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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $ 40.6 | 06/11/2007 | M | 4,459 | (4) | 11/11/2013 | Common Stock | 4,459 | $ 0 | 75,541 | D | ||||
Employee Stock Option (right to buy) | $ 40.6 | 06/11/2007 | M | 15,541 | (4) | 11/11/2013 | Common Stock | 15,541 | $ 0 | 60,000 | D | ||||
Employee Stock Option (right to buy) | $ 61.13 | 06/11/2007 | A | 2,961 | (5) | (6) | Common Stock | 2,961 | $ 0 | 2,961 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
TRIPODI JOSEPH V C/O THE ALLSTATE CORPORATION 2775 SANDERS ROAD NORTHBROOK, IL 60062-6127 |
SVP Allstate Insurance Company |
Katherine A. Smith for Joseph Vincent Tripodi | 06/13/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(2) | Delivery of already-owned stock to issuer in payment of option exercise price. |
(4) | Original stock option award granted to reporting person on November 11, 2003 for 100,000 shares of common stock with one-quarter of the total option award to vest annually. The last increment of 25,000 shares of common stock will vest on November 11, 2007. |
(1) | Delivery of shares to issuer to pay minimum tax withholding liability incurred in connection with the exercise. |
(6) | Option expiration date is November 11, 2013. |
(3) | Reflects acquisition of 175.8823 shares of The Allstate Corporation common stock since January 8, 2007 under The Savings and Profit Sharing Fund of Allstate Employees, a 401(k) plan, pursuant to the most recent plan statement, dated June 11, 2007. |
(5) | The option vests in four increments, 740 shares on June 11, 2008, 740 shares on June 11, 2009, 740 shares on June 11, 2010, and 741 shares on June 11, 2011. |