Form N-23C-1 Report for Calendar month Ending September 30, 2001 -------------------------- Swiss Helvetia Fund, Inc. -------------------------- ------------------------------------------------------------------------------------------------------------- Approximate asset value Number of or approximate asset Name of Date of each Identification of shares Price per coverage per share at Seller or of transaction each security purchased share time of purchase Sellers Broker ------------------------------------------------------------------------------------------------------------- Swiss Helvetia Fund-(Cusip- 9/20/01 870875101) 7,300 10.0845 12.04 NYSE 9/21/01 (same) 30,000 09.9133 11.60 NYSE Total 37,300