Edgar Filing: Lutey Mary Ellen

Ownership Submission

FORM 4

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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3235-0287

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(Print or Type Responses)

1. Name and Address of Reporting Person ^*

Lutey Mary Ellen

2. Issuer Name and Ticker or Trading Symbol
SM Energy Co [SM]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

_____ Director	_____ 10% Owner
__X__ Officer (give title below)	_____ Other (specify below)
Sr. VP & Regional Manager

(Last)

(First)

(Middle)

1775 SHERMAN STREET, SUITE 1200

3. Date of Earliest Transaction (Month/Day/Year)
07/02/2018

(Street)

DENVER, CO 80203

4. If Amendment, Date Original Filed(Month/Day/Year)

6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

(City)

(State)

(Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock; $.01 Par Value	12/29/2017		J⁽¹⁾	V	313	A	$ 14.05	23,921	D
Common Stock; $.01 Par Value	12/29/2017		J⁽²⁾	V	292	A	$ 14.05	15,969	I ⁽³⁾	By husband
Common Stock; $.01 Par Value	06/29/2018		J⁽⁴⁾	V	444	A	$ 18.768	24,365	D
Common Stock; $.01 Par Value	06/29/2018		J⁽⁵⁾	V	456	A	$ 18.768	16,425	I ⁽³⁾	By husband
Common Stock; $.01 Par Value	07/02/2018		M		744	A	⁽⁶⁾	25,109	D
Common Stock; $.01 Par Value	07/02/2018		F		182	D	$ 25.69	24,927	D
Common Stock; $.01 Par Value	07/02/2018		M		382	A	⁽⁷⁾	16,807	I ⁽³⁾	By husband
Common Stock; $.01 Par Value	07/02/2018		F		94	D	$ 25.69	16,713	I ⁽³⁾	By husband
Common Stock; $.01 Par Value	07/02/2018		M		1,009	A	⁽⁸⁾	25,936	D
Common Stock; $.01 Par Value	07/02/2018		F		246	D	$ 25.69	25,690	D
Common Stock; $.01 Par Value	07/02/2018		M		534	A	⁽⁹⁾	17,247	I ⁽³⁾	By husband
Common Stock; $.01 Par Value	07/02/2018		F		131	D	$ 25.69	17,116	I ⁽³⁾	By husband
Common Stock; $.01 Par Value	07/02/2018		M		2,646	A	⁽¹⁰⁾	28,336	D
Common Stock; $.01 Par Value	07/02/2018		F		645	D	$ 25.69	27,691	D
Common Stock; $.01 Par Value	07/02/2018		M		1,109	A	⁽¹¹⁾	18,225	I ⁽³⁾	By husband
Common Stock; $.01 Par Value	07/02/2018		F		271	D	$ 25.69	17,954	I ⁽³⁾	By husband

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
	Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.		SEC 1474 (9-02)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security
(Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date (Month/Day/Year)

3A. Deemed Execution Date, if any (Month/Day/Year)

4. Transaction Code
(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)

6. Date Exercisable and Expiration Date
(Month/Day/Year)

7. Title and Amount of Underlying Securities
(Instr. 3 and 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)

10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Restricted Stock Units

⁽⁶⁾

07/02/2018

744

⁽⁶⁾

Common Stock

744

⁽⁶⁾

Restricted Stock Units

⁽⁷⁾

07/02/2018

382

⁽⁷⁾

Common Stock

382

⁽⁷⁾

I ⁽³⁾

By husband

Restricted Stock Units

⁽⁸⁾

07/02/2018

1,009

⁽⁸⁾

Common Stock

1,009

⁽⁸⁾

1,009

Restricted Stock Units

⁽⁹⁾

07/02/2018

534

⁽⁹⁾

Common Stock

534

⁽⁹⁾

535

I ⁽³⁾

By husband

Restricted Stock Units

⁽¹⁰⁾

07/02/2018

2,646

⁽¹⁰⁾

Common Stock

2,646

⁽¹⁰⁾

5,294

Restricted Stock Units

⁽¹¹⁾

07/02/2018

1,109

⁽¹¹⁾

Common Stock

1,109

⁽¹¹⁾

2,218

I ⁽³⁾

By husband

Reporting Owners

Reporting Owner Name / Address	Relationships
Reporting Owner Name / Address	Director	10% Owner	Officer	Other
Lutey Mary Ellen 1775 SHERMAN STREET SUITE 1200 DENVER, CO 80203			Sr. VP & Regional Manager

Signatures

Karin M. Writer (Attorney-In-Fact)		07/05/2018
^**Signature of Reporting Person		Date

Explanation of Responses:

*	If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**	Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1)	The reporting person purchased 313 shares of the issuer's common stock on December 29, 2017, through the issuer's Employee Stock Purchase Plan.
(2)	The reporting person's husband purchased 292 shares of the issuer's common stock on December 29, 2017, through the issuer's Employee Stock Purchase Plan.
(3)	The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.
(4)	The reporting person purchased 444 shares of the issuer's common stock on June 29, 2018, through the issuer's Employee Stock Purchase Plan.
(5)	The reporting person's husband purchased 456 shares of the issuer's common stock on June 29, 2018, through the issuer's Employee Stock Purchase Plan.
(6)	Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.
(7)	Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares lapsed.
(8)	Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.
(9)	Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares will lapse.
(10)	Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.
(11)	Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares will lapse.

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