2 Elect Claire S. Farley Mgmt For For For
1.3 Elect Fred J. Fowler Mgmt For For For
1.4 Elect Suzanne P. Nimocks Mgmt For For For
1.5 Elect David P. O'Brien Mgmt For For For
1.6 Elect Jane L. Peverett Mgmt For For For
1.7 Elect Brian G. Shaw Mgmt For For For
1.8 Elect Bruce G. Waterman Mgmt For For For
1.9 Elect Clayton H. Woitas Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Rights Plan Mgmt For For For
Renewal
________________________________________________________________________________
Eni S.p.A.
Ticker Security ID: Meeting Date Meeting Status
ENI CINS T3643A145 05/10/2013 Take No Action
Meeting Type Country of Trade
Annual Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For TNA N/A
2 Allocation of Mgmt For TNA N/A
Profits/Dividends
3 Remuneration Report Mgmt For TNA N/A
4 Authority to Repurchase Mgmt For TNA N/A
Shares
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Eni S.p.A.
Ticker Security ID: Meeting Date Meeting Status
ENI CINS T3643A145 07/16/2012 Take No Action
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Elimination of Par Mgmt For TNA N/A
Value; Cancellation of
Treasury
Shares
4 Authority to Repurchase Mgmt For TNA N/A
Shares
________________________________________________________________________________
Ensco plc
Ticker Security ID: Meeting Date Meeting Status
ESV CUSIP G3157S106 05/20/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Francis S Kalman Mgmt For For For
2 Elect Roxanne J. Decyk Mgmt For For For
3 Elect Mary Francis Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Ratification of Mgmt For For For
Statutory
Auditor
6 Authority to Set Mgmt For For For
Auditor's
Fees
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Directors' Remuneration Mgmt For For For
Report
9 Accounts and Reports Mgmt For For For
10 Repeal of Classified Mgmt For For For
Board
11 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
EOG Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
EOG CUSIP 26875P101 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles Crisp Mgmt For For For
2 Elect James Day Mgmt For For For
3 Elect Mark Papa Mgmt For For For
4 Elect H. Leighton Mgmt For For For
Steward
5 Elect Donald Textor Mgmt For For For
6 Elect William Thomas Mgmt For For For
7 Elect Frank Wisner Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Amendment to the 2008 Mgmt For For For
Omnibus Equity
Compensation
Plan
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
EQT Corporation
Ticker Security ID: Meeting Date Meeting Status
EQT CUSIP 26884L109 04/17/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Vicky A. Bailey Mgmt For For For
2 Elect Kenneth M. Burke Mgmt For For For
3 Elect George L. Miles, Mgmt For Against Against
Jr.
4 Elect Stephen A. Mgmt For For For
Thorington
5 Repeal of Classified Mgmt For For For
Board
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
8 Shareholder Proposal ShrHldr Against Against For
Regarding Feasibility
Study on Prohibition
of Political
Spending
________________________________________________________________________________
Eramet S.A.
Ticker Security ID: Meeting Date Meeting Status
ERA CINS F3145H130 05/15/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Related Party Mgmt For For For
Transactions
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of the Mgmt For Against Against
Co-option of Thomas
Devedjian
(FSI)
9 Ratification of the Mgmt For Against Against
Co-option of Claude
Tendil
10 Ratification of the Mgmt For For For
Co-option of Caroline
Gregoire Sainte
Marie
11 Ratification of the Mgmt For For For
Co-option of Thierry
Le
Henaff
12 Elect Thierry Le Henaff Mgmt For For For
13 Elect Michel Quintard Mgmt For For For
14 Elect Michel Antseleve Mgmt For For For
15 Elect Frederic Tona Mgmt For For For
16 Directors' Fees Mgmt For For For
17 Authority to Repurchase Mgmt For Against Against
Shares
18 Authority to Increase Mgmt For For For
Capital Through
Capitalizations
19 Authority to Issue Mgmt For Abstain Against
Shares and/or
Convertible Securities
w/ Preemptive
Rights
20 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible Securities
w/o Preemptive
Rights
21 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible Securities
for Private
Placement
22 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights in
Consideration for
Securities Issued by
Subsidiaries
23 Authority to Increase Mgmt For Against Against
Capital in
Consideration for
Contributions in
Kind
24 Global Ceiling on Mgmt For For For
Capital
Increases
25 Authority to Use Mgmt For Against Against
Capital Authorities as
a Takeover
Defense
26 Employee Stock Purchase Mgmt For For For
Plan
27 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
28 Amendment Regarding Mgmt For For For
Board
Size
29 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Eregli Demir Celik AS
Ticker Security ID: Meeting Date Meeting Status
EREGL CINS M40710101 03/29/2013 Voted
Meeting Type Country of Trade
Special Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening; Election of Mgmt For For For
Presiding
Chairman
3 Minutes Mgmt For For For
4 Reports (Board of Mgmt For For For
Directors)
5 Reports (Statutory and Mgmt For For For
Independent
Auditors)
6 Accounts Mgmt For For For
7 Ratification of the Mgmt For For For
Co-Option of Board
Members
8 Ratification of Board Mgmt For For For
and Statutory
Auditors'
Acts
9 Allocation of Mgmt For For For
Profits/Dividends
10 Directors' Fees Mgmt For For For
11 Election of Directors Mgmt For For For
12 Appointment of Auditor Mgmt For Abstain Against
13 Related Party Mgmt For For For
Transactions
14 Amendments to Articles Mgmt For For For
15 Internal Regulation of Mgmt For For For
General
Assembly
16 Report on Guarantees Mgmt For For For
17 Report on Related Party Mgmt For For For
Transactions
18 Charitable Donations Mgmt For For For
19 Limit on Charitable Mgmt For For For
Donations
20 Disclosure Policy Mgmt For For For
21 Wishes Mgmt For For For
________________________________________________________________________________
Eregli Demir ve Celik Fabrikalari T.A.S.
Ticker Security ID: Meeting Date Meeting Status
EREGL CINS M40710101 06/28/2013 Voted
Meeting Type Country of Trade
Special Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening; Election of Mgmt For For For
Presiding
Chairman
3 Minutes Mgmt For For For
4 Ratification of the Mgmt For Abstain Against
Co-Option of Board
Member
5 Amendments to Articles Mgmt For For For
6 Dividend Policy Mgmt For For For
7 Internal Regulation of Mgmt For For For
General
Assembly
8 Wishes Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Evraz Plc
Ticker Security ID: Meeting Date Meeting Status
EVR CINS ADPC01618 06/13/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For Against Against
Report
3 Elect Alexander Abramov Mgmt For For For
4 Elect Duncan Baxter Mgmt For For For
5 Elect Alexander Frolov Mgmt For For For
6 Elect James Karl Gruber Mgmt For For For
7 Elect Alexander Izosimov Mgmt For For For
8 Elect Sir Michael Peat Mgmt For For For
9 Elect Olga Pokrovskaya Mgmt For Against Against
10 Elect Terry Robinson Mgmt For For For
11 Elect Eugene Shvidler Mgmt For For For
12 Elect Eugene Tenenbaum Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Repurchase Mgmt For For For
Shares
18 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Exxaro Resources Limited
Ticker Security ID: Meeting Date Meeting Status
EXX CINS S26949107 05/24/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Norman B. Mbazima Mgmt For For For
2 Elect Fazel Randera Mgmt For For For
3 Re-elect Jurie J. Mgmt For For For
Geldenhuys
4 Re-elect Vincent Z. Mgmt For Against Against
Mntambo
5 Elect Audit Committee Mgmt For For For
Member (Jurie
Geldenhuys)
6 Elect Audit Committee Mgmt For For For
Member (Richard
Mohring)
7 Elect Audit Committee Mgmt For For For
Member (Jeffrey van
Rooyen)
8 Elect Social and Ethics Mgmt For For For
Committee Member
(Jurie
Geldenhuys)
9 Elect Social and Ethics Mgmt For For For
Committee Member
(Richard
Mohring)
10 Elect Social and Ethics Mgmt For For For
Committee Member
(Fazel
Randera)
11 Approve Remuneration Mgmt For For For
Policy
12 Appointment of Auditor Mgmt For For For
13 General Authority to Mgmt For For For
Issue
Shares
14 Authority to Issue Mgmt For For For
Shares for
Cash
15 Authorisation of Legal Mgmt For For For
Formalities
16 Approve NEDs' Fees Mgmt For For For
17 Authority to Repurchase Mgmt For For For
Shares
18 Approve Financial Mgmt For For For
Assistance (Section
44)
19 Approve Financial Mgmt For For For
Assistance (Section
45)
20 Amendments to Memorandum Mgmt For For For
________________________________________________________________________________
Exxon Mobil Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Boskin Mgmt For For For
1.2 Elect Peter Mgmt For For For
Brabeck-Letmathe
1.3 Elect Ursula M. Burns Mgmt For For For
1.4 Elect Larry R. Faulkner Mgmt For For For
1.5 Elect Jay S. Fishman Mgmt For For For
1.6 Elect Henrietta H. Fore Mgmt For For For
1.7 Elect Kenneth C. Frazier Mgmt For For For
1.8 Elect William W. George Mgmt For For For
1.9 Elect Samuel J. Mgmt For For For
Palmisano
1.10 Elect Steven S. Mgmt For For For
Reinemund
1.11 Elect Rex W. Tillerson Mgmt For For For
1.12 Elect William C. Weldon Mgmt For For For
1.13 Elect Edward E. Mgmt For For For
Whitacre,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
5 Shareholder Proposal ShrHldr Against For Against
Regarding Majority
Vote in the Election
of
Directors
6 Shareholder Proposal ShrHldr Against Against For
Regarding Multiple
Board
Service
7 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
8 Shareholder Proposal ShrHldr Against Against For
Regarding Feasibility
Study on Prohibition
of Political
Spending
9 Shareholder Proposal ShrHldr Against For Against
Regarding Adopting
Sexual Orientation and
Gender Identity
Anti-Bias
Policy
10 Shareholder Proposal ShrHldr Against Against For
Regarding Hydraulic
Fracturing
11 Shareholder Proposal ShrHldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
________________________________________________________________________________
Ferrexpo Plc
Ticker Security ID: Meeting Date Meeting Status
FXPO CINS G3435Y107 05/23/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Elect Michael Abrahams Mgmt For For For
7 Elect Oliver Baring Mgmt For For For
8 Elect Raffaele Genovese Mgmt For For For
9 Elect Wolfram Kuoni Mgmt For For For
10 Elect Christopher Mawe Mgmt For For For
11 Elect Ihor Mitiukov Mgmt For For For
12 Elect Mike Salamon Mgmt For For For
13 Elect Kostyantin Zhevago Mgmt For For For
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Repurchase Mgmt For For For
Shares
17 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
First Majestic Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
FR CINS 32076V103 05/23/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Keith Neumeyer Mgmt For For For
4 Elect Ramon Davila Mgmt For For For
5 Elect Robert A. McCallum Mgmt For For For
6 Elect Douglas Penrose Mgmt For For For
7 Elect Tony Pezzotti Mgmt For For For
8 Elect David Shaw Mgmt For For For
9 Elect Robert Young Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Approval of Advance Mgmt For For For
Notice
Policy
________________________________________________________________________________
First Quantum Minerals Ltd.
Ticker Security ID: Meeting Date Meeting Status
FM CINS 335934105 05/07/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Philip K.R. Mgmt For For For
Pascall
4 Elect G. Clive Newall Mgmt For For For
5 Elect Martin R. Rowley Mgmt For For For
6 Elect Peter St. George Mgmt For For For
7 Elect Andrew B. Adams Mgmt For For For
8 Elect Michael P. Mgmt For For For
Martineau
9 Elect Paul Brunner Mgmt For For For
10 Elect Michael Hanley Mgmt For For For
11 Elect Robert J. Harding Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
First Solar, Inc.
Ticker Security ID: Meeting Date Meeting Status
FSLR CUSIP 336433107 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Ahearn Mgmt For For For
1.2 Elect Richard D. Chapman Mgmt For For For
1.3 Elect George A. Hambro Mgmt For For For
1.4 Elect James A. Hughes Mgmt For For For
1.5 Elect Craig Kennedy Mgmt For For For
1.6 Elect James F. Nolan Mgmt For For For
1.7 Elect William J. Post Mgmt For For For
1.8 Elect J. Thomas Presby Mgmt For For For
1.9 Elect Paul H. Stebbins Mgmt For Withhold Against
1.10 Elect Michael T. Sweeney Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHldr Against For Against
Regarding Compensation
in the Event of a
Change in
Control
4 Shareholder Proposal ShrHldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
FMC Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
FTI CUSIP 30249U101 05/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eleazar de Mgmt For For For
Carvalho
Filho
2 Elect Claire S. Farley Mgmt For For For
3 Elect Joseph H. Mgmt For For For
Netherland
4 Ratification of Auditor Mgmt For Against Against
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Amendment to the Mgmt For For For
Incentive Compensation
and Stock
Plan
7 Shareholder Proposal ShrHldr Against For Against
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Formosa Petrochemicals Corp.
Ticker Security ID: Meeting Date Meeting Status
6505 CINS Y2608S103 06/10/2013 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Accounts and Reports Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Amendments to Articles Mgmt For For For
11 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
12 Amendments to Mgmt For For For
Procedural Rules:
Capital
Loans
13 Amendments to Mgmt For For For
Procedural Rules:
Endorsements/Guarantees
14 Non-Compete Mgmt For For For
Restrictions for
Directors
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Fortescue Metals Group Limited
Ticker Security ID: Meeting Date Meeting Status
FMG CINS Q39360104 11/14/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Cao Huiquan Mgmt For For For
4 Re-elect Herb Elliott Mgmt For For For
5 Approve Performance Mgmt For For For
Share
Plan
6 Appoint Auditor Mgmt For For For
________________________________________________________________________________
Fosun International Limited
Ticker Security ID: Meeting Date Meeting Status
0656 CINS Y2618Y108 05/22/2013 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect GUO Guangchang Mgmt For For For
6 Elect DING Guoqi Mgmt For For For
7 Elect ZHANG Shengman Mgmt For For For
8 Elect Andrew Y. YAN Mgmt For Against Against
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Galp Energia, SGPS, SA
Ticker Security ID: Meeting Date Meeting Status
GALP CINS X3078L108 04/22/2013 Voted
Meeting Type Country of Trade
Annual Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Corporate Governance Mgmt For For For
Report
5 Ratification of Board Mgmt For For For
and Supervisory
Council
Acts
6 Remuneration Report Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Galp Energia, SGPS, SA
Ticker Security ID: Meeting Date Meeting Status
GALP CINS X3078L108 11/23/2012 Voted
Meeting Type Country of Trade
Special Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratification of Mgmt For For For
Co-option of
Directors
3 Election of Directors Mgmt For Abstain Against
4 Election of Secretary Mgmt For Abstain Against
to Board of General
Meeting
5 Election of Supervisory Mgmt For Abstain Against
Council
Member
6 Election of Mgmt For Abstain Against
Remuneration Committee
Member
7 Authority to Trade in Mgmt For For For
Company
Shares
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gazprom OAO
Ticker Security ID: Meeting Date Meeting Status
GAZP CINS 368287207 06/28/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Dividends Mgmt For For For
6 Terms of Dividend Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Directors' Fees Mgmt For Against Against
9 Audit Commission's Fees Mgmt For For For
10 Amendments to Charter Mgmt For Abstain Against
11 Amendments to General Mgmt For Abstain Against
Meeting
Regulations
12 Amendments to Audit Mgmt For Abstain Against
Commission
Regulations
13 Related Party Mgmt For For For
Transactions
14 Related Party Mgmt For For For
Transactions
15 Related Party Mgmt For For For
Transactions
16 Related Party Mgmt For For For
Transactions
17 Related Party Mgmt For For For
Transactions
18 Related Party Mgmt For For For
Transactions
19 Related Party Mgmt For For For
Transactions
20 Related Party Mgmt For For For
Transactions
21 Related Party Mgmt For For For
Transactions
22 Related Party Mgmt For For For
Transactions
23 Related Party Mgmt For For For
Transactions
24 Related Party Mgmt For For For
Transactions
25 Related Party Mgmt For For For
Transactions
26 Related Party Mgmt For For For
Transactions
27 Related Party Mgmt For For For
Transactions
28 Related Party Mgmt For For For
Transactions
29 Related Party Mgmt For For For
Transactions
30 Related Party Mgmt For For For
Transactions
31 Related Party Mgmt For For For
Transactions
32 Related Party Mgmt For For For
Transactions
33 Related Party Mgmt For For For
Transactions
34 Related Party Mgmt For For For
Transactions
35 Related Party Mgmt For For For
Transactions
36 Related Party Mgmt For For For
Transactions
37 Related Party Mgmt For For For
Transactions
38 Related Party Mgmt For For For
Transactions
39 Related Party Mgmt For For For
Transactions
40 Related Party Mgmt For For For
Transactions
41 Related Party Mgmt For For For
Transactions
42 Related Party Mgmt For For For
Transactions
43 Related Party Mgmt For For For
Transactions
44 Related Party Mgmt For For For
Transactions
45 Related Party Mgmt For For For
Transactions
46 Related Party Mgmt For For For
Transactions
47 Related Party Mgmt For For For
Transactions
48 Related Party Mgmt For For For
Transactions
49 Related Party Mgmt For For For
Transactions
50 Related Party Mgmt For For For
Transactions
51 Related Party Mgmt For For For
Transactions
52 Related Party Mgmt For For For
Transactions
53 Related Party Mgmt For For For
Transactions
54 Related Party Mgmt For For For
Transactions
55 Related Party Mgmt For For For
Transactions
56 Related Party Mgmt For For For
Transactions
57 Related Party Mgmt For For For
Transactions
58 Related Party Mgmt For For For
Transactions
59 Related Party Mgmt For For For
Transactions
60 Related Party Mgmt For For For
Transactions
61 Related Party Mgmt For For For
Transactions
62 Related Party Mgmt For For For
Transactions
63 Related Party Mgmt For For For
Transactions
64 Related Party Mgmt For For For
Transactions
65 Related Party Mgmt For For For
Transactions
66 Related Party Mgmt For For For
Transactions
67 Related Party Mgmt For For For
Transactions
68 Related Party Mgmt For For For
Transactions
69 Related Party Mgmt For For For
Transactions
70 Related Party Mgmt For For For
Transactions
71 Related Party Mgmt For For For
Transactions
72 Related Party Mgmt For For For
Transactions
73 Related Party Mgmt For For For
Transactions
74 Related Party Mgmt For For For
Transactions
75 Related Party Mgmt For For For
Transactions
76 Related Party Mgmt For For For
Transactions
77 Related Party Mgmt For For For
Transactions
78 Related Party Mgmt For For For
Transactions
79 Related Party Mgmt For For For
Transactions
80 Non-Voting Agenda Item N/A N/A N/A N/A
81 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gazprom OAO
Ticker Security ID: Meeting Date Meeting Status
GAZP CINS 368287207 06/28/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transactions
3 Related Party Mgmt For For For
Transactions
4 Related Party Mgmt For For For
Transactions
5 Related Party Mgmt For For For
Transactions
6 Related Party Mgmt For For For
Transactions
7 Related Party Mgmt For For For
Transactions
8 Related Party Mgmt For For For
Transactions
9 Related Party Mgmt For For For
Transactions
10 Related Party Mgmt For For For
Transactions
11 Related Party Mgmt For For For
Transactions
12 Related Party Mgmt For For For
Transactions
13 Related Party Mgmt For For For
Transactions
14 Related Party Mgmt For For For
Transactions
15 Related Party Mgmt For For For
Transactions
16 Related Party Mgmt For For For
Transactions
17 Related Party Mgmt For For For
Transactions
18 Related Party Mgmt For For For
Transactions
19 Related Party Mgmt For For For
Transactions
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Elect Andrey I. Akimov Mgmt N/A Abstain N/A
22 Elect Farit R. Mgmt N/A Abstain N/A
Gazizullin
23 Elect Viktor A. Zubkov Mgmt N/A Abstain N/A
24 Elect Elena Y. Karpel Mgmt N/A Abstain N/A
25 Elect Timur Kulibaev Mgmt N/A Abstain N/A
26 Elect Vitaly A. Markelov Mgmt N/A Abstain N/A
27 Elect Viktor G Martynov Mgmt N/A Abstain N/A
28 Elect Vladimir A. Mau Mgmt N/A Abstain N/A
29 Elect Alexey B Miller Mgmt N/A Abstain N/A
30 Elect Valery A. Musin Mgmt N/A For N/A
31 Elect Mikhail L. Sereda Mgmt N/A Abstain N/A
32 Non-Voting Agenda Item N/A N/A N/A N/A
33 Elect Viktor Antoshin Mgmt For For For
34 Elect Dmitry Arkhipov Mgmt For N/A N/A
35 Elect Andrey Belobrov Mgmt For N/A N/A
36 Elect Vadim Bikulov Mgmt For For For
37 Elect Mikhail Kuzovlev Mgmt For For For
38 Elect Marina Mikhina Mgmt For For For
39 Elect Lidiya Morozova Mgmt For For For
40 Elect Anna Nesterova Mgmt For For For
41 Elect Georgiy Nozadze Mgmt For For For
42 Elect Yuriy Nosov Mgmt For N/A N/A
43 Elect Karen Oganyan Mgmt For For For
44 Elect Aleksandr Yugov Mgmt For For For
45 Non-Voting Agenda Item N/A N/A N/A N/A
46 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Genting Plantations Berhad
Ticker Security ID: Meeting Date Meeting Status
CINS Y26930100 06/11/2013 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees Mgmt For For For
3 Elect LIM Kok Thay Mgmt For Against Against
4 Elect QUAH Chek Tin Mgmt For For For
5 Elect Abdul Ghani bin Mgmt For For For
Abdullah
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Authority to Repurchase Mgmt For For For
Shares
9 Related Party Mgmt For For For
Transactions
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Glencore International plc
Ticker Security ID: Meeting Date Meeting Status
GLEN CINS G39420107 05/16/2013 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ivan Glasenberg Mgmt For For For
4 Elect Anthony B. Hayward Mgmt For For For
5 Elect Leonhard Fischer Mgmt For For For
6 Elect William E. Mgmt For For For
Macaulay
7 Elect John R.H. Bond Mgmt For Against Against
8 Elect Sir Steve Robson Mgmt For For For
9 Elect Ian C. Strachan Mgmt For For For
10 Elect Con Fauconnier Mgmt For For For
11 Elect Peter Hooley Mgmt For For For
12 Elect Simon Murray Mgmt For Against Against
13 Elect Steven Kalmin Mgmt For For For
14 Elect Peter R. Coates Mgmt For Against Against
15 Elect LI Ning Mgmt For For For
16 Directors' Remuneration Mgmt For For For
Report
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor's
Fees
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Repurchase Mgmt For For For
Shares
22 Non-Voting Meeting Note N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Glencore International plc
Ticker Security ID: Meeting Date Meeting Status
GLEN CINS G39420107 09/07/2012 Voted
Meeting Type Country of Trade
Special Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Change of Company Name Mgmt For For For
6 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Authority to Repurchase Mgmt For For For
Shares
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Glencore International plc
Ticker Security ID: Meeting Date Meeting Status
GLEN CINS G39420107 11/20/2012 Voted
Meeting Type Country of Trade
Special Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Change of Company Name Mgmt For For For
6 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Authority to Repurchase Mgmt For For For
Shares
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gold Fields Limited
Ticker Security ID: Meeting Date Meeting Status
GFI CUSIP 38059T106 05/09/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect David N. Murray Mgmt For For For
3 Re-elect Donald M.J. Mgmt For For For
Ncube
4 Re-elect Rupert Mgmt For For For
Pennant-Rea
5 Re-elect Gayle M. Wilson Mgmt For For For
6 Elect Audit Committee Mgmt For For For
Member
(Wilson)
7 Elect Audit Committee Mgmt For For For
Member
(Menell)
8 Elect Audit Committee Mgmt For For For
Member
(Ncube)
9 Elect Audit Committee Mgmt For For For
Member
(Pennant-Rea)
10 General Authority to Mgmt For For For
Issue
Shares
11 Authority to Issue Mgmt For For For
Shares for
Cash
12 Approve Remuneration Mgmt For For For
Policy
13 Approve NEDs' Fees Mgmt For For For
14 Approve Financial Mgmt For For For
Assistance
15 Amendments to MOI Mgmt For For For
16 Amendments to MOI Mgmt For For For
17 Amendments to MOI Mgmt For For For
18 Amendments to MOI Mgmt For For For
19 Amendments to MOI Mgmt For For For
20 Amendments to MOI Mgmt For For For
21 Amendments to MOI Mgmt For For For
22 Amendments to MOI Mgmt For For For
23 Amendments to MOI Mgmt For For For
24 Amendments to MOI Mgmt For For For
25 Amendments to MOI Mgmt For For For
26 Amendments to MOI Mgmt For For For
27 Amendments to MOI Mgmt For For For
28 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Goldcorp Inc.
Ticker Security ID: Meeting Date Meeting Status
G CUSIP 380956409 05/02/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John P. Bell Mgmt For For For
1.2 Elect Beverley A. Mgmt For For For
Briscoe
1.3 Elect Peter J. Dey Mgmt For For For
1.4 Elect Douglas M. Holtby Mgmt For For For
1.5 Elect Charles A. Jeannes Mgmt For For For
1.6 Elect P. Randy Reifel Mgmt For For For
1.7 Elect A. Dan Rovig Mgmt For For For
1.8 Elect Ian W. Telfer Mgmt For For For
1.9 Elect Blanca Triveno de Mgmt For For For
Vega
1.10 Elect Kenneth F. Mgmt For For For
Williamson
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Mgmt For For For
Restricted Share Unit
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Golden Agri-Resources Limited
Ticker Security ID: Meeting Date Meeting Status
E5H CINS V39076134 04/25/2013 Voted
Meeting Type Country of Trade
Annual Mauritius
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect Rafael Buhay Mgmt For For For
Concepcion,
Jr.
5 Elect Muktar Widjaja Mgmt For Against Against
6 Elect HONG Pian Tee Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
9 Authority to Repurchase Mgmt For For For
Shares
10 Related Party Mgmt For Against Against
Transactions
________________________________________________________________________________
Graincorp Limited
Ticker Security ID: Meeting Date Meeting Status
GNC CINS Q42655102 12/20/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Remuneration Report Mgmt For For For
4 Re-elect Don Taylor Mgmt For For For
5 Re-elect David Trebeck Mgmt For For For
6 Re-elect Donald Mgmt For For For
McGauchie
7 Equity Grant (MD/CEO Mgmt For For For
Alison Watkins) and
Amendment to Terms of
Incentive
Plans
8 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Graphic Packaging Holding Company
Ticker Security ID: Meeting Date Meeting Status
GPK CUSIP 388689101 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George V. Bayly Mgmt For For For
1.2 Elect David D. Campbell Mgmt For For For
1.3 Elect Harold R. Logan, Mgmt For For For
Jr.
1.4 Elect David A. Perdue Mgmt For For For
________________________________________________________________________________
Gruma SAB de CV
Ticker Security ID: Meeting Date Meeting Status
GRUMA.B CINS P4948K121 04/26/2013 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Report on Tax Compliance Mgmt For Abstain Against
3 Allocation of Mgmt For Abstain Against
Profits/Dividends
4 Authority to Repurchase Mgmt For Abstain Against
Shares; Report on the
Company's Repurchase
Program
5 Election of Directors; Mgmt For Abstain Against
Fees
6 Election of Chairmen of Mgmt For Abstain Against
the Audit and
Corporate Governance
Committees
7 Election of Meeting Mgmt For For For
Delegates
8 Minutes Mgmt For For For
________________________________________________________________________________
Gruma SAB de CV
Ticker Security ID: Meeting Date Meeting Status
GRUMA.B CINS P4948K121 05/15/2013 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger/Acquisition Mgmt For Abstain Against
3 Authority to Cancel Mgmt For For For
Treasury Shares and
Reduce Share
Capital
4 Amendments to Articles Mgmt For Abstain Against
5 Election of Meeting Mgmt For For For
Delegates
6 Minutes Mgmt For For For
________________________________________________________________________________
Gruma SAB de CV
Ticker Security ID: Meeting Date Meeting Status
GRUMA.B CINS P4948K121 12/13/2012 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Repurchase Mgmt For Abstain Against
Shares
2 Election of Directors; Mgmt For Abstain Against
Directors'
Fees
3 Election of Meeting Mgmt For For For
Delegates
4 Minutes Mgmt For For For
________________________________________________________________________________
Gruma SAB de CV
Ticker Security ID: Meeting Date Meeting Status
GRUMA.B CINS P4948K121 12/13/2012 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
Regarding Shareholder
Agreement
2 Election of Meeting Mgmt For For For
Delegates
3 Minutes Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Grupo Mexico SAB de CV
Ticker Security ID: Meeting Date Meeting Status
GMEXICO CINS P49538112 04/30/2013 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Report on Tax Compliance Mgmt For Abstain Against
3 Allocation of Mgmt For For For
Profits/Dividends
4 Authority to Repurchase Mgmt For Abstain Against
Shares; Report on the
Company's Repurchase
Program
5 Election of Directors; Mgmt For Abstain Against
Election of Board
Committee Members and
Chairmen; Ratification
of Board, CEO and
Committee
Acts
6 Directors' and Board Mgmt For Abstain Against
Committee Members'
Fees
7 Authority to Carry Out Mgmt For For For
Formalities
________________________________________________________________________________
Halliburton Company
Ticker Security ID: Meeting Date Meeting Status
HAL CUSIP 406216101 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan M. Bennett Mgmt For For For
2 Elect James Boyd Mgmt For For For
3 Elect Milton Carroll Mgmt For For For
4 Elect Nance Dicciani Mgmt For For For
5 Elect Murry Gerber Mgmt For For For
6 Elect Jose Grubisich Mgmt For For For
7 Elect Abdallah Jum'ah Mgmt For For For
8 Elect David Lesar Mgmt For For For
9 Elect Robert Malone Mgmt For For For
10 Elect Landis Martin Mgmt For Against Against
11 Elect Debra Reed Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to Company Mgmt For For For
Stock and Incentive
Plan
15 Shareholder Proposal ShrHldr Against Against For
Regarding Review of
Human Rights
Policies
________________________________________________________________________________
Harmony Gold Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
HAR CUSIP 413216300 11/28/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Fikile De Buck Mgmt N/A For N/A
2 Re-elect Simo Lushaba Mgmt N/A For N/A
3 Re-elect Modise Motloba Mgmt N/A For N/A
4 Re-elect Patrice Motsepe Mgmt N/A For N/A
5 Elect Audit and Risk Mgmt N/A For N/A
Committee Members
(Fikile De
Buck)
6 Elect Audit and Risk Mgmt N/A For N/A
Committee Members
(Simo
Lushaba)
7 Elect Audit and Risk Mgmt N/A For N/A
Committee Members
(Modise
Motloba)
8 Elect Audit and Risk Mgmt N/A For N/A
Committee Members
(John
Wetton)
9 Appointment of Auditor Mgmt N/A For N/A
10 Approve Remuneration Mgmt N/A For N/A
Policy
11 General Authority to Mgmt N/A For N/A
Issue
Shares
12 Approve Amendments to Mgmt N/A For N/A
the Share Ownership
Plan
13 Approve NEDs' Fees Mgmt N/A For N/A
14 Adopt New Memorandum Mgmt N/A For N/A
________________________________________________________________________________
Hecla Mining Company
Ticker Security ID: Meeting Date Meeting Status
HL CUSIP 422704106 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ted Crumley Mgmt For For For
1.2 Elect Terry V. Rogers Mgmt For For For
1.3 Elect Charles B. Stanley Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Helmerich & Payne, Inc.
Ticker Security ID: Meeting Date Meeting Status
HP CUSIP 423452101 03/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Hans Helmerich Mgmt For For For
1.2 Elect John W. Lindsay Mgmt For For For
1.3 Elect Paula Marshall Mgmt For For For
1.4 Elect Randy A. Foutch Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHldr N/A For N/A
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Hess Corporation
Ticker Security ID: Meeting Date Meeting Status
HES CUSIP 42809H107 05/16/2013 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Krenicki, Jr. Mgmt For TNA N/A
1.2 Elect Kevin Meyers Mgmt For TNA N/A
1.3 Elect Frederic Reynolds Mgmt For TNA N/A
1.4 Elect William Schrader Mgmt For TNA N/A
1.5 Elect Mark Williams Mgmt For TNA N/A
2 Ratification of Auditor Mgmt For TNA N/A
3 Advisory Vote on Mgmt For TNA N/A
Executive
Compensation
4 Repeal of Classified Mgmt For TNA N/A
Board
5 Shareholder Proposal ShrHldr Against TNA N/A
Regarding Independent
Board
Chairman
6 Shareholder Proposal ShrHldr Against TNA N/A
Regarding Simple
Majority
Vote
7 Shareholder Proposal ShrHldr Against TNA N/A
Regarding Report on
Political
Spending
8 Shareholder Proposal ShrHldr Against TNA N/A
Regarding Bylaw
Amendments
________________________________________________________________________________
Hess Corporation
Ticker Security ID: Meeting Date Meeting Status
HES CUSIP 42809H107 05/16/2013 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rodney Chase Mgmt N/A For N/A
1.2 Elect Harvey Golub Mgmt N/A For N/A
1.3 Elect Karl Kurz Mgmt N/A For N/A
1.4 Elect David McManus Mgmt N/A For N/A
1.5 Elect Marshall Smith Mgmt N/A For N/A
2 Ratification of Auditor Mgmt N/A For N/A
3 Advisory Vote on Mgmt N/A For N/A
Executive
Compensation
4 Repeal of Classified Mgmt N/A For N/A
Board
5 Shareholder Proposal ShrHldr N/A Against N/A
Regarding Independent
Board
Chairman
6 Shareholder Proposal ShrHldr N/A For N/A
Regarding Simple
Majority
Vote
7 Shareholder Proposal ShrHldr N/A For N/A
Regarding Report on
Political
Spending
8 Shareholder Proposal ShrHldr N/A For N/A
Regarding Bylaw
Amendments
________________________________________________________________________________
Hitachi Metals Limited
Ticker Security ID: Meeting Date Meeting Status
5486 CINS J20538112 06/25/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect Hiromi Yoshioka Mgmt For For For
3 Elect Nobuo Mochida Mgmt For Against Against
4 Elect Hiroyuki Fujii Mgmt For For For
5 Elect Hideaki Takahashi Mgmt For For For
6 Elect Yasutoshi Noguchi Mgmt For For For
7 Elect Hisashi Machida Mgmt For For For
8 Elect Toshikazu Nishino Mgmt For Against Against
9 Elect Nobuhiko Shima Mgmt For For For
________________________________________________________________________________
Hochschild Mining Plc
Ticker Security ID: Meeting Date Meeting Status
HOC CINS G4611M107 05/30/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For Against Against
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Graham Birch Mgmt For For For
5 Elect Enrico Bombieri Mgmt For For For
6 Elect Jorge Born, Jr. Mgmt For Against Against
7 Elect Ignacio Bustamante Mgmt For For For
8 Elect Roberto Danino Mgmt For For For
9 Elect Sir Malcom Field Mgmt For For For
10 Elect Eduardo Hochschild Mgmt For For For
11 Elect Nigel Moore Mgmt For For For
12 Elect Rupert Pennant-Rea Mgmt For For For
13 Elect Alfred M. Vinton Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Repurchase Mgmt For For For
Shares
19 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
HollyFrontier Corporation
Ticker Security ID: Meeting Date Meeting Status
HFC CUSIP 436106108 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas Y. Bech Mgmt For For For
2 Elect Buford P. Berry Mgmt For For For
3 Elect Leldon E. Echols Mgmt For For For
4 Elect R. Kevin Hardage Mgmt For For For
5 Elect Michael C. Mgmt For For For
Jennings
6 Elect Robert J. Mgmt For For For
Kostelnik
7 Elect James H. Lee Mgmt For For For
8 Elect Robert G. McKenzie Mgmt For For For
9 Elect Franklin Myers Mgmt For For For
10 Elect Michael E. Rose Mgmt For For For
11 Elect Tommy A. Valenta Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Holmen AB
Ticker Security ID: Meeting Date Meeting Status
HOLM-B CINS W4200N112 04/10/2013 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and Management
Acts
15 Board Size and Auditor Mgmt For For For
16 Directors and Auditors' Mgmt For For For
Fees
17 Election of Directors Mgmt For Against Against
18 Appointment of Auditor Mgmt For For For
19 Nomination Committee Mgmt For For For
20 Compensation Guidelines Mgmt For Against Against
21 Authority to Repurchase Mgmt For For For
Shares
22 Shareholder Proposal ShrHldr N/A Against N/A
Regarding Gender
Diversity
23 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Huaneng Power International, Inc.
Ticker Security ID: Meeting Date Meeting Status
0902 CINS Y3744A105 03/12/2013 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Huaneng Group Framework Mgmt For For For
Agreement
________________________________________________________________________________
Huaneng Power International, Inc.
Ticker Security ID: Meeting Date Meeting Status
0902 CINS Y3744A105 06/19/2013 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Director's Report Mgmt For For For
4 Supervisor's Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Medium and Long Term
Debt Financing
Instruments
9 Authority to Issue Mgmt For For For
Short-Term
Debetures
10 Authority to Issue Mgmt For For For
Super Short-Term
Debetures
11 Authority to Issue Mgmt For For For
Private Placement of
Debt Financing
Instrument
________________________________________________________________________________
Husky Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
HSE CINS 448055103 05/07/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Victor T.K. Li Mgmt For Against Against
3 Elect Canning Kin-Ning Mgmt For Against Against
Fok
4 Elect Stephen E. Bradley Mgmt For For For
5 Elect Asim Ghosh Mgmt For For For
6 Elect Martin J.G. Glynn Mgmt For For For
7 Elect Poh Chan Koh Mgmt For For For
8 Elect Eva Lee Kwok Mgmt For For For
9 Elect Stanley T.L. Kwok Mgmt For For For
10 Elect Frederick S.H. Ma Mgmt For For For
11 Elect George C. Magnus Mgmt For For For
12 Elect Neil D. McGee Mgmt For For For
13 Elect Colin Stevens Mgmt For Against Against
Russel
14 Elect Wayne E. Shaw Mgmt For For For
15 Elect William Shurniak Mgmt For For For
16 Elect Frank J. Sixt Mgmt For Against Against
17 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Hyflux Ltd.
Ticker Security ID: Meeting Date Meeting Status
600 CINS Y3817K105 04/25/2013 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect LEE Joo Hai Mgmt For For For
4 Elect GAY Chee Cheong Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Authority to Issue Mgmt For Against Against
Preferred
Shares
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Authority to Grant Mgmt For For For
Awards and Issue
Shares under the
Hyflux Employees'
Share Option Scheme
2001 and Scheme
2011
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Authority to Repurchase Mgmt For For For
Shares
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Hyundai Hysco Company Ltd
Ticker Security ID: Meeting Date Meeting Status
010520 CINS Y3848X100 03/15/2013 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors Mgmt For For For
(Slate)
4 Election of Audit Mgmt For For For
Committee Member: LIM
Tae
Hoon
5 Directors' Fees Mgmt For For For
________________________________________________________________________________
Hyundai Steel Co
Ticker Security ID: Meeting Date Meeting Status
004020 cins Y38383108 03/15/2013 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors Mgmt For Against Against
(Slate)
4 Election of Audit Mgmt For For For
Committee Members
(Slate)
5 Directors' Fees Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
IAMGOLD Corporation
Ticker Security ID: Meeting Date Meeting Status
IMG CINS 450913108 05/21/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect John E. Caldwell Mgmt For For For
3 Elect Donald K. Charter Mgmt For Against Against
4 Elect W. Robert Dengler Mgmt For For For
5 Elect Guy G. Dufresne Mgmt For For For
6 Elect Richard J. Hall Mgmt For For For
7 Elect Stephen J.J. Mgmt For For For
Letwin
8 Elect Mahendra Naik Mgmt For For For
9 Elect William D. Mgmt For For For
Pugliese
10 Elect John T. Shaw Mgmt For For For
11 Elect Timothy R. Snider Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendments to By-Laws Mgmt For For For
Regarding Advance
Notice Provisions and
Quorum
Requirements
________________________________________________________________________________
Iluka Resources Limited
Ticker Security ID: Meeting Date Meeting Status
ILU CINS Q4875J104 05/22/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Stephen Turner Mgmt For For For
3 Re-elect Wayne G. Osborn Mgmt For For For
4 Elect Gregory J.W. Mgmt For For For
Martin
5 Elect James H. Ranck Mgmt For For For
6 Remuneration Report Mgmt For For For
________________________________________________________________________________
Impala Platinum Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IMP CINS S37840113 05/07/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Specific Authority to Mgmt For For For
Issue
Shares
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Impala Platinum Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IMP CINS S37840113 10/24/2012 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For Abstain Against
3 Elect Audit Committee Mgmt For For For
Member (Hugh
Cameron)
4 Elect Audit Committee Mgmt For For For
Member (Almorie
Maule)
5 Elect Audit Committee Mgmt For For For
Member (Babalwa
Ngonyama)
6 Approve Remuneration Mgmt For For For
Policy
7 Elect Almorie Maule Mgmt For For For
8 Re-elect Khotso Mokhele Mgmt For Against Against
9 Re-elect Noluthando Mgmt For For For
(Thandi)
Orleyn
10 General Authority to Mgmt For For For
Issue
Shares
11 Approve Long Term Mgmt For For For
Incentive Plan
2012
12 Authority to Repurchase Mgmt For For For
Shares
13 Approve NEDs' Fees Mgmt For For For
14 Adopt New Memorandum Mgmt For For For
________________________________________________________________________________
Imperial Oil Limited
Ticker Security ID: Meeting Date Meeting Status
IMO CUSIP 453038408 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2.1 Elect Krystyna T. Hoeg Mgmt For For For
2.2 Elect Richard M. Kruger Mgmt For For For
2.3 Elect Jack M. Mintz Mgmt For For For
2.4 Elect David S. Mgmt For For For
Sutherland
2.5 Elect Sheelagh D. Mgmt For For For
Whittaker
2.6 Elect Darren W. Woods Mgmt For For For
2.7 Elect Victor L. Young Mgmt For For For
________________________________________________________________________________
Industrias Penoles S.A.
Ticker Security ID: Meeting Date Meeting Status
PE&OLES CINS P55409141 04/10/2013 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the Board of Mgmt For Abstain Against
Directors
2 Reports of the CEO and Mgmt For Abstain Against
Auditor
3 Accounts Mgmt For Abstain Against
4 Report on the Company's Mgmt For Abstain Against
Accounting and
Financial Reporting
Policies
5 Report of the Audit and Mgmt For Abstain Against
Corporate Governance
Committee
6 Report on Tax Compliance Mgmt For Abstain Against
7 Allocation of Mgmt For Abstain Against
Profits/Dividends
8 Authority to Repurchase Mgmt For Abstain Against
Shares
9 Election of Directors; Mgmt For Against Against
Fees
10 Election of Audit and Mgmt For Abstain Against
Corporate Governance
Committee
Chairman
11 Election of Meeting Mgmt For For For
Delegates
12 Minutes Mgmt For For For
________________________________________________________________________________
Ingredion Incorporated
Ticker Security ID: Meeting Date Meeting Status
INGR CUSIP 457187102 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard J. Almeida Mgmt For For For
2 Elect Luis Mgmt For Against Against
Aranguren-Trellez
3 Elect David B. Fischer Mgmt For For For
4 Elect Ilene S. Gordon Mgmt For For For
5 Elect Paul Hanrahan Mgmt For For For
6 Elect Wayne M. Hewett Mgmt For For For
7 Elect Gregory B. Kenny Mgmt For For For
8 Elect Barbara A. Klein Mgmt For For For
9 Elect James M. Ringler Mgmt For For For
10 Elect Dwayne A. Wilson Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Inner Mongolia Yitai Coal Company Limited
Ticker Security ID: Meeting Date Meeting Status
900948 CINS Y40848106 06/28/2013 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Director's Report Mgmt For For For
3 Supervisor's Report Mgmt For For For
4 Independent Director's Mgmt For For For
Report
5 Annual Report Mgmt For For For
6 Related Party Mgmt For For For
Transactions
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Appointment of Internal Mgmt For For For
Control Auditor and
Authority to Set
Fees
9 Report on Capital Mgmt For For For
Expenditure
Plan
10 Elect YU Youguan Mgmt For For For
11 Authority to Give Mgmt For For For
Guarantees to
Controlled
Subsidiaries
12 Amendments to Articles Mgmt For For For
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Allocation of Mgmt For For For
Profits/Dividends
15 Authority to Give Mgmt For For For
Guarantees to Inner
Mongolia Yitai
Chemicals Co.,
Ltd.
16 Authority to Give Mgmt For For For
Guarantees to Yitai
Xinjiang Energy Co.,
Ltd.
________________________________________________________________________________
Inner Mongolia Yitai Coal Company Limited
Ticker Security ID: Meeting Date Meeting Status
900948 CINS Y40848106 06/28/2013 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Inner Mongolia Yitai Coal Company Limited
Ticker Security ID: Meeting Date Meeting Status
900948 CINS Y40848106 10/15/2012 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Medium-term
Notes
3 Increase in Registered Mgmt For For For
Capital
4 Amendments to Articles Mgmt For For For
5 Election of Mgmt For Against Against
Supervisors: ZHANG
Guisheng
6 Independent Directors' Mgmt For For For
Fees
7 Independent Mgmt For For For
Supervisors'
Fees
________________________________________________________________________________
INPEX Corporation (fka INPEX Holdings Inc.)
Ticker Security ID: Meeting Date Meeting Status
1605 CINS J2467E101 06/25/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Naoki Kuroda Mgmt For Against Against
5 Elect Masatoshi Sugioka Mgmt For For For
6 Elect Toshiaki Kitamura Mgmt For For For
7 Elect Seiji Yui Mgmt For For For
8 Elect Masaharu Sano Mgmt For For For
9 Elect Shunichiroh Sugaya Mgmt For For For
10 Elect Masahiro Murayama Mgmt For For For
11 Elect Seiya Itoh Mgmt For For For
12 Elect Wataru Tanaka Mgmt For For For
13 Elect Takahiko Ikeda Mgmt For For For
14 Elect Yoshikazu Kurasawa Mgmt For For For
15 Elect Kazuo Wakasugi Mgmt For For For
16 Elect Yoshiyuki Kagawa Mgmt For For For
17 Elect Seiji Katoh Mgmt For For For
18 Elect Rentaroh Tonoike Mgmt For For For
19 Elect Yasuhiko Okada Mgmt For For For
20 Bonus Mgmt For Against Against
21 Directors' and Mgmt For For For
Statutory Auditor's
Fees
________________________________________________________________________________
International Paper Company
Ticker Security ID: Meeting Date Meeting Status
IP CUSIP 460146103 05/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Bronczek Mgmt For For For
2 Elect Ahmet C. Dorduncu Mgmt For For For
3 Elect John V. Faraci Mgmt For For For
4 Elect Ilene S. Gordon Mgmt For For For
5 Elect Stacey J. Mobley Mgmt For For For
6 Elect Joan E. Spero Mgmt For For For
7 Elect John L. Townsend, Mgmt For For For
III
8 Elect John F. Turner Mgmt For For For
9 Elect William G. Walter Mgmt For For For
10 Elect J. Steven Whisler Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Right to Act by Written Mgmt For For For
Consent
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHldr Against Against For
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Inversiones Aguas Metropolitanas
Ticker Security ID: Meeting Date Meeting Status
IAM CINS P58595102 04/24/2013 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Dividend Policy Mgmt For For For
4 Related Party Mgmt For For For
Transactions
5 Appointment of Auditor Mgmt For For For
6 Appointment of Risk Mgmt For For For
Rating
Agencies
7 Directors' Fees Mgmt For For For
8 Presentation of the Mgmt For For For
Report on Board of
Directors'
Expenses
9 Directors' Committee Mgmt For For For
Fees and
Budget
10 Presentation of Mgmt For For For
Directors' Committee
Report
11 Publication of Company Mgmt For For For
Notices
12 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
IOI Corporation Berhad
Ticker Security ID: Meeting Date Meeting Status
IOICORP CINS Y41763106 10/29/2012 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LEE Yeow Chor Mgmt For For For
2 Elect LEE Cheng Leang Mgmt For For For
3 Elect CHEAH Tek Kuang Mgmt For For For
4 Elect LEE Shin Cheng Mgmt For Against Against
5 Elect Mohd Khalil Mohd Mgmt For For For
Noor
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Authority to Repurchase Mgmt For For For
Shares
10 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
ITRON, Inc.
Ticker Security ID: Meeting Date Meeting Status
ITRI CUSIP 465741106 05/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas S. Mgmt For For For
Glanville
2 Elect Sharon L. Nelson Mgmt For For For
3 Elect Lynda L. Ziegler Mgmt For For For
4 Elect Philip C. Mezey Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 05/28/2013 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Voting Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Management Board
Report
8 Presentation of Mgmt For For For
Accounts and
Reports
9 Presentation of Mgmt For For For
Allocation of
Profits/Dividends
10 Presentation of Mgmt For For For
Supervisory Board
Report on Management
Board
Report
11 Presentation of Mgmt For For For
Supervisory Board
Report on Accounts and
Reports
12 Presentation of Mgmt For For For
Supervisory Board
Report on Allocation
of
Profits/Dividends
13 Presentation of Mgmt For For For
Supervisory Board
Report on Own
Activity
14 Presentation of Mgmt For For For
Supervisory Board
Report on Audit
Committee
15 Management Board Report Mgmt For For For
16 Accounts and Reports Mgmt For For For
17 Allocation of Mgmt For For For
Profits/Dividends
18 Presentation of Mgmt For For For
Management Board
Report
(Consolidated)
19 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
20 Presentation of Mgmt For For For
Supervisory Board
Report on Management
Board Report
(Consolidated)
21 Presentation of Mgmt For For For
Supervisory Board
Report on Accounts and
Reports
(Consolidated)
22 Management Board Report Mgmt For For For
(Consolidated)
23 Accounts and Reports Mgmt For For For
(Consolidated)
24 Ratification of Mgmt For For For
Management Board
Acts
25 Ratification of Mgmt For For For
Supervisory Board
Acts
26 Transfer of Reserves Mgmt For For For
27 Increase in Equity of Mgmt For For For
Subsidiary
28 Closing of Meeting Mgmt For For For
________________________________________________________________________________
JFE Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
5411 CINS J2817M100 06/20/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Hajime Bada Mgmt For Against Against
4 Elect Eiji Hayashida Mgmt For For For
5 Elect Shinichi Okada Mgmt For For For
6 Elect Sumiyuki Kishimoto Mgmt For For For
7 Elect Akimitsu Ashida Mgmt For For For
8 Elect Masafumi Maeda Mgmt For For For
9 Elect Yasushi Kurokawa Mgmt For Against Against
as Statutory
Auditor
10 Elect Isao Saiki as Mgmt For For For
Alternate Statutory
Auditor
11 Renewal of Takeover Mgmt For Against Against
Defense
Plan
________________________________________________________________________________
Jiangxi Copper Company Limited
Ticker Security ID: Meeting Date Meeting Status
0358 CINS Y4446C100 06/14/2013 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Senior management Mgmt For For For
Incentive
plan
7 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
8 Elect LONG Ziping Mgmt For For For
9 Elect LIU Fangyun Mgmt For For For
10 Service Contract of Mgmt For For For
Directors
11 Elect HU Qingwen as a Mgmt For Against Against
Supervisor
12 Service Contract of Mgmt For For For
Supervisor
13 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Amendments to Articles Mgmt For For For
15 Profit distribution plan Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Joy Global Inc.
Ticker Security ID: Meeting Date Meeting Status
JOY CUSIP 481165108 03/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven L. Gerard Mgmt For For For
1.2 Elect John T. Gremp Mgmt For For For
1.3 Elect John N. Hanson Mgmt For For For
1.4 Elect Gale E. Klappa Mgmt For For For
1.5 Elect Richard B. Loynd Mgmt For For For
1.6 Elect P. Eric Siegert Mgmt For For For
1.7 Elect Michael W. Mgmt For For For
Sutherlin
1.8 Elect James H. Tate Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Advisory Vote on the Mgmt N/A For N/A
Adoption of Majority
Vote for Election of
Directors
________________________________________________________________________________
JX Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
5020 CINS J29699105 06/26/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Yasushi Kimura Mgmt For For For
4 Elect Isao Matsushita Mgmt For For For
5 Elect Ichiroh Uchijima Mgmt For For For
6 Elect Junichi Kawada Mgmt For For For
7 Elect Rentaroh Tonoike Mgmt For For For
8 Elect Akira Ohmachi Mgmt For For For
9 Elect Seiichi Isshiki Mgmt For For For
10 Elect Yukio Uchida Mgmt For For For
11 Elect Shigeo Hirai Mgmt For For For
12 Elect Yoshimasa Adachi Mgmt For For For
13 Elect Masahiro Sakata Mgmt For For For
14 Elect Hiroshi Komiyama Mgmt For For For
15 Elect Hiroko Ohta Mgmt For For For
16 Elect Mutsutake Ohtsuka Mgmt For For For
17 Elect Tadashi Ohmura Mgmt For For For
18 Elect Toshinori Mgmt For For For
Kanemoto
________________________________________________________________________________
Kazakhmys plc
Ticker Security ID: Meeting Date Meeting Status
KAZ CINS G5221U108 05/17/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For Against Against
Report
4 Elect Michael Lynch-Bell Mgmt For For For
5 Elect Vladimir Kim Mgmt For For For
6 Elect Oleg Novachuk Mgmt For For For
7 Elect Eduard Ogay Mgmt For For For
8 Elect Philip Aiken Mgmt For For For
9 Elect Clinton J. Dines Mgmt For Against Against
10 Elect Simon Heale Mgmt For For For
11 Elect Lord Robin Renwick Mgmt For For For
12 Elect Charles Watson Mgmt For For For
13 Elect Daulet Yergozhin Mgmt For Against Against
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Repurchase Mgmt For For For
Shares
19 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
20 Waiver of Mandatory Mgmt For For For
Takeover
Requirement
21 Non-Voting Meeting Note N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
KGHM Polska Miedz
Ticker Security ID: Meeting Date Meeting Status
KGH CINS X45213109 06/19/2013 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Opening of Meeting Mgmt For For For
4 Election of Presiding Mgmt For For For
Chairman
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Accounts and
Reports
8 Presentation of Mgmt For For For
Allocation of
Profits/Dividends
9 Presentation of Mgmt For For For
Coverage of Negative
Reserves
10 Presentation of Mgmt For For For
Supervisory Board
Report
11 Presentation of Mgmt For For For
Supervisory Board
Report
(Assessment)
12 Presentation of Mgmt For For For
Supervisory Board
Report
(Activities)
13 Management Board Report Mgmt For For For
14 Accounts and Reports Mgmt For For For
15 Allocation of Mgmt For For For
Profits/Dividends
16 Transfer of Profits to Mgmt For For For
Cover
Reserves
17 Ratification of Mgmt For For For
Management
Acts
18 Ratification of Mgmt For For For
Supervisory Board
Acts
19 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
20 Presentation of Mgmt For For For
Supervisory Board
Report
(Consolidated)
21 Management Board Report Mgmt For For For
(Consolidated)
22 Accounts and Reports Mgmt For For For
(Consolidated)
23 Election of Supervisory Mgmt For For For
Board Members
(Employee
Representatives)
24 SHP Regarding Changes ShrHldr For Abstain Against
to Supervisory
Board
25 Closing of Meeting Mgmt For For For
________________________________________________________________________________
KGHM Polska Miedz
Ticker Security ID: Meeting Date Meeting Status
KGH CINS X45213109 09/03/2012 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Agenda Mgmt For For For
6 Recall Supervisory Mgmt For Abstain Against
Board
Member
7 Elect Supervisory Board Mgmt For Abstain Against
Member
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
KGHM Polska Miedz
Ticker Security ID: Meeting Date Meeting Status
KGH CINS X45213109 11/21/2012 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Election of Supervisory Mgmt For For For
Board
Members
7 Closing Mgmt For For For
________________________________________________________________________________
Kinder Morgan, Inc.
Ticker Security ID: Meeting Date Meeting Status
KMI CUSIP 49456B101 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard D. Kinder Mgmt For For For
1.2 Elect C. Park Shaper Mgmt For For For
1.3 Elect Steven J. Kean Mgmt For For For
1.4 Elect Anthony W. Hall, Mgmt For For For
Jr.
1.5 Elect Deborah A. Mgmt For For For
Macdonald
1.6 Elect Michael Miller Mgmt For For For
1.7 Elect Michael C. Morgan Mgmt For For For
1.8 Elect Fayez S. Sarofim Mgmt For For For
1.9 Elect Joel V. Staff Mgmt For For For
1.10 Elect John Stokes Mgmt For For For
1.11 Elect Robert F. Vagt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kinross Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 496902404 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John A. Brough Mgmt For For For
1.2 Elect John K. Carrington Mgmt For For For
1.3 Elect John M. H. Huxley Mgmt For For For
1.4 Elect Kenneth C. Irving Mgmt For For For
1.5 Elect John A. Keyes Mgmt For For For
1.6 Elect John A. Macken Mgmt For For For
1.7 Elect Catherine Mgmt For For For
McLeod-Seltzer
1.8 Elect John E. Oliver Mgmt For For For
1.9 Elect Una M. Power Mgmt For For For
1.10 Elect Terence C.W. Reid Mgmt For For For
1.11 Elect J. Paul Rollinson Mgmt For For For
1.12 Elect Ruth G. Woods Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Kobe Steel Ltd.
Ticker Security ID: Meeting Date Meeting Status
5406 CINS J34555144 06/26/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Hiroshi Satoh Mgmt For For For
3 Elect Hiroya Kawasaki Mgmt For For For
4 Elect Ikuhiro Yamaguchi Mgmt For For For
5 Elect Hiroaki Fujiwara Mgmt For For For
6 Elect Tetsu Takahashi Mgmt For For For
7 Elect Jun Tanaka Mgmt For For For
8 Elect Tsuyoshi Kasuya Mgmt For For For
9 Elect Kazuhide Naraki Mgmt For For For
10 Elect Takao Kitabata Mgmt For For For
11 Elect Takuo Yamauchi Mgmt For For For
12 Renewal of Takeover Mgmt For Against Against
Defense
Plan
________________________________________________________________________________
Korea Zinc Company Limited
Ticker Security ID: Meeting Date Meeting Status
010130 CINS Y4960Y108 03/22/2013 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Election of Directors Mgmt For For For
(Slate)
3 Election of Audit Mgmt For For For
Committee Member: KIM
Byung
Bae
4 Directors' Fees Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kuala Lumpur Kepong Berhad
Ticker Security ID: Meeting Date Meeting Status
KLK CINS Y47153104 02/20/2013 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect LEE Oi Hian Mgmt For For For
3 Elect KWOK Kian Hai Mgmt For Against Against
4 Elect THONG Yaw Hong Mgmt For For For
5 Elect Raja Muhammad Mgmt For For For
Alias bin Raja
Muhammad
Ali
6 Directors' Fees Mgmt For Against Against
7 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
8 Authority to Repurchase Mgmt For For For
Shares
9 Related Party Mgmt For For For
Transactions
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Kulim (Malaysia) Berhad
Ticker Security ID: Meeting Date Meeting Status
KULIM CINS Y50196107 06/20/2013 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect WONG Seng Lee Mgmt For For For
3 Elect Zulkifli Ibrahim Mgmt For Against Against
4 Elect Radzuan A. Rahman Mgmt For For For
5 Elect Jamaludin Md Ali Mgmt For Against Against
6 Elect Utama Arshad Ayub Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Retain Utama Arshad Ayub Mgmt For For For
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
11 Authority to Repurchase Mgmt For For For
Shares
12 Related Party Mgmt For For For
Transactions
13 Amendments to Articles Mgmt For For For
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kumba Iron Ore Limited
Ticker Security ID: Meeting Date Meeting Status
KIO CINS S4341C103 01/18/2013 Voted
Meeting Type Country of Trade
Special South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adopt New Memorandum Mgmt For For For
2 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Kumba Iron Ore Limited
Ticker Security ID: Meeting Date Meeting Status
KIO CINS S4341C103 05/10/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Elect Khanyisile T. Mgmt For For For
Kweyama
4 Elect Buyelwa Sonjica Mgmt For For For
5 Elect Fani Titi Mgmt For For For
6 Re-elect Zarina Bassa Mgmt For Against Against
7 Re-elect Allen Morgan Mgmt For For For
8 Re-elect Dolly Mokgatle Mgmt For For For
9 Elect Audit Committee Mgmt For Against Against
Member (Zarina
Bassa)
10 Elect Audit Committee Mgmt For For For
Member (Allen
Morgan)
11 Elect Audit Committee Mgmt For For For
Member (Dolly
Mokgatle)
12 Elect Audit Committee Mgmt For For For
Member (Litha
Nyhonyha)
13 Approve Remuneration Mgmt For For For
Policy
14 General Authority to Mgmt For For For
Issue
Shares
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 Approve NEDs' Fees Mgmt For For For
17 Approve Financial Mgmt For For For
Assistance
18 Authority to Repurchase Mgmt For For For
Shares
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kunlun Energy Company Ltd (fka CNPC Hong Kong Ltd)
Ticker Security ID: Meeting Date Meeting Status
0135 CINS G5320C108 05/20/2013 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZHANG Bowen Mgmt For For For
6 Elect LIU Xiao Feng Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kurita Water Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
6370 CINS J37221116 06/27/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Toshiyuki Nakai Mgmt For Against Against
5 Elect Tetsuo Saeki Mgmt For For For
6 Elect Kaoru Kajii Mgmt For For For
7 Elect Kohichi Iioka Mgmt For For For
8 Elect Kiyoshi Itoh Mgmt For For For
9 Elect Motoyuki Yoda Mgmt For For For
10 Elect Takahito Namura Mgmt For For For
11 Elect Yohichi Kurokawa Mgmt For For For
12 Elect Seiji Nakamura Mgmt For For For
13 Elect Tamio Uda as Mgmt For For For
Statutory
Auditor
14 Elect Yoshihiro Tsuji Mgmt For For For
as Alternate Statutory
Auditor
________________________________________________________________________________
KWS Saat AG
Ticker Security ID: Meeting Date Meeting Status
KWS CINS D39062100 12/13/2012 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Elect Andreas Buchting Mgmt For For For
9 Elect Arend Oetker Mgmt For For For
10 Elect Hubertus von Mgmt For For For
Baumbach
11 Elect Cathrina Mgmt For For For
Claas-Muhlhauser
12 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Lee & Man Paper Manufacturing Limited
Ticker Security ID: Meeting Date Meeting Status
2314 CINS G5427W130 05/13/2013 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Kunihiko Kashima Mgmt For Against Against
6 Elect POON Chung Kwong Mgmt For For For
7 Elect Haga Yoshio Mgmt For Against Against
8 Directors' Fees for 2012 Mgmt For For For
9 Directors' Fees for 2013 Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Repurchase Mgmt For For For
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Lee & Man Paper Manufacturing Limited
Ticker Security ID: Meeting Date Meeting Status
2314 CINS G5427W130 07/31/2012 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Tony WONG Kai Tung Mgmt For For For
6 Elect Peter A. Davies Mgmt For For For
7 Elect David CHAU Shing Mgmt For Against Against
Yim
8 Directors' Fees for 2012 Mgmt For For For
9 Directors' Fees for 2013 Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Repurchase Mgmt For For For
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Lindsay Corporation
Ticker Security ID: Meeting Date Meeting Status
LNN CUSIP 535555106 01/28/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Howard Buffett Mgmt For For For
1.2 Elect Michael Nahl Mgmt For For For
1.3 Elect William Welsh II Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lonmin plc
Ticker Security ID: Meeting Date Meeting Status
LMI CINS G56350112 01/31/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For Against Against
Report
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Roger Phillimore Mgmt For For For
6 Elect Ian Farmer Mgmt For Abstain Against
7 Elect Len Konar Mgmt For Against Against
8 Elect Jonathan Leslie Mgmt For For For
9 Elect David Munro Mgmt For For For
10 Elect Cyril Ramaphosa Mgmt For Against Against
11 Elect Simon Scott Mgmt For For For
12 Elect Mahomed Seedat Mgmt For For For
13 Elect Karen de Segundo Mgmt For For For
14 Elect James Sutcliffe Mgmt For For For
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Repurchase Mgmt For For For
Shares
17 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
18 Amendments to the Mgmt For For For
Balanced Scorecard
Bonus
Plan
19 Non-Voting Meeting Note N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lonmin plc
Ticker Security ID: Meeting Date Meeting Status
LMI CINS G56350112 11/19/2012 Voted
Meeting Type Country of Trade
Special United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Conduct Mgmt For For For
Rights
Issue
________________________________________________________________________________
Louisiana-Pacific Corporation
Ticker Security ID: Meeting Date Meeting Status
LPX CUSIP 546347105 05/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lizanne C. Gottung Mgmt For For For
1.2 Elect Dustan E. McCoy Mgmt For For For
1.3 Elect Colin D. Watson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2013 Omnibus Stock Mgmt For Against Against
Award
Plan
________________________________________________________________________________
Lukoil OAO
Ticker Security ID: Meeting Date Meeting Status
LKO CINS 677862104 06/27/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Vagit Y. Alekperov Mgmt N/A Abstain N/A
4 Elect Victor V. Blazheev Mgmt N/A For N/A
5 Elect Leonid A. Fedun Mgmt N/A Abstain N/A
6 Elect Valery I. Grayfer Mgmt N/A Abstain N/A
7 Elect Igor S. Ivanov Mgmt N/A For N/A
8 Elect Ravil U. Maganov Mgmt N/A Abstain N/A
9 Elect Richard H. Matzke Mgmt N/A For N/A
10 Elect Sergei A. Mgmt N/A Abstain N/A
Mikhailov
11 Elect Mark Mobius Mgmt N/A For N/A
12 Elect Guglielmo Moscato Mgmt N/A For N/A
13 Elect Nikolai M Nikolaev Mgmt N/A Abstain N/A
14 Elect Ivan Pictet Mgmt N/A For N/A
15 Elect Mikhail B. Mgmt For For For
Maksimov
16 Elect Vladimir N. Mgmt For For For
Nikitenko
17 Elect Aleksandr V. Mgmt For For For
Surkov
18 2013 Directors' Fees Mgmt For For For
19 Directors' Fees Mgmt For For For
20 2013 Audit Commission's Mgmt For For For
Fees
21 Audit Commission's Fees Mgmt For For For
22 Appointment of Auditor Mgmt For For For
23 Amendments to Charter Mgmt For For For
24 Indemnification of Mgmt For For For
Directors/Officers
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lukoil OAO
Ticker Security ID: Meeting Date Meeting Status
LKO CINS 677862104 12/18/2012 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
2 Adoption of New Mgmt For For For
Regulations on
Shareholder
Meetings
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lundin Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
LUN CINS 550372106 05/10/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Colin K. Benner Mgmt For Against Against
3 Elect Donald K. Charter Mgmt For Against Against
4 Elect Paul K. Conibear Mgmt For For For
5 Elect John H. Craig Mgmt For Against Against
6 Elect Brian D. Edgar Mgmt For Against Against
7 Elect Lukas H. Lundin Mgmt For Against Against
8 Elect Dale C. Peniuk Mgmt For Against Against
9 Elect William A. Rand Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Amendment to Bylaws Mgmt For For For
Regarding Advanced
Notice
________________________________________________________________________________
Lundin Petroleum AB
Ticker Security ID: Meeting Date Meeting Status
LUPE CINS W64566107 05/08/2013 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and Management
Acts
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Board Size Mgmt For For For
18 Elect Ashley Heppenstall Mgmt For For For
19 Elect Asbjorn Larsen Mgmt For For For
20 Elect Ian H. Lundin Mgmt For Against Against
21 Elect Lukas H. Lundin Mgmt For Against Against
22 Elect William A. Rand Mgmt For Against Against
23 Elect Magnus Unger Mgmt For Against Against
24 Elect Peggy Bruzelius Mgmt For For For
25 Elect Cecilia Vieweg Mgmt For For For
26 Elect Ian H. Lundin as Mgmt For Against Against
Chairman
27 Directors' Fees Mgmt For For For
28 Shareholder Proposal ShrHldr For Against Against
Regarding Remuneration
for Special
Assignments Outside
the
Directorship
29 Appointment of Auditor Mgmt For For For
30 Authority to Set Mgmt For For For
Auditor's
Fees
31 Presentation Regarding Mgmt For For For
Compensation
Guidelines and Capital
Proposals
32 Compensation Guidelines Mgmt For Against Against
33 Amendment to LTIP and Mgmt For For For
Replacement of
Awards
34 Authority to Issue Mgmt For For For
Shares and Convertible
Securities w/o
Preemptive
Rights
35 Authority to Repurchase Mgmt For For For
and Issue
Shares
36 Nomination Committee Mgmt For For For
37 Shareholder Proposal ShrHldr Against Against For
Regarding Corporate
Responsibility
38 Non-Voting Agenda Item N/A N/A N/A N/A
39 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Maanshan Iron & Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
323 CINS Y5361G109 02/05/2013 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect SU Shihuai Mgmt For For For
________________________________________________________________________________
Maanshan Iron & Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
323 CINS Y5361G109 06/14/2013 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Financial Statements Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Maanshan Iron & Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
323 CINS Y5361G109 08/23/2012 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Issue Mgmt For For For
Short-Term Financing
Bonds
4 Amendments to Articles Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Maanshan Iron & Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
323 CINS Y5361G109 10/25/2012 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect LIU Fangduan Mgmt For For For
________________________________________________________________________________
Maanshan Iron & Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
323 CINS Y5361G109 12/12/2012 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 New Sale and Purchase Mgmt For For For
Ore
Agreement
4 Energy Saving and Mgmt For For For
Environmental
Protection
Agreement
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magnitogorsk Iron & Steel Works OJSC
Ticker Security ID: Meeting Date Meeting Status
MAGN CINS 559189204 04/18/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transaction
2 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Magnitogorsk Iron & Steel Works OJSC
Ticker Security ID: Meeting Date Meeting Status
MAGN CINS 559189204 05/24/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For For For
5 Amendments to Charter Mgmt For For For
6 Adoption of New Charter Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Victor F. Mgmt N/A Abstain N/A
Rashnikov
9 Elect Vitaliy V. Mgmt N/A Abstain N/A
Bakhmetyev
10 Elect Boris A. Dubrovsky Mgmt N/A Abstain N/A
11 Elect David Logan Mgmt For For For
12 Elect Nikolai V. Lyadov Mgmt N/A Abstain N/A
13 Elect Olga V Rashnikova Mgmt N/A Abstain N/A
14 Elect Zumrud K. Mgmt For For For
Rustamova
15 Elect Bernard Sucher Mgmt For For For
16 Elect David J. Herman Mgmt For For For
17 Elect Peter Charow Mgmt For For For
18 Elect Aleksandr V. Mgmt N/A For N/A
Maslennikov
19 Elect Oksana V. Mgmt N/A For N/A
Dyuldina
20 Elect Galina A. Akimova Mgmt N/A For N/A
21 Elect Elena Bolmosova Mgmt N/A For N/A
22 Elect Andrey Fokin Mgmt N/A For N/A
23 Appointment of Auditor Mgmt For For For
24 Directors' Fees Mgmt For For For
25 Audit Commission Fees Mgmt For For For
26 Adoption of Management Mgmt For For For
Board Regulations
Regarding the Audit
Commission
27 Adoption of Management Mgmt For For For
Board Regulations
Regarding the General
Shareholders
Meeting
28 Related Party Mgmt For For For
Transaction with
MMK-Metiz
29 Related Party Mgmt For For For
Transaction Regarding
the Company's
Guarantee
________________________________________________________________________________
Magnitogorsk Iron & Steel Works OJSC
Ticker Security ID: Meeting Date Meeting Status
MAGN CINS 559189204 12/29/2012 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
________________________________________________________________________________
Manila Water Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
MWC CINS Y56999108 04/15/2013 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Fernando Zobel de Mgmt For For For
Ayala
4 Elect Jaime Augusto Mgmt For Against Against
Zobel de
Ayala
5 Elect Gerardo C. Ablaza Mgmt For For For
Jr.
6 Elect Antonino T. Aquino Mgmt For For For
7 Elect Delfin L. Lazaro Mgmt For For For
8 Elect John Eric T. Mgmt For For For
Francia
9 Elect Masaji Santo Mgmt For For For
10 Elect Ricardo Nicanor Mgmt For For For
N.
Jacinto
11 Elect Sherisa P Nuesa Mgmt For Against Against
12 Elect Jose L. Cuisia, Mgmt For Against Against
Jr.
13 Elect Oscar S. Reyes Mgmt For Against Against
14 Meeting Minutes Mgmt For For For
15 Accounts and Reports Mgmt For For For
16 Ratification of Board Mgmt For For For
and Management
Acts
17 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
18 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Marathon Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
MRO CUSIP 565849106 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory H. Boyce Mgmt For For For
2 Elect Pierre R. Brondeau Mgmt For For For
3 Elect Clarence P. Mgmt For For For
Cazalot,
Jr.
4 Elect Linda Z. Cook Mgmt For For For
5 Elect Shirley A. Jackson Mgmt For For For
6 Elect Philip Lader Mgmt For For For
7 Elect Michael E.J. Mgmt For For For
Phelps
8 Elect Dennis H. Reilley Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Shareholder Proposal ShrHldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Marine Harvest ASA
Ticker Security ID: Meeting Date Meeting Status
MHG CINS R2326D105 05/23/2013 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Election of Presiding Mgmt For TNA N/A
Chairman and
Individuals to Check
Minutes
6 Meeting Notice and Mgmt For TNA N/A
Agenda
7 Non-Voting Agenda Item N/A N/A TNA N/A
8 CEO's Address Mgmt For TNA N/A
9 Allocation of Mgmt For TNA N/A
Profits/Dividends
10 Special Dividend Mgmt For TNA N/A
11 Acquisition Mgmt For TNA N/A
12 Authority to Repurchase Mgmt For TNA N/A
Shares
13 Authority to Increase Mgmt For TNA N/A
Share
Capital
14 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments
15 Directors' Fees Mgmt For TNA N/A
16 Election of Directors Mgmt For TNA N/A
17 Nomination Committee Mgmt For TNA N/A
and Nomination
Committee
Fees
18 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
19 Compensation Guidelines Mgmt For TNA N/A
20 Non-Voting Agenda Item N/A N/A TNA N/A
________________________________________________________________________________
Mayr Melnhof Karton AG
Ticker Security ID: Meeting Date Meeting Status
MAYR CINS A42818103 04/24/2013 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Mgmt For For For
Management Board
Acts
4 Ratification of Mgmt For For For
Supervisory Board
Acts
5 Supervisory Board Fees Mgmt For For For
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
MeadWestvaco Corporation
Ticker Security ID: Meeting Date Meeting Status
MWV CUSIP 583334107 04/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael E. Mgmt For For For
Campbell
2 Elect James G. Kaiser Mgmt For For For
3 Elect Richard B. Kelson Mgmt For For For
4 Elect James M. Kilts Mgmt For For For
5 Elect Susan J. Kropf Mgmt For For For
6 Elect Douglas S. Luke Mgmt For For For
7 Elect John A. Luke, Jr. Mgmt For For For
8 Elect Gracia C. Martore Mgmt For For For
9 Elect Timothy H. Powers Mgmt For For For
10 Elect Jane L. Warner Mgmt For For For
11 Elect Alan D. Wilson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Amendment to the 2005 Mgmt For For For
Performance Incentive
Plan
________________________________________________________________________________
Mechel OAO
Ticker Security ID: Meeting Date Meeting Status
MTLR CUSIP 583840103 06/28/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt N/A For N/A
2 Accounts Mgmt N/A For N/A
3 Allocation of Mgmt N/A For N/A
Profits/Dividends
4.1 Elect David A. Johnson Mgmt For Withhold Against
4.2 Elect Vladimir V. Gusev Mgmt For Withhold Against
4.3 Elect Igor V. Zyuzin Mgmt For Withhold Against
4.4 Elect Igor S. Mgmt For For For
Kozhukhovksy
4.5 Elect Malyshev Yuri Mgmt For For For
Nikolaevich
4.6 Elect Yevgeny V. Mikhel Mgmt For Withhold Against
4.7 Elect Alexey G. Mgmt For Withhold Against
Ivanushkin
4.8 Elect Roger I. Gale Mgmt For Withhold Against
4.9 Elect Viktor A Trigubco Mgmt For Withhold Against
5 Elect Evgeniy A. Mgmt N/A For N/A
Yaminskiy
6 Elect Aleksey V. Mgmt N/A For N/A
Vlasenko
7 Elect Andrei V Stepanov Mgmt N/A For N/A
8 Appointment of Auditor Mgmt N/A For N/A
9 Amendments to Articles Mgmt N/A For N/A
10 Directors' Fee Policy Mgmt N/A Abstain N/A
11 Related Party Mgmt N/A For N/A
Transactions
________________________________________________________________________________
Mechel OAO
Ticker Security ID: Meeting Date Meeting Status
MTLR CUSIP 583840103 09/28/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions (Various
Parties)
2 Related Party Mgmt For For For
Transactions
(Gazprombank)
3 Related Party Mgmt For For For
Transactions
(Gazprombank)
________________________________________________________________________________
Mitsubishi Materials Corporation
Ticker Security ID: Meeting Date Meeting Status
5711 CINS J44024107 06/27/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Akihiko Ide Mgmt For Against Against
3 Elect Hiroshi Yao Mgmt For For For
4 Elect Toshinori Katoh Mgmt For For For
5 Elect Akira Takeuchi Mgmt For For For
6 Elect Toshimichi Fujii Mgmt For For For
7 Elect Akio Hamaji Mgmt For For For
8 Elect Yukio Okamoto Mgmt For For For
9 Elect Masaru Aramaki Mgmt For For For
10 Elect Osamu Iida Mgmt For For For
11 Elect Toshikazu Murai Mgmt For Against Against
as Statutory
Auditor
12 Renewal of Takeover Mgmt For Against Against
Defense
Plan
________________________________________________________________________________
Mol Hungarian Oil and Gas
Ticker Security ID: Meeting Date Meeting Status
MOL CINS X5462R112 04/25/2013 Take No Action
Meeting Type Country of Trade
Annual Hungary
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Consolidated Accounts Mgmt For TNA N/A
and
Reports
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Approval of the Mgmt For TNA N/A
Corporate Governance
Report
8 Ratification of Mgmt For TNA N/A
Management Board
Acts
9 Appointment of Auditor Mgmt For TNA N/A
10 Authority to Repurchase Mgmt For TNA N/A
Shares
11 Elect Zsolt Hernadi Mgmt For TNA N/A
12 Elect Mulham B.A. Al Mgmt For TNA N/A
Jarf
13 Amend Article 15.2 Mgmt For TNA N/A
14 Amend Article 19.4 Mgmt For TNA N/A
________________________________________________________________________________
Mondi plc
Ticker Security ID: Meeting Date Meeting Status
MNDI CINS G6258S107 05/03/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen C. Harris Mgmt For For For
2 Elect David Hathorn Mgmt For For For
3 Elect Andrew King Mgmt For For For
4 Elect Imogen Mkhize Mgmt For For For
5 Elect John E. Nicholas Mgmt For For For
6 Elect Peter Oswald Mgmt For For For
7 Elect Anne Quinn Mgmt For For For
8 Elect David Williams Mgmt For For For
9 Elect Audit Committee Mgmt For For For
Member
(Harris)
10 Elect Audit Committee Mgmt For For For
Member
(Nicholas)
11 Elect Audit Committee Mgmt For For For
Member
(Quinn)
12 Accounts and Reports Mgmt For For For
(Mondi
Ltd)
13 Directors' Remuneration Mgmt For For For
Report (Mondi
Ltd)
14 Directors' Fees (Mondi Mgmt For For For
Ltd)
15 Directors' Fees (Mondi Mgmt For For For
Ltd)
16 Allocation of Mgmt For For For
Profits/Dividends
(Mondi
Ltd)
17 Appointment of Auditor Mgmt For For For
(Mondi
Ltd)
18 Authority to Set Mgmt For For For
Auditor's Fees (Mondi
Ltd)
19 Approve Financial Mgmt For For For
Assistance (Mondi
Ltd)
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 General Authority to Mgmt For For For
Issue Shares (Mondi
Ltd)
22 General Authority to Mgmt For For For
Issue Special
Converting Shares
(Mondi
Ltd)
23 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Mondi
Ltd)
24 Authority to Repurchase Mgmt For For For
Shares (Mondi
Ltd)
25 Authority to Implement Mgmt For For For
Odd Lot Offer (Mondi
Ltd)
26 Specific Authority to Mgmt For For For
Repurchase Shares -
Odd Lot Offers (Mondi
Ltd)
27 Amendment to Long-Term Mgmt For For For
Incentive Plan (Mondi
Ltd)
28 Accounts and Reports Mgmt For For For
(Mondi
plc)
29 Directors' Remuneration Mgmt For For For
Report (Mondi
plc)
30 Allocation of Mgmt For For For
Profits/Dividends
(Mondi
plc)
31 Appointment of Auditor Mgmt For For For
(Mondi
plc)
32 Authority to Set Mgmt For For For
Auditor's Fees (Mondi
plc)
33 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights (Mondi
plc)
34 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Mondi
plc)
35 Non-Voting Agenda Item N/A N/A N/A N/A
36 Authority to Repurchase Mgmt For For For
Shares (Mondi
plc)
37 Non-Voting Agenda Item N/A N/A N/A N/A
38 Amendments to Articles Mgmt For For For
(Mondi
plc)
39 Authority to Implement Mgmt For For For
Odd Lot Offer (Mondi
plc)
40 Authority to Implement Mgmt For For For
Odd Lot Offer (Mondi
plc)
41 Amendment to Long-Term Mgmt For For For
Incentive Plan (Mondi
plc)
42 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Monsanto Company
Ticker Security ID: Meeting Date Meeting Status
MON CUSIP 61166W101 01/31/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David Chicoine Mgmt For For For
2 Elect Arthur Harper Mgmt For For For
3 Elect Gwendolyn King Mgmt For For For
4 Elect Jon Moeller Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Repeal of Classified Mgmt For For For
Board
8 Shareholder Proposal ShrHldr Against Against For
Regarding Genetically
Modified
Organisms
________________________________________________________________________________
Murphy Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
MUR CUSIP 626717102 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frank W. Blue Mgmt For For For
2 Elect Steven A. Cosse Mgmt For For For
3 Elect Claiborne P. Mgmt For For For
Deming
4 Elect Robert A. Hermes Mgmt For Against Against
5 Elect James V. Kelley Mgmt For For For
6 Elect Walentin Mirosh Mgmt For For For
7 Elect R. Madison Murphy Mgmt For For For
8 Elect Jeffrey W. Nolan Mgmt For For For
9 Elect Neal E. Schmale Mgmt For For For
10 Elect David J. H. Smith Mgmt For For For
11 Elect Caroline G. Theus Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 2013 Stock Plan for Mgmt For For For
Non-Employee
Directors
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nabors Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
NBR CUSIP G6359F103 06/04/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James R. Crane Mgmt For For For
1.2 Elect Michael C. Linn Mgmt For For For
1.3 Elect John V. Lombardi Mgmt For Withhold Against
1.4 Elect Howard Wolf Mgmt For For For
1.5 Elect John Yearwood Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
and Authority to Set
Fees
3 2013 Incentive Bonus Mgmt For For For
Plan
4 2013 Stock Plan Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Shareholder Proposal ShrHldr Against Against For
Regarding Shareholder
Approval
of
Specific Performance
Metrics in Equity
Compensation
Plans
7 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
8 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares
9 Shareholder Proposal ShrHldr Against For Against
Regarding Approval of
Severance
Agreements
10 Shareholder Proposal ShrHldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
National Oilwell Varco, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOV CUSIP 637071101 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Merrill A. Mgmt For For For
Miller,
Jr.
2 Elect Greg L. Armstrong Mgmt For For For
3 Elect Ben A. Guill Mgmt For For For
4 Elect David D. Harrison Mgmt For For For
5 Elect Roger L. Jarvis Mgmt For For For
6 Elect Eric L. Mattson Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
10 Approval of the Annual Mgmt For For For
Cash Incentive
Plan
________________________________________________________________________________
New Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
NGD CINS 644535106 05/01/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect David Emerson Mgmt For Against Against
4 Elect James Estey Mgmt For For For
5 Elect Robert Gallagher Mgmt For For For
6 Elect Vahan Kololian Mgmt For For For
7 Elect Martyn Konig Mgmt For For For
8 Elect Pierre Lassonde Mgmt For For For
9 Elect Randall Oliphant Mgmt For For For
10 Elect Raymond W. Mgmt For Against Against
Threlkeld
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Newcrest Mining Limited
Ticker Security ID: Meeting Date Meeting Status
NCM CINS Q6651B114 10/25/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Gerard Bond Mgmt For For For
3 Re-elect Vince Gauci Mgmt For For For
4 Remuneration Report Mgmt For For For
________________________________________________________________________________
Newfield Exploration Company
Ticker Security ID: Meeting Date Meeting Status
NFX CUSIP 651290108 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lee K. Boothby Mgmt For For For
2 Elect Pamela J. Gardner Mgmt For For For
3 Elect John R. Kemp III Mgmt For For For
4 Elect Joseph H. Mgmt For For For
Netherland
5 Elect Howard H. Newman Mgmt For For For
6 Elect Thomas G. Ricks Mgmt For For For
7 Elect Juanita F. Romans Mgmt For For For
8 Elect Charles E. Shultz Mgmt For For For
9 Elect Richard K. Mgmt For For For
Stoneburner
10 Elect J. Terry Strange Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2011 Mgmt For For For
Omnibus Stock
Plan
14 Shareholder Proposal ShrHldr Against Against For
Regarding
Environmental
Expertise on
Board
________________________________________________________________________________
Newmont Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
NEM CUSIP 651639106 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bruce R. Brook Mgmt For For For
2 Elect J. Kofi Bucknor Mgmt For For For
3 Elect Vincent A. Calarco Mgmt For For For
4 Elect Joseph A. Carrabba Mgmt For For For
5 Elect Noreen Doyle Mgmt For For For
6 Elect Gary J. Goldberg Mgmt For For For
7 Elect Veronica M. Hagen Mgmt For For For
8 Elect Jane Nelson Mgmt For For For
9 Elect Donald C. Roth Mgmt For For For
10 Elect Simon R. Thompson Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 2013 Stock Incentive Mgmt For Against Against
Plan
14 Performance Pay Plan Mgmt For For For
________________________________________________________________________________
Nexen Inc.
Ticker Security ID: Meeting Date Meeting Status
NXY CUSIP 65334H102 09/20/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Nine Dragons Paper (Holdings) Limited
Ticker Security ID: Meeting Date Meeting Status
2689 CINS G65318100 12/06/2012 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZHANG Cheng Fei Mgmt For Against Against
6 Elect LAU Chun Shun Mgmt For For For
7 Elect Timpson CHUNG Mgmt For Against Against
Shui
Ming
8 Elect CHENG Chi Pang Mgmt For Against Against
9 Directors' Fees Mgmt For Against Against
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Repurchase Mgmt For For For
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Nippon Paper Group
Ticker Security ID: Meeting Date Meeting Status
3893 CINS J28583169 06/27/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Masatomo Nakamura Mgmt For Against Against
4 Elect Yoshio Haga Mgmt For For For
5 Elect Hironori Iwase Mgmt For For For
6 Elect Masaru Motomura Mgmt For For For
7 Elect Fumio Manoshiro Mgmt For For For
8 Elect Shuhei Marukawa Mgmt For For For
9 Elect Kazufumi Yamasaki Mgmt For For For
10 Elect Haruo Fujisawa Mgmt For For For
11 Elect Yoshimitsu Aoyama Mgmt For For For
________________________________________________________________________________
Nippon Steel Corporation
Ticker Security ID: Meeting Date Meeting Status
5401 CINS J55999122 06/25/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Shohji Muneoka Mgmt For Against Against
4 Elect Hiroshi Tomono Mgmt For For For
5 Elect Shuichiroh Kozuka Mgmt For For For
6 Elect Kohsei Shindoh Mgmt For For For
7 Elect Masakazu Iwaki Mgmt For For For
8 Elect Shinya Higuchi Mgmt For For For
9 Elect Katsuhiko Ohta Mgmt For For For
10 Elect Akihiro Miyasaka Mgmt For For For
11 Elect Kinya Yanagawa Mgmt For For For
12 Elect Sohichiroh Sakuma Mgmt For For For
13 Elect Yasumitsu Saeki Mgmt For For For
14 Elect Shinji Morinobu Mgmt For For For
15 Elect Katsunori Mgmt For Against Against
Nagayasu as Statutory
Auditor
________________________________________________________________________________
Nippon Suisan Kaisha Ltd.
Ticker Security ID: Meeting Date Meeting Status
1332 CINS J56042104 06/26/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect Norio Hosomi Mgmt For Against Against
4 Elect Kunihiko Koike Mgmt For For For
5 Elect Susumu Kaneda Mgmt For For For
6 Elect Akiyo Matono Mgmt For For For
7 Elect Naoto Ihara Mgmt For For For
8 Elect Kohki Satoh Mgmt For For For
9 Elect Takeshi Wakizaka Mgmt For For For
10 Elect Keishiroh Mgmt For For For
Kinoshita
11 Elect Tsugio Haruki Mgmt For For For
12 Elect Keisuke Yokoo Mgmt For For For
13 Elect Osamu Higuchi Mgmt For Against Against
14 Elect Kenji Kawahigashi Mgmt For Against Against
as Alternate Statutory
Auditor
________________________________________________________________________________
Nisshin Seifun Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
2002 CINS J57633109 06/26/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Hiroshi Oheda Mgmt For Against Against
4 Elect Kazuo Ikeda Mgmt For For For
5 Elect Masao Nakagawa Mgmt For For For
6 Elect Takashi Harada Mgmt For For For
7 Elect Michinori Takizawa Mgmt For For For
8 Elect Toshinori Mgmt For For For
Shiragami
9 Elect Masashi Nakagawa Mgmt For For For
10 Elect Kohichi Iwasaki Mgmt For For For
11 Elect Ariyoshi Okumura Mgmt For For For
12 Elect Akio Mimura Mgmt For Against Against
13 Elect Yasuhiko Ogawa Mgmt For For For
14 Elect Akira Mohri Mgmt For For For
15 Elect Takao Yamada Mgmt For For For
16 Elect Nobuki Kenmoku Mgmt For For For
17 Elect Makoto Watanabe Mgmt For For For
18 Elect Kazuhiko Fushiya Mgmt For For For
19 Elect Yasuhiko Masaki Mgmt For For For
20 Equity Compensation Mgmt For For For
Plan for
Directors
21 Equity Compensation Mgmt For For For
Plan for Executive
officers and Directors
of
Subsidiaries
________________________________________________________________________________
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP H5833N103 04/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael A. Cawley Mgmt For For For
1.2 Elect Gordon T. Hall Mgmt For For For
1.3 Elect Ashley Almanza Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
5 Discharge of Directors Mgmt For For For
& Officers for Fiscal
Year
2012
6 Advisory Vote On Mgmt For For For
Executive
Compensation
7 Authority to Issue Mgmt For For For
Shares
________________________________________________________________________________
Noble Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NBL CUSIP 655044105 04/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey L. Mgmt For For For
Berenson
2 Elect Michael A. Cawley Mgmt For For For
3 Elect Edward F. Cox Mgmt For For For
4 Elect Charles D. Mgmt For For For
Davidson
5 Elect Thomas J. Edelman Mgmt For For For
6 Elect Eric P. Grubman Mgmt For For For
7 Elect Kirby L. Hedrick Mgmt For For For
8 Elect Scott D. Urban Mgmt For For For
9 Elect William T. Van Mgmt For For For
Kleef
10 Elect Molly K. Mgmt For For For
Williamson
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 1992 Mgmt For For For
Stock Option and
Restricted Stock
Plan
14 Adoption of Exclusive Mgmt For Against Against
Forum
Provisions
15 Bundled Technical Mgmt For For For
Amendments to
Bylaws
________________________________________________________________________________
Norsk Hydro ASA
Ticker Security ID: Meeting Date Meeting Status
NHY CINS R61115102 05/08/2013 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Notice of Meeting and Mgmt For TNA N/A
Agenda
6 Election of an Mgmt For TNA N/A
Individual to Check
Minutes
7 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
8 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
9 Non-Voting Agenda Item N/A N/A TNA N/A
10 Compensation Guidelines Mgmt For TNA N/A
11 Corporate Assembly Fees Mgmt For TNA N/A
12 Nominating Committee Mgmt For TNA N/A
Fees
13 Non-Voting Agenda Item N/A N/A TNA N/A
________________________________________________________________________________
Northam Platinum Limited
Ticker Security ID: Meeting Date Meeting Status
NHM CINS S56540156 11/07/2012 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Michael Beckett Mgmt For For For
3 Re-elect N. Judy Dlamini Mgmt For For For
4 Re-elect Ralph Mgmt For For For
Havenstein
5 Re-elect Lazarus Zim Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Alwyn
Martin)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Michael
Beckett)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Ralph
Havenstein)
10 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Emily
Kgosi)
11 Approve Remuneration Mgmt For Against Against
Policy
12 Ratify NEDs' Fees Mgmt For For For
13 Increase NEDs' Fees Mgmt For For For
14 Authority to Repurchase Mgmt For For For
Shares
15 Adopt New Memorandum Mgmt For For For
16 Approve Financial Mgmt For For For
Assistance
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Novatek Oao
Ticker Security ID: Meeting Date Meeting Status
NVTK CINS 669888109 01/09/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Related Party Mgmt For For For
Transactions
3 Related Party Mgmt For For For
Transactions
4 Related Party Mgmt For For For
Transactions
5 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Novatek Oao
Ticker Security ID: Meeting Date Meeting Status
NVTK CINS 669888109 04/25/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Andrey Igorevich Mgmt For Abstain Against
Akimov
4 Elect Burckhard Bergmann Mgmt For For For
5 Elect Ives Louis Mgmt For Abstain Against
Darricarrere
6 Elect Mark A. Gyetvay Mgmt For Abstain Against
7 Elect Vladimir A. Mgmt For Abstain Against
Dmitriev
8 Elect Leonid V. Mgmt For Abstain Against
Mikhelson
9 Elect Alexander Y. Mgmt For For For
Natalenko
10 Elect Kirill G. Seleznev Mgmt For Abstain Against
11 Elect Gennady Timchenko Mgmt For Abstain Against
12 Elect Maria A. Panasenko Mgmt For For For
13 Elect Igor A Ryaskov Mgmt For For For
14 Elect Sergey Fomichev Mgmt For For For
15 Elect Nikolay Shulikin Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Directors Fees Mgmt For Abstain Against
18 Audit Commission's Fees Mgmt For For For
19 Agreement of Gas Mgmt For For For
Transportation with
OJSC
Gazprom
20 Agreement of Gas Mgmt For For For
Storage with OJSC
Gazprom
________________________________________________________________________________
Novatek Oao
Ticker Security ID: Meeting Date Meeting Status
NVTK CINS 669888109 10/16/2012 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
2 Related Party Mgmt For For For
Transactions
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Novolipetsk Steel OJSC
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 06/07/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Oleg Bagrin Mgmt For Abstain Against
6 Elect Helmut Wieser Mgmt For For For
7 Elect Nikolay Gagarin Mgmt For Abstain Against
8 Elect Karl Doering Mgmt For Abstain Against
9 Elect Vladimir Lisin Mgmt For Abstain Against
10 Elect Karen Sarkisov Mgmt For Abstain Against
11 Elect Vladimir Mgmt For Abstain Against
Skorohodov
12 Elect Benedict Sciortino Mgmt For Abstain Against
13 Elect Franz Struzl Mgmt For For For
14 Elect Oleg Bagrin as Mgmt For For For
Company's
President
15 Elect Lyudmila Kladenko Mgmt For Abstain Against
16 Elect Valery Kulikov Mgmt For Abstain Against
17 Elect Sergey Nesmeyanov Mgmt For Abstain Against
18 Elect Larisa Mgmt For Abstain Against
Ovsyannikova
19 Elect Galina Shipilova Mgmt For Abstain Against
20 Appointment of Auditor Mgmt For For For
(RAS)
21 Appointment of Auditor Mgmt For For For
(US
GAAP)
22 Amendments to Internal Mgmt For Abstain Against
Regulations
23 Amendments to Mgmt For Abstain Against
Regulations Regarding
the General
Meeting
24 Amendments to Mgmt For Abstain Against
Regulations Regarding
the
Board
25 Amendments to Mgmt For Abstain Against
Regulations Regarding
Management
26 Amendments to Mgmt For Abstain Against
Regulations Regarding
the Audit
Commission
27 Directors' Fees Mgmt For For For
28 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Novolipetsk Steel OJSC
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 10/25/2012 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Early Termination of Mgmt For For For
the Powers of the
President
2 Elect Oleg V. Bagrin as Mgmt For For For
President
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP 670346105 05/09/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter C. Browning Mgmt For Withhold Against
1.2 Elect Clayton C. Daley, Mgmt For For For
Jr.
1.3 Elect Daniel R. DiMicco Mgmt For For For
1.4 Elect John J. Ferriola Mgmt For For For
1.5 Elect Harvey B. Gantt Mgmt For For For
1.6 Elect Victoria F. Haynes Mgmt For For For
1.7 Elect Bernard L. Kasriel Mgmt For For For
1.8 Elect Christopher J. Mgmt For For For
Kearney
1.9 Elect Raymond J. Mgmt For For For
Milchovich
1.10 Elect John H. Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Senior Mgmt For For For
Officers Annual and
Long-Term Incentive
Plans
4 Amendment to the Mgmt For For For
Restated Certificate
of Incorporation to
Reduce Supermajority
Voting
Thresholds
5 Amendment to Bylaws to Mgmt For For For
Reduce Supermajority
Voting
Threshold
6 Shareholder Proposal ShrHldr Against For Against
Regarding Majority
Vote for Election of
Directors
7 Shareholder Proposal ShrHldr Against For Against
Regarding Report on
Political
Spending
________________________________________________________________________________
Nutreco Holding N.V.
Ticker Security ID: Meeting Date Meeting Status
NUO CINS N6509P102 03/28/2013 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Mgmt For For For
Management Board
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Appointment of Auditor Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Stock Split Mgmt For For For
12 Elect Rob J. Frohn Mgmt For For For
13 Elect Ajai Puri Mgmt For For For
14 Elect Jaap A.J. Vink Mgmt For For For
15 Elect K. Nesse to the Mgmt For For For
Management
Board
16 Elect J. Vergeer to the Mgmt For For For
Management
Board
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Suppress Mgmt For For For
Preemptive
Rights
19 Authority to Repurchase Mgmt For For For
Shares
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Nutreco Holding N.V.
Ticker Security ID: Meeting Date Meeting Status
NUO CINS N6509P102 07/23/2012 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Elect V Halseth Mgmt For For For
3 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Occidental Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 05/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect E. Spencer Abraham Mgmt For For For
2 Elect Howard Atkins Mgmt For For For
3 Elect Stephen Chazen Mgmt For For For
4 Elect Edward Djerejian Mgmt For For For
5 Elect John Feick Mgmt For For For
6 Elect Margaret Foran Mgmt For For For
7 Elect Carlos Gutierrez Mgmt For For For
8 Elect Ray Irani Mgmt For For For
9 Elect Avedick Poladian Mgmt For For For
10 Elect Aziz Syriani Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHldr Against For Against
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
Oil Search Limited
Ticker Security ID: Meeting Date Meeting Status
OSH CINS Y64695110 05/10/2013 Voted
Meeting Type Country of Trade
Annual Papua New Guinea
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Gerea Aopi Mgmt For For For
3 Elect Richard J. Lee Mgmt For For For
4 Elect Keith Spence Mgmt For For For
5 Elect Bart Philemon Mgmt For For For
6 Elect Fiona E. Harris Mgmt For For For
7 Appoint Auditor Mgmt For For For
8 Equity Grant Mgmt For For For
(Performance Rights to
MD Peter
Botten)
9 Equity Grant Mgmt For For For
(Performance Rights to
Executive Director
Gerea
Aopi)
10 Equity Grant Mgmt For For For
(Restricted Shares to
MD Peter
Botten)
11 Equity Grant Mgmt For For For
(Restricted Shares to
Executive Director
Gerea
Aopi)
12 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
________________________________________________________________________________
Oji Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
3861 CINS J6031N109 06/27/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Kazuhisa Shinoda Mgmt For Against Against
3 Elect Kiyotaka Shindoh Mgmt For For For
4 Elect Susumu Yajima Mgmt For For For
5 Elect Takeshi Azuma Mgmt For For For
6 Elect Ryohji Watari Mgmt For For For
7 Elect Kazuo Fuchigami Mgmt For For For
8 Elect Genmei Shimamura Mgmt For For For
9 Elect Yoshiki Koseki Mgmt For For For
10 Elect Hidehiko Aoyama Mgmt For For For
11 Elect Masatoshi Kaku Mgmt For For For
12 Elect Yoh Takeuchi Mgmt For For For
13 Elect Osamu Akiyama Mgmt For For For
14 Elect Motokazu Ogata Mgmt For For For
15 Elect Satoshi Fukui Mgmt For For For
16 Elect Makoto Katsura Mgmt For For For
17 Retirement Allowances Mgmt For Against Against
and Special Allowances
for Statutory
Auditors
18 Shareholder Proposal ShrHldr Against Against For
Regarding Removal of
Shinichiro Kondo and
Tadashi
Wantabe
________________________________________________________________________________
OJSC MMC Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CINS 46626D108 01/29/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Cancel Mgmt For For For
Shares and Reduce
Share
Capital
2 Amendments to Charter Mgmt For For For
________________________________________________________________________________
OJSC MMC Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CINS 46626D108 03/11/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Early Termination of Mgmt For For For
Board
Powers
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Enos N. Banda Mgmt For For For
4 Elect Sergey Barbashev Mgmt N/A Abstain N/A
5 Elect Alexey Bashkirov Mgmt N/A Abstain N/A
6 Elect Sergey Bratukhin Mgmt N/A Abstain N/A
7 Elect Andrey E. Bougrov Mgmt N/A Abstain N/A
8 Elect Andrey Varichev Mgmt N/A Abstain N/A
9 Elect Marianna A. Mgmt N/A Abstain N/A
Zakharova
10 Elect Valery A Matvienko Mgmt N/A Abstain N/A
11 Elect Stalbek S Mishakov Mgmt N/A Abstain N/A
12 Elect Gareth Penny Mgmt For For For
13 Elect Cornelis Johannes Mgmt For For For
Gerhard
Prinsloo
14 Elect Maxim M. Sokov Mgmt N/A Abstain N/A
15 Elect Vladislav A. Mgmt N/A Abstain N/A
Soloviev
16 Elect Sergey V. Chemezov Mgmt N/A Abstain N/A
________________________________________________________________________________
OJSC MMC Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CINS 46626D108 06/06/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Consolidated Financial Mgmt For For For
Statements
(IFRS)
5 Allocation of Mgmt For For For
Profits/Dividends
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Sergey Barbashev Mgmt Abstain Abstain For
8 Elect Alexey Bashkirov Mgmt Abstain Abstain For
9 Elect Sergey Bratukhin Mgmt For Abstain Against
10 Elect Andrey E. Bougrov Mgmt Abstain Abstain For
11 Elect Marianna A. Mgmt Abstain Abstain For
Zakharova
12 Elect Valery A Matvienko Mgmt Abstain Abstain For
13 Elect Stalbek S Mishakov Mgmt Abstain Abstain For
14 Elect Gareth Penny Mgmt For For For
15 Elect Cornelis Johannes Mgmt For For For
Gerhard
Prinsloo
16 Elect Maxim M. Sokov Mgmt Abstain Abstain For
17 Elect Vladislav A. Mgmt Abstain Abstain For
Soloviev
18 Elect Sergey V. Chemezov Mgmt For Abstain Against
19 Elect Robert W Edwards Mgmt For For For
20 Elect Petr V. Voznenko Mgmt For For For
21 Elect Natalia V. Mgmt For For For
Gololobova
22 Elect Dmitry V. Mgmt For For For
Pershinkov
23 Elect Georgiy Svanidze Mgmt For For For
24 Elect Vladimir N. Mgmt For For For
Shilkov
25 Appointment of Auditor Mgmt For For For
26 Appointment of Auditor Mgmt For For For
(Consolidated
Financial
Statements)
27 Independent Directors' Mgmt For For For
Fees
28 Indemnification of Mgmt For For For
Directors/Officers
29 Liability Insurance Mgmt For For For
30 Authority to Reduce Mgmt For For For
Share
Capital
31 Amendments to Charter Mgmt For For For
32 Related Party Mgmt For For For
Transactions
(Additional agreement
No.
1)
33 Related Party Mgmt For For For
Transactions (Order to
Commission
Contract)
34 Related Party Mgmt For For For
Transactions with
Sberbank
35 Related Party Mgmt For For For
Transactions
Sberbank
36 Related Party Mgmt For For For
Transactions with
Kola
37 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Olam International Limited
Ticker Security ID: Meeting Date Meeting Status
O32 CINS Y6421B106 01/15/2013 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Payment of Mgmt For For For
Sub-underwriting
Commission
________________________________________________________________________________
Olam International Limited
Ticker Security ID: Meeting Date Meeting Status
O32 CINS Y6421B106 10/31/2012 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Mark Daniell Mgmt For For For
4 Elect Andy TSE Po Shing Mgmt For For For
5 Elect WONG Heng Tew Mgmt For For For
6 Elect Sridhar Krishnan Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
10 Authority to Issue Mgmt For For For
Shares under Olam
Employee Share Option
Scheme
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Issue Mgmt For For For
Shares under Olam
Scrip Dividend
Scheme
________________________________________________________________________________
OMV AG
Ticker Security ID: Meeting Date Meeting Status
OMV CINS A51460110 05/15/2013 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Mgmt For For For
Management Board
Acts
6 Ratification of Mgmt For For For
Supervisory Board
Acts
7 Supervisory Board Mgmt For For For
Members'
Fees
8 Appointment of Auditor Mgmt For For For
9 Performance Share Plan Mgmt For For For
10 Matching Share Plan Mgmt For For For
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
OMV AG
Ticker Security ID: Meeting Date Meeting Status
OMV CINS A51460110 10/09/2012 Voted
Meeting Type Country of Trade
Special Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rudolf Kemler Mgmt For For For
________________________________________________________________________________
ONEOK, Inc.
Ticker Security ID: Meeting Date Meeting Status
OKE CUSIP 682680103 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James C. Day Mgmt For For For
2 Elect Julie H. Edwards Mgmt For For For
3 Elect William L. Ford Mgmt For For For
4 Elect John W. Gibson Mgmt For For For
5 Elect Bert H. Mackie Mgmt For For For
6 Elect Steven J. Malcolm Mgmt For For For
7 Elect Jim W. Mogg Mgmt For For For
8 Elect Pattye L. Moore Mgmt For For For
9 Elect Gary D. Parker Mgmt For For For
10 Elect Eduardo A. Mgmt For For For
Rodriguez
11 Ratification of Auditor Mgmt For For For
12 Amendment to the Equity Mgmt For For For
Compensation
Plan
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHldr Against Against For
Regarding Fugitive
Methane
Emissions
________________________________________________________________________________
Origin Energy Limited
Ticker Security ID: Meeting Date Meeting Status
ORG CINS Q71610101 11/12/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Ralph Norris Mgmt For For For
3 Re-elect John Akehurst Mgmt For For For
4 Re-elect Karen Moses Mgmt For For For
5 Re-elect Helen Nugent Mgmt For For For
6 Remuneration Report Mgmt For For For
7 Equity Grant (MD Grant Mgmt For For For
King)
8 Equity Grant (Executive Mgmt For For For
Director Karen
Moses)
9 Approve Termination Mgmt For For For
Payments
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ormat Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ORA CUSIP 686688102 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gillon Beck Mgmt For For For
2 Elect Dan Falk Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Osisko Mining Corp.
Ticker Security ID: Meeting Date Meeting Status
OSK CINS 688278100 05/09/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Victor H. Bradley Mgmt For For For
3 Elect John F. Burzynski Mgmt For For For
4 Elect Marcel Cote Mgmt For For For
5 Elect Michele Darling Mgmt For For For
6 Elect Joanne Ferstman Mgmt For For For
7 Elect Staph Leavenworth Mgmt For For For
Bakali
8 Elect William A. Mgmt For For For
MacKinnon
9 Elect Charles E. Page Mgmt For For For
10 Elect Sean Roosen Mgmt For For For
11 Elect Gary A. Sugar Mgmt For For For
12 Elect Serge Vezina Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Amendments to Articles Mgmt For For For
Regarding Board
Appointments
15 Shareholder Rights Plan Mgmt For For For
Renewal
16 Advance Notice Provision Mgmt For For For
17 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
OZ Minerals Limited
Ticker Security ID: Meeting Date Meeting Status
OZL CINS Q7161P122 05/28/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Paul J. Dowd Mgmt For For For
3 Re-elect Charles Lenegan Mgmt For For For
4 Remuneration Report Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Terry
Burgess)
________________________________________________________________________________
Pacific Rubiales Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
PRE CINS 69480U206 05/30/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Jose Francisco Mgmt For For For
Arata
4 Elect Miguel de la Campa Mgmt For For For
5 Elect German Efromovich Mgmt For Against Against
6 Elect Serafino Iacono Mgmt For For For
7 Elect Augusto Lopez Mgmt For For For
8 Elect Hernan Martinez Mgmt For Against Against
9 Elect Dennis Mills Mgmt For For For
10 Elect Ronald Pantin Mgmt For For For
11 Elect Victor Rivera Mgmt For For For
12 Elect Miguel Rodriguez Mgmt For For For
13 Elect Francisco Sole Mgmt For For For
14 Elect Neil Woodyer Mgmt For For For
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
16 Advance Notice Policy Mgmt For For For
________________________________________________________________________________
Packaging Corporation of America
Ticker Security ID: Meeting Date Meeting Status
PKG CUSIP 695156109 05/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Cheryl K. Beebe Mgmt For For For
2 Elect Hasan Jameel Mgmt For For For
3 Elect Mark W. Kowlzan Mgmt For For For
4 Elect Robert C. Lyons Mgmt For For For
5 Elect Samuel Mencoff Mgmt For For For
6 Elect Roger B. Porter Mgmt For For For
7 Elect Thomas S. Souleles Mgmt For For For
8 Elect Paul T. Stecko Mgmt For For For
9 Elect James D. Woodrum Mgmt For Against Against
10 Amendment to the 1999 Mgmt For For For
Long-Term Equity
Incentive
Plan
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pan American Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
PAA CUSIP 697900108 05/13/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ross J. Beaty Mgmt For For For
1.2 Elect Geoffrey A. Burns Mgmt For For For
1.3 Elect Michael L. Carroll Mgmt For For For
1.4 Elect Christopher Noel Mgmt For For For
Dunn
1.5 Elect Neil de Gelder Mgmt For For For
1.6 Elect Robert P. Pirooz Mgmt For For For
1.7 Elect David C. Press Mgmt For For For
1.8 Elect Walter T. Mgmt For For For
Segsworth
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PanAust Limited
Ticker Security ID: Meeting Date Meeting Status
PNA CINS Q7283A110 05/17/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Annabelle S. Mgmt For For For
Chaplain
4 Elect Geoffrey Billard Mgmt For For For
5 Elect Zezhong LI Mgmt For For For
6 Equity Grant (MD Gary Mgmt For For For
Stafford)
________________________________________________________________________________
Peabody Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
BTU CUSIP 704549104 04/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregory H. Boyce Mgmt For For For
1.2 Elect William A. Coley Mgmt For For For
1.3 Elect William E. James Mgmt For For For
1.4 Elect Robert B. Karn III Mgmt For For For
1.5 Elect Henry E. Lentz Mgmt For For For
1.6 Elect Robert A. Malone Mgmt For For For
1.7 Elect William C. Rusnack Mgmt For For For
1.8 Elect John F. Turner Mgmt For For For
1.9 Elect Sandra A. Van Mgmt For For For
Trease
1.10 Elect Alan H. Washkowitz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Approval of Material Mgmt For For For
Terms of 2008
Management Annual
Incentive Compensation
Plan
5 Shareholder Proposal ShrHldr Against For Against
Regarding Lobbying
Report
6 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Pennon Group plc
Ticker Security ID: Meeting Date Meeting Status
PNN CINS G8295T213 07/26/2012 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For For For
Report
4 Elect Kenneth Harvey Mgmt For For For
5 Elect Martin Angle Mgmt For For For
6 Elect Gerard Connell Mgmt For For For
7 Elect Colin Drummond Mgmt For For For
8 Elect David Dupont Mgmt For For For
9 Elect Christopher Mgmt For For For
Loughlin
10 Elect Dinah Nichols Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authorisation of Mgmt For For For
Political
Donations
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Repurchase Mgmt For For For
Shares
18 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Petrochina Company Limited
Ticker Security ID: Meeting Date Meeting Status
857 CINS Y6883Q104 05/23/2013 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Financial Statements Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Authority to Declare Mgmt For For For
Interim
Dividend
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Elect LI Qingyi Mgmt For Against Against
10 Elect FAN Fuchun Mgmt For For For
11 Amendments to Articles Mgmt For For For
of
Association
12 Authority to Issue Debt Mgmt For For For
Financing
Instrument
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Petrofac Limited
Ticker Security ID: Meeting Date Meeting Status
PFC CINS G7052T101 05/17/2013 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For For For
Report
4 Elect Norman Murray Mgmt For For For
5 Elect Thomas Thune Mgmt For For For
Andersen
6 Elect Stefano Cao Mgmt For For For
7 Elect Roxanne Decyk Mgmt For For For
8 Elect Rene Medori Mgmt For For For
9 Elect Rijnhard van Tets Mgmt For For For
10 Elect Ayman Asfari Mgmt For For For
11 Elect Maroun Semaan Mgmt For For For
12 Elect Marwan Chedid Mgmt For For For
13 Elect Andrew G. Inglis Mgmt For For For
14 Elect Tim Weller Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Repurchase Mgmt For For For
Shares
20 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Petroleo Brasileiro S.A. - Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CUSIP 71654V408 04/29/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Capital Expenditure Mgmt For For For
Budget
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors Mgmt For For For
5 Election of Board Mgmt For For For
Members Representative
of Minority and
Preferred
Shareholders
6 Election of the Mgmt For For For
Chairman of the
Board
7 Election of Supervisory Mgmt For For For
Council
8 Election of Supervisory Mgmt For For For
Council Members
Representative of
Minority and Preferred
Shareholders
9 Remuneration Policy Mgmt For For For
10 Capitalization of Mgmt For For For
Reserves w/o Share
Issuance
________________________________________________________________________________
Petronas Dagangan Berhad
Ticker Security ID: Meeting Date Meeting Status
PETD CINS Y6885A107 04/24/2013 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Zulkiflee bin Mgmt For For For
Ariffin
4 Elect Mohammad Medan Mgmt For Against Against
bin
Abdullah
5 Elect LIM Beng Choon Mgmt For For For
6 Elect Rashid bin Mohd Mgmt For For For
Zamzam
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
PGNiG S.A.
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 01/30/2013 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening Mgmt For For For
3 Meeting Chairman Mgmt For For For
4 Attendance List Mgmt For For For
5 Meeting Conventions Mgmt For For For
6 Agenda Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Restructuring Mgmt For For For
9 Closing Mgmt For For For
________________________________________________________________________________
PGNiG S.A.
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 03/25/2013 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening Mgmt For For For
3 Meeting Chairman Mgmt For For For
4 Attendance List Mgmt For For For
5 Meeting Conventions Mgmt For For For
6 Agenda Mgmt For For For
7 Restructuring Mgmt For For For
8 Closing Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PGNiG S.A.
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 04/24/2013 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Voting List Mgmt For For For
7 Accounts and Reports Mgmt For For For
8 Accounts and Reports Mgmt For For For
(Consolidated)
9 Ratification of Mgmt For For For
Management Board
Acts
10 Ratification of Mgmt For For For
Supervisory Board
Acts
11 Allocation of Mgmt For For For
Profits/Dividends
12 Approve merger with Mgmt For For For
Investgas
S.A.
13 Approve Merger with Mgmt For For For
Karpacka Spolka
Gazownictwa,
Gornoslaska Spolka
Gazownictwa,
Mazowiecka Spolka
Gazownictwa,
Wielkopolska Spolka
Gazownictwa, Pomorska
Spolka Gazownictwa,
and Dolnoslaska Spolka
Gazownictwa
14 Approve Sale of Gas Mgmt For For For
Pipeline
15 Approve Sale of Real Mgmt For For For
Estate
16 Close of Meeting Mgmt For For For
________________________________________________________________________________
PGNiG S.A.
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 06/26/2013 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Opening of Meeting Mgmt For For For
4 Election of Presiding Mgmt For For For
Chairman
5 Attendance List Mgmt For For For
6 Compliance with Rules Mgmt For For For
of
Convocation
7 Agenda Mgmt For For For
8 Merger by Absorption Mgmt For For For
9 Allocation of Reserve Mgmt For For For
Capital Funds to
Former Employees of
Geofizyka Krakow
S.A.
10 Allocation of Reserve Mgmt For For For
Capital Funds to
Former Employees of
PNiG Jaslo
S.A.
11 SHP Regarding ShrHldr N/A For N/A
Amendments to
Articles
12 SHP Regarding ShrHldr N/A Abstain N/A
Supervisory Board
Composition
13 Closing of Meeting Mgmt For For For
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PGNiG S.A.
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 08/22/2012 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Voting List Mgmt For For For
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 One-Off Termination Mgmt For For For
Payment to
Employees
8 Conclusion of Meeting Mgmt For For For
________________________________________________________________________________
PGNiG S.A.
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 12/06/2012 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Voting List Mgmt For For For
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Redundancy Payment from Mgmt For For For
Central Restructuring
Fund
8 Amendments to Articles Mgmt For Against Against
9 Restructuring Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Restructuring of Mgmt For For For
Geovita
SA
12 Authority to Dispose of Mgmt For For For
Assets through Public
Invitation to
Negotiations
13 Conclusion of Meeting Mgmt For For For
________________________________________________________________________________
PGNiG S.A.
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 12/18/2012 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening Mgmt For For For
3 Meeting Chairman Mgmt For For For
4 Attendance List Mgmt For For For
5 Meeting Conventions Mgmt For For For
6 Agenda Mgmt For For For
7 Restructuring Mgmt For For For
8 Property Sale Mgmt For For For
9 Closing Mgmt For For For
________________________________________________________________________________
Phillips 66
Ticker Security ID: Meeting Date Meeting Status
PSX CUSIP 718546104 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Greg C. Garland Mgmt For For For
2 Elect John E. Lowe Mgmt For For For
3 Ratification of Auditor Mgmt For Against Against
4 2013 Omnibus Stock and Mgmt For For For
Performance Incentive
Plan
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 06/10/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Igor D. Antoshin Mgmt N/A Abstain N/A
6 Elect Maxim V. Volkov Mgmt N/A Abstain N/A
7 Elect Andrey A. Guriev Mgmt N/A Abstain N/A
8 Elect Andrey G. Guriev Mgmt N/A Abstain N/A
9 Elect Vladimir S. Mgmt N/A Abstain N/A
Litvinenko
10 Elect Sven Ombudstvedt Mgmt N/A For N/A
11 Elect Roman V. Osipov Mgmt N/A Abstain N/A
12 Elect Nataliya Mgmt N/A Abstain N/A
Pashkevich
13 Elect Ivan Rodionov Mgmt N/A For N/A
14 Elect Marcus Rhodes Mgmt N/A For N/A
15 Elect Mikhail Rybinikov Mgmt N/A Abstain N/A
16 Election of Audit Mgmt For Abstain Against
Commission
17 Appointment of Auditor Mgmt For Abstain Against
18 Directors' Fees Mgmt For Abstain Against
19 Related Party Mgmt For Abstain Against
Transactions
20 Related Party Mgmt For Abstain Against
Transactions
21 Major Party Transactions Mgmt For Abstain Against
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 09/28/2012 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
2 Related Party Mgmt For For For
Transactions
3 Major Transactions Mgmt For For For
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 12/29/2012 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
2 Amendments to Charter Mgmt For Abstain Against
3 Regulations on the Mgmt For Abstain Against
Management
Board
4 Related Party Mgmt For Abstain Against
Transactions
________________________________________________________________________________
Pilgrim's Pride Corp.
Ticker Security ID: Meeting Date Meeting Status
PPC CUSIP 72147K108 05/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Wesley Mendonca Mgmt For For For
Batista
1.2 Elect Joesley Mendonca Mgmt For For For
Batista
1.3 Elect Don Jackson Mgmt For For For
1.4 Elect William W. Lovette Mgmt For For For
1.5 Elect Marcus Vinicius Mgmt For For For
Pratini de
Moraes
1.6 Elect Wallim Cruz de Mgmt For For For
Vasconcellos
Junior
1.7 Elect Michael L Cooper Mgmt For For For
1.8 Elect Charles Macaluso Mgmt For For For
1.9 Elect David E. Bell Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pioneer Natural Resources Company
Ticker Security ID: Meeting Date Meeting Status
PXD CUSIP 723787107 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Timothy L. Dove Mgmt For For For
2 Elect Charles E. Mgmt For For For
Ramsey,
Jr.
3 Elect Frank A. Risch Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Shareholder Proposal ShrHldr Against Against For
Regarding Hydraulic
Fracturing
________________________________________________________________________________
Plains Exploration & Production Co.
Ticker Security ID: Meeting Date Meeting Status
PXP CUSIP 726505100 05/20/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For Against Against
2 Advisory Vote on Golden Mgmt For Against Against
Parachutes
3 Right to Adjourn Meeting Mgmt For Against Against
________________________________________________________________________________
Polski Koncern Naftowy ORLEN S.A
Ticker Security ID: Meeting Date Meeting Status
PKN CINS X6922W204 06/27/2013 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Election of Voting Mgmt For For For
Commission
7 Presentation of Mgmt For For For
Accounts and
Reports
8 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
9 Presentation of Mgmt For For For
Supervisory Board
Report
10 Management Board Report Mgmt For For For
11 Accounts and Reports Mgmt For For For
12 Management Board Report Mgmt For For For
(Consolidated)
13 Consolidated Accounts Mgmt For For For
and
Reports
14 Allocation of Mgmt For For For
Profits/Dividends
15 Ratification of Mgmt For For For
Management Board
Acts
16 Ratification of Mgmt For For For
Supervisory Board
Acts
17 Amendment to Articles Mgmt For For For
18 Board Size Mgmt For For For
19 Election of Supervisory Mgmt For Abstain Against
Board
20 Closing of Meeting Mgmt For For For
________________________________________________________________________________
Polymetal International Plc
Ticker Security ID: Meeting Date Meeting Status
POLY CINS G7179S101 06/12/2013 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Bobby Godsell Mgmt For For For
5 Elect Vitaly N. Nesis Mgmt For For For
6 Elect Konstantin Yanakov Mgmt For For For
7 Elect Marina Gronberg Mgmt For For For
8 Elect Jean-Pascal Mgmt For For For
Duvieusart
9 Elect Charles Balfour Mgmt For For For
10 Elect Jonathan Best Mgmt For Against Against
11 Elect Russell Skirrow Mgmt For For For
12 Elect Leonard Homeniuk Mgmt For Against Against
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Long-Term Incentive Plan Mgmt For For For
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Portucel, S.A.
Ticker Security ID: Meeting Date Meeting Status
PTI CINS X67182109 05/21/2013 Voted
Meeting Type Country of Trade
Annual Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
(Individual)
3 Accounts and Reports Mgmt For For For
(Consolidated)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For For For
and Supervisory
Council
Acts
6 Remuneration Policy Mgmt For Against Against
7 Authority to Trade in Mgmt For For For
Company Stock and
Bonds
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Posco
Ticker Security ID: Meeting Date Meeting Status
005490 CINS Y70750115 03/22/2013 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Elect SHIN Chae Chol Mgmt For For For
3 Elect LEE Myoung Woo Mgmt For For For
4 Elect KIM Ji Hyung Mgmt For For For
5 Election of Audit Mgmt For For For
Committee Member: KIM
Ji
Hyung
6 Elect CHANG In Hwan Mgmt For For For
7 Elect KIM Yeung Gyu Mgmt For For For
8 Directors' Fees Mgmt For For For
________________________________________________________________________________
Potash Corp. Of Saskatchewan Inc.
Ticker Security ID: Meeting Date Meeting Status
POT CUSIP 73755L107 05/16/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher M. Mgmt For For For
Burley
1.2 Elect Donald G. Mgmt For For For
Chynoweth
1.3 Elect Daniel Clauw Mgmt For For For
1.4 Elect William J. Doyle Mgmt For For For
1.5 Elect John W. Estey Mgmt For For For
1.6 Elect Gerald W. Grandey Mgmt For For For
1.7 Elect Charles S. Hoffman Mgmt For For For
1.8 Elect Dallas J. Howe Mgmt For For For
1.9 Elect Alice D. Laberge Mgmt For For For
1.10 Elect Keith G. Martell Mgmt For For For
1.11 Elect Jeffrey J. McCaig Mgmt For For For
1.12 Elect Mary A. Mogford Mgmt For For For
1.13 Elect Elena Viyella de Mgmt For Withhold Against
Paliza
2 Appointment of Auditor Mgmt For For For
3 2013 Performance Option Mgmt For For For
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PT Adaro Energy Tbk
Ticker Security ID: Meeting Date Meeting Status
ADRO CINS Y7087B109 04/19/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Change in the Mgmt For Abstain Against
Composition of the
Boards of
Commissioners and
Directors
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Commissioners' and Mgmt For For For
Directors'
Remuneration
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT PP London Sumatra Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
LSIP CINS Y7137X101 05/24/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
PT PP London Sumatra Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
LSIP CINS Y7137X101 05/24/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to the Mgmt For Abstain Against
Company's
Status
2 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
PT Salim Ivomas Pratama Terbuka
Ticker Security ID: Meeting Date Meeting Status
SIMP CINS Y71365103 05/24/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director's report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
PT Salim Ivomas Pratama Terbuka
Ticker Security ID: Meeting Date Meeting Status
SIMP CINS Y71365103 05/24/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
PT Vale Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
INCO CINS Y39128148 04/23/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Commissioners' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Election of Mgmt For Abstain Against
Commissioners
(Slate)
6 Election of Directors Mgmt For Abstain Against
(Slate)
7 Commissioners' Fees Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
QEP Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
QEP CUSIP 74733V100 05/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Julie A. Dill Mgmt For For For
1.2 Elect L. Richard Flury Mgmt For For For
1.3 Elect M.W. Scoggins Mgmt For Withhold Against
1.4 Elect Robert E. McKee Mgmt For For For
III
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Repeal of Classified Mgmt For For For
Board
5 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Randgold Resources Limited
Ticker Security ID: Meeting Date Meeting Status
RRS CUSIP 752344309 04/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For For For
Report
4 Elect Philippe Lietard Mgmt For For For
5 Elect D. Mark Bristow Mgmt For For For
6 Elect Norborne P. Cole, Mgmt For For For
Jr.
7 Elect Christopher Mgmt For For For
Coleman
8 Elect Kadri Dagdelen Mgmt For For For
9 Elect Jeanine Mabunda Mgmt For For For
Lioko
10 Elect Graham Mgmt For For For
Shuttleworth
11 Elect Andrew Quinn Mgmt For For For
12 Elect Karl Voltaire Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Directors' Fees Mgmt For For For
17 Equity Grant (Mark Mgmt For Against Against
Bristow)
18 Directors' Fees Mgmt For For For
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Range Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
RRC CUSIP 75281A109 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony V. Dub Mgmt For For For
2 Elect V. Richard Eales Mgmt For For For
3 Elect Allen Finkelson Mgmt For For For
4 Elect James M. Funk Mgmt For For For
5 Elect Jonathan S. Linker Mgmt For For For
6 Elect Mary Ralph Lowe Mgmt For For For
7 Elect Kevin S. McCarthy Mgmt For For For
8 Elect John H. Pinkerton Mgmt For For For
9 Elect Jeffrey L. Ventura Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHldr Against Against For
Regarding Fugitive
Methane
Emissions
________________________________________________________________________________
Reliance Steel & Aluminum Co.
Ticker Security ID: Meeting Date Meeting Status
RS CUSIP 759509102 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sarah J Anderson Mgmt For For For
1.2 Elect John G. Figueroa Mgmt For For For
1.3 Elect Thomas W. Gimbel Mgmt For For For
1.4 Elect David H. Hannah Mgmt For For For
1.5 Elect Douglas M. Hayes Mgmt For For For
1.6 Elect Mark V. Kaminski Mgmt For For For
1.7 Elect Gregg J. Mollins Mgmt For For For
1.8 Elect Andrew G. Sharkey Mgmt For For For
III
1.9 Elect Leslie A. Waite Mgmt For For For
2 Amendment to the Stock Mgmt For For For
Option and Restricted
Stock
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rengo Company Limited
Ticker Security ID: Meeting Date Meeting Status
3941 CINS J64382104 06/27/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Kiyoshi Ohtsubo Mgmt For Against Against
3 Elect Moriaki Maeda Mgmt For For For
4 Elect Yoshitaka Ozawa Mgmt For For For
5 Elect Ichiroh Hasegawa Mgmt For For For
6 Elect Sadaaki Gotoh Mgmt For For For
7 Elect Kiwamu Hashimoto Mgmt For For For
8 Elect Misao Wakamatsu Mgmt For For For
9 Elect Yasuhiro Baba Mgmt For For For
10 Elect Hiromi Sambe Mgmt For For For
11 Elect Shigechika Ishida Mgmt For For For
12 Elect Yohsuke Kawamoto Mgmt For For For
13 Elect Hirokazu Nakai Mgmt For For For
14 Elect Toshihiro Yoneda Mgmt For For For
15 Elect Sadatoshi Inoue Mgmt For For For
16 Elect Yoshifumi Mgmt For For For
Nishikawa
17 Renewal of Takeover Mgmt For Against Against
Defense
Plan
________________________________________________________________________________
Repsol, S.A.
Ticker Security ID: Meeting Date Meeting Status
REP CINS E8471S130 05/31/2013 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Ratification of Board Mgmt For For For
Acts
4 Appointment of Auditor Mgmt For For For
5 Approval of Updated Mgmt For For For
Balance
Sheet
6 Allocation of Mgmt For For For
Profits/Dividends
7 Scrip Dividend Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Second Scrip Dividend Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Elect Luis Suarez de Mgmt For For For
Lezo
Mantilla
12 Elect Maria Isabel Mgmt For For For
Gabarro
Miquel
13 Elect Manuel Manrique Mgmt For For For
Cecilia
14 Elect Rene Dahan Mgmt For For For
15 Amendments to Articles Mgmt For For For
Regarding Directors'
Remuneration
16 Directors' Fees Mgmt For For For
17 Remuneration Report Mgmt For Against Against
18 Authority to Issue Mgmt For For For
Convertible Securities
w/ or w/o Preemptive
Rights
19 Amendments to Articles Mgmt For For For
Regarding Delegate
Committee
20 Authority to Carry Out Mgmt For For For
Formalities
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Resolute Forest Products Inc.
Ticker Security ID: Meeting Date Meeting Status
RFP CUSIP 76117W109 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michel P. Desbiens Mgmt For For For
1.2 Elect Jennifer C. Dolan Mgmt For For For
1.3 Elect Richard D. Mgmt For For For
Falconer
1.4 Elect Richard Garneau Mgmt For For For
1.5 Elect Jeffrey A. Hearn Mgmt For For For
1.6 Elect Bradley P. Martin Mgmt For Withhold Against
1.7 Elect Alain Rheaume Mgmt For For For
1.8 Elect Michael Rousseau Mgmt For For For
1.9 Elect David H. Wilkins Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Rio Tinto plc
Ticker Security ID: Meeting Date Meeting Status
RIO CINS G75754104 04/18/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Elect Robert E. Brown Mgmt For For For
4 Elect Vivienne Cox Mgmt For For For
5 Elect Jan du Plessis Mgmt For For For
6 Elect Guy Elliott Mgmt For For For
7 Elect Michael Mgmt For For For
Fitzpatrick
8 Elect Ann Godbehere Mgmt For For For
9 Elect Richard R. Mgmt For For For
Goodmanson
10 Elect Lord John Kerr of Mgmt For For For
Kinlochard
11 Elect Chris J. Lynch Mgmt For For For
12 Elect Paul M. Tellier Mgmt For For For
13 Elect John S. Varley Mgmt For For For
14 Elect Samuel M.C. Walsh Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Performance Share Plan Mgmt For For For
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Repurchase Mgmt For For For
Shares
21 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Robbins & Myers, Inc.
Ticker Security ID: Meeting Date Meeting Status
RBN CUSIP 770196103 12/27/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Golden Mgmt For For For
Parachutes
3 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Rock-Tenn Company
Ticker Security ID: Meeting Date Meeting Status
RKT CUSIP 772739207 01/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect G. Stephen Felker Mgmt For For For
1.2 Elect Lawrence Mgmt For For For
Gellerstedt,
III
1.3 Elect John Spiegel Mgmt For For For
2 Amendment to the Annual Mgmt For For For
Executive Bonus
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Shareholder Proposal ShrHldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
Rosneft Oil Co OAO
Ticker Security ID: Meeting Date Meeting Status
ROSN CINS 67812M207 06/18/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Rosneft Oil Co OAO
Ticker Security ID: Meeting Date Meeting Status
ROSN CINS 67812M207 06/20/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Dividends Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Matthias Warnig Mgmt N/A Abstain N/A
9 Elect Robert W. Dudley Mgmt N/A Abstain N/A
10 Elect Andrey L. Kostin Mgmt N/A Abstain N/A
11 Elect Nikolay Pavlovich Mgmt N/A Abstain N/A
Laverov
12 Elect John J. Mack Mgmt N/A For N/A
13 Elect Alexander Mgmt N/A Abstain N/A
Dmitrievich
Nekipelov
14 Elect Igor I. Sechin Mgmt N/A Abstain N/A
15 Elect Donald Humphreys Mgmt N/A For N/A
16 Elect Sergey V. Chemezov Mgmt N/A Abstain N/A
17 Elect Dmitry Mgmt N/A Abstain N/A
Evgenievich
Shugayev
18 Elect Oleg Zenkov Mgmt For For For
19 Elect Mikhail V. Mgmt For For For
Kuzovlev
20 Elect Aleksey B Mironov Mgmt For For For
21 Elect Georgy A. Nozadze Mgmt For For For
22 Elect Alexander S. Yugov Mgmt For For For
23 Appointment of Auditor Mgmt For For For
24 Amendments to Charter Mgmt For For For
25 Amendments to the Mgmt For For For
Regulations on the
General Meeting of
Shareholders
26 Related-Party Mgmt For For For
Transaction with OAO
VBRR Bank Regarding
Deposit
Agreements
27 Related-Party Mgmt For For For
Transaction with OAO
VTB Bank Regarding
Deposit
Agreements
28 Related-Party Mgmt For For For
Transaction with OAO
Gazprombank Regarding
Deposit
Agreements
29 Related-Party Mgmt For For For
Transaction with Bank
Rossiya Regarding
Deposit
Agreements
30 Related-Party Mgmt For For For
Transaction with OAO
VBRR Bank Regarding
Foreign Currency
Exchange
Agreements
31 Related-Party Mgmt For For For
Transaction with OAO
VTB Bank Regarding
Foreign Currency
Exchange
Agreements
32 Related-Party Mgmt For For For
Transaction with OAO
Gazprombank Regarding
Foreign Currency
Exchange
Agreements
33 Related-Party Mgmt For For For
Transaction with OAO
VBRR Bank Regarding
Loan
Agreements
34 Related-Party Mgmt For For For
Transaction with OAO
VTB Bank Regarding
Loan
Agreements
35 Related-Party Mgmt For For For
Transaction with OAO
Gazprombank Regarding
Loan
Agreements
36 Related-Party Mgmt For For For
Transaction with OAO
VBRR Bank Regarding
Sale/Purchase of
Options and
Forwards
37 Related-Party Mgmt For For For
Transaction with OAO
Gazprombank Regarding
Sale/Purchase of
Options and
Forwards
38 Related-Party Mgmt For For For
Transaction with OAO
VTB Bank Regarding
Sale/Purchase of
Options and
Forwards
39 Related-Party Mgmt For For For
Transaction with OAO
Gazprombank Regarding
Cross-Currency
Swap
40 Related-Party Mgmt For For For
Transaction with OAO
VTB Bank Regarding
Cross-Currency
Swap
41 Related-Party Mgmt For For For
Transaction with OAO
VBRR Bank Regarding
Repurchase Agreements
(REPO)
42 Related-Party Mgmt For For For
Transaction with OAO
Gazprombank Regarding
Repurchase Agreements
(REPO)
43 Related-Party Mgmt For For For
Transaction with OAO
VTB Bank Regarding
Repurchase Agreements
(REPO)
44 Related-Party Mgmt For For For
Transaction with OAO
VBRR Bank Regarding
Sale/Purchase of Bonds
and Promissory
Notes
45 Related-Party Mgmt For For For
Transaction with OAO
Gazprombank Regarding
Sale/Purchase of Bonds
and Promissory
Notes
46 Related-Party Mgmt For For For
Transaction with OAO
Bank VTB Regarding
Sale/Purchase of Bonds
and Promissory
Notes
47 Related-Party Mgmt For For For
Transaction with OAO
Gazprombank Regarding
Sale/Purchase of
Credit Linked
Notes
48 Related-Party Mgmt For For For
Transaction with OAO
VTB Bank Regarding
Sale/Purchase of
Credit Linked
Notes
49 Related-Party Mgmt For For For
Transaction with OOO
RN Yuganskneftegas
Regarding Production
of Oil and
Gas
50 Related-Party Mgmt For For For
Transaction with OOO
RN Yuganskneftegas
Regarding Leasing of
Fixed
Assets
51 Related-Party Mgmt For For For
Transaction with OAO
TNK-BP Holding
Regarding Purchase of
Oil
52 Related-Party Mgmt For For For
Transaction with OAO
TNK-BP Holding
Regarding Sale of
Oil
53 Related-Party Mgmt For For For
Transaction with ZAO
Vankorneft Regarding
Oil
Supply
54 Related-Party Mgmt For For For
Transaction with OAO
AK Transneft Regarding
Transportation of
Crude
Oil
55 Cost of Related-Party Mgmt For For For
Transaction with OAO
SOGAZ Regarding
Liability Insurance
for Directors,
Executives, the
Company, and
Subsidiaries
56 Related-Party Mgmt For For For
Transaction with OAO
SOGAZ Regarding
Liability Insurance
for Directors,
Executives, the
Company, and
Subsidiaries
57 Related-Party Mgmt For For For
Transactions with ENI
S.p.A. and its
Affiliated
Companies
58 Related-Party Mgmt For For For
Transactions with
Statoil ASA and its
Affiliated
Companies
59 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rosneft Oil Co OAO
Ticker Security ID: Meeting Date Meeting Status
ROSN CINS 67812M207 11/30/2012 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits Mgmt For For For
3 Special Dividend Mgmt For For For
4 Early Termination of Mgmt For For For
Board
Powers
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Matthias Warnig Mgmt For Abstain Against
7 Elect Mikhail Mgmt For Abstain Against
Valerievich
Kuzovlev
8 Elect Nikolay Pavlovich Mgmt For Abstain Against
Laverov
9 Elect Alexander Mgmt For Abstain Against
Dmitrievich
Nekipelov
10 Elect Hans-Joerg Rudloff Mgmt For For For
11 Elect Igor Ivanovich Mgmt For Abstain Against
Sechin
12 Elect Sergey Mgmt For Abstain Against
Vladimirovich
Shishin
13 Elect Dmitry Mgmt For Abstain Against
Evgenievich
Shugayev
14 Elect Ilya Viktorovich Mgmt For Abstain Against
Scherbovich
15 Related Party Mgmt For For For
Transactions
16 Related Party Mgmt For For For
Transactions
17 Related Party Mgmt For For For
Transactions
18 Related Party Mgmt For For For
Transactions
19 Related Party Mgmt For For For
Transactions
20 Related Party Mgmt For For For
Transactions
21 Related Party Mgmt For For For
Transactions
22 Related Party Mgmt For For For
Transactions
23 Related Party Mgmt For For For
Transactions
24 Related Party Mgmt For For For
Transactions
25 Related Party Mgmt For For For
Transactions
26 Related Party Mgmt For For For
Transactions
27 Related Party Mgmt For For For
Transactions
28 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Royal Dutch Shell Plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CINS G7690A100 05/21/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Elect Josef Ackermann Mgmt For Against Against
4 Elect Guy Elliott Mgmt For For For
5 Elect Simon Henry Mgmt For For For
6 Elect Charles O. Mgmt For For For
Holliday,
Jr.
7 Elect Gerard Kleisterlee Mgmt For For For
8 Elect Jorma Ollila Mgmt For For For
9 Elect Sir Nigel Mgmt For For For
Sheinwald
10 Elect Linda G. Stuntz Mgmt For For For
11 Elect Peter Voser Mgmt For For For
12 Elect Hans Wijers Mgmt For For For
13 Elect Gerrit Zalm Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Repurchase Mgmt For For For
Shares
19 Authorisation of Mgmt For For For
Political
Donations
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Royal Dutch Shell Plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CINS G7690A118 05/21/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Elect Josef Ackermann Mgmt For Against Against
4 Elect Guy Elliott Mgmt For For For
5 Elect Simon Henry Mgmt For For For
6 Elect Charles O. Mgmt For For For
Holliday,
Jr.
7 Elect Gerard Kleisterlee Mgmt For For For
8 Elect Jorma Ollila Mgmt For For For
9 Elect Sir Nigel Mgmt For For For
Sheinwald
10 Elect Linda G. Stuntz Mgmt For For For
11 Elect Peter Voser Mgmt For For For
12 Elect Hans Wijers Mgmt For For For
13 Elect Gerrit Zalm Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Repurchase Mgmt For For For
Shares
19 Authorisation of Mgmt For For For
Political
Donations
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Royal Gold, Inc.
Ticker Security ID: Meeting Date Meeting Status
RGLD CUSIP 780287108 11/14/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stanley Dempsey Mgmt For For For
2 Elect Tony Jensen Mgmt For For For
3 Elect Gordon Bogden Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
S-Oil
Ticker Security ID: Meeting Date Meeting Status
010950 CINS Y80710109 03/22/2013 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors Mgmt For For For
(Slate)
4 Election of Non Mgmt For Against Against
Executive Audit
Committee Member: SEOK
Tae
Soo
5 Election of independent Mgmt For For For
Audit Committee
Members
(Slate)
6 Directors' Fees Mgmt For For For
________________________________________________________________________________
Saipem S.p.A.
Ticker Security ID: Meeting Date Meeting Status
SPM CINS T82000117 04/30/2013 Take No Action
Meeting Type Country of Trade
Special Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
5 Election of Directors Mgmt For TNA N/A
6 Approval of Additional Mgmt For TNA N/A
Auditor's
Fees
7 Remuneration Report Mgmt For TNA N/A
________________________________________________________________________________
Salzgitter AG
Ticker Security ID: Meeting Date Meeting Status
SZG CINS D80900109 05/23/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Elect Ulrike Brouzi Mgmt For TNA N/A
10 Elect Thea Duckert Mgmt For TNA N/A
11 Elect Karl Ehlerding Mgmt For TNA N/A
12 Elect Roland Flach Mgmt For TNA N/A
13 Elect Jurgen Hesselbach Mgmt For TNA N/A
14 Elect Dieter Koster Mgmt For TNA N/A
15 Elect Hannes Rehm Mgmt For TNA N/A
16 Elect Peter-Jurgen Mgmt For TNA N/A
Schneider
17 Elect Johannes Teyssen Mgmt For TNA N/A
18 Elect Rainer Thieme Mgmt For TNA N/A
19 Elect Werner Tegtmeier Mgmt For TNA N/A
as a Further
Member
20 Supervisory Board Mgmt For TNA N/A
Members'
Fees
21 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments; Increase
in Conditional
Capital
________________________________________________________________________________
Santos Limited
Ticker Security ID: Meeting Date Meeting Status
STO CINS Q82869118 05/09/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Kenneth A. Dean Mgmt For For For
3 Re-elect Jane S. Mgmt For For For
Hemstritch
4 Re-elect Gregory J.W. Mgmt For For For
Martin
5 Elect Hok Goh Mgmt For For For
6 Remuneration Report Mgmt For For For
7 Equity Grant (MD/CEO Mgmt For For For
David
Knox)
8 Approve NEDs' Fee Cap Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sappi Limited
Ticker Security ID: Meeting Date Meeting Status
SAP CINS S73544108 02/06/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Stephen Binnie Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Re-elect Daniel Cronje Mgmt For For For
6 Re-elect Valli Moosa Mgmt For For For
7 Re-elect Karen Osar Mgmt For For For
8 Re-elect Rudolf Thummer Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Elect Audit Committee Mgmt For Against Against
Member (Len
Konar)
11 Elect Audit Committee Mgmt For For For
Member (Godefridus
Beurskens)
12 Elect Audit Committee Mgmt For For For
Member (Michael
Fallon)
13 Elect Audit Committee Mgmt For Against Against
Member (Nkateko
Mageza)
14 Elect Audit Committee Mgmt For For For
Member (Karen
Osar)
15 Appointment of Auditor Mgmt For For For
16 Authority to issue Mgmt For For For
shares pursuant to the
Share Incentive
Plan
17 Authority to issue Mgmt For For For
shares pursuant to the
Performance Share
Incentive
Plan
18 Approve Remuneration Mgmt For For For
Policy
19 Increase NEDs' Fees Mgmt For For For
20 Approve Financial Mgmt For For For
Assistance
21 Adopt New Memorandum Mgmt For For For
22 Authorisation of Legal Mgmt For For For
Formalities
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sasol Limited
Ticker Security ID: Meeting Date Meeting Status
SOL CINS 803866102 11/30/2012 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Colin Beggs Mgmt For For For
2 Re-elect David Constable Mgmt For For For
3 Re-elect Henk Dijkgraaf Mgmt For For For
4 Re-elect Mandla Gantsho Mgmt For For For
5 Re-elect Imogen Mkhize Mgmt For For For
6 Re-elect Jurgen Schrempp Mgmt For For For
7 Elect Moses Mkhize Mgmt For For For
8 Elect Peter Robertson Mgmt For For For
9 Elect Stephen Westwell Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Elect Audit Committee Mgmt For For For
Member
(Beggs)
12 Elect Audit Committee Mgmt For For For
Member
(Dijkgraaf)
13 Elect Audit Committee Mgmt For For For
Member
(Gantsho)
14 Elect Audit Committee Mgmt For Against Against
Member
(Njeke)
15 Elect Audit Committee Mgmt For For For
Member
(Westwell)
16 Approve Remuneration Mgmt For For For
Policy
17 Approve NEDs' Fees Mgmt For For For
18 Approve Financial Mgmt For For For
Assistance
19 Adopt New Memorandum of Mgmt For For For
Incorporation
20 Authority to Repurchase Mgmt For For For
Shares
21 Authority to Repurchase Mgmt For For For
Shares
(Directors/Prescribed
Officers)
________________________________________________________________________________
Schlumberger N.V. (Schlumberger Limited)
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/10/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter L.S. Currie Mgmt For For For
2 Elect Anthony Isaac Mgmt For Against Against
3 Elect K.V. Kamath Mgmt For For For
4 Elect Paal Kibsgaard Mgmt For For For
5 Elect Nikolay Mgmt For For For
Kudryavtsev
6 Elect Adrian Lajous Mgmt For For For
7 Elect Michael E. Marks Mgmt For For For
8 Elect Lubna Olayan Mgmt For For For
9 Elect Leo Rafael Reif Mgmt For For For
10 Elect Tore I. Sandvold Mgmt For For For
11 Elect Henri Seydoux Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of Financial Mgmt For For For
Statements/Dividends
14 Ratification of Auditor Mgmt For For For
15 2013 Omnibus Incentive Mgmt For For For
Plan
16 Amendment to the Mgmt For For For
Discounted Stock
Purchase
Plan
________________________________________________________________________________
Seaboard Corporation
Ticker Security ID: Meeting Date Meeting Status
SEB CUSIP 811543107 04/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven J. Bresky Mgmt For For For
1.2 Elect David A. Adamsen Mgmt For For For
1.3 Elect Douglas W. Baena Mgmt For For For
1.4 Elect Joseph E. Mgmt For For For
Rodrigues
1.5 Elect Edward I. Mgmt For Withhold Against
Shifman,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHldr Against Against For
Regarding Political
and Charitable
Contributions
Report
________________________________________________________________________________
Seadrill Limited
Ticker Security ID: Meeting Date Meeting Status
SDRL CINS G7945E105 09/21/2012 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John Fredriksen Mgmt For Against Against
2 Elect Tor Olav Troim Mgmt For Against Against
3 Elect Kate Blankenship Mgmt For Against Against
4 Elect Kathrine Mgmt For For For
Fredriksen
5 Elect Carl Erik Steen Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Directors' Fees Mgmt For Against Against
________________________________________________________________________________
Severn Trent plc
Ticker Security ID: Meeting Date Meeting Status
SVT CINS G8056D159 07/18/2012 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For For For
Report
4 Elect Tony Ballance Mgmt For For For
5 Elect Bernard Bulkin Mgmt For For For
6 Elect Richard Davey Mgmt For For For
7 Elect Andrew Duff Mgmt For For For
8 Elect Gordon Fryett Mgmt For For For
9 Elect Martin Kane Mgmt For For For
10 Elect Martin Lamb Mgmt For For For
11 Elect Michael McKeon Mgmt For For For
12 Elect Baroness Sheila Mgmt For For For
Noakes
13 Elect Andy Smith Mgmt For For For
14 Elect Tony Wray Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authorisation of Mgmt For For For
Political
Donations
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Authority to Repurchase Mgmt For For For
Shares
26 Non-Voting Agenda Item N/A N/A N/A N/A
27 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
28 Special Dividend Mgmt For For For
29 Share Incentive Plan Mgmt For For For
________________________________________________________________________________
Severstal Cherepovets Metal Factory
Ticker Security ID: Meeting Date Meeting Status
CHEMK CINS 818150302 12/20/2012 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Severstal OAO
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 06/13/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Alexey A. Mgmt For Abstain Against
Mordashov
4 Elect Mikhail V. Noskov Mgmt For Abstain Against
5 Elect Aleksandr Grubman Mgmt For Abstain Against
6 Elect Alexey Kulichenko Mgmt For Abstain Against
7 Elect Sergey Kuznetsov Mgmt For Abstain Against
8 Elect Christopher Clark Mgmt For For For
9 Elect Rolf Stomberg Mgmt For For For
10 Elect Martin D. Angle Mgmt For For For
11 Elect Ronald Freeman Mgmt For For For
12 Elect Peter Kraljic Mgmt For For For
13 Elect CEO Mgmt For For For
14 Accounts and Reports Mgmt For For For
15 Allocation of Mgmt For For For
Profits/Dividends
16 Dividends for Q1 2013 Mgmt For For For
17 Elect Roman Antonov Mgmt For Abstain Against
18 Elect Svetlana Guseva Mgmt For Abstain Against
19 Elect Nikolay V. Lavrov Mgmt For Abstain Against
20 Appointment of Auditor Mgmt For For For
21 Amendments to Charter Mgmt For Abstain Against
22 Directors' Fees Mgmt For Abstain Against
23 Related Party Mgmt For Abstain Against
Transactions
________________________________________________________________________________
Severstal OAO
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 09/27/2012 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
________________________________________________________________________________
Silver Wheaton Corp.
Ticker Security ID: Meeting Date Meeting Status
SLW CUSIP 828336107 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lawrence I. Bell Mgmt For For For
1.2 Elect George L. Brack Mgmt For For For
1.3 Elect John A. Brough Mgmt For For For
1.4 Elect R. Peter Gillin Mgmt For For For
1.5 Elect Douglas M. Holtby Mgmt For For For
1.6 Elect Eduardo Luna Mgmt For Withhold Against
1.7 Elect Wade D. Nesmith Mgmt For Withhold Against
1.8 Elect Randy V.J. Mgmt For For For
Smallwood
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Sinopec Corporation
Ticker Security ID: Meeting Date Meeting Status
0386 CINS Y15010104 05/29/2013 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Authority to Declare Mgmt For For For
Interim
Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Allocation of Mgmt For For For
Profits/Dividends
9 Amendments to Articles Mgmt For For For
10 Extension of Validity Mgmt For For For
Period of Convertible
Bonds
Issuance
11 Authority to Issue Debt Mgmt For Abstain Against
Instruments
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sinopec Corporation
Ticker Security ID: Meeting Date Meeting Status
0386 CINS Y15010104 05/29/2013 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sinopec Corporation (China Petroleum & Chemical Corporation)
Ticker Security ID: Meeting Date Meeting Status
0386 CINS Y15010104 10/16/2012 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Continuing Connected Mgmt For For For
Transactions
4 Zhong Ke Guangdong Mgmt For For For
Refinery Intergration
Project
5 Amendments to Articles Mgmt For For For
________________________________________________________________________________
SK Holdings Co., Ltd. (fka SK Corporation)
Ticker Security ID: Meeting Date Meeting Status
003600 CINS Y8070C112 03/22/2013 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For Against Against
of
Profits/Dividends
2 Elect CHO Dae Sik Mgmt For For For
3 Elect PARK Seh Hoon Mgmt For For For
4 Elect NAM Sang Deok Mgmt For For For
5 Election of Audit Mgmt For For For
Committee Member: PARK
Seh
Hoon
6 Election of Audit Mgmt For For For
Committee Member: NAM
Sang
Deok
7 Directors' Fees Mgmt For Against Against
________________________________________________________________________________
SK Innovation Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
096770 CINS Y8063L103 03/22/2013 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Elect KIM Chang Geun Mgmt For For For
3 Elect LEE Jae Hwan Mgmt For For For
4 Elect KIM Young Joo Mgmt For Against Against
5 Elect CHOI Hyuk Mgmt For For For
6 Elect SHIN Eon Mgmt For For For
7 Election of Audit Mgmt For For For
Committee Members: LEE
Jae
Hwan
8 Election of Audit Mgmt For For For
Committee Members:
CHOI
Hyuk
9 Directors' Fees Mgmt For For For
________________________________________________________________________________
Smithfield Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
SFD CUSIP 832248108 09/19/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph Luter, III Mgmt For For For
2 Elect C. Larry Pope Mgmt For For For
3 Elect Wendell Murphy Mgmt For Against Against
4 Elect Paul Trible, Jr. Mgmt For Against Against
5 Repeal of Classified Mgmt For For For
Board
6 Elimination of Mgmt For For For
Supermajority
Requirement
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Smurfit Kappa Group Plc
Ticker Security ID: Meeting Date Meeting Status
SKG CINS G8248F104 05/03/2013 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Christel Bories Mgmt For For For
5 Elect Liam O'Mahony Mgmt For For For
6 Elect Gary McGann Mgmt For For For
7 Elect Anthony Smurfit Mgmt For For For
8 Elect Ian Curley Mgmt For For For
9 Elect Frits Beurskens Mgmt For For For
10 Elect Thomas Brodin Mgmt For For For
11 Elect Irial Finan Mgmt For For For
12 Elect Samuel Mencoff Mgmt For For For
13 Elect Roberto Newell Mgmt For For For
14 Elect Nicanor Restrepo Mgmt For For For
15 Elect Paul T. Stecko Mgmt For For For
16 Elect Rosemary Thorne Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Repurchase Mgmt For For For
Shares
21 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
22 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Southern Copper Corporation
Ticker Security ID: Meeting Date Meeting Status
SCCO CUSIP 84265V105 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect German Larrea Mgmt For For For
Mota-Velasco
1.2 Elect Oscar Gonzalez Mgmt For Withhold Against
Rocha
1.3 Elect Emilio Carrillo Mgmt For For For
Gamboa
1.4 Elect Alfredo Casar Mgmt For For For
Perez
1.5 Elect Luis Castelazo Mgmt For For For
Morales
1.6 Elect Enrique Castillo Mgmt For For For
Sanchez
Mejorada
1.7 Elect Xavier Garcia de Mgmt For Withhold Against
Quevedo
Topete
1.8 Elect Daniel Muniz Mgmt For For For
Quintanilla
1.9 Elect Luis Miguel Mgmt For For For
Palomino
Bonilla
1.10 Elect Gilberto Mgmt For Withhold Against
Perezalonso
Cifuentes
1.11 Elect Juan Rebolledo Mgmt For For For
Gout
1.12 Elect Carlos Ruiz Mgmt For For For
Sacristan
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Southwestern Energy Company
Ticker Security ID: Meeting Date Meeting Status
SWN CUSIP 845467109 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Gass Mgmt For For For
2 Elect Catherine A. Kehr Mgmt For For For
3 Elect Greg D. Kerley Mgmt For For For
4 Elect Harold M. Korell Mgmt For For For
5 Elect Vello A. Kuuskraa Mgmt For For For
6 Elect Kenneth R. Mourton Mgmt For For For
7 Elect Steven L. Mueller Mgmt For For For
8 Elect Elliott Pew Mgmt For For For
9 Elect Alan H. Stevens Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 2013 Incentive Plan Mgmt For For For
________________________________________________________________________________
Spectra Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
SE CUSIP 847560109 04/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William T. Esrey Mgmt For For For
2 Elect Gregory L. Ebel Mgmt For For For
3 Elect Austin A. Adams Mgmt For For For
4 Elect Joseph Alvarado Mgmt For For For
5 Elect Pamela L. Carter Mgmt For For For
6 Elect F. Anthony Comper Mgmt For For For
7 Elect Peter B. Hamilton Mgmt For For For
8 Elect Dennis R. Hendrix Mgmt For For For
9 Elect Michael McShane Mgmt For For For
10 Elect Michael G. Morris Mgmt For For For
11 Elect Michael E.J. Mgmt For For For
Phelps
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHldr Against Against For
Regarding Political
Spending
Report
15 Shareholder Proposal ShrHldr Against Against For
Regarding Fugitive
Methane
Emissions
________________________________________________________________________________
SSAB Svenskt Stal AB
Ticker Security ID: Meeting Date Meeting Status
SSAB-A CINS W8615U108 04/12/2013 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Shareholder Proposal ShrHldr N/A Against N/A
Regarding Decrease in
Dividend
15 Dividend Record Date Mgmt For For For
16 Ratification of Board Mgmt For For For
and Management
Acts
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Board Size Mgmt For For For
19 Directors and Auditors' Mgmt For Against Against
Fees
20 Election of Directors Mgmt For For For
21 Elect Sverker Mgmt For Against Against
Martin-Lof as
Chairman
22 Appointment of Auditor Mgmt For Against Against
23 Compensation Guidelines Mgmt For For For
24 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Statoil ASA
Ticker Security ID: Meeting Date Meeting Status
STL CINS R8413J103 05/14/2013 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Election of Presiding Mgmt For TNA N/A
Chairman
8 Notice of Meeting and Mgmt For TNA N/A
Agenda
9 Election of Individuals Mgmt For TNA N/A
to Check
Minutes
10 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
11 Shareholder Proposal ShrHldr Against TNA N/A
Regarding Withdrawal
from Canadian Oil
Sands
12 Shareholder Proposal ShrHldr Against TNA N/A
Regarding Arctic
Operations
13 Corporate Governance Mgmt For TNA N/A
Report
14 Compensation Guidelines Mgmt For TNA N/A
15 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
16 Amendment to Articles Mgmt For TNA N/A
17 Corporate Assembly Fees Mgmt For TNA N/A
18 Nominating Committee Mgmt For TNA N/A
19 Nominating Committee Mgmt For TNA N/A
Fees
20 Authority to Repurchase Mgmt For TNA N/A
Shares Pursuant to
Share Savings
Plan
21 Authority to Repurchase Mgmt For TNA N/A
Shares for
Cancellation
22 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Steel Dynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
STLD CUSIP 858119100 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark D. Millett Mgmt For For For
1.2 Elect Richard P. Teets, Mgmt For For For
Jr.
1.3 Elect John C. Bates Mgmt For Withhold Against
1.4 Elect Keith E. Busse Mgmt For For For
1.5 Elect Frank D. Byrne Mgmt For For For
1.6 Elect Traci M. Dolan Mgmt For For For
1.7 Elect Paul B. Edgerley Mgmt For For For
1.8 Elect Jurgen Kolb Mgmt For For For
1.9 Elect James C. Mgmt For For For
Marcuccilli
1.10 Elect Gabriel L. Shaheen Mgmt For For For
1.11 Elect James A. Tretheway Mgmt For For For
2 2013 Executive Mgmt For For For
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Stora Enso Oyj
Ticker Security ID: Meeting Date Meeting Status
STERV CINS X21349117 04/23/2013 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Accounts and Reports Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Ratification of Board Mgmt For For For
and Management
Acts
11 Directors' Fees Mgmt For For For
12 Board Size Mgmt For For For
13 Election of Directors Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Appointment of Auditor Mgmt For For For
16 Nomination Committee Mgmt For For For
17 Cancellation of Shares Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Subsea 7 S.A.
Ticker Security ID: Meeting Date Meeting Status
SUBC CINS L8882U106 06/28/2013 Take No Action
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Board Mgmt For TNA N/A
and Auditor
Reports
2 Accounts and Reports Mgmt For TNA N/A
3 Consolidated Accounts Mgmt For TNA N/A
and
Reports
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Appointment of Auditor Mgmt For TNA N/A
7 Long-Term Incentive Plan Mgmt For TNA N/A
8 Elect Allen L. Stevens Mgmt For TNA N/A
9 Elect Dod A. Fraser Mgmt For TNA N/A
________________________________________________________________________________
Suez Environnement Company SA
Ticker Security ID: Meeting Date Meeting Status
SEV CINS F4984P118 05/23/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Authority to Repurchase Mgmt For For For
Shares
9 Authority to Cancel Mgmt For For For
Shares and Reduce
Share
Capital
10 Authority to Increase Mgmt For For For
Capital Through
Capitalizations
11 Employee Stock Purchase Mgmt For For For
Plan for Overseas
Employees
12 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Sumitomo Forestry Co, Ltd.
Ticker Security ID: Meeting Date Meeting Status
1911 CINS J77454122 06/21/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Tatsuru Satoh as Mgmt For Against Against
Director
4 Bonus Mgmt For For For
________________________________________________________________________________
Sumitomo Metal Mining Co Ltd
Ticker Security ID: Meeting Date Meeting Status
5713 CINS J77712123 06/24/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Nobumasa Kemori Mgmt For Against Against
4 Elect Yoshiaki Nakazato Mgmt For For For
5 Elect Yukio Kawaguchi Mgmt For For For
6 Elect Takeshi Kubota Mgmt For For For
7 Elect Naoyuki Tsuchida Mgmt For For For
8 Elect Mikinobu Ogata Mgmt For For For
9 Elect Hajime Satoh Mgmt For For For
10 Elect Tsutomu Ushijima Mgmt For For For
11 Elect Hitoshi Taimatsu Mgmt For For For
as Alternate Statutory
Auditor
12 Renewal of Takeover Mgmt For Against Against
Defense
Plan
13 Bonus Mgmt For For For
________________________________________________________________________________
Suncor Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
SU CUSIP 867224107 04/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mel E. Benson Mgmt For For For
1.2 Elect Dominic Mgmt For For For
D'Alessandro
1.3 Elect John T. Ferguson Mgmt For For For
1.4 Elect W. Douglas Ford Mgmt For For For
1.5 Elect Paul Haseldonckx Mgmt For For For
1.6 Elect John R. Huff Mgmt For For For
1.7 Elect Jacques Lamarre Mgmt For For For
1.8 Elect Maureen McCaw Mgmt For For For
1.9 Elect Michael W. O'Brien Mgmt For For For
1.10 Elect James W. Simpson Mgmt For For For
1.11 Elect Eira M. Thomas Mgmt For Withhold Against
1.12 Elect Steven W. Williams Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Stock Mgmt For For For
Option
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Surgutneftegaz OJSC
Ticker Security ID: Meeting Date Meeting Status
SNGS CINS 868861204 06/28/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For Abstain Against
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Sergey A Ananiev Mgmt N/A Abstain N/A
6 Elect Vladimir L Mgmt N/A Abstain N/A
Bogdanov
7 Elect Alexander N Mgmt N/A Abstain N/A
Bulanov
8 Elect Igor N Gorbunov Mgmt N/A Abstain N/A
9 Elect Oleg Y. Egorov Mgmt N/A Abstain N/A
10 Elect Vladimir Erokhin Mgmt N/A Abstain N/A
11 Elect Taisiya P. Mgmt N/A Abstain N/A
Klinovskaya
12 Elect Nikolay I Matveev Mgmt N/A Abstain N/A
13 Elect Alexander F Mgmt N/A Abstain N/A
Rezyapov
14 Elect Vladimir A. Mgmt N/A Abstain N/A
Shashkov
15 Elect Valentina Komarova Mgmt For For For
16 Elect Valentina V. Mgmt For Abstain Against
Musikhina
17 Elect Tamara Oleynik Mgmt For Abstain Against
18 Appointment of Auditor Mgmt For For For
19 Related Party Mgmt For Abstain Against
Transactions
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Svenska Cellulosa Aktiebolaget SCA
Ticker Security ID: Meeting Date Meeting Status
SCA.A CINS W90152120 04/10/2013 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Accounts and Reports Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends
13 Ratification of Board Mgmt For For For
and Management
Acts
14 Board Size Mgmt For For For
15 Number of Auditors Mgmt For For For
16 Director and Auditor's Mgmt For Against Against
Fees
17 Election of Directors Mgmt For Against Against
18 Appointment of Auditor Mgmt For Against Against
19 Compensation Guidelines Mgmt For For For
20 Shareholder Proposal ShrHldr N/A Against N/A
Regarding Board Gender
Representation
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Talisman Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
TLM CUSIP 87425E103 05/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christiane Mgmt For For For
Bergevin
1.2 Elect Donald J. Carty Mgmt For For For
1.3 Elect William R.P. Mgmt For For For
Dalton
1.4 Elect Kevin S. Dunne Mgmt For For For
1.5 Elect Harold N. Kvisle Mgmt For For For
1.6 Elect Brian M. Levitt Mgmt For For For
1.7 Elect Lisa A. Stewart Mgmt For For For
1.8 Elect Peter W. Tomsett Mgmt For For For
1.9 Elect Michael T. Waites Mgmt For For For
1.10 Elect Charles R. Mgmt For For For
Williamson
1.11 Elect Charles M. Mgmt For For For
Winograd
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Tatneft OAO
Ticker Security ID: Meeting Date Meeting Status
TATN CINS 670831205 06/28/2013 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Shafagat F. Mgmt N/A Abstain N/A
Takhautdinov
7 Elect Radik R. Mgmt N/A Abstain N/A
Gaizatullin
8 Elect Sushovan Ghosh Mgmt N/A For N/A
9 Elect Nail G. Ibragimov Mgmt N/A Abstain N/A
10 Elect Rais S. Khisamov Mgmt N/A Abstain N/A
11 Elect Vladimir P. Mgmt N/A Abstain N/A
Lavushchenko
12 Elect Nail U. Maganov Mgmt N/A Abstain N/A
13 Elect Renat H. Muslimov Mgmt N/A Abstain N/A
14 Elect Renat K. Sabirov Mgmt N/A Abstain N/A
15 Elect Valery Y. Sorokin Mgmt N/A Abstain N/A
16 Elect Mirgaziyan Z. Mgmt N/A Abstain N/A
Taziev
17 Elect Azat K. Khamaev Mgmt N/A Abstain N/A
18 Elect Maria L. Mgmt N/A For N/A
Voskresenskaya
19 Elect Rene Steiner Mgmt N/A For N/A
20 Elect Ksenia G. Mgmt For For For
Borzunova
21 Elect Ferdinand R. Mgmt For For For
Galiullin
22 Elect Ranilya R. Mgmt For For For
Gizatova
23 Elect Venera G. Kuzmina Mgmt For For For
24 Elect Nikolai K. Lapin Mgmt For For For
25 Elect Liliya R. Mgmt For For For
Rakhimzyanova
26 Elect Alfiya A. Mgmt For For For
Sinegaeva
27 Elect Tatiana V. Mgmt For For For
Tsyganova
28 Appointment of Auditor Mgmt For For For
29 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Technip
Ticker Security ID: Meeting Date Meeting Status
TEC CINS F90676101 04/25/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Related Party Mgmt For For For
Transactions
8 Elect Alexandra Bech Mgmt For For For
Gjorv
9 Ratification of the Mgmt For For For
Co-option of Alexandra
Bech
Gjorv
10 Elect Marie-Ange Debon Mgmt For For For
11 Elect Gerard Hauser Mgmt For For For
12 Elect Joseph Rinaldi Mgmt For For For
13 Elect Manisha Girotra Mgmt For For For
14 Elect Pierre-Jean Mgmt For For For
Sivignon
15 Directors' Fees Mgmt For For For
16 Authority to Repurchase Mgmt For For For
Shares
17 Authority to Issue Mgmt For For For
Restricted Shares to
Employees
18 Authority to Issue Mgmt For For For
Restricted Shares to
Corporate
Officers
19 Authority to Grant Mgmt For For For
Stock Options to
Employees
20 Authority to Grant Mgmt For For For
Stock Options to
Corporate
Officers
21 Authority to Increase Mgmt For For For
Capital Through
Employee Savings
Plan
22 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Teck Resources Limited
Ticker Security ID: Meeting Date Meeting Status
TCK CUSIP 878742204 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mayank M. Ashar Mgmt For For For
1.2 Elect Jalynn H. Bennett Mgmt For For For
1.3 Elect Hugh J. Bolton Mgmt For For For
1.4 Elect Felix P. Chee Mgmt For For For
1.5 Elect Jack L. Cockwell Mgmt For For For
1.6 Elect Edward C. Dowling Mgmt For For For
1.7 Elect Norman B. Keevil Mgmt For For For
1.8 Elect Norman B. Keevil Mgmt For For For
III
1.9 Elect Takeshi Kubota Mgmt For For For
1.10 Elect Takashi Kuriyama Mgmt For For For
1.11 Elect Donald R. Lindsay Mgmt For For For
1.12 Elect Janice G. Rennie Mgmt For Withhold Against
1.13 Elect Warren S.R. Mgmt For For For
Seyffert
1.14 Elect Christopher M.T. Mgmt For For For
Thompson
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Resolution on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tenaris S.A.
Ticker Security ID: Meeting Date Meeting Status
TEN CUSIP 88031M109 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Mgmt N/A For N/A
Accounts and
Reports
2 Consolidated Accounts Mgmt N/A For N/A
and
Reports
3 Company Accounts and Mgmt N/A For N/A
Reports
4 Allocation of Mgmt N/A For N/A
Profits/Dividends
5 Ratification of Board Mgmt N/A For N/A
Acts
6 Election of Directors Mgmt N/A Against N/A
7 Directors' Fees Mgmt N/A For N/A
8 Appointment of Auditor Mgmt N/A For N/A
and Authority to Set
Fees
9 Electronic Mgmt N/A For N/A
Communications
________________________________________________________________________________
Tenaris S.A.
Ticker Security ID: Meeting Date Meeting Status
TEN CUSIP 88031M109 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Mgmt N/A For N/A
Accounts and
Reports
2 Consolidated Accounts Mgmt N/A For N/A
and
Reports
3 Company Accounts and Mgmt N/A For N/A
Reports
4 Allocation of Mgmt N/A For N/A
Profits/Dividends
5 Ratification of Board Mgmt N/A For N/A
Acts
6 Election of Directors Mgmt N/A Against N/A
7 Directors' Fees Mgmt N/A For N/A
8 Appointment of Auditor Mgmt N/A For N/A
and Authority to Set
Fees
9 Electronic Mgmt N/A For N/A
Communications
________________________________________________________________________________
Ternium S.A.
Ticker Security ID: Meeting Date Meeting Status
TX CUSIP 880890108 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Consolidated Accounts Mgmt For For For
and
Reports
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Board Mgmt For For For
Acts
5 Election of Directors Mgmt For For For
(Slate)
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
8 Delegation of Mgmt For For For
Authorities
9 Appointment of Mgmt For For For
Attorney-in-Fact
________________________________________________________________________________
The Mosaic Company
Ticker Security ID: Meeting Date Meeting Status
MOS CUSIP 61945C103 10/04/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Phyllis Cochran Mgmt For For For
2 Elect Gregory Ebel Mgmt For For For
3 Elect Robert Lumpkins Mgmt For For For
4 Elect William Monahan Mgmt For For For
5 Elect Harold MacKay Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
The Williams Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMB CUSIP 969457100 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan S. Armstrong Mgmt For For For
2 Elect Joseph R. Mgmt For For For
Cleveland
3 Elect Kathleen B. Cooper Mgmt For For For
4 Elect John A. Hagg Mgmt For For For
5 Elect Juanita H. Hinshaw Mgmt For For For
6 Elect Ralph Izzo Mgmt For For For
7 Elect Frank T. MacInnis Mgmt For For For
8 Elect Steven W. Nance Mgmt For For For
9 Elect Murray D. Smith Mgmt For For For
10 Elect Janice D. Stoney Mgmt For For For
11 Elect Laura A. Sugg Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
ThyssenKrupp AG
Ticker Security ID: Meeting Date Meeting Status
TKA CINS D8398Q119 01/18/2013 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Ratification of Mgmt For Against Against
Management Board
Acts
6 Ratification of Mgmt For Against Against
Supervisory Board
Acts
7 Elect Carola von Mgmt For For For
Schmettow
8 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Tonengeneral Sekiyu KK
Ticker Security ID: Meeting Date Meeting Status
5012 CINS J8657U110 03/26/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Jun Mutoh Mgmt For Against Against
4 Elect Takashi Hirose Mgmt For For For
5 Elect Masaoki Funada Mgmt For For For
6 Elect Tomohide Miyata Mgmt For For For
7 Elect Toyofumi Imazawa Mgmt For For For
8 Elect D.R. Csapo Mgmt For For For
9 Elect Yasushi Onoda Mgmt For For For
10 Elect Yukinori Itoh Mgmt For For For
11 Elect G. W. Wilson Mgmt For For For
12 Elect Hisayoshi Mgmt For For For
Kobayakawa as
Alternate Statutory
Auditor
13 Retirement Allowances Mgmt For Against Against
and Special Allowances
for
Directors
14 Equity Compensation Plan Mgmt For For For
________________________________________________________________________________
Total SA
Ticker Security ID: Meeting Date Meeting Status
FP CINS F92124100 05/17/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Authority to Repurchase Mgmt For For For
Shares
9 Elect Thierry Desmarest Mgmt For Against Against
10 Elect Gunnar Brock Mgmt For For For
11 Elect Gerard Lamarche Mgmt For Against Against
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Elect Charles Keller Mgmt For For For
14 Elect Philippe Mgmt Against Against For
Marchandise
15 Directors' Fees Mgmt For For For
16 Authority to Grant Mgmt For For For
Stock
Options
17 Employee Stock Purchase Mgmt For For For
Plan
18 Shareholder Proposal ShrHldr Against Against For
Regarding Creation of
an Independent Ethics
Committee
19 Shareholder Proposal ShrHldr Against Against For
Regarding Linking
Executive Pay to
Industrial
Safety
20 Shareholder Proposal ShrHldr Against Against For
Regarding Diversity
Label
21 Shareholder Proposal ShrHldr Against Against For
Regarding Employee
Representation on
Compensation
Committee
22 Shareholder Proposal ShrHldr Against Against For
Regarding Loyalty
Dividend
________________________________________________________________________________
Tractor Supply Company
Ticker Security ID: Meeting Date Meeting Status
TSCO CUSIP 892356106 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James F. Wright Mgmt For For For
1.2 Elect Johnston C. Adams Mgmt For For For
1.3 Elect Peter D. Bewley Mgmt For For For
1.4 Elect Jack C. Bingleman Mgmt For For For
1.5 Elect Richard W. Frost Mgmt For For For
1.6 Elect Cynthia T. Jamison Mgmt For For For
1.7 Elect George MacKenzie Mgmt For For For
1.8 Elect Edna K. Morris Mgmt For For For
1.9 Elect Gregory A. Mgmt For For For
Sandfort
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
TransAlta Corporation
Ticker Security ID: Meeting Date Meeting Status
TA CINS 89346D107 04/23/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect William D. Mgmt For For For
Anderson
3 Elect Timothy W. Mgmt For For For
Faithfull
4 Elect Dawn L. Farrell Mgmt For For For
5 Elect Alan J. Fohrer Mgmt For For For
6 Elect Gordon D. Giffin Mgmt For For For
7 Elect C. Kent Jespersen Mgmt For For For
8 Elect Michael M. Mgmt For For For
Kanovsky
9 Elect Gordon S. Mgmt For For For
Lackenbauer
10 Elect Karen E. Maidment Mgmt For For For
11 Elect Yakout Mansour Mgmt For For For
12 Elect Martha C. Piper Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Renewal of the Mgmt For For For
Shareholder Rights
Plan
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
TransCanada Corporation
Ticker Security ID: Meeting Date Meeting Status
TRP CUSIP 89353D107 04/26/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin E. Benson Mgmt For For For
1.2 Elect Derek H. Burney Mgmt For For For
1.3 Elect Paule Gauthier Mgmt For For For
1.4 Elect Russell K. Girling Mgmt For For For
1.5 Elect S. Barry Jackson Mgmt For For For
1.6 Elect Paul L. Joskow Mgmt For For For
1.7 Elect Paula Rosput Mgmt For For For
Reynolds
1.8 Elect Mary Pat Salomone Mgmt For For For
1.9 Elect W. Thomas Stephens Mgmt For For For
1.10 Elect D. Michael G. Mgmt For For For
Stewart
1.11 Elect Richard E. Waugh Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Stock Mgmt For For For
Option
Plan
4 Shareholder Rights Plan Mgmt For For For
Renewal
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP H8817H100 05/17/2013 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt N/A TNA N/A
2 Allocation of Mgmt N/A TNA N/A
Profits/Dividends
3 Payment of a Dividend Mgmt N/A TNA N/A
in
Principle
4 Management Proposal Mgmt N/A TNA N/A
Regarding Dividend of
$2.24 Per
Share
5 Shareholder Proposal Mgmt N/A TNA N/A
Regarding Dividend of
$4.00 Per
Share
6 Authority to Issue Mgmt N/A TNA N/A
Shares
7 Shareholder Proposal Mgmt N/A TNA N/A
Regarding
Declassification of
Board
8 Elect Frederico Curado Mgmt N/A TNA N/A
9 Elect Steven Newman Mgmt N/A TNA N/A
10 Elect Thomas Cason Mgmt N/A TNA N/A
11 Elect Robert Sprague Mgmt N/A TNA N/A
12 Elect J. Michael Talbert Mgmt N/A TNA N/A
13 Elect John Lipinski Mgmt N/A TNA N/A
14 Elect Jose Maria Alapont Mgmt N/A TNA N/A
15 Elect Samuel Merksamer Mgmt N/A TNA N/A
16 Appointment of Auditor Mgmt N/A TNA N/A
17 Advisory Vote on Mgmt N/A TNA N/A
Executive
Compensation
________________________________________________________________________________
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP H8817H100 05/17/2013 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Payment of a Dividend Mgmt For For For
in
Principle
4 Management Proposal Mgmt For For For
Regarding Dividend of
$2.24 Per
Share
5 Shareholder Proposal Mgmt N/A Against N/A
Regarding Dividend of
$4.00 Per
Share
6 Authority to Issue Mgmt For For For
Shares
7 Shareholder Proposal Mgmt N/A For N/A
Regarding
Declassification of
Board
8 Elect Frederico Curado Mgmt For For For
9 Elect Steven Newman Mgmt For For For
10 Elect Thomas Cason Mgmt For For For
11 Elect Robert Sprague Mgmt For For For
12 Elect J. Michael Talbert Mgmt For Against Against
13 Elect John Lipinski Mgmt Against Against For
14 Elect Jose Maria Alapont Mgmt Against Against For
15 Elect Samuel Merksamer Mgmt Against For Against
16 Appointment of Auditor Mgmt For For For
17 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Trina Solar Ltd.
Ticker Security ID: Meeting Date Meeting Status
TSL CUSIP 89628E104 09/07/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jerome Corcoran Mgmt For Against Against
2 Elect Henry Chow Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Tullow Oil Plc
Ticker Security ID: Meeting Date Meeting Status
TLW CINS G91235104 05/08/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For Against Against
Report
4 Elect Anne Drinkwater Mgmt For For For
5 Elect Tutu Agyare Mgmt For For For
6 Elect David Bamford Mgmt For For For
7 Elect Ann Grant Mgmt For For For
8 Elect Aidan Heavey Mgmt For For For
9 Elect Steve Lucas Mgmt For For For
10 Elect Graham Martin Mgmt For For For
11 Elect Angus McCoss Mgmt For For For
12 Elect Paul McDade Mgmt For For For
13 Elect Ian Springett Mgmt For For For
14 Elect Simon R. Thompson Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
20 Tullow Incentive Plan Mgmt For Against Against
21 Employee Share Award Mgmt For For For
Plan
22 Share Incentive Plan Mgmt For For For
Renewal
________________________________________________________________________________
Turkiye Petrol Rafinerileri A.S.
Ticker Security ID: Meeting Date Meeting Status
TUPRS CINS M8966X108 04/01/2013 Voted
Meeting Type Country of Trade
Special Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening; Election of Mgmt For For For
Presiding
Chairman
3 Report of the Board Mgmt For For For
4 Report of the Statutory Mgmt For For For
and Independent
Auditors
5 Accounts Mgmt For For For
6 Ratification of the Mgmt For For For
Co-Option of Board
Members
7 Ratification of Board Mgmt For For For
Acts
8 Ratification of Mgmt For For For
Statutory Auditors'
Acts
9 Dividend Policy Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Amendments to Articles Mgmt For For For
12 Election of Directors Mgmt For For For
13 Compensation Policy Mgmt For For For
14 Directors' Fees Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Internal Regulation of Mgmt For For For
General
Assembly
17 Report on Related Party Mgmt For For For
Transactions
18 Charitable Donations Mgmt For For For
19 Report on Guarantees Mgmt For For For
20 Related Party Mgmt For Against Against
Transactions Involving
Directors, Major
Shareholders and
Executives
21 Wishes Mgmt For For For
________________________________________________________________________________
Turquoise Hill Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
TRQ CINS 900435108 05/10/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Jill Gardiner Mgmt For For For
4 Elect R. Peter Gillin Mgmt For For For
5 Elect Warren Goodman Mgmt For For For
6 Elect Isabelle Hudon Mgmt For For For
7 Elect Jean-Sebastien Mgmt For For For
Jacques
8 Elect David Klingner Mgmt For For For
9 Elect Charles Lenegan Mgmt For For For
10 Elect Daniel Larsen Mgmt For For For
11 Elect Livia Mahler Mgmt For For For
12 Elect Peter G. Meredith Mgmt For For For
13 Elect Kay G. Priestly Mgmt For For For
14 Elect Russel C. Mgmt For For For
Robertson
15 Elect Jeffery D. Tygesen Mgmt For For For
16 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
17 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Tyson Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSN CUSIP 902494103 02/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John Tyson Mgmt For For For
2 Elect Kathleen Bader Mgmt For For For
3 Elect Gaurdie Banister, Mgmt For For For
Jr.
4 Elect Jim Kever Mgmt For For For
5 Elect Kevin McNamara Mgmt For For For
6 Elect Brad Sauer Mgmt For For For
7 Elect Robert Thurber Mgmt For For For
8 Elect Barbara Tyson Mgmt For For For
9 Elect Albert Zapanta Mgmt For For For
10 Amendment to the 2000 Mgmt For For For
Stock Incentive
Plan
11 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
United States Steel Corporation
Ticker Security ID: Meeting Date Meeting Status
X CUSIP 912909108 04/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dan O. Dinges Mgmt For Against Against
2 Elect John G. Drosdick Mgmt For Against Against
3 Elect John J. Engel Mgmt For Against Against
4 Elect Charles R. Lee Mgmt For Against Against
5 Elect Thomas W. LaSorda Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Shareholder Proposal ShrHldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
United Utilities Group PLC
Ticker Security ID: Meeting Date Meeting Status
UU CINS G92755100 07/27/2012 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For For For
Report
4 Elect John McAdam Mgmt For For For
5 Elect Steven Mogford Mgmt For For For
6 Elect Russ Houlden Mgmt For For For
7 Elect Catherine Bell Mgmt For For For
8 Elect Paul Heiden Mgmt For For For
9 Elect Nick Salmon Mgmt For For For
10 Elect Sara Weller Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Repurchase Mgmt For For For
Shares
16 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
17 Authorisation of Mgmt For For For
Political
Donations
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Uranium One Inc.
Ticker Security ID: Meeting Date Meeting Status
UUU CINS 91701P105 03/07/2013 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger/Acquisition Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE5 CUSIP 91912E105 04/17/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Against Against
4 Election of Supervisory Mgmt For For For
Council
5 Remuneration Policy Mgmt For Against Against
6 Amendments to Articles Mgmt For For For
7 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Valero Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
VLO CUSIP 91913Y100 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jerry D. Choate Mgmt For For For
2 Elect Ruben M. Escobedo Mgmt For Against Against
3 Elect William R. Klesse Mgmt For For For
4 Elect Deborah P. Majoras Mgmt For For For
5 Elect Bob Marbut Mgmt For For For
6 Elect Donald L. Nickles Mgmt For For For
7 Elect Phillip J. Mgmt For For For
Pfeiffer
8 Elect Robert A. Profusek Mgmt For For For
9 Elect Susan K. Purcell Mgmt For For For
10 Elect Stephen M. Waters Mgmt For For For
11 Elect Randall J. Mgmt For For For
Weisenburger
12 Elect Rayford Wilkins Mgmt For For For
Jr.
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Vedanta Resources plc
Ticker Security ID: Meeting Date Meeting Status
VED CINS G9328D100 08/28/2012 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For Against Against
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Anil Agarwal Mgmt For For For
5 Elect Navin Agarwal Mgmt For For For
6 Elect Naresh Chandra Mgmt For Against Against
7 Elect Euan Macdonald Mgmt For For For
8 Elect Aman Mehta Mgmt For Against Against
9 Elect Mahendra (MS) Mgmt For For For
Mehta
10 Elect Geoffrey Green Mgmt For Against Against
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Repurchase Mgmt For For For
Shares
16 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
17 Employee Share Mgmt For Against Against
Ownership
Plan
18 Employee Share Mgmt For Against Against
Ownership Plan for
Subsidiaries
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vedanta Resources plc
Ticker Security ID: Meeting Date Meeting Status
VED CINS G9328D100 08/28/2012 Voted
Meeting Type Country of Trade
Special United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of Minority Mgmt For For For
Interest in Hindustan
Zinc
2 Acquisition of Minority Mgmt For For For
Interest in Bharat
Aluminium
________________________________________________________________________________
Veolia Environnement
Ticker Security ID: Meeting Date Meeting Status
VIE CINS F9686M107 05/14/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Approval of Non Tax Mgmt For For For
Deductible
Expenses
7 Allocation of Mgmt For For For
Profits/Dividends
8 Scrip Dividend Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Supplementary Mgmt For For For
Retirement Benefits
(Antoine
Frerot)
11 Elect Olivier Mareuse Mgmt For For For
(Caisse des depots et
consignations)
12 Elect Paolo Scaroni Mgmt For Against Against
13 Elect Marion Guillou Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Appointment of Mgmt For For For
Alternate
Auditor
16 Authority to Repurchase Mgmt For For For
Shares
17 Employee Stock Purchase Mgmt For For For
Plan
18 Employee Stock Purchase Mgmt For For For
Plan for Foreign
Employees
19 Amendments to Articles Mgmt For For For
Regarding Age
Limit
20 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Verbund AG
Ticker Security ID: Meeting Date Meeting Status
VER CINS A91460104 04/17/2013 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Mgmt For For For
Accounts and
Reports
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Mgmt For For For
Management Board
Acts
4 Ratification of Mgmt For For For
Supervisory Board
Acts
5 Appointment of Auditor Mgmt For For For
6 Authority to Repurchase Mgmt For For For
Shares
7 Issuance of Treasury Mgmt For For For
Shares
8 Authority to Reduce Mgmt For For For
Share
Capital
9 Amendment to Mgmt For For For
Supervisory Board
Members'
Fees
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vestas Wind Systems A/S
Ticker Security ID: Meeting Date Meeting Status
VWS CINS K9773J128 03/21/2013 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Board Size Mgmt For For For
10 Elect Bert Nordberg Mgmt For For For
11 Elect Carsten Bjerg Mgmt For For For
12 Elect Eija Pitkanen Mgmt For For For
13 Elect Henrik Andersen Mgmt For For For
14 Elect Henry Stenson Mgmt For For For
15 Elect Jorgen Huno Mgmt For For For
Rasmussen
16 Elect Jorn Ankaer Mgmt For Against Against
Thomsen
17 Elect Lars Olof Mgmt For For For
Josefsson
18 Shareholder Proposal to ShrHldr Abstain Abstain For
Elect Martin
Bech
19 Directors' Fees for 2012 Mgmt For Against Against
20 Directors' Fees for 2013 Mgmt For For For
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Shareholder Proposal ShrHldr Against Against For
Regarding Directors'
Fees for
2013
23 Appointment of Auditor Mgmt For Against Against
24 Authority to Increase Mgmt For For For
Share
Capital
25 Amendments to Articles Mgmt For For For
26 Compensation Guidelines Mgmt For For For
27 Incentive Compensation Mgmt For Against Against
Guidelines
28 Authority to Repurchase Mgmt For For For
Shares
29 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Audit
30 Shareholder Proposal ShrHldr Against Against For
Regarding Assignment
of
Responsibility
31 Shareholder Proposal ShrHldr Against Against For
Regarding Reduction in
CEO's
Compensation
32 Shareholder Proposal ShrHldr Against Against For
Regarding Amendment to
Employee
Compensation
________________________________________________________________________________
Voestalpine AG
Ticker Security ID: Meeting Date Meeting Status
VOE CINS A9101Y103 07/04/2012 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Mgmt For For For
Management Board
Acts
5 Ratification of Mgmt For For For
Supervisory Board
Acts
6 Appointment of Auditor Mgmt For For For
7 Elect Heinrich Schaller Mgmt For For For
________________________________________________________________________________
Weatherford International Ltd.
Ticker Security ID: Meeting Date Meeting Status
WFT CUSIP H27013103 06/20/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For Against Against
Acts
3 Elect Bernard J. Mgmt For For For
Duroc-Danner
4 Elect Nicholas F. Brady Mgmt For For For
5 Elect David J. Butters Mgmt For Against Against
6 Elect John D. Gass Mgmt For For For
7 Elect Francis S. Kalman Mgmt For For For
8 Elect William E. Mgmt For For For
Macaulay
9 Elect Robert K. Moses, Mgmt For Against Against
Jr.
10 Elect Guillermo Ortiz Mgmt For Against Against
11 Elect Emyr J. Parry Mgmt For For For
12 Elect Robert A. Rayne Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Increase in Authorized Mgmt For For For
Capital
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
West Fraser Timber Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
WFT CINS 952845105 04/30/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Henry H. Ketcham Mgmt For For For
4 Elect Clark S. Binkley Mgmt For For For
5 Elect J. Duncan Gibson Mgmt For For For
6 Elect Samuel W. Ketcham Mgmt For For For
7 Elect Harald H. Ludwig Mgmt For For For
8 Elect Gerald J. Miller Mgmt For For For
9 Elect Robert L. Phillips Mgmt For For For
10 Elect Janice G. Rennie Mgmt For For For
11 Elect Ted Seraphim Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Transaction of Other Mgmt For Against Against
Business
14 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Weyerhaeuser Company
Ticker Security ID: Meeting Date Meeting Status
WY CUSIP 962166104 04/11/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Debra Cafaro Mgmt For For For
2 Elect Mark Emmert Mgmt For For For
3 Elect Daniel Fulton Mgmt For For For
4 Elect John Kieckhefer Mgmt For For For
5 Elect Wayne Murdy Mgmt For For For
6 Elect Nicole Piasecki Mgmt For For For
7 Elect Doyle Simons Mgmt For For For
8 Elect Richard Sinkfield Mgmt For For For
9 Elect D. Michael Steuert Mgmt For For For
10 Elect Kim Williams Mgmt For For For
11 Elect Charles Williamson Mgmt For For For
12 2013 Long Term Mgmt For For For
Incentive
Plan
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Whiting Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
WLL CUSIP 966387102 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas L. Aller Mgmt For For For
1.2 Elect Michael B Walen Mgmt For For For
2 2013 Equity Incentive Mgmt For For For
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Wilmar International Limited
Ticker Security ID: Meeting Date Meeting Status
F34 CINS Y9586L109 04/25/2013 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect KUOK Khoon Chen Mgmt For For For
5 Elect KUOK Khoon Ean Mgmt For Against Against
6 Elect Martua Sitorus Mgmt For For For
7 Elect Juan Richardo Mgmt For For For
Luciano
8 Elect YEO Teng Yang Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Related Party Mgmt For For For
Transactions
11 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
12 Authority to Grant Mgmt For For For
Options and Issue
Shares under the
Wilmar Executives
Share Option Scheme
2009
________________________________________________________________________________
Wilmar International Limited
Ticker Security ID: Meeting Date Meeting Status
F34 CINS Y9586L109 04/25/2013 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Woodside Petroleum Limited
Ticker Security ID: Meeting Date Meeting Status
WPL CINS 980228100 04/24/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Frank C. Cooper Mgmt For For For
3 Re-elect Andrew Jamieson Mgmt For For For
4 Elect Sarah E. Ryan Mgmt For For For
5 Remuneration Report Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Woongjin Coway Company Limited
Ticker Security ID: Meeting Date Meeting Status
021240 CINS Y9694W104 03/22/2013 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Grant of Share Options Mgmt For For For
3 Share Options Mgmt For For For
Previously Granted by
Board
Resolution
4 Amendments to Articles Mgmt For For For
5 Elect KIM Dong Hyun Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Corporate Auditor's Fees Mgmt For For For
8 Executive Officer Mgmt For For For
Retirement
Policy
________________________________________________________________________________
Woongjin Coway Company Limited
Ticker Security ID: Meeting Date Meeting Status
021240 CINS Y9694W104 09/27/2012 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Election of Directors Mgmt For For For
(Slate)
4 Election of Corporate Mgmt For For For
Auditor
________________________________________________________________________________
Woongjin Coway Company Limited
Ticker Security ID: Meeting Date Meeting Status
021240 CINS Y9694W104 11/27/2012 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Company's Name Mgmt For For For
3 Business Line Mgmt For For For
4 Announcement Mgmt For For For
5 Issuance of New Shares Mgmt For For For
6 Share Option Plan Mgmt For For For
7 Shareholder Register Mgmt For For For
8 Meeting Notice Mgmt For For For
9 Board Size Mgmt For For For
10 Term of Office Mgmt For For For
11 Dividend Mgmt For For For
12 Additional Clause Mgmt For For For
13 Elect KIM Byung Joo Mgmt For For For
14 Elect YOON Jong Ha Mgmt For For For
15 Elect BOO Jae Hoon Mgmt For For For
16 Elect PARK Tae Hyun Mgmt For For For
17 Elect CHOI In Bum Mgmt For For For
18 Elect LEE Joon Ho Mgmt For For For
19 Election of Corporate Mgmt For For For
Auditor
________________________________________________________________________________
WorleyParsons Limited
Ticker Security ID: Meeting Date Meeting Status
WOR CINS Q9857K102 10/23/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Erich Mgmt For For For
Fraunschiel
3 Elect WANG Xiao Bin Mgmt For For For
4 Elect Christopher Haynes Mgmt For For For
5 Remuneration Report Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Andrew
Wood)
7 Approve Increase in Mgmt For For For
NED's Fee
Cap
________________________________________________________________________________
Xstrata Plc
Ticker Security ID: Meeting Date Meeting Status
XTA CINS G9826T102 09/07/2012 Voted
Meeting Type Country of Trade
Court United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Mgmt For Against Against
________________________________________________________________________________
Xstrata Plc
Ticker Security ID: Meeting Date Meeting Status
XTA CINS G9826T102 09/07/2012 Voted
Meeting Type Country of Trade
Special United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For Against Against
2 Revised Management Mgmt For Against Against
Incentive
Arrangements
________________________________________________________________________________
Xstrata Plc
Ticker Security ID: Meeting Date Meeting Status
XTA CINS G9826T102 11/20/2012 Voted
Meeting Type Country of Trade
Court United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of New Scheme Mgmt For For For
subject to the Revised
Management Incentive
Arrangements being
Approved at the
Further Xstrata
General
Meeting
3 Approval of New Scheme Mgmt Against For Against
subject to the Revised
Management Incentive
Arrangements NOT being
Approved at the
Further Xstrata
General
Meeting
________________________________________________________________________________
Xstrata Plc
Ticker Security ID: Meeting Date Meeting Status
XTA CINS G9826T102 11/20/2012 Voted
Meeting Type Country of Trade
Special United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorize Directors to Mgmt For For For
Implement New
Scheme
2 Approve the Revised Mgmt For For For
Management Incentive
Arrangements
________________________________________________________________________________
Yamana Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
YRI CUSIP 98462Y100 05/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter J. Marrone Mgmt For For For
1.2 Elect Patrick J. Mars Mgmt For For For
1.3 Elect John A. Begeman Mgmt For For For
1.4 Elect Alexander J. Mgmt For For For
Davidson
1.5 Elect Richard P. Graff Mgmt For For For
1.6 Elect Nigel Lees Mgmt For For For
1.7 Elect Juvenal Mesquita Mgmt For For For
Filho
1.8 Elect Carl L. Renzoni Mgmt For For For
1.9 Elect Antenor F. Silva, Mgmt For Withhold Against
Jr.
1.10 Elect Dino Titaro Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 05/15/2013 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Fees of Directors and Mgmt For For For
Supervisors
7 Liability Insurance Mgmt For For For
8 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
9 Amendments to Articles Mgmt For For For
for Profit
Distribution
10 Amendments to Articles Mgmt For For For
for Rules of
Procedure
11 Financing Activities Mgmt For For For
12 Provision of Guarantee Mgmt For Abstain Against
13 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Repurchase Mgmt For For For
H
Shares
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 05/15/2013 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Repurchase Mgmt For For For
H
Shares
________________________________________________________________________________
Yara International ASA
Ticker Security ID: Meeting Date Meeting Status
YAR CINS R9900C106 05/13/2013 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Opening of Meeting; Mgmt For TNA N/A
Agenda
6 Election of Presiding Mgmt For TNA N/A
Chairman and
Individuals to Check
Minutes
7 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
8 Compensation Guidelines Mgmt For TNA N/A
9 Report on corporate Mgmt For TNA N/A
governance
10 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
11 Directors' Fees Mgmt For TNA N/A
12 Nomination Committee Mgmt For TNA N/A
Fees
13 Elect Geir Isaksen Mgmt For TNA N/A
14 Amendments to Articles Mgmt For TNA N/A
15 Cancellation of Shares Mgmt For TNA N/A
16 Authority to Repurchase Mgmt For TNA N/A
Shares
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 02/26/2013 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect LU Dongshang Mgmt For For For
3 Elect WENG Zhanbin Mgmt For For For
4 Elect LI Xiuchen Mgmt For For For
5 Elect LIANG Xinjun Mgmt For For For
6 Elect CONG Jianmao Mgmt For For For
7 Elect YE Kai Mgmt For Against Against
8 Elect KONG Fanhe Mgmt For For For
9 Elect XIE Jiyuan Mgmt For For For
10 Elect YE Tianzhu Mgmt For For For
11 Elect CHEN Jinrong Mgmt For For For
12 Elect Jojo CHOY Sze Mgmt For For For
Chung
13 Elect WANG Xiaojie Mgmt For Against Against
14 Elect JIN Ting Mgmt For For For
15 Directors' and Mgmt For For For
Supervisors'
Fees
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 05/27/2013 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Domestic and H Shares
w/o Preemptive
Rights
10 Authority to Repurchase Mgmt For For For
H
Shares
11 Amendments to Article Mgmt For For For
3.4
12 Amendments to Article Mgmt For For For
9.8
13 Amendments to Article Mgmt For For For
10.1
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 05/27/2013 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Repurchase Mgmt For For For
H
Shares
4 Amendments to Article Mgmt For For For
3.4
5 Amendments to Article Mgmt For For For
9.8
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 10/08/2012 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Issue Mgmt For For For
Short-term
Bonds
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 05/28/2013 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Profit Distribution Mgmt For For For
Plan
2012-2014
4 Authority to Issue Mgmt For For For
Mid-term
Bonds
5 Authority to Repurchase Mgmt For For For
Shares
6 Authority to Give Mgmt For For For
Guarantees
7 Directors' Report Mgmt For For For
8 Independent Directors' Mgmt For For For
Report
9 Supervisors' Report Mgmt For For For
10 Financial Report Mgmt For For For
11 Annual Report Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends
13 Directors' Fees Mgmt For For For
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 05/28/2013 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Repurchase Mgmt For For For
H
Shares
============================= Semiconductor ETF ================================
________________________________________________________________________________
Altera Corporation
Ticker Security ID: Meeting Date Meeting Status
ALTR CUSIP 021441100 05/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John P. Daane Mgmt For For For
2 Elect T. Michael Nevens Mgmt For For For
3 Elect A. Blaine Bowman Mgmt For For For
4 Elect Elisha W. Finney Mgmt For For For
5 Elect Kevin McGarity Mgmt For For For
6 Elect Shane V. Robison Mgmt For For For
7 Elect John Shoemaker Mgmt For For For
8 Elect Thomas H. Waechter Mgmt For For For
9 Amendment to the 2005 Mgmt For For For
Equity Incentive
Plan
10 Second Amendment to the Mgmt For For For
2005 Equity Incentive
Plan
11 Amendment to 1987 Mgmt For For For
Employee Stock
Purchase
Plan
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Analog Devices, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADI CUSIP 032654105 03/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ray Stata Mgmt For For For
2 Elect Jerald G. Fishman Mgmt For For For
3 Elect James A. Champy Mgmt For For For
4 Elect John C. Hodgson Mgmt For For For
5 Elect Yves-Andre Istel Mgmt For For For
6 Elect Neil S. Novich Mgmt For For For
7 Elect F. Grant Saviers Mgmt For For For
8 Elect Paul J. Severino Mgmt For For For
9 Elect Kenton J. Mgmt For For For
Sicchitano
10 Elect Lisa T. Su Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Executive Section Mgmt For For For
162(m)
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Applied Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMAT CUSIP 038222105 03/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Aart J. de Geus Mgmt For For For
2 Elect Stephen R. Forrest Mgmt For For For
3 Elect Thomas J. Iannotti Mgmt For For For
4 Elect Susan M. James Mgmt For For For
5 Elect Alexander A. Mgmt For For For
Karsner
6 Elect Gerhard H. Parker Mgmt For For For
7 Elect Dennis D. Powell Mgmt For For For
8 Elect Willem P. Mgmt For For For
Roelandts
9 Elect James E. Rogers Mgmt For For For
10 Elect Michael R. Mgmt For For For
Splinter
11 Elect Robert H. Swan Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ARM Holdings plc
Ticker Security ID: Meeting Date Meeting Status
ARM CUSIP 042068106 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For For For
Report
4 Elect Sir John Buchanan Mgmt For For For
5 Elect Warren A. East Mgmt For For For
6 Elect Andy Green Mgmt For For For
7 Elect Larry Hirst Mgmt For For For
8 Elect Mike Muller Mgmt For For For
9 Elect Kathleen O'Donovan Mgmt For For For
10 Elect Janice Roberts Mgmt For For For
11 Elect Philip Rowley Mgmt For For For
12 Elect Tim Score Mgmt For For For
13 Elect Simon Segars Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Long Term Incentive Plan Mgmt For For For
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Repurchase Mgmt For For For
Shares
20 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
ASML Holding N.V.
Ticker Security ID: Meeting Date Meeting Status
ASML CUSIP N07059210 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Mgmt For For For
Management
Acts
3 Ratification of Mgmt For For For
Supervisory Board
Acts
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
6 Authority to Grant Mgmt For For For
Performance Shares
under 2010-2013
Plan
7 Authority to Grant Mgmt For For For
Performance Shares
under 2014
Plan
8 Stock Option Grant to Mgmt For For For
Employees
9 Elect H. C. J. van den Mgmt For For For
Burg
10 Elect P.F.M. Van der Mgmt For For For
Meer
Mohr
11 Elect W. Ziebart Mgmt For For For
12 Elect D.A. Grose Mgmt For For For
13 Elect C.M.S. Mgmt For For For
Smits-Nusteling
14 Appointment of Auditor Mgmt For For For
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Suppress Mgmt For For For
Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares in Case of
Merger/Acquisition
18 Authority to Suppress Mgmt For For For
Preemptive
Rights
19 Authority to Repurchase Mgmt For For For
Shares
20 Authority to Repurchase Mgmt For For For
Additional
Shares
21 Authority to Cancel Mgmt For For For
Shares
________________________________________________________________________________
ASML Holding N.V.
Ticker Security ID: Meeting Date Meeting Status
ASML CUSIP N07059186 09/07/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
2 Authority to Suppress Mgmt For For For
Preemptive
Rights
3 Creation of New Share Mgmt For For For
Class
4 Amendment to Par Value Mgmt For For For
5 Authority to Reduce Mgmt For For For
Issued Share
Capital
6 Reverse Stock Split Mgmt For For For
7 Cancellation of Shares Mgmt For For For
8 Authorization of Legal Mgmt For For For
Formalities
9 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
10 Authority to Suppress Mgmt For For For
Preemptive
Rights
11 Authority to Issue Mgmt For For For
Shares in Case of
Merger/Acquisition
12 Authority to Suppress Mgmt For For For
Preemptive Rights in
Case of
Merger/Acquisition
________________________________________________________________________________
ASML Holding N.V.
Ticker Security ID: Meeting Date Meeting Status
ASML CUSIP N07059186 09/07/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
2 Authority to Suppress Mgmt For For For
Preemptive
Rights
3 Creation of New Share Mgmt For For For
Class
4 Amendment to Par Value Mgmt For For For
5 Authority to Reduce Mgmt For For For
Issued Share
Capital
6 Reverse Stock Split Mgmt For For For
7 Cancellation of Shares Mgmt For For For
8 Authorization of Legal Mgmt For For For
Formalities
9 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
10 Authority to Suppress Mgmt For For For
Preemptive
Rights
11 Authority to Issue Mgmt For For For
Shares in Case of
Merger/Acquisition
12 Authority to Suppress Mgmt For For For
Preemptive Rights in
Case of
Merger/Acquisition
________________________________________________________________________________
Atmel Corporation
Ticker Security ID: Meeting Date Meeting Status
ATML CUSIP 049513104 05/09/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven Laub Mgmt For For For
2 Elect Tsung-Ching Wu Mgmt For For For
3 Elect David M. Sugishita Mgmt For For For
4 Elect Papken Der Mgmt For For For
Torossian
5 Elect Jack L. Saltich Mgmt For For For
6 Elect Charles Carinalli Mgmt For For For
7 Elect Edward Ross Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
10 Amendment to the 2005 Mgmt For For For
Stock
Plan
________________________________________________________________________________
Avago Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
AVGO CUSIP Y0486S104 04/10/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hock E. Tan Mgmt For For For
2 Elect John T. Dickson Mgmt For For For
3 Elect James V. Diller, Mgmt For For For
Sr.
4 Elect Kenneth Y. Hao Mgmt For For For
5 Elect John HSUAN Mgmt For Against Against
Min-Chih
6 Elect Justine Lien Mgmt For For For
7 Elect Donald Macleod Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
10 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Broadcom Corporation
Ticker Security ID: Meeting Date Meeting Status
BRCM CUSIP 111320107 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Mgmt For For For
Finocchio,
Jr.
1.2 Elect Nancy H. Handel Mgmt For For For
1.3 Elect Eddy W. Mgmt For For For
Hartenstein
1.4 Elect Maria Klawe Mgmt For For For
1.5 Elect John E. Major Mgmt For For For
1.6 Elect Scott A. McGregor Mgmt For For For
1.7 Elect William T. Morrow Mgmt For For For
1.8 Elect Henry Samueli Mgmt For For For
1.9 Elect Robert E. Switz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cree Inc.
Ticker Security ID: Meeting Date Meeting Status
CREE CUSIP 225447101 10/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles Swoboda Mgmt For Withhold Against
1.2 Elect Clyde Hosein Mgmt For Withhold Against
1.3 Elect Robert Ingram Mgmt For Withhold Against
1.4 Elect Franco Plastina Mgmt For Withhold Against
1.5 Elect Alan Ruud Mgmt For Withhold Against
1.6 Elect Robert Tillman Mgmt For Withhold Against
1.7 Elect Harvey Wagner Mgmt For Withhold Against
1.8 Elect Thomas Werner Mgmt For Withhold Against
2 Amendment to the 2004 Mgmt For For For
Long-Term Incentive
Compensation
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charlene Mgmt For Against Against
Barshefsky
2 Elect Andy D. Bryant Mgmt For For For
3 Elect Susan L. Decker Mgmt For For For
4 Elect John J. Donahoe Mgmt For For For
5 Elect Reed E. Hundt Mgmt For For For
6 Elect James D. Plummer Mgmt For For For
7 Elect David S. Pottruck Mgmt For For For
8 Elect Frank D. Yeary Mgmt For For For
9 Elect David B. Yoffie Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2006 Mgmt For For For
Equity Incentive
Plan
13 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
________________________________________________________________________________
KLA-Tencor Corporation
Ticker Security ID: Meeting Date Meeting Status
KLAC CUSIP 482480100 11/07/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Akins Mgmt For For For
1.2 Elect Robert Bond Mgmt For For For
1.3 Elect Kiran Patel Mgmt For For For
1.4 Elect David Wang Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Mgmt For For For
Board
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lam Research Corporation
Ticker Security ID: Meeting Date Meeting Status
LRCX CUSIP 512807108 11/01/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Martin Anstice Mgmt For For For
1.2 Elect Eric Brandt Mgmt For For For
1.3 Elect Michael Cannon Mgmt For For For
1.4 Elect Youssef El-Mansy Mgmt For For For
1.5 Elect Christine Heckart Mgmt For For For
1.6 Elect Grant Inman Mgmt For For For
1.7 Elect Catherine Lego Mgmt For For For
1.8 Elect Stephen Newberry Mgmt For For For
1.9 Elect Krishna Saraswat Mgmt For For For
1.10 Elect William Spivey Mgmt For For For
1.11 Elect Abhijit Talwalkar Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Linear Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
LLTC CUSIP 535678106 11/07/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Swanson, Mgmt For For For
Jr.
1.2 Elect Lothar Maier Mgmt For For For
1.3 Elect Arthur Agnos Mgmt For For For
1.4 Elect John Gordon Mgmt For For For
1.5 Elect David Lee Mgmt For Withhold Against
1.6 Elect Richard Moley Mgmt For For For
1.7 Elect Thomas Volpe Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Marvell Technology Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
MRVL CUSIP G5876H105 06/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sehat Sutardja Mgmt For For For
2 Elect Juergen W. Gromer Mgmt For For For
3 Elect John G. Kassakian Mgmt For For For
4 Elect Arturo Krueger Mgmt For For For
5 Elect Randhir Thakur Mgmt For For For
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Maxim Integrated Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
MXIM CUSIP 57772K101 11/14/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tunc Doluca Mgmt For For For
1.2 Elect B. Kipling Mgmt For For For
Hagopian
1.3 Elect James Bergman Mgmt For Withhold Against
1.4 Elect Joseph Bronson Mgmt For For For
1.5 Elect Robert Grady Mgmt For For For
1.6 Elect William Watkins Mgmt For For For
1.7 Elect A.R. Frank Wazzan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Mgmt For For For
Employee Stock
Purchase
Plan
4 Amendment to the 1996 Mgmt For For For
Stock Incentive
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Microchip Technology Incorporated
Ticker Security ID: Meeting Date Meeting Status
MCHP CUSIP 595017104 08/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steve Sanghi Mgmt For For For
1.2 Elect Albert Mgmt For For For
Hugo-Martinez
1.3 Elect L. B. Day Mgmt For For For
1.4 Elect Matthew Chapman Mgmt For For For
1.5 Elect Wade Meyercord Mgmt For Withhold Against
2 Amendment to the 2004 Mgmt For For For
Equity Incentive
Plan
3 Conversion of Debt Mgmt For For For
Instruments
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Micron Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
MU CUSIP 595112103 01/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert Bailey Mgmt For For For
2 Elect Patrick Byrne Mgmt For For For
3 Elect D. Mark Durcan Mgmt For For For
4 Elect Mercedes Johnson Mgmt For For For
5 Elect Lawrence Mondry Mgmt For For For
6 Elect Robert Switz Mgmt For For For
7 Amendment to the 2004 Mgmt For For For
Equity Incentive
Plan
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
NVIDIA Corporation
Ticker Security ID: Meeting Date Meeting Status
NVDA CUSIP 67066G104 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tench Coxe Mgmt For For For
2 Elect James C. Gaither Mgmt For For For
3 Elect Jen-Hsun Huang Mgmt For For For
4 Elect Mark L. Perry Mgmt For For For
5 Elect A. Brooke Seawell Mgmt For For For
6 Elect Mark A. Stevens Mgmt For For For
7 Amendment to the 2007 Mgmt For For For
Equity Incentive
Plan
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ON Semiconductor Corporation
Ticker Security ID: Meeting Date Meeting Status
ONNN CUSIP 682189105 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J. Daniel McCranie Mgmt For For For
2 Elect Emmanuel T. Mgmt For For For
Hernandez
3 Elect Teresa M. Ressel Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Skyworks Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
SWKS CUSIP 83088M102 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David J. McLachlan Mgmt For For For
1.2 Elect David J. Aldrich Mgmt For For For
1.3 Elect Kevin L. Beebe Mgmt For For For
1.4 Elect Timothy R. Furey Mgmt For For For
1.5 Elect Balakrishnan S. Mgmt For Withhold Against
Iyer
1.6 Elect Thomas C. Leonard Mgmt For For For
1.7 Elect David P. McGlade Mgmt For For For
1.8 Elect Robert A. Mgmt For For For
Schriesheim
2 Amendment to the 2005 Mgmt For For For
Long-Term Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Taiwan Semiconductor Manufacturing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2330 CUSIP 874039100 06/11/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural
Rules
________________________________________________________________________________
Teradyne, Inc.
Ticker Security ID: Meeting Date Meeting Status
TER CUSIP 880770102 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James W. Bagley Mgmt For For For
2 Elect Michael A. Bradley Mgmt For For For
3 Elect Albert Carnesale Mgmt For For For
4 Elect Daniel W. Mgmt For For For
Christman
5 Elect Edwin J. Gillis Mgmt For For For
6 Elect Timothy E. Guertin Mgmt For For For
7 Elect Paul J. Tufano Mgmt For Against Against
8 Elect Roy A. Vallee Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Amendment to the 2006 Mgmt For For For
Equity and Cash
Compensation Incentive
Plan
11 Amendment to the 1996 Mgmt For For For
Employee Stock
Purchase
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Texas Instruments Incorporated
Ticker Security ID: Meeting Date Meeting Status
TXN CUSIP 882508104 04/18/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ralph W. Babb, Jr. Mgmt For For For
2 Elect Mark A. Blinn Mgmt For For For
3 Elect Daniel A. Carp Mgmt For For For
4 Elect Carrie S. Cox Mgmt For For For
5 Elect Pamela H. Patsley Mgmt For For For
6 Elect Robert E. Sanchez Mgmt For For For
7 Elect Wayne R. Sanders Mgmt For For For
8 Elect Ruth J. Simmons Mgmt For For For
9 Elect Richard K. Mgmt For For For
Templeton
10 Elect Christine Todd Mgmt For For For
Whitman
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Xilinx, Inc.
Ticker Security ID: Meeting Date Meeting Status
XLNX CUSIP 983919101 08/08/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Philip Gianos Mgmt For For For
2 Elect Moshe Gavrielov Mgmt For For For
3 Elect John Doyle Mgmt For For For
4 Elect Jerald Fishman Mgmt For For For
5 Elect William Howard, Mgmt For For For
Jr.
6 Elect J. Michael Mgmt For For For
Patterson
7 Elect Albert Pimentel Mgmt For For For
8 Elect Marshall Turner, Mgmt For For For
Jr.
9 Elect Elizabeth Mgmt For For For
Vanderslice
10 Amendment to the 1990 Mgmt For For For
Employee Qualified
Stock Purchase
Plan
11 Amendment to the 2007 Mgmt For For For
Equity Incentive
Plan
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
========================== Short Municipal Index ETF =========================
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
============================== Solar Energy ETF ===============================
________________________________________________________________________________
Canadian Solar Inc.
Ticker Security ID: Meeting Date Meeting Status
CSIQ CUSIP 136635109 06/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Withhold Against
(Slate)
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Danen Technology Corp
Ticker Security ID: Meeting Date Meeting Status
3686 CINS Y19781106 06/19/2013 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports Mgmt For For For
8 Loss Disposition Mgmt For For For
9 Amendments to Use of Mgmt For For For
Proceeds
10 Amendments to Articles Mgmt For For For
11 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
12 Amendments to Mgmt For For For
Procedural Rules:
Capital
Loans
13 Amendments to Mgmt For For For
Procedural Rules:
Endorsements and
Guarantees
14 Authority to Issue Mgmt For Against Against
Shares w/ or w/o
Preemptive
Rights
15 Private Placement Mgmt For Against Against
16 Election of Directors Mgmt For Against Against
and Supervisors
(Slate)
17 Extraordinary motions Mgmt For Against Against
________________________________________________________________________________
E-Ton Solar Technology Company Limited
Ticker Security ID: Meeting Date Meeting Status
3452 CINS Y2347F107 06/19/2013 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports Mgmt For For For
8 Ratification of Mgmt For For For
Operating Results and
Financial
Statements
9 Loss Deposition Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
12 Amendments to Mgmt For For For
Procedural Rules:
Election of Directors
and
Supervisors
13 Amendments to Mgmt For For For
Procedural Rules:
Endorsements and
Guarantees
14 Amendments to Mgmt For For For
Procedural Rules:
Capital
Loans
15 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
16 Extraordinary Motions Mgmt For Against Against
________________________________________________________________________________
Enphase Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
ENPH CUSIP 29355A107 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jameson J. Mgmt For For For
McJunkin
1.2 Elect Stoddard M. Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Solar, Inc.
Ticker Security ID: Meeting Date Meeting Status
FSLR CUSIP 336433107 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Ahearn Mgmt For For For
1.2 Elect Richard D. Chapman Mgmt For For For
1.3 Elect George A. Hambro Mgmt For For For
1.4 Elect James A. Hughes Mgmt For For For
1.5 Elect Craig Kennedy Mgmt For For For
1.6 Elect James F. Nolan Mgmt For For For
1.7 Elect William J. Post Mgmt For For For
1.8 Elect J. Thomas Presby Mgmt For For For
1.9 Elect Paul H. Stebbins Mgmt For Withhold Against
1.10 Elect Michael T. Sweeney Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHldr Against For Against
Regarding Compensation
in the Event of a
Change in
Control
4 Shareholder Proposal ShrHldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
GCL Poly-Energy Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
3800 CINS G3774X108 05/31/2013 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect SHU Hua Mgmt For For For
5 Elect YU Bao Dong Mgmt For For For
6 Elect ZHOU Yuan Mgmt For For For
7 Elect Raymond HO Chung Mgmt For For For
Tai
8 Elect XUE Zhong Su Mgmt For Against Against
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Repurchase Mgmt For For For
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Gigasolar Materials Corporation
Ticker Security ID: Meeting Date Meeting Status
3691 CINS Y270AA108 06/04/2013 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Amendments to Articles Mgmt For For For
10 Capitalization of Mgmt For For For
Profits and Issuance
of New
Shares
11 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
12 Amendments to Mgmt For For For
Procedural Rules:
Election of Directors
and
Supervisors
13 Amendments to Mgmt For For For
Procedural Rules:
Endorsements and
Guarantees
14 Amendments to Mgmt For For For
Procedural Rules:
Capital
Loans
15 Election of Supervisors Mgmt For Abstain Against
16 Extraordinary motions Mgmt For Against Against
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gintech Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
3514 CINS Y270A0100 06/20/2013 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Accounts and Reports Mgmt For For For
11 Loss Disposition Mgmt For For For
12 Authority to Issue Mgmt For Against Against
Shares w/ or w/o
Preemptive
Rights
13 Private Placement Mgmt For Against Against
14 Employee Restricted Mgmt For For For
Share
Plan
15 Amendments to Articles Mgmt For For For
16 Amendments to Mgmt For For For
Procedural Rules:
Capital
Loans
17 Amendments to Mgmt For For For
Procedural Rules:
Endorsements and
Guarantees
18 Extraordinary motions Mgmt For Against Against
________________________________________________________________________________
Green Energy Technology Inc.
Ticker Security ID: Meeting Date Meeting Status
3519 CINS Y28869108 02/26/2013 Voted
Meeting Type Country of Trade
Special Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Private Placement Mgmt For Against Against
3 Extraordinary Motions Mgmt For Against Against
________________________________________________________________________________
Green Energy Technology Inc.
Ticker Security ID: Meeting Date Meeting Status
3519 CINS Y28869108 06/25/2013 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports Mgmt For For For
8 Loss Disposition Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Amendments to Mgmt For For For
Procedural Rules:
Capital
Loans
11 Amendments to Mgmt For For For
Procedural Rules:
Endorsements and
Guarantees
12 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
13 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
14 Elect QIU Bosong Mgmt For For For
15 Elect WANG Juqing Mgmt For For For
16 Elect TU Dengcai Mgmt For For For
17 Non-Compete Mgmt For Against Against
Restrictions for
Directors
18 Extraordinary motions Mgmt For Against Against
________________________________________________________________________________
GT Advanced Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
GTAT CUSIP 36191U106 06/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Michal Mgmt For For For
Conaway
1.2 Elect Kathleen A. Cote Mgmt For For For
1.3 Elect Ernest L. Godshalk Mgmt For For For
1.4 Elect Thomas Gutierrez Mgmt For For For
1.5 Elect Matthew E. Mgmt For For For
Massengill
1.6 Elect Mary L. Petrovich Mgmt For For For
1.7 Elect Robert E. Switz Mgmt For For For
1.8 Elect Noel G. Watson Mgmt For For For
1.9 Elect Thomas Wroe, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
GT Advanced Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
GTAT CUSIP 36191U106 08/22/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Conaway Mgmt For For For
1.2 Elect Kathleen Cote Mgmt For For For
1.3 Elect Ernest Godshalk Mgmt For For For
1.4 Elect Thomas Gutierrez Mgmt For For For
1.5 Elect Matthew Massengill Mgmt For For For
1.6 Elect Mary Petrovich Mgmt For For For
1.7 Elect Robert Switz Mgmt For For For
1.8 Elect Noel Watson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Hanergy Solar Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
0566 CINS G4288G102 05/20/2013 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect LI Yuan-min Mgmt For For For
5 Elect CHEN Li Mgmt For For For
6 Elect ZHAO Lan Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Repurchase Mgmt For For For
Shares
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hanwha SolarOne Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
HSOL CUSIP 41135V103 12/20/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt N/A For N/A
2 Elect Min Su Kim Mgmt N/A For N/A
________________________________________________________________________________
JA Solar Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
JASO CUSIP 466090206 06/28/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Yuwen Zhao Mgmt For For For
3 Elect Shaohua Jia Mgmt For For For
4 Increase in Number Mgmt For For For
Ordinary Shares
Represented by
ADS
5 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
JA Solar Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
JASO CUSIP 466090107 07/06/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Baofang Jin Mgmt For Against Against
3 Elect Bingyan Ren Mgmt For Against Against
4 Elect Jian Xie Mgmt For For For
5 Elect Hope Ni Mgmt For Against Against
6 Elect Jiqing Huang Mgmt For For For
7 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
JinkoSolar Holding Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
JKS CUSIP 47759T100 11/20/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven Markscheid Mgmt For For For
2 Elect Wing Keong Siew Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
LDK Solar Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
LDK CUSIP 50183L107 06/06/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Ordinary Mgmt For For For
Shares to Fulai
Investments
Limited
2 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
LDK Solar Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
LDK CUSIP 50183L107 09/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt N/A For N/A
2 Elect TONG Xingxue Mgmt N/A For N/A
3 Elect XIANG Bing Mgmt N/A Against N/A
4 Appointment of Auditor Mgmt N/A For N/A
________________________________________________________________________________
Motech Industries Inc.
Ticker Security ID: Meeting Date Meeting Status
CINS Y61397108 06/11/2013 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Amendments to Articles Mgmt For For For
9 Amendments to Mgmt For For For
Procedural Rules:
Endorsements and
Guarantees
10 Amendments to Mgmt For For For
Procedural Rules:
Capital
Loans
11 Amendments to Mgmt For For For
Procedural Rules:
Derivatives
Trading
12 Employee Restricted Mgmt For For For
Stock
Plan
13 Elect WU Zhengqing Mgmt For For For
14 Elect LI Sanbao Mgmt For For For
15 Elect HUANG Shaohua as Mgmt For For For
Supervisor
16 Non-Compete Mgmt For Against Against
Restrictions for
Directors
17 Extraordinary motions Mgmt For Against Against
18 Non-Voting Meeting Note N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Neo Solar Power Corp.
Ticker Security ID: Meeting Date Meeting Status
3576 CINS Y6247H105 02/06/2013 Voted
Meeting Type Country of Trade
Special Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Use of Mgmt For For For
Proceeds
4 Merger Mgmt For For For
5 Extraordinary motions Mgmt For Against Against
________________________________________________________________________________
Neo Solar Power Corp.
Ticker Security ID: Meeting Date Meeting Status
3576 CINS Y6247H105 05/31/2013 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Accounts and Reports Mgmt For For For
9 Loss Disposition Mgmt For For For
10 Authority to Issue Mgmt For Against Against
Shares w/ or w/o
Preemptive
Rights
11 Private Placement Mgmt For Against Against
12 Amendments to Articles Mgmt For For For
13 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
14 Amendments to Mgmt For For For
Procedural Rules:
Capital
Loans
15 Amendments to Mgmt For For For
Procedural Rules:
Endorsements and
Guarantees
16 Elect SHEA Jia-Dong Mgmt For For For
17 Elect Simon LIN Hsien Mgmt For Against Against
Ming
18 Elect CHIEN Shyur-Jen Mgmt For Against Against
19 Non-Compete Mgmt For Against Against
Restrictions for
Directors
20 Extraordinary motions Mgmt For Against Against
________________________________________________________________________________
ReneSola Ltd.
Ticker Security ID: Meeting Date Meeting Status
SOL CUSIP 75971T103 09/21/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Yuncai Wu Mgmt For Against Against
3 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Renewable Energy Corporation ASA
Ticker Security ID: Meeting Date Meeting Status
REC CINS R7199U100 05/03/2013 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Election of Presiding Mgmt For TNA N/A
Chairman and
Individuals to Check
Minutes
6 Notice of Meeting and Mgmt For TNA N/A
Agenda
7 Directors' and Mgmt For TNA N/A
Nomination Committee
Members'
Fees
8 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
9 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
10 Compensation Guidelines Mgmt For TNA N/A
11 Incentive Compensation Mgmt For TNA N/A
Guidelines
12 Share Consolidation Mgmt For TNA N/A
13 Reduction of Share Mgmt For TNA N/A
Capital
14 Authority to Issue Mgmt For TNA N/A
Shares for
Contributions in
Kind
15 Authority to Issue Mgmt For TNA N/A
Shares Pursuant to
Share
Consolidation
16 Authority to Issue Mgmt For TNA N/A
Shares to Provide
Financial
Flexibility
17 Authority to Repurchase Mgmt For TNA N/A
Shares Pursuant to
Employee Share
Purchase
Program
18 Authority to Repurchase Mgmt For TNA N/A
and Reissue Shares
Pursuant to Stock
Option
Plan
19 Authority to Repurchase Mgmt For TNA N/A
and Reissue Shares to
Increase Return to
Shareholders
20 Authority to Issue Mgmt For TNA N/A
Convertible Securities
for Contributions in
Kind
21 Authority to Issue Mgmt For TNA N/A
Convertible Securities
in Order to Provide
Financial
Flexibility
22 Election of Directors Mgmt For TNA N/A
23 Election of Nomination Mgmt For TNA N/A
Committee
________________________________________________________________________________
Renewable Energy Corporation ASA
Ticker Security ID: Meeting Date Meeting Status
REC CINS R7199U100 06/24/2013 Take No Action
Meeting Type Country of Trade
Special Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Election of Presiding Mgmt For TNA N/A
Chairman and
Individuals to
Check
Minutes
6 Notice of Meeting and Mgmt For TNA N/A
Agenda
7 Incentive Compensation Mgmt For TNA N/A
Guidelines
8 Authority to Issue Mgmt For TNA N/A
Shares for Mergers and
Acquisitions
9 Authority to Issue Mgmt For TNA N/A
Shares for
Contributions in
Kind
10 Authority to Issue Mgmt For TNA N/A
Shares to Provide
Financial
Flexibility
11 Reversal of Share Mgmt For TNA N/A
Consolidation
Proposal
12 Reversal of Share Mgmt For TNA N/A
Capital Decrease
Proposal
________________________________________________________________________________
Renewable Energy Corporation ASA
Ticker Security ID: Meeting Date Meeting Status
REC CINS R7199U100 07/27/2012 Take No Action
Meeting Type Country of Trade
Special Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Election of Presiding Mgmt For TNA N/A
Chairman
7 Notice of Meeting and Mgmt For TNA N/A
Agenda
8 Private Placement Mgmt For TNA N/A
9 Repair Offering Mgmt For TNA N/A
10 Amendment to Incentive Mgmt For TNA N/A
Compensation
Guidelines
________________________________________________________________________________
Sino-American Silicon Products Inc.
Ticker Security ID: Meeting Date Meeting Status
5483 CINS Y8022X107 06/25/2013 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Loss Disposition Mgmt For For For
11 Amendments to Articles Mgmt For For For
12 Amendments to Mgmt For For For
Procedural Rules:
Capital
Loans
13 Amendments to Mgmt For For For
Procedural Rules:
Endorsements and
Guarantees
14 Amendments to Mgmt For For For
Procedural Rules:
Derivative
Trading
15 Merger/Acquisition Mgmt For For For
16 Non-Compete Mgmt For Against Against
Restrictions for
Directors
17 Extraordinary motions Mgmt For Against Against
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
SMA Solar Technology AG
Ticker Security ID: Meeting Date Meeting Status
S92 CINS D7008K108 05/23/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratify Jurgen Dolle Mgmt For TNA N/A
7 Ratify Roland Grebe Mgmt For TNA N/A
8 Ratify Lydia Sommer Mgmt For TNA N/A
9 Ratify Pierre-Pascal Mgmt For TNA N/A
Urban
10 Ratify Marko Werner Mgmt For TNA N/A
11 Ratify Gunther Cramer Mgmt For TNA N/A
12 Ratify Peter Drews Mgmt For TNA N/A
13 Ratify Erik Ehrentraut Mgmt For TNA N/A
14 Ratify Gunther Hackl Mgmt For TNA N/A
15 Ratify Johannes Hade Mgmt For TNA N/A
16 Ratify Winfried Hoffmann Mgmt For TNA N/A
17 Ratify Werner Kleinkauf Mgmt For TNA N/A
18 Ratify Ullrich Mebmer Mgmt For TNA N/A
19 Ratify Alexander Naujoks Mgmt For TNA N/A
20 Ratify Joachim Schlosser Mgmt For TNA N/A
21 Ratify Reiner Wettlaufer Mgmt For TNA N/A
22 Ratify Mirko Zeidler Mgmt For TNA N/A
23 Appointment of Auditor Mgmt For TNA N/A
24 Increase in Authorized Mgmt For TNA N/A
Capital
25 Supervisory Board Mgmt For TNA N/A
Members'
Fees
________________________________________________________________________________
Solartech Energy Corp
Ticker Security ID: Meeting Date Meeting Status
3561 CINS Y806AL105 06/28/2013 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Loss Deposition Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Amendments to Mgmt For For For
Procedural Rules:
Capital
Loans
9 Amendments to Mgmt For For For
Procedural Rules:
Endorsements and
Guarantees
10 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
11 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
12 Extraordinary motions Mgmt For Against Against
________________________________________________________________________________
STR Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
STRI CUSIP 78478V100 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dennis L. Jilot Mgmt For For For
1.2 Elect Scott S. Brown Mgmt For For For
1.3 Elect Robert M. Chiste Mgmt For For For
1.4 Elect John A. Janitz Mgmt For For For
1.5 Elect Andrew M. Leitch Mgmt For For For
1.6 Elect Dominick J. Mgmt For For For
Schiano
1.7 Elect Susan C. Schnabel Mgmt For Withhold Against
1.8 Elect Robert S. Mgmt For For For
Yorgensen
2 Amendment to the 2009 Mgmt For For For
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SunEdison Inc
Ticker Security ID: Meeting Date Meeting Status
WFR CUSIP 552715104 05/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James B. Williams Mgmt For For For
2 Elect Steven V. Mgmt For For For
Tesoriere
3 Elect Randy H. Zwirn Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Amendment to the 2010 Mgmt For For For
Equity Incentive
Plan
7 Repeal of Classified Mgmt For For For
Board
8 Company Name Change Mgmt For For For
9 Shareholder Proposal ShrHldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Suntech Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
STP CUSIP 86800C104 07/16/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to the 2005 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Trina Solar Ltd.
Ticker Security ID: Meeting Date Meeting Status
TSL CUSIP 89628E104 09/07/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jerome Corcoran Mgmt For Against Against
2 Elect Henry Chow Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Wacker Chemie AG
Ticker Security ID: Meeting Date Meeting Status
WCH CINS D9540Z106 05/08/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Elect Matthias Biebl Mgmt For TNA N/A
10 Elect Gregor Biebl Mgmt For TNA N/A
11 Elect Franz-Josef Kortum Mgmt For TNA N/A
12 Elect Thomas Strungmann Mgmt For TNA N/A
13 Elect Bernd W. Voss Mgmt For TNA N/A
14 Elect Peter-Alexander Mgmt For TNA N/A
Wacker
15 Elect Susanne Weiss Mgmt For TNA N/A
16 Elect Ernst-Ludwig Mgmt For TNA N/A
Winnacker
________________________________________________________________________________
Yingli Green Energy Holding Company Limited
Ticker Security ID: Meeting Date Meeting Status
YGE CUSIP 98584B103 11/19/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt N/A For N/A
2 Elect Xiangdong Wang Mgmt N/A For N/A
3 Elect Zheng Xue Mgmt N/A For N/A
4 Appointment of Auditor Mgmt N/A For N/A
================================= Steel ETF ===================================
________________________________________________________________________________
A.M. Castle & Co.
Ticker Security ID: Meeting Date Meeting Status
CAS CUSIP 148411101 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brian P. Anderson Mgmt For Withhold Against
1.2 Elect Scott J. Dolan Mgmt For For For
1.3 Elect Reuben S. Mgmt For Withhold Against
Donnelley
1.4 Elect Ann M. Drake Mgmt For Withhold Against
1.5 Elect Patrick J. Mgmt For Withhold Against
Herbert,
III
1.6 Elect Terrence J. Mgmt For Withhold Against
Keating
1.7 Elect James D. Kelly Mgmt For Withhold Against
1.8 Elect Pamela Forbes Mgmt For Withhold Against
Lieberman
1.9 Elect Gary A. Masse Mgmt For Withhold Against
1.10 Elect John McCartney Mgmt For Withhold Against
2 Amendment to the 2008 Mgmt For For For
Omnibus Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AK Steel Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
AKS CUSIP 001547108 05/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard A. Abdoo Mgmt For Against Against
2 Elect John S. Brinzo Mgmt For Against Against
3 Elect Dennis C. Cuneo Mgmt For Against Against
4 Elect William K. Gerber Mgmt For Against Against
5 Elect Bonnie G. Hill Mgmt For Against Against
6 Elect Robert H. Jenkins Mgmt For Against Against
7 Elect Ralph S. Michael Mgmt For Against Against
III
8 Elect Shirley D. Mgmt For Against Against
Peterson
9 Elect James A. Thomson Mgmt For Against Against
10 Elect James L. Wainscott Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Re-Approval of Mgmt For For For
Performance Goals of
the Annual Management
Incentive
Plan
________________________________________________________________________________
Allegheny Technologies Incorporated
Ticker Security ID: Meeting Date Meeting Status
ATI CUSIP 01741R102 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard J. Mgmt For For For
Harshman
1.2 Elect Carolyn Corvi Mgmt For For For
1.3 Elect Barbara S. Mgmt For For For
Jeremiah
1.4 Elect John D. Turner Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ArcelorMittal S.A.
Ticker Security ID: Meeting Date Meeting Status
MT CUSIP 03938L104 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Consolidated Accounts Mgmt For For For
and
Reports
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Losses/Dividends
4 Directors' Fees Mgmt For For For
5 Ratification of Board Mgmt For For For
Acts
6 Elect Vanisha Mittal Mgmt For For For
Bhatia
7 Elect Suzanne P. Nimocks Mgmt For For For
8 Elect Jeannot Krecke Mgmt For For For
9 Appointment of Deloitte Mgmt For For For
10 Performance Share Unit Mgmt For For For
Plan
11 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
________________________________________________________________________________
Carpenter Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
CRS CUSIP 144285103 10/08/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carl Anderson, Jr. Mgmt For For For
1.2 Elect Philip Anderson Mgmt For For For
1.3 Elect Jeffrey Wadsworth Mgmt For For For
1.4 Elect William Wulfsohn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cliffs Natural Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CLF CUSIP 18683K101 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph A. Carrabba Mgmt For For For
2 Elect Susan M. Mgmt For For For
Cunningham
3 Elect Barry J. Eldridge Mgmt For For For
4 Elect Andres R. Gluski Mgmt For For For
5 Elect Susan M. Green Mgmt For For For
6 Elect Janice K. Henry Mgmt For For For
7 Elect James Kirsch Mgmt For For For
8 Elect Francis R. Mgmt For For For
McAllister
9 Elect Richard K. Mgmt For For For
Riederer
10 Elect Timothy W. Mgmt For For For
Sullivan
11 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
12 Elimination of Mgmt For For For
Cumulative
Voting
13 Amend the Regulations Mgmt For Against Against
Without Shareholder
Approval
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Commercial Metals Company
Ticker Security ID: Meeting Date Meeting Status
CMC CUSIP 201723103 01/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rhys Best Mgmt For Withhold Against
1.2 Elect Richard Kelson Mgmt For Withhold Against
1.3 Elect Rick Mills Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2013 Cash Incentive Plan Mgmt For For For
5 2013 Long-Term Equity Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Gibraltar Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROCK CUSIP 374689107 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William J. Colombo Mgmt For For For
2 Elect Gerald S. Lippes Mgmt For Against Against
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Approval of Material Mgmt For For For
Terms of the 2005
Equity Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Grupo Simec S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
SIMEC CUSIP 400491106 04/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Quorum Mgmt N/A For N/A
2 Report of the CEO Mgmt N/A Abstain N/A
3 Accounts and Reports Mgmt N/A Abstain N/A
4 Report of the Board of Mgmt N/A Abstain N/A
Directors
5 Report of the Audit and Mgmt N/A Abstain N/A
Corporate Governance
Committee
6 Report on Tax Compliance Mgmt N/A Abstain N/A
7 Allocation of Mgmt N/A Abstain N/A
Profits/Dividends
8 Election of Directors; Mgmt N/A Abstain N/A
Election of Committee
Members;
Fees
9 Election of Meeting Mgmt N/A For N/A
Delegates
________________________________________________________________________________
Grupo Simec S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
SIMEC CUSIP 400491106 04/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Quorum Mgmt N/A For N/A
2 Report of the CEO Mgmt N/A Abstain N/A
3 Accounts and Reports Mgmt N/A Abstain N/A
4 Report of the Board of Mgmt N/A Abstain N/A
Directors
5 Report of the Audit and Mgmt N/A Abstain N/A
Corporate Governance
Committee
6 Report on Tax Compliance Mgmt N/A Abstain N/A
7 Allocation of Mgmt N/A Abstain N/A
Profits/Dividends
8 Election of Directors; Mgmt N/A Abstain N/A
Election of Committee
Members;
Fees
9 Election of Meeting Mgmt N/A For N/A
Delegates
________________________________________________________________________________
L.B. Foster Company
Ticker Security ID: Meeting Date Meeting Status
FSTR CUSIP 350060109 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert P. Bauer Mgmt For For For
1.2 Elect Lee B. Foster II Mgmt For For For
1.3 Elect Peter McIlroy II Mgmt For For For
1.4 Elect G. Thomas McKane Mgmt For For For
1.5 Elect Diane B. Owen Mgmt For For For
1.6 Elect William H. Rackoff Mgmt For For For
1.7 Elect Suzanne B. Rowland Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Executive Annual Mgmt For Against Against
Incentive Compensation
Plan
________________________________________________________________________________
Mechel OAO
Ticker Security ID: Meeting Date Meeting Status
MTLR CUSIP 583840103 06/28/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt N/A For N/A
2 Accounts Mgmt N/A For N/A
3 Allocation of Mgmt N/A For N/A
Profits/Dividends
4.1 Elect David A. Johnson Mgmt For Withhold Against
4.2 Elect Vladimir V. Gusev Mgmt For Withhold Against
4.3 Elect Igor V. Zyuzin Mgmt For Withhold Against
4.4 Elect Igor S. Mgmt For For For
Kozhukhovksy
4.5 Elect Malyshev Yuri Mgmt For For For
Nikolaevich
4.6 Elect Yevgeny V. Mikhel Mgmt For Withhold Against
4.7 Elect Alexey G. Mgmt For Withhold Against
Ivanushkin
4.8 Elect Roger I. Gale Mgmt For Withhold Against
4.9 Elect Viktor A Trigubco Mgmt For Withhold Against
5 Elect Evgeniy A. Mgmt N/A For N/A
Yaminskiy
6 Elect Aleksey V. Mgmt N/A For N/A
Vlasenko
7 Elect Andrei V Stepanov Mgmt N/A For N/A
8 Appointment of Auditor Mgmt N/A For N/A
9 Amendments to Articles Mgmt N/A For N/A
10 Directors' Fee Policy Mgmt N/A Abstain N/A
11 Related Party Mgmt N/A For N/A
Transactions
________________________________________________________________________________
Mechel OAO
Ticker Security ID: Meeting Date Meeting Status
MTLR CUSIP 583840103 09/28/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions (Various
Parties)
2 Related Party Mgmt For For For
Transactions
(Gazprombank)
3 Related Party Mgmt For For For
Transactions
(Gazprombank)
________________________________________________________________________________
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP 670346105 05/09/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter C. Browning Mgmt For Withhold Against
1.2 Elect Clayton C. Daley, Mgmt For For For
Jr.
1.3 Elect Daniel R. DiMicco Mgmt For For For
1.4 Elect John J. Ferriola Mgmt For For For
1.5 Elect Harvey B. Gantt Mgmt For For For
1.6 Elect Victoria F. Haynes Mgmt For For For
1.7 Elect Bernard L. Kasriel Mgmt For For For
1.8 Elect Christopher J. Mgmt For For For
Kearney
1.9 Elect Raymond J. Mgmt For For For
Milchovich
1.10 Elect John H. Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Senior Mgmt For For For
Officers Annual and
Long-Term Incentive
Plans
4 Amendment to the Mgmt For For For
Restated Certificate
of Incorporation to
Reduce Supermajority
Voting
Thresholds
5 Amendment to Bylaws to Mgmt For For For
Reduce Supermajority
Voting
Threshold
6 Shareholder Proposal ShrHldr Against For Against
Regarding Majority
Vote for Election of
Directors
7 Shareholder Proposal ShrHldr Against For Against
Regarding Report on
Political
Spending
________________________________________________________________________________
Olympic Steel, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZEUS CUSIP 68162K106 05/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael D. Siegal Mgmt For For For
1.2 Elect Arthur F. Anton Mgmt For For For
1.3 Elect Donald R. McNeeley Mgmt For Withhold Against
1.4 Elect James B. Meathe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Posco
Ticker Security ID: Meeting Date Meeting Status
005490 CUSIP 693483109 03/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Elect SHIN Chae Chol Mgmt For For For
3 Elect LEE Myoung Woo Mgmt For For For
4 Elect KIM Ji Hyung Mgmt For For For
5 Election of Audit Mgmt For For For
Committee Member: KIM
Ji
Hyung
6 Elect CHANG In Hwan Mgmt For For For
7 Elect KIM Yeung Gyu Mgmt For For For
8 Directors' Fees Mgmt For For For
________________________________________________________________________________
Reliance Steel & Aluminum Co.
Ticker Security ID: Meeting Date Meeting Status
RS CUSIP 759509102 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sarah J Anderson Mgmt For For For
1.2 Elect John G. Figueroa Mgmt For For For
1.3 Elect Thomas W. Gimbel Mgmt For For For
1.4 Elect David H. Hannah Mgmt For For For
1.5 Elect Douglas M. Hayes Mgmt For For For
1.6 Elect Mark V. Kaminski Mgmt For For For
1.7 Elect Gregg J. Mollins Mgmt For For For
1.8 Elect Andrew G. Sharkey Mgmt For For For
III
1.9 Elect Leslie A. Waite Mgmt For For For
2 Amendment to the Stock Mgmt For For For
Option and Restricted
Stock
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rio Tinto plc
Ticker Security ID: Meeting Date Meeting Status
RIO CUSIP 767204100 04/18/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Elect Robert E. Brown Mgmt For For For
4 Elect Vivienne Cox Mgmt For For For
5 Elect Jan du Plessis Mgmt For For For
6 Elect Guy Elliott Mgmt For For For
7 Elect Michael Mgmt For For For
Fitzpatrick
8 Elect Ann Godbehere Mgmt For For For
9 Elect Richard R. Mgmt For For For
Goodmanson
10 Elect Lord John Kerr of Mgmt For For For
Kinlochard
11 Elect Chris J. Lynch Mgmt For For For
12 Elect Paul M. Tellier Mgmt For For For
13 Elect John S. Varley Mgmt For For For
14 Elect Samuel M.C. Walsh Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Performance Share Plan Mgmt For For For
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Repurchase Mgmt For For For
Shares
21 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Schnitzer Steel Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
SCHN CUSIP 806882106 01/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Furman Mgmt For Withhold Against
1.2 Elect William Larsson Mgmt For Withhold Against
1.3 Elect David Jahnke Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Steel Dynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
STLD CUSIP 858119100 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark D. Millett Mgmt For For For
1.2 Elect Richard P. Teets, Mgmt For For For
Jr.
1.3 Elect John C. Bates Mgmt For Withhold Against
1.4 Elect Keith E. Busse Mgmt For For For
1.5 Elect Frank D. Byrne Mgmt For For For
1.6 Elect Traci M. Dolan Mgmt For For For
1.7 Elect Paul B. Edgerley Mgmt For For For
1.8 Elect Jurgen Kolb Mgmt For For For
1.9 Elect James C. Mgmt For For For
Marcuccilli
1.10 Elect Gabriel L. Shaheen Mgmt For For For
1.11 Elect James A. Tretheway Mgmt For For For
2 2013 Executive Mgmt For For For
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Ternium S.A.
Ticker Security ID: Meeting Date Meeting Status
TX CUSIP 880890108 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Consolidated Accounts Mgmt For For For
and
Reports
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Board Mgmt For For For
Acts
5 Election of Directors Mgmt For For For
(Slate)
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
8 Delegation of Mgmt For For For
Authorities
9 Appointment of Mgmt For For For
Attorney-in-Fact
________________________________________________________________________________
The Timken Company
Ticker Security ID: Meeting Date Meeting Status
TKR CUSIP 887389104 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John M. Ballbach Mgmt For For For
1.2 Elect Phillip R. Cox Mgmt For For For
1.3 Elect Diane C. Creel Mgmt For For For
1.4 Elect James W. Griffith Mgmt For For For
1.5 Elect John A. Luke, Jr. Mgmt For Withhold Against
1.6 Elect Joseph W. Ralston Mgmt For Withhold Against
1.7 Elect John P. Reilly Mgmt For For For
1.8 Elect Frank C. Sullivan Mgmt For Withhold Against
1.9 Elect John M. Timken, Mgmt For Withhold Against
Jr.
1.10 Elect Ward J. Timken Mgmt For For For
1.11 Elect Ward J. Timken, Mgmt For For For
Jr.
1.12 Elect Jacqueline F. Mgmt For Withhold Against
Woods
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to Articles Mgmt For For For
of Incorporation to
Reduce Supermajority
Requirement
5 Amendment to Mgmt For For For
Regulations to Reduce
Supermajority
Requirement
6 Shareholder Proposal Mgmt Against For Against
Regarding Steel
Business
________________________________________________________________________________
United States Steel Corporation
Ticker Security ID: Meeting Date Meeting Status
X CUSIP 912909108 04/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dan O. Dinges Mgmt For Against Against
2 Elect John G. Drosdick Mgmt For Against Against
3 Elect John J. Engel Mgmt For Against Against
4 Elect Charles R. Lee Mgmt For Against Against
5 Elect Thomas W. LaSorda Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Shareholder Proposal ShrHldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
Universal Stainless & Alloy Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
USAP CUSIP 913837100 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher L Mgmt For For For
Ayers
1.2 Elect Douglass M. Dunn Mgmt For For For
1.3 Elect M. David Kornblatt Mgmt For For For
1.4 Elect Dennis M. Oates Mgmt For For For
1.5 Elect Udi Toledano Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE5 CUSIP 91912E105 04/17/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Against Against
4 Election of Supervisory Mgmt For For For
Council
5 Remuneration Policy Mgmt For Against Against
6 Amendments to Articles Mgmt For For For
7 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Worthington Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
WOR CUSIP 981811102 09/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John Blystone Mgmt For For For
2 Elect Mark Davis Mgmt For For For
3 Elect Sidney Ribeau Mgmt For Against Against
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
======================= Treasury-Hedged High Yield Bond ETF ====================
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
========================= Unconventional Oil & Gas ETF =========================
________________________________________________________________________________
Anadarko Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
APC CUSIP 032511107 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kevin P. Chilton Mgmt For For For
2 Elect Luke R. Corbett Mgmt For For For
3 Elect H. Paulett Mgmt For For For
Eberhart
4 Elect Peter J. Fluor Mgmt For For For
5 Elect Richard L. George Mgmt For For For
6 Elect Preston M. Geren, Mgmt For For For
III
7 Elect Charles W. Mgmt For For For
Goodyear
8 Elect John R. Gordon Mgmt For For For
9 Elect Eric D. Mullins Mgmt For For For
10 Elect Paula Rosput Mgmt For For For
Reynolds
11 Elect R. A. Walker Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Shareholder Proposal ShrHldr Against Against For
Regarding Report on
Political
Spending
________________________________________________________________________________
ARC Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
ARX CINS 00208D408 05/15/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect John P. Dielwart Mgmt For For For
3 Elect Fred J. Dyment Mgmt For Against Against
4 Elect Timothy J. Hearn Mgmt For For For
5 Elect James C. Houck Mgmt For For For
6 Elect Harold N. Kvisle Mgmt For For For
7 Elect Kathleen M. Mgmt For For For
O'Neill
8 Elect Herbert C. Mgmt For For For
Pinder,
Jr.
9 Elect Myron M Stadnyk Mgmt For For For
10 Elect Mac H. Van Mgmt For For For
Wielingen
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of Stock Mgmt For For For
Dividend
Program
________________________________________________________________________________
Aurora Oil & Gas Limited
Ticker Security ID: Meeting Date Meeting Status
AUT CINS Q0698D100 05/29/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Ian Lusted Mgmt For For For
4 Re-elect Alan J. Watson Mgmt For For For
5 Re-elect William Molson Mgmt For For For
6 Amendments to Mgmt For For For
Constitution
7 Re-elect Jonathan Mgmt For For For
Stewart
8 Re-elect Graham Dowland Mgmt For For For
9 Re-elect Gren Schoch Mgmt For For For
10 Re-elect Fiona E. Harris Mgmt For For For
11 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
12 Equity Grant (2012 LTIP Mgmt For For For
- Executive Chairman
Jonathan
Stewart)
13 Equity Grant (2012 LTIP Mgmt For For For
- Finance Director
Graham
Dowland)
14 Equity Grant (2012 LTIP Mgmt For For For
- Technical Director
Ian
Lusted)
15 Equity Grant (2013 LTIP Mgmt For For For
- Executive Chairman
Jonathan
Stewart)
16 Equity Grant (2013 LTIP Mgmt For For For
- Finance Director
Graham
Dowland)
17 Equity Grant (2013 LTIP Mgmt For For For
- Technical Director
Ian
Lusted)
________________________________________________________________________________
Baytex Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
BTE CUSIP 07317Q105 05/14/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect James L. Bowzer Mgmt For For For
2.2 Elect John A. Brussa Mgmt For Withhold Against
2.3 Elect Raymond T. Chan Mgmt For For For
2.4 Elect Edward Chwyl Mgmt For For For
2.5 Elect Naveen Dargan Mgmt For For For
2.6 Elect Ruston E.T. Goepel Mgmt For For For
2.7 Elect Gregory K. Melchin Mgmt For For For
2.8 Elect Dale O. Shwed Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Amendment to the Share Mgmt For For For
Award Incentive
Plan
________________________________________________________________________________
Birchcliff Energy Ltd.
Ticker Security ID: Meeting Date Meeting Status
BIR CINS 090697103 05/16/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Gordon W. Cameron Mgmt For For For
4 Elect Kenneth N. Cullen Mgmt For For For
5 Elect Larry A. Shaw Mgmt For Against Against
6 Elect Werner A. Siemens Mgmt For For For
7 Elect A. Jeffery Tonken Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Cabot Oil & Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
COG CUSIP 127097103 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert L. Keiser Mgmt For For For
2 Elect W. Matt Ralls Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Shareholder Proposal ShrHldr Against For Against
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Chesapeake Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
CHK CUSIP 165167107 06/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bob G. Alexander Mgmt For For For
2 Elect Merrill A. Mgmt For For For
Miller,
Jr.
3 Elect Thomas L. Ryan Mgmt For Against Against
4 Elect Vincent J. Mgmt For For For
Intrieri
5 Elect Frederic M. Poses Mgmt For For For
6 Elect Archie W. Dunham Mgmt For For For
7 Elect R. Brad Martin Mgmt For For For
8 Elect Louis A. Raspino Mgmt For For For
9 Repeal of Classified Mgmt For For For
Board
10 Amendment to Bylaws to Mgmt For For For
Permit Shareholder
Proxy
Access
11 Elimination of Mgmt For For For
Supermajority
Requirement
12 Amendment to the 2003 Mgmt For For For
Stock Award Plan for
Non-Employee
Directors
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the Long Mgmt For For For
Term Incentive
Plan
15 2013 Annual Incentive Mgmt For For For
Plan
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHldr Against Against For
Regarding Risk
Oversight
Committee
18 Shareholder Proposal ShrHldr Against Against For
Regarding
Reincorporation
19 Shareholder Proposal ShrHldr Against For Against
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Cimarex Energy Co.
Ticker Security ID: Meeting Date Meeting Status
XEC CUSIP 171798101 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hans Helmerich Mgmt For Against Against
2 Elect Harold R. Logan, Mgmt For For For
Jr.
3 Elect Monroe W. Mgmt For For For
Robertson
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Concho Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CXO CUSIP 20605P101 06/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gary A. Merriman Mgmt For For For
1.2 Elect Ray M. Poage Mgmt For For For
1.3 Elect A. Wellford Tabor Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CONSOL Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
CNX CUSIP 20854P109 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Brett Harvey Mgmt For For For
1.2 Elect Philip W. Baxter Mgmt For Withhold Against
1.3 Elect James E. Mgmt For Withhold Against
Altmeyer,
Sr.
1.4 Elect William E. Davis Mgmt For For For
1.5 Elect Raj K. Gupta Mgmt For For For
1.6 Elect David C. Mgmt For Withhold Against
Hardesty,
Jr.
1.7 Elect John T. Mills Mgmt For Withhold Against
1.8 Elect William P. Powell Mgmt For Withhold Against
1.9 Elect Joseph T. Williams Mgmt For Withhold Against
2 Amendment to the Mgmt For For For
Executive Annual
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Shareholder Proposal ShrHldr Against Against For
Regarding Political
Spending
Report
6 Shareholder Proposal ShrHldr Against Against For
Regarding Climate
Change
Report
________________________________________________________________________________
Continental Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CLR CUSIP 212015101 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Harold G. Hamm Mgmt For For For
1.2 Elect John T. McNabb II Mgmt For Withhold Against
1.3 Elect David L. Boren Mgmt For For For
2 2013 Long-Term Mgmt For For For
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Continental Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CLR CUSIP 212015101 08/10/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
________________________________________________________________________________
Crescent Point Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
CPG CINS 22576C101 05/30/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Peter Bannister Mgmt For For For
4 Elect Paul Colborne Mgmt For For For
5 Elect Kenney F. Cugnet Mgmt For For For
6 Elect D. Hugh Gillard Mgmt For For For
7 Elect Gerald A. Romanzin Mgmt For Against Against
8 Elect Scott Saxberg Mgmt For For For
9 Elect Gregory G. Mgmt For Against Against
Turnbull
10 Increase the Maximum Mgmt For For For
Board
Size
11 Approval of Advance Mgmt For For For
Notice
By-Law
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Denbury Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
DNR CUSIP 247916208 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Wieland F. Mgmt For For For
Wettstein
1.2 Elect Michael L. Beatty Mgmt For For For
1.3 Elect Michael B. Decker Mgmt For For For
1.4 Elect Ronald G. Greene Mgmt For For For
1.5 Elect Gregory L. Mgmt For For For
McMichael
1.6 Elect Kevin O. Meyers Mgmt For For For
1.7 Elect Phil Rykhoek Mgmt For For For
1.8 Elect Randy Stein Mgmt For For For
1.9 Elect Laura A. Sugg Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
4 Amendment to the 2004 Mgmt For For For
Omnibus Stock and
Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Devon Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUSIP 25179M103 06/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert H. Henry Mgmt For Withhold Against
1.2 Elect John A. Hill Mgmt For For For
1.3 Elect Michael M. Mgmt For For For
Kanovsky
1.4 Elect Robert A. Mgmt For For For
Mosbacher,
Jr.
1.5 Elect J. Larry Nichols Mgmt For For For
1.6 Elect Duane C. Radtke Mgmt For For For
1.7 Elect Mary P. Mgmt For For For
Ricciardello
1.8 Elect John Richels Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHldr Against For Against
Regarding Lobbying
Report
5 Shareholder Proposal ShrHldr Against For Against
Regarding Majority
Vote for Election of
Directors
6 Shareholder Proposal ShrHldr Against For Against
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
Encana Corporation
Ticker Security ID: Meeting Date Meeting Status
ECA CUSIP 292505104 04/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter A. Dea Mgmt For For For
1.2 Elect Claire S. Farley Mgmt For For For
1.3 Elect Fred J. Fowler Mgmt For For For
1.4 Elect Suzanne P. Nimocks Mgmt For For For
1.5 Elect David P. O'Brien Mgmt For For For
1.6 Elect Jane L. Peverett Mgmt For For For
1.7 Elect Brian G. Shaw Mgmt For For For
1.8 Elect Bruce G. Waterman Mgmt For For For
1.9 Elect Clayton H. Woitas Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Rights Plan Mgmt For For For
Renewal
________________________________________________________________________________
Energen Corporation
Ticker Security ID: Meeting Date Meeting Status
EGN CUSIP 29265N108 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect T. Michael Mgmt For For For
Goodrich
1.2 Elect Jay Grinney Mgmt For For For
1.3 Elect Frances Powell Mgmt For For For
Hawes
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendments to Annual Mgmt For For For
Incentive Compensation
Plan for Purposes of
Section
162(m)
5 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
EOG Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
EOG CUSIP 26875P101 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles Crisp Mgmt For For For
2 Elect James Day Mgmt For For For
3 Elect Mark Papa Mgmt For For For
4 Elect H. Leighton Mgmt For For For
Steward
5 Elect Donald Textor Mgmt For For For
6 Elect William Thomas Mgmt For For For
7 Elect Frank Wisner Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Amendment to the 2008 Mgmt For For For
Omnibus Equity
Compensation
Plan
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
EQT Corporation
Ticker Security ID: Meeting Date Meeting Status
EQT CUSIP 26884L109 04/17/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Vicky A. Bailey Mgmt For For For
2 Elect Kenneth M. Burke Mgmt For For For
3 Elect George L. Miles, Mgmt For Against Against
Jr.
4 Elect Stephen A. Mgmt For For For
Thorington
5 Repeal of Classified Mgmt For For For
Board
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
8 Shareholder Proposal ShrHldr Against Against For
Regarding Feasibility
Study on Prohibition
of Political
Spending
________________________________________________________________________________
Exco Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
XCO CUSIP 269279402 06/11/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Douglas H. Miller Mgmt For For For
1.2 Elect Jeffrey D. Mgmt For For For
Benjamin
1.3 Elect Earl E. Ellis Mgmt For Withhold Against
1.4 Elect B. James Ford Mgmt For Withhold Against
1.5 Elect Samuel A. Mitchell Mgmt For For For
1.6 Elect T. Boone Pickens Mgmt For For For
1.7 Elect Wilbur L. Ross, Mgmt For Withhold Against
Jr.
1.8 Elect Jeffrey S. Serota Mgmt For Withhold Against
1.9 Elect Robert L. Mgmt For For For
Stillwell
2 Amendment to the 2005 Mgmt For For For
Long-Term Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Forest Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
FST CUSIP 346091705 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Loren K. Carroll Mgmt For For For
1.2 Elect Richard J. Carty Mgmt For For For
1.3 Elect Raymond I. Wilcox Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 1999 Mgmt For For For
Employee Stock
Purchase
Plan
4 Amendment to the 2007 Mgmt For For For
Stock Incentive Plan
Regarding Award
Limit
5 Amendment to the 2007 Mgmt For For For
Stock Incentive
Program Regarding
Share
Reserve
6 Amendment to the 2007 Mgmt For For For
Stock Incentive Plan
Regarding
Definitions
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gulfport Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
GPOR CUSIP 402635304 06/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald Dillingham Mgmt For For For
1.2 Elect Craig Groeschel Mgmt For For For
1.3 Elect David L. Houston Mgmt For For For
1.4 Elect James D. Palm Mgmt For For For
1.5 Elect Scott E. Streller Mgmt For Withhold Against
2 Increase of Authorized Mgmt For Against Against
Common
Stock
3 Amendment to the 2005 Mgmt For For For
Stock Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hess Corporation
Ticker Security ID: Meeting Date Meeting Status
HES CUSIP 42809H107 05/16/2013 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Krenicki, Jr. Mgmt For TNA N/A
1.2 Elect Kevin Meyers Mgmt For TNA N/A
1.3 Elect Frederic Reynolds Mgmt For TNA N/A
1.4 Elect William Schrader Mgmt For TNA N/A
1.5 Elect Mark Williams Mgmt For TNA N/A
2 Ratification of Auditor Mgmt For TNA N/A
3 Advisory Vote on Mgmt For TNA N/A
Executive
Compensation
4 Repeal of Classified Mgmt For TNA N/A
Board
5 Shareholder Proposal ShrHldr Against TNA N/A
Regarding Independent
Board
Chairman
6 Shareholder Proposal ShrHldr Against TNA N/A
Regarding Simple
Majority
Vote
7 Shareholder Proposal ShrHldr Against TNA N/A
Regarding Report on
Political
Spending
8 Shareholder Proposal ShrHldr Against TNA N/A
Regarding Bylaw
Amendments
________________________________________________________________________________
Hess Corporation
Ticker Security ID: Meeting Date Meeting Status
HES CUSIP 42809H107 05/16/2013 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rodney Chase Mgmt N/A For N/A
1.2 Elect Harvey Golub Mgmt N/A For N/A
1.3 Elect Karl Kurz Mgmt N/A For N/A
1.4 Elect David McManus Mgmt N/A For N/A
1.5 Elect Marshall Smith Mgmt N/A For N/A
2 Ratification of Auditor Mgmt N/A For N/A
3 Advisory Vote on Mgmt N/A For N/A
Executive
Compensation
4 Repeal of Classified Mgmt N/A For N/A
Board
5 Shareholder Proposal ShrHldr N/A Against N/A
Regarding Independent
Board
Chairman
6 Shareholder Proposal ShrHldr N/A For N/A
Regarding Simple
Majority
Vote
7 Shareholder Proposal ShrHldr N/A For N/A
Regarding Report on
Political
Spending
8 Shareholder Proposal ShrHldr N/A For N/A
Regarding Bylaw
Amendments
________________________________________________________________________________
Kodiak Oil & Gas Corp.
Ticker Security ID: Meeting Date Meeting Status
KOG CUSIP 50015Q100 06/19/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lynn A. Peterson Mgmt For For For
2 Elect James E. Catlin Mgmt For Against Against
3 Elect Rodney D. Knutson Mgmt For For For
4 Elect Herrick K. Mgmt For For For
Lidstone,
Jr.
5 Elect William J. Krysiak Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
National Fuel Gas Company
Ticker Security ID: Meeting Date Meeting Status
NFG CUSIP 636180101 03/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David C. Carroll Mgmt For For For
1.2 Elect Craig G. Matthews Mgmt For For For
1.3 Elect David F. Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Newfield Exploration Company
Ticker Security ID: Meeting Date Meeting Status
NFX CUSIP 651290108 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lee K. Boothby Mgmt For For For
2 Elect Pamela J. Gardner Mgmt For For For
3 Elect John R. Kemp III Mgmt For For For
4 Elect Joseph H. Mgmt For For For
Netherland
5 Elect Howard H. Newman Mgmt For For For
6 Elect Thomas G. Ricks Mgmt For For For
7 Elect Juanita F. Romans Mgmt For For For
8 Elect Charles E. Shultz Mgmt For For For
9 Elect Richard K. Mgmt For For For
Stoneburner
10 Elect J. Terry Strange Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2011 Mgmt For For For
Omnibus Stock
Plan
14 Shareholder Proposal ShrHldr Against Against For
Regarding
Environmental
Expertise on
Board
________________________________________________________________________________
Nexen Inc.
Ticker Security ID: Meeting Date Meeting Status
NXY CINS 65334H102 09/20/2012 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger/Acquisition Mgmt For For For
4 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Noble Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NBL CUSIP 655044105 04/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey L. Mgmt For For For
Berenson
2 Elect Michael A. Cawley Mgmt For For For
3 Elect Edward F. Cox Mgmt For For For
4 Elect Charles D. Mgmt For For For
Davidson
5 Elect Thomas J. Edelman Mgmt For For For
6 Elect Eric P. Grubman Mgmt For For For
7 Elect Kirby L. Hedrick Mgmt For For For
8 Elect Scott D. Urban Mgmt For For For
9 Elect William T. Van Mgmt For For For
Kleef
10 Elect Molly K. Mgmt For For For
Williamson
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 1992 Mgmt For For For
Stock Option and
Restricted Stock
Plan
14 Adoption of Exclusive Mgmt For Against Against
Forum
Provisions
15 Bundled Technical Mgmt For For For
Amendments to
Bylaws
________________________________________________________________________________
Northern Oil & Gas, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOG CUSIP 665531109 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael L. Reger Mgmt For For For
1.2 Elect Robert Grabb Mgmt For For For
1.3 Elect Delos Cy Jamison Mgmt For For For
1.4 Elect Jack E. King Mgmt For For For
1.5 Elect Lisa Bromiley Mgmt For For For
1.6 Elect Loren J. O'Toole Mgmt For For For
1.7 Elect Richard Weber Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2013 Incentive Plan Mgmt For Against Against
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Oasis Petroleum Inc.
Ticker Security ID: Meeting Date Meeting Status
OAS CUSIP 674215108 05/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael McShane Mgmt For For For
1.2 Elect Thomas B. Nusz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Occidental Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 05/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect E. Spencer Abraham Mgmt For For For
2 Elect Howard Atkins Mgmt For For For
3 Elect Stephen Chazen Mgmt For For For
4 Elect Edward Djerejian Mgmt For For For
5 Elect John Feick Mgmt For For For
6 Elect Margaret Foran Mgmt For For For
7 Elect Carlos Gutierrez Mgmt For For For
8 Elect Ray Irani Mgmt For For For
9 Elect Avedick Poladian Mgmt For For For
10 Elect Aziz Syriani Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHldr Against For Against
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
Pengrowth Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
PGF CUSIP 70706P104 06/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2.1 Elect Derek W. Evans Mgmt For For For
2.2 Elect John B. Zaozirny Mgmt For For For
2.3 Elect Wayne Foo Mgmt For For For
2.4 Elect Kelvin B. Johnston Mgmt For For For
2.5 Elect James D. McFarland Mgmt For For For
2.6 Elect Michael S. Parrett Mgmt For For For
2.7 Elect A. Terence Poole Mgmt For For For
2.8 Elect Barry D. Stewart Mgmt For For For
2.9 Elect D. Michael G. Mgmt For For For
Stewart
3 Renewal of the Long Mgmt For For For
Term Incentive
Plan
4 Amendment to the Long Mgmt For For For
Term Incentive
Plan
5 Advance Notice Provision Mgmt For For For
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Penn West Petroleum Ltd.
Ticker Security ID: Meeting Date Meeting Status
PWT CUSIP 707887105 06/05/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2.1 Elect James E. Allard Mgmt For For For
2.2 Elect George H. Brookman Mgmt For For For
2.3 Elect Gillian H. Denham Mgmt For For For
2.4 Elect Richard L. George Mgmt For For For
2.5 Elect Daryl H. Gilbert Mgmt For Withhold Against
2.6 Elect Allan P. Markin Mgmt For For For
2.7 Elect Murray R. Nunns Mgmt For For For
2.8 Elect Frank Potter Mgmt For For For
2.9 Elect Jack Schanck Mgmt For For For
2.10 Elect James C. Smith Mgmt For For For
2.11 Elect Jay W. Thornton Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Renewal of the Stock Mgmt For For For
Option
Plan
5 Amendment to the Stock Mgmt For For For
Option
Plan
6 Advance Notice By-Law Mgmt For For For
________________________________________________________________________________
Petrobakken Energy Ltd.
Ticker Security ID: Meeting Date Meeting Status
PBN CINS 71647L103 05/22/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Ian Brown Mgmt For Against Against
3 Elect E. Craig Lothian Mgmt For For For
4 Elect Corey C. Ruttan Mgmt For For For
5 Elect W. Brett Wilson Mgmt For Against Against
6 Elect Martin Hislop Mgmt For For For
7 Elect Kenneth R. Mgmt For For For
McKinnon
8 Elect Dan Themig Mgmt For For For
9 Elect John D. Wright Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Amendments to By-laws Mgmt For Against Against
Regarding Advance
Notice Provisions and
Quorum
Requirements
12 Change of Company Name Mgmt For For For
________________________________________________________________________________
Petrobakken Energy Ltd.
Ticker Security ID: Meeting Date Meeting Status
PBN CINS 71645A109 12/17/2012 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Reorganization Mgmt For For For
4 Shareholder Rights Plan Mgmt For For For
________________________________________________________________________________
Peyto Exploration & Development Corp.
Ticker Security ID: Meeting Date Meeting Status
PEY CINS 717046106 06/05/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Rick Braund Mgmt For For For
4 Elect Donald Gray Mgmt For For For
5 Elect Michael MacBean Mgmt For For For
6 Elect Brian Davis Mgmt For For For
7 Elect Darren Gee Mgmt For For For
8 Elect Gregory S. Mgmt For Against Against
Fletcher
9 Elect Stephen J. Chetner Mgmt For Against Against
10 Elect Scott Robinson Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Transaction of Other Mgmt For Against Against
Business
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pioneer Natural Resources Company
Ticker Security ID: Meeting Date Meeting Status
PXD CUSIP 723787107 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Timothy L. Dove Mgmt For For For
2 Elect Charles E. Mgmt For For For
Ramsey,
Jr.
3 Elect Frank A. Risch Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Shareholder Proposal ShrHldr Against Against For
Regarding Hydraulic
Fracturing
________________________________________________________________________________
Plains Exploration & Production Co.
Ticker Security ID: Meeting Date Meeting Status
PXP CUSIP 726505100 05/20/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For Against Against
2 Advisory Vote on Golden Mgmt For Against Against
Parachutes
3 Right to Adjourn Meeting Mgmt For Against Against
________________________________________________________________________________
QEP Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
QEP CUSIP 74733V100 05/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Julie A. Dill Mgmt For For For
1.2 Elect L. Richard Flury Mgmt For For For
1.3 Elect M.W. Scoggins Mgmt For Withhold Against
1.4 Elect Robert E. McKee Mgmt For For For
III
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Repeal of Classified Mgmt For For For
Board
5 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Range Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
RRC CUSIP 75281A109 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony V. Dub Mgmt For For For
2 Elect V. Richard Eales Mgmt For For For
3 Elect Allen Finkelson Mgmt For For For
4 Elect James M. Funk Mgmt For For For
5 Elect Jonathan S. Linker Mgmt For For For
6 Elect Mary Ralph Lowe Mgmt For For For
7 Elect Kevin S. McCarthy Mgmt For For For
8 Elect John H. Pinkerton Mgmt For For For
9 Elect Jeffrey L. Ventura Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHldr Against Against For
Regarding Fugitive
Methane
Emissions
________________________________________________________________________________
Rosetta Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROSE CUSIP 777779109 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard Beckler Mgmt For For For
2 Elect James Craddock Mgmt For For For
3 Elect Matthew Fitzgerald Mgmt For For For
4 Elect Philip Mgmt For For For
Frederickson
5 Elect D. Henry Houston Mgmt For For For
6 Elect Carin Knickel Mgmt For For For
7 Elect Donald Patteson, Mgmt For For For
Jr.
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 2013 Long Term Mgmt For Against Against
Incentive
Plan
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SM Energy Company
Ticker Security ID: Meeting Date Meeting Status
SM CUSIP 78454L100 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Barbara M. Baumann Mgmt For For For
2 Elect Anthony J. Best Mgmt For For For
3 Elect Larry W. Bickle Mgmt For For For
4 Elect Stephen R. Brand Mgmt For For For
5 Elect William J. Mgmt For For For
Gardiner
6 Elect Loren M. Leiker Mgmt For For For
7 Elect Julio M. Quintana Mgmt For For For
8 Elect John M. Seidl Mgmt For For For
9 Elect William D. Mgmt For For For
Sullivan
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the Equity Mgmt For For For
Incentive Compensation
Plan
13 Re-Approval of the Cash Mgmt For For For
Bonus Plan
________________________________________________________________________________
Southwestern Energy Company
Ticker Security ID: Meeting Date Meeting Status
SWN CUSIP 845467109 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Gass Mgmt For For For
2 Elect Catherine A. Kehr Mgmt For For For
3 Elect Greg D. Kerley Mgmt For For For
4 Elect Harold M. Korell Mgmt For For For
5 Elect Vello A. Kuuskraa Mgmt For For For
6 Elect Kenneth R. Mourton Mgmt For For For
7 Elect Steven L. Mueller Mgmt For For For
8 Elect Elliott Pew Mgmt For For For
9 Elect Alan H. Stevens Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 2013 Incentive Plan Mgmt For For For
________________________________________________________________________________
Talisman Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
TLM CUSIP 87425E103 05/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christiane Mgmt For For For
Bergevin
1.2 Elect Donald J. Carty Mgmt For For For
1.3 Elect William R.P. Mgmt For For For
Dalton
1.4 Elect Kevin S. Dunne Mgmt For For For
1.5 Elect Harold N. Kvisle Mgmt For For For
1.6 Elect Brian M. Levitt Mgmt For For For
1.7 Elect Lisa A. Stewart Mgmt For For For
1.8 Elect Peter W. Tomsett Mgmt For For For
1.9 Elect Michael T. Waites Mgmt For For For
1.10 Elect Charles R. Mgmt For For For
Williamson
1.11 Elect Charles M. Mgmt For For For
Winograd
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Tourmaline Oil Corp.
Ticker Security ID: Meeting Date Meeting Status
TOU CINS 89156V106 06/05/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Michael L. Rose Mgmt For For For
4 Elect Phillip A. Mgmt For Against Against
Lamoreaux
5 Elect William D. Mgmt For For For
Armstrong
6 Elect Andrew B. Mgmt For For For
MacDonald
7 Elect Lee A. Baker Mgmt For For For
8 Elect Clayton H. Riddell Mgmt For Against Against
9 Elect Robert W. Blakely Mgmt For For For
10 Elect Brian G. Robinson Mgmt For Against Against
11 Elect John W. Elick Mgmt For For For
12 Elect Robert N. Mgmt For For For
Yurkovich
13 Elect Kevin J. Keenan Mgmt For For For
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Ultra Petroleum Corp.
Ticker Security ID: Meeting Date Meeting Status
UPL CUSIP 903914109 05/21/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael D. Watford Mgmt For For For
2 Elect W. Charles Helton Mgmt For For For
3 Elect Stephen J. Mgmt For For For
McDaniel
4 Elect Roger A. Brown Mgmt For For For
5 Elect Michael J. Keeffe Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Whiting Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
WLL CUSIP 966387102 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas L. Aller Mgmt For For For
1.2 Elect Michael B Walen Mgmt For For For
2 2013 Equity Incentive Mgmt For For For
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
WPX Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
WPX CUSIP 98212B103 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John A. Carrig Mgmt For For For
2 Elect Henry E. Lentz Mgmt For For For
3 Elect William G. Lowrie Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 2013 Incentive Plan Mgmt For For For
7 Ratification of Auditor Mgmt For For For
======================= Uranium + Nuclear Energy ETF ==========================
________________________________________________________________________________
Areva
Ticker Security ID: Meeting Date Meeting Status
AREVA CINS F0379H125 05/07/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Approval of Non
Tax-Deductible
Expenses
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Severance Agreement Mgmt For For For
(Luc
Oursel)
8 Severance Agreement Mgmt For For For
(Philippe
Knoche)
9 Related Party Mgmt For For For
Transactions (Eramet
and
FSI)
10 Supervisory Board Mgmt For For For
Members'
Fees
11 Authority to Repurchase Mgmt For Against Against
Shares
12 Elect Francois David Mgmt For Against Against
13 Appointment of Ernst & Mgmt For For For
Young and Alternate
Auditor
14 Appointment of Mazars Mgmt For For For
and Alternate
Auditor
15 Relocation of Corporate Mgmt For For For
Headquarters
16 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Cameco Corporation
Ticker Security ID: Meeting Date Meeting Status
CCO CUSIP 13321L108 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Miscellaneous - Mgmt For Abstain Against
Resident
Status
2.1 Elect Ian Bruce Mgmt For For For
2.2 Elect Daniel Camus Mgmt For For For
2.3 Elect John H. Clappison Mgmt For For For
2.4 Elect Joe F. Colvin Mgmt For For For
2.5 Elect James R. Curtiss Mgmt For For For
2.6 Elect Donald H.F. Mgmt For Withhold Against
Deranger
2.7 Elect Timothy S. Gitzel Mgmt For For For
2.8 Elect James K. Gowans Mgmt For For For
2.9 Elect Nancy E. Hopkins Mgmt For For For
2.10 Elect A. Anne McLellan Mgmt For For For
2.11 Elect A. Neil McMillan Mgmt For For For
2.12 Elect Victor J. Mgmt For For For
Zaleschuk
3 Appointment of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cameco Corporation
Ticker Security ID: Meeting Date Meeting Status
CCO CINS 13321L108 05/14/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Miscellaneous - Mgmt For Abstain Against
Resident
Status
4 Elect Ian Bruce Mgmt For For For
5 Elect Daniel Camus Mgmt For For For
6 Elect John H. Clappison Mgmt For For For
7 Elect Joe F. Colvin Mgmt For For For
8 Elect James R. Curtiss Mgmt For For For
9 Elect Donald H.F. Mgmt For Against Against
Deranger
10 Elect Timothy S. Gitzel Mgmt For For For
11 Elect James K. Gowans Mgmt For For For
12 Elect Nancy E. Hopkins Mgmt For For For
13 Elect A. Anne McLellan Mgmt For For For
14 Elect A. Neil McMillan Mgmt For For For
15 Elect Victor J. Mgmt For For For
Zaleschuk
16 Appointment of Auditor Mgmt For For For
17 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Denison Mines Corp.
Ticker Security ID: Meeting Date Meeting Status
DML CINS 248356107 05/09/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Eun Ho Cheong Mgmt For For For
3 Elect John H. Craig Mgmt For Against Against
4 Elect W. Robert Dengler Mgmt For For For
5 Elect Brian D. Edgar Mgmt For Against Against
6 Elect Ron F. Hochstein Mgmt For For For
7 Elect Lukas H. Lundin Mgmt For Against Against
8 Elect William A. Rand Mgmt For Against Against
9 Elect Catherine J.G. Mgmt For For For
Stefan
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Adoption of Advance Mgmt For For For
Notice
Requirement
12 Amendment to the Share Mgmt For For For
Option
Plan
________________________________________________________________________________
Electricite de France
Ticker Security ID: Meeting Date Meeting Status
EDF CINS F2940H113 05/30/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports; Mgmt For For For
Approval of
Non-Tax-Deductible
Expenses
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Scrip Dividend Mgmt For For For
9 Interim Scrip Mgmt For For For
Dividend(s)
10 Related Party Mgmt For For For
Transactions
11 Authority to Repurchase Mgmt For For For
Shares
12 Amendments to Articles Mgmt For For For
13 Amendment to Article 16 Mgmt For Against Against
14 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Energy Resources of Australia Limited
Ticker Security ID: Meeting Date Meeting Status
ERA CINS Q35254111 04/10/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For Against Against
3 Elect Peter McMahon Mgmt For For For
4 Elect Helen Newell Mgmt For For For
5 Re-elect John Pegler Mgmt For For For
6 Re-elect Peter Taylor Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
EnergySolutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
ES CUSIP 292756202 04/26/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
3 Advisory Vote on Golden Mgmt For For For
Parachutes
________________________________________________________________________________
Exelon Corporation
Ticker Security ID: Meeting Date Meeting Status
EXC CUSIP 30161N101 04/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony K. Mgmt For For For
Anderson
2 Elect Ann C. Berzin Mgmt For For For
3 Elect John A. Canning Mgmt For For For
Jr.
4 Elect Christopher M. Mgmt For For For
Crane
5 Elect Yves C. de Balmann Mgmt For For For
6 Elect Nicholas Mgmt For For For
DeBenedictis
7 Elect Nelson A. Diaz Mgmt For For For
8 Elect Sue Ling Gin Mgmt For For For
9 Elect Paul L. Joskow Mgmt For For For
10 Elect Robert J. Lawless Mgmt For For For
11 Elect Richard W. Mies Mgmt For For For
12 Elect William C. Mgmt For For For
Richardson
13 Elect Thomas J. Ridge Mgmt For For For
14 Elect John W. Rogers, Mgmt For For For
Jr.
15 Elect Mayo A. Shattuck Mgmt For For For
III
16 Elect Stephen D. Mgmt For For For
Steinour
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Mgmt For Against Against
Executive
Compensation
19 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
IHI Corporation (fka Ishikawajima-Harima Heavy Industries Co)
Ticker Security ID: Meeting Date Meeting Status
7013 CINS J2398N105 06/27/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kazuaki Kama Mgmt For Against Against
4 Elect Tamotsu Saitoh Mgmt For For For
5 Elect Fusayoshi Nakamura Mgmt For For For
6 Elect Kazuo Tsukahara Mgmt For For For
7 Elect Sadao Degawa Mgmt For For For
8 Elect Johji Sakamoto Mgmt For For For
9 Elect Ichiroh Terai Mgmt For For For
10 Elect Tatsumi Mgmt For For For
Kawaratani
11 Elect Izumi Imoto Mgmt For For For
12 Elect Toshinori Sekido Mgmt For For For
13 Elect Hiroshi Iwamoto Mgmt For For For
14 Elect Hiromitsu Hamamura Mgmt For For For
15 Elect Tomokazu Hamaguchi Mgmt For For For
16 Elect Tadashi Okamura Mgmt For Against Against
17 Elect Eiichi Yoshida Mgmt For For For
18 Elect Makoto Serizawa Mgmt For For For
19 Elect Toshiharu Watanabe Mgmt For Against Against
________________________________________________________________________________
JGC Corporation
Ticker Security ID: Meeting Date Meeting Status
1963 CINS J26945105 06/27/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Keisuke Takeuchi Mgmt For Against Against
4 Elect Kohichi Kawana Mgmt For For For
5 Elect Tadashi Ishizuka Mgmt For For For
6 Elect Masayuki Satoh Mgmt For For For
7 Elect Yutaka Yamazaki Mgmt For For For
8 Elect Tsutomu Akabane Mgmt For For For
9 Elect Hideaki Miura Mgmt For For For
10 Elect Satoshi Satoh Mgmt For For For
11 Elect Yasumasa Isetani Mgmt For For For
12 Elect Hiroyasu Fukuyama Mgmt For For For
13 Elect Hitoshi Kitagawa Mgmt For For For
14 Elect Yasushi Momose Mgmt For For For
15 Elect Takehito Hidaka Mgmt For For For
16 Elect Hiroyuki Miyoshi Mgmt For For For
17 Elect Shigeru Endoh Mgmt For For For
18 Elect Toyohiko Shimada Mgmt For For For
as Statutory
Auditor
________________________________________________________________________________
Kajima Corporation
Ticker Security ID: Meeting Date Meeting Status
1812 CINS J29223120 06/27/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Naoki Atsumi Mgmt For For For
3 Elect Tamiharu Tashiro Mgmt For Against Against
4 Elect Atsushi Hattori Mgmt For Against Against
5 Elect Atsuhiko Takata Mgmt For Against Against
for Statutory
Auditor
________________________________________________________________________________
Mitsubishi Heavy Industries Limited
Ticker Security ID: Meeting Date Meeting Status
7011 CINS J44002129 06/26/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Hideaki Ohmiya Mgmt For Against Against
4 Elect Shunichi Miyanaga Mgmt For For For
5 Elect Atsushi Maekawa Mgmt For For For
6 Elect Hisashi Hara Mgmt For For For
7 Elect Takashi Abe Mgmt For For For
8 Elect Akira Hishikawa Mgmt For For For
9 Elect Takato Nishizawa Mgmt For For For
10 Elect Masafumi Wani Mgmt For For For
11 Elect Shigeroh Masamori Mgmt For For For
12 Elect Yohichi Kujirai Mgmt For For For
13 Elect Tatsuhiko Nojima Mgmt For For For
14 Elect Masahiko Arihara Mgmt For For For
15 Elect Hisakazu Mizutani Mgmt For For For
16 Elect Toshio Kodama Mgmt For For For
17 Elect Takashi Funato Mgmt For For For
18 Elect Yukio Kodama Mgmt For For For
19 Elect Yorihiko Kojima Mgmt For For For
20 Elect Christina Mgmt For For For
Ahmadjian
21 Elect Hiroki Tsuda Mgmt For For For
22 Elect Nobuo Kuroyanagi Mgmt For Against Against
23 Elect Shinichiro Itoh Mgmt For For For
________________________________________________________________________________
Paladin Energy Limited
Ticker Security ID: Meeting Date Meeting Status
PDN CINS Q7264T104 11/22/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Donald Shumka Mgmt For For For
4 Re-elect Peter Donkin Mgmt For For For
5 Renew Employee Mgmt For For For
Performance Share
Rights
Plan
6 Renew Contractor Mgmt For For For
Performance Share
Rights
Plan
7 Ratify Placement of Mgmt For For For
Securities
8 Renew Proportional Mgmt For For For
Takeover
Provisions
________________________________________________________________________________
PGE Polska Grupa Energetyczna SA
Ticker Security ID: Meeting Date Meeting Status
PGE CINS X6447Z104 06/27/2013 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Opening of Meeting Mgmt For For For
4 Election of Presiding Mgmt For For For
Chairman
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Election of the Mgmt For For For
Scrutiny
Commission
8 Management Recruitment Mgmt For For For
Procedure
9 Accounts and Reports Mgmt For For For
10 Management Board Report Mgmt For For For
11 Consolidated Accounts Mgmt For For For
and
Reports
12 Management Board Report Mgmt For For For
(Consolidated)
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Mgmt For For For
Management and
Supervisory Board
Acts
15 SHP Regarding ShrHldr N/A For N/A
Supervisory Board
Size
16 SHP Regarding ShrHldr N/A Abstain N/A
Supervisory Board
Composition
17 SHP Regarding Changes ShrHldr N/A For N/A
to Roles of Governing
Bodies
18 Merger by Absorption Mgmt For For For
19 Closing of Meeting Mgmt For For For
________________________________________________________________________________
Taihei Dengyo
Ticker Security ID: Meeting Date Meeting Status
1968 CINS J79088100 06/27/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joh Nojiri Mgmt For Against Against
2 Elect Shohichi Sekine Mgmt For For For
3 Elect Tsutomu Mitsutomi Mgmt For For For
4 Elect Yutaka Aoki Mgmt For For For
5 Elect Masahiro Yoshida Mgmt For For For
6 Elect Toshimune Kimoto Mgmt For For For
7 Elect Yasushi Takeshita Mgmt For For For
8 Elect Chikatoshi Mgmt For Against Against
Suginobu as Statutory
Auditor
9 Elect Masaaki Asako as Mgmt For For For
Alternate Statutory
Auditor
________________________________________________________________________________
Toshiba Plant Systems & Services
Ticker Security ID: Meeting Date Meeting Status
1983 CINS J89795124 06/26/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kenji Satoh Mgmt For Abstain Against
2 Elect Atsuhiko Izumi Mgmt For Abstain Against
3 Elect Takahiro Toyozumi Mgmt For Abstain Against
4 Elect Shunichi Haga Mgmt For Abstain Against
5 Elect Tetsuya Kishi Mgmt For Abstain Against
6 Elect Yasuyuki Saitoh Mgmt For Abstain Against
7 Elect Masahiko Mgmt For Abstain Against
Teshigawara
8 Elect Yosikatsu Tanaka Mgmt For Abstain Against
9 Elect Junji Ishii Mgmt For Abstain Against
10 Elect Masaharu Yoshida Mgmt For Abstain Against
11 Elect Kenji Usui Mgmt For Abstain Against
________________________________________________________________________________
Uranium Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
UEC CUSIP 916896103 07/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Amir Adnani Mgmt For For For
1.2 Elect Alan Lindsay Mgmt For Withhold Against
1.3 Elect Harry Anthony Mgmt For For For
1.4 Elect Ivan Obolensky Mgmt For For For
1.5 Elect Vincent Della Mgmt For Withhold Against
Volpe
1.6 Elect David Kong Mgmt For Withhold Against
1.7 Elect Katharine Mgmt For For For
Armstrong
2 Ratification of Auditor Mgmt For For For
3 2012 Stock Incentive Mgmt For Against Against
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Uranium One Inc.
Ticker Security ID: Meeting Date Meeting Status
UUU CINS 91701P105 03/07/2013 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger/Acquisition Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Uranium One Inc.
Ticker Security ID: Meeting Date Meeting Status
UUU CINS 91701P105 06/21/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Ian W. Telfer Mgmt For For For
3 Elect Andrew B. Adams Mgmt For For For
4 Elect Peter G. Bowie Mgmt For For For
5 Elect Vadim Jivov Mgmt For For For
6 Elect D. Jean Nortier Mgmt For For For
7 Elect Christopher Mgmt For For For
Sattler
8 Elect Phillip Mgmt For For For
Shirvington
9 Elect Kenneth F. Mgmt For For For
Williamson
10 Elect Ilya Yampolskiy Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Uranium Participation Corporation
Ticker Security ID: Meeting Date Meeting Status
U CINS 917017105 02/22/2013 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Conversion to a Mgmt For For For
Corporation
________________________________________________________________________________
US Ecology Inc.
Ticker Security ID: Meeting Date Meeting Status
ECOL CUSIP 91732J102 05/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Victor J. Barnhart Mgmt For Against Against
2 Elect Joe F. Colvin Mgmt For For For
3 Elect Daniel Fox Mgmt For For For
4 Elect Jeffrey S. Mgmt For For For
Merrifield
5 Elect Stephen A. Romano Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
================================= Vietnam ETF ==================================
________________________________________________________________________________
Baoviet Holdings
Ticker Security ID: Meeting Date Meeting Status
BVH CINS Y0704L105 04/24/2013 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Report of 2012 Business Mgmt For For For
Result and 2013
Business
Plan
4 Directors' and Mgmt For For For
Supervisors'
Remuneration
5 Allocation of Mgmt For For For
Profits/Dividends
6 Supervisors' Report Mgmt For For For
7 Amendments to Company Mgmt For Abstain Against
Charter
8 Election of Directors Mgmt For Abstain Against
and
Supervisors
9 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Baoviet Holdings
Ticker Security ID: Meeting Date Meeting Status
BVH CINS Y0704L105 11/29/2012 Voted
Meeting Type Country of Trade
Special Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For Abstain Against
3 Supervisors' Report Mgmt For Abstain Against
4 Election of Directors Mgmt For Abstain Against
and
Supervisors
5 Authority to elect Mgmt For Abstain Against
General
Director
6 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
Development Investment Construction Joint Stock Corporation
Ticker Security ID: Meeting Date Meeting Status
DIG CINS Y2055W102 04/23/2013 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For Abstain Against
Shares w/ or w/o
Preemptive
Rights
3 Authority to Decide to Mgmt For Abstain Against
Invest into Nam Vinh
Yen New Urban Project
by Utilizing Money
from Share
Issuance
4 Listing of New Shares Mgmt For Abstain Against
on Ho Chi Ming Stock
Exchange
5 Authorization of Board Mgmt For Abstain Against
to Implement the Whole
Procedure of Issuing
Shares
________________________________________________________________________________
Development Investment Construction Joint Stock Corporation
Ticker Security ID: Meeting Date Meeting Status
DIG CINS Y2055W102 04/25/2013 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of 2012 Business Mgmt For For For
Result and 2013
Business
Plan
2 Accounts and Reports Mgmt For Abstain Against
3 Allocation of Mgmt For For For
Profits/Dividends;
Bonus Shares; Issuance
of Shares to Increase
Chartered Capital in
2013
4 Supervisors' Report Mgmt For Abstain Against
5 Directors' and Mgmt For Abstain Against
Supervisors'
Remuneration
6 Amendments to Company Mgmt For Abstain Against
Charter
7 Appointment of Auditor Mgmt For Abstain Against
8 Election of Directors Mgmt For Abstain Against
and Supervisors for
2013-2017
9 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Development Investment Construction Joint Stock Corporation
Ticker Security ID: Meeting Date Meeting Status
DIG CINS Y2055W102 07/06/2012 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Election of Supervisors Mgmt For Abstain Against
________________________________________________________________________________
Gamuda Berhad
Ticker Security ID: Meeting Date Meeting Status
GAMUDA CINS Y2679X106 12/06/2012 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees Mgmt For For For
2 Elect Zainul Ariff bin Mgmt For For For
Hussain
3 Elect Azmi bin Mat Nor Mgmt For For For
4 Elect SAW Wah Theng Mgmt For For For
5 Elect Afwida binti A. Mgmt For For For
Malek
6 Elect Raja Abdul Aziz Mgmt For For For
bin Raja
Salim
7 Elect Mohd Ramli bin Mgmt For For For
Kushairi
8 Elect Ir Kamarul Zaman Mgmt For For For
bin Mohd
Ali
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
11 Authority to Repurchase Mgmt For For For
Shares
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Gemadept Corporation
Ticker Security ID: Meeting Date Meeting Status
GMD CINS Y2690B109 05/29/2013 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Management's Report Mgmt For For For
2 Report of 2012 Business Mgmt For For For
Result and 2013
Business
Plan
3 Supervisors' Report Mgmt For For For
4 Report of Project Mgmt For For For
Progress
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Election of Directors Mgmt For Abstain Against
and
Supervisors
8 Transaction of Other Mgmt For Against Against
Business
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hoa Phat Group Jsc
Ticker Security ID: Meeting Date Meeting Status
HPG CINS Y3231H100 03/29/2013 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' and Mgmt For Abstain Against
Supervisors'
Report
3 Accounts and Reports Mgmt For Abstain Against
4 Allocation of Mgmt For Abstain Against
Profits/Dividends
5 Report of 2012 Mgmt For Abstain Against
Production and
Business Result and
2013
Plan
6 Fund Establishment and Mgmt For Abstain Against
Contribution Method
for
2013
7 Allocation of Mgmt For Abstain Against
Profits/Dividends
8 Directors' Remuneration Mgmt For Abstain Against
9 Reward Plan for Mgmt For Abstain Against
Associated Companies
for
2013
10 Amendments to Company Mgmt For Abstain Against
Charter
11 Appointment of Auditor Mgmt For Abstain Against
12 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
Hoa Sen Group
Ticker Security ID: Meeting Date Meeting Status
HSG CINS Y3231K103 03/06/2013 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For Abstain Against
2 Business Report Mgmt For Abstain Against
3 Supervisors' Report Mgmt For Abstain Against
4 Appointment of Auditor Mgmt For Abstain Against
5 Accounts and Reports Mgmt For Abstain Against
6 Directors' and Mgmt For Abstain Against
Supervisors'
Remuneration
7 Allocation of Mgmt For Abstain Against
Profits/Dividends
8 Amendments to Company Mgmt For Abstain Against
Charter
9 Investment Policies Mgmt For Abstain Against
10 Number of Directors and Mgmt For Abstain Against
Supervisors for
2013-2017
11 Election of Directors Mgmt For Abstain Against
and Supervisors for
2013-2017
12 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
Hoang Anh Gia Lai Joint Stock Company
Ticker Security ID: Meeting Date Meeting Status
HAG CINS Y29819102 01/04/2013 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Issuance of Shares to Mgmt For For For
Existing
Shareholders
3 Issuance of Shares to Mgmt For For For
Convert International
Bonds
4 Amendments to Terms and Mgmt For For For
Conditions of
Convertible Bonds
HAG-CB2011
5 Increase of Chartered Mgmt For For For
Capital, Issuance and
Listing of New Shares
to Convert HAG-CB2011
Bonds
6 Increase of Chartered Mgmt For For For
Capital
7 Amendments to Articles Mgmt For For For
to Reflect Capital
Increase
8 Listing of New Shares Mgmt For For For
9 Authorization of Board Mgmt For For For
to Implement
Shareholder
Resolutions
________________________________________________________________________________
Hoang Anh Gia Lai Joint Stock Company
Ticker Security ID: Meeting Date Meeting Status
HAG CINS Y29819102 04/23/2013 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends for
2012
4 2013 Business Plan Mgmt For For For
5 Directors' and Mgmt For For For
Supervisors'
Remuneration in 2013;
Allocation of
Profits/Dividends for
2013
6 Appointment of Auditor Mgmt For For For
7 Election of Directors Mgmt For Abstain Against
8 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Joint Stock Commercial Bank for Foreign Trade of Vietnam
Ticker Security ID: Meeting Date Meeting Status
VCB CINS Y444A7106 04/06/2013 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For Abstain Against
2 Report of 2012 Business Mgmt For Abstain Against
Result and 2013
Business
Plan
3 Supervisors' Report Mgmt For Abstain Against
4 Allocation of Mgmt For Abstain Against
Profits/Dividends
5 Directors' and Mgmt For Abstain Against
Supervisors'
Remuneration
6 Appointment of Auditor Mgmt For Abstain Against
7 Election of Directors Mgmt For Abstain Against
and Supervisors for
2013-2018
8 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
Joint Stock Commercial Bank for Foreign Trade of Vietnam
Ticker Security ID: Meeting Date Meeting Status
VCB CINS Y444A7106 04/25/2013 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Report of 2012 Business Mgmt For For For
Result and 2013
Business
Plan
4 Supervisors' Report Mgmt For For For
5 Amendments to Company Mgmt For For For
Charter
6 Statements and Mgmt For For For
Regulations on Voting
of
Directors
7 Statements and Mgmt For For For
Regulations on Voting
of
Supervisors
8 Election of Directors Mgmt For Abstain Against
and
Supervisors
9 Allocation of Mgmt For For For
Profits/Dividends
10 Directors' and Mgmt For Abstain Against
Supervisors'
Remuneration in
2013
11 Appointment of Auditor Mgmt For For For
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Joint Stock Commercial Bank for Foreign Trade of Vietnam
Ticker Security ID: Meeting Date Meeting Status
VCB CINS Y444A7106 12/14/2012 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adjustments to 2012 Mgmt For Abstain Against
Business
Targets
________________________________________________________________________________
Ocean Group Jsc
Ticker Security ID: Meeting Date Meeting Status
OGC CINS Y6416J106 04/23/2013 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Supervisors' Report Mgmt For For For
3 Management's Report Mgmt For For For
4 Report of 2012 Business Mgmt For For For
Result and 2013
Business
Plan
5 Allocation of Mgmt For For For
Profits/Dividends
6 Accounts and Reports Mgmt For Abstain Against
7 Report of 2012 Business Mgmt For For For
Result and 2013
Business
Plan
8 Directors' and Mgmt For Abstain Against
Supervisors'
Remuneration
9 Amendments to Company Mgmt For For For
Charter
10 Amendments to Company Mgmt For For For
Charter
11 Appointment of Auditor Mgmt For Abstain Against
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Oil & Natural Gas Corp Ltd
Ticker Security ID: Meeting Date Meeting Status
ONGC CINS Y64606133 09/24/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Ajit Hazarika Mgmt For For For
5 Elect Udaykrishna Mgmt For For For
Nityanand
Bose
6 Authority to Set Mgmt For For For
Auditor's
Fees
7 Elect Samir Kumar Barua Mgmt For For For
8 Elect Om Bhatt Mgmt For For For
9 Elect Sushama Nath Mgmt For For For
10 Elect Aloke Banerjee Mgmt For For For
11 Elect A. Giridhar Mgmt For Against Against
12 Elect Shaktikanta Das Mgmt For Against Against
________________________________________________________________________________
Parkson Holdings Berhad
Ticker Security ID: Meeting Date Meeting Status
5657 CINS Y6706L100 11/21/2012 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees Mgmt For For For
2 Elect CHENG Sin Yeng Mgmt For Against Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
5 Related Party Mgmt For For For
Transactions
6 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
PetroVietnam Construction Corporation
Ticker Security ID: Meeting Date Meeting Status
PVX CINS Y6825S101 02/01/2013 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Resignation of Vu Duc Mgmt For Abstain Against
Thuan
3 Election of Tran Minh Mgmt For Abstain Against
Ngoc
________________________________________________________________________________
PetroVietnam Construction Corporation
Ticker Security ID: Meeting Date Meeting Status
PVX CINS Y6825S101 05/19/2013 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Management's Report Mgmt For For For
3 Report of 2012 Business Mgmt For For For
Result and 2013
Business
Plan
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Increase in Chartered Mgmt For Abstain Against
Capital
7 Appointment of Auditor Mgmt For For For
8 Remuneration for Board Mgmt For For For
of Supervisors and
Management
9 Amendments to Company Mgmt For For For
Charter
10 Supplementation of Mgmt For Abstain Against
Business
Line
11 Restructuring Plan and Mgmt For Abstain Against
Adjusting the Plan for
2011-2015
12 Bidding Contract of EPC Mgmt For Abstain Against
Thai Binh
Thermo-Electric 2
Factory
13 Contract to Provide Mgmt For Abstain Against
Main Instruments for
EPC Thai Binh
Thermo-Electric 2
Factory
14 EPC Quang Trach 1 Mgmt For Abstain Against
Thermo-Electric
Factory
Project
15 Election of Managements Mgmt For Abstain Against
and
Supervisors
16 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
PetroVietnam Drilling and Well Services JSC
Ticker Security ID: Meeting Date Meeting Status
PVD CINS Y6825E102 04/26/2013 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Report of 2012 Business Mgmt For For For
Result and 2013
Business
Plan
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Supervisors' Report Mgmt For For For
6 Directors' and Mgmt For For For
Supervisors'
Remuneration
7 Appointment of Auditor Mgmt For For For
8 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Petrovietnam Fertilizer and Chemicals Co
Ticker Security ID: Meeting Date Meeting Status
DPM CINS Y6825J101 04/25/2013 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Business Result of 2012 Mgmt For For For
and Business Plan for
2013
3 Directors' and Mgmt For For For
Supervisors'
Report
4 Appointment of Auditor Mgmt For For For
5 Election of Managements Mgmt For Abstain Against
and
Supervisors
6 Election of Managements Mgmt For Abstain Against
and
Supervisors
7 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
8 Managements' and Mgmt For For For
Supervisors'
Remuneration
9 Amendments to Company Mgmt For Abstain Against
Charter
10 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Petrovietnam Finance Joint Stock Corp
Ticker Security ID: Meeting Date Meeting Status
PVF CINS Y6825P107 05/18/2013 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Report of 2012 Business Mgmt For For For
Result and 2013
Business
Plan
4 Accounts and Reports Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors' and Mgmt For Abstain Against
Supervisors'
Remuneration
9 Extension of Term of Mgmt For Abstain Against
Directors and
Supervisors
10 Election of Directors Mgmt For Abstain Against
11 Statement of Merger Mgmt For Abstain Against
between PVFC and
WTB
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Petrovietnam Finance Joint Stock Corp
Ticker Security ID: Meeting Date Meeting Status
PVF CINS Y6825P107 10/04/2012 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Petrovietnam Finance Joint Stock Corp
Ticker Security ID: Meeting Date Meeting Status
PVF CINS Y6825P107 12/07/2012 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adjustment in Business Mgmt For Abstain Against
Plan
3 Allocation of Mgmt For Abstain Against
Profits/Dividends
________________________________________________________________________________
Petrovietnam Finance Joint Stock Corporation
Ticker Security ID: Meeting Date Meeting Status
CINS Y6825P107 12/31/2012 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Adjustment in 2012 Mgmt For Abstain Against
Business Plan and
Allocation of
Profits/Dividends
________________________________________________________________________________
Petrovietnam Technical Services Corp
Ticker Security ID: Meeting Date Meeting Status
PVS CINS Y6807J103 04/26/2013 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Report of 2012 Business Mgmt For For For
Situation and 2013
Business
Plan
3 Accounts and Reports; Mgmt For For For
Appointment of
Auditor
4 Directors' and Mgmt For For For
Supervisors'
Remuneration
5 Supervisors' Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Election of Directors Mgmt For Abstain Against
8 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Petrovietnam Technical Services Corp
Ticker Security ID: Meeting Date Meeting Status
PVS CINS Y6807J103 10/13/2012 Voted
Meeting Type Country of Trade
Special Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Business Result of Mgmt For Abstain Against
First Nine Months of
2012and Business Plan
for Remaining Three
Months of
2012
3 Election of Directors Mgmt For Abstain Against
and
Supervisors
4 Supplementation of Mgmt For Abstain Against
company business
line
5 Increase in Authorized Mgmt For Abstain Against
Capital
6 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Pha lai Thermal Power Jsc
Ticker Security ID: Meeting Date Meeting Status
PPC CINS Y68268104 04/25/2013 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Report of 2012 Business Mgmt For For For
Result and 2013
Business
Plan
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' and Mgmt For For For
Supervisors'
Remuneration
6 Appointment of Auditor Mgmt For For For
7 Election of Directors Mgmt For Abstain Against
and
Supervisors
8 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Pha Lai Thermal Power JSC
Ticker Security ID: Meeting Date Meeting Status
PPC CINS Y68268104 12/20/2012 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Election of Board Mgmt For Abstain Against
Chairperson as
CEO
________________________________________________________________________________
Premier Oil plc
Ticker Security ID: Meeting Date Meeting Status
PMO CINS G7216B178 06/07/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For Against Against
Report
4 Elect Robin Allan Mgmt For For For
5 Elect Joe Darby Mgmt For For For
6 Elect Tony Durrant Mgmt For For For
7 Elect Neil Hawkings Mgmt For For For
8 Elect Jane Hinkley Mgmt For For For
9 Elect David Lindsell Mgmt For For For
10 Elect Simon Lockett Mgmt For For For
11 Elect Andrew G. Lodge Mgmt For For For
12 Elect David A. Roberts Mgmt For For For
13 Elect Michel Romieu Mgmt For For For
14 Elect Mike Welton Mgmt For For For
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Repurchase Mgmt For For For
Shares
19 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Saigon Thuong Tin Commercial Joint Stock Bank
Ticker Security ID: Meeting Date Meeting Status
STB CINS Y7398P102 03/21/2013 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Election of Directors Mgmt For Abstain Against
for 2011 -
2015
4 Approval of draft of Mgmt For Abstain Against
resolution
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Saigon Thuong Tin Commercial Joint Stock Bank
Ticker Security ID: Meeting Date Meeting Status
STB CINS Y7398P102 04/25/2013 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Report of Directors on Mgmt For For For
Implementing Mission
and Authority Assigned
by AGM in
2012
3 Directors' Report on Mgmt For For For
Operating Result of
2012 and Operating
Plan for
2013
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Election of Board of Mgmt For Abstain Against
Management for
2011-2015
7 Allocation of Mgmt For For For
Profits/Dividends
8 Increase in Authorized Mgmt For Abstain Against
Capital and Utilize
Shareholder Equity
Interest Increased in
2013
9 Plan of Utilizing Mgmt For Abstain Against
existing capital and
Authorizing for
Directors to Decide
Investment Activities
in
2013
10 Statement of Mgmt For Abstain Against
Reconfirming Policy
and Authorizing for
Directors to Decide to
Transfer 20% of
Chartered Capital to
Foreign
Partner
11 Amendments to Articles Mgmt For Abstain Against
12 Appointment of Auditor Mgmt For For For
13 Directors' and Mgmt For Abstain Against
Supervisors' Fees and
Operation Expense of
2012 and
2013
14 Statement of Mgmt For Abstain Against
Reconfirming to
Extract 20% from the
Part Which Exceeds
Annual Planned Targets
for Rewarding
Purpose
15 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Saigon-Hanoi Commercial JS Bank
Ticker Security ID: Meeting Date Meeting Status
SHB CINS Y7398F104 04/06/2013 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Report on 2012 Business Mgmt For For For
Result and 2013
Business
Plan
4 Supplementation of Mgmt For Abstain Against
Business
Line
5 Amendments to Company Mgmt For Abstain Against
Charter
6 Allocation of Mgmt For For For
Profits/Dividends
7 Authority for Directors Mgmt For Abstain Against
to Handle Related
Matters Within
Jurisdiction of the
Annual General
Meeting
8 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
SOCO International plc
Ticker Security ID: Meeting Date Meeting Status
SIA CINS G8248C127 06/13/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Elect Rui C. de Sousa Mgmt For Against Against
4 Elect Edward T. Story Mgmt For For For
5 Elect Roger Cagle Mgmt For For For
6 Elect Michael Johns Mgmt For For For
7 Elect Olivier M.G. Mgmt For For For
Barbaroux
8 Elect Robert Cathery Mgmt For For For
9 Elect Ettore Contini Mgmt For For For
10 Elect John C. Norton Mgmt For For For
11 Elect Antonio Vitor Mgmt For For For
Martins
Monteiro
12 Elect Mike J. Watts Mgmt For For For
13 Elect Cynthia Cagle Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Repurchase Mgmt For For For
Shares
19 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
SOCO International plc
Ticker Security ID: Meeting Date Meeting Status
SIA CINS G8248C127 07/20/2012 Voted
Meeting Type Country of Trade
Special United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For Abstain Against
________________________________________________________________________________
Song Da Urban & Industrial Zone Investment and Development Jsc
Ticker Security ID: Meeting Date Meeting Status
SJS CINS Y80713103 04/25/2013 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Report of 2012 Business Mgmt For For For
Result and 2013
Business
Plan
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' and Mgmt For For For
Supervisors'
Remuneration
6 Appointment of Auditor Mgmt For For For
7 Supervisors' Report Mgmt For For For
8 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Tan Tao Investment Industry Corporation
Ticker Security ID: Meeting Date Meeting Status
ITA CINS Y84914103 04/26/2013 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Report of 2012 Business Mgmt For For For
Result and 2013
Business
Plan
3 Accounts and Reports Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Elect Nguyen Thi Lai as Mgmt For Against Against
member of Management
Board for
2012-2017
6 Amendments to Company Mgmt For For For
Charter
7 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Vietnam Construction and Import - Export JSC
Ticker Security ID: Meeting Date Meeting Status
VCG CINS Y9366E101 04/25/2013 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of 2012 Business Mgmt For For For
Result and 2013
Business
Plan
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For Abstain Against
Supervisors'
Remuneration
5 Directors' Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Amendments to Company Mgmt For Abstain Against
Charter
9 Capital Restructuring Mgmt For Abstain Against
Plan
10 Capital Restructuring Mgmt For Abstain Against
Plan at Cam Pha Cement
Joint Stock
Company
11 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Vietnam Investment Group Jsc
Ticker Security ID: Meeting Date Meeting Status
VIC CINS Y9375L104 04/18/2013 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Management's Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Issuance of Additional Mgmt For For For
Shares, Offering and
Listing of Shares on
SGX-ST
7 Report of Issuance of Mgmt For For For
Convertible
Bonds
8 Listing of Mgmt For For For
International High
Yield Bonds on
SGX-ST
9 Amendments to Company Mgmt For For For
Charter
10 Directors' and Mgmt For For For
Supervisors'
Remuneration
11 Appointment of Auditor Mgmt For For For
12 Election of Directors Mgmt For Abstain Against
(Slate)
13 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Vietnam Investment Group Jsc
Ticker Security ID: Meeting Date Meeting Status
VIC CINS Y9375L104 06/08/2013 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Management's Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Issuance of Additional Mgmt For For For
Shares, Offering and
Listing of Shares on
SGX-ST
8 Report of Issuance of Mgmt For For For
Convertible
Bonds
9 Listing of Mgmt For For For
International High
Yield Bonds on
SGX-ST
10 Amendments to Company Mgmt For For For
Charter
11 Directors' and Mgmt For For For
Supervisors'
Remuneration
12 Appointment of Auditor Mgmt For For For
13 Election of Directors Mgmt For Abstain Against
(Slate)
14 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Vietnam Joint Stock Commercial Bank
Ticker Security ID: Meeting Date Meeting Status
CTG CINS Y9366L105 01/04/2013 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Adjustments to 2012 Mgmt For Abstain Against
Business
Targets
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vietnam Joint Stock Commercial Bank
Ticker Security ID: Meeting Date Meeting Status
CTG CINS Y9366L105 02/26/2013 Voted
Meeting Type Country of Trade
Special Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Foreign Mgmt For For For
Strategic
Investor
3 Private Placement Mgmt For For For
4 Listing of New Shares Mgmt For For For
5 Amendment to Articles Mgmt For For For
to Reflect Capital
Increase
6 Approval of Mgmt For For For
Non-Execution of Right
to Purchase
Shares
7 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Vietnam Joint Stock Commercial Bank
Ticker Security ID: Meeting Date Meeting Status
CTG CINS Y9366L105 04/13/2013 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Report of Business Mgmt For Abstain Against
Result of 2012 and
Business Plan of
2013
3 Directors' Report Mgmt For Abstain Against
4 Supervisors' Report Mgmt For Abstain Against
5 Allocation of Mgmt For Abstain Against
Profits/Dividends
6 Increase in Charter Mgmt For Abstain Against
Capital
7 Directors' and Mgmt For Abstain Against
Supervisors'
Remuneration
8 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
VINGROUP Joint Stock Company (fka Vincom JSC)
Ticker Security ID: Meeting Date Meeting Status
VIC CINS Y9375L104 07/20/2012 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Change of Company Mgmt For Abstain Against
Business
Line
3 Election of Board of Mgmt For Abstain Against
Management