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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Stephens Investment Management, LLC ONE FERRY BUILDING SUITE 255 SAN FRANCISCO, CA 94111 |
X | |||
STEPHENS PAUL HARBOUR ONE FERRY BUILDING SUITE 255 SAN FRANCISCO, CA 94111 |
See footnotes 1 and 2 | |||
STEPHENS PAUL BARTLETT ONE FERRY BUILDING SUITE 255 SAN FRANCISCO, CA 94111 |
See footnotes 1 and 2 | |||
STEPHENS WILLIAM BRADFORD ONE FERRY BUILDING SUITE 255 SAN FRANCISCO, CA 94111 |
See footnotes 1 and 2 |
Stephens Investment Management, LLC; By: W. Bradford Stephens, its Managing Member; /s/ W. Bradford Stephens | 11/05/2008 | |
**Signature of Reporting Person | Date | |
Paul H. Stephens; /s/ Paul H. Stephens | 11/05/2008 | |
**Signature of Reporting Person | Date | |
P. Bartlett Stephens; /s/ P. Bartlett Stephens | 11/05/2008 | |
**Signature of Reporting Person | Date | |
W. Bradford Stephens; /s/ W. Bradford Stephens | 11/05/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These securities reported on this Form 4 are held directly by certain investment limited partnerships (the "Partnerships") for which Stephens Investment Management, LLC ("SIM") is the general partner and investment manager. None of the Partnerships is itself the beneficial owner of more than 10% of the issuer's common stock. Paul H. Stephens, P. Bartlett Stephens and W. Bradford Stephens are each managing members and owners of SIM and each also holds limited partnership interests in certain of the Partnerships . Each of SIM, Paul H. Stephens, P. Bartlett Stephens, W. Bradford Stephens and the Partnerships expressly disclaims beneficial ownership in these securities, except to the extent of their respective pecuniary interests therein. |
(2) | Although none of the Partnerships is itself the beneficial owner of more than 10% of the issuer's common stock, SIM and the other reporting persons may be deemed to beneficially own the securities owned by the Partnerships insofar as they may be deemed to have the power to direct the voting or disposition of such securities. The reporting persons have elected therefore to file this Form 4 to report transactions by the Partnerships on an aggregate basis. The filing of this Form 4 should not, however, be deemed an admission by any of the reporting persons that the reporting persons and/or the Partnerships form a group within the meaning of Rule 13d-5(b)(1) and Rule 16a-1(a)(1). |