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OMB APPROVAL
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OMB Number 3235-0287
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(h) of the Investment Company Act of 1940
[_] Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
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1. Name and Address of Reporting Person*
MILSTEIN, PHILIP L.
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(Last) (First) (Middle)
5 EAST 42ND STREET
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(Stree
NEW YORK, NY 10017
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(City) (State) (Zip)
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2. Issuer Name and Ticker or Trading Symbol
THE MARCUS CORPORATION (NYSE: MCS)
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3. IRS Identification Number of Reporting Person, if an Entity (Voluntary)
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4. Statement for Month/Day/Year
OCTOBER 10, 2002
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5. If Amendment, Date of Original (Month/Day/Year)
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6. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
[X] Director [ ] 10% Owner
[ ] Officer (give title below) [ ] Other (specify below)
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7. Individual or Joint/Group Filing (Check applicable line)
[X] Form filed by one Reporting Person
[ ] Form filed by more than one Reporting Person
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Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
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5. 6.
2A. 4. Amount of Owner-
Deemed Securities Acquired (A) or Securities ship
2. Execution 3. Disposed of (D) Beneficially Form: 7.
Transaction Date, if Transaction (Instr. 3, 4 and 5) Owned Follow- Direct Nature of
Date any Code ------------------------------- ing Reported (D) or Indirect
1. (Month/ (Month/ (Instr. 8) (A) Transaction(s) Indirect Beneficial
Title of Security Day/ Day/ ------------ Amount or Price (Instr. 3 (I) Ownership
(Instr. 3) Year) Year) Code V (D) and 4) (Instr.4) (Instr. 4)
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Common Stock 10/10/02 A 392 A (2) 53,333 D
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Common Stock No Change 2,000 I By Spouse(1)
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Common Stock No Change 8,100 I By
Children(1)
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Common Stock No Change 5,625 I By Self as
Trustee for
Abby Black
Elbaum (1)
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Common Stock No Change 57,500 I By Self as
Trustee
for PLM
Foundation(1)
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Class B Common Stock No Change 62,055 I As Partner
of Northmon
Investment Co.
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Class B Common Stock No Change 39,601 D
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v).
Persons who respond to the collection of information
contained in this form are not required to respond (Over)
unless the form displays a currently valid OMB SEC 1474 (9-02)
control number.
FORM 4 (continued)
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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9. 10.
Number Owner-
5. of Deriv- ship
Number of ative Form
2. Deriva- Securi- of
Conver- tive 7. ties Deriv- 11.
sion Securi- Title and Amount Benefi- ative Nature
or 3A. ties 6. of Underlying 8. cially Secur- of
Exer- Deemed 4. Acquired Date Securities Price Owned ity: In-
cise 3. Execu- Trans- (A) or Exercisable and (Instr. 3 and 4) of Follow- Direct direct
Price Trans- tion action Disposed Expiration Date ---------------- Deriv- ing (D) or Bene-
1. of action Date, Code of(D) (Month/Day/Year) Amount ative Reported In- ficial
Title of Deriv- Date if any (Instr. (Instr 3, ----------------- or Secur- Transac- direct Owner-
Derivative ative (Month/ (Month/ 8) 4 and 5) Date Expira- Number ity tion(s) (I) ship
Security Secur- Day/ Day/ ------ --------- Exer- tion of (Instr. (Instr. (Instr (Instr
(Instr. 3) ity Year) Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4)
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Stock Option $14.25 No Immed. 12/18/05 * 1,500 (2) 1,500 D
(Right to Buy) Change
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Stock Option $16.3334 No Immed. 5/29/07 * 750 (2) 750 D
(Right to Buy) Change
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Stock Option $18.125 No Immed. 5/28/08 * 500 (2) 500 D
(Right to Buy) Change
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Stock Option $12.75 No Immed. 5/27/09 * 500 (2) 500 D
(Right to Buy) Change
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Stock Option $11.00 No Immed. 5/25/10 * 500 (2) 500 D
(Right to Buy) Change
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Stock Option $14.30 No Immed. 5/31/11 * 500 (2) 500 D
(Right to Buy) Change
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Stock Option $13.14 No Immed. 5/30/12 * 500 (2) 500 D
(Right to Buy) Change
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Explanation of Responses:
* Common Stock
(1) The undersigned disclaims any beneficial interest in shares owned by his wife, children, held by him as trustee for
Ms. Abby Black Elbaum, or held by him as trustee for PLM Foundation.
(2) Grant by Issuer in consideration of service as a director.
PHILIP L. MILSTEIN
/s/ Ralph J. Gundrum 10-14-02
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**Signature of Reporting Person Date
By Ralph J. Gundrum, attorney-in-fact
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB Number. Page 2