OMB APPROVAL
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OMB Number: |
3235-0415
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Expires: | February 28, 2009 |
Estimated average burden | |
hours per response
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10.4 |
The Royal Bank of Scotland plc
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(Name of Issuer)
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RBS Rogers Enhanced Energy Fund
Exchange Traded Notes
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(Title of Class of Securities)
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78009P192
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(CUSIP Number)
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June 10, 2013
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(Date of Event which Requires Filing of this Statement)
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CUSIP No. 78009P192
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13G
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1.
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NAMES OF REPORTING PERSONS
The Royal Bank of Scotland N.V.
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
Country of Origin: The Netherlands Registered: The Netherlands
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NUMBER OF SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH
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5.
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SOLE VOTING POWER
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6.
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SHARED VOTING POWER
8,900
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7.
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SOLE DISPOSITIVE POWER
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8.
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SHARED DISPOSITIVE POWER
8,900
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CUSIP No. 78009P192
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13G
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1.
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NAMES OF REPORTING PERSONS
RBS Holdings N.V.
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) o
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(b) o
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
Country of Origin: The Netherlands Registered: The Netherlands
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NUMBER OF SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH
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5.
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SOLE VOTING POWER
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6.
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SHARED VOTING POWER
8,900
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7.
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SOLE DISPOSITIVE POWER
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8.
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SHARED DISPOSITIVE POWER
8,900
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,900
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (SEE INSTRUCTIONS)
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o |
11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.56%
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12.
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
HC, CO
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CUSIP No. 78009P192
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13G
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1.
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NAMES OF REPORTING PERSONS
RFS Holdings B.V.
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) o
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(b) o
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
Country of Origin: The Netherlands Registered: The Netherlands
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NUMBER OF SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH
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5.
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SOLE VOTING POWER
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6.
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SHARED VOTING POWER
8,900
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7.
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SOLE DISPOSITIVE POWER
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8.
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SHARED DISPOSITIVE POWER
8,900
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,900
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (SEE INSTRUCTIONS)
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o |
11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.56%
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12.
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
HC, CO
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CUSIP No. 78009P192
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13G
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1.
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NAMES OF REPORTING PERSONS
The Royal Bank of Scotland Group plc
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) o
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(b) o
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
Country of Origin: United Kingdom Registered: Scotland
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NUMBER OF SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH
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5.
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SOLE VOTING POWER
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6.
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SHARED VOTING POWER
8,900
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7.
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SOLE DISPOSITIVE POWER
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8.
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SHARED DISPOSITIVE POWER
8,900
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,900
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (SEE INSTRUCTIONS)
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o |
11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.56%
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12.
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
HC, CO
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Item 1(a).
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Name of Issuer:
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Item 1(b).
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Address of Issuer’s Principal Executive Offices:
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Item 2(a).
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Name of Person Filing:
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Item 2(b).
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Address of Principal Business Office or, if None, Residence:
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Item 2(c).
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Citizenship:
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Item 2(d).
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Title of Class of Securities:
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Item 2(e).
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CUSIP Number:
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Item 3.
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If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
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(a)
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Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);
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(b)
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Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);
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(c)
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Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
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(d)
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Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
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(e)
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
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(h)
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A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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Group, in accordance with §240.13d-1(b)(1)(ii)(J).
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None of the above.
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Item 4.
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Ownership.
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(a)
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Amount beneficially owned: RBS N.V. is the record owner of 8,900 shares of the Issuer (the “Record Shares”) of the issuer as at June 10, 2013. As RBSH holds 100% of the shares of RBS N.V., RBSH may be deemed to own, beneficially, the Record Shares. As RFS holds 100% of the shares of RBSH, RFS may be deemed to own, beneficially, the Record Shares. As RBSG owns 97.71% of the shares of RFS, RBSG may be deemed to own, beneficially, the Record Shares.
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(b)
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Percent of class: See Line 11 of cover sheets. The percentages set forth on the cover sheets are calculated based on 160,000 shares reported to be outstanding based on The Royal Bank of Scotland plc’s most recent public disclosures.
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(c)
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Number of shares as to which such person has:
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(i)
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Sole power to vote or to direct the vote: See Line 5 of cover sheets
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(ii)
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Shared power to vote or to direct the vote: See Line 6 of cover sheets.
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(iii)
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Sole power to dispose or to direct the disposition of: See Line 7 of cover sheets.
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(iv)
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Shared power to dispose or to direct the disposition of: See Line 8 of cover sheets.
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Item 5.
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Ownership of Five Percent or Less of a Class.
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
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Item 8.
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Identification and Classification of Members of the Group.
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Item 9.
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Notice of Dissolution of Group.
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Item 10.
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Certifications.
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THE ROYAL BANK OF SCOTLAND GROUP plc, RFS HOLDINGS B.V., RBS HOLDINGS N.V., THE ROYAL BANK OF SCOTLAND N.V.
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By:
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/s/ Richard Hopkins | |||
Name:
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Richard Hopkins
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Title:
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Manager, Share Aggregation & Reporting
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THE ROYAL BANK OF SCOTLAND GROUP plc, RFS HOLDINGS B.V., RBS HOLDINGS N.V., THE ROYAL BANK OF SCOTLAND N.V.
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By:
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/s/ Richard Hopkins
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Name:
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Richard Hopkins
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Title:
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Manager, Share Aggregation & Reporting
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