SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): March 29, 2004 (March 26, 2004)
SPECTRX, INC.
(Exact
Name of Registrant as Specified in Its Charter)
Delaware (State or Other Jurisdiction of Incorporation) |
0-22179 (Commission File Numbers) |
58-2029543 (I.R.S. Employer Identification No.) |
6025A Unity Drive |
30071 |
Registrants' Telephone Number, Including Area Code: (770) 242-8723
Item 5. Other Events and Regulation FD Disclosure.
On March 26, 2004, SpectRx, Inc. announced the completion of a private placement to institutional and private investors of a new series of its preferred stock and warrants to purchase shares of its common stock as more fully described in the press release, a copy of which is filed as Exhibit 99.1 hereto and which information is incorporated herein by reference.
Item 7. Financial Statements and Exhibits.
(c) Exhibits.
The following exhibits are filed with this report:
Exhibit No. | Exhibit Description | |
|
| |
99.1 | Press Release, Dated March 26, 2004 | |
99.2 | Securities Purchase Agreement | |
99.3 | Registration Rights Agreement | |
99.4 | Certificate of Designations, Preferences and Rights of Series A Convertible Preferred Stock | |
99.5 | Form of Warrant (Exhibit B-1) | |
99.6 | Form of Warrant (Exhibit B-2) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
SPECTRX, INC. | ||||
/S/ THOMAS H. MULLER, JR. | ||||
By: | Thomas H. Muller, Jr. | |||
Executive Vice President and
Chief Financial Officer | ||||
Date: March 29, 2004. |
EXHIBIT INDEX
Exhibit No. | Exhibit Description | |
|
| |
99.1 | Press Release, Dated March 26, 2004 | |
99.2 | Securities Purchase Agreement | |
99.3 | Registration Rights Agreement | |
99.4 | Certificate of Designations, Preferences and Rights of Series A Convertible Preferred Stock | |
99.5 | Form of Warrant (Exhibit B-1) | |
99.6 | Form of Warrant (Exhibit B-2) |