Filing pursuant to Rule 425 under the U.S. Securities Act of 1933
Filing by: Sony Corporation (SEC File No. 001-6439)
Subject Company: So-net Entertainment Corporation
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[Name of Filing Person]
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SONY CORPORATION
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[Address of Filing Person]
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7-1, Konan 1-choume, Minato-ku, Tokyo
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[Place to Contact]
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Same as above
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[Telephone Number]
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03-6748-2111 (main number)
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[Name of Contact Person]
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Atsuko Murakami, General Manager, Financial Planning Department, Finance Division
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[Name of Attorney-in-fact]
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Not applicable
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[Address of Attorney-in-fact]
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Same as above
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[Place to Contact]
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Same as above
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[Telephone Number]
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Same as above
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[Name of Contact Person]
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Same as above
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[Location at Which Amendment Is
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SONY CORPORATION
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Available to Public] |
(7-1, Konan 1-choume, Minato-ku, Tokyo)
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Tokyo Stock Exchange, Inc.
(2-1, Nihonbashi, Kabuto-cho, Chuo-ku, Tokyo)
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Note 1:
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In this Amendment, the term “Tender Offeror” and the “Company” mean SONY CORPORATION.
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Note 2:
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In this Amendment, the term “Target” means So-net Entertainment Corporation.
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Note 3:
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Where the figures in this Amendment are rounded off or rounded down, the amount indicated in the total column may not always coincide with the sum of the relevant figures.
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Note 4:
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In this Amendment, the term “Act” means the Financial Instruments and Exchange Act (Act No. 25 of 1948, as amended).
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Note 5:
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In this Amendment, the term “Enforcement Order” means the Financial Instruments and Exchange Act Enforcement Order (Cabinet Order No. 321 of 1965, as amended).
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Note 6:
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In this Amendment, the term “Cabinet Ordinance” means the Cabinet Ordinance Concerning the Disclosure of Tender Offers for Shares, Etc., by Persons Other Than Issuers (Ministry of Finance Ordinance No. 38 of 1990, as amended).
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Note 7:
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In this Amendment, unless otherwise provided, any indication of a number of days, date or time refers to such number of days, date or time in Japan.
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Note 8:
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Specific information for U.S. shareholders of Target: The tender offer that is the subject of this Amendment (the “Tender Offer”) will be conducted in accordance with the procedures and information disclosure standards prescribed by Japanese law, and these procedures and information disclosure standards may differ from the procedures and information disclosure standards in the United States. Neither the U.S. Securities and Exchange Commission nor any securities commission of any State of the United States has (a) approved or disapproved of the Tender Offer, (b) passed upon the merits or fairness of the Tender Offer, or (c) passed upon the adequacy or accuracy of the disclaimers in this Amendment. Any representation to the contrary is a criminal offence in the United States.
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Note 9:
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Unless otherwise specified, all procedures relating to the Tender Offer are to be conducted entirely in Japanese. If all or any part of a document relating to the Tender Offer is prepared in the English language and there is any inconsistency between the English-language documentation and the Japanese-language documentation, the Japanese-language documentation will prevail.
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Note 10:
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This Amendment and documents incorporated by reference herein include “forward-looking statements” within the meaning of Section 27A of the U.S. Securities Act of 1933, as amended, and Section 21E of the U.S. Securities Exchange Act of 1934, as amended, that reflect the expectations, assumptions, estimates, and projections of the Tender Offeror and Target about their respective businesses, financial condition and results of operations, as well as their plans and expectations in relation to, and the benefits resulting from, the Tender Offer, the proposed share exchange and business integration of the Tender Offeror and Target corporate groups. When included in this Amendment and documents incorporated by reference, the words “believe,” “expect, ” “plans, ” “strategy, ” “prospects, ” “forecast, ” “estimate, ” “project, ” “anticipate, ” “aim, ” “intend, ” “seek, ” “may, ” “might, ” “could” or “should, ” and words of similar meaning, among others, identify forward looking statements. Actual results may be substantially different from the express or implied predictions contained herein that constitute “forward-looking statements” due to known or unknown risks, uncertainties or any other factors. Neither the Tender Offeror nor any of its affiliates makes any assurances that such express or implied predictions that constitute “forward-looking statements” will be achieved. The “forward-looking statements” contained or incorporated by reference herein have been prepared based on the information possessed by the Tender Offeror as of the date hereof, and, unless otherwise required under applicable laws and regulations, neither the Tender Offeror nor any of its affiliates assumes any obligation to update or revise this document to reflect any future events or circumstances.
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Note 11:
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Registration Statement on Form F-4: The Company may file a registration statement on Form F-4 (“Form F-4”) with the SEC in connection with the proposed share exchange by the Company for Target shares. The Form F-4 (if filed) will contain a prospectus and other documents. If the Company files the Form F-4 and the SEC declares the Form F-4 effective, the prospectus contained in the Form F-4 will be mailed to U.S. shareholders of Target prior to the shareholders’ meeting of Target at which the proposed share exchange will be voted upon. The Form F-4 and the prospectus (if the Form F-4 is filed) will contain important information about the Company, Target, the relevant share exchange and related matters including the terms and conditions of the share exchange. U.S. shareholders of Target are urged to read the Form F-4, the prospectus and other documents, as they may be amended from time to time, that may be filed with the SEC in connection with the relevant share exchange carefully before they make any decision at the shareholders’ meeting with respect to the share exchange. The Form F-4, the prospectus and all other documents filed with the SEC in connection with the proposed share exchange will be made available when filed, free of charge, on the SEC’s web site at www.sec.gov. In addition, upon request, the documents can be distributed free of charge. To make a request, please refer to the following contact information.
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Yoshinori Hashitani
Vice President, Investor Relations Division
Sony Corporation
1-7-1 Konan, Minato-ku,
Tokyo, 108-0075, Japan
Tel: +81-(0)3-6748-2111
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Justin Hill
Vice President, Investor Relations
Sony Corporation of America
550 Madison Avenue, 27th Floor
New York, NY 10022-3211, USA
Telephone: +1-212-833-6722
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1.
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Reason for Amending Tender Offer Explanation Statement.
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2.
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Amended Items.
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PART III.
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SHARES HELD AND TRADED BY TENDER OFFEROR AND SPECIAL RELATED PARTIES.
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1.
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Breakdown of Ownership of Shares.
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(1)
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Total Shares Held by Tender Offeror and Special Related Parties.
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(3)
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Shares Held by Special Related Parties (Total Number of Shares Held by Special Related Parties).
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(4)
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Shares Held by Special Related Parties (Breakdown by Each Special Related Party).
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(i)
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Party Having Special Relationship.
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(ii)
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Number of Shares, Etc., Owned.
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3.
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Original and Amendment.
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1.
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Breakdown of Ownership of Shares.
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(1)
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Total Shares Held by Tender Offeror and Special Related Parties.
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(Pre-amendment)
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Number of Shares, etc., Owned
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Number of Shares, etc., falling under Item 2 of Paragraph 1 of Article 7 of the Enforcement Order
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Number of Shares, etc., falling under Item 3 of Paragraph 1 of Article 7 of the Enforcement Order
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||||||||||
Shares
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148,810 (voting rights)
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― (voting rights)
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― (voting rights)
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|||||||||
Stock Acquisition Rights
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732 | ― | ― | |||||||||
Corporate Bonds with Stock Acquisition Rights
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― | ― | ― | |||||||||
Trust Beneficiary Securities ( )
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― | ― | ― | |||||||||
Depository Receipts for Securities ( )
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― | ― | ― | |||||||||
Total
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149,542 | ― | ― | |||||||||
Total Number of Shares, etc., Owned
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149,542 | ― | ― | |||||||||
(Total Number of Dilutive Shares, etc., Owned)
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(732 | ) | ― | ― |
(Post-amendment)
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Number of Shares, etc., Owned
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Number of Shares, etc., falling under Item 2 of Paragraph 1 of Article 7 of the Enforcement Order
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Number of Shares, etc., falling under Item 3 of Paragraph 1 of Article 7 of the Enforcement Order
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||||||||||
Shares
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148,855 (voting rights)
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― (voting rights)
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― (voting rights)
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|||||||||
Stock Acquisition Rights
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776 | ― | ― | |||||||||
Corporate Bonds with Stock Acquisition Rights
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― | ― | ― | |||||||||
Trust Beneficiary Securities ( )
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― | ― | ― | |||||||||
Depository Receipts for Securities ( )
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― | ― | ― | |||||||||
Total
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149,631 | ― | ― | |||||||||
Total Number of Shares, etc., Owned
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149,631 | ― | ― | |||||||||
(Total Number of Dilutive Shares, etc., Owned)
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(776 | ) | ― | ― |
(3)
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Shares Held by Special Related Parties (Total Number of Shares Held by Special Related Parties).
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(Pre-amendment)
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Number of Shares, etc., Owned
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Number of Shares, etc., falling under Item 2 of Paragraph 1 of Article 7 of the Enforcement Order
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Number of Shares, etc., falling under Item 3 of Paragraph 1 of Article 7 of the Enforcement Order
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||||||||||
Shares
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32,250 (voting rights)
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― (voting rights)
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― (voting rights)
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|||||||||
Stock Acquisition Rights
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732 | ― | ― | |||||||||
Corporate Bonds with Stock Acquisition Rights
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― | ― | ― | |||||||||
Trust Beneficiary Securities ( )
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― | ― | ― | |||||||||
Depository Receipts for Securities ( )
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― | ― | ― | |||||||||
Total
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32,982 | ― | ― | |||||||||
Total Number of Shares, etc., Owned
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32,982 | ― | ― | |||||||||
(Total Number of Dilutive Shares, etc., Owned)
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(732 | ) | ― | ― |
(Post-amendment)
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Number of Shares, etc., Owned
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Number of Shares, etc., falling under Item 2 of Paragraph 1 of Article 7 of the Enforcement Order
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Number of Shares, etc., falling under Item 3 of Paragraph 1 of Article 7 of the Enforcement Order
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||||||||||
Shares
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32,295 (voting rights)
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― (voting rights)
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― (voting rights)
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|||||||||
Stock Acquisition Rights
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776 | ― | ― | |||||||||
Corporate Bonds with Stock Acquisition Rights
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― | ― | ― | |||||||||
Trust Beneficiary Securities ( )
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― | ― | ― | |||||||||
Depository Receipts for Securities ( )
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― | ― | ― | |||||||||
Total
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33,071 | ― | ― | |||||||||
Total Number of Shares, etc., Owned
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33,071 | ― | ― | |||||||||
(Total Number of Dilutive Shares, etc., Owned)
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(776 | ) | ― | ― |
(4)
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Shares Held by Special Related Parties (Breakdown by Each Special Related Party).
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(i)
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Party Having Special Relationship.
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(Pre-amendment)
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Name
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Masanao Yoshimura
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Address of Location
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2-1-1 Osaki, Shinagawa-ku, Tokyo, Japan (The address of the Target)
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Occupation or Business
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Full-time statutory auditor of the Target
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Contact
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2-1-1 Osaki, Shinagawa-ku, Tokyo, Japan
Akio Kukuminato, General Manager, Corporate Planning Department, So-net Entertainment Corporation (03-5745-1500)
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Relationship with the Tender Offeror
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Statutory auditor of the company having a special capital relationship with the Tender Offeror
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(Post-amendment)
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Name
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Masanao Yoshimura
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Address of Location
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2-1-1 Osaki, Shinagawa-ku, Tokyo, Japan (The address of the Target)
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Occupation or Business
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Full-time statutory auditor of the Target
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Contact
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2-1-1 Osaki, Shinagawa-ku, Tokyo, Japan
Akio Kukuminato, General Manager, Corporate Planning Department, So-net Entertainment Corporation (03-5745-1500)
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Relationship with the Tender Offeror
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Statutory auditor of the company having a special capital relationship with the Tender Offeror
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Name
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Shuhei Ueda
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Address of Location
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2-1-1 Osaki, Shinagawa-ku, Tokyo, Japan (The address of Gamepot Inc.)
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Occupation or Business
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Representative Director of Gamepot Inc.
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Contact
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2-1-1 Osaki, Shinagawa-ku, Tokyo, Japan
Akio Kukuminato, General Manager, Corporate Planning Department, So-net Entertainment Corporation
(03-5745-1500)
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Relationship with the Tender Offeror
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Director of the company having a special capital relationship with the Tender Offeror
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Name
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Junichi Kurihara
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Address of Location
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2-1-1 Osaki, Shinagawa-ku, Tokyo, Japan (The address of Gamepot Inc.)
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Occupation or Business
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Director of Gamepot Inc.
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Contact
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2-1-1 Osaki, Shinagawa-ku, Tokyo, Japan
Akio Kukuminato, General Manager, Corporate Planning Department, So-net Entertainment Corporation
(03-5745-1500)
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Relationship with the Tender Offeror
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Director of the company having a special capital relationship with the Tender Offeror
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Name
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Satoshi Hoyano
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Address of Location
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2-1-1 Osaki, Shinagawa-ku, Tokyo, Japan (The address of So-net Media Networks Corporation)
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Occupation or Business
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Representative Director of So-net Media Networks Corporation
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Contact
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2-1-1 Osaki, Shinagawa-ku, Tokyo, Japan
Akio Kukuminato, General Manager, Corporate Planning Department, So-net Entertainment Corporation
(03-5745-1500)
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Relationship with the Tender Offeror
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Director of the company having a special capital relationship with the Tender Offeror
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Name
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Fumihide Miyaguchi
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Address of Location
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2-1-1 Osaki, Shinagawa-ku, Tokyo, Japan (The address of So-net Media Networks Corporation)
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Occupation or Business
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Director of So-net Media Networks Corporation
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Contact
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2-1-1 Osaki, Shinagawa-ku, Tokyo, Japan
Akio Kukuminato, General Manager, Corporate Planning Department, So-net Entertainment Corporation
(03-5745-1500)
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Relationship with the Tender Offeror
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Director of the company having a special capital relationship with the Tender Offeror
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Name
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Yoshitaka Nakao
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Address of Location
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2-1-1 Osaki, Shinagawa-ku, Tokyo, Japan (The address of So-net Media Networks Corporation)
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Occupation or Business
|
Director of So-net Media Networks Corporation
|
Contact
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2-1-1 Osaki, Shinagawa-ku, Tokyo, Japan
Akio Kukuminato, General Manager, Corporate Planning Department, So-net Entertainment Corporation
(03-5745-1500)
|
Relationship with the Tender Offeror
|
Director of the company having a special capital relationship with the Tender Offeror
|
Name
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Takeshi Jibiki
|
Address of Location
|
2-1-1 Osaki, Shinagawa-ku, Tokyo, Japan (The address of So-net Media Networks Corporation)
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Occupation or Business
|
Director of So-net Media Networks Corporation
|
Contact
|
2-1-1 Osaki, Shinagawa-ku, Tokyo, Japan
Akio Kukuminato, General Manager, Corporate Planning Department, So-net Entertainment Corporation
(03-5745-1500)
|
Relationship with the Tender Offeror
|
Director of the company having a special capital relationship with the Tender Offeror
|
Name
|
Junichi Fujita
|
Address of Location
|
1-14-10 Higashi Gotanda, Shinagawa ku, Tokyo, Japan (The address of MotionPortrait, Inc.)
|
Occupation or Business
|
Representative Director of MotionPortrait, Inc.
|
Contact
|
2-1-1 Osaki, Shinagawa-ku, Tokyo, Japan
Akio Kukuminato, General Manager, Corporate Planning Department, So-net Entertainment Corporation
(03-5745-1500)
|
Relationship with the Tender Offeror
|
Director of the company having a special capital relationship with the Tender Offeror
|
Name
|
Hideki Nakano
|
Address of Location
|
2-1-1 Osaki, Shinagawa-ku, Tokyo, Japan (The address of Dragon Media Holdings LLC)
|
Occupation or Business
|
Executive officer of Dragon Media Holdings LLC
|
Contact
|
2-1-1 Osaki, Shinagawa-ku, Tokyo, Japan
Akio Kukuminato, General Manager, Corporate Planning Department, So-net Entertainment Corporation
(03-5745-1500)
|
Relationship with the Tender Offeror
|
Director of the company having a special capital relationship with the Tender Offeror
|
Name
|
Takashi Miyamoto
|
Address of Location
|
5-26-22 Higashi Ooi, Shinagawa-ku, Tokyo, Japan (The address of Coreedge Inc.)
|
Occupation or Business
|
Representative Director of Coreedge Inc.
|
Contact
|
2-1-1 Osaki, Shinagawa-ku, Tokyo, Japan
Akio Kukuminato, General Manager, Corporate Planning Department, So-net Entertainment Corporation
(03-5745-1500)
|
Relationship with the Tender Offeror
|
Director of the company having a special capital relationship with the Tender Offeror
|
Name
|
Katsuhiko Oka
|
Address of Location
|
44 Church Street, Hamilton HM 12, Bermuda (The address of SA Reinsurance Ltd.)
|
Occupation or Business
|
Director of SA Reinsurance Ltd.
|
Contact
|
1-7-1, Konan, Minato-ku, Tokyo, Japan
Atsuko Murakami, General Manager, Financial Planning Department, Finance Division, Sony Corporation
(03-6748-2111)
|
Relationship with the Tender Offeror
|
Director of the company having a special capital relationship with the Tender Offeror
|
Name
|
Fujio Kobayashi
|
Address of Location
|
1-31-1, Nishi-gotanda, Shinagawa-ku, Tokyo
(The address of Sony Supply Chain Solutions, Inc.)
|
Occupation or Business
|
Full-time statutory auditor of Sony Supply Chain Solutions, Inc.
|
Contact
|
1-7-1, Konan, Minato-ku, Tokyo, Japan
Atsuko Murakami, General Manager, Financial Planning Department, Finance Division, Sony Corporation
(03-6748-2111)
|
Relationship with the Tender Offeror
|
Statutory auditor of the company having a special capital relationship with the Tender Offeror
|
Name
|
Yasuki Nakagawa
|
Address of Location
|
1-31-1, Nishi-gotanda, Shinagawa-ku, Tokyo
(The address of Sony Supply Chain Solutions, Inc.)
|
Occupation or Business
|
Part-time statutory auditor of Sony Supply Chain Solutions, Inc.
|
Contact
|
1-7-1, Konan, Minato-ku, Tokyo, Japan
Atsuko Murakami, General Manager, Financial Planning Department, Finance Division, Sony Corporation
(03-6748-2111)
|
Relationship with the Tender Offeror
|
Statutory auditor of the company having a special capital relationship with the Tender Offeror
|
Name
|
Tetsuo Maruyama
|
Address of Location
|
6F, Ebisu East Bldg, 1-13-7 Hiroo, Shibuya-ku, Tokyo (The address of SOCRATTO Inc.)
|
Occupation or Business
|
Representative Director of SOCRATTO Inc.
|
Contact
|
1-7-1, Konan, Minato-ku, Tokyo, Japan
Atsuko Murakami, General Manager, Financial Planning Department, Finance Division, Sony Corporation
(03-6748-2111)
|
Relationship with the Tender Offeror
|
Director of the company having a special capital relationship with the Tender Offeror
|
(ii)
|
Number of Shares, Etc., Owned.
|
|
(Pre-amendment)
|
Masanao Yoshimura
|
(as of August 10, 2012)
|
Number of Shares, etc., Owned
|
Number of Shares, etc., falling under Item 2 of Paragraph 1 of Article 7 of the Enforcement Order
|
Number of Shares, etc., falling under Item 3 of Paragraph 1 of Article 7 of the Enforcement Order
|
||||||||||
Shares
|
1 (voting rights)
|
― (voting rights)
|
― (voting rights)
|
|||||||||
Stock Acquisition Rights
|
― | ― | ― | |||||||||
Corporate Bonds with Stock Acquisition Rights
|
― | ― | ― | |||||||||
Trust Beneficiary Securities ( )
|
― | ― | ― | |||||||||
Depository Receipts for Securities ( )
|
― | ― | ― | |||||||||
Total
|
1 | ― | ||||||||||
Total Number of Shares, etc., Owned
|
1 | ― | ― | |||||||||
(Total Number of Dilutive Shares, etc., Owned)
|
(― | ) | ― | ― |
(Post-amendment)
|
Masanao Yoshimura
|
(as of August 10, 2012)
|
Number of Shares, etc., Owned
|
Number of Shares, etc., falling under Item 2 of Paragraph 1 of Article 7 of the Enforcement Order
|
Number of Shares, etc., falling under Item 3 of Paragraph 1 of Article 7 of the Enforcement Order
|
||||||||||
Shares
|
1 (voting rights)
|
― (voting rights)
|
― (voting rights)
|
|||||||||
Stock Acquisition Rights
|
― | ― | ― | |||||||||
Corporate Bonds with Stock Acquisition Rights
|
― | ― | ― | |||||||||
Trust Beneficiary Securities ( )
|
― | ― | ― | |||||||||
Depository Receipts for Securities ( )
|
― | ― | ― | |||||||||
Total
|
1 | ― | ||||||||||
Total Number of Shares, etc., Owned
|
1 | ― | ― | |||||||||
(Total Number of Dilutive Shares, etc., Owned)
|
(― | ) | ― | ― |
Shuhei Ueda
|
(as of August 10, 2012)
|
Number of Shares, etc., Owned
|
Number of Shares, etc., falling under Item 2 of Paragraph 1 of Article 7 of the Enforcement Order
|
Number of Shares, etc., falling under Item 3 of Paragraph 1 of Article 7 of the Enforcement Order
|
||||||||||
Shares
|
― (voting rights)
|
― (voting rights)
|
― (voting rights)
|
|||||||||
Stock Acquisition Rights
|
7 | ― | ― | |||||||||
Corporate Bonds with Stock Acquisition Rights
|
― | ― | ― | |||||||||
Trust Beneficiary Securities ( )
|
― | ― | ― | |||||||||
Depository Receipts for Securities ( )
|
― | ― | ― | |||||||||
Total
|
7 | ― | ||||||||||
Total Number of Shares, etc., Owned
|
7 | ― | ― | |||||||||
(Total Number of Dilutive Shares, etc., Owned)
|
(7 | ) | ― | ― |
Junichi Kurihara
|
(as of August 10, 2012)
|
Number of Shares, etc., Owned
|
Number of Shares, etc., falling under Item 2 of Paragraph 1 of Article 7 of the Enforcement Order
|
Number of Shares, etc., falling under Item 3 of Paragraph 1 of Article 7 of the Enforcement Order
|
||||||||||
Shares
|
― (voting rights)
|
― (voting rights)
|
― (voting rights)
|
|||||||||
Stock Acquisition Rights
|
5 | ― | ― | |||||||||
Corporate Bonds with Stock Acquisition Rights
|
― | ― | ― | |||||||||
Trust Beneficiary Securities ( )
|
― | ― | ― | |||||||||
Depository Receipts for Securities ( )
|
― | ― | ― | |||||||||
Total
|
5 | ― | ||||||||||
Total Number of Shares, etc., Owned
|
5 | ― | ― | |||||||||
(Total Number of Dilutive Shares, etc., Owned)
|
(5 | ) | ― | ― |
Satoshi Hoyano
|
(as of August 10, 2012)
|
Number of Shares, etc., Owned
|
Number of Shares, etc., falling under Item 2 of Paragraph 1 of Article 7 of the Enforcement Order
|
Number of Shares, etc., falling under Item 3 of Paragraph 1 of Article 7 of the Enforcement Order
|
||||||||||
Shares
|
― (voting rights)
|
― (voting rights)
|
― (voting rights)
|
|||||||||
Stock Acquisition Rights
|
7 | ― | ― | |||||||||
Corporate Bonds with Stock Acquisition Rights
|
― | ― | ― | |||||||||
Trust Beneficiary Securities ( )
|
― | ― | ― | |||||||||
Depository Receipts for Securities ( )
|
― | ― | ― | |||||||||
Total
|
7 | ― | ||||||||||
Total Number of Shares, etc., Owned
|
7 | ― | ― | |||||||||
(Total Number of Dilutive Shares, etc., Owned)
|
(7 | ) | ― | ― |
Fumihide Miyaguchi
|
(as of August 10, 2012)
|
Number of Shares, etc., Owned
|
Number of Shares, etc., falling under Item 2 of Paragraph 1 of Article 7 of the Enforcement Order
|
Number of Shares, etc., falling under Item 3 of Paragraph 1 of Article 7 of the Enforcement Order
|
||||||||||
Shares
|
― (voting rights)
|
― (voting rights)
|
― (voting rights)
|
|||||||||
Stock Acquisition Rights
|
5 | ― | ― | |||||||||
Corporate Bonds with Stock Acquisition Rights
|
― | ― | ― | |||||||||
Trust Beneficiary Securities ( )
|
― | ― | ― | |||||||||
Depository Receipts for Securities ( )
|
― | ― | ― | |||||||||
Total
|
5 | ― | ||||||||||
Total Number of Shares, etc., Owned
|
5 | ― | ― | |||||||||
(Total Number of Dilutive Shares, etc., Owned)
|
(5 | ) | ― | ― |
Yoshitaka Nakao
|
(as of August 10, 2012)
|
Number of Shares, etc., Owned
|
Number of Shares, etc., falling under Item 2 of Paragraph 1 of Article 7 of the Enforcement Order
|
Number of Shares, etc., falling under Item 3 of Paragraph 1 of Article 7 of the Enforcement Order
|
||||||||||
Shares
|
― (voting rights)
|
― (voting rights)
|
― (voting rights)
|
|||||||||
Stock Acquisition Rights
|
5 | ― | ― | |||||||||
Corporate Bonds with Stock Acquisition Rights
|
― | ― | ― | |||||||||
Trust Beneficiary Securities ( )
|
― | ― | ― | |||||||||
Depository Receipts for Securities ( )
|
― | ― | ― | |||||||||
Total
|
5 | ― | ||||||||||
Total Number of Shares, etc., Owned
|
5 | ― | ― | |||||||||
(Total Number of Dilutive Shares, etc., Owned)
|
(5 | ) | ― | ― |
Takeshi Jibiki
|
(as of August 10, 2012)
|
Number of Shares, etc., Owned
|
Number of Shares, etc., falling under Item 2 of Paragraph 1 of Article 7 of the Enforcement Order
|
Number of Shares, etc., falling under Item 3 of Paragraph 1 of Article 7 of the Enforcement Order
|
||||||||||
Shares
|
3 (voting rights)
|
― (voting rights)
|
― (voting rights)
|
|||||||||
Stock Acquisition Rights
|
― | ― | ― | |||||||||
Corporate Bonds with Stock Acquisition Rights
|
― | ― | ― | |||||||||
Trust Beneficiary Securities ( )
|
― | ― | ― | |||||||||
Depository Receipts for Securities ( )
|
― | ― | ― | |||||||||
Total
|
3 | ― | ||||||||||
Total Number of Shares, etc., Owned
|
3 | ― | ― | |||||||||
(Total Number of Dilutive Shares, etc., Owned)
|
(― | ) | ― | ― |
Junichi Fujita
|
(as of August 10, 2012)
|
Number of Shares, etc., Owned
|
Number of Shares, etc., falling under Item 2 of Paragraph 1 of Article 7 of the Enforcement Order
|
Number of Shares, etc., falling under Item 3 of Paragraph 1 of Article 7 of the Enforcement Order
|
||||||||||
Shares
|
― (voting rights)
|
― (voting rights)
|
― (voting rights)
|
|||||||||
Stock Acquisition Rights
|
5 | ― | ― | |||||||||
Corporate Bonds with Stock Acquisition Rights
|
― | ― | ― | |||||||||
Trust Beneficiary Securities ( )
|
― | ― | ― | |||||||||
Depository Receipts for Securities ( )
|
― | ― | ― | |||||||||
Total
|
5 | ― | ||||||||||
Total Number of Shares, etc., Owned
|
5 | ― | ― | |||||||||
(Total Number of Dilutive Shares, etc., Owned)
|
(5 | ) | ― | ― |
Hideki Nakano
|
(as of August 10, 2012)
|
Number of Shares, etc., Owned
|
Number of Shares, etc., falling under Item 2 of Paragraph 1 of Article 7 of the Enforcement Order
|
Number of Shares, etc., falling under Item 3 of Paragraph 1 of Article 7 of the Enforcement Order
|
||||||||||
Shares
|
4 (voting rights)
|
― (voting rights)
|
― (voting rights)
|
|||||||||
Stock Acquisition Rights
|
5 | ― | ― | |||||||||
Corporate Bonds with Stock Acquisition Rights
|
― | ― | ― | |||||||||
Trust Beneficiary Securities ( )
|
― | ― | ― | |||||||||
Depository Receipts for Securities ( )
|
― | ― | ― | |||||||||
Total
|
9 | ― | ||||||||||
Total Number of Shares, etc., Owned
|
9 | ― | ― | |||||||||
(Total Number of Dilutive Shares, etc., Owned)
|
(5 | ) | ― | ― |
Takashi Miyamoto
|
(as of August 10, 2012)
|
Number of Shares, etc., Owned
|
Number of Shares, etc., falling under Item 2 of Paragraph 1 of Article 7 of the Enforcement Order
|
Number of Shares, etc., falling under Item 3 of Paragraph 1 of Article 7 of the Enforcement Order
|
||||||||||
Shares
|
― (voting rights)
|
― (voting rights)
|
― (voting rights)
|
|||||||||
Stock Acquisition Rights
|
5 | ― | ― | |||||||||
Corporate Bonds with Stock Acquisition Rights
|
― | ― | ― | |||||||||
Trust Beneficiary Securities ( )
|
― | ― | ― | |||||||||
Depository Receipts for Securities ( )
|
― | ― | ― | |||||||||
Total
|
5 | ― | ||||||||||
Total Number of Shares, etc., Owned
|
5 | ― | ― | |||||||||
(Total Number of Dilutive Shares, etc., Owned)
|
(5 | ) | ― | ― |
Katsuhiko Oka
|
(as of August 10, 2012)
|
Number of Shares, etc., Owned
|
Number of Shares, etc., falling under Item 2 of Paragraph 1 of Article 7 of the Enforcement Order
|
Number of Shares, etc., falling under Item 3 of Paragraph 1 of Article 7 of the Enforcement Order
|
||||||||||
Shares
|
22 (voting rights)
|
― (voting rights)
|
― (voting rights)
|
|||||||||
Stock Acquisition Rights
|
― | ― | ― | |||||||||
Corporate Bonds with Stock Acquisition Rights
|
― | ― | ― | |||||||||
Trust Beneficiary Securities ( )
|
― | ― | ― | |||||||||
Depository Receipts for Securities ( )
|
― | ― | ― | |||||||||
Total
|
22 | ― | ||||||||||
Total Number of Shares, etc., Owned
|
22 | ― | ― | |||||||||
(Total Number of Dilutive Shares, etc., Owned)
|
(― | ) | ― | ― |
Fujio Kobayashi
|
(as of August 10, 2012)
|
Number of Shares, etc., Owned
|
Number of Shares, etc., falling under Item 2 of Paragraph 1 of Article 7 of the Enforcement Order
|
Number of Shares, etc., falling under Item 3 of Paragraph 1 of Article 7 of the Enforcement Order
|
||||||||||
Shares
|
10 (voting rights)
|
― (voting rights)
|
― (voting rights)
|
|||||||||
Stock Acquisition Rights
|
― | ― | ― | |||||||||
Corporate Bonds with Stock Acquisition Rights
|
― | ― | ― | |||||||||
Trust Beneficiary Securities ( )
|
― | ― | ― | |||||||||
Depository Receipts for Securities ( )
|
― | ― | ― | |||||||||
Total
|
10 | ― | ||||||||||
Total Number of Shares, etc., Owned
|
10 | ― | ― | |||||||||
(Total Number of Dilutive Shares, etc., Owned)
|
(― | ) | ― | ― |
Yasuki Nakagawa
|
(as of August 10, 2012)
|
Number of Shares, etc., Owned
|
Number of Shares, etc., falling under Item 2 of Paragraph 1 of Article 7 of the Enforcement Order
|
Number of Shares, etc., falling under Item 3 of Paragraph 1 of Article 7 of the Enforcement Order
|
||||||||||
Shares
|
3 (voting rights)
|
― (voting rights)
|
― (voting rights)
|
|||||||||
Stock Acquisition Rights
|
― | ― | ― | |||||||||
Corporate Bonds with Stock Acquisition Rights
|
― | ― | ― | |||||||||
Trust Beneficiary Securities ( )
|
― | ― | ― | |||||||||
Depository Receipts for Securities ( )
|
― | ― | ― | |||||||||
Total
|
3 | ― | ||||||||||
Total Number of Shares, etc., Owned
|
3 | ― | ― | |||||||||
(Total Number of Dilutive Shares, etc., Owned)
|
(― | ) | ― | ― |
Tetsuo Maruyama
|
(as of August 10, 2012)
|
Number of Shares, etc., Owned
|
Number of Shares, etc., falling under Item 2 of Paragraph 1 of Article 7 of the Enforcement Order
|
Number of Shares, etc., falling under Item 3 of Paragraph 1 of Article 7 of the Enforcement Order
|
||||||||||
Shares
|
3 (voting rights)
|
― (voting rights)
|
― (voting rights)
|
|||||||||
Stock Acquisition Rights
|
― | ― | ― | |||||||||
Corporate Bonds with Stock Acquisition Rights
|
― | ― | ― | |||||||||
Trust Beneficiary Securities ( )
|
― | ― | ― | |||||||||
Depository Receipts for Securities ( )
|
― | ― | ― | |||||||||
Total
|
3 | ― | ||||||||||
Total Number of Shares, etc., Owned
|
3 | ― | ― | |||||||||
(Total Number of Dilutive Shares, etc., Owned)
|
(― | ) | ― | ― |